All ETFs Historical Tick with Bid/Ask Data

This list contains symbols for all the ETFs in our tick (time and sales) interval "All ETFs Historical Tick with Bid/Ask Data" historical data package. All calculations are performed using files containing tick with bid/ask prices. Tab delimited text version of this list is also available.

Other Historical Data

Please visit our buy page for more information about our US stocks and ETFs, Futures and Forex historical data packages, and to download free historical data sample files. We offer daily (end-of-day or EOD) data, 1 minute and higher interval intraday data and tick (time and sales) bid and ask data.

Product Details

Listed: 2327 symbols and 369 gigabytes
Delisted: 1060 symbols and 8 gigabytes
List last updated on: 4/6/2020

Listed Instruments:

 #   Symbol   StartDate   Size(MB)   Description   Industry   Sector 
1    AAAU 8/15/2018 1.57 PERTH MINT PHYSICAL GOLD ETF Exchange Traded Fund Financial
2    AADR 7/21/2010 3.62 ADVISORSHARES DORSEY WRIGHT ADR ETF AdvisorShares Foreign Large Growth
3    AAXJ 9/25/2009 350 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN iShares Pacific/Asia ex-Japan Stk
4    ABEQ 1/22/2020 0.09 ABSOLUTE CORE STRATEGY ETF Exchange Traded Fund Financial
5    ACES 6/29/2018 0.73 ALPS ETF TRUST Exchange Traded Fund Financial
6    ACIO 7/10/2019 0.18 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
7    ACSG 12/6/2018 0.05 XTRACKERS MSCI ACWI EX USA ESG LEADERS EQUITY ETF Exchange Traded Fund Financial
8    ACSI 11/1/2016 0.29 AMERICANCUSTOMERSATISFACTIONCOREALPHAETF ACSI Large Blend
9    ACT 9/28/2009 610 ADVISORSHARES VICE ETF
10    ACWF 5/4/2015 1.32 ISHARES EDGE MSCI MULTIFACTOR GLOBAL ETF Exchange Traded Fund Financial
11    ACWI 9/25/2009 555 ISHARES MSCI ACWI iShares World Stock
12    ACWV 10/20/2011 42 ISHARES EDGE MSCI MIN VOL GLOBAL iShares World Stock
13    ACWX 9/25/2009 141 ISHARES MSCI ACWI EX US iShares Foreign Large Blend
14    ADRE 9/25/2009 13 BLDRS EMERGING MARKETS 50 ADR ETF PowerShares Diversified Emerging Mkts
15    AFIF 9/18/2018 0.54 TWO ROADS SHARED TRUST Exchange Traded Fund Financial
16    AFK 9/25/2009 10 VANECK VECTORS AFRICA ETF Van Eck Miscellaneous Region
17    AFLG 12/4/2019 0.02 FIRST TRUST ACTIVE FACTOR LARGE CAP ETF Exchange Traded Fund Financial
18    AFMC 12/4/2019 0.02 FIRST TRUST ACTIVE FACTOR MID CAP ETF Exchange Traded Fund Financial
19    AFSM 12/4/2019 0.01 FIRST TRUST ACTIVE FACTOR SMALL CAP ETF Exchange Traded Fund Financial
20    AFTY 3/12/2015 3.25 CSOP FTSE CHINA A50 ETF CSOP Asset Management China Region
21    AGG 9/25/2009 692 ISHARES CORE US AGGREGATE BOND iShares Intermediate-Term Bond
22    AGGP 5/10/2016 3.16 IQ ENHANCED CORE PLUS BOND US ETF IndexIQ Intermediate-Term Bond
23    AGGY 7/9/2015 7.65 WISDOMTREE BARCLAYS YLDENH US AGGTBD ETF WisdomTree Intermediate-Term Bond
24    AGND 12/18/2013 1.19 WISDOMTREE BARCLAYS NGTDUR US AGGTBD ETF WisdomTree Nontraditional Bond
25    AGQ 9/25/2009 326 PROSHARES ULTRA SILVER ProShares Trading--Leveraged Commodities
26    AGT 9/25/2009 7.58 ISHARES TRUST Exchange Traded Fund Financial
27    AGZ 9/25/2009 8.96 ISHARES AGENCY BOND iShares Intermediate Government
28    AGZD 12/18/2013 1.58 WISDOMTREE BARCLAYS INTRRTHGUSAGGTBD ETF WisdomTree Nontraditional Bond
29    AIA 9/25/2009 16 ISHARES ASIA 50 ETF
30    AIEQ 10/17/2017 4.68 AI POWERED EQUITY ETF Exchange Traded Fund Financial
31    AIIQ 6/6/2018 0.15 AI POWERED INTERNATIONAL EQUITY ETF Exchange Traded Fund Financial
32    AIQ 9/25/2009 28 GLOBAL X FUTURE ANALYTICS TECH ETF
33    AIRR 3/11/2014 4.42 FIRST TRUST RBA AMER INDL RENAISTM ETF First Trust Industrials
34    ALFA 5/31/2012 2.95 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
35    ALT 11/16/2009 40 ISHARES DIVERSIFIED ALTERNATIVE Pharmaceutical Preparations Manufacturing
36    ALTS 10/9/2014 0.85 PROSHARES MORNINGSTAR ALTS SOLU ProShares Multialternative
37    ALTY 7/14/2015 0.91 GLOBAL X SUPERDIVIDEND ALTERNATIVES ETF Global X Funds Allocation--70% to 85% Equity
38    AMCA 8/11/2017 0.21 ISHARES RUSSELL 1000 PURE U.S. REVENUE ETF
39    AMJ 9/25/2009 649 JPMORGAN CHASE CAPITAL XVI JP M JPMorgan Equity Energy
40    AMJL 5/18/2016 0.87 CREDIT SUISSE X-LINKS MP2XLVGALRNMLP ETN Credit Suisse AG Trading--Leveraged Equity
41    AMLP 9/24/2010 1204 ALERIAN MLP ETF ALPS Equity Energy
42    AMOM 5/21/2019 0.05 QRAFT AI-ENHANCED U.S. LARGE CAP MOMENTUM ETF Exchange Traded Fund Financial
43    AMU 7/18/2012 24 ETRACS 2X WELLS FARGO - BDCI Exchange Traded Fund Financial
44    AMUB 10/9/2015 0.11 UBS AG Major Banks Finance
45    AMZA 10/2/2014 59 INFRACAP MLP ETF InfraCap Energy Limited Partnership
46    ANGL 4/11/2012 43 VANECK VECTORS FALLEN ANGEL HIYLD BD ETF Van Eck High Yield Bond
47    AOA 9/25/2009 12 ISHARES CORE AGGRESSIVE ALLOCATION iShares Allocation--70% to 85% Equity
48    AOK 9/25/2009 10 ISHARES CORE CONSERVATIVE ALLOCATION iShares Allocation--30% to 50% Equity
49    AOM 9/25/2009 19 ISHARES CORE MODERATE ALLOCATION iShares Allocation--30% to 50% Equity
50    AOR 9/25/2009 15 ISHARES CORE GROWTH ALLOCATION iShares Allocation--50% to 70% Equity
51    ARCM 3/31/2017 0.05 ARROW INVESTMENTS TRUST Exchange Traded Fund Financial
52    ARGT 3/3/2011 13 GLOBAL X MSCI ARGENTINA ETF Global X Funds Miscellaneous Region
53    ARKF 2/4/2019 1.07 ARK FINTECH INNOVATION ETF Exchange Traded Fund Financial
54    ARKG 10/31/2014 12 ARK GENOMIC REVOLUTION MULTI-SECTOR ETF ARK ETF Trust Health
55    ARKK 10/31/2014 29 ARK INNOVATION ETF ARK ETF Trust Technology
56    ARKQ 9/30/2014 3.79 ARK INDUSTRIAL INNOVATION ETF ARK ETF Trust Technology
57    ARKW 9/30/2014 13 ARK WEB X.0 ETF ARK ETF Trust Technology
58    ASEA 2/17/2011 3.97 GLOBAL X FTSE SOUTHEAST ASIA ETF Global X Funds Pacific/Asia ex-Japan Stk
59    ASET 11/24/2015 0.28 FLEXSHARES REAL ASSETS ALLOCATION ETF Flexshares Trust World Stock
60    ASHR 11/6/2013 419 DEUTSCHE X-TRACKERS HARVEST CSI300 CHN A Deutsche Asset Management China Region
61    ASHS 5/21/2014 9.66 DEUTSCHE X-TRACKERS HRVSTCSI500CHN A SC Deutsche Asset Management China Region
62    ASHX 10/20/2015 0.47 DEUTSCHE X-TRACKERS CSI300 CHN A HDGD EQ Deutsche Asset Management China Region
63    ATMP 3/13/2013 8.76 BARCLAYS ETN+ SELECT MLP Barclays Funds Energy Limited Partnership
64    AUSF 8/28/2018 0.66 GLOBAL X FUNDS GLOBAL X ADAPTIVE U.S. FACTOR ETF Exchange Traded Fund Financial
65    AVDE 9/26/2019 0.6 AVANTIS INTERNATIONAL EQUITY ETF Exchange Traded Fund Financial
