All ETFs Historical Tick with Bid/Ask Data

This list contains symbols for all the ETFs in our tick (time and sales) interval "All ETFs Historical Tick with Bid/Ask Data" historical data package. All calculations are performed using files containing tick with bid/ask prices. Tab delimited text version of this list is also available.

Other Historical Data

Please visit our buy page for more information about our US stocks and ETFs, Futures and Forex historical data packages, and to download free historical data sample files. We offer daily (end-of-day or EOD) data, 1 minute and higher interval intraday data and tick (time and sales) bid and ask data.

Product Details

Listed: 2329 symbols and 348 gigabytes
Delisted: 965 symbols and 8 gigabytes
List last updated on: 11/18/2019

Listed Instruments:

 #   Symbol   StartDate   Size(MB)   Description   Industry   Sector 
1    AAAU 8/15/2018 0.8 PERTH MINT PHYSICAL GOLD ETF Exchange Traded Fund Financial
2    AADR 7/21/2010 3.45 ADVISORSHARES DORSEY WRIGHT ADR ETF AdvisorShares Foreign Large Growth
3    AAXJ 9/25/2009 326 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN iShares Pacific/Asia ex-Japan Stk
4    ACES 6/29/2018 0.26 ALPS ETF TRUST Exchange Traded Fund Financial
5    ACSG 12/6/2018 0.04 XTRACKERS MSCI ACWI EX USA ESG LEADERS EQUITY ETF Exchange Traded Fund Financial
6    ACSI 11/1/2016 0.26 AMERICANCUSTOMERSATISFACTIONCOREALPHAETF ACSI Large Blend
7    ACT 9/28/2009 610 ADVISORSHARES VICE ETF
8    ACWF 5/4/2015 1.12 ISHARES EDGE MSCI MULTIFACTOR GLOBAL ETF Exchange Traded Fund Financial
9    ACWI 9/25/2009 504 ISHARES MSCI ACWI iShares World Stock
10    ACWV 10/20/2011 37 ISHARES EDGE MSCI MIN VOL GLOBAL iShares World Stock
11    ACWX 9/25/2009 125 ISHARES MSCI ACWI EX US iShares Foreign Large Blend
12    ADRA 9/25/2009 1.33 BLDRS ASIA 50 ADR INDEX FUND
13    ADRD 9/25/2009 2.28 BLDRS DEVELOPED MARKETS 100 ADR ETF PowerShares Foreign Large Value
14    ADRE 9/25/2009 13 BLDRS EMERGING MARKETS 50 ADR ETF PowerShares Diversified Emerging Mkts
15    ADRU 9/25/2009 1.14 BLDRS EUROPE SELECT ADR ETF PowerShares Europe Stock
16    AFIF 9/18/2018 0.46 TWO ROADS SHARED TRUST Exchange Traded Fund Financial
17    AFK 9/25/2009 9.82 VANECK VECTORS AFRICA ETF Van Eck Miscellaneous Region
18    AFTY 3/12/2015 3.15 CSOP FTSE CHINA A50 ETF CSOP Asset Management China Region
19    AGG 9/25/2009 621 ISHARES CORE US AGGREGATE BOND iShares Intermediate-Term Bond
20    AGGE 5/10/2016 0.85 IQ ENHANCED CORE BOND US ETF IndexIQ Intermediate-Term Bond
21    AGGP 5/10/2016 3.03 IQ ENHANCED CORE PLUS BOND US ETF IndexIQ Intermediate-Term Bond
22    AGGY 7/9/2015 4.86 WISDOMTREE BARCLAYS YLDENH US AGGTBD ETF WisdomTree Intermediate-Term Bond
23    AGND 12/18/2013 1.14 WISDOMTREE BARCLAYS NGTDUR US AGGTBD ETF WisdomTree Nontraditional Bond
24    AGQ 9/25/2009 323 PROSHARES ULTRA SILVER ProShares Trading--Leveraged Commodities
25    AGT 9/25/2009 7.51 ISHARES TRUST Exchange Traded Fund Financial
26    AGZ 9/25/2009 8.33 ISHARES AGENCY BOND iShares Intermediate Government
27    AGZD 12/18/2013 1.42 WISDOMTREE BARCLAYS INTRRTHGUSAGGTBD ETF WisdomTree Nontraditional Bond
28    AIA 9/25/2009 15 ISHARES ASIA 50 ETF
29    AIEQ 10/17/2017 4.23 AI POWERED EQUITY ETF Exchange Traded Fund Financial
30    AIIQ 6/6/2018 0.11 AI POWERED INTERNATIONAL EQUITY ETF Exchange Traded Fund Financial
31    AIQ 9/25/2009 28 GLOBAL X FUTURE ANALYTICS TECH ETF
32    AIRR 3/11/2014 4.19 FIRST TRUST RBA AMER INDL RENAISTM ETF First Trust Industrials
33    ALFA 5/31/2012 2.89 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
34    ALT 11/16/2009 32 ISHARES DIVERSIFIED ALTERNATIVE Pharmaceutical Preparations Manufacturing
35    ALTS 10/9/2014 0.84 PROSHARES MORNINGSTAR ALTS SOLU ProShares Multialternative
36    ALTY 7/14/2015 0.69 GLOBAL X SUPERDIVIDEND ALTERNATIVES ETF Global X Funds Allocation--70% to 85% Equity
37    AMCA 8/11/2017 0.19 ISHARES RUSSELL 1000 PURE U.S. REVENUE ETF
38    AMJ 9/25/2009 601 JPMORGAN CHASE CAPITAL XVI JP M JPMorgan Equity Energy
39    AMJL 5/18/2016 0.54 CREDIT SUISSE X-LINKS MP2XLVGALRNMLP ETN Credit Suisse AG Trading--Leveraged Equity
40    AMLP 9/24/2010 1082 ALERIAN MLP ETF ALPS Equity Energy
41    AMOM 5/21/2019 0.03 QRAFT AI-ENHANCED U.S. LARGE CAP MOMENTUM ETF Exchange Traded Fund Financial
42    AMU 7/18/2012 22 ETRACS 2X WELLS FARGO - BDCI Exchange Traded Fund Financial
43    AMUB 10/9/2015 0.04 UBS AG Major Banks Finance
44    AMZA 10/2/2014 54 INFRACAP MLP ETF InfraCap Energy Limited Partnership
45    ANGL 4/11/2012 35 VANECK VECTORS FALLEN ANGEL HIYLD BD ETF Van Eck High Yield Bond
46    AOA 9/25/2009 11 ISHARES CORE AGGRESSIVE ALLOCATION iShares Allocation--70% to 85% Equity
47    AOIL 9/6/2018 0.06 ABERDEEN STANDARD BLOOMBERG WTI CRUDE OIL STRATEGY K-1 FREE ET Exchange Traded Fund Financial
48    AOK 9/25/2009 9.23 ISHARES CORE CONSERVATIVE ALLOCATION iShares Allocation--30% to 50% Equity
49    AOM 9/25/2009 17 ISHARES CORE MODERATE ALLOCATION iShares Allocation--30% to 50% Equity
50    AOR 9/25/2009 13 ISHARES CORE GROWTH ALLOCATION iShares Allocation--50% to 70% Equity
51    ARCM 3/31/2017 0.04 ARROW INVESTMENTS TRUST Exchange Traded Fund Financial
52    ARGT 3/3/2011 12 GLOBAL X MSCI ARGENTINA ETF Global X Funds Miscellaneous Region
53    ARKG 10/31/2014 9.12 ARK GENOMIC REVOLUTION MULTI-SECTOR ETF ARK ETF Trust Health
54    ARKK 10/31/2014 23 ARK INNOVATION ETF ARK ETF Trust Technology
55    ARKQ 9/30/2014 3.29 ARK INDUSTRIAL INNOVATION ETF ARK ETF Trust Technology
56    ARKW 9/30/2014 11 ARK WEB X.0 ETF ARK ETF Trust Technology
57    ASEA 2/17/2011 3.89 GLOBAL X FTSE SOUTHEAST ASIA ETF Global X Funds Pacific/Asia ex-Japan Stk
58    ASET 11/24/2015 0.26 FLEXSHARES REAL ASSETS ALLOCATION ETF Flexshares Trust World Stock
59    ASHR 11/6/2013 345 DEUTSCHE X-TRACKERS HARVEST CSI300 CHN A Deutsche Asset Management China Region
60    ASHS 5/21/2014 9.24 DEUTSCHE X-TRACKERS HRVSTCSI500CHN A SC Deutsche Asset Management China Region
61    ASHX 10/20/2015 0.43 DEUTSCHE X-TRACKERS CSI300 CHN A HDGD EQ Deutsche Asset Management China Region
62    ATMP 3/13/2013 7.7 BARCLAYS ETN+ SELECT MLP Barclays Funds Energy Limited Partnership
63    AUSF 8/28/2018 0.46 GLOBAL X FUNDS GLOBAL X ADAPTIVE U.S. FACTOR ETF Exchange Traded Fund Financial
64    AVDE 9/26/2019 0.06 AVANTIS INTERNATIONAL EQUITY ETF Exchange Traded Fund Financial
65    AVDV 9/26/2019 0.07 AVANTIS INTERNATIONAL SMALL CAP VALUE ETF Exchange Traded Fund Financial
66    AVEM 9/19/2019 0.05 AVANTIS EMERGING MARKETS EQUITY ETF Exchange Traded Fund Financial
67    AVUS 9/26/2019 0.06 AVANTIS U.S. EQUITY ETF Exchange Traded Fund Financial
68    AVUV 9/26/2019 0.07 AVANTIS U.S. SMALL CAP VALUE ETF Exchange Traded Fund Financial
69    AWTM 1/29/2019 0.06 AWARE ULTRA-SHORT DURATION ENHANCED INCOME ETF Exchange Traded Fund Financial
70    AXJL 2/28/2011 1.5 WISDOMTREE ASIA PACIFIC EX-JAPAN ETF WisdomTree Pacific/Asia ex-Japan Stk
71    BAB 11/17/2009 44 POWERSHARES BUILD AMERICA BOND PowerShares Long-Term Bond
72    BAL 9/25/2009 9.96 IPATH BLOOMBERG COTTON SUBTR ETN Barclays Funds Commodities Agriculture
73    BAR 5/5/2014 3.14 GRANITESHARES GOLD TRUST Exchange Traded Fund Financial
74    BATT 6/6/2018 0.28 AMPLIFY ADVANCED BATTERY METALS AND MATERIALS ETF Exchange Traded Fund Financial
75    BAUG 8/1/2019 0.18 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
76    BBAX 8/8/2018 5.81 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
77    BBC 12/17/2014 2.6 BIOSHARES BIOTECHNOLOGY CLINICAL TRIALS Bio Shares Health
78    BBCA 8/8/2018 8.59 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
79    BBEU 6/18/2018 15 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
80    BBH 9/25/2009 32 VANECK VECTORS BIOTECH ETF Van Eck Health
81    BBJP 6/18/2018 18 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
82    BBP 12/17/2014 1.6 BIOSHARES BIOTECHNOLOGY PRODUCTS Bio Shares Health
83    BBRE 6/18/2018 0.72 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
84    BBSA 3/13/2019 0.1 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
85    BBUS 3/13/2019 0.13 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
86    BCD 3/31/2017 0.13 ABERDEEN STANDARD BLOOMBERG ALL COMMODITY LONGER DATED STRATEG Exchange Traded Fund Financial
87    BCI 3/31/2017 2.1 ABERDEEN STANDARD BLOOMBERG ALL COMMODITY STRATEGY K-1 FREE ET Exchange Traded Fund Financial
88    BCM 4/21/2011 1.67 IPATH PURE BETA BROAD COMMODITY ETN Barclays Funds Commodities Broad Basket
89    BCNA 6/20/2018 0.07
90    BDCL 5/25/2011 31 UBS ETRACS 2XLVG LNG WF BUSN DEV CO ETN UBS Group AG Trading--Leveraged Equity
91    BDCS 4/28/2011 5.59 UBS ETRACS WELLS FARGO BUSN DEV CO ETN UBS Group AG Financial
92    BDCZ 10/9/2015 0.12 UBS AG Major Banks Finance
93    BDRY 3/22/2018 0.24 BREAKWAVE DRY BULK SHIPPING ETF Exchange Traded Fund Financial
94    BEMO 6/9/2016 0.71
95    BFIT 5/10/2016 0.22 GLOBAL X HEALTH & WELLNESS THEMATIC ETF Global X Funds World Stock
96    BFOR 6/4/2013 3.96 BARRON'S 400 ETF ALPS ETF Mid-Cap Growth
97    BGRN 11/27/2018 0.12 ISHARES GLOBAL GREEN BOND ETF
98    BIB 4/9/2010 122 PROSHARES ULTRA NASDAQ BIOTECHNOLOGY ProShares Trading--Leveraged Equity
99    BIBL 10/31/2017 0.57 INSPIRE 100 ETF Exchange Traded Fund Financial
100    BICK 4/13/2010 2.97 FIRST TRUST BICK ETF First Trust Diversified Emerging Mkts
101    BIL 9/25/2009 72 SPDR BLMBG BARCLAYS 1-3 MTH T-BILL ETF SPDR State Street Global Advisors Ultrashort Bond
102    BIS 4/9/2010 62 PROSHARES ULTRASHORT NASDAQ BIOTECH ProShares Trading--Inverse Equity
103    BIV 9/25/2009 114 VANGUARD INTERM-TERM BOND ETF Vanguard Intermediate-Term Bond
104    BIZD 2/12/2013 7.33 VANECK VECTORS BDC INCOME ETF Van Eck Financial
105    BJAN 1/2/2019 0.17 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
106    BJK 9/25/2009 4.89 VANECK VECTORS GAMING ETF Van Eck Consumer Cyclical
107    BJUL 8/29/2018 0.44 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
108    BJUN 6/3/2019 0.04 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
109    BKF 9/25/2009 32 ISHARES MSCI BRIC iShares Diversified Emerging Mkts
110    BKLN 3/3/2011 395 POWERSHARES EXCHANGE-TRADED FUN PowerShares Bank Loan
111    BLCN 1/17/2018 2.75 REALITY SHARES NASDAQ NEXTGEN ECONOMY ETF
112    BLES 2/28/2017 1.13 INSPIRE GLOBAL HOPE LARGE CAP ETF Inspire World Stock
113    BLHY 12/6/2016 2.19 VIRTUS NEWFLEET DYNAMIC CREDIT Exchange Traded Fund Financial
114    BLOK 1/17/2018 5.91 AMPLIFY TRANSFORMATIONAL DATA SHARING ETF Exchange Traded Fund Financial
115    BLV 9/25/2009 45 VANGUARD LONG-TERM BOND ETF Vanguard Long-Term Bond
116    BMLP 12/21/2016 0.06 BANK OF MONTREAL Commercial Banks Finance
117    BND 9/25/2009 449 VANGUARD TOTAL BOND MARKET ETF Vanguard Intermediate-Term Bond
118    BNDC 11/21/2016 0.32 FLEXSHARES CORE SELECT BOND ETF Flexshares Trust Intermediate-Term Bond
119    BNDW 9/6/2018 0.65 VANGUARD TOTAL WORLD BOND ETF
120    BNDX 6/4/2013 131 VANGUARD TOTAL INTERNATIONAL BOND ETF
121    BNKD 4/3/2019 0.04 BANK OF MONTREAL Commercial Banks Finance
122    BNKO 4/3/2019 0.02 BANK OF MONTREAL Commercial Banks Finance
123    BNKU 4/3/2019 0.04 BANK OF MONTREAL Commercial Banks Finance
124    BNKZ 4/3/2019 0.02 BANK OF MONTREAL Commercial Banks Finance
125    BNO 7/12/2010 39 UNITED STATES BRENT OIL United States Commodity Funds LLC Commodities Energy
126    BNOV 11/1/2019 0.06 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
127    BOCT 10/1/2018 0.79 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
128    BOIL 10/6/2011 52 PROSHARES ULTRA BLOOMBERG NATURAL GAS ProShares Trading--Leveraged Commodities
129    BOND 3/1/2012 65 PIMCO ACTIVE BOND EXCHANGE-TRADED FUND EXCHANGE-TRADED FUND Exchange Traded Fund Financial
130    BOSS 2/15/2017 0.15 GLOBAL X FOUNDER-RUN COMPANIES ETF Global X Funds Large Blend
131    BOTZ 9/13/2016 71 GLOBAL X ROBTCS&ARTFCL INTLLGNC THTC ETF Global X Funds Miscellaneous Sector
132    BOUT 9/13/2018 0.46 INNOVATOR IBD BREAKOUT OPPORTUNITIES ETF Exchange Traded Fund Financial
133    BRF 9/25/2009 54 VANECK VECTORS BRAZIL SMALL-CAP ETF Van Eck Latin America Stock
134    BRZU 4/10/2013 214 DIREXION DAILY BRAZIL BULL 3X ETF Direxion Funds Trading--Leveraged Equity
135    BSAE 10/8/2018 0.11 INVESCO BULLETSHARES 2021 USD EMERGING MARKETS DEBT ETF Exchange Traded Fund Financial
136    BSBE 10/10/2018 0.08 INVESCO BULLETSHARES 2022 USD EMERGING MARKETS DEBT ETF Exchange Traded Fund Financial
137    BSCE 7/12/2010 5.83 GUGGENHEIM BULLETSHARES 2014 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond
138    BSCJ 3/29/2012 18 GUGGENHEIM BULLETSHRS 2019 CORP BD ETF Guggenheim Investments Corporate Bond
139    BSCK 3/29/2012 22 GUGGENHEIM BULLETSHRS 2020 CORP BD ETF Guggenheim Investments Corporate Bond
140    BSCL 7/17/2013 17 GUGGENHEIM BULLETSHRS 2021 CORP BD ETF Guggenheim Investments Corporate Bond
141    BSCM 7/17/2013 15 GUGGENHEIM BULLETSHRS 2022 CORP BD ETF Guggenheim Investments Corporate Bond
142    BSCN 9/17/2014 8.61 GUGGENHEIM BULLETSHRS 2023 CORP BD ETF Guggenheim Investments Corporate Bond
143    BSCO 9/19/2014 6.9 GUGGENHEIM BULLETSHRS 2024 CORP BD ETF Guggenheim Investments Corporate Bond
144    BSCP 10/9/2015 3.2 GUGGENHEIM BULLETSHRS 2025 CORP BD ETF Guggenheim Investments Corporate Bond
145    BSCQ 9/16/2016 1.93 GUGGENHEIM BULLETSHARES 2026 CORP BD ETF Guggenheim Investments Corporate Bond
146    BSCR 9/27/2017 0.79 INVESCO BULLETSHARES 2027 CORPORATE BOND ETF Exchange Traded Fund Financial
147    BSCS 8/9/2018 0.37 INVESCO BULLETSHARES 2028 CORPORATE BOND ETF Exchange Traded Fund Financial
148    BSCT 9/12/2019 0.04 INVESCO BULLETSHARES 2029 CORPORATE BOND ETF Exchange Traded Fund Financial
149    BSDE 10/16/2018 0.07 INVESCO BULLETSHARES 2024 USD EMERGING MARKETS DEBT ETF Exchange Traded Fund Financial
150    BSEP 9/3/2019 0.03 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
151    BSJJ 9/24/2013 20 GUGGENHEIM BULLETSHRS 2019 HY CORPBD ETF Guggenheim Investments High Yield Bond
152    BSJK 9/24/2013 17 GUGGENHEIM BULLETSHRS 2020 HY CORPBD ETF Guggenheim Investments High Yield Bond
153    BSJL 9/17/2014 11 GUGGENHEIM BULLETSHRS 2021 HY CORPBD ETF Guggenheim Investments High Yield Bond
154    BSJM 9/17/2014 8.07 GUGGENHEIM BULLETSHRS 2022 HY CORPBD ETF Guggenheim Investments High Yield Bond
155    BSJN 10/14/2015 3.53 GUGGENHEIM BULLETSHRS 2023 HY CORPBD ETF Guggenheim Investments High Yield Bond
156    BSJO 9/14/2016 1.71 INVESCO BULLETSHARES 2024 HIGH YIELD CORPORATE BOND ETF Exchange Traded Fund Financial
157    BSJP 9/27/2017 0.98 INVESCO BULLETSHARES 2025 HIGH YIELD CORPORATE BOND ETF Exchange Traded Fund Financial
158    BSJQ 8/9/2018 0.34 INVESCO BULLETSHARES 2026 HIGH YIELD CORPORATE BOND ETF Exchange Traded Fund Financial
159    BSJR 9/12/2019 0.03 INVESCO BULLETSHARES 2027 HIGH YIELD CORPORATE BOND ETF Exchange Traded Fund Financial
160    BSML 9/27/2019 0.01 INVESCO BULLETSHARES 2021 MUNICIPAL BOND ETF
161    BSMM 9/27/2019 0.03 INVESCO BULLETSHARES 2022 MUNICIPAL BOND ETF
162    BSMN 9/26/2019 0.02 INVESCO BULLETSHARES 2023 MUNICIPAL BOND ETF
163    BSMO 9/26/2019 0.01 INVESCO BULLETSHARES 2024 MUNICIPAL BOND ETF
164    BSMP 9/26/2019 0.03 INVESCO BULLETSHARES 2025 MUNICIPAL BOND ETF
165    BSMQ 9/26/2019 0.01 INVESCO BULLETSHARES 2026 MUNICIPAL BOND ETF
166    BSMR 9/26/2019 0.01 INVESCO BULLETSHARES 2027 MUNICIPAL BOND ETF
167    BSMS 9/26/2019 0.03 INVESCO BULLETSHARES 2028 MUNICIPAL BOND ETF
168    BSMT 9/25/2019 0.01 INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF
169    BSV 9/25/2009 252 VANGUARD SHORT-TERM BOND ETF Vanguard Short-Term Bond
170    BTAL 9/13/2011 3.16 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral
171    BTEC 8/22/2016 0.12 PRINCIPAL HEALTHCARE INNOVATORS ETF Principal Funds Health
172    BUG 10/31/2019 0.01 GLOBAL X CYBERSECURITY ETF
173    BUL 5/3/2019 0.03 PACER US CASH COWS GROWTH ETF Exchange Traded Fund Financial
174    BUY 12/1/2017 0.06 USCF SUMMERHAVEN SHPEI INDEX FUND Exchange Traded Fund Financial
175    BUYN 12/1/2017 0.03 USCF SUMMERHAVEN SHPEN INDEX FUND Exchange Traded Fund Financial
176    BVAL 6/13/2017 0.18 BRAND VALUE ETF Exchange Traded Fund Financial
177    BWX 9/25/2009 85 SPDR BLMBG BARCLAYS INTL TRS BD ETF SPDR State Street Global Advisors World Bond
178    BWZ 9/25/2009 9.97 SPDR BLMBG BARCLAYS ST INTRN TRSBD ETF SPDR State Street Global Advisors World Bond
179    BYLD 4/24/2014 1.64 ISHARES YIELD OPTIMIZED BOND iShares Intermediate-Term Bond
180    BZQ 9/25/2009 41 PROSHARES ULTRASHORT MSCI BRAZIL CAPPED ProShares Trading--Inverse Equity
181    CACG 3/12/2013 1.74 CLEARBRIDGE ALL CAP GROWTH ETF
182    CALF 6/19/2017 0.45 PACER FUNDS Exchange Traded Fund Financial
183    CANE 9/19/2011 3.03 TEUCRIUM SUGAR ETF Teucrium Commodities Agriculture
184    CAPE 10/11/2012 0.84 BARCLAYS ETN+ SHILLER CAPET Barclays Funds Large Value
185    CARZ 5/10/2011 2.45 FIRST TRUST NASDAQ GLOBAL AUTO ETF First Trust Consumer Cyclical
186    CATH 4/19/2016 1.02 GLOBAL X S&P 500 CATHOLIC VALUES ETF Global X Funds Large Blend
187    CBON 11/11/2014 1.04 VANECK VECTORS CHINAAMC CHINA BOND ETF Van Eck Emerging-Markets Local-Currency Bond
188    CCD 3/27/2015 15 CALAMOS DYNAMIC CONVERTIBLE & INCOME FUND
189    CCOR 5/24/2017 0.66 CAMBRIA CORE EQUITY ETF Exchange Traded Fund Financial
190    CCX 9/24/2010 1.96 WISDOMTREE DREYFUS COMMODITY CU WisdomTree Currency
191    CDC 7/2/2014 5.46 VICTORYSHARES US EQ INCOME ENHANCED VOLATILITY WTD ETF
192    CDL 7/8/2015 1.82 VICTORYSHARES US LGCP HI DIV VOL WTD ETF Victory Large Value
193    CEF 9/28/2009 348 SPROTT PHYSICAL GOLD AND SILVER TRUST UNITS Exchange Traded Fund Financial
194    CEFL 12/11/2013 28 UBS ETRACS MTHLY PY 2XLVG CLOSED-END ETN UBS Group AG Trading--Miscellaneous
195    CEFS 3/21/2017 0.67 EXCHANGE LISTED FUNDS TRUST Exchange Traded Fund Financial
196    CEMB 4/19/2012 2.27 ISHARES EMERGING MARKETS CORPORATE BOND iShares Emerging Markets Bond
197    CEW 9/28/2009 14 WISDOMTREE EMERGING CURRENCY STRAT ETF WisdomTree Multicurrency
198    CEY 10/26/2017 0.59 VICTORYSHARES EMERGING MARKET HIGH DIV VOLATILITY WTD ETF
199    CEZ 9/29/2009 0.54 VICTORYSHARES EMERGING MARKET VOLATILITY WTD ETF
200    CFA 7/2/2014 4.23 VICTORYSHARES US 500 VOLATILITY WTD ETF Victory Large Blend
201    CFO 7/2/2014 6.56 VICTORYSHARES US 500 ENHANCED VOLATILITY WTD ETF
202    CGO 9/28/2009 11 CALAMOS GLOBAL TOTAL RETURN FUND
203    CGW 9/28/2009 15 GUGGENHEIM S&P GLOBAL WATER ETF Guggenheim Investments Miscellaneous Sector
204    CHAD 6/17/2015 12 DIREXION DLY CSI 300 CHN A SHR BR 1X ETF Direxion Funds Trading--Inverse Equity
205    CHAU 4/16/2015 47 DIREXION DLY CSI 300 CHN A SHR BL 2X ETF Direxion Funds Trading--Leveraged Equity
206    CHEP 9/13/2011 1.17 QUANTSHARES US MARKET NEUTRAL VALUE QuantShares Market Neutral
207    CHGX 10/10/2017 0.15 CHANGE FINANCE U.S. LARGE CAP FOSSIL FUEL FREE ETF Exchange Traded Fund Financial
208    CHI 9/28/2009 69 CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND
209    CHIC 9/28/2009 0.57 GLOBAL X FUNDS GLOBAL X MSCI CHINA COMMUNICATION SERVICES ETF
210    CHIE 12/16/2009 1.18 GLOBAL X CHINA ENERGY ETF Global X Funds China Region
211    CHIH 12/11/2018 0.05 GLOBAL X FUNDS GLOBAL X MSCI CHINA HEALTH CARE ETF Exchange Traded Fund Financial
212    CHII 12/1/2009 1.75 GLOBAL X CHINA INDUSTRIALS ETF Global X Funds China Region
213    CHIK 12/11/2018 0.11 GLOBAL X FUNDS GLOBAL X MSCI CHINA INFORMATION TECHNOLOGY ETF Exchange Traded Fund Financial
214    CHIL 12/11/2018 0.05 GLOBAL X FUNDS GLOBAL X MSCI CHINA LARGE-CAP 50 ETF Exchange Traded Fund Financial
215    CHIM 1/14/2010 1.67 GLOBAL X CHINA MATERIALS ETF Global X Funds China Region
216    CHIQ 12/1/2009 21 GLOBAL X CHINA CONSUMER ETF Global X Funds China Region
217    CHIR 12/11/2018 0.04 GLOBAL X FUNDS GLOBAL X MSCI CHINA REAL ESTATE ETF Exchange Traded Fund Financial
218    CHIS 12/11/2018 0.06 GLOBAL X FUNDS GLOBAL X MSCI CHINA CONSUMER STAPLES ETF Exchange Traded Fund Financial
219    CHIU 12/11/2018 0.04 GLOBAL X FUNDS GLOBAL X MSCI CHINA UTILITIES ETF Exchange Traded Fund Financial
220    CHIX 12/11/2009 13 GLOBAL X CHINA FINANCIALS ETF Global X Funds China Region
221    CHNA 10/10/2013 0.6 POWERSHARES CHINA A-SHARE ETF PowerShares China Region
222    CHW 9/28/2009 55 CALAMOS GLOBAL DYNAMIC INCOME FUND
223    CHY 9/28/2009 67 CALAMOS CONVERTIBLE AND HIGH INCOME FUND
224    CIBR 7/7/2015 15 FIRST TRUST NASDAQ CYBERSECURITY ETF First Trust Technology
225    CID 8/20/2015 0.74 VICTORYSHARES INTL HI DIV VOL WTD ETF Victory Foreign Large Value
226    CIL 7/12/2010 1.11 VICTORYSHARES INTERNATIONAL VOL WTD ETF Victory Foreign Large Blend
227    CIZ 10/1/2014 2.16 VICTORYSHARES DEVELOPED ENH VOL WTD ETF Victory Foreign Large Blend
228    CLIX 11/16/2017 0.97 PROSHARES LONG ONLINE/SHORT STORES ETF Exchange Traded Fund Financial
229    CLOU 4/16/2019 4.22 GLOBAL X CLOUD COMPUTING ETF
230    CLRG 12/13/2017 0.39 IQ CHAIKIN U.S. LARGE CAP ETF
231    CLTL 1/12/2017 0.43 POWERSHARES TREASURY COLLATERAL ETF PowerShares Ultrashort Bond
232    CMBS 2/16/2012 7.43 ISHARES CMBS iShares Intermediate-Term Bond
233    CMD 9/28/2009 36 PROSHARES ULTRASHORT DJ-AIG COM ProShares Trading-Inverse Commodities
234    CMDY 4/5/2018 0.15 ISHARES BLOOMBERG ROLL SELECT COMMODITY STRATEGY ETF Exchange Traded Fund Financial
235    CMF 9/28/2009 9.99 ISHARES S&P CALI MUNI BOND iShares Muni California Long
236    CN 4/30/2014 1.95 DEUTSCHE X-TRACKERS MSCI ALL CHINA EQ Deutsche Asset Management China Region
237    CNBS 7/23/2019 0.13 AMPLIFY SEYMOUR CANNABIS ETF Exchange Traded Fund Financial
238    CNCR 10/14/2015 2.46 LONCAR CANCER IMMUNOTHERAPY ETF ETF Series Solutions Health
239    CNHX 10/20/2015 0.04 CSOP MSCI CHINA A INTERNATIONAL HEDGED ETF Exchange Traded Fund Financial
240    CNXT 9/28/2009 72 VANECK VECTORS CHINAAMC SME-CHINEXT ETF Van Eck China Region
241    CNY 9/28/2009 2.96 MARKET VECTORS CHINESE RENMINBI/USD ETN Market Vectors Single Currency
242    CNYA 6/15/2016 1.01 ISHARES TRUST Exchange Traded Fund Financial
243    COM 3/30/2017 0.3 DIREXION AUSPICE BROAD COMMODITY STRATEGY ETF Exchange Traded Fund Financial
244    COMB 5/25/2017 0.85 GRANITESHARES BLOOMBERG COMMODITY BROAD STRATEGY NO K-1 ETF Exchange Traded Fund Financial
245    COMG 5/25/2017 0.19 GRANITESHARES S&P GSCI COMMODITY BROAD STRATEGY NO K-1 ETF Exchange Traded Fund Financial
246    COMT 10/25/2010 5.18 ISHARES COMMODITIES SELECT STRATEGY iShares Commodities Broad Basket
247    COPX 7/12/2010 14 GLOBAL X COPPER MINERS ETF Global X Funds Natural Resources
248    CORN 7/12/2010 28 TEUCRIUM CORN ETF Teucrium Commodities Agriculture
249    CORP 9/24/2010 9.19 PIMCO INVESTMENT GRADE CORPORATE BD ETF Pimco Corporate Bond
250    COW 9/28/2009 8.37 IPATH BLOOMBERG LIVESTOCK SUBTR ETN Barclays Funds Commodities Agriculture
251    COWZ 12/19/2016 1.99 PACER US CASH COWS 100 ETF Pacer Large Blend
252    CPER 11/15/2011 1.19 UNITED STATES COPPER INDEX United States Commodity Funds LLC Commodities Industrial Metals
253    CPI 10/27/2009 2.37 IQ REAL RETURN ETF IndexIQ Tactical Allocation
254    CQQQ 12/8/2009 21 GUGGENHEIM CHINA TECHNOLOGY ETF Guggenheim Investments China Region
255    CRAK 8/19/2015 1.52 VANECK VECTORS OIL REFINERS ETF Exchange Traded Fund Financial
256    CRBN 12/9/2014 1.84 ISHARES MSCI ACWI LOW CARBON TARGET ETF Exchange Traded Fund Financial
257    CROC 7/19/2012 1.39 PROSHARES ULTRASHORT AUSTRALIAN DOLLAR ProShares Trading--Miscellaneous
258    CROP 3/22/2011 2.25 IQ GLOBAL AGRIBUSINESS SMALL CA IndexIQ Consumer Defensive
259    CSA 9/28/2009 35 VICTORYSHARES US SMALL CAP VOL WTD ETF Victory Small Blend
260    CSB 7/8/2015 0.81 VICTORYSHARES US SMCP HI DIV VOL WTD ETF Victory Small Value
261    CSD 9/28/2009 12 GUGGENHEIM S&P SPIN-OFF ETF Guggenheim Investments Mid-Cap Blend
262    CSF 8/1/2014 1.76 VICTORYSHARES US DISCV ENH VOL WTD ETF Victory Small Blend
263    CSM 9/28/2009 8.4 PROSHARES LARGE CAP CORE PLUS ProShares Large Blend
264    CSML 5/16/2017 2.65 IQ CHAIKIN U.S. SMALL CAP ETF
265    CSQ 9/28/2009 98 CALAMOS STRATEGIC TOTAL RETURN FUND
266    CURE 6/15/2011 45 DIREXION DAILY HEALTHCARE BULL 3X ETF Direxion Funds Trading--Leveraged Equity
267    CUT 9/28/2009 13 GUGGENHEIM MSCI GLOBAL TIMBER ETF Guggenheim Investments Natural Resources
268    CVY 9/28/2009 30 GUGGENHEIM MULTI-ASSET INCOME ETF Guggenheim Investments Allocation--85%+ Equity
269    CWB 9/28/2009 202 SPDR BLMBG BARCLAYS CONVERT SECS ETF SPDR State Street Global Advisors Convertibles
270    CWEB 11/2/2016 6.94 DIREXION DAILY CSI CHINA INTERNET INDEX BULL 2X SHARES Exchange Traded Fund Financial
271    CWI 9/28/2009 37 SPDR MSCI ACWI EX-US ETF SPDR State Street Global Advisors Foreign Large Blend
272    CWS 12/29/2009 4.17 ADVISORSHARES FOCUSED EQUITY ETF AdvisorShares Large Blend
273    CXSE 1/5/2015 2.19 WISDOMTREE CHINA EX-STATE-OWD ENTPR ETF WisdomTree China Region
274    CYB 9/28/2009 18 WISDOMTREE CHINESE YUAN STRATEGY ETF WisdomTree Single Currency
275    CZA 9/28/2009 3.48 GUGGENHEIM MID-CAP CORE ETF Guggenheim Investments Mid-Cap Blend
276    DALI 5/15/2018 0.36 FIRST TRUST DORSEYWRIGHT DALI 1 ETF
277    DALT 9/29/2017 0.47 ANFIELD CAPITAL DIVERSIFIED ALTERNATIVES ETF Exchange Traded Fund Financial
278    DAUD 12/12/2017 0.09 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
279    DAX 10/23/2014 1 HORIZONS DAX GERMANY ETF
280    DBA 9/28/2009 292 POWERSHARES DB AGRICULTURE ETF PowerShares DB Commodities Agriculture
281    DBAW 1/27/2014 2.49 DEUTSCHE X-TRACKERS MSCI ALWD EXUS HGDEQ Deutsche Asset Management Foreign Large Blend
282    DBB 9/28/2009 44 POWERSHARES DB BASE METALS ETF PowerShares DB Commodities Industrial Metals
283    DBC 9/28/2009 472 POWERSHARES DB COMMODITY TRACKING ETF PowerShares DB Commodities Broad Basket
284    DBE 9/28/2009 20 POWERSHARES DB ENERGY ETF PowerShares DB Commodities Energy
285    DBEF 6/9/2011 214 DEUTSCHE X-TRACKERS MSCI EAFE HEDGED EQ Deutsche Asset Management Foreign Large Blend
286    DBEM 6/9/2011 8.4 DEUTSCHE X-TRACKERS MSCI EM MKTS HDGD EQ Deutsche Asset Management Diversified Emerging Mkts
287    DBEU 10/1/2013 100 DEUTSCHE X-TRACKERS MSCI EUROPE HEDGD EQ Deutsche Asset Management Europe Stock
288    DBEZ 12/15/2014 2.34 DEUTSCHE X-TRACKERS MSCI EUROZONE HDG EQ Deutsche Asset Management Europe Stock
289    DBGR 2/5/2013 5.11 DEUTSCHE X-TRACKERS MSCI GERMANY HDGD EQ Deutsche Asset Management Miscellaneous Region
290    DBJP 6/9/2011 58 DEUTSCHE X-TRACKERS MSCI JAPAN HEDGED EQ Deutsche Asset Management Japan Stock
291    DBKO 1/27/2014 2.79 DEUTSCHE X-TRACKERS MSCI SKOREA HEDGD EQ Deutsche Asset Management Miscellaneous Region
292    DBLV 4/16/2018 0.25 ADVISORSHARES DOUBLELINE VALUE EQUITY ETF Exchange Traded Fund Financial
293    DBMF 5/8/2019 0.04 IM DBI MANAGED FUTURES STRATEGY ETF ETF Exchange Traded Fund Financial
294    DBO 9/28/2009 108 POWERSHARES DB OIL ETF PowerShares DB Commodities Energy
295    DBP 9/28/2009 16 POWERSHARES DB PRECIOUS METALS ETF PowerShares DB Commodities Precious Metals
296    DBS 9/28/2009 8.86 POWERSHARES DB SILVER ETF PowerShares DB Commodities Precious Metals
297    DBV 9/28/2009 13 POWERSHARES DB G10 CURRENCY HARVEST ETF PowerShares DB Multicurrency
298    DCHF 12/12/2017 0.04 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
299    DDG 9/28/2009 2.05 PROSHARES SHORT OIL & GAS ProShares Trading--Inverse Equity
300    DDIV 3/12/2018 0.39 FIRST TRUST DORSEY WRIGHT MOMENTUM & DIVIDEND ETF
301    DDLS 1/7/2016 0.43 WISDOMTREE DYN CCY HDGD INTL SMCP EQ ETF WisdomTree Foreign Small/Mid Value
302    DDM 9/28/2009 356 PROSHARES ULTRA DOW30 ProShares Trading--Leveraged Equity
303    DDWM 1/7/2016 2.79 WISDOMTREE DYNAMIC CCY HDGD INTL EQ ETF WisdomTree Foreign Large Value
304    DEEF 6/1/2015 0.98 DEUTSCHE X-TRACKERS FTSE DEV EXUSCMPSFTR Deutsche Asset Management Foreign Large Blend
305    DEF 9/28/2009 5.46 GUGGENHEIM DEFENSIVE EQUITY ETF Guggenheim Investments Large Value
306    DEFA 1/8/2016 0.07 ISHARES ADAPTIVE CCY HDGD MSCI EAFE iShares Foreign Large Blend
307    DEM 9/28/2009 134 WISDOMTREE EMERGING MARKETS HIGH DIV ETF WisdomTree Diversified Emerging Mkts
308    DEMG 4/19/2016 0.19 DEUTSCHE X-TRACKERS FTSE EMERG CMPS FTR Deutsche Asset Management Diversified Emerging Mkts
309    DES 9/28/2009 27 WISDOMTREE SMALLCAP DIVIDEND ETF WisdomTree Small Value
310    DESC 6/28/2016 0.16
311    DEUR 12/12/2017 0.29 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
312    DEUS 11/24/2015 2.28 DEUTSCHE X-TRACKERS RUSSELL 1000 CMPSFTR Deutsche Asset Management Mid-Cap Blend
313    DEW 9/28/2009 3.56 WISDOMTREE GLOBAL HIGH DIVIDEND ETF WisdomTree World Stock
314    DFE 9/28/2009 35 WISDOMTREE EUROPE SMALLCAP DIVIDEND ETF WisdomTree Europe Stock
315    DFEN 5/3/2017 6.61 DIREXION DAILY AEROSPACE & DEFENSE BULL 3X SHARES Exchange Traded Fund Financial
316    DFJ 9/28/2009 16 WISDOMTREE JAPAN SMALLCAP DIVIDEND ETF WisdomTree Japan Stock
317    DFND 1/14/2016 0.16 REALITY SHARES ETF TRUST Exchange Traded Fund Financial
318    DFNL 1/12/2017 1.23 DAVIS SELECT FINANCIAL ETF Davis ETFs Financial
319    DFVL 7/12/2011 0.19 IPATH US TREASURY 5-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt
320    DFVS 7/12/2011 0.71 BARCLAYS PLC Commercial Banks Finance
321    DGAZ 2/8/2012 771 VELOCITYSHARES 3X INV NATURAL GAS ETN Credit Suisse AG Trading--Inverse Commodities
322    DGBP 12/12/2017 0.09 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
323    DGL 9/28/2009 16 POWERSHARES DB GOLD ETF PowerShares DB Commodities Precious Metals
324    DGLD 10/17/2011 17 VELOCITYSHARES 3X INVERSE GOLD ETN Credit Suisse AG Trading--Inverse Commodities
325    DGP 9/28/2009 120 DB GOLD DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities
326    DGRE 8/1/2013 3 WISDOMTREE EMERGING MKTS QUAL DIV GR ETF WisdomTree Diversified Emerging Mkts
327    DGRO 6/12/2014 59 ISHARES CORE DIVIDEND GROWTH iShares Large Blend
328    DGRS 7/25/2013 2.18 WISDOMTREE U.S. SMALLCAP QUALITY DIVIDEND GROWTH FUND
329    DGRW 5/22/2013 22 WISDOMTREE US QUALITY DIVIDEND GR ETF WisdomTree Large Blend
330    DGS 9/28/2009 51 WISDOMTREE EMERGING MARKETS SMCP DIV ETF WisdomTree Diversified Emerging Mkts
331    DGT 9/28/2009 2.07 SPDR GLOBAL DOW ETF SPDR State Street Global Advisors World Stock
332    DGZ 9/28/2009 15 DB GOLD SHORT ETN Deutsche Bank AG Trading--Inverse Commodities
333    DHDG 11/3/2016 0.24 WISDOMTREE TRUST Exchange Traded Fund Financial
334    DHS 9/28/2009 15 WISDOMTREE HIGH DIVIDEND ETF WisdomTree Large Value
335    DIA 9/28/2009 2822 SPDR DOW JONES INDUSTRIAL AVERAGE ETF SPDR State Street Global Advisors Large Value
336    DIAL 7/5/2011 2.05 COLUMBIA DIVERSIFIED FIXED INCOME ALLOCATION ETF Exchange Traded Fund Financial
337    DIG 9/28/2009 318 PROSHARES ULTRA OIL & GAS ProShares Trading--Leveraged Equity
338    DIM 9/28/2009 4.15 WISDOMTREE INTERNATIONAL MIDCAP DIV ETF WisdomTree Foreign Small/Mid Value
339    DINT 3/2/2018 0.54 DAVIS SELECT INTERNATIONAL ETF
340    DIV 3/12/2013 12 GLOBAL X SUPER DIVIDEND ETF Exchange Traded Fund Financial
341    DIVA 1/15/2015 0.21 AGFIQ HEDGED DIVIDEND INCOME FUND Exchange Traded Fund Financial
342    DIVB 11/9/2017 0.25 ISHARES TRUST Exchange Traded Fund Financial
343    DIVC 9/16/2014 0.25 C-TRACKS ETN MILLER/HOWARD STRT DIV RINV Citigroup Large Value
344    DIVO 12/14/2016 0.33 AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF Exchange Traded Fund Financial
345    DIVY 12/18/2014 2.14 REALITY SHARES DIVS ETF Reality Shares ETF Trust Multialternative
346    DJCI 10/29/2009 2.24 UBS ETRACS BLOOMBERG CMDTY TOT RET ETN UBS Group AG Commodities Broad Basket
347    DJD 12/16/2015 1.02 GUGGENHEIM DOW JONES INDL AVG DIV ETF Guggenheim Investments Large Value
348    DJP 9/28/2009 89 IPATH BLOOMBERG CMDTY TR ETN Barclays Funds Commodities Broad Basket
349    DJPY 12/12/2017 0.06 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
350    DLBR 8/16/2017 0.11 CITIGROUP GLOBAL MARKETS HOLDINGS INC VELOCITYSHARES SHORT LIB Exchange Traded Fund Financial
351    DLBS 8/10/2010 3.27 IPATH US TREASURY LONG BOND BEA iPath Trading-Inverse Debt
352    DLN 9/28/2009 21 WISDOMTREE LARGECAP DIVIDEND ETF WisdomTree Large Value
353    DLS 9/28/2009 21 WISDOMTREE INTERNATIONAL SMALLCP DIV ETF WisdomTree Foreign Small/Mid Value
354    DMDV 11/28/2018 0.04 AAM S&P DEVELOPED MARKETS HIGH DIVIDEND VALUE ETF Exchange Traded Fund Financial
355    DMRE 3/21/2019 0.02 DELTASHARES S&P EM 100 & MANAGED RISK ETF Exchange Traded Fund Financial
356    DMRI 8/2/2017 0.1 DELTASHARES S&P INTERNATIONAL MANAGED RISK ETF Exchange Traded Fund Financial
357    DMRL 8/2/2017 0.25 DELTASHARES S&P 500 MANAGED RISK ETF Exchange Traded Fund Financial
358    DMRM 8/2/2017 0.1 DELTASHARES S&P 400 MANAGED RISK ETF Exchange Traded Fund Financial
359    DMRS 8/2/2017 0.12 DELTASHARES S&P 600 MANAGED RISK ETF Exchange Traded Fund Financial
360    DNL 9/28/2009 2.79 WISDOMTREE GLOBAL EX-US QUAL DIV GR ETF WisdomTree Foreign Large Growth
361    DOG 9/28/2009 130 PROSHARES SHORT DOW30 ProShares Trading--Inverse Equity
362    DOGS 1/3/2018 0.06 ARROW DOGS OF THE WORLD ETF Exchange Traded Fund Financial
363    DOL 9/28/2009 9.05 WISDOMTREE INTERNATIONAL LARGECP DIV ETF WisdomTree Foreign Large Value
364    DON 9/28/2009 30 WISDOMTREE MIDCAP DIVIDEND ETF WisdomTree Mid-Cap Value
365    DOO 9/28/2009 10 WISDOMTREE INTL DIV EX-FINCLS ETF WisdomTree Foreign Large Value
366    DPK 9/28/2009 11 DIREXION DAILY DEV MKTS BEAR 3X ETF Direxion Funds Trading--Inverse Equity
367    DPST 8/19/2015 4.48 DIREXION DAILY REGIONAL BNKS BULL 3X ETF Direxion Funds Trading--Leveraged Equity
368    DQML 11/1/2018 0.06
369    DRIP 5/29/2015 177 DIREXION DLY S&P OIL&GS EX&PRD BR 3X ETF Direxion Funds Trading--Inverse Equity
370    DRIV 9/28/2009 168 GLOBAL X AUTONOMOUS & ELECTRIC VEHICLES ETF
371    DRN 9/28/2009 167 DIREXION DAILY REAL ESTATE BULL 3X ETF Direxion Funds Trading--Leveraged Equity
372    DRR 9/28/2009 5.86 MARKET VECTORS DOUBLE SHORT EURO ETN Market Vectors Trading--Miscellaneous
373    DRSK 8/8/2018 0.41 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
374    DRV 9/28/2009 152 DIREXION DAILY REAL ESTATE BEAR 3X ETF Direxion Funds Trading--Inverse Equity
375    DRW 9/28/2009 6.26 WISDOMTREE GLOBAL EX-US REAL ESTATE ETF WisdomTree Global Real Estate
376    DSI 9/28/2009 9.47 ISHARES MSCI KLD 400 SOCIAL iShares Large Blend
377    DSLV 10/17/2011 37 VELOCITYSHARES 3X INVERSE SILVER ETN Credit Suisse AG Trading--Inverse Commodities
378    DSTL 10/24/2018 0.21 DISTILLATE U.S. FUNDAMENTAL STABILITY & VALUE ETF Exchange Traded Fund Financial
379    DTD 9/28/2009 6.97 WISDOMTREE TOTAL DIVIDEND ETF WisdomTree Large Value
380    DTEC 12/29/2017 0.91 NASDAQ DALLAS REGIONAL CHAMBER INDEX Exchange Traded Fund Financial
381    DTH 9/28/2009 7.65 WISDOMTREE INTERNATIONAL HIGH DIV ETF WisdomTree Foreign Large Value
382    DTN 9/28/2009 15 WISDOMTREE DIVIDEND EX-FINANCIALS ETF WisdomTree Large Value
383    DTO 9/28/2009 70 DB CRUDE OIL DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities
384    DTUL 8/10/2010 2.98 IPATH US TREASURY 2-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt
385    DTUS 8/10/2010 1.49 IPATH US TREASURY 2-YEAR BEAR ETN Barclays Funds Trading--Inverse Debt
386    DTYL 8/10/2010 1.33 IPATH US TREASURY 10-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt
387    DTYS 8/10/2010 8.37 IPATH US TREASURY 10-YEAR BEAR ETN Barclays Funds Trading--Inverse Debt
388    DUG 9/28/2009 257 PROSHARES ULTRASHORT OIL & GAS ProShares Trading--Inverse Equity
389    DURA 10/31/2018 0.16 VANECK VECTORS MORNINGSTAR DURABLE DIVIDEND ETF Exchange Traded Fund Financial
390    DUSA 9/28/2009 18 DAVIS SELECT US EQUITY ETF Davis ETFs Large Blend
391    DUSL 5/3/2017 0.68 DIREXION DAILY INDUSTRIALS BULL 3X SHARES Exchange Traded Fund Financial
392    DUST 12/8/2010 1447 DIREXION DAILY GOLD MINERS BEAR 3X ETF Direxion Funds Trading--Inverse Equity
393    DVEM 4/7/2016 0.6 WISDOMTREE EMERGING MARKETS DIVIDEND ETF WisdomTree Diversified Emerging Mkts
394    DVHL 11/13/2013 3.08 UBS ETRACS M PY 2XLVG DIVERS HI INC ETN UBS Group AG Trading--Leveraged Equity
395    DVLU 9/7/2018 0.13 FIRST TRUST DORSEY WRIGHT MOMENTUM & VALUE ETF
396    DVOL 9/7/2018 0.51 FIRST TRUST DORSEY WRIGHT MOMENTUM & LOW VOLATILITY ETF
397    DVP 9/23/2014 4.84 DEEP VALUE ETF TWM FUNDS Large Value
398    DVY 9/28/2009 309 ISHARES SELECT DIVIDEND iShares Mid-Cap Value
399    DVYA 2/24/2012 2.38 ISHARES ASIA/PACIFIC DIVIDEND iShares Diversified Pacific/Asia
400    DVYE 2/24/2012 16 ISHARES EMERGING MARKETS DIVIDEND INDEX FUND EXCHANGE TRADED F Exchange Traded Fund Financial
401    DVYL 5/23/2012 1.99 UBS ETRACS MTHLY PY 2XLVG DJ SEL DIV ETN UBS Group AG Trading--Leveraged Equity
402    DWAQ 2/19/2014 0.69 POWERSHARES DWA NASDAQ MOMENTUM ETF PowerShares Mid-Cap Growth
403    DWAS 7/19/2012 13 POWERSHARES DWA SMALLCAP MOMENTUM ETF PowerShares Small Growth
404    DWAT 10/1/2014 0.45 ARROW DWA TACTICAL ETF ArrowShares Tactical Allocation
405    DWCR 12/29/2017 0.05 ARROW DWA COUNTRY ROTATION ETF
406    DWFI 6/2/2016 1.53 SPDR DORSEY WRIGHT FIXED INC ALLC ETF SPDR State Street Global Advisors Long-Term Bond
407    DWIN 3/10/2016 1.86 POWERSHARES DWA TACT MULTI-ASST INC PowerShares Allocation--30% to 50% Equity
408    DWLD 1/12/2017 2.38 DAVIS SELECT WORLDWIDE ETF Davis ETFs World Stock
409    DWM 9/28/2009 14 WISDOMTREE INTERNATIONAL EQUITY ETF WisdomTree Foreign Large Value
410    DWMC 7/11/2018 0.04 ADVISORSHARES DORSEY WRIGHT MICRO-CAP ETF
411    DWMF 8/10/2018 0.15 WISDOMTREE INTERNATIONAL MULTIFACTOR FUND Exchange Traded Fund Financial
412    DWPP 2/21/2017 0.39 FIRST TRUST DORSEY WRIGHT PEOPLE'S PORTFOLIO ETF
413    DWSH 7/11/2018 0.89 ADVISORSHARES DORSEY WRIGHT SHORT ETF
414    DWT 12/9/2016 250 VELOCITYSHARES 3X INVRS CRUDE OIL ETNNEW Credit Suisse AG Trading--Inverse Commodities
415    DWTR 10/9/2015 2.53 POWERSHARES DWA TACTICAL SECTOR RTN PowerShares Mid-Cap Growth
416    DWX 9/28/2009 42 SPDR S&P INTERNATIONAL DIVIDEND ETF SPDR State Street Global Advisors Foreign Large Value
417    DXD 9/28/2009 511 PROSHARES ULTRASHORT DOW30 ProShares Trading--Inverse Equity
418    DXGE 10/17/2013 7.28 WISDOMTREE GERMANY HEDGED EQUITY ETF WisdomTree Miscellaneous Region
419    DXJ 9/28/2009 1008 WISDOMTREE JAPAN HEDGED EQUITY ETF WisdomTree Japan Stock
420    DXJS 6/28/2013 6.52 WISDOMTREE JAPAN HEDGED SMALLCAP EQ ETF WisdomTree Japan Stock
421    DYB 12/23/2015 0.47 WISDOMTREE TRUST Exchange Traded Fund Financial
422    DYLS 12/23/2015 2.05 WISDOMTREE TRUST Exchange Traded Fund Financial
423    DYNF 3/21/2019 0.11 BLACKROCK U.S. EQUITY FACTOR ROTATION ETF Exchange Traded Fund Financial
424    DZK 9/28/2009 6.48 DIREXION DAILY DEV MKTS BULL 3X ETF Direxion Funds Trading--Leveraged Equity
425    DZZ 9/28/2009 64 DB GOLD DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities
426    EAGG 10/23/2018 0.43 ISHARES ESG U.S. AGGREGATE BOND ETF Exchange Traded Fund Financial
427    EASG 9/6/2018 0.05 XTRACKERS MSCI EAFE ESG LEADERS EQUITY ETF Exchange Traded Fund Financial
428    EASI 6/14/2018 0.26 AMPLIFY ETF TRUST ETF Exchange Traded Fund Financial
429    EBIZ 11/30/2018 0.1 GLOBAL X E-COMMERCE ETF
430    EBND 2/24/2011 15 SPDR BLMBG BARCLAYS EM MKTS LCL BD ETF SPDR State Street Global Advisors Emerging-Markets Local-Currency Bond
431    ECH 9/28/2009 123 ISHARES MSCI CHILE CAPPED iShares Miscellaneous Region
432    ECLN 8/20/2019 0.01 FIRST TRUST EIP CARBON IMPACT ETF Exchange Traded Fund Financial
433    ECNS 9/29/2010 3.68 ISHARES MSCI CHINA SMALL-CAP iShares China Region
434    ECON 9/24/2010 43 COLUMBIA EMERGING MARKETS CONSUMER ETF Columbia Diversified Emerging Mkts
435    ECOW 5/6/2019 0.02 PACER EMERGING MARKETS CASH COWS 100 ETF
436    EDC 9/28/2009 654 DIREXION DAILY EMRG MKTS BULL 3X ETF Direxion Funds Trading--Leveraged Equity
437    EDEN 1/26/2012 4.85 ISHARES MSCI DENMARK CAPPED iShares Miscellaneous Region
438    EDIV 2/24/2011 22 SPDR S&P EMERGING MARKETS DIVIDEND ETF SPDR State Street Global Advisors Diversified Emerging Mkts
439    EDOG 3/28/2014 1.76 ALPS EMERGING SECTOR DIVIDEND DOGS ETF ALPS Diversified Emerging Mkts
440    EDOW 8/9/2017 0.53 FIRST TRUST DOW 30 EQUAL WEIGHT ETF Exchange Traded Fund Financial
441    EDV 9/28/2009 22 VANGUARD EXTENDED DURATION TRS ETF Vanguard Long Government
442    EDZ 9/28/2009 556 DIREXION EMERGING MARKETS BEAR Direxion Funds Trading-Inverse Equity
443    EEB 9/28/2009 31 GUGGENHEIM BRIC ETF Guggenheim Investments Diversified Emerging Mkts
444    EEH 10/8/2009 0.53 AKTIEBOLAGET SVENSK EXPORTKREDI Swedish Export Credit Corporation Large Blend
445    EELV 1/13/2012 13 POWERSHARES S&P EM MKTS LOW VOLATIL ETF PowerShares Diversified Emerging Mkts
446    EEM 9/28/2009 10369 ISHARES MSCI EMERGING MARKETS iShares Diversified Emerging Mkts
447    EEMA 2/9/2012 7.76 ISHARES MSCI EMERGING MARKETS ASIA iShares Pacific/Asia ex-Japan Stk
448    EEMD 11/29/2017 0.08 AAM S&P EMERGING MARKETS HIGH DIVIDEND VALUE ETF Exchange Traded Fund Financial
449    EEMO 10/8/2015 1.73 POWERSHARES S&P EMERG MKTS MOMENTUM ETF PowerShares Diversified Emerging Mkts
450    EEMS 8/18/2011 9.46 ISHARES MSCI EMERGING MARKETS SMALL-CAP iShares Diversified Emerging Mkts
451    EEMV 10/20/2011 118 ISHARES EDGE MSCI MIN VOL EMERGING MKTS iShares Diversified Emerging Mkts
452    EEMX 10/25/2016 0.22 SPDR MSCI EMERGING MARKETS FUEL RESERVES FREE ETF Exchange Traded Fund Financial
453    EES 9/28/2009 9.53 WISDOMTREE SMALLCAP EARNINGS ETF WisdomTree Small Blend
454    EET 9/28/2009 6.58 PROSHARES ULTRA MSCI EMERGING MARKETS ProShares Trading--Leveraged Equity
455    EEV 9/28/2009 130 PROSHARES ULTRASHORT MSCI EMERGING MKTS ProShares Trading--Inverse Equity
456    EFA 9/28/2009 5004 ISHARES MSCI EAFE iShares Foreign Large Blend
457    EFAD 8/21/2014 2.48 PROSHARES MSCI EAFE DIVIDEND GROWERS ProShares Foreign Large Growth
458    EFAS 11/16/2016 0.26 GLOBAL X MSCI SUPERDIVIDEND EAFE ETF Global X Funds Foreign Large Value
459    EFAV 10/20/2011 117 ISHARES MSCI EAFE MINIMUM VOLAT iShares Foreign Large Value
460    EFAX 10/25/2016 0.27 SPDR MSCI EAFE FOSSIL FUEL FREE ETF SPDR State Street Global Advisors Foreign Large Blend
461    EFG 9/28/2009 48 ISHARES MSCI EAFE GROWTH iShares Foreign Large Growth
462    EFNL 1/26/2012 3.17 ISHARES MSCI FINLAND CAPPED iShares Miscellaneous Region
463    EFO 9/28/2009 1.33 PROSHARES ULTRA MSCI EAFE ProShares Trading--Leveraged Equity
464    EFU 9/28/2009 7.09 PROSHARES ULTRASHORT MSCI EAFE ProShares Trading--Inverse Equity
465    EFV 9/28/2009 97 ISHARES MSCI EAFE VALUE iShares Foreign Large Value
466    EFZ 9/28/2009 20 PROSHARES SHORT MSCI EAFE ProShares Trading--Inverse Equity
467    EGPT 2/18/2010 12 VANECK VECTORS EGYPT ETF Van Eck Miscellaneous Region
468    EIDO 7/12/2010 257 ISHARES MSCI INDONESIA iShares Miscellaneous Region
469    EIRL 7/12/2010 8.66 ISHARES MSCI IRELAND CAPPED iShares Miscellaneous Region
470    EIS 9/28/2009 11 ISHARES MSCI ISRAEL CAPPED iShares Miscellaneous Region
471    EKAR 2/13/2018 0.06 IDEANOMICS NEXTGEN VEHICLES AND TECHNOLOGY ETF Exchange Traded Fund Financial
472    ELD 8/9/2010 40 WISDOMTREE EMERGING MARKETS LCL DBT ETF WisdomTree Emerging-Markets Local-Currency Bond
473    EMAG 8/19/2013 0.67 VANECK VECTORS EMERGING MARKETS AGGREGATE BOND ETF Exchange Traded Fund Financial
474    EMB 9/28/2009 526 ISHARES JPMORGAN USD EMERG MARKETS BOND iShares Emerging Markets Bond
475    EMBH 7/30/2015 0.2 ISHARES INTEREST RT HDGD EMERG MKTS BD iShares Emerging Markets Bond
476    EMCB 3/8/2012 3.27 WISDOMTREE EMERGING MARKETS CORP BD ETF WisdomTree Emerging Markets Bond
477    EMCG 9/27/2013 1.1 WISDOMTREE EMERGING MARKETS CNSMR GR ETF WisdomTree Diversified Emerging Mkts
478    EMDV 1/27/2016 0.39 PROSHARES MSCI EMERG MKTS DIV GROWERS ProShares Diversified Emerging Mkts
479    EMEM 11/9/2017 0.13 VIRTUS GLOVISTA EMERGING MARKETS ETF Exchange Traded Fund Financial
480    EMFM 11/7/2013 2.14 GLOBAL X NEXT EMERGING & FRONTIER ETF Global X Funds Diversified Emerging Mkts
481    EMGF 12/10/2015 3.73 ISHARES EDGE MSCI MULTIFACTOR EMERG MKTS iShares Diversified Emerging Mkts
482    EMHY 4/3/2012 12 ISHARES EMERGING MARKETS HIGH YIELD BOND iShares Emerging Markets Bond
483    EMIF 9/28/2009 3.97 ISHARES EMERGING MARKETS INFRASTRUCTURE iShares Diversified Emerging Mkts
484    EMIH 3/3/2015 0.2 DEUTSCHE X-TRACKERS EMKTS BD INTR RT HDG Deutsche Asset Management Nontraditional Bond
485    EMLC 7/23/2010 204 VANECK VECTORS JP MORGAN EM LC BD ETF Van Eck Emerging-Markets Local-Currency Bond
486    EMLP 6/21/2012 50 FIRST TRUST NORTH AMER ENGY INFRASETF First Trust Equity Energy
487    EMMF 8/10/2018 0.14 WISDOMTREE EMERGING MARKETS MULTIFACTOR FUND Exchange Traded Fund Financial
488    EMQQ 11/13/2014 10 EMQQ EMERGING MARKETS INTRNT & ECMRC ETF Exchange Traded Concepts Trust Diversified Emerging Mkts
489    EMSG 12/6/2018 0.04 XTRACKERS MSCI EMERGING MARKETS ESG LEADERS EQUITY ETF Exchange Traded Fund Financial
490    EMSH 11/21/2013 0.19 PROSHARES TRUST Exchange Traded Fund Financial
491    EMTL 4/14/2016 0.5 SPDR DOUBLELINE EMERG MKTS FXD INC ETF SPDR State Street Global Advisors Emerging Markets Bond
492    EMTY 11/16/2017 0.41 PROSHARES DECLINE OF THE RETAIL STORE ETF Exchange Traded Fund Financial
493    EMXC 7/26/2017 0.15 ISHARES MSCI EMERGING MARKETS EX CHINA ETF
494    ENFR 11/1/2013 1.6 ALERIAN ENERGY INFRASTRUCTURE ETF ALPS Energy Limited Partnership
495    ENOR 1/24/2012 3.77 ISHARES MSCI NORWAY CAPPED iShares Miscellaneous Region
496    ENTR 9/28/2009 313 ERSHARES ENTREPRENEUR 30 ETF Exchange Traded Fund Financial
497    ENZL 9/24/2010 15 ISHARES MSCI NEW ZEALAND CAPPED iShares Miscellaneous Region
498    EPHE 9/29/2010 94 ISHARES MSCI PHILIPPINES iShares Miscellaneous Region
499    EPI 9/28/2009 935 WISDOMTREE INDIA EARNINGS ETF WisdomTree India Equity
500    EPOL 7/12/2010 80 ISHARES MSCI POLAND CAPPED iShares Miscellaneous Region
501    EPP 9/28/2009 299 ISHARES MSCI PACIFIC EX JAPAN iShares Pacific/Asia ex-Japan Stk
502    EPRF 5/24/2016 0.5 ELKHORN ETF TRUST Exchange Traded Fund Financial
503    EPS 9/28/2009 3 WISDOMTREE EARNINGS 500 ETF WisdomTree Large Blend
504    EPU 9/28/2009 55 ISHARES MSCI ALL PERU CAPPED iShares Miscellaneous Region
505    EPV 9/28/2009 36 PROSHARES ULTRASHORT FTSE EUROPE ProShares Trading--Inverse Equity
506    EQAL 12/29/2014 5.2 POWERSHARES RUSSELL 1000 EQUAL WGHT ETF PowerShares Mid-Cap Blend
507    EQL 9/28/2009 2.97 ALPS EQUAL SECTOR WEIGHT ETF ALPS Large Blend
508    EQRR 7/25/2017 0.26 PROSHARES EQUITIES FOR RISING RATES ETF
509    EQWL 12/1/2014 0.56 POWERSHARES RUSSELL TOP 200 EQUAL WT ETF PowerShares Large Blend
510    ERM 4/11/2017 0.49 EQUITYCOMPASS RISK MANAGER ETF Exchange Traded Fund Financial
511    ERSX 12/28/2018 0.04 ERSHARES NON-US SMALL CAP ETF Exchange Traded Fund Financial
512    ERUS 11/10/2010 94 ISHARES MSCI RUSSIA CAPPED iShares Miscellaneous Region
513    ERX 9/28/2009 1127 DIREXION DAILY ENERGY BULL 3X ETF Direxion Funds Trading--Leveraged Equity
514    ERY 9/28/2009 528 DIREXION DAILY ENERGY BEAR 3X ETF Direxion Funds Trading--Inverse Equity
515    ESG 7/14/2016 0.17 FLEXSHARES STOXX US ESG IMPACT ETF Flexshares Trust Large Blend
516    ESGD 6/30/2016 4.62 ISHARES MSCI EAFE ESG OPTIMIZED ETF
517    ESGE 7/20/2016 6.63 ISHARES MSCI EM ESG OPTIMIZED ETF
518    ESGF 10/31/2016 0.11 INVESCO EXCHANGE-TRADED FUND TRUST II INVESCO GLOBAL ESG REVEN Exchange Traded Fund Financial
519    ESGG 7/14/2016 0.21 FLEXSHARES STOXX GLBL ESG IMPACT ETF Flexshares Trust World Stock
520    ESGL 11/1/2016 0.13 INVESCO EXCHANGE-TRADED SELF-INDEXED FUND TRUST INVESCO ESG RE Exchange Traded Fund Financial
521    ESGN 6/13/2016 0.18 COLUMBIA SUSTAINABLE INTERNATIONAL EQUITY INCOME ETF Exchange Traded Fund Financial
522    ESGS 6/17/2016 0.11 COLUMBIA SUSTAINABLE U.S. EQUITY INCOME ETF Exchange Traded Fund Financial
523    ESGU 12/6/2016 1.36 ISHARES MSCI USA ESG OPTIMIZED ETF
524    ESGV 9/20/2018 1.53 VANGUARD WORLD FUNDS Exchange Traded Fund Financial
525    ESGW 6/13/2016 0.09 COLUMBIA SUSTAINABLE GLOBAL EQUITY INCOME ETF Exchange Traded Fund Financial
526    ESML 4/12/2018 0.55 ISHARES TRUST Exchange Traded Fund Financial
527    ESPO 10/17/2018 0.45 VANECK VECTORS VIDEO GAMING AND ESPORTS ETF Exchange Traded Fund Financial
528    ETHO 5/26/2015 7.18 ETHO CLIMATE LEADERSHIP US ETF ETHO Capital Mid-Cap Growth
529    EUDG 5/7/2014 1.01 WISDOMTREE EUROPE QUALITY DIV GR ETF WisdomTree Europe Stock
530    EUDV 9/11/2015 0.37 PROSHARES TRUST Exchange Traded Fund Financial
531    EUFL 7/27/2016 0.24 DIREXION DAILY EURP FINCLS BULL 2X ETF Direxion Funds Trading--Inverse Equity
532    EUFN 2/3/2010 113 ISHARES MSCI EUROPE FINANCIALS iShares Financial
533    EUFX 6/27/2012 0.74 PROSHARES SHORT EURO ProShares Trading--Miscellaneous
534    EUM 9/28/2009 64 PROSHARES SHORT MSCI EMERGING MARKETS ProShares Trading--Inverse Equity
535    EUMF 3/29/2019 0.01 WISDOMTREE TRUST Exchange Traded Fund Financial
536    EUMV 6/5/2014 1.89 ISHARES EDGE MSCI MIN VOL EUROPE iShares Europe Stock
537    EUO 9/28/2009 171 PROSHARES ULTRASHORT EURO ProShares Trading--Miscellaneous
538    EURL 1/22/2014 7.79 DIREXION DAILY FTSE EUROPE BULL 3X ETF Direxion Funds Trading--Leveraged Equity
539    EURZ 1/22/2014 0.16 DB-X MSCI Exchange Traded Fund Financial
540    EUSA 7/20/2010 2.74 ISHARES MSCI USA EQUAL WEIGHTED iShares Large Blend
541    EUSC 3/4/2015 6.23 WISDOMTREE EUROPE HEDGED SMALLCAP EQ ETF WisdomTree Europe Stock
542    EVGBC 3/31/2016 0.02 EATON VANCE GLOBAL INCOME BUILDER NS Eaton Vance World Allocation
543    EVIX 5/3/2017 0.17 UBS AG Major Banks Finance
544    EVLMC 3/31/2016 0.02 EATON VANCE TABS 5TO15YR LDRD MUNIBD NS Eaton Vance Muni National Interm
545    EVSTC 2/26/2016 0.02 EATON VANCE NEXTSHARES TRUST
546    EVX 9/28/2009 0.54 VANECK VECTORS ENVIRONMENTAL SVCS ETF Van Eck Industrials
547    EWA 9/28/2009 888 ISHARES MSCI AUSTRALIA iShares Miscellaneous Region
548    EWC 9/28/2009 676 ISHARES MSCI CANADA iShares Miscellaneous Region
549    EWCO 11/7/2018 0.19 INVESCO S&P 500 EQUAL WEIGHT COMMUNICATION SERVICES ETF Exchange Traded Fund Financial
550    EWD 9/28/2009 74 ISHARES MSCI SWEDEN CAPPED iShares Miscellaneous Region
551    EWEM 12/8/2010 1.11 GUGGENHEIM MSCI EM MKTS EQL CNTRY WT ETF Guggenheim Investments Diversified Emerging Mkts
552    EWG 9/28/2009 751 ISHARES MSCI GERMANY iShares Miscellaneous Region
553    EWGS 1/26/2012 1.92 ISHARES MSCI GERMANY SMALL-CAP iShares Miscellaneous Region
554    EWH 9/28/2009 989 ISHARES MSCI HONG KONG INDEX FU iShares China Region
555    EWI 9/28/2009 270 ISHARES MSCI ITALY CAPPED iShares Miscellaneous Region
556    EWJ 9/28/2009 2230 ISHARES MSCI JAPAN iShares Japan Stock
557    EWJE 3/7/2019 0.01 ISHARES MSCI JAPAN EQUAL WEIGHTED ETF
558    EWJV 3/7/2019 0.01 ISHARES MSCI JAPAN VALUE ETF
559    EWK 9/28/2009 26 ISHARES MSCI BELGIUM CAPPED iShares Miscellaneous Region
560    EWL 9/28/2009 168 ISHARES MSCI SWITZERLAND CAPPED iShares Miscellaneous Region
561    EWM 9/28/2009 456 ISHARES MSCI MALAYSIA iShares Miscellaneous Region
562    EWMC 8/3/2015 1.1 GUGGENHEIM S&P MIDCAP 400 EQUAL WT ETF Guggenheim Investments Mid-Cap Blend
563    EWN 9/28/2009 43 ISHARES MSCI NETHERLANDS iShares Miscellaneous Region
564    EWO 9/28/2009 27 ISHARES MSCI AUSTRIA CAPPED iShares Miscellaneous Region
565    EWP 9/28/2009 258 ISHARES MSCI SPAIN CAPPED iShares Miscellaneous Region
566    EWQ 9/28/2009 155 ISHARES MSCI FRANCE iShares Miscellaneous Region
567    EWRE 8/14/2015 0.74 GUGGENHEIM S&P 500 EQL WGHT REL EST ETF Guggenheim Investments Real Estate
568    EWS 9/28/2009 395 ISHARES MSCI SINGAPORE CAPPED iShares Miscellaneous Region
569    EWSC 8/3/2015 0.63 GUGGENHEIM S&P SMALLCAP 600 EQL WT ETF Guggenheim Investments Small Blend
570    EWT 9/28/2009 1554 ISHARES MSCI TAIWAN CAPPED iShares China Region
571    EWU 9/28/2009 501 ISHARES MSCI UNITED KINGDOM iShares Miscellaneous Region
572    EWUS 1/26/2012 1.56 ISHARES MSCI UNITED KINGDOM SMALL-CAP iShares Miscellaneous Region
573    EWV 9/28/2009 6.82 PROSHARES ULTRASHORT MSCI JAPAN ProShares Trading--Inverse Equity
574    EWW 9/28/2009 1611 ISHARES MSCI MEXICO CAPPED iShares Miscellaneous Region
575    EWX 9/28/2009 32 SPDR S&P EMERGING MARKETS SMALL CAP ETF SPDR State Street Global Advisors Diversified Emerging Mkts
576    EWY 9/28/2009 1424 ISHARES MSCI SOUTH KOREA CAPPED iShares Miscellaneous Region
577    EWZ 9/28/2009 6942 ISHARES MSCI BRAZIL CAPPED iShares Latin America Stock
578    EWZS 9/29/2010 10 ISHARES MSCI BRAZIL SMALL-CAP iShares Latin America Stock
579    EXI 9/28/2009 8.54 ISHARES GLOBAL INDUSTRIALS iShares Industrials
580    EXIV 5/3/2017 0.86 UBS AG Major Banks Finance
581    EXT 9/28/2009 1.76 WISDOMTREE TOTAL EARNINGS ETF WisdomTree Large Blend
582    EYLD 7/14/2016 0.35 CAMBRIA EMERGING SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Diversified Emerging Mkts
583    EZA 9/28/2009 227 ISHARES MSCI SOUTH AFRICA iShares Miscellaneous Region
584    EZJ 9/28/2009 3.3 PROSHARES ULTRA MSCI JAPAN ProShares Trading--Leveraged Equity
585    EZM 9/28/2009 11 WISDOMTREE MIDCAP EARNINGS ETF WisdomTree Mid-Cap Blend
586    EZU 9/28/2009 772 ISHARES MSCI EUROZONE iShares Europe Stock
587    FAAR 5/23/2016 0.62 FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGY ETF
588    FAB 9/28/2009 3.88 FIRST TRUST MULTI CAP VAL ALPHADEX ETF First Trust Mid-Cap Value
589    FAD 9/28/2009 2.51 FIRST TRUST MULTI CAP GR ALPHADEX ETF First Trust Mid-Cap Growth
590    FALN 6/17/2016 1.94 ISHARES FALLEN ANGELS USD BOND ETF
591    FAN 9/28/2009 10 FIRST TRUST GLOBAL WIND ENERGY ETF First Trust Miscellaneous Sector
592    FAS 9/28/2009 4520 DIREXION DAILY FINANCIAL BULL 3X ETF Direxion Funds Trading--Leveraged Equity
593    FAUS 2/17/2012 0.4 FIRST TRUST AUSTRALIA ALPHADEX ETF First Trust Miscellaneous Region
594    FAZ 9/28/2009 3424 DIREXION FINANCIAL BEAR 3X SHAR Direxion Funds Trading-Inverse Equity
595    FBGX 6/11/2014 3.51 UBS AG FI ENHANCED LARGE CAP GROWTH ETN UBS Group AG Large Growth
596    FBM 3/30/2011 26 FOCUS MORNINGSTAR BASIC MATERIA Focusshares Trust Industrials
597    FBND 10/9/2014 7.3 FIDELITY TOTAL BOND ETF Fidelity Investments Intermediate-Term Bond
598    FBT 9/28/2009 55 FIRST TRUST NYSE ARCA BIOTECH ETF First Trust Health
599    FBZ 4/19/2011 3.4 FIRST TRUST BRAZIL ALPHADEX ETF First Trust Latin America Stock
600    FCA 4/21/2011 1.19 FIRST TRUST CHINA ALPHADEX ETF First Trust China Region
601    FCAL 9/28/2009 8.92 FIRST TRUST CALIFORNIA MUNICIPAL HIGH INCOME ETF
602    FCAN 2/17/2012 2.12 FIRST TRUST CANADA ALPHADEX ETF First Trust Miscellaneous Region
603    FCEF 9/29/2016 0.74 FIRST TRUST CEF INCOME OPPORTUNITY ETF First Trust Allocation--50% to 70% Equity
604    FCG 9/28/2009 164 FIRST TRUST NATURAL GAS ETF First Trust Equity Energy
605    FCOM 10/24/2013 6.86 FIDELITY MSCI TELECOMMUNICATION SVC ETF Fidelity Investments Communications
606    FCOR 10/9/2014 2.08 FIDELITY CORPORATE BOND ETF Fidelity Investments Corporate Bond
607    FCPI 11/7/2019 0.01 FIDELITY Exchange Traded Fund Financial
608    FCTR 7/26/2018 0.24 FIRST TRUST EXCHANGE-TRADED FUND Exchange Traded Fund Financial
609    FCVT 11/4/2015 3.54 FIRST TRUST SSI STRAT CONVERT SECS ETF First Trust Convertibles
610    FDD 9/28/2009 17 FIRST TRUST STOXX EUROPEAN SEL DIV ETF First Trust Europe Stock
611    FDEM 2/28/2019 0.06 FIDELITY Exchange Traded Fund Financial
612    FDEV 2/28/2019 0.05 FIDELITY Exchange Traded Fund Financial
613    FDHY 6/14/2018 0.66 FIDELITY HIGH YIELD FACTOR ETF Exchange Traded Fund Financial
614    FDIS 10/24/2013 13 FIDELITY MSCI CONSUMER DISCRET ETF Fidelity Investments Consumer Cyclical
615    FDIV 8/14/2014 1.46 FIRST TRUST STRATEGIC INCOME ETF First Trust Allocation--30% to 50% Equity
616    FDL 9/28/2009 36 FIRST TRUST MORNINGSTAR DIV LEADERS ETF First Trust Large Value
617    FDLO 9/15/2016 2.23 FIDELITY LOW VOLATILITY FACTOR ETF Fidelity Investments Large Blend
618    FDM 9/28/2009 4.97 FIRST TRUST DOW JONES SEL MICROCAP ETF First Trust Small Value
619    FDMO 9/15/2016 2.01 FIDELITY MOMENTUM FACTOR ETF Fidelity Investments Large Growth
620    FDN 9/28/2009 131 FIRST TRUST DOW JONES INTERNET ETF First Trust Technology
621    FDNI 11/7/2018 0.06 FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF
622    FDRR 9/15/2016 4.64 FIDELITY DIVIDEND ETF FOR RISING RATES Fidelity Investments Large Value
623    FDT 4/19/2011 14 FIRST TRUST DEV MKTS EX-US ALPHADEX ETF First Trust Foreign Large Blend
624    FDTS 2/16/2012 0.75 FIRST TRUST DEVMKTS EXUS SC ALPHADEXETF First Trust Foreign Small/Mid Value
625    FDVV 9/15/2016 4.53 FIDELITY CORE DIVIDEND ETF Fidelity Investments Large Value
626    FEM 4/19/2011 28 FIRST TRUST EMERGING MRKTS ALPHADEX ETF First Trust Diversified Emerging Mkts
627    FEMB 11/5/2014 2.1 FIRST TRUST EMERGING MKTS LCL CCY BD ETF First Trust Emerging-Markets Local-Currency Bond
628    FEMS 2/17/2012 8.81 FIRST TRUST EMERG MKTS SC ALPHADEX ETF First Trust Diversified Emerging Mkts
629    FENY 10/24/2013 25 FIDELITY MSCI ENERGY ETF Fidelity Investments Equity Energy
630    FEP 9/28/2009 24 FIRST TRUST EUROPE ALPHADEX ETF First Trust Europe Stock
631    FEUL 5/22/2018 0.28 CREDIT SUISSE AG Investment Bankers/Brokers/Service Finance
632    FEUZ 10/27/2014 2.37 FIRST TRUST EUROZONE ALPHADEX ETF
633    FEX 9/28/2009 30 FIRST TRUST LARGE CAP CORE ALPHADEX ETF First Trust Large Blend
634    FEZ 9/28/2009 447 SPDR EURO STOXX 50 ETF SPDR State Street Global Advisors Europe Stock
635    FFEU 3/27/2018 1.1 BARCLAYS PLC Commercial Banks Finance
636    FFHG 6/6/2017 0.61 NORTHERN LIGHTS FUND TRUST IV Exchange Traded Fund Financial
637    FFIU 8/21/2017 0.2 UVA UNCONSTRAINED MEDIUM-TERM FIXED INCOME ETF Exchange Traded Fund Financial
638    FFR 9/28/2009 3.5 FIRST TRUST FTSE EN DEV MKTS REL EST ETF First Trust Global Real Estate
639    FFSG 11/1/2017 0.31 NORTHERN LIGHTS FUND TRUST IV Exchange Traded Fund Financial
640    FFTG 11/1/2017 0.4 NORTHERN LIGHTS FUND TRUST IV Exchange Traded Fund Financial
641    FFTI 6/6/2017 1.27 NORTHERN LIGHTS FUND TRUST IV Exchange Traded Fund Financial
642    FFTY 4/9/2015 17 INNOVATOR IBD 50 ETF Exchange Traded Fund Financial
643    FGD 9/28/2009 19 FIRST TRUST DOW JONES GLOBAL SEL DIV ETF First Trust Foreign Large Value
644    FGM 2/17/2012 3.38 FIRST TRUST GERMANY ALPHADEX ETF First Trust Miscellaneous Region
645    FHK 2/24/2012 3.27 FIRST TRUST HONG KONG ALPHADEX ETF First Trust China Region
646    FHLC 10/24/2013 25 FIDELITY MSCI HEALTH CARE ETF Fidelity Investments Health
647    FIBR 5/12/2016 1.2 ISHARES EDGE US FIXED INCOME BAL RISK iShares Nontraditional Bond
648    FID 3/5/2018 0.29 FIRST TRUST S&P INTERNATIONAL DIVIDEND ARISTOCRATS ETF
649    FIDI 1/18/2018 0.87 FIDELITY INTERNATIONAL HIGH DIVIDEND ETF Exchange Traded Fund Financial
650    FIDU 10/24/2013 12 FIDELITY MSCI INDUSTRIALS ETF Fidelity Investments Industrials
651    FIEE 2/18/2016 0.65 UBS AG FI ENHANCED EUROPE 50 ETN UBS Group AG Europe Stock
652    FIHD 2/22/2016 3.21 UBS AG FI ENHANCED GLOBAL HIGH YIELD ETN UBS Group AG World Stock
653    FILL 2/2/2012 2.94 ISHARES MSCI GLOBAL ENERGY PRODUCERS iShares Equity Energy
654    FINU 7/12/2012 2.65 PROSHARES ULTRAPRO FINANCIAL SELECT SECT ProShares Trading--Leveraged Equity
655    FINX 9/13/2016 8.51 GLOBAL X FINTECH THEMATIC ETF Global X Funds Technology
656    FINZ 7/12/2012 1.03 PROSHARES ULTRAPRO SHORT FINCL SEL SECT ProShares Trading--Inverse Equity
657    FITE 12/31/2018 0.11 SPDR S&P KENSHO FUTURE SECURITY ETF Exchange Traded Fund Financial
658    FIVA 1/18/2018 0.33 FIDELITY INTERNATIONAL VALUE FACTOR ETF Exchange Traded Fund Financial
659    FIW 9/28/2009 7.36 FIRST TRUST WATER ETF First Trust Miscellaneous Sector
660    FIXD 2/15/2017 6.49 FIRST TRUST TCWOPPORTUNISTIC FXD INC ETF First Trust Exchange-Traded Fund VIII Intermediate-Term Bond
661    FIYY 3/16/2018 0.8 BARCLAYS PLC Commercial Banks Finance
662    FJNK 10/24/2019 0.01 PACIFIC GLOBAL FOCUSED HIGH YIELD ETF Exchange Traded Fund Financial
663    FJP 4/26/2011 6.76 FIRST TRUST JAPAN ALPHADEX ETF First Trust Japan Stock
664    FKO 4/25/2011 0.94 FIRST TRUST SOUTH KOREA ALPHADEX FUND
665    FKU 2/27/2012 4.84 FIRST TRUST UNITED KINGDOM ALPHADEX ETF First Trust Miscellaneous Region
666    FLAG 1/31/2013 0.82 WEATHERSTORM FORENSIC ACCNTG LG-SHRT ETF Exchange Traded Concepts, LLC Large Value
667    FLAT 8/10/2010 2.12 IPATH US TREASURY FLATTENER ETN iPath Trading-Miscellaneous
668    FLAU 11/6/2017 0.23 FRANKLIN FTSE AUSTRALIA ETF Exchange Traded Fund Financial
669    FLAX 2/8/2018 0.22 FRANKLIN FTSE ASIA EX JAPAN ETF Exchange Traded Fund Financial
670    FLBL 6/1/2018 0.03 FRANKLIN TEMPLETON ETF TRUST Exchange Traded Fund Financial
671    FLBR 11/6/2017 0.36 FRANKLIN FTSE BRAZIL ETF Exchange Traded Fund Financial
672    FLCA 11/6/2017 0.21 FRANKLIN FTSE CANADA ETF Exchange Traded Fund Financial
673    FLCB 9/19/2019 0.07 FRANKLIN LIBERTY U.S. CORE BOND ETF Exchange Traded Fund Financial
674    FLCH 11/6/2017 0.53 FRANKLIN FTSE CHINA ETF Exchange Traded Fund Financial