66    AVDV 9/26/2019 0.41 AVANTIS INTERNATIONAL SMALL CAP VALUE ETF Exchange Traded Fund Financial
67    AVEM 9/19/2019 0.41 AVANTIS EMERGING MARKETS EQUITY ETF Exchange Traded Fund Financial
68    AVUS 9/26/2019 0.7 AVANTIS U.S. EQUITY ETF Exchange Traded Fund Financial
69    AVUV 9/26/2019 0.45 AVANTIS U.S. SMALL CAP VALUE ETF Exchange Traded Fund Financial
70    AWTM 1/29/2019 0.12 AWARE ULTRA-SHORT DURATION ENHANCED INCOME ETF Exchange Traded Fund Financial
71    AXJL 2/28/2011 1.54 WISDOMTREE ASIA PACIFIC EX-JAPAN ETF WisdomTree Pacific/Asia ex-Japan Stk
72    BAB 11/17/2009 48 POWERSHARES BUILD AMERICA BOND PowerShares Long-Term Bond
73    BAL 9/25/2009 10 IPATH BLOOMBERG COTTON SUBTR ETN Barclays Funds Commodities Agriculture
74    BAPR 4/1/2019 0.55 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
75    BAR 5/5/2014 4.91 GRANITESHARES GOLD TRUST Exchange Traded Fund Financial
76    BATT 6/6/2018 0.43 AMPLIFY ADVANCED BATTERY METALS AND MATERIALS ETF Exchange Traded Fund Financial
77    BAUG 8/1/2019 0.26 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
78    BBAX 8/8/2018 9.2 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
79    BBC 12/17/2014 3.06 BIOSHARES BIOTECHNOLOGY CLINICAL TRIALS Bio Shares Health
80    BBCA 8/8/2018 12 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
81    BBEU 6/18/2018 24 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
82    BBH 9/25/2009 32 VANECK VECTORS BIOTECH ETF Van Eck Health
83    BBIN 12/5/2019 0.02 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
84    BBJP 6/18/2018 28 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
85    BBP 12/17/2014 1.66 BIOSHARES BIOTECHNOLOGY PRODUCTS Bio Shares Health
86    BBRE 6/18/2018 4.33 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
87    BBSA 3/13/2019 0.17 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
88    BBUS 3/13/2019 0.36 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
89    BCD 3/31/2017 0.15 ABERDEEN STANDARD BLOOMBERG ALL COMMODITY LONGER DATED STRATEG Exchange Traded Fund Financial
90    BCI 3/31/2017 2.59 ABERDEEN STANDARD BLOOMBERG ALL COMMODITY STRATEGY K-1 FREE ET Exchange Traded Fund Financial
91    BCM 4/21/2011 1.75 IPATH PURE BETA BROAD COMMODITY ETN Barclays Funds Commodities Broad Basket
92    BDCL 5/25/2011 33 UBS ETRACS 2XLVG LNG WF BUSN DEV CO ETN UBS Group AG Trading--Leveraged Equity
93    BDCS 4/28/2011 5.94 UBS ETRACS WELLS FARGO BUSN DEV CO ETN UBS Group AG Financial
94    BDCZ 10/9/2015 0.23 UBS AG Major Banks Finance
95    BDEC 12/2/2019 0.19 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
96    BDRY 3/22/2018 0.95 BREAKWAVE DRY BULK SHIPPING ETF Exchange Traded Fund Financial
97    BFEB 2/3/2020 0.17 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
98    BFIT 5/10/2016 0.31 GLOBAL X HEALTH & WELLNESS THEMATIC ETF Global X Funds World Stock
99    BFOR 6/4/2013 4.25 BARRON'S 400 ETF ALPS ETF Mid-Cap Growth
100    BGRN 11/27/2018 0.29 ISHARES GLOBAL GREEN BOND ETF
101    BIB 4/9/2010 125 PROSHARES ULTRA NASDAQ BIOTECHNOLOGY ProShares Trading--Leveraged Equity
102    BIBL 10/31/2017 0.79 INSPIRE 100 ETF Exchange Traded Fund Financial
103    BICK 4/13/2010 3.15 FIRST TRUST BICK ETF First Trust Diversified Emerging Mkts
104    BIL 9/25/2009 82 SPDR BLMBG BARCLAYS 1-3 MTH T-BILL ETF SPDR State Street Global Advisors Ultrashort Bond
105    BIS 4/9/2010 64 PROSHARES ULTRASHORT NASDAQ BIOTECH ProShares Trading--Inverse Equity
106    BIV 9/25/2009 125 VANGUARD INTERM-TERM BOND ETF Vanguard Intermediate-Term Bond
107    BIZD 2/12/2013 8.74 VANECK VECTORS BDC INCOME ETF Van Eck Financial
108    BJAN 1/2/2019 0.78 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
109    BJK 9/25/2009 5.11 VANECK VECTORS GAMING ETF Van Eck Consumer Cyclical
110    BJUL 8/29/2018 0.64 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
111    BJUN 6/3/2019 0.11 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
112    BKF 9/25/2009 33 ISHARES MSCI BRIC iShares Diversified Emerging Mkts
113    BKLN 3/3/2011 440 POWERSHARES EXCHANGE-TRADED FUN PowerShares Bank Loan
114    BLCN 1/17/2018 2.95 REALITY SHARES NASDAQ NEXTGEN ECONOMY ETF
115    BLES 2/28/2017 1.48 INSPIRE GLOBAL HOPE LARGE CAP ETF Inspire World Stock
116    BLHY 12/6/2016 2.23 VIRTUS NEWFLEET DYNAMIC CREDIT Exchange Traded Fund Financial
117    BLOK 1/17/2018 6.29 AMPLIFY TRANSFORMATIONAL DATA SHARING ETF Exchange Traded Fund Financial
118    BLV 9/25/2009 54 VANGUARD LONG-TERM BOND ETF Vanguard Long-Term Bond
119    BMLP 12/21/2016 0.08 BANK OF MONTREAL Commercial Banks Finance
120    BND 9/25/2009 500 VANGUARD TOTAL BOND MARKET ETF Vanguard Intermediate-Term Bond
121    BNDC 11/21/2016 0.4 FLEXSHARES CORE SELECT BOND ETF Flexshares Trust Intermediate-Term Bond
122    BNDW 9/6/2018 1.34 VANGUARD TOTAL WORLD BOND ETF
123    BNDX 6/4/2013 157 VANGUARD TOTAL INTERNATIONAL BOND ETF
124    BNKD 4/3/2019 0.08 BANK OF MONTREAL Commercial Banks Finance
125    BNKO 4/3/2019 0.04 BANK OF MONTREAL Commercial Banks Finance
126    BNKU 4/3/2019 0.11 BANK OF MONTREAL Commercial Banks Finance
127    BNKZ 4/3/2019 0.04 BANK OF MONTREAL Commercial Banks Finance
128    BNO 7/12/2010 47 UNITED STATES BRENT OIL United States Commodity Funds LLC Commodities Energy
129    BNOV 11/1/2019 0.16 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
130    BOCT 10/1/2018 1 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
131    BOIL 10/6/2011 56 PROSHARES ULTRA BLOOMBERG NATURAL GAS ProShares Trading--Leveraged Commodities
132    BOND 3/1/2012 69 PIMCO ACTIVE BOND EXCHANGE-TRADED FUND EXCHANGE-TRADED FUND Exchange Traded Fund Financial
133    BOSS 2/15/2017 0.19 GLOBAL X FOUNDER-RUN COMPANIES ETF Global X Funds Large Blend
134    BOTZ 9/13/2016 81 GLOBAL X ROBTCS&ARTFCL INTLLGNC THTC ETF Global X Funds Miscellaneous Sector
135    BOUT 9/13/2018 0.55 INNOVATOR IBD BREAKOUT OPPORTUNITIES ETF Exchange Traded Fund Financial
136    BRF 9/25/2009 54 VANECK VECTORS BRAZIL SMALL-CAP ETF Van Eck Latin America Stock
137    BRZU 4/10/2013 259 DIREXION DAILY BRAZIL BULL 3X ETF Direxion Funds Trading--Leveraged Equity
138    BSAE 10/8/2018 0.14 INVESCO BULLETSHARES 2021 USD EMERGING MARKETS DEBT ETF
139    BSBE 10/10/2018 0.11 INVESCO BULLETSHARES 2022 USD EMERGING MARKETS DEBT ETF
140    BSCE 7/12/2010 5.85 GUGGENHEIM BULLETSHARES 2014 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond
141    BSCK 3/29/2012 25 GUGGENHEIM BULLETSHRS 2020 CORP BD ETF Guggenheim Investments Corporate Bond