675    FLCO 10/5/2016 0.25 FRANKLIN LIBERTY INVESTMENT GRD CORP ETF Franklin Templeton Investments Corporate Bond
676    FLDR 9/28/2009 1.73 FIDELITY MERRIMACK STREET TRUST Exchange Traded Fund Financial
677    FLEE 11/6/2017 0.17 FRANKLIN FTSE EUROPE ETF Exchange Traded Fund Financial
678    FLEH 11/6/2017 0.07 FRANKLIN FTSE EUROPE HEDGED ETF Exchange Traded Fund Financial
679    FLEU 11/8/2016 0.67 BARCLAYS ETN FI ENHANCED EUROPE 50 ETN SERIES B Exchange Traded Fund Financial
680    FLFR 11/6/2017 0.06 FRANKLIN FTSE FRANCE ETF Exchange Traded Fund Financial
681    FLGB 11/6/2017 0.31 FRANKLIN FTSE UNITED KINGDOM ETF Exchange Traded Fund Financial
682    FLGE 6/11/2014 1.71 CREDIT SUISSE FI LARGE CAP GR ENH ETN Credit Suisse AG Large Growth
683    FLGR 11/6/2017 0.09 FRANKLIN FTSE GERMANY ETF Exchange Traded Fund Financial
684    FLHK 11/6/2017 0.11 FRANKLIN FTSE HONG KONG ETF Exchange Traded Fund Financial
685    FLHY 6/1/2018 0.05 FRANKLIN TEMPLETON ETF TRUST Exchange Traded Fund Financial
686    FLIA 6/1/2018 0.02 FRANKLIN TEMPLETON ETF TRUST Exchange Traded Fund Financial
687    FLIN 2/8/2018 0.18 FRANKLIN FTSE INDIA ETF Exchange Traded Fund Financial
688    FLIO 1/27/2017 0.06 FRANKLIN LIBERTY INTERNATIONAL OPPS ETF Franklin Templeton Investments Foreign Large Blend
689    FLIY 11/6/2017 0.08 FRANKLIN FTSE ITALY ETF Exchange Traded Fund Financial
690    FLJH 11/6/2017 0.06 FRANKLIN FTSE JAPAN HEDGED ETF Exchange Traded Fund Financial
691    FLJP 11/6/2017 1.13 FRANKLIN FTSE JAPAN ETF Exchange Traded Fund Financial
692    FLKR 11/6/2017 0.21 FRANKLIN FTSE SOUTH KOREA ETF Exchange Traded Fund Financial
693    FLLA 10/11/2018 0.05 FRANKLIN FTSE LATIN AMERICA ETF Exchange Traded Fund Financial
694    FLLV 9/22/2016 0.16 FRANKLIN LIBERTY U.S. LOW VOLATILITY ETF Exchange Traded Fund Financial
695    FLM 9/28/2009 1.73 FIRST TRUST GLOBAL ENG AND CONST ETF First Trust Industrials
696    FLMB 9/5/2017 0.11 FRANKLIN TEMPLETON ETF TRUST FRANKLIN LIBERTY MUNICIPAL BOND E Exchange Traded Fund Financial
697    FLMI 9/5/2017 0.17 FRANKLIN TEMPLETON ETF TRUST FRANKLIN LIBERTY INTERMEDIATE MUN Exchange Traded Fund Financial
698    FLMX 11/6/2017 0.13 FRANKLIN FTSE MEXICO ETF Exchange Traded Fund Financial
699    FLN 4/20/2011 2.84 FIRST TRUST LATIN AMERICA ALPHADEX ETF First Trust Latin America Stock
700    FLOT 6/17/2011 114 ISHARES FLOATING RATE BOND iShares Ultrashort Bond
701    FLQD 6/3/2016 0.27 FRANKLIN LIBERTYQ GLOBAL DIVIDEND ETF Franklin Templeton Investments World Stock
702    FLQE 6/3/2016 0.76 FRANKLIN LIBERTYQ EMERGING MARKETS ETF Franklin Templeton Investments Diversified Emerging Mkts
703    FLQG 6/3/2016 0.17 FRANKLIN LIBERTYQ GLOBAL EQUITY ETF Franklin Templeton Investments World Stock
704    FLQH 6/3/2016 0.3 FRANKLIN LIBERTYQ INTL EQ HDGD ETF Franklin Templeton Investments Foreign Large Blend
705    FLQL 4/28/2017 0.67 FRANKLIN TEMPLETON ETF TRUST Exchange Traded Fund Financial
706    FLQM 4/28/2017 0.08 FRANKLIN TEMPLETON ETF TRUST Exchange Traded Fund Financial
707    FLQS 4/28/2017 0.12 FRANKLIN TEMPLETON ETF TRUST Exchange Traded Fund Financial
708    FLRN 12/1/2011 38 SPDR BLMBG BARCLAYS INV GRD FLT RT ETF SPDR State Street Global Advisors Ultrashort Bond
709    FLRT 2/19/2015 0.24 ADVISORSHARES PACIFIC ASST ENH FL RT ETF AdvisorShares Bank Loan
710    FLRU 2/8/2018 0.1 FRANKLIN FTSE RUSSIA ETF Exchange Traded Fund Financial
711    FLSA 10/11/2018 0.04 FRANKLIN FTSE SAUDI ARABIA ETF Exchange Traded Fund Financial
712    FLSW 2/8/2018 0.1 FRANKLIN FTSE SWITZERLAND ETF Exchange Traded Fund Financial
713    FLTB 10/9/2014 3.36 FIDELITY LIMITED TERM BOND ETF Fidelity Investments Short-Term Bond
714    FLTR 4/26/2011 11 MARKET VECTORS INVESTMENT GRADE Van Eck Short-Term Bond
715    FLTW 11/6/2017 0.11 FRANKLIN FTSE TAIWAN ETF Exchange Traded Fund Financial
716    FLZA 10/11/2018 0.04 FRANKLIN FTSE SOUTH AFRICA ETF Exchange Traded Fund Financial
717    FM 9/13/2012 52 ISHARES MSCI FRONTIER 100 iShares Diversified Emerging Mkts
718    FMAT 10/24/2013 7.9 FIDELITY MSCI MATERIALS ETF Fidelity Investments Natural Resources
719    FMB 5/15/2014 6.54 FIRST TRUST MANAGED MUNICIPAL ETF First Trust Muni National Interm
720    FMF 8/2/2013 0.45 FIRST TRUST MORNINGSTAR MGD FUTSSTRT ETF First Trust Managed Futures
721    FMHI 11/3/2017 0.34 FIRST TRUST MUNICIPAL HIGH INCOME ETF
722    FMK 5/12/2011 0.91 FIRST TRUST MEGA CAP ALPHADEX ETF First Trust Large Blend
723    FNCL 10/24/2013 26 FIDELITY MSCI FINANCIALS ETF Fidelity Investments Financial
724    FNDA 8/15/2013 14 SCHWAB FUNDAMENTAL US SMALL COMPANY ETF Schwab ETFs Small Blend
725    FNDB 8/15/2013 3.98 SCHWAB FUNDAMENTAL US BROAD MARKET ETF Schwab ETFs Large Value
726    FNDC 8/15/2013 10 SCHWAB FUNDAMENTAL INTL SM CO ETF Schwab ETFs Foreign Small/Mid Blend
727    FNDE 8/15/2013 19 SCHWAB FUNDAMENTAL EMERG MKTS LG CO ETF Schwab ETFs Diversified Emerging Mkts
728    FNDF 8/15/2013 20 SCHWAB FUNDAMENTAL INTL LG CO ETF Schwab ETFs Foreign Large Value
729    FNDX 8/15/2013 14 SCHWAB FUNDAMENTAL U.S. LARGE COMPANY INDEX ETF Exchange Traded Fund Financial
730    FNGD 1/23/2018 3.56 BANK OF MONTREAL Commercial Banks Finance
731    FNGO 8/2/2018 0.13 BANK OF MONTREAL Commercial Banks Finance
732    FNGU 1/23/2018 7.64 BANK OF MONTREAL Commercial Banks Finance
733    FNGZ 8/2/2018 0.23 BANK OF MONTREAL Commercial Banks Finance
734    FNI 9/28/2009 9.14 FIRST TRUST CHINDIA ETF First Trust Miscellaneous Region
735    FNK 4/20/2011 2.61 FIRST TRUST MID CAP VALUE ALPHADEX ETF First Trust Small Value
736    FNX 9/28/2009 18 FIRST TRUST MID CAP CORE ALPHADEX FUND
737    FNY 4/20/2011 4.69 FIRST TRUST MID CAP GROWTH ALPHADEX ETF First Trust Mid-Cap Growth
738    FOVL 3/21/2019 0.04 ISHARES FOCUSED VALUE FACTOR ETF Exchange Traded Fund Financial
739    FPA 4/20/2011 3.27 FIRST TRUST ASIAPAC EX-JPN ALPHADEX ETF First Trust Pacific/Asia ex-Japan Stk
740    FPE 2/12/2013 71 FIRST TRUST PREFERRED SEC & INC ETF First Trust Preferred Stock
741    FPEI 8/23/2017 2.21 FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES AND INCOME ETF Exchange Traded Fund Financial
742    FPX 9/28/2009 17 FIRST TRUST US EQUITY OPPORTUNITIES ETF First Trust Large Growth
743    FPXE 10/5/2018 0.01 FIRST TRUST IPOX EUROPE EQUITY OPPORTUNITIES ETF
744    FPXI 11/7/2014 2.47 FIRST TRUST INTERNATIONAL IPO ETF First Trust Foreign Large Growth
745    FQAL 9/15/2016 1.76 FIDELITY QUALITY FACTOR ETF Fidelity Investments Large Blend
746    FRAK 2/15/2012 5.72 VANECK VECTORS UNCONVENTIONAL OIL & GAS ETF Exchange Traded Fund Financial
747    FRDM 5/23/2019 0.08 VALUESHARES U.S. QUANTITATIVE VALUE ETF Exchange Traded Fund Financial
748    FREL 2/5/2015 13 FIDELITY MSCI REAL ESTATE ETF Fidelity Investments Real Estate
749    FRI 9/28/2009 22 FIRST TRUST S&P REIT ETF First Trust Real Estate
750    FRLG 4/3/2018 1.09 GOLDMAN SACHS GROUP Exchange Traded Fund Financial
751    FRN 9/28/2009 13 GUGGENHEIM FRONTIER MARKETS ETF Guggenheim Investments Diversified Emerging Mkts
752    FSMB 11/27/2018 0.17 FIRST TRUST SHORT DURATION MANAGED MUNICIPAL ETF Exchange Traded Fund Financial
753    FSMD 2/28/2019 0.14 FIDELITY SMALL-MID FACTOR ETF Exchange Traded Fund Financial
754    FSTA 10/24/2013 10 FIDELITY MSCI CONSUMER STAPLES ETF Fidelity Investments Consumer Defensive
755    FSZ 2/16/2012 3.83 FIRST TRUST SWITZERLAND ALPHADEX ETF First Trust Miscellaneous Region
756    FTA 9/28/2009 21 FIRST TRUST LARGE CAP VAL ALPHADEX ETF First Trust Large Value
757    FTAG 6/29/2015 0.78 FIRST TRUST INDXX GLOBAL AGRICULTURE ETF
758    FTC 9/28/2009 13 FIRST TRUST LARGE CAP GR ALPHADEX ETF First Trust Large Growth
759    FTCS 2/11/2013 15 FIRST TRUST CAPITAL STRENGTH ETF First Trust Large Blend
760    FTEC 10/24/2013 41 FIDELITY MSCI INFORMATION TECH ETF Fidelity Investments Technology
761    FTGC 10/23/2013 8.08 FIRST TRUST GLOBAL TACT CMDTY STRAT ETF First Trust Commodities Broad Basket
762    FTHI 1/7/2014 1.99 FIRST TRUST HIGH INCOME ETF First Trust Long-Short Equity
763    FTLB 1/7/2014 0.83 FIRST TRUST LOW BETA INCOME ETF First Trust Long-Short Equity
764    FTLS 9/9/2014 2.88 FIRST TRUST LONG/SHORT EQUITY ETF First Trust Long-Short Equity
765    FTRI 6/29/2015 1.4 FIRST TRUST INDXX GLBL NATRL RES INC ETF First Trust Natural Resources
766    FTSD 11/5/2013 0.91 FRANKLIN LIBERTY SHORT DUR US GOVT ETF Franklin Templeton Investments Short Government
767    FTSL 5/2/2013 23 FIRST TRUST SENIOR LOAN ETF First Trust Bank Loan
768    FTSM 8/6/2014 29 FIRST TRUST ENHANCED SHORT MATURITY ETF First Trust Ultrashort Bond
769    FTVA 11/1/2017 0.54 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
770    FTXD 10/11/2016 0.16 FIRST TRUST NASDAQ RETAIL ETF First Trust Consumer Cyclical
771    FTXG 10/10/2016 0.16 FIRST TRUST NASDAQ FOOD & BEVERAGE ETF First Trust Consumer Defensive
772    FTXH 9/22/2016 0.2 FIRST TRUST NASDAQ PHARMACEUTICALS ETF First Trust Health
773    FTXL 9/21/2016 1.17 FIRST TRUST NASDAQ SEMICONDUCTOR ETF First Trust Technology
774    FTXN 9/23/2016 0.63 FIRST TRUST NASDAQ OIL & GAS ETF First Trust Equity Energy
775    FTXO 10/7/2016 11 FIRST TRUST NASDAQ BANK ETF First Trust Financial
776    FTXR 9/22/2016 0.08 FIRST TRUST NASDAQ TRANSPORTATION ETF
777    FUD 9/28/2009 1.54 UBS ETRACS CMCI FOOD TOTAL RETURN ETN UBS Group AG Commodities Agriculture
778    FUE 9/28/2009 0.81 ELEMENTS MLCX BIOFUELS EXCH SER TR ETN ELEMENTS Commodities Agriculture
779    FUMB 11/5/2018 0.14 FIRST TRUST ULTRA SHORT DURATION MUNICIPAL ETF Exchange Traded Fund Financial
780    FUT 2/18/2016 0.15 PROSHARES MANAGED FUTURES STRATEGY ProShares Managed Futures
781    FUTY 10/24/2013 14 FIDELITY MSCI UTILITIES ETF Fidelity Investments Utilities
782    FV 3/6/2014 78 FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF First Trust Mid-Cap Growth
783    FVAL 9/15/2016 1.81 FIDELITY VALUE FACTOR ETF Fidelity Investments Large Value
784    FVC 3/18/2016 4.59 FIRST TRUST DORSEY WRIGHT DYNAMIC FOC 5 First Trust Mid-Cap Blend
785    FVD 9/28/2009 59 FIRST TRUST VALUE LINE DIVIDEND ETF First Trust Large Value
786    FVL 9/28/2009 3.23 FIRST TRUST VALUE LINE 100 ETF ETF First Trust Mid-Cap Blend
787    FWDB 6/21/2011 1.17 ADVISORSHARES MADRONA GLOBAL BOND ETF AdvisorShares World Bond
788    FXA 9/28/2009 44 CURRENCYSHARES AUSTRALIAN DOLLAR ETF Guggenheim Investments Single Currency
789    FXB 9/28/2009 18 CURRENCYSHARES BRITISH POUND STER ETF Guggenheim Investments Single Currency
790    FXC 9/28/2009 41 RYDEX CURRENCYSHARES CANADIAN D Rydex/SGI Currency
791    FXCH 10/4/2011 0.32 CURRENCYSHARES CHINESE RENMINBI Rydex/SGI Currency
792    FXD 9/28/2009 57 FIRST TRUST CNSMR DISCRET ALPHADEX ETF First Trust Consumer Cyclical
793    FXE 9/28/2009 267 CURRENCYSHARES EURO ETF Guggenheim Investments Single Currency
794    FXF 9/28/2009 15 CURRENCYSHARES SWISS FRANC ETF Guggenheim Investments Single Currency
795    FXG 9/28/2009 45 FIRST TRUST CNSMR STAPLES ALPHADEX ETF First Trust Consumer Defensive
796    FXH 9/28/2009 54 FIRST TRUST HEALTH CARE ALPHADEX ETF First Trust Health
797    FXI 9/28/2009 5873 ISHARES FTSE CHINA 25 INDEX FUN iShares China Region
798    FXL 9/28/2009 43 FIRST TRUST TECHNOLOGY ALPHADEX ETF First Trust Technology
799    FXN 9/28/2009 64 FIRST TRUST ENERGY ALPHADEX ETF First Trust Equity Energy
800    FXO 9/28/2009 51 FIRST TRUST FINANCIALS ALPHADEX ETF First Trust Financial
801    FXP 9/28/2009 153 PROSHARES ULTRASHORT FTSE CHINA 50 ProShares Trading--Inverse Equity
802    FXR 9/28/2009 34 FIRST TRUST INDTLS/PRDCRDURBALPHADEXETF First Trust Industrials
803    FXS 9/28/2009 1.53 CURRENCYSHARES SWEDISH KRONA ETF Guggenheim Investments Single Currency
804    FXSG 2/13/2013 0.2 INVESCO CURRENCYSHARES SINGAPORE DOLLAR TRUST ETF Exchange Traded Fund Financial
805    FXU 9/28/2009 45 FIRST TRUST UTILITIES ALPHADEX ETF First Trust Utilities
806    FXY 9/28/2009 65 CURRENCYSHARES JAPANESE YEN ETF Guggenheim Investments Single Currency
807    FXZ 9/28/2009 29 FIRST TRUST MATERIALS ALPHADEX ETF First Trust Natural Resources
808    FYC 4/20/2011 6.2 FIRST TRUST SMALL CAP GR ALPHADEX ETF First Trust Small Growth
809    FYLD 12/3/2013 2.73 CAMBRIA FOREIGN SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Foreign Small/Mid Value
810    FYT 4/20/2011 3.98 FIRST TRUST SMALL CAP VAL ALPHADEX ETF First Trust Small Value
811    FYX 9/28/2009 16 FIRST TRUST SMALL CAP CORE ALPHADEX ETF First Trust Small Blend
812    GAA 12/10/2014 1.34 CAMBRIA GLOBAL ASSET ALLOCATION ETF CAMBRIA ETF TRUST Multialternative
813    GAL 4/26/2012 3.96 SPDR SSGA GLOBAL ALLOCATION ETF Exchange Traded Fund Financial
814    GAMR 3/10/2016 2.05 PUREFUNDS VIDEO GAME TECH ETF Pure Funds Technology
815    GARD 1/14/2016 0.15 REALITY SHARES ETF TRUST Exchange Traded Fund Financial
816    GASL 2/1/2011 102 DIREXION DAILY NAT GAS RLTD BULL 3X ETF Direxion Funds Trading--Leveraged Equity
817    GASX 1/31/2011 14 DIREXION DAILY NAT GAS RLTD BEAR 3X ETF Direxion Funds Trading--Inverse Equity
818    GAZ 9/28/2009 21 IPATH BLOOMBERG NATURAL GAS SUBTR ETN Barclays Funds Commodities Energy
819    GBF 9/28/2009 3.96 ISHARES GOVERNMENT/CREDIT BOND iShares Intermediate-Term Bond
820    GBIL 9/8/2016 6.32 GOLDMAN SACHS TREASURYACCESS 0-1 YEARETF Goldman Sachs Ultrashort Bond
821    GBUG 10/8/2019 0.02 IPATH GOLD ETN Exchange Traded Fund Financial
822    GCC 9/28/2009 18 WISDOMTREE CONTINUOUS COMMODITY ETF GreenHaven Commodities Broad Basket
823    GCE 9/28/2009 1.34 CLAYMORE CEF GS CONNECT ETN Goldman Sachs Allocation--50% to 70% Equity
824    GCOW 1/13/2017 2.27 PACER FUNDS Exchange Traded Fund Financial
825    GDG 11/15/2018 0.1 GADSDENA DYNAMICA GROWTHA ETF Exchange Traded Fund Financial
826    GDMA 11/15/2018 0.1 GADSDENA DYNAMICA MULTI-ASSETA ETF Exchange Traded Fund Financial
827    GDVD 5/10/2017 0.12 PRINCIPAL EXCHANGE-TRADED FUNDS Exchange Traded Fund Financial
828    GDX 9/28/2009 8304 VANECK VECTORS GOLD MINERS ETF Van Eck Equity Precious Metals
829    GDXJ 11/11/2009 3175 VANECK VECTORS JUNIOR GOLD MINERS ETF Van Eck Equity Precious Metals
830    GEM 9/29/2015 13 GOLDMAN SACHS ACTIVEBETA EMKTS EQ ETF Goldman Sachs Diversified Emerging Mkts
831    GENY 8/22/2016 0.22 PRINCIPAL MILLENNIALS ETF Principal Funds World Stock
832    GHII 2/11/2015 1.06 INVESCO S&P HIGH INCOME INFRASTRUCTURE ETF Exchange Traded Fund Financial
833    GHYB 9/7/2017 0.29 GOLDMAN SACHS ACCESS HIGH YIELD CORPORATE BOND ETF Exchange Traded Fund Financial
834    GHYG 4/5/2012 4.38 ISHARES GLOBAL HIGH YIELD CORPORATE BOND iShares World Bond
835    GIGB 6/8/2017 0.99 GOLDMAN SACHS ACCESS INVESTMENT GRADE CORPORATE BOND ETF Exchange Traded Fund Financial
836    GIGE 5/8/2019 0.08 SOFI GIG ECONOMY ETF
837    GII 9/28/2009 3.7 SPDR S&P GLOBAL INFRASTRUCTURE ETF SPDR State Street Global Advisors Infrastructure
838    GLBY 12/13/2018 0.04 WISDOMTREE YIELD ENHANCED GLOBAL AGGREGATE BOND FUND Exchange Traded Fund Financial
839    GLD 9/28/2009 4491 SPDR GOLD TRUST State Street Global Advisors Commodities Precious Metals
840    GLDI 1/29/2013 3.44 CREDIT SUISSE AG Investment Bankers/Brokers/Service Finance
841    GLDM 6/26/2018 8.32 SPDR GOLD MINISHARES TRUST Exchange Traded Fund Financial
842    GLIF 5/23/2019 0.02 AGFIQ GLOBAL INFRASTRUCTURE ETF Exchange Traded Fund Financial
843    GLL 9/28/2009 62 PROSHARES ULTRASHORT GOLD ProShares Trading--Inverse Commodities
844    GLTR 10/22/2010 8.16 ETFS PHYSICAL PM BASKET ETF Securities Commodities Precious Metals
845    GMF 9/28/2009 19 SPDR S&P EMERGING ASIA PACIFIC ETF SPDR State Street Global Advisors Pacific/Asia ex-Japan Stk
846    GMOM 11/4/2014 1.82 CAMBRIA GLOBAL MOMENTUM ETF CAMBRIA ETF TRUST World Allocation
847    GNAF 8/2/2018 0.11 BANK OF MONTREAL Commercial Banks Finance
848    GNMA 2/17/2012 3.91 ISHARES GNMA BOND iShares Intermediate Government
849    GNOM 11/11/2010 48 GLOBAL X GENOMICS & BIOTECHNOLOGY ETF
850    GNR 9/24/2010 24 SPDR S&P GLOBAL NATURAL RESOURCES ETF SPDR State Street Global Advisors Natural Resources
851    GOAT 10/31/2018 0.08 VANECK VECTORS MORNINGSTAR GLOBAL WIDE MOAT ETF Exchange Traded Fund Financial
852    GOAU 6/28/2017 1.62 US GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF Exchange Traded Fund Financial
853    GOEX 3/28/2016 2.53 GLOBAL X GOLD EXPLORERS ETF Global X Funds Equity Precious Metals
854    GOVT 2/24/2012 66 ISHARES US TREASURY BOND iShares Intermediate Government
855    GQRE 11/6/2013 1.92 FLEXSHARES GLBL QUALITY REAL ESTATE ETF Flexshares Trust Global Real Estate
856    GREK 12/8/2011 100 GLOBAL X MSCI GREECE ETF Global X Funds Miscellaneous Region
857    GRES 10/27/2009 5.09 IQ GLOBAL RESOURCES ETF IndexIQ Natural Resources
858    GRI 9/28/2009 2.94 COHEN & STEERS GLOBAL REALTY MAJORS ETF ALPS Global Real Estate
859    GRID 11/17/2009 1.79 FIRST TRUST NASDAQ CLN EDGESTGIDIFSETF First Trust Miscellaneous Sector
860    GRN 9/28/2009 1.28 IPATH GLOBAL CARBON ETN Barclays Funds Commodities Miscellaneous
861    GRNB 9/28/2009 5.48 VANECK VECTORS GREEN BOND ETF Exchange Traded Fund Financial
862    GRU 9/28/2009 3.99 ELEMENTS MLCX GRAINS TR ETN ELEMENTS Commodities Agriculture
863    GSC 9/28/2009 2.3 GS CONNECT S&P GSCI ENH COMMODITY TR ETN Goldman Sachs Commodities Broad Basket
864    GSEU 9/8/2015 88 GOLDMAN SACHS ACTIVEBETA EUROPE EQ ETF Goldman Sachs Europe Stock
865    GSEW 9/14/2017 0.82 GOLDMAN SACHS ETF TRUST Exchange Traded Fund Financial
866    GSG 9/28/2009 81 ISHARES S&P GSCI COMMODITY-INDEXED TRUST iShares Commodities Broad Basket
867    GSIE 11/10/2015 10 GOLDMAN SACHS ACTIVEBETA INTL EQ ETF Goldman Sachs Foreign Large Blend
868    GSJY 3/4/2016 0.47 GOLDMAN SACHS ACTIVEBETA JAPAN EQ ETF Goldman Sachs Japan Stock
869    GSLC 9/21/2015 20 GOLDMAN SACHS ACTIVEBETA US LGCP EQ ETF Goldman Sachs Large Blend
870    GSP 9/28/2009 6.64 IPATH S&P GSCI TOTAL RETURN ETN Barclays Funds Commodities Broad Basket
871    GSSC 6/29/2017 0.64 GS ACTIVEBETA U.S. SMALL CAP EQUITY ETF Exchange Traded Fund Financial
872    GSST 4/17/2019 0.09 GOLDMAN SACHS ETF TRUST Exchange Traded Fund Financial
873    GSY 2/8/2011 22 GUGGENHEIM ENHANCED SHORT DUR ETF Guggenheim Investments Ultrashort Bond
874    GTIP 5/23/2011 1.19 ISHARES GLOBAL INFLATION LINKED iShares World Bond
875    GTO 2/10/2016 1.24 GUGGENHEIM TOTAL RETURN BOND ETF Guggenheim Investments Intermediate-Term Bond
876    GUDB 10/31/2017 0.07 NORTHERN LIGHTS FUND TRUST IV Exchange Traded Fund Financial
877    GULF 9/28/2009 5.42 WISDOMTREE MIDDLE EAST DIVIDEND ETF WisdomTree Miscellaneous Region
878    GUNR 9/22/2011 68 FLEXSHARES MSTAR GLBL UPSTRM NAT RES ETF Flexshares Trust Natural Resources
879    GURU 6/5/2012 8.05 GLOBAL X GURU ETF Global X Funds Large Growth
880    GUSH 5/29/2015 224 DIREXION DLY S&P OIL&GS EX&PRD BL 3X ETF Direxion Funds Trading--Leveraged Equity
881    GVAL 3/12/2014 5.34 CAMBRIA GLOBAL VALUE ETF CAMBRIA ETF TRUST Foreign Small/Mid Value
882    GVI 9/28/2009 23 ISHARES INTERM GOVERNMENT/CREDIT BD iShares Intermediate-Term Bond
883    GVIP 11/3/2016 1.2 GOLDMAN SACHS HEDGE INDUSTRY VIP ETF Goldman Sachs Large Blend
884    GWX 9/28/2009 32 SPDR S&P INTERNATIONAL SMALL CAP ETF SPDR State Street Global Advisors Foreign Small/Mid Blend
885    GXC 9/28/2009 49 SPDR S&P CHINA ETF SPDR State Street Global Advisors China Region
886    GXF 9/28/2009 3.1 GLOBAL X FTSE NORDIC REGION ETF Global X Funds Miscellaneous Region
887    GXG 9/28/2009 34 GLOBAL X MSCI COLOMBIA ETF Global X Funds Miscellaneous Region
888    GXTG 11/4/2019 0.01 GLOBAL X THEMATIC GROWTH ETF
889    GYLD 5/8/2012 11 ARROW DOW JONES GLOBAL YIELD ETF ArrowShares World Allocation
890    HACK 11/12/2014 54 PUREFUNDS ISE CYBER SECURITY ETF Pure Funds Technology
891    HAIL 12/31/2018 0.06 SPDR S&P KENSHO SMART MOBILITY ETF Exchange Traded Fund Financial
892    HAO 9/28/2009 33 GUGGENHEIM CHINA SMALL CAP ETF Guggenheim Investments China Region
893    HAP 9/28/2009 11 VANECK VECTORS NATURAL RESOURCES ETF Van Eck Natural Resources
894    HAUD 7/13/2015 0.09 ISHARES CURRENCY HEDGED MSCI AUS iShares Miscellaneous Region
895    HAUZ 8/27/2018 0.32 XTRACKERS INTERNATIONAL REAL ESTATE ETF Exchange Traded Fund Financial
896    HAWX 7/1/2015 0.85 ISHARES CURRENCY HEDGED MSCI ACWI EX US iShares Foreign Large Blend
897    HDAW 8/14/2015 0.34 DEUTSCHE X-TRACKERS MSCIAWDEXUSHDVYDHGEQ Deutsche Asset Management Foreign Large Value
898    HDEF 8/18/2015 1.27 XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF Exchange Traded Fund Financial
899    HDG 7/14/2011 1.38 PROSHARES HEDGE REPLICATION ProShares Multialternative
900    HDGE 1/27/2011 30 ADVISORSHARES RANGER EQUITY BEAR ETF AdvisorShares Bear Market
901    HDLV 10/1/2014 1.97 UBS ETRACS M PY 2XLVG US HIDIVLOWVOL ETN UBS Group AG Trading--Leveraged Equity
902    HDMV 8/26/2016 1.1 FIRST TRUST HRZN MGDVOLATIL DEV INTL ETF First Trust Foreign Large Blend
903    HDV 3/31/2011 95 ISHARES CORE HIGH DIVIDEND iShares Large Value
904    HECO 6/20/2012 5.83 STRATEGY SHS ECOLOGICAL STRATEGY ETF Exchange Traded Fund Financial
905    HEDJ 12/31/2009 447 WISDOMTREE EUROPE HEDGED EQUITY ETF WisdomTree Europe Stock
906    HEEM 9/25/2014 7.42 ISHARES CURRENCY HEDGED MSCI EMERG MKTS iShares Diversified Emerging Mkts
907    HEFA 2/14/2014 85 ISHARES TRUST Exchange Traded Fund Financial
908    HERD 5/7/2019 0.01 PACER CASH COWS FUND OF FUNDS ETF
909    HERO 9/28/2009 689 GLOBAL X VIDEO GAMES & ESPORTS ETF
910    HEWC 7/1/2015 0.45 ISHARES CURRENCY HEDGED MSCI CANADA iShares Miscellaneous Region
911    HEWG 2/18/2014 50 ISHARES CURRENCY HEDGED MSCI GERMANY iShares Miscellaneous Region
912    HEWI 7/8/2015 0.89 ISHARES CURRENCY HEDGED MSCI ITALY iShares Miscellaneous Region
913    HEWJ 2/5/2014 72 ISHARES CURRENCY HEDGED MSCI JAPAN iShares Japan Stock
914    HEWL 7/15/2015 0.2 ISHARES CURRENCY HEDGED MSCI SWZ iShares Miscellaneous Region
915    HEWP 7/2/2015 1.42 ISHARES CURRENCY HEDGED MSCI SPAIN iShares Miscellaneous Region
916    HEWU 7/9/2015 1.29 ISHARES CURRENCY HEDGED MSCI UK iShares Miscellaneous Region
917    HEWW 7/13/2015 0.13 ISHARES CURRENCY HEDGED MSCI MEXICO iShares Miscellaneous Region
918    HEWY 7/1/2015 0.29 ISHARES CURRENCY HEDGED MSCI SOUTH KOREA iShares Miscellaneous Region
919    HEZU 8/22/2014 79 ISHARES CURRENCY HEDGED MSCI EUROZONE iShares Europe Stock
920    HFXE 7/22/2015 0.68 IQ 50 PERCENT HEDGED FTSE EUROPE ETF Exchange Traded Fund Financial
921    HFXI 7/22/2015 3.25 IQ 50 PERCENT HEDGED FTSE INTL ETF IndexIQ Foreign Large Blend
922    HFXJ 7/22/2015 0.3 IQ 50 PERCENT HEDGED FTSE JAPAN ETF IndexIQ Japan Stock
923    HIBL 11/7/2019 0.01 DIREXION DAILY S&P 500 HIGH BETA BULL 3X SHARES Exchange Traded Fund Financial
924    HIBS 11/7/2019 0.01 DIREXION DAILY S&P 500 HIGH BETA BEAR 3X SHARES Exchange Traded Fund Financial
925    HIPS 1/7/2015 0.51 MASTER INCOME ETF Master Shares Allocation--85%+ Equity
926    HJPX 10/2/2015 0.15 ISHARES CURRENCY HEDGED JPX-NIKKEI 400 ETF Exchange Traded Fund Financial
927    HLAL 7/16/2019 0.12 WAHED FTSE USA SHARIAH ETF
928    HMOP 12/14/2017 0.24 HARTFORD MUNICIPAL OPPORTUNITIES ETF Exchange Traded Fund Financial
929    HNDL 1/17/2018 0.32 STRATEGY SHARES NASDAQ 7HANDL INDEX ETF
930    HOLD 1/15/2014 0.22 ADVISORSHARES SAGE CORE RESERVES ETF AdvisorShares Ultrashort Bond
931    HOML 3/11/2015 1.85 UBS ETRACS M RST 2XLVG ISE EXCLY HBS ETN UBS Group AG Trading--Leveraged Equity
932    HOMZ 3/20/2019 0.09 HOYA CAPITAL HOUSING ETF Exchange Traded Fund Financial
933    HONR 1/19/2018 0.05 INSIGHTSHARES PATRIOTIC EMPLOYERS ETF Exchange Traded Fund Financial
934    HSCZ 7/14/2015 0.51 ISHARES CURRENCY HEDGED MSCI EAFE SM-CP iShares Foreign Small/Mid Blend
935    HSPX 6/24/2013 2.94 HORIZONS S&P 500 COVERED CALL ETF Horizons ETFs Option Writing
936    HSRT 5/31/2018 0.12 HARTFORD FUNDS EXCHANGE-TRADED TRUST Exchange Traded Fund Financial
937    HTAB 4/19/2018 0.07 HARTFORD SCHRODERS TAX-AWARE BOND ETF Exchange Traded Fund Financial
938    HTEC 6/25/2019 0.06 ROBO GLOBAL HEALTHCARE TECHNOLOGY AND INNOVATION ETF Exchange Traded Fund Financial
939    HTRB 9/28/2017 0.17 HARTFORD TOTAL RETURN BOND ETF Exchange Traded Fund Financial
940    HTUS 6/25/2015 1.58 HULL TACTICAL US ETF Exchange Traded Concepts Trust Long-Short Equity
941    HUSE 7/25/2012 7.72 US MARKET ROTATION STRATEGY ETF Strategy shares Large Blend
942    HUSV 8/25/2016 1.64 FIRST TRUST HRZN MGDVOLATIL DOMESTIC ETF First Trust Large Blend
943    HYD 9/28/2009 96 VANECK VECTORS HIGH-YIELD MUNICIPAL ETF Van Eck High Yield Muni
944    HYDB 7/13/2017 0.24 ISHARES TRUST Exchange Traded Fund Financial
945    HYDW 1/11/2018 0.15 XTRACKERS LOW BETA HIGH YIELD BOND ETF Exchange Traded Fund Financial
946    HYEM 5/9/2012 24 VANECK VECTORS EM HIGH YIELD BOND ETF Van Eck Emerging Markets Bond
947    HYG 9/28/2009 2167 ISHARES IBOXX $ HIGH YIELD CORPORATE BD iShares High Yield Bond
948    HYGH 5/29/2014 1.84 ISHARES INTEREST RATE HEDGED HIGH YLD BD iShares High Yield Bond
949    HYGV 7/18/2018 0.43 FLEXSHARES HIGH YIELD VALUE-SCORED BOND INDEX FUND Exchange Traded Fund Financial
950    HYHG 5/23/2013 3.99 PROSHARES HIGH YIELD INTEREST RATE HDGD ProShares Nontraditional Bond
951    HYIH 3/3/2015 0.44 DEUTSCHE X-TRACKERS HY CORP BD INTRRTHDG Deutsche Asset Management Nontraditional Bond
952    HYLB 12/7/2016 15 DEUTSCHE X-TRACKERS USD HY CORP BD Deutsche Asset Management High Yield Bond
953    HYLD 12/1/2010 23 PERITUS HIGH YIELD ETF AdvisorShares High Yield Bond
954    HYLS 2/27/2013 22 FIRST TRUST TACTICAL HIGH YIELD ETF First Trust High Yield Bond
955    HYLV 2/15/2017 0.5 IQ S&P HIGH YIELD LOW VOLATILITY BD ETF IndexIQ High Yield Bond
956    HYMB 4/14/2011 21 SPDR NUVEEN S&P HIGH YIELD MUNI BD ETF SPDR State Street Global Advisors High Yield Muni
957    HYND 12/18/2013 1.94 WISDOMTREE NEGATIVE DUR HIGH YLD BD ETF WisdomTree Nontraditional Bond
958    HYS 6/17/2011 80 PIMCO 0-5 YEAR HIGH YIELD CORPO PIMCO High Yield Bond
959    HYUP 1/11/2018 0.07 XTRACKERS HIGH BETA HIGH YIELD BOND ETF Exchange Traded Fund Financial
960    HYXE 6/17/2016 0.18 ISHARES IBOXX $ HIGH YIELD EX OIL & GAS CORPORATE BOND ETF
961    HYXU 4/3/2012 3.86 ISHARES INTERNATIONAL HIGH YIELD BOND iShares World Bond
962    HYZD 12/18/2013 6.54 WISDOMTREE INTEREST RT HDG HI YLD BD ETF WisdomTree Nontraditional Bond
963    IAGG 11/12/2015 8.85 ISHARES CORE INTERNATIONAL AGGREGATE BD iShares World Bond
964    IAI 9/28/2009 20 ISHARES US BROKER-DEALERS & SECS EXCHS iShares Financial
965    IAK 9/28/2009 6.32 ISHARES US INSURANCE iShares Financial
966    IAT 9/28/2009 50 ISHARES US REGIONAL BANKS iShares Financial
967    IAU 9/28/2009 524 ISHARES GOLD TRUST iShares Commodities Precious Metals
968    IAUF 6/8/2018 0.1 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
969    IBB 9/28/2009 809 ISHARES NASDAQ BIOTECHNOLOGY iShares Health
970    IBCD 4/19/2013 0.92 ISHARES IBONDS MAR 2020 TERM CORP EXFNCL iShares Corporate Bond
971    IBCE 4/19/2013 0.69 ISHARES IBONDS MAR 2023 TERM CORP EXFNCL iShares Corporate Bond
972    IBD 7/11/2017 0.87 INSPIRE CORPORATE BOND IMPACT ETF Exchange Traded Fund Financial
973    IBDC 7/10/2013 1.49 ISHARES IBONDS MAR 2020 TERM CORPORATE iShares Corporate Bond
974    IBDD 7/10/2013 0.82 ISHARES IBONDS MAR 2023 TERM CORPORATE iShares Corporate Bond
975    IBDK 3/12/2015 8.04 ISHARES IBONDS DEC 2019 TERM CORPORATE iShares Short-Term Bond
976    IBDL 12/5/2014 9.68 ISHARES IBONDS DEC 2020 TERM CORPORATE iShares Corporate Bond
977    IBDM 3/12/2015 9.97 ISHARES IBONDS DEC 2021 TERM CORPORATE iShares Corporate Bond
978    IBDN 3/12/2015 8.38 ISHARES IBONDS DEC 2022 TERM CORPORATE iShares Corporate Bond
979    IBDO 3/12/2015 6.85 ISHARES IBONDS DEC 2023 TERM CORPORATE iShares Corporate Bond
980    IBDP 3/12/2015 5.24 ISHARES IBONDS DEC 2024 TERM CORPORATE iShares Corporate Bond
981    IBDQ 3/12/2015 4.75 ISHARES IBONDS DEC 2025 TERM CORPORATE iShares Corporate Bond
982    IBDR 9/19/2016 2.88 ISHARES IBONDS DEC 2026 TERM CORPORATE ETF Exchange Traded Fund Financial
983    IBDS 9/14/2017 1.9 ISHARES IBONDS DEC 2027 TERM CORPORATE ETF Exchange Traded Fund Financial
984    IBDT 9/20/2018 0.68 ISHARES IBONDS DEC 2028 TERM CORPORATE ETF Exchange Traded Fund Financial
985    IBDU 9/19/2019 0.05 ISHARES IBONDS DEC 2029 TERM CORPORATE ETF Exchange Traded Fund Financial
986    IBHA 5/9/2019 0.09 ISHARES TRUST Exchange Traded Fund Financial
987    IBHB 5/9/2019 0.08 ISHARES TRUST Exchange Traded Fund Financial
988    IBHC 5/9/2019 0.11 ISHARES TRUST Exchange Traded Fund Financial
989    IBHD 5/9/2019 0.12 ISHARES TRUST Exchange Traded Fund Financial
990    IBHE 5/9/2019 0.14 ISHARES TRUST Exchange Traded Fund Financial
991    IBMI 8/14/2014 3.18 ISHARES IBONDS SEP 2020 TERM MUNI BOND iShares Muni National Interm
992    IBMJ 9/4/2015 2.62 ISHARES IBONDS DEC 2021 TERM MUNI BOND iShares Muni National Interm
993    IBMK 9/4/2015 2.33 ISHARES IBONDS DEC 2022 TERM MUNI BOND iShares Muni National Interm
994    IBML 4/13/2017 1.32 ISHARES TRUST Exchange Traded Fund Financial
995    IBMM 3/22/2018 0.67 ISHARES TRUST Exchange Traded Fund Financial
996    IBMN 11/15/2018 0.34 ISHARES TRUST Exchange Traded Fund Financial
997    IBMO 4/4/2019 0.14 ISHARES TRUST Exchange Traded Fund Financial
998    IBMQ 4/18/2019 0.13 ISHARES TRUST Exchange Traded Fund Financial
999    IBND 7/12/2010 14 SPDR BLMBG BARCLAYS INTL CORP BD ETF SPDR State Street Global Advisors World Bond
1000    IBUY 4/20/2016 6.4 AMPLIFY ONLINE RETAIL ETF Amplifyetfs Consumer Cyclical
1001    ICF 9/28/2009 187 ISHARES COHEN & STEERS REIT iShares Real Estate
1002    ICLN 9/28/2009 12 ISHARES GLOBAL CLEAN ENERGY iShares Miscellaneous Sector
1003    ICOL 6/20/2013 1.72 ISHARES MSCI COLOMBIA CAPPED iShares Miscellaneous Region
1004    ICOW 6/19/2017 0.42 PACER FUNDS Exchange Traded Fund Financial
1005    ICSH 12/13/2013 7.01 ISHARES ULTRA SHORT-TERM BOND iShares Ultrashort Bond
1006    ICVT 6/4/2015 3.3 ISHARES CONVERTIBLE BOND iShares Convertibles
1007    IDEV 3/23/2017 3.96 ISHARES CORE MSCI INTERNATIONAL DEVELOPED MARKETS ETF Exchange Traded Fund Financial
1008    IDHD 12/1/2016 0.21 POWERSHARES S&P INTL DEV HI DIV LOW VLTL PowerShares Foreign Large Value
1009    IDHQ 11/7/2011 1.37 POWERSHARES S&P INTL DEV QUALITY ETF PowerShares Foreign Small/Mid Value
1010    IDIV 2/6/2018 0.07 U.S. EQUITY CUMULATIVE DIVIDENDS FUND SERIES 2027 SHARES Exchange Traded Fund Financial
1011    IDLB 11/5/2015 1.27 POWERSHARES FTSE INTL LW BT EQ WGT PowerShares Foreign Large Blend
1012    IDLV 1/17/2012 16 POWERSHARES S&P INTL DEV LOW VOLATIL ETF PowerShares Foreign Large Blend
1013    IDMO 10/5/2015 0.18 POWERSHARES S&P INTL DEV MOMENTUM ETF PowerShares Foreign Large Blend
1014    IDNA 6/13/2019 0.06 ISHARES GENOMICS IMMUNOLOGY AND HEALTHCARE ETF Exchange Traded Fund Financial
1015    IDOG 6/28/2013 7.91 ALPS INTERNATIONAL SECTOR DIV DOGS ETF ALPS Foreign Large Value
1016    IDRV 4/18/2019 0.04 ISHARES SELF-DRIVING EV AND TECH ETF Exchange Traded Fund Financial
1017    IDU 9/28/2009 48 ISHARES US UTILITIES iShares Utilities
1018    IDV 9/28/2009 139 ISHARES INTERNATIONAL SELECT DIVIDEND iShares Foreign Large Value
1019    IDX 9/28/2009 57 VANECK VECTORS INDONESIA ETF Van Eck Miscellaneous Region
1020    IDY 10/24/2019 0.01 PACIFIC GLOBAL INTERNATIONAL EQUITY INCOME ETF Exchange Traded Fund Financial
1021    IECS 3/23/2018 0.14 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
1022    IEDI 3/23/2018 0.12 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
1023    IEF 9/28/2009 516 ISHARES 7-10 YEAR TREASURY BOND iShares Long Government
1024    IEFA 10/22/2012 533 ISHARES CORE MSCI EAFE iShares Foreign Large Blend
1025    IEFN 3/23/2018 0.05 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
1026    IEHS 3/23/2018 0.13 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
1027    IEI 9/28/2009 92 ISHARES 3-7 YEAR TREASURY BOND iShares Intermediate Government
1028    IEIH 3/23/2018 0.09 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
1029    IEMD 9/6/2018 0.04 INVESCO EMERGING MARKETS DEBT DEFENSIVE ETF Exchange Traded Fund Financial
1030    IEME 3/23/2018 0.14 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
1031    IEMG 10/22/2012 1059 ISHARES CORE MSCI EMERGING MARKETS ETF Exchange Traded Fund Financial
1032    IEMV 8/15/2018 0.04 INVESCO EMERGING MARKETS DEBT VALUE ETF Exchange Traded Fund Financial
1033    IEO 9/28/2009 74 ISHARES US OIL&GAS EXPLOR&PRODTN iShares Equity Energy
1034    IETC 3/23/2018 0.29 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
1035    IEUR 6/12/2014 44 ISHARES CORE MSCI EUROPE iShares Europe Stock
1036    IEUS 5/12/2014 2.94 ISHARES MSCI EUROPE SMALL-CAP iShares Europe Stock
1037    IEV 9/28/2009 172 ISHARES S&P EUROPE 350 INDEX FU iShares Europe Stock
1038    IEZ 9/28/2009 59 ISHARES US OIL EQUIPMENT&SERVICES iShares Equity Energy
1039    IFEU 9/28/2009 2.78 ISHARES FTSE EPRA/NAREIT EUROPE INDEX FUND
1040    IFGL 9/28/2009 29 ISHARES INTERNATIONAL DEV REL EST iShares Global Real Estate
1041    IFIX 10/25/2016 0.04 DEUTSCHE X-TRCKRSBRCLYS INTLCRPBDHDGDETF Deutsche Asset Management World Bond
1042    IFLY 3/9/2016 0.97 PUREFUNDS DRONE ECONOMY STRATEGY ETF Pure Funds World Stock
1043    IFRA 4/5/2018 0.12 ISHARES TRUST Exchange Traded Fund Financial
1044    IFV 7/23/2014 22 FIRST TRUST DORSEY WRIGHT INTL FOC 5 First Trust Foreign Large Blend
1045    IG 9/28/2009 49 PRINCIPAL INVESTMENT GRADE CORPORATE ACTIVE ETF Exchange Traded Fund Financial
1046    IGBH 2/5/2018 0.43 ISHARES INTEREST RATE HEDGED LONG-TERM CORPORATE BOND ETF Exchange Traded Fund Financial
1047    IGE 9/28/2009 130 ISHARES NORTH AMERICAN NATURAL RESOURCES iShares Natural Resources
1048    IGEB 7/13/2017 0.71 ISHARES TRUST Exchange Traded Fund Financial
1049    IGF 9/28/2009 43 ISHARES GLOBAL INFRASTRUCTURE iShares Infrastructure
1050    IGHG 11/7/2013 6.93 PROSHARES INVESTMENT GRADE INTR RT HDGD ProShares Nontraditional Bond
1051    IGIB 2/5/2018 29 ISHARES INTERMEDIATE-TERM CORPORATE BOND ETF
1052    IGIH 3/3/2015 0.3 DEUTSCHE X-TRACKERS INVT GRD BDINTRRTHDG Deutsche Asset Management Nontraditional Bond
1053    IGLB 2/5/2018 7.36 SHARES LONG-TERM CORPORATE BOND ETF Exchange Traded Fund Financial
1054    IGM 9/28/2009 16 ISHARES NORTH AMERICAN TECH iShares Technology
1055    IGN 9/28/2009 11 ISHARES NORTH AMERICAN TECH-MULTIMD NTWK iShares Technology
1056    IGOV 9/28/2009 26 ISHARES INTERNATIONAL TREASURY BOND iShares World Bond
1057    IGRO 5/19/2016 0.69 ISHARES TRUST Exchange Traded Fund Financial
1058    IGSB 2/5/2018 38 ISHARES SHORT-TERM CORPORATE BOND ETF
1059    IGV 9/28/2009 75 ISHARES NORTH AMERICAN TECH-SOFTWARE iShares Technology
1060    IGVT 10/25/2016 0.07
1061    IHAK 6/13/2019 0.07 ISHARES CYBERSECURITY AND TECH ETF Exchange Traded Fund Financial
1062    IHDG 5/7/2014 9.66 WISDOMTREE INTL HDGD QUAL DIV GR ETF WisdomTree Foreign Large Growth
1063    IHE 9/28/2009 14 ISHARES US PHARMACEUTICALS iShares Health
1064    IHF 9/28/2009 25 ISHARES US HEALTHCARE PROVIDERS iShares Health
1065    IHI 9/28/2009 41 ISHARES US MEDICAL DEVICES iShares Health
1066    IHY 4/3/2012 9.7 VANECK VECTORS INTL HI YLD BD ETF Van Eck World Bond
1067    IHYD 9/7/2018 0.09 INVESCO CORPORATE INCOME DEFENSIVE ETF Exchange Traded Fund Financial
1068    IHYV 9/7/2018 0.05 INVESCO CORPORATE INCOME VALUE ETF Exchange Traded Fund Financial
1069    IIGD 9/7/2018 0.31 INVESCO INVESTMENT GRADE DEFENSIVE ETF Exchange Traded Fund Financial
1070    IIGV 9/7/2018 0.38 INVESCO INVESTMENT GRADE VALUE ETF Exchange Traded Fund Financial
1071    IJH 9/28/2009 514 ISHARES CORE S&P MID-CAP iShares Mid-Cap Blend
1072    IJJ 9/28/2009 59 ISHARES S&P MID-CAP 400 VALUE iShares Mid-Cap Value
1073    IJK 9/28/2009 71 ISHARES S&P MID-CAP 400 GROWTH iShares Mid-Cap Growth
1074    IJR 9/28/2009 837 ISHARES CORE S&P SMALL-CAP iShares Small Blend
1075    IJS 9/28/2009 65 ISHARES S&P SMALL-CAP 600 VALUE iShares Small Value
1076    IJT 9/28/2009 61 ISHARES S&P SMALL-CAP 600 GROWTH iShares Small Growth
1077    ILF 9/28/2009 555 ISHARES LATIN AMERICA 40 iShares Latin America Stock
1078    ILTB 6/25/2012 6.19 ISHARES CORE 10+ YEAR USD BOND iShares Long-Term Bond
1079    IMFC 8/9/2018 0.04 INVESCO MULTI-FACTOR CORE FIXED INCOME ETF Exchange Traded Fund Financial
1080    IMFD 12/6/2018 0.01 POWERSHARES EXCHANGE-TRADED SELF-INDEXED FUND TRUST Exchange Traded Fund Financial
1081    IMFI 12/6/2018 0.03 POWERSHARES EXCHANGE-TRADED SELF-INDEXED FUND TRUST Exchange Traded Fund Financial
1082    IMFP 9/7/2018 0.05 INVESCO MULTI-FACTOR CORE PLUS FIXED INCOME ETF Exchange Traded Fund Financial
1083    IMLP 1/4/2013 1.95 IPATH S&P MLP ETN Barclays Energy Limited Partnership
1084    IMOM 12/23/2015 0.7 MOMENTUMSHARES INTL QUANT MOM ETF Alpha Architect Foreign Large Blend
1085    IMTB 11/7/2016 0.87 ISHARES 5-10 YEAR USD BOND iShares Intermediate-Term Bond
1086    IMTM 1/26/2015 2.14 ISHARES EDGE MSCI INTL MOMENTUM FACTOR iShares Foreign Large Growth
1087    INAG 6/5/2019 0.01 INNOVATION GLOBAL ETF Exchange Traded Fund Financial
1088    INAU 6/5/2019 0.01 INNOVATION UNITED STATES ETF Exchange Traded Fund Financial
1089    INCO 8/10/2011 5.7 COLUMBIA INDIA CONSUMER ETF Columbia India Equity
1090    INDA 2/3/2012 519 ISHARES MSCI INDIA iShares India Equity
1091    INDL 4/9/2010 20 DIREXION DAILY MSCI INDIA BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1092    INDS 5/15/2018 0.29 PACER BENCHMARK INDUSTRIAL REAL ESTATE SCTR ETF Exchange Traded Fund Financial
1093    INDY 11/20/2009 61 ISHARES INDIA 50 iShares India Equity
1094    INFR 12/30/2016 0.25 LEGG MASON GLOBAL INFRASTRUCTURE ETF Legg Mason Infrastructure
1095    INKM 4/26/2012 2.51 SPDR SSGA INCOME ALLOCATION ETF SPDR State Street Global Advisors Allocation--50% to 70% Equity
1096    INR 9/28/2009 0.92 MARKET VECTORS INDIAN RUPEE/USD ETN Market Vectors Single Currency
1097    INTF 5/4/2015 11 ISHARES EDGE MSCI MULTIFACTOR INTL iShares Foreign Large Blend
1098    IOO 9/28/2009 21 ISHARES GLOBAL 100 iShares World Stock
1099    IPAC 6/12/2014 10 ISHARES CORE MSCI PACIFIC iShares Diversified Pacific/Asia
1100    IPAY 7/16/2015 11 PUREFUNDS ISE MOBILE PAYMENTS ETF Pure Funds Miscellaneous Sector
1101    IPFF 11/17/2011 10 ISHARES INTERNATIONAL PREFERRED STOCK iShares Preferred Stock
1102    IPKW 2/27/2014 4.56 POWERSHARES INTL BUYBACK ACHIEV ETF PowerShares Foreign Large Blend
1103    IPO 10/16/2013 2.79 RENAISSANCE IPO ETF Renaissance Capital Mid-Cap Growth
1104    IPOS 10/7/2014 0.12 RENAISSANCE INTERNATIONAL IPO ETF Renaissance Capital Foreign Small/Mid Growth
1105    IQDE 4/16/2013 2.32 FLEXSHARES INTERNATIONAL QUALITY DIVIDEND DEFENSIVE INDEX FUND Exchange Traded Fund Financial
1106    IQDF 4/16/2013 12 FLEXSHARES INTL QUAL DIV ETF Flexshares Trust Foreign Large Value
1107    IQDG 4/7/2016 0.63 WISDOMTREE INTERNATIONAL QUAL DIV GR ETF WisdomTree Foreign Large Growth
1108    IQDY 4/16/2013 1.84 FLEXSHARES INTL QUAL DIV DYNAMIC ETF Flexshares Trust Foreign Large Value
1109    IQIN 12/13/2018 0.06 IQ 500 INTERNATIONAL ETF Exchange Traded Fund Financial
1110    IQLT 1/15/2015 4.08 ISHARES EDGE MSCI INTL QUALITY FACTOR iShares Foreign Large Blend
1111    IRBO 6/28/2018 0.72 ISHARES ROBOTICS AND ARTIFICIAL INTELLIGENCE MULTISECTOR ETF Exchange Traded Fund Financial
1112    ISCF 5/1/2015 1.5 ISHARES EDGE MSCI MULTIFACTOR INTL SM-CP iShares Foreign Small/Mid Blend
1113    ISDS 9/14/2018 0.01 INVESCO RAFI STRATEGIC DEVELOPED EX-US SMALL COMPANY ETF
1114    ISDX 9/14/2018 0.08 INVESCO RAFI STRATEGIC DEVELOPED EX-US ETF
1115    ISEM 9/13/2018 0.03 INVESCO RAFI STRATEGIC EMERGING MARKETS ETF
1116    ISHG 9/28/2009 3.61 ISHARES 1-3 YEAR INTERNATIONAL TRS BD iShares World Bond
1117    ISMD 2/28/2017 0.63 INSPIRE SMALL/MID CAP IMPACT ETF Inspire Mid-Cap Blend
1118    ISRA 6/26/2013 1.5 VANECK VECTORS ISRAEL ETF Van Eck Miscellaneous Region
1119    ISTB 10/22/2012 18 ISHARES CORE 1-5 YEAR USD BOND iShares Short-Term Bond
1120    ISZE 7/7/2015 0.08 ISHARES EDGE MSCI INTL SIZE FACTOR iShares Foreign Large Blend
1121    ITA 9/28/2009 45 ISHARES US AEROSPACE & DEFENSE iShares Industrials
1122    ITB 9/28/2009 922 ISHARES US HOME CONSTRUCTION iShares Consumer Cyclical
1123    ITEQ 11/3/2015 1.55 BLUESTAR TA-BIGITECH ISRAEL TECH ETF BlueStar Global Investors Technology
1124    ITM 9/28/2009 44 VANECK VECTORS AMT-FREE INTERM MUNI ETF Van Eck Muni National Interm
1125    ITOT 6/25/2012 107 ISHARES CORE S&P TOTAL US STOCK MKT iShares Large Blend
1126    IUS 9/12/2018 0.14 INVESCO RAFI STRATEGIC US ETF
1127    IUSB 6/12/2014 15 ISHARES CORE TOTAL USD BOND MARKET iShares Intermediate-Term Bond
1128    IUSG 6/12/2014 44 ISHARES CORE S&P US GROWTH iShares Large Growth
1129    IUSS 9/13/2018 0.06 INVESCO RAFI STRATEGIC US SMALL COMPANY ETF
1130    IUSV 6/12/2014 36 ISHARES CORE S&P US VALUE iShares Large Value
1131    IVAL 12/17/2014 1.18 VALUESHARES INTERNATIONAL QUANT VAL ETF Alpha Architect Foreign Large Value
1132    IVE 9/28/2009 301 ISHARES S&P 500 VALUE iShares Large Value
1133    IVLU 7/15/2015 2.73 ISHARES EDGE MSCI INTL VALUE FACTOR iShares Foreign Large Value
1134    IVOG 9/24/2010 5.26 VANGUARD S&P MID-CAP 400 GROWTH ETF Vanguard Mid-Cap Growth
1135    IVOO 9/24/2010 6.68 VANGUARD S&P MID-CAP 400 ETF Vanguard Mid-Cap Blend
1136    IVOV 9/24/2010 4.11 VANGUARD S&P MID-CAP 400 VALUE ETF Vanguard Mid-Cap Value
1137    IVV 9/28/2009 1593 ISHARES CORE S&P 500 iShares Large Blend
1138    IVW 9/28/2009 316 ISHARES S&P 500 GROWTH iShares Large Growth
1139    IWB 9/28/2009 490 ISHARES RUSSELL 1000 iShares Large Blend
1140    IWC 9/28/2009 37 ISHARES MICRO-CAP iShares Small Blend
1141    IWD 9/28/2009 824 ISHARES RUSSELL 1000 VALUE iShares Large Value
1142    IWF 9/28/2009 857 ISHARES RUSSELL 1000 GROWTH iShares Large Growth
1143    IWL 9/28/2009 2.54 ISHARES RUSSELL TOP 200 iShares Large Blend
1144    IWM 9/28/2009 12606 ISHARES RUSSELL 2000 iShares Small Blend
1145    IWN 9/28/2009 752 ISHARES RUSSELL 2000 VALUE iShares Small Value
1146    IWO 9/28/2009 647 ISHARES RUSSELL 2000 GROWTH iShares Small Growth
1147    IWP 9/28/2009 165 ISHARES RUSSELL MID-CAP GROWTH iShares Mid-Cap Growth
1148    IWR 9/28/2009 209 ISHARES RUSSELL MID-CAP iShares Mid-Cap Blend
1149    IWS 9/28/2009 268 ISHARES RUSSELL MID-CAP VALUE iShares Mid-Cap Value
1150    IWV 9/28/2009 123 ISHARES RUSSELL 3000 iShares Large Blend
1151    IWX 9/28/2009 4.54 ISHARES RUSSELL TOP 200 VALUE iShares Large Value
1152    IWY 9/28/2009 12 ISHARES RUSSELL TOP 200 GROWTH iShares Large Growth
1153    IXC 9/28/2009 62 ISHARES GLOBAL ENERGY iShares Equity Energy
1154    IXG 9/28/2009 17 ISHARES GLOBAL FINANCIALS iShares Financial
1155    IXJ 9/28/2009 26 ISHARES GLOBAL HEALTHCARE iShares Health
1156    IXN 9/28/2009 20 ISHARES GLOBAL TECH iShares Technology
1157    IXP 9/28/2009 16 ISHARES GLOBAL TELECOM iShares Communications
1158    IXSE 4/4/2019 0.02 WISDOMTREE INDIA EX-STATE-OWNED ENTERPRISES FUND Exchange Traded Fund Financial
1159    IXUS 10/22/2012 59 ISHARES CORE MSCI TOTAL INTL STK iShares Foreign Large Blend
1160    IYC 9/28/2009 20 ISHARES US CONSUMER SERVICES iShares Consumer Cyclical
1161    IYE 9/28/2009 232 ISHARES US ENERGY iShares Equity Energy
1162    IYF 9/28/2009 260 ISHARES US FINANCIALS iShares Financial
1163    IYG 9/28/2009 57 ISHARES US FINANCIAL SERVICES iShares Financial
1164    IYH 9/28/2009 50 ISHARES US HEALTHCARE iShares Health
1165    IYJ 9/28/2009 38 ISHARES US INDUSTRIALS iShares Industrials
1166    IYK 9/28/2009 15 ISHARES US CONSUMER GOODS iShares Consumer Defensive
1167    IYLD 4/5/2012 7.5 ISHARES MORNINGSTAR MULTI-ASSET INCOME iShares Allocation--30% to 50% Equity
1168    IYM 9/28/2009 142 ISHARES DOW JONES U.S. BASIC MA iShares Natural Resources
1169    IYR 9/28/2009 4111 ISHARES US REAL ESTATE iShares Real Estate
1170    IYT 9/28/2009 208 ISHARES TRANSPORTATION AVERAGE iShares Industrials
1171    IYW 9/28/2009 100 ISHARES US TECHNOLOGY iShares Technology
1172    IYY 9/28/2009 13 ISHARES DOW JONES U.S. TOTAL MA iShares Large Blend
1173    IYZ 9/28/2009 141 ISHARES US TELECOMMUNICATIONS iShares Communications
1174    IZRL 12/5/2017 0.56 ARK ETF TRUST Exchange Traded Fund Financial
1175    JAGG 12/14/2018 0.83 JPMORGAN U.S. AGGREGATE BOND ETF Exchange Traded Fund Financial
1176    JAMF 3/29/2019 0.01 WISDOMTREE TRUST Exchange Traded Fund Financial
1177    JCPB 1/30/2019 0.06 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
1178    JDIV 11/9/2017 0.11 JPMORGAN U.S. DIVIDEND ETF Exchange Traded Fund Financial
1179    JDST 10/3/2013 562 DIREXION DAILY JR GLD MNRS BEAR 3X ETF Direxion Funds Trading--Inverse Equity
1180    JETS 4/30/2015 4.99 US GLOBAL JETS ETF U.S. Global Investors Miscellaneous Sector
1181    JHCS 3/13/2019 0.04 JOHN HANCOCK MULTIFACTOR MEDIA AND COMMUNICATIONS ETF Exchange Traded Fund Financial
1182    JHEM 9/28/2018 0.28 JOHN HANCOCK MULTIFACTOR EMERGING MARKETS ETF Exchange Traded Fund Financial
1183    JHMA 3/29/2016 0.16 JOHN HANCOCK MULTIFACTOR MATERIALS ETF Exchange Traded Fund Financial
1184    JHMC 10/1/2015 0.42 JOHN HANCOCK MULTIFACTOR CONSUMER DISCRETIONARY ETF Exchange Traded Fund Financial
1185    JHMD 12/16/2016 1.11 JHANCOCK MULTIFACTOR DEVELOPED INTL ETF John Hancock Foreign Large Blend
1186    JHME 3/29/2016 0.34 JOHN HANCOCK MULTIFACTOR ENERGY ETF Exchange Traded Fund Financial
1187    JHMF 9/29/2015 0.63 JHANCOCK MULTIFACTOR FINANCIALS ETF John Hancock Financial
1188    JHMH 9/30/2015 0.51 JHANCOCK MULTIFACTOR HEALTH CARE ETF John Hancock Health
1189    JHMI 3/29/2016 0.25 JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF Exchange Traded Fund Financial
1190    JHML 9/30/2015 2.65 JHANCOCK MULTIFACTOR LARGE CAP ETF John Hancock Large Blend
1191    JHMM 9/29/2015 5.15 JHANCOCK MULTIFACTOR MID CAP ETF John Hancock Mid-Cap Blend
1192    JHMS 3/29/2016 0.33 JOHN HANCOCK MULTIFACTOR CONSUMER STAPLES ETF Exchange Traded Fund Financial
1193    JHMT 9/30/2015 0.67 JHANCOCK MULTIFACTOR TECHNOLOGY ETF John Hancock Technology
1194    JHMU 3/29/2016 0.34 JOHN HANCOCK MULTIFACTOR UTILITIES ETF Exchange Traded Fund Financial
1195    JHSC 11/9/2017 0.69 JOHN HANCOCK MULTIFACTOR SMALL CAP ETF Exchange Traded Fund Financial
1196    JIGB 12/14/2018 0.04 JPMORGAN CORPORATE BOND RESEARCH ENHANCED ETF Exchange Traded Fund Financial
1197    JJA 9/28/2009 4.87 IPATH BLOOMBERG AGRICULTURE SUBTR ETN Barclays Funds Commodities Agriculture
1198    JJC 9/28/2009 24 IPATH DOW JONES UBS COPPER TOTA iPath Commodities Industrial Metals
1199    JJE 9/28/2009 1.19 IPATH BLOOMBERG ENERGY SUBTR ETN Barclays Funds Commodities Energy
1200    JJG 9/28/2009 21 IPATH BLOOMBERG GRAINS SUBTR ETN Barclays Funds Commodities Agriculture
1201    JJM 9/28/2009 1.82 IPATH DOW JONES UBS INDUSTRIAL iPath Commodities Industrial Metals
1202    JJN 9/28/2009 2.82 IPATH BLOOMBERG NICKEL SUBTR ETN Barclays Funds Commodities Industrial Metals
1203    JJP 9/28/2009 1.32 IPATH DJ-UBS PRECIOUS METALS SU iPath Commodities Precious Metals
1204    JJS 9/28/2009 2.02 IPATH BLOOMBERG SOFTS SUBTR ETN Barclays Funds Commodities Agriculture
1205    JJT 9/30/2009 2.51 IPATH BLOOMBERG TIN SUBTR ETN Barclays Funds Commodities Industrial Metals
1206    JJU 9/28/2009 1.19 IPATH DJ-UBS ALUMINUM SUBINDEX iPath Commodities Industrial Metals
1207    JKD 9/28/2009 6.84 ISHARES MORNINGSTAR LARGE-CAP iShares Large Blend
1208    JKE 9/28/2009 8.05 ISHARES MORNINGSTAR LARGE GROWT iShares Large Growth
1209    JKF 9/28/2009 4.5 ISHARES MORNINGSTAR LARGE-CAP VALUE iShares Large Value
1210    JKG 9/28/2009 4.39 ISHARES MORNINGSTAR MID-CAP iShares Mid-Cap Blend
1211    JKH 9/28/2009 3.28 ISHARES MORNINGSTAR MID-CAP GROWTH iShares Mid-Cap Growth
1212    JKI 9/28/2009 3.43 ISHARES MORNINGSTAR MID-CAP VALUE iShares Mid-Cap Value
1213    JKJ 9/28/2009 2.95 ISHARES MORNINGSTAR SMALL-CAP iShares Small Blend
1214    JKK 9/28/2009 2.47 ISHARES MORNINGSTAR SMALL-CAP GROWTH iShares Small Growth
1215    JKL 9/28/2009 4.99 ISHARES MORNINGSTAR SMALL-CAP VALUE iShares Small Value
1216    JMBS 9/13/2018 0.37 JANUS HENDERSON MORTGAGE-BACKED SECURITIES ETF Exchange Traded Fund Financial
1217    JMIN 11/9/2017 0.23 JPMORGAN U.S. MINIMUM VOLATILITY ETF Exchange Traded Fund Financial
1218    JMOM 11/9/2017 0.17 JPMORGAN U.S. MOMENTUM FACTOR ETF Exchange Traded Fund Financial
1219    JMST 10/18/2018 0.32 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
1220    JMUB 10/31/2018 0.13 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
1221    JNK 9/28/2009 1634 SPDR BLMBG BARCLAYS HIGH YIELD BD ETF SPDR State Street Global Advisors High Yield Bond
1222    JNUG 10/3/2013 1370 DIREXION DAILY JR GLD MNRS BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1223    JO 9/28/2009 38 IPATH BLOOMBERG COFFEE SUBTR ETN Barclays Funds Commodities Agriculture
1224    JPED 12/1/2017 0.05 JPMORGAN EVENT DRIVEN ETF Exchange Traded Fund Financial
1225    JPEM 1/9/2015 3.12 JPMORGAN DIVERSIFIED RETURN EMKTS EQ ETF JPMorgan Diversified Emerging Mkts
1226    JPEU 6/29/2015 0.36 JPMORGAN DIVERSIFIED RETURN EUROPE EQUITY ETF Exchange Traded Fund Financial
1227    JPGB 4/7/2017 0.84 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
1228    JPGE 6/17/2014 1.59 JPMORGAN DIVERSIFIED RETURN GLBL EQ ETF JPMorgan World Stock
1229    JPHF 9/15/2016 1.71 JPMORGAN DIVERSIFIED ALTERNATIVE ETF JPMorgan Multialternative
1230    JPHY 9/15/2016 1.51 JPMORGAN DISCIPLINED HIGH YIELD ETF JPMorgan High Yield Bond
1231    JPIN 11/7/2014 12 JPMORGAN DIVERSIFIED RETURN INTL EQ ETF JPMorgan Foreign Large Blend
1232    JPLS 1/25/2018 0.11 JPMORGAN LONG/SHORT ETF Exchange Traded Fund Financial
1233    JPMB 1/31/2018 0.19 JPMORGAN USD EMERGING MARKETS SOVEREIGN BOND ETF Exchange Traded Fund Financial
1234    JPME 5/18/2016 0.94 JPMORGAN DIVERS RET US MID CP EQ ETF JPMorgan Mid-Cap Blend
1235    JPMF 12/7/2017 0.23 JPMORGAN MANAGED FUTURES STRATEGY ETF Exchange Traded Fund Financial
1236    JPMV 6/5/2014 1.21 ISHARES EDGE MSCI MIN VOL JAPAN iShares Japan Stock
1237    JPN 6/24/2015 1.05 DEUTSCHE X-TRACKERS JPN JPX-NIKKEI400 EQ Deutsche Asset Management Japan Stock
1238    JPNL 6/26/2013 3.08 DIREXION DAILY JAPAN BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1239    JPSE 11/17/2016 1.39 JPMORGAN DIVERS RET US SMALL CAP EQ ETF JPMorgan Small Blend
1240    JPST 5/19/2017 28 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
1241    JPUS 9/30/2015 2.78 JPMORGAN DIVERSIFIED RETURN US EQ ETF JPMorgan Large Blend
1242    JPXN 3/9/2015 1.4 ISHARES JPX-NIKKEI 400 iShares Japan Stock
1243    JQUA 11/9/2017 0.17 JPMORGAN U.S. QUALITY FACTOR ETF Exchange Traded Fund Financial
1244    JSMD 2/25/2016 0.63 JANUS SMALL/MID CAP GROWTH ALPHA ETF Janus Mid-Cap Growth
1245    JSML 2/25/2016 0.5 JANUS SMALL CAP GROWTH ALPHA ETF
1246    JUST 6/13/2018 0.72 GOLDMAN SACHS JUST U.S. LARGE CAP EQUITY ETF Exchange Traded Fund Financial
1247    JVAL 11/9/2017 0.19 JPMORGAN U.S. VALUE FACTOR ETF Exchange Traded Fund Financial
1248    JXI 9/28/2009 12 ISHARES GLOBAL UTILITIES iShares Utilities
1249    KALL 2/5/2018 0.09 KRANESHARES MSCI ALL CHINA INDEX ETF Exchange Traded Fund Financial
1250    KARS 1/19/2018 0.67 KRANESHARES ELECTRIC VEHICLES AND FUTURE MOBILITY INDEX ETF Exchange Traded Fund Financial
1251    KBA 3/5/2014 19 KRANESHARES BOSERA MSCI CHINA A ETF KraneShares China Region
1252    KBE 9/28/2009 974 SPDR S&P BANK ETF SPDR State Street Global Advisors Financial
1253    KBWB 11/1/2011 52 POWERSHARES KBW BANK ETF PowerShares Financial
1254    KBWD 12/2/2010 13 POWERSHARES KBW HIGH DIV YLD FINCL ETF PowerShares Financial
1255    KBWP 12/2/2010 2.23 POWERSHARES KBW PRPTY & CASUALTY INS ETF PowerShares Financial
1256    KBWR 11/1/2011 3.84 POWERSHARES KBW REGIONAL BANKING ETF PowerShares Financial
1257    KBWY 12/2/2010 10 POWERSHARES KBW PREMIUM YLD EQ REIT ETF PowerShares Real Estate
1258    KCCB 6/28/2018 0.04 KRANESHARES CCBS CHINA CORPORATE HIGH YIELD BOND USD INDEX ETF Exchange Traded Fund Financial
1259    KCE 9/28/2009 8.53 SPDR S&P CAPITAL MARKETS ETF SPDR State Street Global Advisors Financial
1260    KCNY 12/3/2014 1.9 KRANESHARES E CHINA COMRCL PAPER ETF KraneShares Emerging-Markets Local-Currency Bond
1261    KEMQ 10/12/2017 1.05 KRANESHARES EMERGING MARKETS CONSUMER TECHNOLOGY INDEX ETF Exchange Traded Fund Financial
1262    KEMX 4/12/2019 0.02 KRANESHARES MSCI EMERGING MARKETS EX CHINA INDEX ETF Exchange Traded Fund Financial
1263    KFYP 7/23/2013 0.69 KRANESHARES ZACKS NEW CHINA ETF KraneShares China Region
1264    KGRN 10/13/2017 0.14 KRANESHARES MSCI CHINA ENVIRONMENT INDEX ETF Exchange Traded Fund Financial
1265    KIE 9/28/2009 76 SPDR S&P INSURANCE ETF SPDR State Street Global Advisors Financial
1266    KLCD 6/12/2019 0.08 KFA LARGE CAP QUALITY DIVIDEND INDEX ETF Exchange Traded Fund Financial
1267    KLDW 7/9/2015 1.37 GAVEKAL KNOWLEDGE LEADERS DEV WLD ETF GaveKal World Stock
1268    KMED 8/30/2018 0.06 KRANESHARES TRUST KRANESHARES EMERGING MARKETS HEALTHCARE INDE Exchange Traded Fund Financial
1269    KNAB 4/3/2019 0.02 BANK OF MONTREAL Commercial Banks Finance
1270    KNG 3/27/2018 0.41 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
1271    KNOW 12/8/2011 3.82 DIREXION ALL CAP INSIDER SENTIMENT ETF Direxion Funds Mid-Cap Blend
1272    KOIN 1/30/2018 0.25 INNOVATION SHARES NEXTGEN PROTOCOL ETF Exchange Traded Fund Financial
1273    KOL 9/28/2009 61 VANECK VECTORS COAL ETF Van Eck Miscellaneous Sector
1274    KOLD 10/6/2011 18 PROSHARES ULTRASHORT BLOOMBERG NATRL GAS ProShares Trading--Inverse Commodities
1275    KOMP 10/23/2018 0.24 SPDR S&P KENSHO NEW ECONOMIES COMPOSITE ETF Exchange Traded Fund Financial
1276    KORP 1/16/2018 0.18 AMERICAN CENTURY DIVERSIFIED CORPORATE BOND ETF Exchange Traded Fund Financial
1277    KORU 4/10/2013 4.88 DIREXION DAILY SOUTH KOREA BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1278    KRE 9/28/2009 2076 SPDR S&P REGIONAL BANKING ETF SPDR State Street Global Advisors Financial
1279    KRMA 7/12/2016 0.63 GLOBAL X CONSCIOUS COMPANIES ETF Global X Funds Large Blend
1280    KSA 9/28/2009 25 ISHARES MSCI SAUDI ARABIA CAPPED iShares Miscellaneous Region
1281    KSCD 6/12/2019 0.05 KFA SMALL CAP QUALITY DIVIDEND INDEX ETF Exchange Traded Fund Financial
1282    KURE 2/1/2018 0.95 KRANESHARES MSCI ALL CHINA HEALTH CARE INDEX ETF Exchange Traded Fund Financial
1283    KWEB 8/1/2013 135 KRANESHARES CSI CHINA INTERNET ETF
1284    KXI 9/28/2009 13 ISHARES GLOBAL CONSUMER STAPLES iShares Consumer Defensive
1285    LABD 5/28/2015 327 DIREXION DAILY S&P BIOTECH BEAR 3X ETF Direxion Funds Trading--Inverse Equity
1286    LABU 5/28/2015 427 DIREXION DAILY S&P BIOTECH BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1287    LACK 11/29/2018 0.09 DIREXION DAILY CONSUMER STAPLES BEAR 3X SHARES Exchange Traded Fund Financial
1288    LBDC 10/9/2015 0.18 UBS ETRACS 2\U00D7LVG LNG WF B D CO ETN SERB UBS Group AG Trading--Leveraged Equity
1289    LBJ 12/3/2009 12 DIREXION DAILY LATIN AMERICA BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1290    LD 9/28/2009 0.73 IPATH DJ-UBS LEAD SUBINDEX TOTA iPath Commodities Industrial Metals
1291    LDRI 9/10/2014 0.48 INVESCO LADDERRITE 0-5 YEAR CORPORATE BOND ETF
1292    LDRS 12/21/2017 1.49 INNOVATOR IBD ETF LEADERS ETF Exchange Traded Fund Financial
1293    LDSF 1/7/2019 0.63 FIRST TRUST LOW DURATION STRATEGIC FOCUS ETF
1294    LDUR 1/23/2014 1.96 PIMCO LOW DURATION ACTIVE ETF Pimco Short-Term Bond
1295    LEAD 1/6/2016 0.78 REALITY SHARES ETF TRUST Exchange Traded Fund Financial
1296    LEGR 1/25/2018 0.7 FIRST TRUST INDXX INNOVATIVE TRANSACTION & PROCESS ETF
1297    LEMB 10/20/2011 20 ISHARES EMERG MKTS LOCAL CURRENCY BOND iShares Emerging-Markets Local-Currency Bond
1298    LEND 5/9/2019 0.02 AMPLIFY CROWDBUREAU PEER-TO-PEER LENDING & CROWDFUNDING ETF Exchange Traded Fund Financial
1299    LFEQ 10/5/2017 0.54 VANECK VECTORS NDR CMG LONG/FLAT ALLOCATION ETF Exchange Traded Fund Financial
1300    LGH 10/10/2019 0.04 HCM DEFENDER 500 INDEX ETF Exchange Traded Fund Financial
1301    LGLV 2/21/2013 3.32 SPDR SSGA US LARGE CAP LOW VOLATIL ETF SPDR State Street Global Advisors Large Blend
1302    LGOV 1/23/2019 0.05 FIRST TRUST LONG DURATION OPPORTUNITIES ETF Exchange Traded Fund Financial
1303    LIT 7/23/2010 42 GLOBAL X LITHIUM & BATTERY TECH ETF Global X Funds Natural Resources
1304    LKOR 9/24/2015 0.44 FLEXSHARES CREDIT-SCORED US LONG CORPORATE BOND INDEX FUND
1305    LMBS 11/5/2014 21 FIRST TRUST LOW DURATION OPPORTUNITIES ETF
1306    LMLP 9/28/2009 16 UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN UBS Group AG Trading--Leveraged Equity
1307    LNGR 5/10/2016 0.46 GLOBAL X LONGEVITY THEMATIC ETF Global X Funds Health
1308    LOUP 7/25/2018 0.3 INNOVATOR LOUP FRONTIER TECH E Exchange Traded Fund Financial
1309    LOWC 11/26/2014 0.43 SPDR MSCI ACWI LOW CARBON TARGET ETF SPDR State Street Global Advisors World Stock
1310    LQD 9/28/2009 1112 ISHARES IBOXX $ INVESTMENT GRAD iShares Long-Term Bond
1311    LQDH 6/17/2014 1.3 ISHARES INTEREST RATE HEDGED CORPORATE BOND ETF Exchange Traded Fund Financial
1312    LQDI 5/10/2018 0.04 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
1313    LRET 5/6/2015 1.67 UBS ETRACS MONPAY 2XLVG MSCI US REIT ETN UBS Group AG Trading--Leveraged Equity
1314    LRGE 5/25/2017 0.52 CLEARBRIDGE LARGE CAP GROWTH ESG ETF
1315    LRGF 4/30/2015 11 ISHARES EDGE MSCI MULTIFACTOR USA iShares Large Value
1316    LSAF 10/2/2018 0.29 LEADERSHARES ALPHAFACTOR US CORE EQUITY ETF Exchange Traded Fund Financial
1317    LSLT 3/13/2019 0.06 SALT LOW TRUBETA US MARKET Exchange Traded Fund Financial
1318    LSST 12/28/2017 0.1 NATIXIS ETF TRUST NATIXIS LOOMIS SAYLES SHORT DURATION INCOME Exchange Traded Fund Financial
1319    LTL 9/28/2009 0.99 PROSHARES ULTRA TELECOMMUNICATI ProShares Trading-Leveraged Equity
1320    LTPZ 9/28/2009 5.77 PIMCO 15+ YEAR US TIPS ETF Pimco Inflation-Protected Bond
1321    LVHB 10/20/2016 1.36 ELKHORN LUNT LOW VOL/HIGH BETA TACT Elkhorn Large Blend
1322    LVHD 12/29/2015 4.39 LEGG MASON LOW VOLATILITY HIGH DIV ETF Legg Mason Large Value
1323    LVHE 11/18/2016 0.2 LEGG MASON ETF INVESTMENT TRUST Exchange Traded Fund Financial
1324    LVHI 7/28/2016 0.47 LEGG MASON INTL LOW VOLATIL HI DIV ETF Legg Mason Foreign Large Value
1325    LVIN 5/11/2017 0.05
1326    LVL 9/28/2009 5.97 GUGGENHEIM S&P GLOBAL DIVIDEND OPPS ETF Guggenheim Investments World Stock
1327    LVUS 5/11/2017 0.08 LATTICE STRATEGIES TRUST Exchange Traded Fund Financial
1328    MAAX 5/16/2019 0.05 VANECK VECTORS ETF TRUST Exchange Traded Fund Financial
1329    MAGA 9/7/2017 0.37 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
1330    MBB 9/28/2009 135 ISHARES MBS iShares Intermediate-Term Bond
1331    MBSD 9/4/2014 1.11 FLEXSHARES DISCIPLINED DURATION MBS ETF Flexshares Trust Intermediate Government
1332    MCEF 9/29/2016 0.26 FIRST TRUST MUNICIPAL CEF INCOME OPP ETF First Trust Muni National Interm
1333    MCHI 3/31/2011 638 ISHARES MSCI CHINA iShares China Region
1334    MCRO 9/28/2009 1.92 IQ HEDGE MACRO TRACKER ETF IndexIQ World Allocation
1335    MDIV 8/14/2012 24 MULTI-ASSET DIVERSIFIED INCOME ETF First Trust Allocation--50% to 70% Equity
1336    MDY 9/28/2009 1106 SPDR S&P MIDCAP 400 ETF SPDR State Street Global Advisors Mid-Cap Blend
1337    MDYG 8/30/2010 7.38 SPDR S&P 400 MID CAP GROWTH ETF SPDR State Street Global Advisors Mid-Cap Growth
1338    MDYV 8/30/2010 6.64 SPDR S&P 400 MID CAP VALUE ETF SPDR State Street Global Advisors Mid-Cap Value
1339    MEAR 3/5/2015 1.44 ISHARES SHORT MATURITY MUNICIPAL BOND iShares Muni National Short
1340    MEXX 5/3/2017 1.79 DIREXION DAILY MSCI MEXICO BULL 3X SHARES Exchange Traded Fund Financial
1341    MFDX 9/6/2017 0.36 PIMCO EQUITIY SERIES PIMCO RAFI DYNAMIC MULTI-FACTOR INTERNATI Exchange Traded Fund Financial
1342    MFEM 9/6/2017 0.72 PIMCO EQUITIY SERIES PIMCO RAFI DYNAMIC MULTI-FACTOR EMERGING Exchange Traded Fund Financial
1343    MFUS 9/6/2017 0.54 PIMCO EQUITIY SERIES PIMCO RAFI DYNAMIC MULTI-FACTOR U.S. EQUI Exchange Traded Fund Financial
1344    MGC 9/28/2009 16 VANGUARD MEGA CAP ETF Vanguard Large Blend
1345    MGK 9/28/2009 35 VANGUARD MEGA CAP GROWTH ETF Vanguard Large Growth
1346    MGV 9/28/2009 16 VANGUARD MEGA CAP VALUE ETF Vanguard Large Value
1347    MIDU 3/5/2012 19 DIREXION DAILY MID CAP BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1348    MIDZ 3/5/2012 6.77 DIREXION DAILY MID CAP BEAR 3X ETF Direxion Funds Trading--Inverse Equity
1349    MILN 5/6/2016 1.23 GLOBAL X MILLENNIALS THEMATIC ETF Global X Funds Large Growth
1350    MINC 3/20/2013 4.37 ADVISORSHARES NEWFLEET MULTI-SECTOR INCOME ETF Exchange Traded Fund Financial
1351    MINT 11/17/2009 84 PIMCO ENHANCED SHORT MATURITY ACTIVE ETF Pimco Ultrashort Bond
1352    MJ 8/14/2017 52 ETFMG ALTERNATIVE HARVEST ETF Exchange Traded Fund Financial
1353    MLN 9/28/2009 9.79 VANECK VECTORS AMT-FREE LONG MUNI ETF Van Eck Muni National Long
1354    MLPA 4/19/2012 38 GLOBAL X MLP ETF Global X Funds Energy Limited Partnership
1355    MLPB 10/9/2015 0.04 UBS ETRACS ALERIAN MLPINFRS ETN SERB UBS Group AG Energy Limited Partnership
1356    MLPC 9/26/2013 1.39 C-TRACKS ETN BSD ON PERF OF M/H MLP FDMT Citigroup Energy Limited Partnership
1357    MLPE 8/10/2016 0.04 CITIGROUP INC. Major Banks Finance