142    BSCL 7/17/2013 20 GUGGENHEIM BULLETSHRS 2021 CORP BD ETF Guggenheim Investments Corporate Bond
143    BSCM 7/17/2013 18 GUGGENHEIM BULLETSHRS 2022 CORP BD ETF Guggenheim Investments Corporate Bond
144    BSCN 9/17/2014 11 GUGGENHEIM BULLETSHRS 2023 CORP BD ETF Guggenheim Investments Corporate Bond
145    BSCO 9/19/2014 8.98 GUGGENHEIM BULLETSHRS 2024 CORP BD ETF Guggenheim Investments Corporate Bond
146    BSCP 10/9/2015 4.21 GUGGENHEIM BULLETSHRS 2025 CORP BD ETF Guggenheim Investments Corporate Bond
147    BSCQ 9/16/2016 2.53 GUGGENHEIM BULLETSHARES 2026 CORP BD ETF Guggenheim Investments Corporate Bond
148    BSCR 9/27/2017 1.32 INVESCO BULLETSHARES 2027 CORPORATE BOND ETF
149    BSCS 8/9/2018 0.83 INVESCO BULLETSHARES 2028 CORPORATE BOND ETF
150    BSCT 9/12/2019 0.23 INVESCO BULLETSHARES 2029 CORPORATE BOND ETF
151    BSDE 10/16/2018 0.11 INVESCO BULLETSHARES 2024 USD EMERGING MARKETS DEBT ETF
152    BSEP 9/3/2019 0.06 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
153    BSJK 9/24/2013 20 GUGGENHEIM BULLETSHRS 2020 HY CORPBD ETF Guggenheim Investments High Yield Bond
154    BSJL 9/17/2014 16 GUGGENHEIM BULLETSHRS 2021 HY CORPBD ETF Guggenheim Investments High Yield Bond
155    BSJM 9/17/2014 12 GUGGENHEIM BULLETSHRS 2022 HY CORPBD ETF Guggenheim Investments High Yield Bond
156    BSJN 10/14/2015 5.17 GUGGENHEIM BULLETSHRS 2023 HY CORPBD ETF Guggenheim Investments High Yield Bond
157    BSJO 9/14/2016 2.63 INVESCO BULLETSHARES 2024 HIGH YIELD CORPORATE BOND ETF
158    BSJP 9/27/2017 1.7 INVESCO BULLETSHARES 2025 HIGH YIELD CORPORATE BOND ETF
159    BSJQ 8/9/2018 1.03 INVESCO BULLETSHARES 2026 HIGH YIELD CORPORATE BOND ETF
160    BSJR 9/12/2019 0.22 INVESCO BULLETSHARES 2027 HIGH YIELD CORPORATE BOND ETF
161    BSML 9/27/2019 0.05 INVESCO BULLETSHARES 2021 MUNICIPAL BOND ETF
162    BSMM 9/27/2019 0.08 INVESCO BULLETSHARES 2022 MUNICIPAL BOND ETF
163    BSMN 9/26/2019 0.07 INVESCO BULLETSHARES 2023 MUNICIPAL BOND ETF
164    BSMO 9/26/2019 0.06 INVESCO BULLETSHARES 2024 MUNICIPAL BOND ETF
165    BSMP 9/26/2019 0.08 INVESCO BULLETSHARES 2025 MUNICIPAL BOND ETF
166    BSMQ 9/26/2019 0.06 INVESCO BULLETSHARES 2026 MUNICIPAL BOND ETF
167    BSMR 9/26/2019 0.04 INVESCO BULLETSHARES 2027 MUNICIPAL BOND ETF
168    BSMS 9/26/2019 0.09 INVESCO BULLETSHARES 2028 MUNICIPAL BOND ETF
169    BSMT 9/25/2019 0.08 INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF
170    BSV 9/25/2009 268 VANGUARD SHORT-TERM BOND ETF Vanguard Short-Term Bond
171    BTAL 9/13/2011 4.12 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral
172    BTEC 8/22/2016 0.16 PRINCIPAL HEALTHCARE INNOVATORS ETF Principal Funds Health
173    BUG 10/31/2019 0.13 GLOBAL X CYBERSECURITY ETF
174    BUL 5/3/2019 0.05 PACER US CASH COWS GROWTH ETF Exchange Traded Fund Financial
175    BUY 12/1/2017 0.08 USCF SUMMERHAVEN SHPEI INDEX FUND Exchange Traded Fund Financial
176    BUYN 12/1/2017 0.05 USCF SUMMERHAVEN SHPEN INDEX FUND Exchange Traded Fund Financial
177    BUYZ 2/27/2020 0.01 FRANKLIN TEMPLETON ETF TRUST Exchange Traded Fund Financial
178    BVAL 6/13/2017 0.25 BRAND VALUE ETF Exchange Traded Fund Financial
179    BWX 9/25/2009 89 SPDR BLMBG BARCLAYS INTL TRS BD ETF SPDR State Street Global Advisors World Bond
180    BWZ 9/25/2009 10 SPDR BLMBG BARCLAYS ST INTRN TRSBD ETF SPDR State Street Global Advisors World Bond
181    BYLD 4/24/2014 2.47 ISHARES YIELD OPTIMIZED BOND iShares Intermediate-Term Bond
182    BZQ 9/25/2009 46 PROSHARES ULTRASHORT MSCI BRAZIL CAPPED ProShares Trading--Inverse Equity
183    CACG 3/12/2013 2.02 CLEARBRIDGE ALL CAP GROWTH ETF
184    CALF 6/19/2017 0.55 PACER FUNDS Exchange Traded Fund Financial
185    CANE 9/19/2011 3.4 TEUCRIUM SUGAR ETF Teucrium Commodities Agriculture
186    CAPE 10/11/2012 1.05 BARCLAYS ETN+ SHILLER CAPET Barclays Funds Large Value
187    CARZ 5/10/2011 2.53 FIRST TRUST NASDAQ GLOBAL AUTO ETF First Trust Consumer Cyclical
188    CATH 4/19/2016 1.28 GLOBAL X S&P 500 CATHOLIC VALUES ETF Global X Funds Large Blend
189    CBON 11/11/2014 1.07 VANECK VECTORS CHINAAMC CHINA BOND ETF Van Eck Emerging-Markets Local-Currency Bond
190    CCD 3/27/2015 17 CALAMOS DYNAMIC CONVERTIBLE & INCOME FUND
191    CCOR 5/24/2017 0.85 CORE ALTERNATIVE ETF Exchange Traded Fund Financial
192    CCX 9/24/2010 2.25 WISDOMTREE DREYFUS COMMODITY CU WisdomTree Currency
193    CDC 7/2/2014 6.05 VICTORYSHARES US EQ INCOME ENHANCED VOLATILITY WTD ETF
194    CDL 7/8/2015 2.18 VICTORYSHARES US LGCP HI DIV VOL WTD ETF Victory Large Value
195    CEF 9/28/2009 359 SPROTT PHYSICAL GOLD AND SILVER TRUST UNITS Exchange Traded Fund Financial
196    CEFL 12/11/2013 30 UBS ETRACS MTHLY PY 2XLVG CLOSED-END ETN UBS Group AG Trading--Miscellaneous
197    CEFS 3/21/2017 0.99 EXCHANGE LISTED FUNDS TRUST Exchange Traded Fund Financial
198    CEMB 4/19/2012 3.05 ISHARES EMERGING MARKETS CORPORATE BOND iShares Emerging Markets Bond
199    CEW 9/28/2009 14 WISDOMTREE EMERGING CURRENCY STRAT ETF WisdomTree Multicurrency
200    CEY 10/26/2017 0.72 VICTORYSHARES EMERGING MARKET HIGH DIV VOLATILITY WTD ETF
201    CEZ 9/29/2009 0.6 VICTORYSHARES EMERGING MARKET VOLATILITY WTD ETF
202    CFA 7/2/2014 4.96 VICTORYSHARES US 500 VOLATILITY WTD ETF Victory Large Blend
203    CFO 7/2/2014 7.34 VICTORYSHARES US 500 ENHANCED VOLATILITY WTD ETF
204    CGO 9/28/2009 11 CALAMOS GLOBAL TOTAL RETURN FUND
205    CGW 9/28/2009 16 GUGGENHEIM S&P GLOBAL WATER ETF Guggenheim Investments Miscellaneous Sector
206    CHAD 6/17/2015 13 DIREXION DLY CSI 300 CHN A SHR BR 1X ETF Direxion Funds Trading--Inverse Equity
207    CHAU 4/16/2015 53 DIREXION DLY CSI 300 CHN A SHR BL 2X ETF Direxion Funds Trading--Leveraged Equity
208    CHEP 9/13/2011 1.21 QUANTSHARES US MARKET NEUTRAL VALUE QuantShares Market Neutral
209    CHGX 10/10/2017 0.23 CHANGE FINANCE U.S. LARGE CAP FOSSIL FUEL FREE ETF Exchange Traded Fund Financial
210    CHI 9/28/2009 72 CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND
211    CHIC 9/28/2009 0.65 GLOBAL X FUNDS GLOBAL X MSCI CHINA COMMUNICATION SERVICES ETF
212    CHIE 12/16/2009 1.2 GLOBAL X CHINA ENERGY ETF Global X Funds China Region
213    CHIH 12/11/2018 0.12 GLOBAL X FUNDS GLOBAL X MSCI CHINA HEALTH CARE ETF Exchange Traded Fund Financial
214    CHII 12/1/2009 1.77 GLOBAL X CHINA INDUSTRIALS ETF Global X Funds China Region
215    CHIK 12/11/2018 0.39 GLOBAL X FUNDS GLOBAL X MSCI CHINA INFORMATION TECHNOLOGY ETF Exchange Traded Fund Financial
216    CHIL 12/11/2018 0.08 GLOBAL X FUNDS GLOBAL X MSCI CHINA LARGE-CAP 50 ETF Exchange Traded Fund Financial
217    CHIM 1/14/2010 1.7 GLOBAL X CHINA MATERIALS ETF Global X Funds China Region
218    CHIQ 12/1/2009 22 GLOBAL X CHINA CONSUMER ETF Global X Funds China Region
219    CHIR 12/11/2018 0.25 GLOBAL X FUNDS GLOBAL X MSCI CHINA REAL ESTATE ETF Exchange Traded Fund Financial
220    CHIS 12/11/2018 0.15 GLOBAL X FUNDS GLOBAL X MSCI CHINA CONSUMER STAPLES ETF Exchange Traded Fund Financial
221    CHIU 12/11/2018 0.05 GLOBAL X FUNDS GLOBAL X MSCI CHINA UTILITIES ETF Exchange Traded Fund Financial
222    CHIX 12/11/2009 14 GLOBAL X CHINA FINANCIALS ETF Global X Funds China Region
223    CHNA 10/10/2013 0.66 POWERSHARES CHINA A-SHARE ETF PowerShares China Region
224    CHW 9/28/2009 58 CALAMOS GLOBAL DYNAMIC INCOME FUND
225    CHY 9/28/2009 70 CALAMOS CONVERTIBLE AND HIGH INCOME FUND
226    CIBR 7/7/2015 20 FIRST TRUST NASDAQ CYBERSECURITY ETF First Trust Technology
227    CID 8/20/2015 0.82 VICTORYSHARES INTL HI DIV VOL WTD ETF Victory Foreign Large Value
228    CIL 7/12/2010 1.18 VICTORYSHARES INTERNATIONAL VOL WTD ETF Victory Foreign Large Blend
229    CIZ 10/1/2014 2.34 VICTORYSHARES DEVELOPED ENH VOL WTD ETF Victory Foreign Large Blend
230    CLIX 11/16/2017 1.18 PROSHARES LONG ONLINE/SHORT STORES ETF Exchange Traded Fund Financial
231    CLOU 4/16/2019 6.95 GLOBAL X CLOUD COMPUTING ETF
232    CLRG 12/13/2017 0.45 IQ CHAIKIN U.S. LARGE CAP ETF
233    CLTL 1/12/2017 0.71 POWERSHARES TREASURY COLLATERAL ETF PowerShares Ultrashort Bond
234    CMBS 2/16/2012 8.34 ISHARES CMBS iShares Intermediate-Term Bond
235    CMD 9/28/2009 45 PROSHARES ULTRASHORT DJ-AIG COM ProShares Trading-Inverse Commodities
236    CMDY 4/5/2018 0.21 ISHARES BLOOMBERG ROLL SELECT COMMODITY STRATEGY ETF Exchange Traded Fund Financial
237    CMF 9/28/2009 12 ISHARES S&P CALI MUNI BOND iShares Muni California Long
238    CN 4/30/2014 2.02 DEUTSCHE X-TRACKERS MSCI ALL CHINA EQ Deutsche Asset Management China Region
239    CNBS 7/23/2019 0.24 AMPLIFY SEYMOUR CANNABIS ETF Exchange Traded Fund Financial
240    CNCR 10/14/2015 2.65 LONCAR CANCER IMMUNOTHERAPY ETF ETF Series Solutions Health
241    CNRG 12/31/2018 0.39 SPDR S&P KENSHO CLEAN POWER ETF Exchange Traded Fund Financial
242    CNXT 9/28/2009 72 VANECK VECTORS CHINAAMC SME-CHINEXT ETF Van Eck China Region
243    CNY 9/28/2009 2.98 MARKET VECTORS CHINESE RENMINBI/USD ETN Market Vectors Single Currency
244    CNYA 6/15/2016 1.63 ISHARES TRUST Exchange Traded Fund Financial
245    COM 3/30/2017 0.36 DIREXION AUSPICE BROAD COMMODITY STRATEGY ETF Exchange Traded Fund Financial
246    COMB 5/25/2017 1.13 GRANITESHARES BLOOMBERG COMMODITY BROAD STRATEGY NO K-1 ETF Exchange Traded Fund Financial
247    COMT 10/25/2010 6.19 ISHARES COMMODITIES SELECT STRATEGY iShares Commodities Broad Basket
248    COPX 7/12/2010 14 GLOBAL X COPPER MINERS ETF Global X Funds Natural Resources
249    CORN 7/12/2010 29 TEUCRIUM CORN ETF Teucrium Commodities Agriculture
250    CORP 9/24/2010 9.92 PIMCO INVESTMENT GRADE CORPORATE BD ETF Pimco Corporate Bond
251    COW 9/28/2009 8.73 IPATH BLOOMBERG LIVESTOCK SUBTR ETN Barclays Funds Commodities Agriculture
252    COWZ 12/19/2016 2.49 PACER US CASH COWS 100 ETF Pacer Large Blend
253    CPER 11/15/2011 1.33 UNITED STATES COPPER INDEX United States Commodity Funds LLC Commodities Industrial Metals
254    CPI 10/27/2009 2.42 IQ REAL RETURN ETF IndexIQ Tactical Allocation
255    CQQQ 12/8/2009 24 GUGGENHEIM CHINA TECHNOLOGY ETF Guggenheim Investments China Region
256    CRAK 8/19/2015 1.69 VANECK VECTORS OIL REFINERS ETF Exchange Traded Fund Financial
257    CRBN 12/9/2014 2.08 ISHARES MSCI ACWI LOW CARBON TARGET ETF Exchange Traded Fund Financial
258    CROC 7/19/2012 1.44 PROSHARES ULTRASHORT AUSTRALIAN DOLLAR ProShares Trading--Miscellaneous
259    CROP 3/22/2011 2.27 IQ GLOBAL AGRIBUSINESS SMALL CA IndexIQ Consumer Defensive
260    CSA 9/28/2009 35 VICTORYSHARES US SMALL CAP VOL WTD ETF Victory Small Blend
261    CSB 7/8/2015 0.98 VICTORYSHARES US SMCP HI DIV VOL WTD ETF Victory Small Value
262    CSD 9/28/2009 12 GUGGENHEIM S&P SPIN-OFF ETF Guggenheim Investments Mid-Cap Blend
263    CSF 8/1/2014 1.9 VICTORYSHARES US DISCV ENH VOL WTD ETF Victory Small Blend
264    CSM 9/28/2009 8.8 PROSHARES LARGE CAP CORE PLUS ProShares Large Blend
265    CSML 5/16/2017 2.82 IQ CHAIKIN U.S. SMALL CAP ETF
266    CSQ 9/28/2009 103 CALAMOS STRATEGIC TOTAL RETURN FUND
267    CURE 6/15/2011 49 DIREXION DAILY HEALTHCARE BULL 3X ETF Direxion Funds Trading--Leveraged Equity
268    CUT 9/28/2009 13 GUGGENHEIM MSCI GLOBAL TIMBER ETF Guggenheim Investments Natural Resources
269    CVY 9/28/2009 30 GUGGENHEIM MULTI-ASSET INCOME ETF Guggenheim Investments Allocation--85%+ Equity
270    CWB 9/28/2009 223 SPDR BLMBG BARCLAYS CONVERT SECS ETF SPDR State Street Global Advisors Convertibles
271    CWEB 11/2/2016 8.17 DIREXION DAILY CSI CHINA INTERNET INDEX BULL 2X SHARES Exchange Traded Fund Financial
272    CWI 9/28/2009 40 SPDR MSCI ACWI EX-US ETF SPDR State Street Global Advisors Foreign Large Blend
273    CWS 12/29/2009 4.25 ADVISORSHARES FOCUSED EQUITY ETF AdvisorShares Large Blend
274    CXSE 1/5/2015 2.65 WISDOMTREE CHINA EX-STATE-OWD ENTPR ETF WisdomTree China Region
275    CYB 9/28/2009 18 WISDOMTREE CHINESE YUAN STRATEGY ETF WisdomTree Single Currency
276    CZA 9/28/2009 3.84 GUGGENHEIM MID-CAP CORE ETF Guggenheim Investments Mid-Cap Blend
277    DALI 5/15/2018 0.52 FIRST TRUST DORSEYWRIGHT DALI 1 ETF
278    DALT 9/29/2017 0.68 TWO ROADS SHARED TRUST Exchange Traded Fund Financial
279    DAUD 12/12/2017 0.11 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
280    DAX 10/23/2014 1.08 HORIZONS DAX GERMANY ETF
281    DBA 9/28/2009 295 POWERSHARES DB AGRICULTURE ETF PowerShares DB Commodities Agriculture
282    DBAW 1/27/2014 2.69 DEUTSCHE X-TRACKERS MSCI ALWD EXUS HGDEQ Deutsche Asset Management Foreign Large Blend
283    DBB 9/28/2009 45 POWERSHARES DB BASE METALS ETF PowerShares DB Commodities Industrial Metals
284    DBC 9/28/2009 482 POWERSHARES DB COMMODITY TRACKING ETF PowerShares DB Commodities Broad Basket
285    DBE 9/28/2009 20 POWERSHARES DB ENERGY ETF PowerShares DB Commodities Energy
286    DBEF 6/9/2011 224 DEUTSCHE X-TRACKERS MSCI EAFE HEDGED EQ Deutsche Asset Management Foreign Large Blend
287    DBEM 6/9/2011 8.71 DEUTSCHE X-TRACKERS MSCI EM MKTS HDGD EQ Deutsche Asset Management Diversified Emerging Mkts
288    DBEU 10/1/2013 103 DEUTSCHE X-TRACKERS MSCI EUROPE HEDGD EQ Deutsche Asset Management Europe Stock