1358    MLPG 7/14/2010 0.97 UBS ETRACS ALERIAN NATURAL GAS MLP ETN UBS Group AG Energy Limited Partnership
1359    MLPI 4/9/2010 91 UBS ETRACS ALERIAN MLP INFRAS ETN UBS Group AG Energy Limited Partnership
1360    MLPO 12/4/2014 0.09 CREDIT SUISSE AG Investment Bankers/Brokers/Service Finance
1361    MLPQ 2/9/2016 3.3 UBS ETRACS 2XMLVGALERIANMLPIFR ETN SERB UBS AG Trading--Leveraged Equity
1362    MLPX 8/7/2013 16 GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF Global X Funds Energy Limited Partnership
1363    MLPY 3/17/2011 1.73 MORGAN STANLEY CUSHING MLP HIGH
1364    MLPZ 2/9/2016 0.34 UBS ETRACS 2X M LVG S&P MLP ETN SERB UBS AG Trading--Leveraged Equity
1365    MLTI 9/30/2015 0.09 CREDIT SUISSE X-LINKS MULTI-ASSET HIGH INCOME EXCHANGE TRADED Exchange Traded Fund Financial
1366    MMIN 10/18/2017 0.24 IQ MACKAY MUNICIPAL INSURED ETF Exchange Traded Fund Financial
1367    MMIT 10/18/2017 0.09 IQ MACKAY MUNICIPAL INTERMEDIATE ETF Exchange Traded Fund Financial
1368    MMTM 10/25/2012 0.43 SPDR S&P 1500 MOMENTUM TILT ETF SPDR State Street Global Advisors Large Blend
1369    MNA 11/17/2009 11 IQ MERGER ARBITRAGE ETF IndexIQ Market Neutral
1370    MOAT 4/25/2012 27 VANECK VECTORS MORNINGSTAR WIDE MOAT ETF Van Eck Large Blend
1371    MOM 9/7/2011 0.9 QUANTSHARES US MARKET NEUT MOMENTUM QuantShares Market Neutral
1372    MOO 9/28/2009 177 VANECK VECTORS AGRIBUSINESS ETF Van Eck Natural Resources
1373    MORL 10/17/2012 51 UBS ETRACS MTHLY PY 2XLVG MORTG REIT ETN UBS Group AG Trading--Leveraged Equity
1374    MORT 8/17/2011 8.05 VANECK VECTORS MORTGAGE REIT INCOME ETF Van Eck Real Estate
1375    MOTI 7/14/2015 1.33 VANECK VECTORS MORNINGSTAR INTL MOAT ETF Van Eck Foreign Large Value
1376    MRGR 12/13/2012 0.4 PROSHARES MERGER ProShares Market Neutral
1377    MRRL 10/9/2015 5.3 UBS ETRACS M PY 2XLVG MORTGREIT ETN SERB UBS Group AG Trading--Leveraged Equity
1378    MSUS 4/4/2018 0.06 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
1379    MTUM 4/18/2013 101 ISHARES EDGE MSCI USA MOMENTUM FACTOR iShares Large Growth
1380    MUB 9/28/2009 129 ISHARES NATIONAL MUNI BOND iShares Muni National Interm
1381    MUNI 12/2/2009 6.93 PIMCO INTERMEDIATE MUNICIPAL BD ACTV ETF Pimco Muni National Interm
1382    MUST 10/10/2018 0.06 COLUMBIA MULTI-SECTOR MUNICIPAL INCOME ETF Exchange Traded Fund Financial
1383    MUTE 1/14/2019 0.12 DIREXION DAILY COMMUNICATION SERVICES INDEX BEAR 3X SHARES Exchange Traded Fund Financial
1384    MVIN 10/27/2016 0.18 NATIXIS SEEYOND INTL MNMM VOLATIL ETF Natixis Funds Foreign Large Blend
1385    MVV 9/28/2009 60 PROSHARES ULTRA MIDCAP400 ProShares Trading--Leveraged Equity
1386    MXDE 3/27/2018 0.04 NATIONWIDE MAXIMUM DIVERSIFICATION EMERGING MARKETS CORE EQUIT Exchange Traded Fund Financial
1387    MXDU 9/18/2017 0.08 NATIONWIDE MAXIMUM DIVERSIFICATION U.S. CORE EQUITY ETF Exchange Traded Fund Financial
1388    MXI 9/28/2009 17 ISHARES S&P GLOBAL MATERIALS SE iShares Natural Resources
1389    MYY 9/28/2009 11 PROSHARES SHORT MIDCAP400 ProShares Trading--Inverse Equity
1390    MZZ 9/28/2009 24 PROSHARES ULTRASHORT MIDCAP400 ProShares Trading--Inverse Equity
1391    NACP 7/19/2018 0.05 IMPACT SHARES TRUST I IMPACT SHARES NAACP MINORITY EMPOWERMENT Exchange Traded Fund Financial
1392    NAIL 8/19/2015 5.32 DIREXION DAILY HMBLDRS&SUPLS BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1393    NANR 12/16/2015 2.12 SPDR S&P NORTH AMERICAN NATURAL RES ETF SPDR State Street Global Advisors Natural Resources
1394    NEAR 9/26/2013 41 ISHARES SHORT MATURITY BOND iShares Ultrashort Bond
1395    NEED 11/29/2018 0.2 DIREXION DAILY CONSUMER STAPLES BULL 3X SHARES Exchange Traded Fund Financial
1396    NERD 6/4/2019 0.24 ROUNDHILL BITKRAFT ESPORTS & DIGITAL ENTERTAINMENT ETF Exchange Traded Fund Financial
1397    NETL 9/28/2009 205 NETLEASE CORPORATE REAL ESTATE ETF Exchange Traded Fund Financial
1398    NFLT 8/11/2015 4.09 VIRTUS NEWFLEET MULTI-SECT UNCONS BD ETF Newfleet Asset Management Multisector Bond
1399    NFO 9/28/2009 5.49 GUGGENHEIM INSIDER SENTIMENT ETF Guggenheim Investments Mid-Cap Blend
1400    NFRA 10/9/2013 5.33 FLEXSHARES STOXX GLOBAL BROAD INFRAS ETF Flexshares Trust Infrastructure
1401    NFTY 11/3/2017 0.04 FIRST TRUST INDIA NIFTY 50 EQUAL WEIGHT ETF
1402    NGE 4/3/2013 9.37 GLOBAL X MSCI NIGERIA ETF Global X Funds Miscellaneous Region
1403    NIB 9/29/2009 12 IPATH BLOOMBERG COCOA SUBTR ETN Barclays Funds Commodities Agriculture
1404    NLR 9/28/2009 8.14 VANECK VECTORS URANIUM+NUCLEAR ENGY ETF Van Eck Miscellaneous Sector
1405    NOBL 10/10/2013 47 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ProShares Large Blend
1406    NORW 11/10/2010 12 GLOBAL X MSCI NORWAY ETF Global X Funds Miscellaneous Region
1407    NRGD 4/10/2019 0.03 BANK OF MONTREAL Commercial Banks Finance
1408    NRGO 4/10/2019 0.02 BANK OF MONTREAL Commercial Banks Finance
1409    NRGU 4/10/2019 0.02 BANK OF MONTREAL Commercial Banks Finance
1410    NRGZ 4/10/2019 0.03 BANK OF MONTREAL Commercial Banks Finance
1411    NTSX 8/2/2018 0.2 WISDOMTREE 90/60 U.S. BALANCED FUND Exchange Traded Fund Financial
1412    NUAG 9/15/2016 1.35 NUSHARES ENHANCED YIELD US AGGT BD ETF Nuveen Intermediate-Term Bond
1413    NUBD 10/2/2017 0.64 NUVEEN ESG U.S. AGGREGATE BOND ETF Exchange Traded Fund Financial
1414    NUDM 6/7/2017 0.3 NUSHARES ENHANCED YIELD US AGGREGATE BOND ETF Exchange Traded Fund Financial
1415    NUEM 6/7/2017 0.26 NUSHARES ENHANCED YIELD US AGGREGATE BOND ETF Exchange Traded Fund Financial
1416    NUGT 12/8/2010 2429 DIREXION DAILY GOLD MINERS BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1417    NUHY 9/26/2019 0.01 NUVEEN ESG HIGH YIELD CORPORATE BOND ETF Exchange Traded Fund Financial
1418    NULC 6/4/2019 0.07 NUSHARES ETF TRUST Exchange Traded Fund Financial
1419    NULG 12/14/2016 0.57 NUSHARES ENHANCED YIELD US AGGREGATE BOND ETF Exchange Traded Fund Financial
1420    NULV 12/14/2016 0.73 NUSHARES ENHANCED YIELD US AGGREGATE BOND ETF Exchange Traded Fund Financial
1421    NUMG 12/14/2016 0.4 NUSHARES ENHANCED YIELD US AGGREGATE BOND ETF Exchange Traded Fund Financial
1422    NUMV 12/14/2016 0.38 NUSHARES ENHANCED YIELD US AGGREGATE BOND ETF Exchange Traded Fund Financial
1423    NURE 12/20/2016 0.29 NUSHARES SHORT-TERM REIT ETF Nuveen Real Estate
1424    NUSA 4/3/2017 0.19 NUVEEN ENHANCED YIELD 1-5 YEAR U.S. AGGREGATE BOND ETF Exchange Traded Fund Financial
1425    NUSC 12/14/2016 1.08 NUSHARES ENHANCED YIELD US AGGREGATE BOND ETF Exchange Traded Fund Financial
1426    NXTG 12/3/2018 0.46 FIRST TRUST INDXX NEXTG ETF
1427    NYF 9/28/2009 3.91 ISHARES S&P NY MUNI iShares Muni New York Long
1428    OBOR 9/8/2017 0.64 KRANESHARES MSCI ONE BELT ONE ROAD INDEX ETF Exchange Traded Fund Financial
1429    OCIO 6/27/2017 0.11 ETF SERIES SOLUTIONS TRUST ETF Exchange Traded Fund Financial
1430    OEF 9/28/2009 288 ISHARES S&P 100 iShares Large Blend
1431    OEUR 8/19/2015 1.49 O'SHARES FTSE EUROPE QUALITY DIV ETF O\u2019Shares Investments Europe Stock
1432    OGIG 6/5/2018 1.8 O'SHARES GLOBAL INTERNET GIANTS ETF Exchange Traded Fund Financial
1433    OIH 9/28/2009 2473 VANECK VECTORS OIL SERVICES ETF Van Eck Equity Energy
1434    OIL 9/28/2009 244 IPATH S&P GSCI CRUDE OIL TR ETN Barclays Funds Commodities Energy
1435    OILD 7/1/2016 29 PROSHARES ULTRAPRO 3X SHORT CRUDE OIL ETF Exchange Traded Fund Financial
1436    OILK 9/28/2016 0.93 PROSHARES K-1 FREE CRUDE OIL STRATEGY ProShares Commodities Energy
1437    OILU 7/1/2016 41 PROSHARES ULTRAPRO 3X CRUDE OIL ETF Exchange Traded Fund Financial
1438    OILX 2/18/2016 0.31 UBS AG Major Banks Finance
1439    OLD 6/9/2016 0.54 THE LONG-TERM CARE ETF Janus Real Estate
1440    OLEM 4/21/2011 0.64 IPATH PURE BETA CRUDE OIL ETN Barclays Funds Commodities Energy
1441    OMFL 11/10/2017 0.98 OPPENHEIMER ETF TRUST Exchange Traded Fund Financial
1442    OMFS 11/10/2017 0.04 OPPENHEIMER ETF TRUST Exchange Traded Fund Financial
1443    OMOM 11/10/2017 0.03 OPPENHEIMER ETF TRUST Exchange Traded Fund Financial
1444    ONEO 12/3/2015 0.78 SPDR RUSSELL 1000 MOMENTUM ETF SPDR State Street Global Advisors Mid-Cap Blend
1445    ONEQ 9/28/2009 9.17 FIDELITY NASDAQ COMPOSITE TR STK ETF Fidelity Investments Large Growth
1446    ONEV 12/3/2015 0.5 SPDR RUSSELL 1000 LOW VOL FOC ETF SPDR State Street Global Advisors Mid-Cap Blend
1447    ONEY 6/8/2015 0.29 SPDR RUSSELL 1000 YIELD ETF SPDR State Street Global Advisors Mid-Cap Value
1448    ONLN 7/16/2018 0.94 PROSHARES ONLINE RETAIL ETF Exchange Traded Fund Financial
1449    OPER 7/11/2018 0.06 ETF SERIES SOLUTIONS ETF CLEARSHARES ULTRA-SHORT MATURITY ETF Exchange Traded Fund Financial
1450    OQAL 11/10/2017 0.04 OPPENHEIMER ETF TRUST Exchange Traded Fund Financial
1451    ORG 6/9/2016 0.3 THE ORGANICS ETF Janus Consumer Defensive
1452    OSCV 7/18/2018 0.23 OPUS SMALL CAP VALUE ETF Exchange Traded Fund Financial
1453    OSIZ 11/10/2017 0.03 OPPENHEIMER ETF TRUST Exchange Traded Fund Financial
1454    OUNZ 5/16/2014 3.86 VANECK MERK GOLD TRUST Merk Funds Commodities Precious Metals
1455    OUSA 7/14/2015 6.76 O'SHARES FTSE US QUALITY DIVIDEND ETF O\u2019Shares Investments Large Value
1456    OUSM 12/30/2016 2.41 O'SHARES FTSE RUSSELL SMALL CAP QUALITY DIVIDEND ETF Exchange Traded Fund Financial
1457    OVB 10/1/2019 0.01 OVERLAY SHARES CORE BOND ETF Exchange Traded Fund Financial
1458    OVF 10/1/2019 0.01 OVERLAY SHARES FOREIGN EQUITY ETF Exchange Traded Fund Financial
1459    OVL 10/1/2019 0.02 OVERLAY SHARES LARGE CAP EQUITY ETF Exchange Traded Fund Financial
1460    OVLU 11/10/2017 0.03 OPPENHEIMER ETF TRUST Exchange Traded Fund Financial
1461    OVM 10/1/2019 0.01 OVERLAY SHARES MUNICIPAL BOND ETF Exchange Traded Fund Financial
1462    OVOL 11/10/2017 0.03 OPPENHEIMER ETF TRUST Exchange Traded Fund Financial
1463    OVS 10/1/2019 0.01 OVERLAY SHARES SMALL CAP EQUITY ETF Exchange Traded Fund Financial
1464    OYLD 11/10/2017 0.04 OPPENHEIMER ETF TRUST Exchange Traded Fund Financial
1465    PACA 11/15/2018 0.03 XTRACKERS MSCI LATIN AMERICA PACIFIC ALLIANCE ETF Exchange Traded Fund Financial
1466    PAK 4/23/2015 5.1 GLOBAL X MSCI PAKISTAN ETF Global X Funds Miscellaneous Region
1467    PALL 1/8/2010 30 ETFS PHYSICAL PALLADIUM ETF Securities Commodities Precious Metals
1468    PASS 11/29/2018 0.21 DIREXION DAILY CONSUMER DISCRETIONARY BEAR 3X SHARES Exchange Traded Fund Financial
1469    PAUG 8/1/2019 0.4 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1470    PAVE 3/8/2017 2.38 GLOBAL X FUNDS Exchange Traded Fund Financial
1471    PAWZ 11/6/2018 0.33 PROSHARES TRUST Exchange Traded Fund Financial
1472    PBD 9/28/2009 6.39 POWERSHARES GLOBAL CLEAN ENERGY ETF PowerShares Miscellaneous Sector
1473    PBDM 9/22/2017 0.06 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
1474    PBE 9/28/2009 14 POWERSHARES DYNAMIC BIOTECH & GENOME ETF PowerShares Health
1475    PBEE 9/22/2017 0.03 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
1476    PBJ 9/28/2009 11 POWERSHARES DYNAMIC FOOD & BEVERAGE ETF PowerShares Consumer Defensive
1477    PBND 9/29/2017 0.08 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
1478    PBP 9/28/2009 22 POWERSHARES S&P 500 BUYWRITE ETF PowerShares Option Writing
1479    PBS 9/28/2009 13 POWERSHARES DYNAMIC MEDIA ETF PowerShares Consumer Cyclical
1480    PBSM 9/22/2017 0.04 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
1481    PBTP 9/22/2017 0.09 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
1482    PBUS 9/22/2017 0.04 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
1483    PBW 9/28/2009 45 POWERSHARES WILDERHILL CLEAN ENERGY ETF PowerShares Miscellaneous Sector
1484    PCEF 2/19/2010 27 POWERSHARES CEF INCOME COMPOSITE ETF PowerShares Allocation--30% to 50% Equity
1485    PCY 9/28/2009 266 POWERSHARES EMERGING MARKETS SO PowerShares Emerging Markets Bond
1486    PDBC 11/7/2014 42 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ET
1487    PDEV 7/24/2019 0.01 PRINCIPAL INTERNATIONAL MULTI-FACTOR CORE INDEX ETF
1488    PDN 9/28/2009 7.34 POWERSHARES FTSE RAFI DVMKT EXUS S/M ETF PowerShares Foreign Small/Mid Value
1489    PDP 9/28/2009 39 POWERSHARES DWA TECHNICAL LEADE PowerShares Mid-Cap Growth
1490    PEJ 9/28/2009 8.83 POWERSHARES DYNAMIC LEISURE & ENTMNT ETF PowerShares Consumer Cyclical
1491    PEK 10/14/2010 8.19 VANECK VECTORS CHINAAMC CSI 300 ETF Van Eck China Region
1492    PEX 2/28/2013 0.55 PROSHARES GLOBAL LISTED PRIVATE EQUITY ProShares Miscellaneous Sector
1493    PEXL 7/24/2018 0.05 PACER US EXPORT LEADERS ETF Exchange Traded Fund Financial
1494    PEY 9/28/2009 31 POWERSHARES HIGH YLD EQ DIV ACHIEV ETF PowerShares Mid-Cap Value
1495    PEZ 9/28/2009 4.39 POWERSHARES DWA CNSMR CYCLICALS MOM ETF PowerShares Consumer Cyclical
1496    PFF 9/28/2009 605 ISHARES US PREFERRED STOCK iShares Preferred Stock
1497    PFFA 5/16/2018 0.98 VIRTUS INFRACAP U.S. PREFERRED STOCK ETF Exchange Traded Fund Financial
1498    PFFD 9/13/2017 3.4 GLOBAL X FUNDS Exchange Traded Fund Financial
1499    PFFL 9/26/2018 0.34 UBS AG Major Banks Finance
1500    PFFR 2/8/2017 0.75 ETFIS SERIES TRUST I ETF Exchange Traded Fund Financial
1501    PFI 9/28/2009 2.51 POWERSHARES DWA FINANCIAL MOMENTUM ETF PowerShares Financial
1502    PFIG 9/15/2011 3.29 POWERSHARES FUNDAMENTAL INVESTM PowerShares Intermediate-Term Bond
1503    PFM 9/28/2009 11 POWERSHARES DIVIDEND ACHIEVERS ETF PowerShares Large Value
1504    PFXF 7/17/2012 21 VANECK VECTORS PREF SECS EX FINCLS ETF Van Eck Preferred Stock
1505    PGAL 11/13/2013 5.28 GLOBAL X MSCI PORTUGAL ETF Global X Funds Miscellaneous Region
1506    PGF 9/28/2009 103 POWERSHARES FINANCIAL PREFERRED ETF PowerShares Preferred Stock
1507    PGHY 6/21/2013 7.04 INVESCO GLOBAL SHORT TERM HIGH YIELD BOND ETF Exchange Traded Fund Financial
1508    PGJ 9/28/2009 18 POWERSHARES GOLDEN DRAGON CHINA ETF PowerShares China Region
1509    PGM 9/28/2009 3.29 IPATH DJ-UBS PLATINUM SUBINDEX iPath Commodities Precious Metals
1510    PGX 9/28/2009 224 POWERSHARES PREFERRED ETF PowerShares Preferred Stock
1511    PHB 9/28/2009 87 POWERSHARES HIGH YIELD CORPORAT PowerShares High Yield Bond
1512    PHDG 12/6/2012 5.88 POWERSHARES S&P 500 DOWNSIDE HEDGED ETF PowerShares Long-Short Equity
1513    PHO 9/28/2009 34 POWERSHARES WATER RESOURCES ETF PowerShares Miscellaneous Sector
1514    PHYL 9/27/2018 0.04 PGIM ACTIVE HIGH YIELD BOND ETF Exchange Traded Fund Financial
1515    PHYS 4/9/2010 189 SPROTT PHYSICAL GOLD TRUST ETV
1516    PIC 9/28/2009 0.35 POWERSHARES DYNAMIC INSURANCE PowerShares Financial
1517    PICB 7/12/2010 11 POWERSHARES INTERNATIONAL CORPO PowerShares World Bond
1518    PICK 2/2/2012 28 ISHARES Exchange Traded Fund Financial
1519    PID 9/28/2009 47 POWERSHARES INTL DIV ACHIEV ETF PowerShares Foreign Large Value
1520    PIE 9/28/2009 31 POWERSHARES DWA EMERGING MARKETS MOM ETF PowerShares Diversified Emerging Mkts
1521    PILL 9/21/2015 1.08 DIREXION DAILY PHARMCTCL&MEDCL BL 2X ETF Direxion Funds Trading--Leveraged Equity
1522    PIN 9/28/2009 147 POWERSHARES INDIA ETF PowerShares India Equity
1523    PIO 9/28/2009 11 POWERSHARES GLOBAL WATER ETF PowerShares Miscellaneous Sector
1524    PIZ 9/28/2009 20 POWERSHARES DWA DEVELOPED MKTS MOM ETF PowerShares Foreign Large Growth
1525    PJAN 1/2/2019 0.31 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1526    PJP 9/28/2009 36 POWERSHARES DYNAMIC PHARMACEUTICALS ETF PowerShares Health
1527    PJUL 8/8/2018 0.62 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1528    PJUN 6/3/2019 0.08 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1529    PKB 9/28/2009 9.8 POWERSHARES DYNAMIC BUILDING & CONST ETF PowerShares Industrials
1530    PKW 9/28/2009 41 POWERSHARES BUYBACK ACHIEVERS ETF PowerShares Large Blend
1531    PLAT 5/22/2019 0.03 WISDOMTREE MODERN TECH PLATFORMS FUND Exchange Traded Fund Financial
1532    PLC 7/24/2019 0.01 PRINCIPAL U.S. LARGE-CAP MULTI-FACTOR CORE INDEX ETF
1533    PLCY 4/19/2018 0.27 ACTIVE WEIGHTING FUNDS Exchange Traded Fund Financial
1534    PLTM 4/9/2010 2.15 FIRST TRUST ISE GLOBAL PLATINUM First Trust Equity Precious Metals
1535    PLW 9/28/2009 6.75 POWERSHARES 1-30 TREASURY LADDE PowerShares Long Government
1536    PMOM 10/19/2017 0.04 PRINCIPAL SUSTAINABLE MOMENTUM INDEX ETF
1537    PMR 9/28/2009 3.04 POWERSHARES DYNAMIC RETAIL ETF PowerShares Consumer Cyclical
1538    PNOV 11/1/2019 0.11 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1539    PNQI 9/28/2009 10 POWERSHARES NASDAQ INTERNET ETF PowerShares Technology
1540    POCT 10/1/2018 1.18 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1541    POTX 9/20/2019 0.08 GLOBAL X CANNABIS ETF
1542    PPA 9/28/2009 16 POWERSHARES AEROSPACE & DEFENSE ETF PowerShares Industrials
1543    PPDM 2/15/2018 0.15 PORTFOLIOPLUS DEVELOPED MARKETS ETF Exchange Traded Fund Financial
1544    PPEM 2/15/2018 0.18 PORTFOLIOPLUS EMERGING MARKETS ETF Exchange Traded Fund Financial
1545    PPH 9/28/2009 54 VANECK VECTORS PHARMACEUTICAL ETF
1546    PPLC 8/21/2017 0.74 PORTFOLIOPLUS S&P 500 ETF Exchange Traded Fund Financial
1547    PPLN 6/13/2017 0.08 J P MORGAN CHASE & CO Major Banks Finance
1548    PPLT 1/8/2010 25 ETFS PHYSICAL PLATINUM ETF Securities Commodities Precious Metals
1549    PPMC 2/15/2018 0.16 PORTFOLIOPLUS S&P MID CAP ETF Exchange Traded Fund Financial
1550    PPSC 8/24/2017 0.14 PORTFOLIOPLUS S&P SMALL CAP ETF Exchange Traded Fund Financial
1551    PPTY 3/27/2018 0.38 PPTY U.S. DIVERSIFIED REAL ESTATE ETF Exchange Traded Fund Financial
1552    PQIN 12/10/2018 0.03 PGIM QMA STRATEGIC ALPHA INTERNATIONAL EQUITY ETF Exchange Traded Fund Financial
1553    PQLC 10/18/2018 0.03 PGIM QMA STRATEGIC ALPHA LARGE-CAP CORE ETF Exchange Traded Fund Financial
1554    PQSG 11/15/2018 0.03 PGIM QMA STRATEGIC ALPHA SMALL-CAP GROWTH ETF Exchange Traded Fund Financial
1555    PQSV 11/15/2018 0.03 PGIM ETF TRUST ETF PGIM QMA STRATEGIC ALPHA SMALL-CAP VALUE ET Exchange Traded Fund Financial
1556    PREF 7/11/2017 0.32 PRINCIPAL EXCHANGE-TRADED FUNDS Exchange Traded Fund Financial
1557    PRF 9/28/2009 39 POWERSHARES FTSE RAFI US 1000 ETF PowerShares Large Value
1558    PRFZ 9/28/2009 16 POWERSHARES FTSE RAFI US 1500 SM-MID ETF PowerShares Small Blend
1559    PRID 1/11/2018 0.06 INSIGHTSHARES LGBT EMPLOYMENT EQUALITY ETF Exchange Traded Fund Financial
1560    PRN 4/30/2010 4.4 POWERSHARES DYNAMIC INDUSTRIALS PowerShares Industrials
1561    PRNT 7/19/2016 1.26 THE 3D PRINTING ETF ARK ETF Trust Technology
1562    PSC 9/29/2009 0.18 PRINCIPAL U.S. SMALL CAP INDEX ETF
1563    PSCC 11/29/2010 2.47 POWERSHARES S&P SMALLCAP CNSMR STAPL ETF PowerShares Consumer Defensive
1564    PSCD 11/29/2010 2.97 POWERSHARES S&P SMCAP CNSMR DISCRET ETF PowerShares Consumer Cyclical
1565    PSCE 11/29/2010 6.89 POWERSHARES S&P SMALLCAP ENERGY ETF PowerShares Equity Energy
1566    PSCF 11/29/2010 3.6 POWERSHARES S&P SMALLCAP FINANC PowerShares Financial
1567    PSCH 11/29/2010 11 POWERSHARES S&P SMALLCAP HEALTH CARE ETF PowerShares Health
1568    PSCI 11/29/2010 2.29 POWERSHARES S&P SMALLCAP INDUSTRIALS ETF PowerShares Industrials
1569    PSCM 11/29/2010 1.8 POWERSHARES S&P SMALLCAP MATERIALS ETF PowerShares Natural Resources
1570    PSCT 11/29/2010 7.77 POWERSHARES S&P SMALLCAP INFO TECH ETF PowerShares Technology
1571    PSCU 11/29/2010 2.32 POWERSHARES S&P SMALLCAP UTILITIES ETF PowerShares Utilities
1572    PSEP 9/3/2019 0.11 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1573    PSET 3/22/2016 0.12 PRINCIPAL PRICE SETTERS INDEX ETF
1574    PSI 9/28/2009 10 POWERSHARES DYNAMIC SEMICONDUCTORS ETF PowerShares Technology
1575    PSJ 9/28/2009 6.01 POWERSHARES DYNAMIC SOFTWARE ETF PowerShares Technology
1576    PSK 9/28/2009 21 SPDR WELLS FARGO PREFERRED STOCK ETF SPDR State Street Global Advisors Preferred Stock
1577    PSL 9/28/2009 4.93 POWERSHARES DWA CONSUMER STAPLES MOM ETF PowerShares Consumer Defensive
1578    PSLV 10/29/2010 143 SPROTT PHYSICAL SILVER TRUST ET
1579    PSM 7/24/2019 0.01 PRINCIPAL U.S. SMALL-MIDCAP MULTI-FACTOR CORE INDEX ETF
1580    PSMB 2/23/2017 0.13 POWERSHARES BAL MULTI-ASST ALLC PowerShares Allocation--50% to 70% Equity
1581    PSMC 2/23/2017 0.09 POWERSHARES CNSRV MULTI-ASST ALLC PowerShares Allocation--30% to 50% Equity
1582    PSMG 2/23/2017 0.12 POWERSHARES GR MULTI-ASST ALLC PowerShares Allocation--70% to 85% Equity
1583    PSMM 2/23/2017 0.13 INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUS Exchange Traded Fund Financial
1584    PSP 9/28/2009 38 POWERSHARES GLOBAL LISTED PRIVATE EQ ETF PowerShares Miscellaneous Sector
1585    PSQ 9/28/2009 169 PROSHARES SHORT QQQ ProShares Trading--Inverse Equity
1586    PSR 9/28/2009 1.25 POWERSHARES ACTIVE U.S. REAL ES PowerShares Real Estate
1587    PST 9/28/2009 27 PROSHARES ULTRASHORT LEHMAN 7-1 ProShares Trading-Inverse Debt
1588    PSTL 9/28/2009 1.07 POWERSHARES GLOBAL STEEL PORTFO PowerShares Natural Resources
1589    PTBD 10/23/2019 0.06 PACER TRENDPILOT US BOND ETF Exchange Traded Fund Financial
1590    PTE 9/28/2009 30 POWERSHARES DYNAMIC TELECOM & WIRELESS Powershares Exchange Traded Fund Trust Specialty-Communications
1591    PTEU 12/15/2015 2.72 PACER FUNDS Exchange Traded Fund Financial
1592    PTF 9/28/2009 5.34 POWERSHARES DWA TECHNOLOGY MOMENTUM ETF PowerShares Technology
1593    PTH 9/28/2009 6.71 POWERSHARES DWA HEALTHCARE MOMENTUM ETF PowerShares Health
1594    PTIN 5/3/2019 0.41 PACER TRENDPILOT INTERNATIONAL ETF Exchange Traded Fund Financial
1595    PTLC 6/12/2015 17 PACER TRENDPILOT 750 ETF Pacer Large Blend
1596    PTMC 6/12/2015 6.65 PACER TRENDPILOT 450 ETF Pacer Mid-Cap Blend
1597    PTNQ 6/12/2015 4.24 PACER TRENDPILOT 100 ETF Pacer Large Growth
1598    PUI 9/28/2009 5.6 POWERSHARES DWA UTILITIES MOMENTUM ETF PowerShares Utilities
1599    PULS 10/25/2010 20 PGIM ULTRA SHORT BOND ETF Exchange Traded Fund Financial
1600    PUTW 2/24/2016 3.44 WISDOMTREE CBOE S&P 500 PUTWRITE STRATEGY FUND Exchange Traded Fund Financial
1601    PVAL 10/19/2017 0.04 PRINCIPAL CONTRARIAN VALUE INDEX ETF
1602    PVI 9/28/2009 7.86 POWERSHARES VRDO TAX FREE WEEKL PowerShares Muni Short
1603    PWB 9/28/2009 10 POWERSHARES DYNAMIC LARGE CAP GROWTH ETF PowerShares Large Growth
1604    PWC 9/28/2009 2.7 POWERSHARES DYNAMIC MARKET ETF PowerShares Mid-Cap Blend
1605    PWS 12/12/2017 0.86 PACER FUNDS Exchange Traded Fund Financial
1606    PWV 9/28/2009 23 POWERSHARES DYNAMIC LARGE CAP VALUE ETF PowerShares Large Value
1607    PWZ 9/28/2009 6.68 POWERSHARES INSURED CA MUNICIPA PowerShares Muni California Long
1608    PXE 9/28/2009 7.81 POWERSHARES DYNAMIC ENGY EXPLR&PRDTN ETF PowerShares Equity Energy
1609    PXF 9/28/2009 19 POWERSHARES FTSE RAFI DEV MKTS EX-US ETF PowerShares Foreign Large Value
1610    PXH 9/28/2009 39 POWERSHARES FTSE RAFI EMERGING MKTS ETF PowerShares Diversified Emerging Mkts
1611    PXI 9/28/2009 8.56 POWERSHARES DWA ENERGY MOMENTUM ETF PowerShares Equity Energy
1612    PXJ 9/28/2009 13 POWERSHARES DYNAMIC OIL & GAS SVCS ETF PowerShares Equity Energy
1613    PXQ 9/28/2009 4.88 POWERSHARES DYNAMIC NETWORKING ETF PowerShares Technology
1614    PY 3/22/2016 0.13 PRINCIPAL SHAREHOLDER YIELD INDEX ETF
1615    PYPE 8/21/2018 0.08 UBS AG Major Banks Finance
1616    PYZ 9/28/2009 4.02 POWERSHARES DWA BASIC MATERIALS MOM ETF PowerShares Natural Resources
1617    PZA 9/28/2009 52 POWERSHARES INSURED NATIONAL MU PowerShares Muni National Long
1618    PZD 9/28/2009 3.64 POWERSHARES CLEANTECH ETF PowerShares Miscellaneous Sector
1619    PZT 9/28/2009 2.84 POWERSHARES INSURED NY MUNICIPA PowerShares Muni New York Long
1620    QABA 9/28/2009 8.47 FIRST TRUST NASDAQ ABA COMMUNITY BK ETF First Trust Financial
1621    QAI 9/28/2009 22 IQ HEDGE MULTI-STRATEGY TRACKER ETF IndexIQ Multialternative
1622    QARP 4/5/2018 0.42 XTRACKERS RUSSELL 1000 US QUALITY AT A REASONABLE PRICE ETF ET Exchange Traded Fund Financial
1623    QAT 5/1/2014 2.64 ISHARES MSCI QATAR CAPPED iShares Miscellaneous Region
1624    QCLN 9/28/2009 6.79 FIRST TRUST NASDAQ CLN EDGE GRNENGYETF First Trust Miscellaneous Sector
1625    QDEF 12/19/2012 2.55 FLEXSHARES QUALITY DIVIDEND DEFENSV ETF Flexshares Trust Large Value
1626    QDF 12/19/2012 10 FLEXSHARES QUALITY DIVIDEND ETF Flexshares Trust Large Value
1627    QDIV 7/17/2018 0.05 GLOBAL X FUNDS Exchange Traded Fund Financial
1628    QDYN 12/19/2012 0.68 FLEXSHARES QUALITY DIVIDEND DYNAMIC ETF Flexshares Trust Large Value
1629    QED 3/24/2015 0.12 IQ HEDGE EVENT-DRIVEN TRACKER ETF Exchange Traded Fund Financial
1630    QEFA 6/5/2014 2.04 SPDR MSCI EAFE STRATEGICFACTORS ETF SPDR State Street Global Advisors Foreign Large Blend
1631    QEMM 6/5/2014 1.49 SPDR MSCI EMERGING MKTS STRATCFACTS ETF SPDR State Street Global Advisors Diversified Emerging Mkts
1632    QGRO 9/12/2018 0.16 AMERICAN CENTURY STOXX U.S. QUALITY GROWTH ETF Exchange Traded Fund Financial
1633    QGTA 9/30/2015 0.19 IQ LEADERS GTAA TRACKER ETF IndexIQ World Allocation
1634    QID 9/28/2009 1444 PROSHARES ULTRASHORT QQQ ProShares Trading-Inverse Equity
1635    QINT 9/12/2018 0.1 AMERICAN CENTURY QUALITY DIVERSIFIED INTERNATIONAL ETF Exchange Traded Fund Financial
1636    QLC 9/24/2015 0.47 FLEXSHARES US QUALITY LARGE CAP INDEX FUND
1637    QLD 9/28/2009 1338 PROSHARES ULTRA QQQ ProShares Trading--Leveraged Equity
1638    QLS 3/24/2015 0.11 IQ HEDGE LONG/SHORT TRACKER ETF IndexIQ Long-Short Equity
1639    QLTA 2/16/2012 4.43 ISHARES AAA - A RATED CORPORATE BOND iShares Corporate Bond
1640    QLV 7/16/2019 0.03 FLEXSHARES US QUALITY LOW VOLATILITY INDEX FUND Exchange Traded Fund Financial
1641    QLVD 7/16/2019 0.02 FLEXSHARES DEVELOPED MARKETS EX-US QUALITY LOW VOLATILITY INDE Exchange Traded Fund Financial
1642    QLVE 7/16/2019 0.02 FLEXSHARES EMERGING MARKETS QUALITY LOW VOLATILITY INDEX FUND Exchange Traded Fund Financial
1643    QMN 10/4/2012 1.16 IQ HEDGE MARKET NEUTRAL TRACKER ETF IndexIQ Market Neutral
1644    QMOM 12/2/2015 0.63 VALUESHARES U.S. QUANTITATIVE VALUE ETF Exchange Traded Fund Financial
1645    QQEW 9/28/2009 14 FIRST TRUST NASDAQ-100 EQUAL WTD ETF First Trust Large Growth
1646    QQH 10/10/2019 0.04 HCM DEFENDER 100 INDEX ETF Exchange Traded Fund Financial
1647    QQQ 9/28/2009 10489 POWERSHARES QQQ TRUST, SERIES 1 PowerShares Large Growth
1648    QQQE 3/21/2012 4.6 DIREXION NASDAQ-100 EQUAL WTD ETF Direxion Funds Large Growth
1649    QQQX 9/28/2009 33 NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND
1650    QQXT 9/28/2009 3.95 FIRST TRUST NASDAQ-100 EX-TECH SECT ETF First Trust Large Growth
1651    QRFT 5/21/2019 0.04 QRAFT AI-ENHANCED U.S. LARGE CAP ETF Exchange Traded Fund Financial
1652    QSY 6/26/2017 0.17 WISDOMTREE U.S. QUALITY SHAREHOLDER YIELD FUND Exchange Traded Fund Financial
1653    QTEC 9/28/2009 33 FIRST TRUST NASDAQ-100-TECH SECTOR ETF First Trust Technology
1654    QTUM 9/5/2018 0.12 DEFIANCE QUANTUM ETF Exchange Traded Fund Financial
1655    QUAL 7/18/2013 61 ISHARES EDGE MSCI USA QUALITY FACTOR iShares Large Growth
1656    QUS 4/16/2015 1.31 SPDR MSCI USA STRATEGICFACTORS ETF SPDR State Street Global Advisors Large Blend
1657    QVAL 10/22/2014 1.88 VALUESHARES U.S. QUANTITATIVE VALUE ETF Exchange Traded Fund Financial
1658    QVM 2/27/2015 0.17 ARROW QVM EQUITY FACTOR ETF Exchange Traded Fund Financial
1659    QWLD 6/5/2014 0.23 SPDR MSCI WORLD STRATEGICFACTORS ETF SPDR State Street Global Advisors World Stock
1660    QYLD 12/12/2013 12 RECON CAPITAL NASDAQ 100 COV CALL ETF Recon Capital Series Trust Option Writing
1661    RAAX 4/10/2018 0.2 VANECK VECTORS REAL ASSET ALLOCATION ETF Exchange Traded Fund Financial
1662    RALS 12/9/2010 2.37 PROSHARES RAFI LONG/SHORT ProShares Market Neutral
1663    RAVI 10/11/2012 1.61 FLEXSHARES READY ACCESS VARIABLE INC ETF Flexshares Trust Ultrashort Bond
1664    RBIN 9/18/2017 0.05 NATIONWIDE RISK-BASED INTERNATIONAL EQUITY ETF Exchange Traded Fund Financial
1665    RBUS 9/18/2017 0.05 NATIONWIDE RISK-BASED U.S. EQUITY ETF Exchange Traded Fund Financial
1666    RCD 9/28/2009 3.6 GUGGENHEIM S&P 500 EQ WT CONS DISCR ETF Guggenheim Investments Consumer Cyclical
1667    RDIV 10/1/2013 13 OPPENHEIMER ULTRA DIVIDEND REVENUE ETF OppenheimerFunds Large Value
1668    RDVY 1/7/2014 8.06 FIRST TRUST RISING DIVIDEND ACHIEV ETF First Trust Large Value
1669    RECS 9/25/2019 0.01 COLUMBIA RESEARCH ENHANCED CORE ETF Exchange Traded Fund Financial
1670    REDV 8/10/2018 0.05 INVESCO EXCHANGE-TRADED FUND TRUST II INVESCO EMERGING MARKETS Exchange Traded Fund Financial
1671    REEM 7/13/2017 0.09 OPPENHEIMER REVENUE WEIGHTED ETF TRUST Exchange Traded Fund Financial
1672    REET 7/10/2014 14 ISHARES GLOBAL REIT iShares Real Estate
1673    REFA 7/13/2017 0.1 OPPENHEIMER REVENUE WEIGHTED ETF TRUST Exchange Traded Fund Financial
1674    REGL 2/5/2015 5.15 PROSHARES TRUST Exchange Traded Fund Financial
1675    REK 4/9/2010 5.47 PROSHARES SHORT REAL ESTATE ProShares Trading--Inverse Equity
1676    REM 9/28/2009 113 ISHARES MORTGAGE REAL ESTATE CAPPED iShares Real Estate
1677    REML 7/13/2016 2.27 CREDIT SUISSE X-LINKSMP2XLVGMORTREIT ETN Credit Suisse AG Trading--Leveraged Equity
1678    REMX 10/28/2010 37 VANECK VECTORS RARE EARTH/STRAT MTLS ETF Van Eck Equity Precious Metals
1679    RENW 2/19/2019 0.05 PICKENS MORNINGSTAR RENEWABLE ENERGY RESPONSE ETF Exchange Traded Fund Financial
1680    RETL 7/14/2010 7 DIREXION DAILY RETAIL BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1681    REVS 9/25/2019 0.01 COLUMBIA RESEARCH ENHANCED VALUE ETF Exchange Traded Fund Financial
1682    REW 9/28/2009 9.16 PROSHARES ULTRASHORT TECHNOLOGY ProShares Trading--Inverse Equity
1683    REZ 9/28/2009 12 ISHARES RESIDENTIAL REL EST CAPPED iShares Real Estate
1684    RFAP 4/14/2016 0.52 FIRST TRUST RIVERFRONT DYN ASIA PAC ETF First Trust Diversified Pacific/Asia
1685    RFCI 6/17/2016 1.28 RIVERFRONT DYNAMIC CORE INCOME ETF Exchange Traded Fund Financial
1686    RFDA 6/7/2016 1.01 RIVERFRONT DYNAMIC US DIVIDEND ADVTG ETF ALPS Large Blend
1687    RFDI 4/14/2016 4.43 FIRST TRUST RIVERFRONT DYN DEV INTL ETF First Trust Foreign Large Blend
1688    RFEM 6/15/2016 1.06 FIRST TRUST RIVERFRONT DYN EM MKTS ETF First Trust Diversified Emerging Mkts
1689    RFEU 4/14/2016 1.28 FIRST TRUST RIVERFRONT DYNAMIC EURP ETF First Trust Europe Stock
1690    RFFC 6/7/2016 0.98 RIVERFRONT DYNAMIC US FLEX-CAP ETF ALPS Large Blend
1691    RFG 9/28/2009 12 GUGGENHEIM S&P MIDCAP 400 PURE GR ETF Guggenheim Investments Mid-Cap Growth
1692    RFL 9/28/2009 4.25 RYDEX 2X S&P SELECT SECTOR FINANCIAL COMMON
1693    RFUN 6/14/2016 0.52 RIVERFRONT DYNAMIC UNCONSTRAINED INCOME ETF Exchange Traded Fund Financial