289    DBEZ 12/15/2014 2.4 DEUTSCHE X-TRACKERS MSCI EUROZONE HDG EQ Deutsche Asset Management Europe Stock
290    DBGR 2/5/2013 5.14 DEUTSCHE X-TRACKERS MSCI GERMANY HDGD EQ Deutsche Asset Management Miscellaneous Region
291    DBJP 6/9/2011 59 DEUTSCHE X-TRACKERS MSCI JAPAN HEDGED EQ Deutsche Asset Management Japan Stock
292    DBLV 4/16/2018 0.3 ADVISORSHARES DOUBLELINE VALUE EQUITY ETF Exchange Traded Fund Financial
293    DBMF 5/8/2019 0.11 IM DBI MANAGED FUTURES STRATEGY ETF ETF Exchange Traded Fund Financial
294    DBO 9/28/2009 119 POWERSHARES DB OIL ETF PowerShares DB Commodities Energy
295    DBP 9/28/2009 16 POWERSHARES DB PRECIOUS METALS ETF PowerShares DB Commodities Precious Metals
296    DBS 9/28/2009 8.91 POWERSHARES DB SILVER ETF PowerShares DB Commodities Precious Metals
297    DBV 9/28/2009 13 POWERSHARES DB G10 CURRENCY HARVEST ETF PowerShares DB Multicurrency
298    DCHF 12/12/2017 0.07 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
299    DDG 9/28/2009 2.16 PROSHARES SHORT OIL & GAS ProShares Trading--Inverse Equity
300    DDIV 3/12/2018 0.61 FIRST TRUST DORSEY WRIGHT MOMENTUM & DIVIDEND ETF
301    DDLS 1/7/2016 0.62 WISDOMTREE DYN CCY HDGD INTL SMCP EQ ETF WisdomTree Foreign Small/Mid Value
302    DDM 9/28/2009 368 PROSHARES ULTRA DOW30 ProShares Trading--Leveraged Equity
303    DDWM 1/7/2016 3.13 WISDOMTREE DYNAMIC CCY HDGD INTL EQ ETF WisdomTree Foreign Large Value
304    DEEF 6/1/2015 1.12 DEUTSCHE X-TRACKERS FTSE DEV EXUSCMPSFTR Deutsche Asset Management Foreign Large Blend
305    DEF 9/28/2009 5.86 GUGGENHEIM DEFENSIVE EQUITY ETF Guggenheim Investments Large Value
306    DEFA 1/8/2016 0.09 ISHARES ADAPTIVE CCY HDGD MSCI EAFE iShares Foreign Large Blend
307    DEM 9/28/2009 139 WISDOMTREE EMERGING MARKETS HIGH DIV ETF WisdomTree Diversified Emerging Mkts
308    DES 9/28/2009 31 WISDOMTREE SMALLCAP DIVIDEND ETF WisdomTree Small Value
309    DEUR 12/12/2017 0.34 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
310    DEUS 11/24/2015 2.72 DEUTSCHE X-TRACKERS RUSSELL 1000 CMPSFTR Deutsche Asset Management Mid-Cap Blend
311    DEW 9/28/2009 3.65 WISDOMTREE GLOBAL HIGH DIVIDEND ETF WisdomTree World Stock
312    DFE 9/28/2009 36 WISDOMTREE EUROPE SMALLCAP DIVIDEND ETF WisdomTree Europe Stock
313    DFEN 5/3/2017 9.61 DIREXION DAILY AEROSPACE & DEFENSE BULL 3X SHARES Exchange Traded Fund Financial
314    DFJ 9/28/2009 17 WISDOMTREE JAPAN SMALLCAP DIVIDEND ETF WisdomTree Japan Stock
315    DFND 1/14/2016 0.23 REALITY SHARES ETF TRUST Exchange Traded Fund Financial
316    DFNL 1/12/2017 1.44 DAVIS SELECT FINANCIAL ETF Davis ETFs Financial
317    DFVL 7/12/2011 0.2 IPATH US TREASURY 5-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt
318    DFVS 7/12/2011 0.72 BARCLAYS PLC Commercial Banks Finance
319    DGAZ 2/8/2012 785 VELOCITYSHARES 3X INV NATURAL GAS ETN Credit Suisse AG Trading--Inverse Commodities
320    DGBP 12/12/2017 0.13 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
321    DGL 9/28/2009 17 POWERSHARES DB GOLD ETF PowerShares DB Commodities Precious Metals
322    DGLD 10/17/2011 19 VELOCITYSHARES 3X INVERSE GOLD ETN Credit Suisse AG Trading--Inverse Commodities
323    DGP 9/28/2009 120 DB GOLD DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities
324    DGRE 8/1/2013 3.25 WISDOMTREE EMERGING MKTS QUAL DIV GR ETF WisdomTree Diversified Emerging Mkts
325    DGRO 6/12/2014 77 ISHARES CORE DIVIDEND GROWTH iShares Large Blend
326    DGRS 7/25/2013 2.42 WISDOMTREE U.S. SMALLCAP QUALITY DIVIDEND GROWTH FUND
327    DGRW 5/22/2013 26 WISDOMTREE US QUALITY DIVIDEND GR ETF WisdomTree Large Blend
328    DGS 9/28/2009 55 WISDOMTREE EMERGING MARKETS SMCP DIV ETF WisdomTree Diversified Emerging Mkts
329    DGT 9/28/2009 2.16 SPDR GLOBAL DOW ETF SPDR State Street Global Advisors World Stock
330    DGZ 9/28/2009 15 DB GOLD SHORT ETN Deutsche Bank AG Trading--Inverse Commodities
331    DHDG 11/3/2016 0.29
332    DHS 9/28/2009 15 WISDOMTREE HIGH DIVIDEND ETF WisdomTree Large Value
333    DIA 9/28/2009 2925 SPDR DOW JONES INDUSTRIAL AVERAGE ETF SPDR State Street Global Advisors Large Value
334    DIAL 7/5/2011 3.48 COLUMBIA DIVERSIFIED FIXED INCOME ALLOCATION ETF Exchange Traded Fund Financial
335    DIG 9/28/2009 322 PROSHARES ULTRA OIL & GAS ProShares Trading--Leveraged Equity
336    DIM 9/28/2009 4.44 WISDOMTREE INTERNATIONAL MIDCAP DIV ETF WisdomTree Foreign Small/Mid Value
337    DINT 3/2/2018 0.89 DAVIS SELECT INTERNATIONAL ETF
338    DIV 3/12/2013 14 GLOBAL X SUPER DIVIDEND ETF Exchange Traded Fund Financial
339    DIVA 1/15/2015 0.26 AGFIQ HEDGED DIVIDEND INCOME FUND Exchange Traded Fund Financial
340    DIVB 11/9/2017 0.44 ISHARES TRUST Exchange Traded Fund Financial
341    DIVC 9/16/2014 0.27 C-TRACKS ETN MILLER/HOWARD STRT DIV RINV Citigroup Large Value
342    DIVO 12/14/2016 0.48 AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF Exchange Traded Fund Financial
343    DIVY 12/18/2014 2.31 REALITY SHARES DIVS ETF Reality Shares ETF Trust Multialternative
344    DJCB 10/25/2019 0.02 ETRACS BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN SERIES B DUE Exchange Traded Fund Financial
345    DJCI 10/29/2009 2.33 UBS ETRACS BLOOMBERG CMDTY TOT RET ETN UBS Group AG Commodities Broad Basket
346    DJD 12/16/2015 1.37 GUGGENHEIM DOW JONES INDL AVG DIV ETF Guggenheim Investments Large Value
347    DJP 9/28/2009 91 IPATH BLOOMBERG CMDTY TR ETN Barclays Funds Commodities Broad Basket
348    DJPY 12/12/2017 0.09 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
349    DLBR 8/16/2017 0.16 CITIGROUP GLOBAL MARKETS HOLDINGS INC VELOCITYSHARES SHORT LIB Exchange Traded Fund Financial
350    DLN 9/28/2009 23 WISDOMTREE LARGECAP DIVIDEND ETF WisdomTree Large Value
351    DLS 9/28/2009 23 WISDOMTREE INTERNATIONAL SMALLCP DIV ETF WisdomTree Foreign Small/Mid Value
352    DMDV 11/28/2018 0.08 AAM S&P DEVELOPED MARKETS HIGH DIVIDEND VALUE ETF Exchange Traded Fund Financial
353    DMRE 3/21/2019 0.04 DELTASHARES S&P EM 100 & MANAGED RISK ETF Exchange Traded Fund Financial
354    DMRI 8/2/2017 0.12 DELTASHARES S&P INTERNATIONAL MANAGED RISK ETF Exchange Traded Fund Financial
355    DMRL 8/2/2017 0.33 DELTASHARES S&P 500 MANAGED RISK ETF Exchange Traded Fund Financial
356    DMRM 8/2/2017 0.14 DELTASHARES S&P 400 MANAGED RISK ETF Exchange Traded Fund Financial
357    DMRS 8/2/2017 0.16 DELTASHARES S&P 600 MANAGED RISK ETF Exchange Traded Fund Financial
358    DNL 9/28/2009 3.2 WISDOMTREE GLOBAL EX-US QUAL DIV GR ETF WisdomTree Foreign Large Growth