1694    RFV 9/28/2009 3.78 GUGGENHEIM S&P MIDCAP 400 PURE VAL ETF Guggenheim Investments Small Value
1695    RGI 9/28/2009 3.95 GUGGENHEIM S&P 500 EQ WT INDLS ETF Guggenheim Investments Industrials
1696    RGLB 7/13/2017 0.06 OPPENHEIMER REVENUE WEIGHTED ETF TRUST Exchange Traded Fund Financial
1697    RHS 9/28/2009 9.29 GUGGENHEIM S&P 500 EQ WT CONS STAPL ETF Guggenheim Investments Consumer Defensive
1698    RIDV 8/9/2018 0.04 INVESCO EXCHANGE-TRADED FUND TRUST II INVESCO INTERNATIONAL UL Exchange Traded Fund Financial
1699    RIGS 10/9/2013 8.58 RIVERFRONT STRATEGIC INCOME ETF ALPS World Bond
1700    RINF 1/12/2012 2.26 PROSHARES INFLATION EXPECTATIONS ProShares Trading--Miscellaneous
1701    RING 2/2/2012 37 ISHARES MSCI GLOBAL GOLD MINERS iShares Equity Precious Metals
1702    RISE 2/19/2015 0.39 SIT RISING RATE ETF RISE Nontraditional Bond
1703    RJA 9/28/2009 37 ELEMENTS ROGERS INTL CMDTY AGRI TR ETN ELEMENTS Commodities Agriculture
1704    RJI 9/28/2009 43 ELEMENTS ROGERS INTL CMDTY TR ETN ELEMENTS Commodities Broad Basket
1705    RJN 9/28/2009 5.11 ELEMENTS ROGERS INTL CMDTY ENERGY TR ETN ELEMENTS Commodities Energy
1706    RJZ 9/28/2009 2.89 ELEMENTS ROGERS INTL CMDTY METALS TR ETN ELEMENTS Commodities Industrial Metals
1707    RLY 4/26/2012 4.48 SPDR SSGA MULTI-ASSET REAL RETURN ETF SPDR State Street Global Advisors Allocation--50% to 70% Equity
1708    RMM 9/28/2009 0.69 RYDEX 2X S&P MIDCAP 400
1709    RNDM 6/23/2017 0.22 FIRST TRUST DEVELOPED INTERNATIONAL EQUITY SELECT ETF
1710    RNDV 6/22/2017 0.17 FIRST TRUST US EQUITY DIVIDEND SELECT ETF
1711    RNEM 6/23/2017 0.1 FIRST TRUST EMERGING MARKETS EQUITY SELECT ETF
1712    RNLC 6/22/2017 0.37 FIRST TRUST LARGE CAP US EQUITY SELECT ETF
1713    RNMC 6/22/2017 0.25 FIRST TRUST MID CAP US EQUITY SELECT ETF
1714    RNSC 6/22/2017 0.18 FIRST TRUST SMALL CAP US EQUITY SELECT ETF
1715    ROAM 2/26/2015 1.11 HARTFORD MULTIFACTOR EMERGING MKTS ETF Lattice Strategies LLC Diversified Emerging Mkts
1716    ROBO 10/22/2013 37 ROBO GLOBAL ROBOTICS&AUTOMATION ETF Exchange Traded Concepts Trust Miscellaneous Sector
1717    ROBT 2/22/2018 0.89 FIRST TRUST NASDAQ ARTIFICIAL INTELLIGENCE AND ROBOTICS ETF
1718    RODE 11/6/2019 0.01 LATTICE STRATEGIES TRUST Exchange Traded Fund Financial
1719    RODI 9/15/2014 0.01 BARCLAYS PLC Commercial Banks Finance
1720    RODM 9/28/2009 24 HARTFORD MULTIFACTOR DEV MKTS (EXUS) ETF Lattice Strategies LLC Foreign Large Blend
1721    ROGS 3/24/2015 0.43 HARTFORD MULTIFACTOR GLOBAL SMALLCAP ETF Lattice Strategies LLC World Stock
1722    ROM 9/28/2009 24 PROSHARES ULTRA TECHNOLOGY ProShares Trading--Leveraged Equity
1723    ROOF 6/14/2011 3.71 IQ US REAL ESTATE SMALL CAP ETF IndexIQ Real Estate
1724    RORE 10/4/2016 0.23 HARTFORD MULTIFACTOR REIT ETF Lattice Strategies LLC Real Estate
1725    ROSC 5/13/2019 0.05 HARTFORD MULTIFACTOR SMALL CAP ETF Exchange Traded Fund Financial
1726    ROUS 2/26/2015 1.3 HARTFORD MULTIFACTOR US EQUITY ETF Lattice Strategies LLC Large Blend
1727    RPG 9/28/2009 38 GUGGENHEIM S&P 500 PURE GROWTH ETF Guggenheim Investments Large Growth
1728    RPUT 2/1/2018 0.05 WISDOMTREE TRUST Exchange Traded Fund Financial
1729    RPV 9/28/2009 36 GUGGENHEIM S&P 500 PURE VALUE ETF Guggenheim Investments Large Value
1730    RSP 9/28/2009 318 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF Guggenheim Investments Large Blend
1731    RSX 9/28/2009 2042 VANECK VECTORS RUSSIA ETF Van Eck Miscellaneous Region
1732    RSXJ 4/14/2011 8.38 VANECK VECTORS RUSSIA SMALL-CAP ETF Van Eck Miscellaneous Region
1733    RTH 9/28/2009 163 VANECK VECTORS RETAIL ETF Van Eck Consumer Cyclical
1734    RTL 9/28/2009 0.87 ISHARES FTSE NAREIT RETAIL INDE iShares Real Estate
1735    RTM 9/28/2009 3.4 GUGGENHEIM S&P 500 EQ WT MATERIALS ETF Guggenheim Investments Natural Resources
1736    RTW 9/30/2009 6.99 RYDEX ETF TRUST
1737    RUSL 5/25/2011 131 DIREXION DAILY RUSSIA BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1738    RUSS 5/25/2011 88 DIREXION DAILY RUSSIA BEAR 3X ETF Direxion Funds Trading--Inverse Equity
1739    RVNU 6/4/2013 1.74 DEUTSCHE X-TRACKERS MUNI INFRAS REVN BD Deutsche Asset Management Muni National Long
1740    RVRS 11/1/2017 0.23 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
1741    RWCD 1/16/2019 0.11 DIREXION MSCI CYCLICALS OVER DEFENSIVES ETF Exchange Traded Fund Financial
1742    RWDC 1/16/2019 0.07 DIREXION MSCI DEFENSIVES OVER CYCLICALS ETF Exchange Traded Fund Financial
1743    RWDE 1/16/2019 0.07 DIREXION MSCI DEVELOPED OVER EMERGING MARKETS ETF Exchange Traded Fund Financial
1744    RWED 1/16/2019 0.07 DIREXION MSCI EMERGING OVER DEVELOPED MARKETS ETF Exchange Traded Fund Financial
1745    RWGV 1/16/2019 0.42 DIREXION RUSSELL 1000 GROWTH OVER VALUE ETF Exchange Traded Fund Financial
1746    RWIU 1/16/2019 0.08 DIREXION FTSE RUSSELL INTERNATIONAL OVER US ETF Exchange Traded Fund Financial
1747    RWJ 9/28/2009 8.83 OPPENHEIMER SMALL CAP REVENUE ETF OppenheimerFunds Small Blend
1748    RWK 9/28/2009 5.97 OPPENHEIMER MID CAP REVENUE ETF OppenheimerFunds Mid-Cap Value
1749    RWL 9/28/2009 11 OPPENHEIMER LARGE CAP REVENUE ETF OppenheimerFunds Large Value
1750    RWLS 1/16/2019 0.1 DIREXION RUSSELL LARGE OVER SMALL CAP ETF Exchange Traded Fund Financial
1751    RWM 9/28/2009 237 PROSHARES SHORT RUSSELL2000 ProShares Trading--Inverse Equity
1752    RWO 9/28/2009 51 SPDR DOW JONES GLOBAL REAL ESTATE ETF SPDR State Street Global Advisors Global Real Estate
1753    RWR 9/28/2009 128 SPDR DOW JONES REIT ETF SPDR State Street Global Advisors Real Estate
1754    RWSL 1/16/2019 0.2 DIREXION RUSSELL SMALL OVER LARGE CAP ETF Exchange Traded Fund Financial
1755    RWUI 1/16/2019 0.1 DIREXION FTSE RUSSELL US OVER INTERNATIONAL ETF Exchange Traded Fund Financial
1756    RWVG 1/16/2019 0.46 DIREXION RUSSELL 1000 VALUE OVER GROWTH ETF Exchange Traded Fund Financial
1757    RWW 9/28/2009 1.48 OPPENHEIMER FINANCIALS SECT REVENUE ETF OppenheimerFunds Financial
1758    RWX 9/28/2009 160 SPDR DOW JONES INTERNATIONAL RELEST ETF SPDR State Street Global Advisors Global Real Estate
1759    RXD 9/28/2009 1.37 PROSHARES ULTRASHORT HEALTH CAR ProShares Trading-Inverse Equity
1760    RXI 9/28/2009 8.44 ISHARES GLOBL CONSUMER DISCRETIONARY iShares Consumer Cyclical
1761    RXL 9/28/2009 6.72 PROSHARES ULTRA HEALTH CARE ProShares Trading--Leveraged Equity
1762    RYE 9/28/2009 8.63 GUGGENHEIM S&P 500 EQUAL WT ENERGY ETF Guggenheim Investments Equity Energy
1763    RYF 9/28/2009 9.7 GUGGENHEIM S&P 500 EQ WEIGHT FINCL ETF Guggenheim Investments Financial
1764    RYH 9/28/2009 8.69 GUGGENHEIM S&P 500 EQ WEIGHT HC ETF Guggenheim Investments Health
1765    RYJ 9/28/2009 5.42 GUGGENHEIM RAYMOND JAMES SB-1 EQUITY ETF Guggenheim Investments Mid-Cap Blend
1766    RYT 9/28/2009 18 GUGGENHEIM S&P 500 EQ WT TECHNOLOGY ETF Guggenheim Investments Technology
1767    RYU 9/28/2009 5.98 GUGGENHEIM S&P 500 EQ WT UTILITIES ETF Guggenheim Investments Utilities
1768    RYZZ 3/19/2019 0.05 RYZZ MANAGED FUTURES STRATEGY PLUS ETF Exchange Traded Fund Financial
1769    RZG 9/28/2009 4.47 GUGGENHEIM S&P SMALLCAP 600 PURE GR ETF Guggenheim Investments Small Growth
1770    RZV 9/28/2009 7.35 GUGGENHEIM S&P SMALLCAP 600 PUREVAL ETF Guggenheim Investments Small Value
1771    SAA 9/28/2009 7.18 PROSHARES ULTRA SMALLCAP600 ProShares Trading--Leveraged Equity
1772    SAGG 3/23/2011 1.78 DIREXION DAILY TOTAL BOND MARKE Direxion Funds Trading-Inverse Debt
1773    SBB 9/28/2009 4.24 PROSHARES SHORT SMALLCAP600 ProShares Trading--Inverse Equity
1774    SBIO 12/31/2014 9.84 ALPS MEDICAL BREAKTHROUGHS ETF ALPS Health
1775    SBM 4/12/2010 1.42 SHORT BASIC MATERIALS ProShares Trading-Inverse Equity
1776    SBUG 10/8/2019 0.01 IPATH SILVER ETN Exchange Traded Fund Financial
1777    SCAP 7/7/2016 0.09 ADVISORSHARES CORNERSTONE SMALL CAP ETF Exchange Traded Fund Financial
1778    SCC 9/28/2009 4.28 PROSHARES ULTRASHORT CONSUMER SERVICES ProShares Trading--Inverse Equity
1779    SCHA 11/3/2009 80 SCHWAB US SMALL-CAP ETF Schwab ETFs Small Blend
1780    SCHB 11/3/2009 136 SCHWAB US BROAD MARKET ETF Schwab ETFs Large Blend
1781    SCHC 1/14/2010 26 SCHWAB INTERNATIONAL SMALL-CAP EQ ETF Schwab ETFs Foreign Small/Mid Blend
1782    SCHD 10/20/2011 103 SCHWAB US DIVIDEND EQUITY ETF Schwab ETFs Large Value
1783    SCHE 1/14/2010 124 SCHW EMG MKT EQ ETF Schwab Funds Diversified Emerging Mkts
1784    SCHF 11/3/2009 203 SCHWAB INTERNATIONAL EQUITY ETF Schwab ETFs Foreign Large Blend
1785    SCHG 12/11/2009 55 SCHWAB US LARGE-CAP GROWTH ETF Schwab ETFs Large Growth
1786    SCHH 1/13/2011 84 SCHWAB US REIT ETF Schwab ETFs Real Estate
1787    SCHI 10/10/2019 0.04 SCHWAB 5-10 YEAR CORPORATE BOND ETF Exchange Traded Fund Financial
1788    SCHJ 10/10/2019 0.06 SCHWAB 1-5 YEAR CORPORATE BOND ETF Exchange Traded Fund Financial
1789    SCHK 10/11/2017 6.11 SCHWAB 1000 INDEX ETF Exchange Traded Fund Financial
1790    SCHM 1/13/2011 44 SCHWAB US MID-CAP ETF Schwab ETFs Mid-Cap Blend
1791    SCHO 8/5/2010 33 SCHWAB SHORT-TERM US TREASURY ETF Schwab ETFs Short Government
1792    SCHP 8/5/2010 39 SCHWAB US TIPS ETF Schwab ETFs Inflation-Protected Bond
1793    SCHQ 10/10/2019 0.05 SCHWAB LONG-TERM U.S. TREASURY ETF Exchange Traded Fund Financial
1794    SCHR 8/5/2010 22 SCHWAB INTERMEDIATE-TERM US TRS ETF Schwab ETFs Intermediate Government
1795    SCHV 12/11/2009 46 SCHWAB US LARGE-CAP VALUE ETF Schwab ETFs Large Value
1796    SCHX 11/3/2009 139 SCHWAB US LARGE-CAP ETF Schwab ETFs Large Blend
1797    SCHZ 7/14/2011 50 SCHWAB US AGGREGATE BOND ETF Schwab ETFs Intermediate-Term Bond
1798    SCID 5/14/2015 0.33 GLOBAL X SCIENTIFIC BETA EUROPE ETF Global X Funds Europe Stock
1799    SCIF 9/24/2010 31 VANECK VECTORS INDIA SMALL-CAP ETF Van Eck India Equity
1800    SCIJ 5/13/2015 0.2 GLOBAL X SCIENTIFIC BETA JAPAN ETF Global X Funds Japan Stock
1801    SCIU 5/13/2015 1.11 GLOBAL X SCIENTIFIC BETA US ETF Global X Funds Large Blend
1802    SCIX 5/13/2015 0.16 GLOBAL X SCIENTIFIC BETA ASIA EX-JAPAN ETF Exchange Traded Fund Financial
1803    SCJ 9/28/2009 11 ISHARES MSCI JAPAN SMALL-CAP iShares Japan Stock
1804    SCO 9/28/2009 521 PROSHARES ULTRASHORT BLOOMBERG CRUDE OIL ProShares Trading--Inverse Commodities
1805    SCOM 1/16/2019 0.04 PROSHARES ULTRAPRO SHORT COMMUNICATION SERVICES SELECT SECTOR Exchange Traded Fund Financial
1806    SCZ 9/28/2009 193 ISHARES MSCI EAFE SMALL-CAP iShares Foreign Small/Mid Blend
1807    SDAG 12/18/2018 0.06 IQ SHORT DURATION ENHANCED CORE BOND U.S. ETF Exchange Traded Fund Financial
1808    SDCI 5/3/2018 0.13 USCF SUMMERHAVEN DYNAMIC COMMODITY STRATEGY NO K-1 FUND Exchange Traded Fund Financial
1809    SDD 9/28/2009 4.64 PROSHARES ULTRASHORT SMALLCAP600 ProShares Trading--Inverse Equity
1810    SDEM 3/17/2015 1.08 GLOBAL X MSCI SUPERDIVIDEND EM MKTS ETF Global X Funds Diversified Emerging Mkts
1811    SDG 9/28/2009 0.33 ISHARES MSCI GLOBAL IMPACT ETF
1812    SDGA 9/24/2018 0.03 IMPACT SHARES SUSTAINABLE DEVELOPMENT GOALS GLOBAL EQUITY ETF Exchange Traded Fund Financial
1813    SDIV 6/9/2011 42 GLOBAL X SUPERDIVIDEND ETF Global X Funds World Stock
1814    SDOG 6/29/2012 27 ALPS SECTOR DIVIDEND DOGS ETF ALPS Large Value
1815    SDOW 2/11/2010 378 PROSHARES ULTRAPRO SHORT DOW30 ProShares Trading--Inverse Equity
1816    SDP 9/28/2009 2.38 PROSHARES ULTRASHORT UTILITIES ProShares Trading--Inverse Equity
1817    SDS 9/28/2009 2953 PROSHARES ULTRASHORT S&P500 ProShares Trading--Inverse Equity
1818    SDVY 11/3/2017 0.08 FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF
1819    SDY 9/28/2009 235 SPDR S&P DIVIDEND ETF SPDR State Street Global Advisors Large Value
1820    SDYL 5/23/2012 0.99 UBS ETRACS MTHLY PAY 2XLVRGD S&P DIV ETN UBS Group AG Trading--Leveraged Equity
1821    SEA 9/28/2009 13 GUGGENHEIM SHIPPING ETF Guggenheim Investments Industrials
1822    SECT 9/6/2017 1.1 NORTHERN LIGHTS FUND TRUST IV Exchange Traded Fund Financial
1823    SEF 9/28/2009 16 PROSHARES SHORT FINANCIALS ProShares Trading--Inverse Equity
1824    SFHY 4/27/2016 0.18 WISDOMTREE TRUST Exchange Traded Fund Financial
1825    SFIG 4/27/2016 0.1 WISDOMTREE TRUST Exchange Traded Fund Financial
1826    SFY 9/28/2009 343 SOFI SELECT 500 ETF Exchange Traded Fund Financial
1827    SFYF 5/8/2019 0.07 SOFI 50 ETF Exchange Traded Fund Financial
1828    SFYX 4/11/2019 0.1 SOFI NEXT 500 ETF Exchange Traded Fund Financial
1829    SGDJ 3/31/2015 4.54 ALPS SPROTT JUNIOR GOLD MINERS ETF ALPS Equity Precious Metals
1830    SGDM 7/15/2014 13 SPROTT GOLD MINERS ETF ALPS Equity Precious Metals
1831    SGG 9/28/2009 17 IPATH BLOOMBERG SUGAR SUBTR ETN Barclays Funds Commodities Agriculture
1832    SGOL 9/28/2009 30 ETFS PHYSICAL SWISS GOLD ETFS Swiss Gold Trust Commodities Precious Metals
1833    SH 9/28/2009 627 PROSHARES SHORT S&P500 ProShares Trading--Inverse Equity
1834    SHAG 5/18/2017 0.68 WISDOMTREE TRUST Exchange Traded Fund Financial
1835    SHE 12/23/2009 1.4 SPDR SSGA GENDER DIVERSITY ETF SPDR State Street Global Advisors Large Blend
1836    SHM 9/28/2009 81 SPDR NUVEEN BLMBG BARCLAYS ST MUNBD ETF SPDR State Street Global Advisors Muni National Short
1837    SHV 9/28/2009 111 ISHARES SHORT TREASURY BOND iShares Short Government
1838    SHY 9/28/2009 223 ISHARES 1-3 YEAR TREASURY BOND iShares Short Government
1839    SHYD 1/14/2014 4.39 VANECK VECTORS SHORT HIGH-YIELD MUNI ETF Van Eck High Yield Muni
1840    SHYG 10/17/2013 53 ISHARES 0-5 YEAR HIGH YIELD CORP BD iShares High Yield Bond
1841    SHYL 1/10/2018 0.39 XTRACKERS SHORT DURATION HIGH YIELD BOND ETF Exchange Traded Fund Financial
1842    SIJ 9/28/2009 3.86 PROSHARES ULTRASHORT INDUSTRIAL ProShares Trading-Inverse Equity
1843    SIL 7/12/2010 74 GLOBAL X SILVER MINERS ETF Global X Funds Equity Precious Metals
1844    SILJ 11/29/2012 13 ETFMG PRIME JUNIOR SILVER MINERS ETF Exchange Traded Fund Financial
1845    SIMS 12/31/2018 0.07 SPDR S&P KENSHO INTELLIGENT STRUCTURES ETF Exchange Traded Fund Financial
1846    SIVR 9/28/2009 47 ETFS PHYSICAL SILVER ETF Securities Commodities Precious Metals
1847    SIZ 9/7/2011 0.39 QUANTSHARES US MARKET NEUTRAL SIZE QuantShares Market Neutral
1848    SIZE 4/18/2013 2.81 ISHARES EDGE MSCI USA SIZE FACTOR iShares Large Blend
1849    SJB 3/22/2011 15 PROSHARES SHORT HIGH YIELD ProShares Trading--Inverse Debt
1850    SJNK 3/15/2012 223 SPDR BLMBG BARCLAYSST HY BD ETF SPDR State Street Global Advisors High Yield Bond
1851    SKF 9/28/2009 808 PROSHARES ULTRASHORT FINANCIALS ProShares Trading--Inverse Equity
1852    SKOR 4/14/2010 1.25 FLEXSHARES CREDIT-SCORED US CORP BD ETF Flexshares Trust Corporate Bond
1853    SKYY 7/6/2011 28 FIRST TRUST CLOUD COMPUTING ETF First Trust Technology
1854    SLIM 6/9/2016 0.21 THE OBESITY ETF Janus Health
1855    SLQD 10/17/2013 9.56 ISHARES 0-5 YEAR INVMT GRD CORP BD iShares Short-Term Bond
1856    SLT 9/28/2009 200 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
1857    SLV 9/28/2009 3001 ISHARES SILVER TRUST iShares Commodities Precious Metals
1858    SLVO 4/17/2013 3.43 CREDIT SUISSE X-LINKS SILVER COVCALL ETN Credit Suisse AG Commodities Precious Metals
1859    SLVP 2/2/2012 8.81 ISHARES MSCI GLOBAL SILVER MINERS iShares Equity Precious Metals
1860    SLX 9/28/2009 39 VANECK VECTORS STEEL ETF Van Eck Natural Resources
1861    SLY 8/30/2010 8.1 SPDR S&P 600 SMALL CAP ETF SPDR State Street Global Advisors Small Blend
1862    SLYG 8/30/2010 12 SPDR S&P 600 SMALL CAP GROWTH ETF SPDR State Street Global Advisors Small Growth
1863    SLYV 8/30/2010 14 SPDR S&P 600 SMALL CAP VALUE ETF SPDR State Street Global Advisors Small Value
1864    SMB 9/28/2009 11 VANECK VECTORS AMT-FREE SHORT MUNI ETF Van Eck Muni National Short
1865    SMCP 4/21/2015 0.3 ALPHAMARK ACTIVELY MANAGED SMALL CAP ETF
1866    SMDD 2/11/2010 9.87 PROSHARES ULTRAPRO SHORT MIDCAP400 ProShares Trading--Inverse Equity
1867    SMDV 2/5/2015 5.49 PROSHARES RUSSELL 2000 DIVIDEND GROWERS ProShares Small Value
1868    SMEZ 6/5/2014 1.29 SPDR EURO STOXX SMALL CAP ETF SPDR State Street Global Advisors Europe Stock
1869    SMH 9/28/2009 2042 VANECK VECTORS SEMICONDUCTOR ETF Van Eck Technology
1870    SMHB 11/9/2018 1.52 UBS AG Major Banks Finance
1871    SMHD 2/4/2015 6.25 UBS AG Major Banks Finance
1872    SMIN 2/9/2012 9.83 ISHARES MSCI INDIA SMALL-CAP iShares India Equity
1873    SMLF 4/30/2015 2.53 ISHARES EDGE MSCI MULTIFACTOR USA SM-CP iShares Small Blend
1874    SMLL 7/29/2014 0.35 DIREXION DAILY SMALL CAP BULL 2X ETF Direxion Funds Trading--Leveraged Equity
1875    SMLV 2/21/2013 2.23 SPDR SSGA US SMALL CAP LOW VOLATIL ETF SPDR State Street Global Advisors Small Blend
1876    SMMD 7/7/2017 0.33 ISHARES TRUST Exchange Traded Fund Financial
1877    SMMU 2/3/2010 2.16 PIMCO SHORT TERM MUNICIPAL BOND ACTV ETF Pimco Muni National Short
1878    SMMV 9/9/2016 1.61 ISHARES EDGE MSCI MIN VOL USA SMALL-CAP iShares Small Blend
1879    SMN 9/28/2009 173 PROSHARES ULTRASHORT BASIC MATE ProShares Trading-Inverse Equity
1880    SMOG 1/14/2019 0.16 VANECK VECTORS LOW CARBON ENERGY ETF Exchange Traded Fund Financial
1881    SNLN 11/7/2012 20 HIGHLAND/IBOXX SENIOR LOAN ETF Highland Funds Bank Loan
1882    SNPE 6/26/2019 0.11 XTRACKERS S&P 500 ESG ETF Exchange Traded Fund Financial
1883    SNSR 9/16/2016 3.07 GLOBAL X INTERNET OF THINGS THEMATIC ETF Global X Funds Technology
1884    SOCL 11/15/2011 15 GLOBAL X SOCIAL MEDIA ETF
1885    SOIL 5/26/2011 2.82 GLOBAL X FERTILIZERS/POTASH ETF Global X Funds Natural Resources
1886    SOVB 2/23/2016 0.39 CAMBRIA ETF TRUST Exchange Traded Fund Financial
1887    SOXL 4/9/2010 195 DIREXION DAILY SEMICONDCT BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1888    SOXS 4/9/2010 220 DIREXION DAILY SEMICONDCT BEAR 3X ETF Direxion Funds Trading--Inverse Equity
1889    SOXX 9/24/2010 178 ISHARES PHLX SOX SEMICONDUCTOR SECTOR INDEX FUND
1890    SOYB 9/19/2011 4.98 TEUCRIUM SOYBEAN FUND ETV Teucrium Commodities Agriculture
1891    SPAB 4/24/2017 27 SPDR PORTFOLIO AGGREGATE BOND ETF Exchange Traded Fund Financial
1892    SPBO 4/1/2019 0.31 SPDR PORTFOLIO CORPORATE BOND ETF Exchange Traded Fund Financial
1893    SPDN 6/8/2016 1.76 DIREXION DAILY S&P 500 BEAR 1X ETF Direxion Funds Trading--Inverse Equity
1894    SPDV 11/29/2017 0.28 AAM S&P 500 HIGH DIVIDEND VALUE ETF Exchange Traded Fund Financial
1895    SPDW 4/24/2017 29 SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF Exchange Traded Fund Financial
1896    SPEM 4/24/2017 30 SPDR INDEX SHARES FUND SPDR PORTFOLIO EMERGING MARKETS ETF Exchange Traded Fund Financial
1897    SPEU 4/1/2019 0.68 SPDR PORTFOLIO EUROPE ETF Exchange Traded Fund Financial
1898    SPFF 7/17/2012 16 GLOBAL X SUPERINCOME PREFERRED ETF Global X Funds Preferred Stock
1899    SPGM 4/1/2019 0.19 SPDR PORTFOLIO MSCI GLOBAL STOCK MARKET ETF Exchange Traded Fund Financial
1900    SPGP 12/31/2018 0.9 INVESCO S&P 500 GARP ETF Exchange Traded Fund Financial
1901    SPHB 5/5/2011 19 POWERSHARES S&P 500 HIGH BETA ETF PowerShares Large Blend
1902    SPHD 10/18/2012 57 POWERSHARES S&P 500 HIGH DIV LOW VOLETF PowerShares Large Value
1903    SPHQ 11/7/2011 27 POWERSHARES S&P 500 QUALITY ETF PowerShares Large Blend
1904    SPHY 4/1/2019 0.44 SPDR PORTFOLIO HIGH YIELD BOND ETF Exchange Traded Fund Financial
1905    SPIB 4/24/2017 38 SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF Exchange Traded Fund Financial
1906    SPIP 4/1/2019 1.49 SPDR PORTFOLIO TIPS ETF Exchange Traded Fund Financial
1907    SPLB 4/24/2017 15 SPDR PORTFOLIO LONG TERM CORPORATE BOND ETF Exchange Traded Fund Financial
1908    SPLG 4/24/2017 18 SPDR SERIES TRUST SPDR PORTFOLIO LARGE CAP ETF Exchange Traded Fund Financial
1909    SPLV 5/5/2011 284 POWERSHARES S&P 500 LOW VOLATILITY ETF PowerShares Large Value
1910    SPMB 4/1/2019 1.82 SPDR PORTFOLIO MORTGAGE BACKED BOND ETF Exchange Traded Fund Financial
1911    SPMD 1/5/2010 34 SPDR PORTFOLIO MID CAP ETF Exchange Traded Fund Financial
1912    SPMO 10/12/2015 0.93 POWERSHARES S&P 500 MOMENTUM PowerShares Large Growth
1913    SPMV 7/13/2017 0.04 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
1914    SPPP 12/19/2012 18 SPROTT PHYSICAL PLATINUM AND PALLADIUM TRUST Exchange Traded Fund Financial
1915    SPSB 4/24/2017 36 SPDR PORTFOLIO SHORT TERM CORPORATE BOND ETF Exchange Traded Fund Financial
1916    SPSM 4/24/2017 13 SPDR PORTFOLIO SMALL CAP ETF Exchange Traded Fund Financial
1917    SPTI 4/1/2019 2 SPDR PORTFOLIO INTERMEDIATE TERM TREASURY ETF Exchange Traded Fund Financial
1918    SPTL 4/24/2017 17 SPDR PORTFOLIO LONG TERM TREASURY ETF Exchange Traded Fund Financial
1919    SPTM 4/24/2017 20 SPDR PORTFOLIO TOTAL STOCK MARKET ETF Exchange Traded Fund Financial
1920    SPTS 4/24/2017 7.89 SPDR PORTFOLIO SHORT TERM TREASURY ETF Exchange Traded Fund Financial
1921    SPUU 5/28/2014 2.49 DIREXION DAILY S&P 500 BULL 2X SHARES Exchange Traded Fund Financial
1922    SPVM 4/6/2017 0.18 INVESCO S&P 500 VALUE WITH MOMENTUM ETF Exchange Traded Fund Financial
1923    SPVU 10/9/2015 0.44 INVESCO S&P 500 ENHANCED VALUE ETF Exchange Traded Fund Financial
1924    SPXB 5/3/2018 0.23 PROSHARES S&P 500 BOND ETF Exchange Traded Fund Financial
1925    SPXE 9/24/2015 0.2 PROSHARES S&P 500 EX-ENERGY ProShares Large Blend
1926    SPXL 3/5/2012 576 DIREXION DAILY S&P500 BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1927    SPXN 9/24/2015 0.05 PROSHARES S&P 500 EX-FINANCIALS ProShares Large Blend
1928    SPXS 3/5/2012 614 DIREXION DAILY S&P 500 BEAR 3X ETF Direxion Funds Trading--Inverse Equity
1929    SPXT 9/24/2015 0.08 PROSHARES S&P 500 EX-TECHNOLOGY ETF Exchange Traded Fund Financial
1930    SPXU 9/28/2009 1619 PROSHARES ULTRAPRO SHORT S&P500 ProShares Trading--Inverse Equity
1931    SPXV 9/24/2015 0.06 PROSHARES S&P 500 EX-HEALTH CARE ETF Exchange Traded Fund Financial
1932    SPY 9/30/2009 37220 SPDR S&P 500 ETF SPDR State Street Global Advisors Large Blend
1933    SPYB 2/5/2015 0.4 SPDR S&P 500 BUYBACK ETF SPDR State Street Global Advisors Large Blend
1934    SPYD 10/22/2015 19 SPDR S&P 500 HIGH DIVIDEND ETF SPDR State Street Global Advisors Large Value
1935    SPYG 8/30/2010 57 SPDR S&P 500 GROWTH ETF SPDR State Street Global Advisors Large Growth
1936    SPYV 8/30/2010 26 SPDR S&P 500 VALUE ETF SPDR State Street Global Advisors Large Value
1937    SPYX 12/1/2015 1.25 SPDR S&P 500 FOSSIL FUEL RSRV FREE ETF SPDR State Street Global Advisors Large Blend
1938    SQLV 7/13/2017 0.09 LEGG MASON SMALL-CAP QUALITY VALUE ETF
1939    SQQQ 2/11/2010 1448 PROSHARES ULTRAPRO SHORT QQQ ProShares Trading--Inverse Equity
1940    SRET 3/17/2015 5.73 GLOBAL X SUPERDIVIDEND REIT ETF Global X Funds Real Estate
1941    SRLN 4/4/2013 38 SPDR BLACKSTONE / GSO SENIOR LOAN ETF SPDR State Street Global Advisors Bank Loan
1942    SRS 9/28/2009 454 PROSHARES ULTRASHORT REAL ESTATE ProShares Trading--Inverse Equity
1943    SRTY 2/11/2010 276 PROSHARES ULTRAPRO SHORT RUSSELL2000 ProShares Trading--Inverse Equity
1944    SRVR 5/16/2018 1.14 PACER BENCHMARK DATA & INFRASTRUCTURE REAL ESTATE SCTR ETF Exchange Traded Fund Financial
1945    SSG 9/28/2009 16 PROSHARES ULTRASHORT SEMICONDUCTORS ProShares Trading--Inverse Equity
1946    SSO 9/28/2009 2631 PROSHARES ULTRA S&P500 ProShares Trading--Leveraged Equity
1947    STIP 12/3/2010 14 ISHARES 0-5 YEAR TIPS BOND iShares Inflation-Protected Bond
1948    STN 9/28/2009 11
1949    STOT 4/14/2016 0.94 SSGA ACTIVE TRUST Exchange Traded Fund Financial
1950    STPP 8/10/2010 2.08 IPATH US TREASURY STEEPENER ETN iPath Trading-Miscellaneous
1951    STPZ 9/28/2009 20 PIMCO 1-5 YEAR US TIPS ETF Pimco Inflation-Protected Bond
1952    SUB 9/28/2009 18 ISHARES SHORT-TERM NATIONAL MUNI BOND iShares Muni National Short
1953    SUSA 7/13/2017 2.75 ISHARES MSCI USA ESG SELECT ETF Exchange Traded Fund Financial
1954    SUSB 7/18/2017 1.1 ISHARES ESG 1-5 YEAR USD CORPORATE BOND ETF
1955    SUSC 7/20/2017 0.77 ISHARES ESG USD CORPORATE BOND ETF
1956    SUSL 5/10/2019 0.05 ISHARES ESG MSCI USA LEADERS ETF
1957    SVXY 10/4/2011 1198 PROSHARES SHORT VIX SHORT-TERM FUTURES ProShares Volatility
1958    SWAN 11/6/2018 0.45 AMPLIFY ETF TRUST AMPLIFY BLACKSWAN GROWTH & TREASURY CORE ETF Exchange Traded Fund Financial
1959    SYE 1/9/2014 0.49 SPDR MFS SYSTEMATIC CORE EQUITY ETF SPDR State Street Global Advisors Large Value
1960    SYG 1/9/2014 0.58 SPDR MFS SYSTEMATIC GROWTH EQUITY ETF SPDR State Street Global Advisors Large Growth
1961    SYLD 5/14/2013 4.86 CAMBRIA SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Mid-Cap Value
1962    SYV 1/9/2014 0.43 SPDR MFS SYSTEMATIC VALUE EQUITY ETF SPDR State Street Global Advisors Large Value
1963    SZK 9/28/2009 1.71 PROSHARES ULTRASHORT CONSUMER GOODS ProShares Trading--Inverse Equity
1964    SZNE 7/24/2018 0.26 PACER CFRA-STOVALL EQUAL WEIGHT SEASONAL ROTATION ETF Exchange Traded Fund Financial
1965    TAGS 3/28/2012 0.43 TEUCRIUM AGRICULTURAL FUND ETV Exchange Traded Fund Financial
1966    TAIL 4/6/2017 1.13 CAMBRIA ETF TRUST Exchange Traded Fund Financial
1967    TAN 9/28/2009 91 GUGGENHEIM SOLAR ETF Guggenheim Investments Miscellaneous Sector
1968    TAO 9/28/2009 12 GUGGENHEIM CHINA REAL ESTATE ETF Guggenheim Investments China Region
1969    TAPR 7/15/2014 0.51 BARCLAYS INVERSE US TREASURY AGGT ETN Barclays Funds Trading--Inverse Debt
1970    TAWK 1/14/2019 0.25 DIREXION DAILY COMMUNICATION SERVICES INDEX BULL 3X SHARES Exchange Traded Fund Financial
1971    TAXF 9/12/2018 0.08 AMERICAN CENTURY DIVERSIFIED MUNICIPAL BOND ETF Exchange Traded Fund Financial
1972    TBF 9/28/2009 112 PROSHARES SHORT 20+ YEAR TREASURY ProShares Trading--Inverse Debt
1973    TBLU 2/15/2017 0.14 TORTOISE WATER Tortoise Capital Advisors Natural Resources
1974    TBND 6/18/2019 0.09 TACTICAL INCOME ETF Exchange Traded Fund Financial
1975    TBT 9/28/2009 1996 PROSHARES ULTRASHORT 20+ YEAR TREASURY ProShares Trading--Inverse Debt
1976    TBX 4/5/2011 3.28 PROSHARES SHORT 7-10 YEAR TREASURY ProShares Trading--Inverse Debt
1977    TCLD 2/1/2019 0.02 MANAGED PORTFOLIO SERIES Exchange Traded Fund Financial
1978    TCTL 10/28/2016 0.22 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
1979    TDIV 8/14/2012 16 FIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUND
1980    TDTF 9/22/2011 7.19 FLEXSHARES IBOXX 5YR TARGET DUR TIPS ETF Flexshares Trust Inflation-Protected Bond
1981    TDTT 9/23/2011 11 FLEXSHARES IBOXX 3 YEAR TARGET Northern Trust Inflation-Protected Bond
1982    TDV 9/28/2009 0.76 DB-X 2040 TARGET DATE FUND Deutsche Bank Target Date 2036-2040
1983    TECL 3/5/2012 62 DIREXION DAILY TECHNOLOGY BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1984    TECS 3/5/2012 48 DIREXION TECHNOLOGY BEAR 3X SHARES Exchange Traded Fund Financial
1985    TERM 4/11/2017 0.76 EQUITYCOMPASS TACTICAL RISK MANAGER ETF Exchange Traded Fund Financial
1986    TFI 9/28/2009 81 SPDR NUVEEN BLMBG BARCLAYS MUNI BD ETF SPDR State Street Global Advisors Muni National Long
1987    TFIV 7/31/2018 0.02 GLOBAL X FUNDS Exchange Traded Fund Financial
1988    TFLO 2/4/2014 2.78 ISHARES TREASURY FLOATING RATE BOND iShares Short Government
1989    TFLT 7/31/2018 0.01 GLOBAL X FUNDS Exchange Traded Fund Financial
1990    THCX 7/9/2019 0.83 SPINNAKER ETF SERIES THE CANNABIS ETF Exchange Traded Fund Financial
1991    THD 9/28/2009 115 ISHARES MSCI THAILAND CAPPED iShares Miscellaneous Region
1992    TILT 9/22/2011 3.17 FLEXSHARES MSTAR US MKT FACTORS TILT ETF Flexshares Trust Large Blend
1993    TIP 9/28/2009 384 ISHARES BARCLAYS TIPS BOND FUND iShares Inflation-Protected Bond
1994    TIPX 5/30/2013 2.09 SPDR BLMBG BARCLAYS 1-10 YEAR TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond
1995    TIPZ 9/28/2009 2.12 PIMCO BROAD US TIPS ETF Pimco Inflation-Protected Bond
1996    TLDH 11/10/2015 0.25 FLEXSHARES CURRENCY HEDGED MORNINGSTAR DM EX-US FACTOR TILT IN Exchange Traded Fund Financial
1997    TLEH 11/10/2015 0.5 FLEXSHARES CCY HDGD MS EM FCT TILTIDX Flexshares Trust Diversified Emerging Mkts
1998    TLH 9/28/2009 16 ISHARES 10-20 YEAR TREASURY BOND iShares Long Government
1999    TLT 9/28/2009 3703 ISHARES 20+ YEAR TREASURY BOND iShares Long Government
2000    TLTD 9/28/2012 6.9 FLEXSHARES MSTAR DEVMKS EXUS FCTTILT ETF Flexshares Trust Foreign Large Blend
2001    TLTE 9/28/2012 6.14 FLEXSHARES MSTAR EMGMKTS FCTTILT ETF Flexshares Trust Diversified Emerging Mkts
2002    TMF 9/28/2009 109 DIREXION DAILY 20+ YR TRSY BULL 3X ETF Direxion Funds Trading--Leveraged Debt
2003    TMFC 1/30/2018 2.87 MOTLEY FOOL 100 INDEX ETF Exchange Traded Fund Financial
2004    TMV 9/28/2009 287 DIREXION DAILY 20+ YR TRSY BEAR 3X ETF Direxion Funds Trading--Inverse Debt
2005    TNA 9/28/2009 3279 DIREXION DAILY SMALL CAP BULL 3X ETF Direxion Funds Trading--Leveraged Equity
2006    TOK 9/28/2009 4.14 ISHARES MSCI KOKUSAI iShares World Stock
2007    TOKE 7/25/2019 0.18 CAMBRIA ETF TRUST Exchange Traded Fund Financial
2008    TOLZ 3/27/2014 1.49 PROSHARES DJ BROOKFIELD GLOBAL INFRAS ProShares Infrastructure
2009    TOTL 2/24/2015 36 SPDR DOUBLELINE TOTAL RETURN TACT ETF SPDR State Street Global Advisors Intermediate-Term Bond
2010    TPAY 2/1/2019 0.05 MANAGED PORTFOLIO SERIES Exchange Traded Fund Financial
2011    TPHD 5/1/2019 0.31 TIMOTHY PLAN HIGH DIVIDEND STOCK ETF Exchange Traded Fund Financial
2012    TPLC 5/1/2019 0.21 TIMOTHY PLAN US LARGE CAP CORE ETF Exchange Traded Fund Financial
2013    TPOR 5/3/2017 1.25 DIREXION DAILY TRANSPORTATION BULL 3X SHARES Exchange Traded Fund Financial
2014    TPYP 6/30/2015 2.93 TORTOISE NORTH AMERICAN PIPELINE FUND Tortoise Capital Energy Limited Partnership
2015    TQQQ 2/11/2010 1683 PROSHARES ULTRAPRO QQQ ProShares Trading--Leveraged Equity
2016    TRND 12/8/2010 4.13 RBS US LARGE CAP TRENDPILOT ETN Royal Bank of Scotland NV Large Blend
2017    TRTY 9/12/2018 0.32 CAMBRIA ETF TRUST Exchange Traded Fund Financial
2018    TTAC 9/28/2016 1.1 TRIMTABS FLOAT SHRINK ETF TrimTabs Large Blend
2019    TTAI 6/28/2017 0.11 TRIMTABS ETF TRUST Exchange Traded Fund Financial
2020    TTT 4/9/2010 28 PROSHARES ULTRAPRO SHORT 20+ YEAR TRS ProShares Trading--Inverse Debt
2021    TTTN 11/7/2018 0.13 UP FINTECH CHINA-U.S. INTERNET TITANS ETF
2022    TUR 9/28/2009 175 ISHARES MSCI TURKEY ETF
2023    TUSA 9/16/2014 0.45 FIRST TRUST TOTAL US MARKET ALPHADEX ETF
2024    TUZ 9/28/2009 3.57 PIMCO 1-3 YEAR US TREASURY ETF Pimco Short Government
2025    TVIX 11/30/2010 3176 VELOCITYSHARES DAILY 2X VIX ST ETN Credit Suisse AG Volatility
2026    TWAR 6/5/2019 0.02 INNOVATION TRADE WAR ETF Exchange Traded Fund Financial
2027    TWM 9/28/2009 898 PROSHARES ULTRASHORT RUSSELL2000 ProShares Trading--Inverse Equity