359    DOG 9/28/2009 140 PROSHARES SHORT DOW30 ProShares Trading--Inverse Equity
360    DOGS 1/3/2018 0.07 ARROW DOGS OF THE WORLD ETF Exchange Traded Fund Financial
361    DOL 9/28/2009 9.55 WISDOMTREE INTERNATIONAL LARGECP DIV ETF WisdomTree Foreign Large Value
362    DON 9/28/2009 35 WISDOMTREE MIDCAP DIVIDEND ETF WisdomTree Mid-Cap Value
363    DOO 9/28/2009 10 WISDOMTREE INTL DIV EX-FINCLS ETF WisdomTree Foreign Large Value
364    DPK 9/28/2009 11 DIREXION DAILY DEV MKTS BEAR 3X ETF Direxion Funds Trading--Inverse Equity
365    DPST 8/19/2015 5.69 DIREXION DAILY REGIONAL BNKS BULL 3X ETF Direxion Funds Trading--Leveraged Equity
366    DRIP 5/29/2015 185 DIREXION DLY S&P OIL&GS EX&PRD BR 3X ETF Direxion Funds Trading--Inverse Equity
367    DRIV 9/28/2009 168 GLOBAL X AUTONOMOUS & ELECTRIC VEHICLES ETF
368    DRN 9/28/2009 168 DIREXION DAILY REAL ESTATE BULL 3X ETF Direxion Funds Trading--Leveraged Equity
369    DRR 9/28/2009 5.88 MARKET VECTORS DOUBLE SHORT EURO ETN Market Vectors Trading--Miscellaneous
370    DRSK 8/8/2018 0.6 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
371    DRV 9/28/2009 153 DIREXION DAILY REAL ESTATE BEAR 3X ETF Direxion Funds Trading--Inverse Equity
372    DRW 9/28/2009 6.48 WISDOMTREE GLOBAL EX-US REAL ESTATE ETF WisdomTree Global Real Estate
373    DSI 9/28/2009 11 ISHARES MSCI KLD 400 SOCIAL iShares Large Blend
374    DSLV 10/17/2011 39 VELOCITYSHARES 3X INVERSE SILVER ETN Credit Suisse AG Trading--Inverse Commodities
375    DSTL 10/24/2018 0.4 DISTILLATE U.S. FUNDAMENTAL STABILITY & VALUE ETF Exchange Traded Fund Financial
376    DTD 9/28/2009 7.54 WISDOMTREE TOTAL DIVIDEND ETF WisdomTree Large Value
377    DTEC 12/29/2017 1.12 NASDAQ DALLAS REGIONAL CHAMBER INDEX Exchange Traded Fund Financial
378    DTH 9/28/2009 8.05 WISDOMTREE INTERNATIONAL HIGH DIV ETF WisdomTree Foreign Large Value
379    DTN 9/28/2009 16 WISDOMTREE DIVIDEND EX-FINANCIALS ETF WisdomTree Large Value
380    DTO 9/28/2009 70 DB CRUDE OIL DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities
381    DTUL 8/10/2010 2.99 IPATH US TREASURY 2-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt
382    DTUS 8/10/2010 1.49 IPATH US TREASURY 2-YEAR BEAR ETN Barclays Funds Trading--Inverse Debt
383    DTYL 8/10/2010 1.33 IPATH US TREASURY 10-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt
384    DTYS 8/10/2010 8.76 IPATH US TREASURY 10-YEAR BEAR ETN Barclays Funds Trading--Inverse Debt
385    DUG 9/28/2009 258 PROSHARES ULTRASHORT OIL & GAS ProShares Trading--Inverse Equity
386    DURA 10/31/2018 0.23 VANECK VECTORS ETF TRUST Exchange Traded Fund Financial
387    DUSA 9/28/2009 18 DAVIS SELECT US EQUITY ETF Davis ETFs Large Blend
388    DUSL 5/3/2017 0.88 DIREXION DAILY INDUSTRIALS BULL 3X SHARES Exchange Traded Fund Financial
389    DUST 12/8/2010 1521 DIREXION DAILY GOLD MINERS BEAR 3X ETF Direxion Funds Trading--Inverse Equity
390    DVEM 4/7/2016 0.68 WISDOMTREE EMERGING MARKETS DIVIDEND ETF WisdomTree Diversified Emerging Mkts
391    DVHL 11/13/2013 3.27 UBS ETRACS M PY 2XLVG DIVERS HI INC ETN UBS Group AG Trading--Leveraged Equity
392    DVLU 9/7/2018 0.23 FIRST TRUST DORSEY WRIGHT MOMENTUM & VALUE ETF
393    DVOL 9/7/2018 1.07 FIRST TRUST DORSEY WRIGHT MOMENTUM & LOW VOLATILITY ETF
394    DVP 9/23/2014 5.63 DEEP VALUE ETF TWM FUNDS Large Value
395    DVY 9/28/2009 322 ISHARES SELECT DIVIDEND iShares Mid-Cap Value
396    DVYA 2/24/2012 2.44 ISHARES ASIA/PACIFIC DIVIDEND iShares Diversified Pacific/Asia
397    DVYE 2/24/2012 19 ISHARES EMERGING MARKETS DIVIDEND INDEX FUND EXCHANGE TRADED F Exchange Traded Fund Financial
398    DVYL 5/23/2012 2.13 UBS ETRACS MTHLY PY 2XLVG DJ SEL DIV ETN UBS Group AG Trading--Leveraged Equity
399    DWAS 7/19/2012 14 POWERSHARES DWA SMALLCAP MOMENTUM ETF PowerShares Small Growth
400    DWAT 10/1/2014 0.48 ARROW DWA TACTICAL ETF ArrowShares Tactical Allocation
401    DWAW 12/27/2019 0.05 ADVISORSHARES DORSEY WRIGHT FSM ALL CAP WORLD ETF
402    DWCR 12/29/2017 0.06 ARROW DWA COUNTRY ROTATION ETF
403    DWEQ 12/27/2019 0.04 ADVISORSHARES DORSEY WRIGHT ALPHA EQUAL WEIGHT ETF
404    DWFI 6/2/2016 1.79 SPDR DORSEY WRIGHT FIXED INC ALLC ETF SPDR State Street Global Advisors Long-Term Bond
405    DWLD 1/12/2017 2.89 DAVIS SELECT WORLDWIDE ETF Davis ETFs World Stock
406    DWM 9/28/2009 15 WISDOMTREE INTERNATIONAL EQUITY ETF WisdomTree Foreign Large Value
407    DWMC 7/11/2018 0.05 ADVISORSHARES DORSEY WRIGHT MICRO-CAP ETF
408    DWMF 8/10/2018 0.27 WISDOMTREE INTERNATIONAL MULTIFACTOR FUND Exchange Traded Fund Financial
409    DWPP 2/21/2017 0.53 FIRST TRUST DORSEY WRIGHT PEOPLE'S PORTFOLIO ETF
410    DWSH 7/11/2018 2.1 ADVISORSHARES DORSEY WRIGHT SHORT ETF
411    DWT 12/9/2016 302 VELOCITYSHARES 3X INVRS CRUDE OIL ETNNEW Credit Suisse AG Trading--Inverse Commodities
412    DWUS 12/27/2019 0.03 ADVISORSHARES DORSEY WRIGHT FSM US CORE ETF
413    DWX 9/28/2009 43 SPDR S&P INTERNATIONAL DIVIDEND ETF SPDR State Street Global Advisors Foreign Large Value
414    DXD 9/28/2009 526 PROSHARES ULTRASHORT DOW30 ProShares Trading--Inverse Equity
415    DXGE 10/17/2013 7.34 WISDOMTREE GERMANY HEDGED EQUITY ETF WisdomTree Miscellaneous Region
416    DXJ 9/28/2009 1030 WISDOMTREE JAPAN HEDGED EQUITY ETF WisdomTree Japan Stock
417    DXJS 6/28/2013 6.62 WISDOMTREE JAPAN HEDGED SMALLCAP EQ ETF WisdomTree Japan Stock
418    DYLS 12/23/2015 2.19 WISDOMTREE TRUST Exchange Traded Fund Financial
419    DYNF 3/21/2019 0.32 BLACKROCK U.S. EQUITY FACTOR ROTATION ETF Exchange Traded Fund Financial
420    DZK 9/28/2009 6.59 DIREXION DAILY DEV MKTS BULL 3X ETF Direxion Funds Trading--Leveraged Equity
421    DZZ 9/28/2009 64 DB GOLD DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities
422    EAGG 10/23/2018 1.13 ISHARES ESG U.S. AGGREGATE BOND ETF Exchange Traded Fund Financial
423    EASG 9/6/2018 0.1 XTRACKERS MSCI EAFE ESG LEADERS EQUITY ETF Exchange Traded Fund Financial
424    EASI 6/14/2018 0.33 AMPLIFY ETF TRUST ETF Exchange Traded Fund Financial
425    EBIZ 11/30/2018 0.19 GLOBAL X E-COMMERCE ETF
426    EBND 2/24/2011 18 SPDR BLMBG BARCLAYS EM MKTS LCL BD ETF SPDR State Street Global Advisors Emerging-Markets Local-Currency Bond
427    ECH 9/28/2009 132 ISHARES MSCI CHILE CAPPED iShares Miscellaneous Region
428    ECLN 8/20/2019 0.04 FIRST TRUST EIP CARBON IMPACT ETF Exchange Traded Fund Financial
429    ECNS 9/29/2010 4.03 ISHARES MSCI CHINA SMALL-CAP iShares China Region
430    ECON 9/24/2010 43 COLUMBIA EMERGING MARKETS CONSUMER ETF Columbia Diversified Emerging Mkts
431    ECOW 5/6/2019 0.04 PACER EMERGING MARKETS CASH COWS 100 ETF
432    ECOZ 3/2/2020 0.01 TRUEMARK ESG ACTIVE OPPORTUNITIES ETF Exchange Traded Fund Financial
433    EDC 9/28/2009 660 DIREXION DAILY EMRG MKTS BULL 3X ETF Direxion Funds Trading--Leveraged Equity
434    EDEN 1/26/2012 4.95 ISHARES MSCI DENMARK CAPPED iShares Miscellaneous Region
435    EDIV 2/24/2011 23 SPDR S&P EMERGING MARKETS DIVIDEND ETF SPDR State Street Global Advisors Diversified Emerging Mkts
436    EDOG 3/28/2014 1.84 ALPS EMERGING SECTOR DIVIDEND DOGS ETF ALPS Diversified Emerging Mkts
437    EDOW 8/9/2017 0.71 FIRST TRUST DOW 30 EQUAL WEIGHT ETF Exchange Traded Fund Financial
438    EDV 9/28/2009 26 VANGUARD EXTENDED DURATION TRS ETF Vanguard Long Government
439    EDZ 9/28/2009 570 DIREXION EMERGING MARKETS BEAR Direxion Funds Trading-Inverse Equity
440    EEH 10/8/2009 0.54 AKTIEBOLAGET SVENSK EXPORTKREDI Swedish Export Credit Corporation Large Blend
441    EELV 1/13/2012 14 POWERSHARES S&P EM MKTS LOW VOLATIL ETF PowerShares Diversified Emerging Mkts
442    EEM 9/28/2009 10731 ISHARES MSCI EMERGING MARKETS iShares Diversified Emerging Mkts
443    EEMA 2/9/2012 8.51 ISHARES MSCI EMERGING MARKETS ASIA iShares Pacific/Asia ex-Japan Stk
444    EEMD 11/29/2017 0.11 AAM S&P EMERGING MARKETS HIGH DIVIDEND VALUE ETF Exchange Traded Fund Financial
445    EEMO 10/8/2015 1.79 POWERSHARES S&P EMERG MKTS MOMENTUM ETF PowerShares Diversified Emerging Mkts
446    EEMS 8/18/2011 10 ISHARES MSCI EMERGING MARKETS SMALL-CAP iShares Diversified Emerging Mkts
447    EEMV 10/20/2011 129 ISHARES EDGE MSCI MIN VOL EMERGING MKTS iShares Diversified Emerging Mkts
448    EEMX 10/25/2016 0.28 SPDR MSCI EMERGING MARKETS FUEL RESERVES FREE ETF Exchange Traded Fund Financial
449    EES 9/28/2009 11 WISDOMTREE SMALLCAP EARNINGS ETF WisdomTree Small Blend
450    EET 9/28/2009 6.66 PROSHARES ULTRA MSCI EMERGING MARKETS ProShares Trading--Leveraged Equity
451    EEV 9/28/2009 131 PROSHARES ULTRASHORT MSCI EMERGING MKTS ProShares Trading--Inverse Equity
452    EFA 9/28/2009 5244 ISHARES MSCI EAFE iShares Foreign Large Blend
453    EFAD 8/21/2014 2.75 PROSHARES MSCI EAFE DIVIDEND GROWERS ProShares Foreign Large Growth
454    EFAS 11/16/2016 0.38 GLOBAL X MSCI SUPERDIVIDEND EAFE ETF Global X Funds Foreign Large Value
455    EFAV 10/20/2011 134 ISHARES MSCI EAFE MINIMUM VOLAT iShares Foreign Large Value
456    EFAX 10/25/2016 0.35 SPDR MSCI EAFE FOSSIL FUEL FREE ETF SPDR State Street Global Advisors Foreign Large Blend
457    EFG 9/28/2009 52 ISHARES MSCI EAFE GROWTH iShares Foreign Large Growth
458    EFNL 1/26/2012 3.28 ISHARES MSCI FINLAND CAPPED iShares Miscellaneous Region
459    EFO 9/28/2009 1.37 PROSHARES ULTRA MSCI EAFE ProShares Trading--Leveraged Equity
460    EFU 9/28/2009 7.17 PROSHARES ULTRASHORT MSCI EAFE ProShares Trading--Inverse Equity
461    EFV 9/28/2009 109 ISHARES MSCI EAFE VALUE iShares Foreign Large Value
462    EFZ 9/28/2009 20 PROSHARES SHORT MSCI EAFE ProShares Trading--Inverse Equity
463    EGPT 2/18/2010 12 VANECK VECTORS EGYPT ETF Van Eck Miscellaneous Region
464    EIDO 7/12/2010 273 ISHARES MSCI INDONESIA iShares Miscellaneous Region
465    EINC 6/10/2019 0.28 VANECK VECTORS ENERGY INCOME ETF Exchange Traded Fund Financial
466    EIRL 7/12/2010 8.86 ISHARES MSCI IRELAND CAPPED iShares Miscellaneous Region
467    EIS 9/28/2009 11 ISHARES MSCI ISRAEL CAPPED iShares Miscellaneous Region
468    EJAN 1/2/2020 0.25 INNOVATOR ETFS TRUST INNOVATOR MSCI EMERGING MARKETS POWER BUF Exchange Traded Fund Financial
469    EJUL 7/1/2019 0.39 INNOVATOR MSCI EMERGING MARKETS POWER BUFFER ETF - JULY Exchange Traded Fund Financial
470    EKAR 2/13/2018 0.08 IDEANOMICS NEXTGEN VEHICLES AND TECHNOLOGY ETF Exchange Traded Fund Financial
471    ELD 8/9/2010 41 WISDOMTREE EMERGING MARKETS LCL DBT ETF WisdomTree Emerging-Markets Local-Currency Bond
472    EMAG 8/19/2013 0.69 VANECK VECTORS EMERGING MARKETS AGGREGATE BOND ETF Exchange Traded Fund Financial
473    EMB 9/28/2009 584 ISHARES JPMORGAN USD EMERG MARKETS BOND iShares Emerging Markets Bond
474    EMBH 7/30/2015 0.24 ISHARES INTEREST RT HDGD EMERG MKTS BD iShares Emerging Markets Bond
475    EMCB 3/8/2012 3.33 WISDOMTREE EMERGING MARKETS CORP BD ETF WisdomTree Emerging Markets Bond
476    EMCG 9/27/2013 1.21 WISDOMTREE EMERGING MARKETS CNSMR GR ETF WisdomTree Diversified Emerging Mkts
477    EMDV 1/27/2016 0.51 PROSHARES MSCI EMERG MKTS DIV GROWERS ProShares Diversified Emerging Mkts
478    EMFM 11/7/2013 2.24 GLOBAL X NEXT EMERGING & FRONTIER ETF Global X Funds Diversified Emerging Mkts
479    EMGF 12/10/2015 4.76 ISHARES EDGE MSCI MULTIFACTOR EMERG MKTS iShares Diversified Emerging Mkts
480    EMHY 4/3/2012 15 ISHARES EMERGING MARKETS HIGH YIELD BOND iShares Emerging Markets Bond
481    EMIF 9/28/2009 4.04 ISHARES EMERGING MARKETS INFRASTRUCTURE iShares Diversified Emerging Mkts
482    EMIH 3/3/2015 0.24 DEUTSCHE X-TRACKERS EMKTS BD INTR RT HDG Deutsche Asset Management Nontraditional Bond
483    EMLC 7/23/2010 228 VANECK VECTORS JP MORGAN EM LC BD ETF Van Eck Emerging-Markets Local-Currency Bond
484    EMLP 6/21/2012 59 FIRST TRUST NORTH AMER ENGY INFRASETF First Trust Equity Energy
485    EMMF 8/10/2018 0.19 WISDOMTREE EMERGING MARKETS MULTIFACTOR FUND Exchange Traded Fund Financial
486    EMQQ 11/13/2014 12 EMQQ EMERGING MARKETS INTRNT & ECMRC ETF Exchange Traded Concepts Trust Diversified Emerging Mkts
487    EMSG 12/6/2018 0.08 XTRACKERS MSCI EMERGING MARKETS ESG LEADERS EQUITY ETF Exchange Traded Fund Financial
488    EMSH 11/21/2013 0.21 PROSHARES TRUST Exchange Traded Fund Financial
489    EMTL 4/14/2016 0.69 SPDR DOUBLELINE EMERG MKTS FXD INC ETF SPDR State Street Global Advisors Emerging Markets Bond
490    EMTY 11/16/2017 0.72 PROSHARES DECLINE OF THE RETAIL STORE ETF Exchange Traded Fund Financial
491    EMXC 7/26/2017 0.25 ISHARES MSCI EMERGING MARKETS EX CHINA ETF
492    ENFR 11/1/2013 1.88 ALERIAN ENERGY INFRASTRUCTURE ETF ALPS Energy Limited Partnership
493    ENOR 1/24/2012 3.91 ISHARES MSCI NORWAY CAPPED iShares Miscellaneous Region
494    ENTR 9/28/2009 313 ERSHARES ENTREPRENEUR 30 ETF Exchange Traded Fund Financial
495    ENZL 9/24/2010 16 ISHARES MSCI NEW ZEALAND CAPPED iShares Miscellaneous Region
496    EPHE 9/29/2010 99 ISHARES MSCI PHILIPPINES iShares Miscellaneous Region
497    EPI 9/28/2009 954 WISDOMTREE INDIA EARNINGS ETF WisdomTree India Equity
498    EPOL 7/12/2010 86 ISHARES MSCI POLAND CAPPED iShares Miscellaneous Region