2028    TYBS 3/23/2011 0.69 DIREXION DAILY 20+ YEAR TRS BEAR 1X ETF Direxion Funds Trading--Inverse Debt
2029    TYD 9/28/2009 2.88 DIREXION DAILY 10-YR TREASURY B Direxion Funds Trading-Leveraged Debt
2030    TYO 9/28/2009 5.32 DIREXION DAILY 7-10 YR TRS BEAR 3X ETF Direxion Funds Trading--Inverse Debt
2031    TZA 9/28/2009 3333 DIREXION DAILY SMALL CAP BEAR 3X ETF Direxion Funds Trading--Inverse Equity
2032    UAE 5/1/2014 2.6 ISHARES MSCI UAE CAPPED iShares Miscellaneous Region
2033    UAG 9/28/2009 1.18 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Agriculture
2034    UAUD 12/12/2017 0.07 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
2035    UAUG 8/1/2019 0.08 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
2036    UBG 9/28/2009 0.86 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Precious Metals
2037    UBIO 6/23/2015 20 PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ProShares Trading--Leveraged Equity
2038    UBOT 4/19/2018 2.8 DIREXION DAILY ROBOTICS Exchange Traded Fund Financial
2039    UBR 7/12/2010 3.85 PROSHARES ULTRA MSCI BRAZIL CAPPED ProShares Trading--Leveraged Equity
2040    UBT 1/21/2010 12 PROSHARES ULTRA 20+ YEAR TREASURY ProShares Trading--Leveraged Debt
2041    UCC 9/28/2009 1.55 PROSHARES ULTRA CONSUMER SERVICES ProShares Trading--Leveraged Equity
2042    UCHF 12/12/2017 0.05 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
2043    UCI 9/29/2009 5.13 UBS ETRACS CMCI TOTAL RETURN ETN UBS Group AG Commodities Broad Basket
2044    UCIB 10/9/2015 0.1 UBS AG Major Banks Finance
2045    UCO 9/28/2009 1215 PROSHARES ULTRA DJ-AIG CRUDE OI ProShares Trading-Leveraged Commodities
2046    UCOM 1/16/2019 0.04 PROSHARES ULTRAPRO COMMUNICATION SERVICES SELECT SECTOR Exchange Traded Fund Financial
2047    UCON 6/5/2018 1.05 FIRST TRUST TCW UNCONSTRAINED PLUS BOND ETF Exchange Traded Fund Financial
2048    UDN 9/28/2009 20 POWERSHARES DB US DOLLAR BEARISH ETF PowerShares DB Multicurrency
2049    UDOW 2/11/2010 181 PROSHARES ULTRAPRO DOW30 ProShares Trading--Leveraged Equity
2050    UEUR 12/12/2017 0.23 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
2051    UEVM 10/26/2017 0.38 VICTORYSHARES USAA MSCI EMERGING MARKETS VALUE MOMENTUM ETF Exchange Traded Fund Financial
2052    UFO 4/11/2019 0.22 PROCURE SPACE ETF ETF Exchange Traded Fund Financial
2053    UGA 9/28/2009 17 UNITED STATES GASOLINE United States Commodity Funds LLC Commodities Energy
2054    UGAZ 2/8/2012 899 VELOCITYSHARES 3X LONG NATURAL GAS ETN Credit Suisse AG Trading--Leveraged Commodities
2055    UGBP 12/12/2017 0.2 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
2056    UGE 9/28/2009 1.26 PROSHARES ULTRA CONSUMER GOODS ProShares Trading--Leveraged Equity
2057    UGL 9/28/2009 53 PROSHARES ULTRA GOLD ProShares Trading--Leveraged Commodities
2058    UGLD 10/17/2011 50 VELOCITYSHARES 3X LONG GOLD ETN Credit Suisse AG Trading--Leveraged Commodities
2059    UITB 10/26/2017 0.4 VICTORYSHARES USAA CORE INTERMEDIATE-TERM BOND ETF Exchange Traded Fund Financial
2060    UIVM 10/26/2017 0.35 VICTORYSHARES USAA MSCI INTERNATIONAL VALUE MOMENTUM ETF Exchange Traded Fund Financial
2061    UJAN 1/2/2019 0.1 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
2062    UJB 4/14/2011 0.55 PROSHARES ULTRA HIGH YIELD ProShares Trading--Leveraged Debt
2063    UJPY 12/12/2017 0.07 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
2064    UJUL 8/8/2018 0.31 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
2065    UJUN 6/3/2019 0.03 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
2066    ULBR 8/29/2017 0.11 CITIGROUP GLOBAL MARKETS HOLDINGS INC VELOCITYSHARES LONG LIBO Exchange Traded Fund Financial
2067    ULE 9/28/2009 4.4 PROSHARES ULTRA EURO ProShares Trading--Miscellaneous
2068    ULST 10/10/2013 2.15 SPDR SSGA ULTRA SHORT TERM BOND ETF SPDR State Street Global Advisors Ultrashort Bond
2069    ULTR 9/28/2009 21 IQ ULTRA SHORT DURATION ETF Exchange Traded Fund Financial
2070    ULVM 10/26/2017 0.48 VICTORYSHARES USAA MSCI USA VALUE MOMENTUM ETF Exchange Traded Fund Financial
2071    UMDD 2/11/2010 11 PROSHARES ULTRAPRO MIDCAP400 ProShares Trading--Leveraged Equity
2072    UNG 9/28/2009 1642 UNITED STATES NATURAL GAS United States Commodity Funds LLC Commodities Energy
2073    UNL 11/18/2009 5.94 UNITED STATES 12 MONTH NATURAL GAS United States Commodity Funds LLC Commodities Energy
2074    UNOV 11/1/2019 0.03 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
2075    UOCT 10/1/2018 0.8 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
2076    UPRO 9/28/2009 1082 PROSHARES ULTRAPRO S&P500 ProShares Trading--Leveraged Equity
2077    UPV 7/12/2010 2.03 PROSHARES ULTRA FTSE EUROPE ProShares Trading--Leveraged Equity
2078    UPW 9/28/2009 2.64 PROSHARES ULTRA UTILITIES ProShares Trading--Leveraged Equity
2079    URA 11/5/2010 66 GLOBAL X URANIUM ETF Global X Funds Natural Resources
2080    URE 9/28/2009 228 PROSHARES ULTRA REAL ESTATE ProShares Trading-Leveraged Equity
2081    URR 9/28/2009 0.67 MARKET VECTORS DOUBLE LONG EURO ETN Market Vectors Trading--Miscellaneous
2082    URTH 1/12/2012 8.57 ISHARES MSCI WORLD iShares World Stock
2083    URTY 2/11/2010 119 PROSHARES ULTRAPRO RUSSELL2000 ProShares Trading--Leveraged Equity
2084    USAI 12/13/2017 0.18 AMERICAN ENERGY INDEPENDENCE ETF Exchange Traded Fund Financial
2085    USCI 8/10/2010 16 UNITED STATES COMMODITY INDEX United States Commodity Funds LLC Commodities Broad Basket
2086    USD 9/28/2009 24 PROSHARES ULTRA SEMICONDUCTORS ProShares Trading--Leveraged Equity
2087    USDU 12/18/2013 5.79 WISDOMTREE BLOOMBERG US DLLR BULLISH ETF WisdomTree Multicurrency
2088    USDY 2/14/2018 0.08 PACIFIC GLOBAL US EQUITY INCOME ETF Exchange Traded Fund Financial
2089    USEP 9/3/2019 0.03 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
2090    USEQ 7/13/2017 0.38 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
2091    USFR 2/4/2014 9.13 WISDOMTREE BLOOMBERG FLOATING RT TRS ETF WisdomTree Short Government
2092    USHY 10/26/2017 4.3 ISHARES TRUST Exchange Traded Fund Financial
2093    USI 4/25/2019 0.03 PRINCIPAL ULTRA-SHORT ACTIVE INCOME ETF Exchange Traded Fund Financial
2094    USIG 2/5/2018 11 ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF
2095    USL 9/28/2009 14 UNITED STATES 12 MONTH OIL United States Commodity Funds LLC Commodities Energy
2096    USLB 11/5/2015 0.82 POWERSHARES RUSSELL 1000 LOW BETA EQ WGT PowerShares Mid-Cap Blend
2097    USLV 10/17/2011 178 VELOCITYSHARES 3X LONG SILVER ETN Credit Suisse AG Trading--Leveraged Commodities
2098    USMC 10/12/2017 0.61 PRINCIPAL U.S. MEGA-CAP MULTI-FACTOR INDEX ETF
2099    USMF 6/29/2017 0.93 WISDOMTREE TRUST Exchange Traded Fund Financial
2100    USMV 10/20/2011 288 ISHARES EDGE MSCI MIN VOL USA iShares Large Blend
2101    USO 9/28/2009 2845 UNITED STATES OIL FUND United States Commodity Funds LLC Commodities Energy
2102    USOD 7/20/2017 1.62 UNITED STATES 3X SHORT OIL FUND Exchange Traded Fund Financial
2103    USOI 4/26/2017 0.26 CREDIT SUISSE AG Investment Bankers/Brokers/Service Finance
2104    USOU 7/20/2017 3.33 UNITED STATES 3X OIL FUND Exchange Traded Fund Financial
2105    USRT 11/3/2016 7.45 ISHARES CORE US REIT iShares Real Estate
2106    UST 1/22/2010 20 PROSHARES ULTRA 7-10 YEAR TREASURY ProShares Trading--Leveraged Debt
2107    USTB 10/26/2017 0.28 VICTORYSHARES USAA CORE SHORT-TERM BOND ETF Exchange Traded Fund Financial
2108    USV 9/29/2009 1.3 UBS ETRACS CMCI SILVER TOTAL RETURN ETN UBS Group AG Commodities Precious Metals
2109    USVM 10/26/2017 0.45 VICTORYSHARES USAA MSCI USA SMALL CAP VALUE MOMENTUM ETF Exchange Traded Fund Financial
2110    UTES 9/24/2015 0.3 VIRTUS REAVES UTILITIES ETF Exchange Traded Fund Financial
2111    UTRN 9/21/2018 0.2 VESPER US LARGE CAP SHORT-TERM REVERSAL STRATEGY ETF Exchange Traded Fund Financial
2112    UTSL 5/3/2017 1.24 DIREXION DAILY UTILITIES BULL 3X SHARES Exchange Traded Fund Financial
2113    UUP 9/28/2009 288 POWERSHARES DB US DOLLAR BULLISH ETF PowerShares DB Multicurrency
2114    UVXY 10/4/2011 5516 PROSHARES ULTRA VIX SHORT-TERM FUTURES ProShares Volatility
2115    UWM 9/28/2009 416 PROSHARES ULTRA RUSSELL2000 ProShares Trading--Leveraged Equity
2116    UWT 12/9/2016 382 VELOCITYSHARES 3X LNG CRUDE OIL ETN NEW Credit Suisse AG Trading--Leveraged Commodities
2117    UXI 9/28/2009 5.31 PROSHARES ULTRA INDUSTRIALS ProShares Trading--Leveraged Equity
2118    UYG 9/28/2009 556 PROSHARES ULTRA FINANCIALS ProShares Trading--Leveraged Equity
2119    UYM 9/28/2009 281 PROSHARES ULTRA BASIC MATERIALS ProShares Trading--Leveraged Equity
2120    VALQ 1/16/2018 0.19 AMERICAN CENTURY STOXX U.S. QUALITY VALUE ETF Exchange Traded Fund Financial
2121    VALX 12/10/2014 0.4 VALIDEA MARKET LEGENDS ETF
2122    VAMO 9/9/2015 0.89 CAMBRIA VALUE AND MOMENTUM ETF CAMBRIA ETF TRUST Large Value
2123    VAW 9/28/2009 38 VANGUARD MATERIALS ETF Vanguard Natural Resources
2124    VB 9/28/2009 191 VANGUARD SMALL-CAP ETF Vanguard Small Blend
2125    VBK 9/28/2009 63 VANGUARD SMALL-CAP GROWTH ETF Vanguard Small Growth
2126    VBND 10/16/2014 2.58 VIDENT CORE US BOND STRATEGY ETF Vident Financial Intermediate-Term Bond
2127    VBR 9/28/2009 79 VANGUARD SMALL-CAP VALUE ETF Vanguard Small Value
2128    VCIT 11/23/2009 176 VANGUARD INTERM-TERM CORP BD ETF Vanguard Corporate Bond
2129    VCLT 11/23/2009 52 VANGUARD LONG-TERM CORPORATE BD ETF Vanguard Corporate Bond
2130    VCR 9/28/2009 36 VANGUARD CONSUMER DISCRETIONARY ETF Vanguard Consumer Cyclical
2131    VCSH 11/23/2009 202 VANGUARD SHORT-TERM CORPORATE BOND ETF Vanguard Short-Term Bond
2132    VDC 9/28/2009 37 VANGUARD CONSUMER STAPLES ETF Vanguard Consumer Defensive
2133    VDE 9/28/2009 111 VANGUARD ENERGY ETF Vanguard Equity Energy
2134    VEA 9/28/2009 1127 VANGUARD FTSE DEVELOPED MARKETS ETF Vanguard Foreign Large Blend
2135    VEGA 9/18/2012 1.25 ADVISORSHARES STAR GLOBAL BUY-WRITE ETF Exchange Traded Fund Financial
2136    VEGI 2/2/2012 1.97 ISHARES MSCI GLBL AGRICULTURE PRODUCERS iShares Natural Resources
2137    VEGN 9/10/2019 0.08 US VEGAN CLIMATE INDEX Exchange Traded Fund Financial
2138    VETS 9/28/2009 0.21 PACER MILITARY TIMES BEST EMPLOYERS ETF
2139    VEU 9/28/2009 450 VANGUARD FTSE ALL-WLD EX-US ETF Vanguard Foreign Large Blend
2140    VFH 9/28/2009 132 VANGUARD FINANCIALS ETF Vanguard Financial
2141    VFLQ 2/15/2018 0.11 VANGUARD WELLINGTON FUND Exchange Traded Fund Financial
2142    VFMF 2/15/2018 0.54 VANGUARD WELLINGTON FUND Exchange Traded Fund Financial
2143    VFMO 2/15/2018 0.25 VANGUARD WELLINGTON FUND Exchange Traded Fund Financial
2144    VFMV 2/15/2018 0.34 VANGUARD WELLINGTON FUND Exchange Traded Fund Financial
2145    VFQY 2/15/2018 0.19 VANGUARD WELLINGTON FUND Exchange Traded Fund Financial
2146    VFVA 2/15/2018 0.32 VANGUARD WELLINGTON FUND Exchange Traded Fund Financial
2147    VGFO 10/12/2017 0.03 VIRTUS WMC GLOBAL FACTOR OPPORTUNITIES ETF Exchange Traded Fund Financial
2148    VGIT 11/23/2009 19 VANGUARD INTERM-TERM GOVT BD ETF Vanguard Intermediate Government
2149    VGK 9/28/2009 1000 VANGUARD FTSE EUROPE ETF Vanguard Europe Stock
2150    VGLT 11/24/2009 20 VANGUARD LONG-TERM GOVERNMENT BD ETF Vanguard Long Government
2151    VGSH 11/23/2009 26 VANGUARD SHORT-TERM GOVERNMENT BOND ETF Vanguard Short Government
2152    VGT 9/28/2009 128 VANGUARD INFORMATION TECHNOLOGY ETF Vanguard Technology
2153    VHT 9/28/2009 74 VANGUARD HEALTH CARE ETF Vanguard Health
2154    VIDG 12/31/2018 0.08 DEFIANCE NEXT GEN VIDEO GAMING ETF Exchange Traded Fund Financial
2155    VIDI 10/30/2013 5.17 VIDENT INTERNATIONAL EQUITY FUND
2156    VIG 9/28/2009 284 VANGUARD DIVIDEND APPRECIATION ETF Vanguard Large Blend
2157    VIGI 3/2/2016 8.68 VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF
2158    VIIX 11/30/2010 76 VELOCITYSHARES VIX ST ETN Credit Suisse AG Volatility
2159    VIOG 9/24/2010 3.11 VANGUARD S&P SMALL-CAP 600 GROW Vanguard Small Growth
2160    VIOO 9/24/2010 8.86 VANGUARD S&P SMALL-CAP 600 ETF Vanguard Small Blend
2161    VIOV 9/24/2010 2.94 VANGUARD S&P SMALL-CAP 600 VALUE ETF Vanguard Small Value
2162    VIS 9/28/2009 39 VANGUARD INDUSTRIALS ETF Vanguard Industrials
2163    VIXM 1/4/2011 15 PROSHARES VIX MID-TERM FUTURES ProShares Volatility
2164    VIXY 1/4/2011 734 PROSHARES VIX SHORT-TERM FUTURES ProShares Volatility
2165    VLU 10/25/2012 0.24 SPDR S&P 1500 VALUE TILT ETF SPDR State Street Global Advisors Large Value
2166    VLUE 4/18/2013 38 ISHARES EDGE MSCI USA VALUE FACTOR iShares Large Value
2167    VMBS 11/23/2009 45 VANGUARD MORTGAGE-BACKED SECS ETF Vanguard Intermediate-Term Bond
2168    VMOT 5/3/2017 0.86 VALUESHARES U.S. QUANTITATIVE VALUE ETF Exchange Traded Fund Financial
2169    VNLA 11/17/2016 5.53 JANUS SHORT DURATION INCOME ETF Janus World Bond
2170    VNM 9/28/2009 100 VANECK VECTORS VIETNAM ETF Van Eck Miscellaneous Region
2171    VNQ 9/28/2009 1869 VANGUARD REIT ETF Vanguard Real Estate
2172    VNQI 11/1/2010 68 VANGUARD GLOBAL EX-US REAL EST ETF Vanguard Global Real Estate
2173    VO 9/28/2009 126 VANGUARD MID-CAP ETF Vanguard Mid-Cap Blend
2174    VOE 9/28/2009 69 VANGUARD MID-CAP VALUE ETF Vanguard Mid-Cap Value
2175    VONE 9/24/2010 7.4 VANGUARD RUSSELL 1000 ETF Vanguard Large Blend
2176    VONG 9/24/2010 12 VANGUARD RUSSELL 1000 GROWTH ETF Vanguard Large Growth
2177    VONV 9/24/2010 9.45 VANGUARD RUSSELL 1000 VALUE ETF Vanguard Large Value
2178    VOO 9/24/2010 650 VANGUARD 500 ETF Vanguard Large Blend
2179    VOOG 9/24/2010 14 VANGUARD S&P 500 GROWTH ETF Vanguard Large Growth
2180    VOOV 9/24/2010 5.98 VANGUARD S&P 500 VALUE ETF Vanguard Large Value
2181    VOT 9/28/2009 44 VANGUARD MID-CAP GROWTH ETF Vanguard Mid-Cap Growth
2182    VOX 9/28/2009 30 VANGUARD TELECOMMUNICATION SERVICES ETF Vanguard Communications
2183    VPC 2/8/2019 0.65 VIRTUS PRIVATE CREDIT STRATEGY ETF Exchange Traded Fund Financial
2184    VPL 9/28/2009 123 VANGUARD FTSE PACIFIC ETF Vanguard Diversified Pacific/Asia
2185    VPU 9/28/2009 55 VANGUARD UTILITIES ETF Vanguard Utilities
2186    VQT 9/24/2010 3.1 BARCLAYS ETN+ S&P VEQTOR Barclays Funds Long-Short Equity
2187    VRAI 2/8/2019 0.61 VIRTUS REAL ASSET INCOME ETF Exchange Traded Fund Financial
2188    VRIG 9/22/2016 4.78 INVESCO VARIABLE RATE INVESTMENT GRADE ETF
2189    VRP 5/1/2014 35 POWERSHARES VARIABLE RATE PREFERRED ETF PowerShares Preferred Stock
2190    VSDA 4/18/2017 0.29 VICTORYSHARES DIVIDEND ACCELERATOR ETF
2191    VSGX 9/20/2018 1.12 VANGUARD WORLD FUNDS Exchange Traded Fund Financial
2192    VSL 2/23/2018 0.07 VOLSHARES LARGE CAP ETF Exchange Traded Fund Financial
2193    VSMV 6/22/2017 0.41 VICTORYSHARES US MULTI-FACTOR MINIMUM VOLATILITY ETF
2194    VSS 9/28/2009 42 VANGUARD FTSE ALL-WLD EX-US SMCP ETF Vanguard Foreign Small/Mid Blend
2195    VT 9/28/2009 202 VANGUARD TOTAL WORLD STOCK ETF Vanguard World Stock
2196    VTC 11/9/2017 1.05 VANGUARD TOTAL CORPORATE BOND ETF
2197    VTEB 8/25/2015 33 VANGUARD TAX-EXEMPT BOND ETF Exchange Traded Fund Financial
2198    VTHR 9/24/2010 2.55 VANGUARD RUSSELL 3000 ETF Vanguard Large Blend
2199    VTI 9/28/2009 950 VANGUARD TOTAL STOCK MARKET ETF Vanguard Large Blend
2200    VTIP 10/16/2012 49 VANGUARD SHORT-TERM INFL-PROT SECS ETF Vanguard Inflation-Protected Bond
2201    VTV 9/28/2009 301 VANGUARD VALUE ETF Vanguard Large Value
2202    VTWG 9/24/2010 4.66 VANGUARD RUSSELL 2000 GROWTH ETF Vanguard Small Growth
2203    VTWO 9/24/2010 19 VANGUARD RUSSELL 2000 ETF
2204    VTWV 9/24/2010 2.68 VANGUARD RUSSELL 2000 VALUE ETF Vanguard Small Value
2205    VUG 9/28/2009 234 VANGUARD GROWTH ETF Vanguard Large Growth
2206    VUSE 1/22/2014 3.08 VIDENT CORE US EQUITY Vident Financial Mid-Cap Value
2207    VV 9/28/2009 86 VANGUARD LARGE-CAP ETF Vanguard Large Blend
2208    VWO 9/28/2009 4017 VANGUARD FTSE EMERGING MARKETS ETF Vanguard Diversified Emerging Mkts
2209    VWOB 6/4/2013 18 VANGUARD EMERGING MKTS GOVT BD ETF Vanguard Emerging Markets Bond
2210    VXF 9/28/2009 86 VANGUARD EXTENDED MARKET ETF Vanguard Mid-Cap Blend
2211    VXUS 1/28/2011 115 VANGUARD TOTAL INTERNATIONAL STOCK ETF Vanguard Foreign Large Blend
2212    VXX 9/28/2009 14026 IPATH S&P 500 VIX ST FUTURES ETN Barclays Funds Volatility
2213    VXZ 9/28/2009 164 IPATH S&P 500 VIX MT FUTURES ETN Barclays Funds Volatility
2214    VYM 9/28/2009 193 VANGUARD HIGH DIVIDEND YIELD ETF Vanguard Large Value
2215    VYMI 3/2/2016 8.15 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF
2216    WANT 11/29/2018 0.36 DIREXION DAILY CONSUMER DISCRETIONARY BULL 3X SHARES Exchange Traded Fund Financial
2217    WBAL 12/21/2017 0.09 WISDOMTREE BALANCED INCOME FUND Exchange Traded Fund Financial
2218    WBIA 8/27/2014 1.15 WBI TACTICAL SMG SHARES ETF WBI Investments Mid-Cap Blend
2219    WBIB 8/27/2014 1.19 WBI TACTICAL SMV SHARES ETF WBI Investments Mid-Cap Blend
2220    WBIC 8/27/2014 1.49 WBI TACTICAL SMY SHARES ETF WBI Investments Mid-Cap Value
2221    WBID 8/27/2014 1.17 WBI TACTICAL SMS SHARES ETF WBI Investments Mid-Cap Blend
2222    WBIE 8/27/2014 1.36 WBI TACTICAL LCG SHARES ETF WBI Investments Large Growth
2223    WBIF 8/27/2014 1.29 WBI TACTICAL LCV SHARES ETF WBI Investments Large Blend
2224    WBIG 8/27/2014 1.58 WBI TACTICAL LCY SHARES ETF WBI Investments Large Blend
2225    WBII 8/27/2014 2.14 WBI TACTICAL INCOME SHARES ETF WBI Investments Allocation--15% to 30% Equity
2226    WBIL 8/27/2014 1.19 WBI TACTICAL LCS SHARES ETF WBI Investments Large Blend
2227    WBIN 7/19/2019 0.09 WBI BULLBEAR TREND SWITCH US TOTAL RETURN ETF Exchange Traded Fund Financial
2228    WBIT 5/29/2019 0.16 ABSOLUTE SHARES TRUST WBI BULLBEAR TREND SWITCH US 3000 TOTAL Exchange Traded Fund Financial
2229    WBIY 12/22/2016 0.95 WBI POWER FACTOR HIGH DIVIDEND ETF WBI Investments Large Value
2230    WBND 10/4/2018 0.22 WESTERN ASSET TOTAL RETURN ETF
2231    WCHN 12/21/2017 0.63 WISDOMTREE ICBCCS S&P CHINA 500 FUND Exchange Traded Fund Financial
2232    WCLD 9/6/2019 0.05 WISDOMTREE CLOUD COMPUTING FUND
2233    WDIV 5/30/2013 2.68 SPDR S&P GLOBAL DIVIDEND ETF SPDR State Street Global Advisors World Stock
2234    WDRW 8/19/2015 0.52 DIREXION DAILY REGIONAL BNKS BEAR 3X ETF Direxion Funds Trading--Inverse Equity
2235    WEAT 9/19/2011 12 TEUCRIUM WHEAT ETF Teucrium Commodities Agriculture
2236    WEBL 11/7/2019 0.01 DIREXION DAILY DOW JONES INTERNET BULL 3X SHARES Exchange Traded Fund Financial
2237    WEBS 11/7/2019 0.02 DIREXION DAILY DOW JONES INTERNET BEAR 3X SHARES Exchange Traded Fund Financial
2238    WFHY 4/27/2016 0.26 WISDOMTREE TRUST Exchange Traded Fund Financial
2239    WFIG 4/27/2016 0.09 WISDOMTREE TRUST Exchange Traded Fund Financial
2240    WIL 7/10/2014 0.08 BARCLAYS WOMEN IN LEADERSHIP ETN Barclays Funds Large Blend
2241    WINC 2/8/2019 0.05 WESTERN ASSET SHORT DURATION INCOME ETF
2242    WIP 9/28/2009 33 SPDR CITI INTL GOVT INFL-PROT BD ETF SPDR State Street Global Advisors World Bond
2243    WLDR 1/17/2018 0.1 AFFINITY WORLD LEADERS EQUITY ETF Exchange Traded Fund Financial
2244    WOMN 8/28/2018 0.05 IMPACT SHARES TRUST I ETF IMPACT SHARES YWCA WOMENAS EMPOWERME Exchange Traded Fund Financial
2245    WOOD 9/28/2009 8.82 ISHARES GLOBAL TIMBER & FORESTRY iShares Natural Resources
2246    WPS 9/28/2009 8.39 ISHARES TRUST ISHARES S&P DEVEL iShares Global Real Estate
2247    WTID 1/5/2017 1.59 UBS ETRACS PROSHARES DLY 3X INVRS CRDETN UBS Trading--Inverse Commodities
2248    WTIU 1/5/2017 2.93 UBS ETRACS PROSHARES DLY 3X LNG CRUD ETN UBS Trading--Leveraged Commodities
2249    WTMF 6/26/2017 2 WISDOMTREE MANAGED FUTURES STRATEGY FUND Exchange Traded Fund Financial
2250    WWJD 10/1/2019 0.02 INSPIRE INTERNATIONAL ESG ETF Exchange Traded Fund Financial
2251    XAR 9/29/2011 17 SPDR S&P AEROSPACE & DEFENSE ETF SPDR State Street Global Advisors Industrials
2252    XBI 9/28/2009 1166 SPDR S&P BIOTECH ETF SPDR State Street Global Advisors Health
2253    XBUY 1/30/2019 0.06 AMPLIFY INTERNATIONAL ONLINE RETAIL ETF Exchange Traded Fund Financial
2254    XCEM 9/2/2015 0.37 COLUMBIA EM CORE EX-CHINA ETF Columbia Diversified Emerging Mkts
2255    XDIV 2/6/2018 0.05 U.S. EQUITY EX-DIVIDEND FUND SERIES 2027 SHARES Exchange Traded Fund Financial
2256    XES 9/28/2009 141 SPDR S&P OIL & GAS EQUIPMENT&SVCS ETF SPDR State Street Global Advisors Equity Energy
2257    XHB 9/28/2009 1483 SPDR S&P HOMEBUILDERS ETF SPDR State Street Global Advisors Consumer Cyclical
2258    XHE 1/27/2011 6.13 SPDR S&P HEALTH CARE EQUIPMENT ETF SPDR State Street Global Advisors Health
2259    XHS 9/29/2011 4.38 SPDR S&P HEALTH CARE SERVICES ETF SPDR State Street Global Advisors Health
2260    XITK 1/14/2016 1.06 SPDR FACTSET INNOVATIVE TECHNOLOGY ETF Exchange Traded Fund Financial
2261    XLB 9/28/2009 2530 MATERIALS SELECT SECTOR SPDR State Street Global Advisors Natural Resources
2262    XLC 6/19/2018 121 THE COMMUNICATION SERVICES SELECT SECTOR SPDR FUND Exchange Traded Fund Financial
2263    XLE 9/28/2009 7044 ENERGY SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Equity Energy
2264    XLEY 12/6/2018 0.03 CUSHING ENERGY & MLP ETF Exchange Traded Fund Financial
2265    XLF 9/28/2009 5429 FINANCIAL SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Financial
2266    XLG 9/28/2009 11 GUGGENHEIM S&P 500 TOP 50 ETF Guggenheim Investments Large Blend
2267    XLI 9/28/2009 3753 INDUSTRIAL SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Industrials
2268    XLK 9/28/2009 2661 TECHNOLOGY SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Technology
2269    XLP 9/28/2009 2402 CONSUMER STAPLES SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Consumer Defensive
2270    XLRE 10/8/2015 226 REAL ESTATE SELECT SECTOR SPDR SPDR State Street Global Advisors Real Estate
2271    XLSY 12/6/2018 0.03 CUSHING ENERGY SUPPLY CHAIN & MLP ETF Exchange Traded Fund Financial
2272    XLTY 12/6/2018 0.04 CUSHING TRANSPORTATION & MLP ETF Exchange Traded Fund Financial
2273    XLU 9/28/2009 3648 UTILITIES SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Utilities
2274    XLUY 12/6/2018 0.05 CUSHING UTILITY & MLP ETF Exchange Traded Fund Financial
2275    XLV 9/28/2009 3213 HEALTH CARE SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Health
2276    XLY 9/28/2009 2557 CONSUMER DISCRET SEL SECT SPDR ETF SPDR State Street Global Advisors Consumer Cyclical
2277    XME 9/28/2009 1569 SPDR S&P METALS AND MINING ETF SPDR State Street Global Advisors Natural Resources
2278    XMHQ 12/31/2018 0.06 INVESCO S&P MIDCAP QUALITY ETF Exchange Traded Fund Financial
2279    XMLV 2/15/2013 18 POWERSHARES S&P MIDCAP LOW VOLATIL ETF PowerShares Mid-Cap Value
2280    XMMO 12/31/2018 2.61 INVESCO S&P MIDCAP MOMENTUM ETF Exchange Traded Fund Financial
2281    XMPT 7/13/2011 4.27 VANECK VECTORS CEF MUNICIPAL INCOME ETF Van Eck Muni National Long
2282    XMVM 12/31/2018 0.14 INVESCO S&P MIDCAP VALUE WITH MOMENTUM ETF Exchange Traded Fund Financial
2283    XMX 2/10/2017 0.25 WISDOMTREE GLOBAL EX-MEXICO EQUITY ETF WisdomTree World Stock
2284    XNTK 3/21/2017 2.51 SPDR NYSE TECHNOLOGY ETF Exchange Traded Fund Financial
2285    XOP 9/28/2009 4463 SPDR S&P OIL & GAS EXPLOR & PRODTN ETF SPDR State Street Global Advisors Equity Energy
2286    XOUT 10/7/2019 0.07 GRANITESHARES XOUT U.S. LARGE CAP ETF Exchange Traded Fund Financial
2287    XPH 9/28/2009 32 SPDR S&P PHARMACEUTICALS ETF SPDR State Street Global Advisors Health
2288    XPP 9/28/2009 15 PROSHARES ULTRA FTSE CHINA 50 ProShares Trading--Leveraged Equity
2289    XRLV 4/9/2015 2.9 POWERSHARES S&P 500EX-RATE SNSVLWVTL ETF PowerShares Large Blend
2290    XRT 9/28/2009 2550 SPDR S&P RETAIL ETF SPDR State Street Global Advisors Consumer Cyclical
2291    XSD 9/28/2009 36 SPDR S&P SEMICONDUCTOR ETF State Street Global Advisors Technology
2292    XSHD 12/1/2016 0.44 POWERSHARES S&P SMCP HI DIV LOW VOLATIL PowerShares Small Value
2293    XSHQ 4/6/2017 0.21 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
2294    XSLV 2/15/2013 17 POWERSHARES S&P SMALLCAP LOW VOLATIL ETF PowerShares Small Value
2295    XSMO 12/31/2018 0.26 INVESCO S&P SMALLCAP MOMENTUM ETF Exchange Traded Fund Financial
2296    XSOE 12/10/2014 3.24 WISDOMTREE EMERGING MARKETS EX-STATE OWNED ENTERPRISES FUND Exchange Traded Fund Financial
2297    XSVM 12/31/2018 0.2 INVESCO S&P SMALLCAP VALUE WITH MOMENTUM ETF Exchange Traded Fund Financial
2298    XSW 9/29/2011 2.02 SPDR S&P SOFTWARE & SERVICES ETF SPDR State Street Global Advisors Technology
2299    XT 3/23/2015 10 ISHARES EXPONENTIAL TECHNOLOGIES iShares Miscellaneous Sector
2300    XTH 6/28/2016 0.09 SPDR S&P TECHNOLOGY HARDWARE ETF Exchange Traded Fund Financial
2301    XTL 1/27/2011 2.49 SPDR S&P TELECOM ETF SPDR State Street Global Advisors Communications
2302    XTN 1/27/2011 8.56 SPDR S&P TRANSPORTATION ETF SPDR State Street Global Advisors Industrials
2303    XVZ 8/18/2011 3.66 IPATH S&P 500 DYNAMIC VIX ETN Barclays Funds Volatility
2304    XWEB 6/28/2016 0.66 SPDR S&P INTERNET ETF SPDR State Street Global Advisors Technology
2305    YANG 2/22/2011 81 DIREXION DAILY FTSE CHINA BEAR 3X ETF Direxion Funds Trading--Inverse Equity
2306    YCL 9/28/2009 1.5 PROSHARES ULTRA YEN ProShares Trading--Miscellaneous
2307    YCOM 1/16/2019 0.03 PROSHARES ULTRASHORT COMMUNICATION SERVICES SELECT SECTOR Exchange Traded Fund Financial
2308    YCS 9/28/2009 48 PROSHARES ULTRASHORT YEN ProShares Trading--Miscellaneous
2309    YGRN 4/10/2019 0.02 BANK OF MONTREAL Commercial Banks Finance
2310    YINN 2/22/2011 309 DIREXION DAILY FTSE CHINA BULL 3X ETF Direxion Funds Trading--Leveraged Equity
2311    YLCO 5/28/2015 0.99 GLOBAL X YIELDCO ETF Global X Funds World Stock
2312    YLD 7/9/2015 0.52 PRINCIPAL EDGE ACTIVE INCOME ETF Principal Funds Allocation--30% to 50% Equity
2313    YLDE 5/23/2017 0.04 CLEARBRIDGE DIVIDEND STRATEGY ESG ETF
2314    YMLI 2/12/2013 2.07 VANECK VECTORS HIGH INC INFRAS MLP ETF Van Eck Energy Limited Partnership
2315    YMLP 3/13/2012 12 VANECK VECTORS HIGH INCOME MLP ETF Van Eck Energy Limited Partnership
2316    YOLO 4/18/2019 1.5 ADVISORSHARES PURE CANNABIS ETF Exchange Traded Fund Financial
2317    YXI 4/9/2010 2.62 PROSHARES SHORT FTSE CHINA 50 ProShares Trading--Inverse Equity
2318    YYY 2/25/2013 7.57 YIELDSHARES HIGH INCOME ETF YieldShares Tactical Allocation
2319    ZBIO 6/23/2015 6.4 PROSHARES ULTRAPRO SHORT NASDAQ BIOTECH ProShares Trading--Inverse Equity
2320    ZCAN 3/26/2018 0.1 SPDR SOLACTIVE CANADA ETF Exchange Traded Fund Financial
2321    ZDEU 3/26/2018 0.05 SPDR SOLACTIVE GERMANY ETF Exchange Traded Fund Financial
2322    ZGBR 3/27/2018 0.11 SPDR SOLACTIVE UNITED KINGDOM ETF Exchange Traded Fund Financial
2323    ZHOK 9/19/2018 0.1 SPDR SOLACTIVE HONG KONG ETF Exchange Traded Fund Financial
2324    ZIG 5/15/2019 0.11 THE ACQUIRERS FUND Exchange Traded Fund Financial
2325    ZIV 11/30/2010 22 VELOCITYSHARES DAILY INVERSE VIX MT ETN Credit Suisse AG Volatility
2326    ZJPN 3/26/2018 0.07 SPDR SOLACTIVE JAPAN ETF Exchange Traded Fund Financial
2327    ZMLP 1/28/2014 3.76 DIREXION ZACKS MLP HIGH INCOME ETF Direxion Funds Energy Limited Partnership
2328    ZROZ 11/4/2009 9.34 PIMCO 25+ YEAR ZERO COUPON US TRS ETF Pimco Long Government
2329    ZSL 9/28/2009 308 PROSHARES ULTRASHORT SILVER ProShares Trading--Inverse Commodities

Delisted Instruments:

 #   Symbol   StartDate   Size(MB)   Description   Industry   Sector 
1    AAIT 2/9/2012 0.45 ISHARES MSCI ALL COUNTRY ASIA INFO TECH Exchange Traded Fund Financial
2    AAVX 9/8/2011 0.22 ETRACS DAILY SHORT 1 MONTH S&P
3    ABCS 6/8/2011 0.38 GUGGENHEIM ABC HIGH DIVIDEND ET Guggenheim Funds Distributors, Inc. Foreign Large Value
4    ACCU 1/26/2012 1.25 ADVISORSHARES ACCUVEST GLOBAL OPPORT ETF Exchange Traded Fund Financial
5    ACIM 2/28/2012 1.55 SPDR MSCI ACWI IMI ETF SPDR State Street Global Advisors World Stock
6    ACTX 4/29/2015 0.08 GLOBAL X GURU ACTIVIST ETF Global X Funds Large Blend
7    ADZ 9/25/2009 0.29 DB AGRICULTURE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities
8    AGA 9/25/2009 2.05 DB AGRICULTURE DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities
9    AGEM 2/28/2011 0.47 EGSHARES GEMS COMPOSITE ETF Emerging Global Advisors Diversified Emerging Mkts
10    AGF 9/25/2009 1.97 DB AGRICULTURE LONG ETN DB AGRI Deutsche Bank Commodities Agriculture
11    AGLS 8/8/2011 0.73 ACCUVEST GLOBAL LONG SHORT ETF
12    AGOL 1/14/2011 0.22 ETFS ASIAN GOLD TRUST ETF Securities Ltd Commodities Precious Metals
13    AGRG 5/19/2011 0.03 RUSSELL AGGRESSIVE GROWTH ETF Russell Large Growth
14    ALD 9/25/2009 45 WISDOMTREE ASIA LOCAL DEBT ETF WisdomTree Emerging-Markets Local-Currency Bond
15    ALFI 11/10/2015 0.14
16    ALTL 9/6/2012 0.34 RBS US LARGE CAP ALTERNATOR ETN Royal Bank of Scotland NV Large Blend
17    ALUM 1/5/2011 0.21 GLOBAL X ALUMINUM ETF Global X Funds Natural Resources
18    AMPS 2/22/2012 0.6 ISHARES UTILITIES BOND iShares Corporate Bond
19    AND 2/3/2011 1.02 GLOBAL X FTSE ANDEAN 40 ETF Global X Funds Latin America Stock
20    ARVR 7/10/2018 0.02
21    ASDR 4/9/2013 0.02 VELOCITYSHARES EMERGING ASIA DR ETF ALPS Diversified Pacific/Asia
22    AUD 11/1/2011 0.58 PIMCO AUSTRALIA BOND INDEX FUND PIMCO World Bond
23    AUGR 8/1/2018 0.08
24    AUNZ 7/5/2011 2.57 WISDOMTREE AUSTRALIA & NZL DBT ETF WisdomTree World Bond
25    AUSE 2/28/2011 1.64 WISDOMTREE AUSTRALIA DIVIDEND ETF WisdomTree Miscellaneous Region
26    AXDI 8/10/2010 0.09 ISHARES MSCI ACWI EX US CONSUME iShares Consumer Cyclical
27    AXEN 8/10/2010 0.22 ISHARES MSCI ACWI EX US ENERGY iShares Equity Energy
28    AXFN 1/28/2010 0.22 ISHARES MSCI ACWI EX US FINANCI iShares Financial
29    AXHE 8/10/2010 0.18 ISHARES MSCI ACWI EX US HEALTH iShares Health
30    AXID 8/10/2010 0.14 ISHARES MSCI ACWI EX US INDUSTR iShares Industrials
31    AXIT 7/20/2010 0.1 ISHARES MSCI ACWI EX US INFORMA iShares Technology
32    AXJS 2/3/2012 0.28 ISHARES MSCI AC ASIA EX JAPAN SMALL-CAP iShares Pacific/Asia ex-Japan Stk
33    AXJV 6/5/2014 0.46 ISHARES EDGE MSCI MIN VOL ASIA EX JAPAN iShares Pacific/Asia ex-Japan Stk
34    AXMT 8/10/2010 0.22 ISHARES MSCI ACWI EX US MATERIA iShares Natural Resources
35    AXSL 8/4/2010 0.12 ISHARES TMSCI ACWI EX US CONSUM iShares Consumer Defensive
36    AXTE 8/10/2010 0.15 ISHARES MSCI ACWI EX US TELECOM iShares Communications
37    AXUT 8/10/2010 0.31 ISHARES MSCI ACWI EX US UTILITI iShares Utilities
38    AYT 9/25/2009 1.68 IPATH GEMS ASIA 8 ETN Barclays Funds Multicurrency
39    AZIA 4/3/2013 0.32 GLOBAL X CENTRAL ASIA & MONGOLIA ETF Exchange Traded Fund Financial
40    BABS 8/3/2010 4.14 SPDR NUVEEN BARCLAYS CAPITAL BU State Street Global Advisors Long-Term Bond
41    BABZ 9/24/2010 1.72 PIMCO BUILD AMERICA BOND STRATE PIMCO Long-Term Bond
42    BALB 2/5/2018 0.09
43    BARN 6/2/2011 0.11 GLOBAL X FARMING ETF Global X Funds Natural Resources
44    BARS 5/6/2014 0.03 DIREXION DAILY GOLD BEAR 3X ETF Exchange Traded Fund Financial
45    BBRC 8/15/2012 6.33 EGSHARES BEYOND BRICS ETF Exchange Traded Fund Financial
46    BBVX 9/8/2011 0.13 ETRACS DAILY SHORT 2 MONTH S&P Commercial Banks, Not Elsewhere Classified Finance, Insurance, and Real Estate
47    BCHP 4/23/2014 0.16 EGSHARES BLUE CHIP ETF Exchange Traded Fund Financial
48    BDAT 7/16/2015 0.02
49    BDD 9/25/2009 3.59 DB BASE METALS DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities
50    BDG 9/25/2009 0.25 DB BASE METALS LONG ETN Deutsche Bank AG Commodities Industrial Metals
51    BDH 9/25/2009 0.61 MERRILL LYNCH & CO., INC. BROAD Merrill Lynch Technology
52    BEF 3/31/2017 0.05
53    BERN 10/17/2017 0.05
54    BGU 9/25/2009 428 DIREXION LARGE CAP BULL 3X SHAR Direxion Funds Trading-Leveraged Equity
55    BGZ 9/25/2009 468 DIREXION LARGE CAP BEAR 3X SHAR Direxion Funds Trading-Inverse Equity
56    BHH 9/25/2009 2.39 MERRILL LYNCH & CO., INC. B2B I Merrill Lynch Technology
57    BIGD 10/5/2015 0.06 PUREFUNDS ISE BIG DATA ETF Pure Funds Technology
58    BIK 9/25/2009 15 SPDR S&P BRIC 40 State Street Global Advisors Diversified Emerging Mkts
59    BIKR 6/21/2018 0.1
60    BITE 10/28/2015 0.08
61    BJJN 1/18/2018 0.04
62    BJO 2/1/2018 0.92
63    BKC 9/25/2009 107
64    BKCH 2/7/2019 0.1
65    BLNG 4/21/2011 0.21 IPATH PURE BETA PRECIOUS METAL
66    BMLA 5/19/2016 0.02 BULLMARK LATAM SELECT LEADERS ETF
67    BNDS 5/26/2015 4.33 SPDR BLMBG BARCLAYS AGGREGATE BOND ETF SPDR State Street Global Advisors Intermediate-Term Bond
68    BNZ 9/25/2009 1.1 WISDOMTREE DREYFUS NEW ZEALAND WisdomTree Trust Currency
69    BOM 9/25/2009 2.97 DB BASE METALS DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities
70    BONO 5/12/2011 1 MARKET VECTORS LATAM AGGREGATE Van Eck Emerging Markets Bond
71    BOON 2/28/2018 0.19
72    BOS 9/25/2009 1.05 POWERSHARES DB BASE METALS SHOR Deutsche Bank Trading-Inverse Commodities
73    BRAF 7/29/2010 0.58 GLOBAL X BRAZIL FINANCIALS ETF Global X Funds Latin America Stock
74    BRAQ 7/12/2010 1.92 GLOBAL X BRAZIL CONSUMER ETF Global X Funds Latin America Stock
75    BRAZ 7/12/2010 1.84 GLOBAL X BRAZIL MID CAP ETF Global X Funds Latin America Stock
76    BRGL 10/17/2017 0.02
77    BRIL 4/9/2010 0.57 DIREXION DAILY BRIC BULL 3X SHA Direxion Funds Trading-Leveraged Equity
78    BRIS 4/12/2010 0.28 DIREXION DAILY BRIC BEAR 3X SHA Direxion Funds Trading-Inverse Equity
79    BRXX 2/24/2010 4.79 EGSHARES BRAZIL INFRASTRUCTURE Emerging Global Advisors Latin America Stock
80    BRZS 5/1/2013 0.57
81    BSC 9/25/2009 0.12 ELEMENTS BG SMALL CAP ETN Deutsche Bank AG Small Value
82    BSCC 7/12/2010 0.84 GUGGENHEIM BULLETSHARES 2012 CB Guggenheim Funds Distributors, Inc. Short-Term Bond
83    BSCD 7/12/2010 2.03 GUGGENHEIM BULLETSHARES 2013 CO Guggenheim Funds Distributors, Inc. Short-Term Bond
84    BSCF 7/12/2010 8.57 GUGGENHEIM BULLETSHARES 2015 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond
85    BSCG 7/12/2010 12 GUGGENHEIM BULLETSHARES 2016 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond
86    BSCH 7/12/2010 16 GUGGENHEIM BULLETSHRS 2017 CORP BD ETF Guggenheim Investments Corporate Bond
87    BSCI 3/28/2012 17 GUGGENHEIM BULLETSHRS 2018 CORP BD ETF Guggenheim Investments Corporate Bond
88    BSJE 1/25/2011 6.52 GUGGENHEIM BULLETSHARES 2014 HI Guggenheim Funds Distributors, Inc. High Yield Bond
89    BSJF 1/25/2011 15 GUGGENHEIM BULLETSHARES 2015 HI Guggenheim Funds Distributors, Inc. High Yield Bond
90    BSJG 4/25/2012 11 GUGGENHEIM BULLETSHRS2016 HY CORPBD ETF Exchange Traded Fund Financial
91    BSJH 4/25/2012 13 GUGGENHEIM BULLETSHRS 2017 HY CORPBD ETF Guggenheim Investments High Yield Bond
92    BSJI 4/25/2012 19 GUGGENHEIM BULLETSHRS 2018 HY CORPBD ETF Guggenheim Investments High Yield Bond
93    BSWN 7/14/2016 0.17 VELOCITYSHARES VIX TAIL RISK ETN UBS Volatility
94    BTAH 9/13/2011 0.07 QUANTSHARES U.S. MARKET NEUTRAL
95    BUND 11/10/2011 0.06 PIMCO GERMANY BOND INDEX FUND PIMCO World Bond
96    BUNL 3/23/2011 1.08 POWERSHARES DB GERMAN BUND FUTU
97    BUNT 3/23/2011 0.78 POWERSHARES DB 3X GERMAN BUND F
98    BUZ 4/19/2016 0.35 SPROTT BUZZ SOCIAL MEDIA INSIGHTS ETF ALPS Large Growth
99    BVL 9/25/2009 0.02 DEUTSCHE BANK AG ETN Deutsche Bank AG Large Value
100    BVNSC 2/15/2018 0.01
101    BVT 9/25/2009 0.08 DEUTSCHE BANK AG ETN Deutsche Bank AG Large Value
102    BWV 9/25/2009 0.6 IPATH CBOE S&P 500 BUYWRITE ETN Barclays Funds Large Blend
103    BXDB 11/18/2009 0.76 BARCLAYS SHORT B LEVERAGED S&P Barclays Bank PLC Trading-Inverse Equity
104    BXDC 11/18/2009 1.1 BARCLAYS SHORT C LEVERAGED INVE Barclays Bank PLC Trading-Inverse Equity
105    BXUB 11/18/2009 1.14 BARCLAYS LONG B LEVERAGED S&P 5 Barclays Bank PLC Trading-Leveraged Equity
106    BXUC 11/18/2009 1.99 BARCLAYS LONG C LEVERAGED S&P 5 Barclays Bank PLC Trading-Leveraged Equity
107    BZF 9/25/2009 9.17 WISDOMTREE BRAZILIAN REAL STRATEGY ETF WisdomTree Single Currency
108    CAD 11/10/2011 0.44 PIMCO CANADA BOND INDEX FUND ET PIMCO World Bond
109    CAFE 4/21/2011 1.89 IPATH PURE BETA COFFEE ETN Barclays Funds Commodities Agriculture
110    CAPX 5/27/2015 0.07 ELKHORN S&P 500 CAPITAL EXPENDITURES Elkhorn Large Blend
111    CBND 4/7/2011 2.38 SPDR BLMBG BARCLAYS ISR SCR CORPBD ETF SPDR State Street Global Advisors Corporate Bond
112    CCVX 9/8/2011 0.11 ETRACS DAILY SHORT 3 MONTH S&P
113    CCXE 2/28/2011 0.75 WISDOMTREE COMMODITY COUNTRY EQ WisdomTree Natural Resources
114    CFGE 7/14/2014 0.05
115    CFT 9/28/2009 13 ISHARES LEHMAN CREDIT BOND FUND iShares Intermediate-Term Bond
116    CGVIC 4/13/2018 0.01
117    CHLC 10/12/2011 0.75 MARKET VECTORS RENMINBI BOND ETF Exchange Traded Fund Financial
118    CHNB 11/19/2014 0.19
119    CHOC 4/21/2011 1.01 IPATH PURE BETA COCOA ETN Barclays Funds Commodities Agriculture
120    CHXF 9/19/2012 0.56 WISDOMTREE CHINA DIVIDEND EX-FINCLS ETF Exchange Traded Fund Financial
121    CHXX 2/17/2010 1.68 EGSHARES CHINA INFRASTRUCTURE E Emerging Global Advisors China Region
122    CIU 9/28/2009 93 ISHARES INTERMEDIATE CREDIT BOND iShares Corporate Bond
123    CIVEC 4/13/2018 0.01
124    CJNK 11/17/2014 2.2 SPDR BOFA ML CROSSOVER CORP BD ETF SPDR State Street Global Advisors Corporate Bond
125    CLAW 8/19/2015 0.09 DIREXION DAILY HMBLDRS&SUPLS BEAR 3X ETF Direxion Funds Trading--Inverse Equity
126    CLY 12/9/2009 26 ISHARES 10+ YEAR CREDIT BOND iShares Corporate Bond
127    CLYH 9/11/2015 0.31 ISHARES INTEREST RT HDGD 10+ YR CRDT BD iShares Corporate Bond
128    CMDT 8/13/2013 0.47 ISHARES COMMODITY OPTIMIZED TRUST iShares Commodities Broad Basket
129    CNDA 4/9/2010 2.27 IQ CANADA SMALL CAP ETF IndexIQ Miscellaneous Region
130    CNDF 5/12/2016 0.06 ISHARES EDGE MSCI MLTIFCTR CNSMR DCRTNRY iShares Consumer Cyclical
131    CNPF 5/25/2011 1.67 GLOBAL CANADA PREFERRED ETF Global X Funds Miscellaneous Sector
132    CNSF 5/12/2016 0.04 ISHARES EDGE MSCI MLTFCTR CNSMR STPLS iShares Consumer Defensive
133    CNTR 5/19/2011 0.07 POWERSHARES CONTRARIAN OPPORTUNITIES ETF PowerShares Mid-Cap Value
134    COBO 5/25/2012 0.19
135    COLX 3/15/2011 0.49 MARKET VECTORS COLOMBIA ETF Van Eck Latin America Stock
136    CONG 5/19/2011 0.14 RUSSELL CONSISTENT GROWTH ETF Russell Large Growth
137    COWB 2/1/2018 0.05
138    COWL 5/25/2011 0.61 DIREXION DAILY AGRIBUSINESS BUL Direxion Funds Trading-Leveraged Equity
139    COWS 5/25/2011 0.27 DIREXION DAILY AGRIBUSINESS BEA Direxion Funds Trading-Inverse Equity
140    CRBQ 9/28/2009 2.69 GLOBAL COMMODITY EQUITY ETF ALPS Natural Resources
141    CRDT 2/11/2014 0.11 WISDOMTREE STRATEGIC CORPORATE BOND ETF WisdomTree World Bond
142    CRED 9/28/2009 12 ISHARES US CREDIT BOND iShares Corporate Bond
143    CRO 9/28/2009 0.06 CRT PROPERTIES INC
144    CRUD 2/23/2011 0.27 TEUCRIUM CRUDE OIL FUND EXCHANG Teucrium Commodities Energy
145    CRUSC 1/11/2018 0.01
146    CSCB 6/12/2013 0.09
147    CSCR 6/12/2013 0.29 CREDIT SUISSE X-LINKS CMDTY ROTATION ETN Credit Suisse AG Commodities Broad Basket
148    CSJ 9/28/2009 143 ISHARES 1-3 YEAR CREDIT BOND ETF
149    CSLS 2/22/2010 1.47 CREDIT SUISSE X-LINKS LONG/SHORT EQ ETN Credit Suisse AG Long-Short Equity
150    CSMA 10/4/2010 1.36 CREDIT SUISSE X-LINKS MERGER ARBTRG ETN Credit Suisse AG Market Neutral
151    CSMB 3/8/2011 0.41 CREDIT SUISSE EXCHANGE TRADE NO
152    CSMN 9/21/2011 0.4 CREDIT SUISSE MARKET NEUT GLOBAL EQ ETN
153    CTNN 4/21/2011 0.38 IPATH PURE BETA COTTON ETN Barclays Funds Commodities Agriculture
154    CU 4/9/2010 7.03 FIRST TRUST ISE GLOBAL COPPER I First Trust Natural Resources
155    CUMB 1/18/2017 0.37 VIRTUS CUMBERLAND MUNICIPAL BOND ETF Cumberland Advisors Muni National Interm
156    CUPM 4/21/2011 0.26 IPATH PURE BETA COPPER ETN Barclays Funds Commodities Industrial Metals
157    CVOL 11/15/2010 4.1 C-TRACKS ETN LINKED TO CITI VOLATIL TR Citigroup Volatility
158    CVRT 5/26/2011 0.27 POWERSHARES CONVERTIBLE SECURIT PowerShares Convertibles
159    CWAI 3/30/2017 0.16
160    CXA 9/28/2009 3.99 SPDR NUVEEN BARCLAYS CAPITAL CA State Street Global Advisors Muni California Long
161    DAG 9/28/2009 17 DB AGRICULTURE DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities
162    DBAP 10/1/2013 0.78 DEUTSCHE X-TRACKERS MSCI ASPC EXJP HGDEQ Deutsche Asset Management Pacific/Asia ex-Japan Stk
163    DBAU 8/19/2015 0.02 DEUTSCHE X-TRACKERS MSCI AUST HDGD EQ Deutsche Asset Management Miscellaneous Region
164    DBBR 6/9/2011 1.22 DEUTSCHE X-TRACKERS MSCI BRAZIL HEDGD EQ Deutsche Asset Management Latin America Stock
165    DBES 8/19/2015 0.03
166    DBIF 4/9/2015 0.05 DEUTSCHE X-TRACKERS S&P HDGD GLBL INFRAS Deutsche Asset Management Infrastructure
167    DBIT 8/19/2015 0.01 DEUTSCHE X-TRACKERS MSCI ITALY HEDGED EQ Deutsche Asset Management Miscellaneous Region
168    DBIZ 12/19/2012 1.27 ADVISORSHARES PRING TURNER BUS CYCLE ETF Exchange Traded Fund Financial
169    DBMX 1/27/2014 0.26 DEUTSCHE X-TRACKERS MSCI MEXICO HEDGD EQ Deutsche Asset Management Miscellaneous Region
170    DBN 9/28/2009 0.56 WISDOMTREE INTERNATIONAL BASIC
171    DBR 9/28/2009 0.1 WISDOMTREE INTERNATIONAL HEALTH CARE SECTOR
172    DBRE 4/9/2015 0.04 DEUTSCHE X-TRACKERS DJ HDGD INTL RL ESTT Deutsche Asset Management Global Real Estate
173    DBRT 9/15/2017 0.12
174    DBSE 8/19/2015 0.01
175    DBSP 8/19/2015 0.01
176    DBT 9/28/2009 0.12 WISDOMTREE TRUST
177    DBU 9/28/2009 1.73 WISDOMTREE GLOBAL EX-US UTILITY WisdomTree Utilities
178    DBUK 10/1/2013 0.23 DEUTSCHE X-TRACKERS MSCI UK HEDGED EQ Deutsche Asset Management Miscellaneous Region
179    DCNG 4/21/2011 0.45 IPATH SEASONAL NATURAL GAS ETN
180    DDBI 12/29/2015 0.09 LEGG MASON DEV EX-US DIVERS COR ETF Legg Mason Foreign Large Blend
181    DDEZ 1/7/2016 0.13 WISDOMTREE DYNAMIC CCY HDGD EURP EQ ETF WisdomTree Europe Stock
182    DDI 9/28/2009 0.11 DDI CORP. (DDIC) Printed Circuit Boards Technology
183    DDJP 1/7/2016 0.05 WISDOMTREE DYNAMIC CCY HDGD JPN EQ ETF WisdomTree Japan Stock
184    DDP 9/28/2009 0.76 DB COMMODITY SHORT ETN Deutsche Bank AG Trading--Inverse Commodities
185    DDVX 9/8/2011 0.05 ETRACS DAILY SHORT 4 MONTH S&P
186    DEB 9/28/2009 0.12 WISDOMTREE EUROPE TOTAL DIVIDEND ETF
187    DEE 9/28/2009 0.59 DB COMMODITY DB COMMODITY DOUBL Deutsche Bank Trading-Inverse Commodities
188    DEFL 12/6/2011 0.16 POWERSHARES DB US DEFLATION ETN Exchange Traded Fund Financial
189    DENT 9/28/2009 0.52 DENT TACTICAL ETF AdvisorShares World Allocation
190    DEWJ 1/8/2016 0.06 ISHARES ADAPTIVE CCY HDGD MSCI JAPAN iShares Japan Stock
191    DEZU 1/8/2016 0.07 ISHARES ADAPTIVE CCY HDGD MSCI EUROZONE iShares Europe Stock
192    DGG 9/28/2009 0.14 DOLLAR GENERAL CORP
193    DHVW 5/12/2015 1.09
194    DI 1/23/2014 0.37 PIMCO DIVERSIFIED INCOME ACTIVE ETF Pimco World Bond
195    DIRT 4/21/2011 0.17 IPATH PURE BETA AGRICULTURE ETN Barclays Funds Commodities Agriculture
196    DIVI 7/30/2014 0.24 ADVISORSHARES ATHENA HIGH DIVIDEND ETF Exchange Traded Fund Financial
197    DKA 9/28/2009 0.76 WISDOMTREE INTERNATIONAL ENERGY
198    DLBL 8/10/2010 1.83 IPATH US TREASURY LONG BOND BULL ETN Barclays Funds Trading--Leveraged Debt
199    DND 9/28/2009 0.51 WISDOMTREE PACIFIC EX-JAPAN TOT
200    DNH 9/28/2009 0.95 WISDOMTREE PACIFIC EX-JAPAN HIG
201    DNO 9/28/2009 5.45 UNITED STATES SHORT OIL United States Commodity Funds LLC Trading--Inverse Commodities
202    DOD 9/28/2009 3.75 ELEMENTS DOGS OF DOW DJ HY SEL 10 TR ETN ELEMENTS Large Value
203    DOIL 2/8/2012 0.04
204    DPC 9/28/2009 0.04 WISDOMTREE TRUST
205    DPN 9/28/2009 0.08 WISDOMTREE INTERNATIONAL CNSMR NONCYCLICAL S
206    DPU 9/28/2009 0.5 DB COMMODITY DB COMMODITY LONG Deutsche Bank Commodities Broad Basket
207    DRF 9/28/2009 0.2 WISDOMTREE TRUST
208    DRGS 10/24/2011 0.34 RBS GLOBAL BIG PHARMA ETN Royal Bank of Scotland NV Health
209    DRVN 6/2/2015 0.14 HIGHLAND HFR EVENT-DRIVEN ETF Highland Funds Market Neutral
210    DSC 9/28/2009 0.42 SPDR SERIES TRUST
211    DSG 9/28/2009 0.58 SPDR DOW JONES SMALL CAP GROWTH State Street Global Advisors Small Growth
212    DSTJ 10/7/2010 0.05 JPMORGAN DOUBLE SHORT US LONG B JPMorgan Trading-Inverse Debt
213    DSUM 9/23/2011 8.99 POWERSHARES CHINESE YUAN DIM SU PowerShares Emerging Markets Bond
214    DSV 9/28/2009 0.63 SPDR SERIES TRUST
215    DSXJ 10/6/2010 0.04 JPMORGAN DOUBLE SHORT US 10 YEA JPMorgan Trading-Inverse Debt
216    DULL 9/8/2016 0.05 DIREXION DAILY SILVER MNRS BEAR 2X ETF Direxion Funds Trading--Inverse Equity
217    DVHI 9/19/2013 0.12
218    DWAC 9/21/2016 0.12 ELKHORN COMMODITY ROTATION STRATEGY ETF
219    DWLV 7/15/2016 0.36 POWERSHARES DWA MOMENTUM&LOW VOL RTTN PowerShares Mid-Cap Growth
220    DWTI 2/8/2012 165 VELOCITYSHARES 3X INVERSE CRUDE OIL ETN Exchange Traded Fund Financial
221    DXJC 4/8/2014 0.27 WISDOMTREE JAPAN HEDGED CAPITAL GDS ETF WisdomTree Japan Stock
222    DXJF 4/8/2014 3.84 WISDOMTREE JAPAN HEDGED FINANCIALS ETF WisdomTree Japan Stock
223    DXJH 4/25/2014 0.75 WISDOMTREE JAPAN HEDGED HEALTH CARE ETF WisdomTree Japan Stock
224    DXJR 4/9/2014 1.68 WISDOMTREE JAPAN HEDGED REAL ESTATE ETF WisdomTree Japan Stock
225    DXJT 4/8/2014 0.23 WISDOMTREE JPN HDGD TECH,MEDIA&TELEC ETF WisdomTree Japan Stock
226    DXKW 11/7/2013 1.21 WISDOMTREE KOREA HEDGED EQUITY ETF WisdomTree Miscellaneous Region
227    DXPS 6/28/2013 1.24 WISDOMTREE UNITED KINGDOM HEDGED EQ ETF WisdomTree Miscellaneous Region
228    DXUS 6/4/2015 0.12 WISDOMTREE GLOBAL EX-US HEDGED DIV ETF WisdomTree Foreign Large Value
229    DYY 9/28/2009 3.2 DB COMMODITY DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities
230    EAPS 1/28/2011 0.77 PAX MSCI EAFE ESG INDEX ETF Pax World Foreign Large Blend
231    EATX 5/3/2011 0.06 GLOBAL X FOOD ETF Global X Funds Consumer Defensive
232    EDBI 12/29/2015 0.11 LEGG MASON EMERGING MKTS DIVERS COR ETF Legg Mason Diversified Emerging Mkts
233    EDOM 3/17/2017 0.26
234    EEHB 2/24/2012 1.18 POWERSHARES S&P EMERG MKTS HI BETA ETF Exchange Traded Fund Financial
235    EEME 1/19/2012 0.3 ISHARES MSCI EMERGING MARKETS EMEA iShares Diversified Emerging Mkts
236    EEML 1/19/2012 0.45 ISHARES MSCI EMERGING MKTS LATIN AMERICA Exchange Traded Fund Financial
237    EEN 9/28/2009 0.09 GUGGENHEIM EW EURO-PACIFIC LDRS Guggenheim Funds Distributors, Inc. Foreign Large Blend
238    EEVX 9/8/2011 0.05 ETRACS DAILY SHORT 5 MONTH S&P
239    EEZ 9/28/2009 0.1 WISDOMTREE EARNINGS TOP 100 FUND COMMON SHAR
240    EFFE 10/23/2014 0.39 JPMORGAN EFFICIENTE ETF Exchange Traded Fund Financial
241    EGRW 2/9/2012 0.23 ISHARES MSCI EMERGING MARKETS GROWTH iShares Diversified Emerging Mkts
242    EKH 9/29/2009 0.05 MERRILL LYNCH & CO., INC. EUROP Merrill Lynch Europe Stock
243    ELG 9/28/2009 0.42 SPDR DOW JONES LARGE CAP GROWTH State Street Global Advisors Large Growth
244    ELR 9/28/2009 0.39 SPDR DJ WILSHIRE LARGE CAP ETF State Street Global Advisors Large Blend
245    ELV 9/28/2009 0.29 SPDR DOW JONES LARGE CAP VALUE State Street Global Advisors Large Value
246    EMBB 12/5/2013 0.09
247    EMBU 8/22/2017 0.01
248    EMCD 6/19/2012 0.75 SPDR BOFA ML EMERGING MKTS CORP BD ETF Exchange Traded Fund Financial
249    EMCR 10/16/2012 0.45 EGSHARES EMERGING MARKETS CORE ETF Exchange Traded Fund Financial
250    EMDD 8/15/2012 0.89 EGSHARES EMERG MKTS DOMESTIC DEMAND ETF Exchange Traded Fund Financial
251    EMDG 7/1/2013 0.21 EGSHARES EMERGING MARKETS DIV GR ETF Emerging Global Advisors Diversified Emerging Mkts
252    EMDI 2/16/2012 0.29 ISHARES MSCI EMERGING MKTS CNSMR DISCRET iShares Diversified Emerging Mkts
253    EMER 7/13/2011 0.06 IQ EMERGING MARKETS MID CAP ETF IndexIQ Diversified Emerging Mkts
254    EMEY 2/10/2012 0.74 ISHARES MSCI EMERGING MKTS ENERGY CAPPED iShares Diversified Emerging Mkts
255    EMFN 2/9/2010 0.33 ISHARES MSCI EMERGING MARKETS F iShares Financial
256    EMFT 2/28/2012 0.17 SPDR MSCI EM 50 ETF Exchange Traded Fund Financial
257    EMG 9/28/2009 7.16 ABERDEEN EMERGING MARKETS TELECOMMUNICATIONS & INFRASTRUCTURE FUND/INC
258    EMHD 8/15/2013 0.17 EGSHARES EM DIVIDEND HIGH INCOME ETF Emerging Global Advisors Diversified Emerging Mkts
259    EMHZ 10/16/2014 0.07
260    EMLB 11/30/2010 0.1 IPATH LONG ENHANCED MSCI EMERG MKTS ETN Barclays Funds Trading--Leveraged Equity
261    EMM 9/28/2009 0.97 SPDR DJ WILSHIRE MID CAP ETF State Street Global Advisors Mid-Cap Blend
262    EMMT 1/22/2010 0.53 ISHARES MSCI EMERGING MARKETS M iShares Natural Resources
263    EMRE 9/29/2014 0.04 GUGGENHEIM EMERGING MARKETS REL EST ETF Exchange Traded Fund Financial
264    EMSA 11/30/2010 0.15 IPATH SHORT ENHANCED MSCI EMERG
265    EMSD 10/30/2015 0.23 WISDOMTREE STRONG DLR EMERG MKTS EQ ETF WisdomTree Diversified Emerging Mkts
266    EMSO 3/1/2016 0.04
267    EMT 9/28/2009 1.03 EGSHARES EMERGING MARKETS METAL
268    EMV 9/28/2009 0.15 SPDR DOW JONES MID CAP VALUE State Street Global Advisors Mid-Cap Value
269    ENGN 2/22/2012 1.3 ISHARES INDUSTRIALS BOND iShares Corporate Bond
270    ENY 9/28/2009 8.34 GUGGENHEIM CANADIAN ENERGY INCO Guggenheim Funds Distributors, Inc. Equity Energy
271    EPRO 8/12/2013 0.68 ADVISORSHARES EQUITYPRO ETF Exchange Traded Fund Financial
272    EQIN 5/19/2011 0.12 RUSSELL EQUITY INCOME ETF Russell Large Value
273    EQLT 2/25/2014 0.3 WORKPLACE EQUALITY ETF ALPS Large Blend
274    EQWM 12/1/2014 0.33 POWERSHARES RUSSELL MIDCAP EQUAL WT ETF PowerShares Mid-Cap Blend
275    EQWS 12/1/2014 0.29
276    ERGF 5/12/2016 0.05
277    ERO 9/28/2009 0.46 IPATH EUR/USD EXCHANGE RATE ETN Barclays Funds Single Currency
278    ERW 7/31/2013 0.04 JANUS EQUAL RISK WEIGHTED LARGE CAP ETF Exchange Traded Concepts, LLC Large Blend
279    ERYY 4/7/2016 0.01 DIREXION DAILY ENERGY BEAR 1X ETF Direxion Funds Trading--Inverse Equity
280    ESR 10/2/2009 3.77 ISHARES MSCI EMERGING MARKETS E iShares Diversified Emerging Mkts
281    ESTX 9/23/2014 0.11 SOURCE EURO STOXX 50 ETF Exchange Traded Fund Financial
282    EU 9/28/2009 0.82 WISDOMTREE EURO DEBT FUND WisdomTree Currency
283    EUFS 8/10/2016 0.03 DIREXION DAILY EURP FINCLS BEAR 1X ETF Direxion Funds Trading--Inverse Equity
284    EUXL 7/12/2017 0.28
285    EVAL 2/10/2012 0.34 ISHARES MSCI EMERGING MARKETS VALUE iShares Diversified Emerging Mkts
286    EVFTC 11/30/2017 0.01
287    EWAS 1/26/2012 0.25 ISHARES MSCI AUSTRALIA SMALL-CAP iShares Miscellaneous Region
288    EWCS 1/26/2012 0.25 ISHARES MSCI CANADA SMALL-CAP iShares Miscellaneous Region
289    EWEF 12/8/2010 0.31 RYDEX MSCI EAFE EQUAL WEIGHT ET Rydex/SGI Foreign Large Blend
290    EWHS 1/13/2012 0.88 ISHARES MSCI HONG KONG SMALL-CAP Exchange Traded Fund Financial
291    EWMD 8/4/2011 1.05 RYDEX S&P MIDCAP 400 EQUAL WEIG Rydex/SGI Mid-Cap Blend
292    EWRI 12/8/2010 1.26 RYDEX RUSSELL 1000 EQUAL WEIGHT Rydex/SGI Mid-Cap Blend
293    EWRM 12/8/2010 1.89 RYDEX RUSSELL MIDCAP EQUAL WEIG Rydex/SGI Mid-Cap Blend
294    EWRS 12/8/2010 0.88 RYDEX RUSSELL 2000 EQUAL WEIGHT Rydex/SGI Small Blend
295    EWSM 8/4/2011 0.03
296    EWSS 1/17/2012 0.8 ISHARES MSCI SINGAPORE SMALL-CAP iShares Miscellaneous Region
297    EXB 9/28/2009 0.06 CLAYMORE/BEACON GLBL EXCHANGES, BROKERS Claymore Securities Financial
298    EZY 9/29/2009 0.98 WISDOMTREE LOW P/E FUND WisdomTree Large Value
299    FAA 9/28/2009 1.86 GUGGENHEIM AIRLINE ETF Guggenheim Funds Distributors, Inc. Industrials
300    FANZ 7/10/2017 0.11
301    FAZZ 4/7/2016 0.03
302    FBG 6/11/2012 4.14 UBS AG FI ENHANCED BIG CAP GROWTH ETN Exchange Traded Fund Financial
303    FCD 3/30/2011 0.21 FOCUS MORNINGSTAR CONSUMER DEFE Focusshares Trust Consumer Defensive
304    FCFI 6/2/2015 0.05 TRIMTABS INTL FREE-CASH-FLOW ETF TrimTabs Foreign Large Value
305    FCHI 9/28/2009 1.3 ISHARES FTSE CHINA (HK LISTED) iShares China Region
306    FCL 3/30/2011 0.1 FOCUS MORNINGSTAR CONSUMER CYCL Focusshares Trust Consumer Cyclical
307    FCQ 3/30/2011 0.06 FOCUS MORNINGSTAR COMMUNICATION Focusshares Trust Communications
308    FDV 9/28/2009 0.8 FIRST TRUST DB STRATEGIC VALUE First Trust Large Value
309    FEEU 5/23/2013 1.71 BARCLAYS ETN+ FI ENHANCED EUROPE 50 Barclays Funds Foreign Large Blend
310    FEFN 2/8/2010 0.31 ISHARES MSCI FAR EAST FINANCIAL iShares Financial
311    FEG 3/30/2011 0.5 FOCUS MORNINGSTAR ENERGY INDEX Focusshares Trust Equity Energy
312    FEU 9/28/2009 11 SPDR STOXX EUROPE 50 ETF SPDR State Street Global Advisors Europe Stock
313    FFL 3/30/2011 0.16 FOCUS MORNINGSTAR FINANCIAL SER Focusshares Trust Financial
314    FFVX 9/8/2011 0.02 ETRACS DAILY SHORT 6 MONTH S&P
315    FGEM 2/28/2011 0.25 EGSHARES FINANCIALS GEMS ETF Emerging Global Advisors Financial
316    FHC 3/30/2011 0.14 FOCUS MORNINGSTAR HEALTH CARE I Focusshares Trust Health
317    FIA 10/2/2014 0.04
318    FIBG 10/18/2013 0.4
319    FIEG 10/8/2013 1.14
320    FIEU 9/6/2013 1.45 CREDIT SUISSE FI ENHANCED EUROPE50 ETN Credit Suisse AG Europe Stock
321    FIGY 5/22/2013 2.19 BARCLAYS ETN+ FI ENHANCED GLB HI YLD Barclays Funds World Stock
322    FIL 3/30/2011 0.1 FOCUS MORNINGSTAR INDUSTRIALS I Focusshares Trust Industrials
323    FINF 1/12/2012 1.09 PROSHARES SHORT 30 YEAR TIPS TS ProShares Trading-Miscellaneous
324    FINQ 8/31/2016 0.02 PUREFUNDS SOLACTIVE FINTECH ETF
325    FIO 9/28/2009 409 FUSION-IO, INC. COMMON STOCK Data Storage Devices Technology
326    FISN 5/4/2011 0.03 GLOBAL X FISHING INDUSTRY ETF Global X Funds Natural Resources
327    FITS 6/9/2016 0.02 THE HEALTH AND FITNESS ETF Janus Consumer Cyclical
328    FIVZ 11/4/2009 0.26 PIMCO 3-7 YR TREASU PIMCO Intermediate Government
329    FLG 3/30/2011 0.27 FOCUS MORNINGSTAR LARGE CAP IND Focusshares Trust Large Blend
330    FMDG 8/21/2017 0.08
331    FMLP 6/11/2014 0.25
332    FMM 3/30/2011 0.45 FOCUS MORNINGSTAR MID CAP INDEX Focusshares Trust Mid-Cap Blend
333    FMU 3/30/2011 0.57 FOCUS MORNINGSTAR US MARKET IND Focusshares Trust Large Blend
334    FNCF 5/12/2016 0.14 ISHARES EDGE MSCI MULTIFACTOR FINANCIALS iShares Financial
335    FNG 7/12/2017 2.1
336    FNIO 4/28/2011 0.29 ISHARES FTSE NAREIT INDUSTRIAL/ iShares Real Estate
337    FOANC 2/14/2017 0.01
338    FOIL 4/21/2011 0.17 IPATH PURE BETA ALUMINUM ETN Barclays Funds Commodities Industrial Metals
339    FOL 2/24/2011 0.61 FACTORSHARES OIL BULL S&P500 BE Factor Capital Management, LLC Long/Short Equity
340    FONE 2/18/2011 0.95 FIRST TRUST NASDAQ SMARTPHONE ETF First Trust Technology
341    FORX 2/12/2013 0.61 PIMCO FOREIGN CURRENCY STRATEGY ACTV ETF Exchange Traded Fund Financial
342    FOS 3/30/2011 0.28 FOCUS MORNINGSTAR SMALL CAP IND Focusshares Trust Small Blend
343    FRL 3/30/2011 0.14 FOCUS MORNINGSTAR REAL ESTATE I Focusshares Trust Real Estate
344    FSA 2/24/2011 0.08 FACTORSHARES 2X TBOND BULL S&P5 Factor Capital Management, LLC Long/Short Equity
345    FSE 2/24/2011 0.14 FACTORSHARES 2X S&P 500 BULL TB Factor Capital Management, LLC Long/Short Equity
346    FSG 2/24/2011 3.04 FACTORSHARES 2X GOLD BULL S&P50 Factor Capital Management, LLC Long/Short Equity
347    FTQ 3/30/2011 0.29 FOCUS MORNINGSTAR TECHNOLOGY IN Focusshares Trust Technology
348    FTW 2/28/2012 0.59 FIRST TRUST TAIWAN ALPHADEX ETF First Trust China Region
349    FTY 9/28/2009 2.39 ISHARES FTSE NAREIT REAL ESTATE iShares Real Estate
350    FUI 3/30/2011 0.1 FOCUS MORNINGSTAR UTILITIES IND Focusshares Trust Utilities
351    FUTS 10/6/2014 0.14
352    FVI 9/28/2009 0.43 FIRST TRUST VL EQUITY ALLOCATIO First Trust Mid-Cap Blend
353    FWDD 6/21/2011 0.77 ADVISORSHARES MADRONA DOMESTIC ETF AdvisorShares Large Blend
354    FWDI 6/21/2011 1.5 ADVISORSHARES MADRONA INTERNATIONAL ETF AdvisorShares Foreign Large Blend
355    FXEP 10/9/2015 0.03
356    FXEU 5/11/2015 1.65 POWERSHARES EUROPE CURRENCY HDGD LW VLTL PowerShares Europe Stock
357    FXJP 1/12/2016 0.11 POWERSHARES JAPAN CCY HDGD LW VLTL PowerShares Japan Stock
358    FXM 9/28/2009 0.91 RYDEX CURRENCYSHARES MEXICAN PE Rydex/SGI Currency
359    FXRU 9/12/2011 0.02 CURRENCYSHARES RUSSIAN RUBLE TR Rydex/SGI Currency
360    GAF 9/28/2009 2.49 SPDR S&P EMERGING MIDDLE EAST&AFR ETF SPDR State Street Global Advisors Miscellaneous Region
361    GASZ 6/16/2011 0.47 NATURAL GAS FUTURES CONTANGO ET
362    GAZB 4/4/2017 0.01
363    GBB 9/28/2009 0.5 IPATH GBP/USD EXCHANGE RATE ETN Barclays Funds Single Currency
364    GDAY 7/19/2012 0.09 PROSHARES ULTRA AUSTRALIAN DOLLAR Exchange Traded Fund Financial
365    GDJJ 2/13/2015 0.78 PROSHARES ULTRA JUNIOR MINERS ProShares Trading--Leveraged Equity
366    GDJS 2/13/2015 0.4
367    GDXS 2/13/2015 2.55 PROSHARES ULTRASHORT GOLD MINERS ProShares Trading--Inverse Equity
368    GDXX 2/13/2015 2.34 PROSHARES ULTRA GOLD MINERS ProShares Trading--Leveraged Equity
369    GERJ 4/5/2011 0.4 MARKET VECTORS GERMANY SMALL CA Van Eck Europe Stock
370    GEUR 2/12/2014 1.21 ADVISORSHARES GARTMAN GOLD/EURO ETF AdvisorShares Commodities Precious Metals
371    GEX 9/28/2009 6.3 VANECK VECTORS GLOBAL ALT ENERGY ETF Van Eck Miscellaneous Sector
372    GGBP 2/12/2014 0.17 ADVISORSHARES GARTMAN GOLD/BRITSH PD ETF Exchange Traded Fund Financial
373    GGGG 3/15/2011 1.08 GLOBAL X PURE GOLD MINERS ETF Global X Funds Equity Precious Metals
374    GGOV 1/26/2012 2.07 PROSHARES GERMAN SOVEREIGN/SUB-SOVEREIGN Exchange Traded Fund Financial
375    GHE 4/5/2016 0.03 REX GOLD HEDGED FTSE EMERGING MKTS ETF Rex Diversified Emerging Mkts
376    GHS 4/5/2016 0.11 REX GOLD HEDGED S&P 500 ETF Rex Large Blend
377    GIVE 5/24/2012 0.18 ADVISORSHARES GLOBAL ECHO ETF Exchange Traded Fund Financial
378    GIY 2/8/2011 0.33 GUGGENHEIM ENHANCED CORE BOND E Guggenheim Funds Distributors, Inc. Intermediate-Term Bond
379    GLCB 1/31/2013 0.05
380    GLDE 2/12/2014 0.34 ADVISORSHARES INTERNATIONAL GOLD ETF Exchange Traded Fund Financial
381    GLDL 4/10/2014 0.05
382    GLDS 4/10/2014 0.02
383    GLDW 1/30/2017 0.2 SPDR LONG DOLLAR GOLD TRUST SPDR State Street Global Advisors Commodities Precious Metals
384    GLDX 11/4/2010 9.09 GLOBAL X GOLD EXPLORERS ETF Global X Funds Equity Precious Metals
385    GLJ 12/9/2009 0.78 ISHARES 10+ YEAR GOVERNMENT/CRE iShares Long-Term Bond
386    GMFL 6/20/2017 0.02
387    GMFS 1/12/2012 0.14 SPDR S&P SMALL CAP EM ASIA PACIFIC ETF
388    GML 9/28/2009 4.16 SPDR S&P EMERGING LATIN AMERICA ETF SPDR State Street Global Advisors Latin America Stock
389    GMM 9/28/2009 6.46 SPDR S&P EMERGING MARKETS ETF SPDR State Street Global Advisors Diversified Emerging Mkts
390    GMMB 1/29/2010 0.19 COLUMBIA INTERMEDIATE MUNICIPAL Columbia Muni National Interm
391    GMTB 1/29/2010 0.32 COLUMBIA CORE BOND STRATEGY FUN Columbia Intermediate-Term Bond
392    GNAT 2/28/2011 1.2 WISDOMTREE GLOBAL NATURAL RESOU WisdomTree Trust Equity Energy
393    GNRX 1/13/2016 0.16 VANECK VECTORS GENERIC DRUGS ETF
394    GRBIC 2/21/2018 0.01
395    GRMY 10/27/2017 0.02
396    GRPC 5/19/2011 0.05 RUSSELL GROWTH AT A REASONABLE Russell Large Growth
397    GRWN 4/21/2011 0.16 IPATH PURE BETA SOFTS ETN Barclays Funds Commodities Agriculture
398    GSAX 12/20/2012 0.1
399    GSD 2/12/2010 0.29
400    GSGO 12/20/2012 0.21
401    GSMA 12/20/2012 0.26
402    GSRA 12/20/2012 0.15
403    GTAA 10/26/2010 3.11 ADVISORSHARES MORG CRK GLBL TACTICL ETF AdvisorShares Tactical Allocation
404    GUR 9/28/2009 11 SPDR S&P EMERGING EUROPE ETF SPDR State Street Global Advisors Miscellaneous Region
405    GURI 3/11/2014 0.1 GLOBAL X GURU INTERNATIONAL ETF Global X Funds Foreign Large Blend
406    GURX 3/11/2014 0.07 GLOBAL X GURU SMALL CAP ETF Exchange Traded Fund Financial
407    GVT 9/28/2009 0.25 COLUMBIA CONCENTRATED LARGE CAP Columbia Large Value
408    GWL 9/28/2009 14 SPDR S&P WORLD EX-US ETF SPDR State Street Global Advisors Foreign Large Blend
409    GWO 9/28/2009 0.19 CREDIT SUISSE GROUP ELEMENTS CS Credit Suisse AG Miscellaneous Sector
410    GYEN 2/12/2014 1.64 ADVISORSHARES GARTMAN GOLD/YEN ETF AdvisorShares Commodities Precious Metals
411    HACV 11/4/2015 0.06 ISHARES EDGE MSCI MIN VOL GLOBAL CCY HDG iShares World Stock
412    HACW 7/21/2015 0.04
413    HAHA 10/20/2015 0.04 CSOP CHINA CSI 300 A-H DYNAMIC ETF CSOP Asset Management China Region
414    HAKD 9/22/2015 0.15
415    HAKK 9/17/2015 0.11 DIREXION DAILY CYBER SEC&IT BULL 2X ETF Direxion Funds Trading--Leveraged Equity
416    HBU 6/23/2015 0.07
417    HBZ 6/29/2015 0.08
418    HCOR 5/1/2017 0.01
419    HCRF 5/12/2016 0.14 ISHARES EDGE MSCI MULTIFACTOR HEALTHCARE iShares Health
420    HDEE 8/18/2015 0.03
421    HDEZ 8/18/2015 0.06 DEUTSCHE X-TRACKERS MSCI EUROZONE HIDIVY Deutsche Asset Management Europe Stock
422    HDGI 7/19/2013 1.2 ADVISORSHARES ATHENA INTL BEAR ETF Exchange Traded Fund Financial
423    HDLS 6/4/2015 0.05 WISDOMTREE INTERNATIONAL HDG SMCP DIVETF WisdomTree Foreign Small/Mid Value
424    HDRW 10/29/2015 0.05 WISDOMTREE GLOBAL EX-US HDGD REL EST ETF WisdomTree Global Real Estate
425    HDWM 7/9/2015 0.07
426    HDWX 9/15/2015 0.11 SPDR S&P INTERNATIONAL DIV CCY HDGD ETF SPDR State Street Global Advisors Foreign Large Value
427    HEFV 11/4/2015 0.18 ISHARES EDGE MSCI MIN VOL EAFE CCY HDG iShares Foreign Large Blend
428    HEGE 6/10/2015 0.04
429    HEGJ 6/10/2015 0.04 DIREXION DLY MSCI JPN CCY HDGD BL 2X ETF Direxion Funds Trading-Leveraged Equity
430    HEMV 11/4/2015 0.12 ISHARES EDGE MSCI MIN VOL EM CCY HDG iShares Diversified Emerging Mkts
431    HEUS 11/6/2015 0.06 ISHARES CURRENCY HEDGED MSCI EURP SM-CP iShares Europe Stock
432    HEUV 11/9/2015 0.08 ISHARES EDGE MSCI MIN VOL EUROPE CCY HG iShares Europe Stock
433    HEVY 4/21/2011 0.08 IPATH PURE BETA INDUSTRIAL METALS ETN Barclays Funds Commodities Industrial Metal