499    EPP 9/28/2009 307 ISHARES MSCI PACIFIC EX JAPAN iShares Pacific/Asia ex-Japan Stk
500    EPRF 5/24/2016 0.59 INNOVATOR ETFS TRUST II Exchange Traded Fund Financial
501    EPS 9/28/2009 3.84 WISDOMTREE EARNINGS 500 ETF WisdomTree Large Blend
502    EPU 9/28/2009 55 ISHARES MSCI ALL PERU CAPPED iShares Miscellaneous Region
503    EPV 9/28/2009 36 PROSHARES ULTRASHORT FTSE EUROPE ProShares Trading--Inverse Equity
504    EQAL 12/29/2014 5.73 POWERSHARES RUSSELL 1000 EQUAL WGHT ETF PowerShares Mid-Cap Blend
505    EQL 9/28/2009 3.1 ALPS EQUAL SECTOR WEIGHT ETF ALPS Large Blend
506    EQRR 7/25/2017 0.28 PROSHARES EQUITIES FOR RISING RATES ETF
507    EQWL 12/1/2014 0.61 POWERSHARES RUSSELL TOP 200 EQUAL WT ETF PowerShares Large Blend
508    ERM 4/11/2017 0.56 EQUITYCOMPASS RISK MANAGER ETF Exchange Traded Fund Financial
509    ERSX 12/28/2018 0.05 ERSHARES NON-US SMALL CAP ETF Exchange Traded Fund Financial
510    ERUS 11/10/2010 100 ISHARES MSCI RUSSIA CAPPED iShares Miscellaneous Region
511    ERX 9/28/2009 1165 DIREXION DAILY ENERGY BULL 3X ETF Direxion Funds Trading--Leveraged Equity
512    ERY 9/28/2009 534 DIREXION DAILY ENERGY BEAR 3X ETF Direxion Funds Trading--Inverse Equity
513    ESG 7/14/2016 0.23 FLEXSHARES STOXX US ESG IMPACT ETF Flexshares Trust Large Blend
514    ESGD 6/30/2016 7.5 ISHARES MSCI EAFE ESG OPTIMIZED ETF
515    ESGE 7/20/2016 13 ISHARES MSCI EM ESG OPTIMIZED ETF
516    ESGG 7/14/2016 0.25 FLEXSHARES STOXX GLBL ESG IMPACT ETF Flexshares Trust World Stock
517    ESGN 6/13/2016 0.2 COLUMBIA SUSTAINABLE INTERNATIONAL EQUITY INCOME ETF Exchange Traded Fund Financial
518    ESGS 6/17/2016 0.14 COLUMBIA SUSTAINABLE U.S. EQUITY INCOME ETF Exchange Traded Fund Financial
519    ESGU 12/6/2016 5.66 ISHARES MSCI USA ESG OPTIMIZED ETF
520    ESGV 9/20/2018 3.54 VANGUARD WORLD FUNDS Exchange Traded Fund Financial
521    ESGW 6/13/2016 0.12
522    ESML 4/12/2018 1.57 ISHARES TRUST Exchange Traded Fund Financial
523    ESNG 2/5/2020 0.01 DIREXION MSCI USA ESG - LEADERS VS. LAGGARDS ETF Exchange Traded Fund Financial
524    ESPO 10/17/2018 1.26 VANECK VECTORS VIDEO GAMING AND ESPORTS ETF
525    ETHO 5/26/2015 7.37 ETHO CLIMATE LEADERSHIP US ETF ETHO Capital Mid-Cap Growth
526    EUDG 5/7/2014 1.09 WISDOMTREE EUROPE QUALITY DIV GR ETF WisdomTree Europe Stock
527    EUDV 9/11/2015 0.39 PROSHARES TRUST Exchange Traded Fund Financial
528    EUFL 7/27/2016 0.27 DIREXION DAILY EURP FINCLS BULL 2X ETF Direxion Funds Trading--Inverse Equity
529    EUFN 2/3/2010 125 ISHARES MSCI EUROPE FINANCIALS iShares Financial
530    EUFX 6/27/2012 0.78 PROSHARES SHORT EURO ProShares Trading--Miscellaneous
531    EUM 9/28/2009 69 PROSHARES SHORT MSCI EMERGING MARKETS ProShares Trading--Inverse Equity
532    EUMF 3/29/2019 0.02 WISDOMTREE TRUST Exchange Traded Fund Financial
533    EUMV 6/5/2014 2.09 ISHARES EDGE MSCI MIN VOL EUROPE iShares Europe Stock
534    EUO 9/28/2009 171 PROSHARES ULTRASHORT EURO ProShares Trading--Miscellaneous
535    EURL 1/22/2014 8.14 DIREXION DAILY FTSE EUROPE BULL 3X ETF Direxion Funds Trading--Leveraged Equity
536    EURZ 1/22/2014 0.19 DB-X MSCI Exchange Traded Fund Financial
537    EUSA 7/20/2010 3.13 ISHARES MSCI USA EQUAL WEIGHTED iShares Large Blend
538    EUSC 3/4/2015 6.38 WISDOMTREE EUROPE HEDGED SMALLCAP EQ ETF WisdomTree Europe Stock
539    EVIX 5/3/2017 0.31 UBS AG Major Banks Finance
540    EVX 9/28/2009 0.59 VANECK VECTORS ENVIRONMENTAL SVCS ETF Van Eck Industrials
541    EWA 9/28/2009 915 ISHARES MSCI AUSTRALIA iShares Miscellaneous Region
542    EWC 9/28/2009 701 ISHARES MSCI CANADA iShares Miscellaneous Region
543    EWCO 11/7/2018 0.31 INVESCO S&P 500 EQUAL WEIGHT COMMUNICATION SERVICES ETF Exchange Traded Fund Financial
544    EWD 9/28/2009 78 ISHARES MSCI SWEDEN CAPPED iShares Miscellaneous Region
545    EWG 9/28/2009 783 ISHARES MSCI GERMANY iShares Miscellaneous Region
546    EWGS 1/26/2012 1.97 ISHARES MSCI GERMANY SMALL-CAP iShares Miscellaneous Region
547    EWH 9/28/2009 1036 ISHARES MSCI HONG KONG INDEX FU iShares China Region
548    EWI 9/28/2009 283 ISHARES MSCI ITALY CAPPED iShares Miscellaneous Region
549    EWJ 9/28/2009 2339 ISHARES MSCI JAPAN iShares Japan Stock
550    EWJE 3/7/2019 0.02 ISHARES MSCI JAPAN EQUAL WEIGHTED ETF
551    EWJV 3/7/2019 0.05 ISHARES MSCI JAPAN VALUE ETF
552    EWK 9/28/2009 26 ISHARES MSCI BELGIUM CAPPED iShares Miscellaneous Region
553    EWL 9/28/2009 182 ISHARES MSCI SWITZERLAND CAPPED iShares Miscellaneous Region
554    EWM 9/28/2009 466 ISHARES MSCI MALAYSIA iShares Miscellaneous Region
555    EWMC 8/3/2015 1.24 GUGGENHEIM S&P MIDCAP 400 EQUAL WT ETF Guggenheim Investments Mid-Cap Blend
556    EWN 9/28/2009 47 ISHARES MSCI NETHERLANDS iShares Miscellaneous Region
557    EWO 9/28/2009 28 ISHARES MSCI AUSTRIA CAPPED iShares Miscellaneous Region
558    EWP 9/28/2009 274 ISHARES MSCI SPAIN CAPPED iShares Miscellaneous Region
559    EWQ 9/28/2009 171 ISHARES MSCI FRANCE iShares Miscellaneous Region
560    EWRE 8/14/2015 0.86 GUGGENHEIM S&P 500 EQL WGHT REL EST ETF Guggenheim Investments Real Estate
561    EWS 9/28/2009 405 ISHARES MSCI SINGAPORE CAPPED iShares Miscellaneous Region
562    EWSC 8/3/2015 0.71 GUGGENHEIM S&P SMALLCAP 600 EQL WT ETF Guggenheim Investments Small Blend
563    EWT 9/28/2009 1616 ISHARES MSCI TAIWAN CAPPED iShares China Region
564    EWU 9/28/2009 531 ISHARES MSCI UNITED KINGDOM iShares Miscellaneous Region
565    EWUS 1/26/2012 1.96 ISHARES MSCI UNITED KINGDOM SMALL-CAP iShares Miscellaneous Region
566    EWV 9/28/2009 7.23 PROSHARES ULTRASHORT MSCI JAPAN ProShares Trading--Inverse Equity
567    EWW 9/28/2009 1676 ISHARES MSCI MEXICO CAPPED iShares Miscellaneous Region
568    EWX 9/28/2009 34 SPDR S&P EMERGING MARKETS SMALL CAP ETF SPDR State Street Global Advisors Diversified Emerging Mkts
569    EWY 9/28/2009 1514 ISHARES MSCI SOUTH KOREA CAPPED iShares Miscellaneous Region
570    EWZ 9/28/2009 7272 ISHARES MSCI BRAZIL CAPPED iShares Latin America Stock
571    EWZS 9/29/2010 12 ISHARES MSCI BRAZIL SMALL-CAP iShares Latin America Stock
572    EXI 9/28/2009 8.79 ISHARES GLOBAL INDUSTRIALS iShares Industrials
573    EXIV 5/3/2017 2.86 UBS AG Major Banks Finance
574    EXT 9/28/2009 1.89 WISDOMTREE TOTAL EARNINGS ETF WisdomTree Large Blend
575    EYLD 7/14/2016 0.52 CAMBRIA EMERGING SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Diversified Emerging Mkts
576    EZA 9/28/2009 241 ISHARES MSCI SOUTH AFRICA iShares Miscellaneous Region
577    EZJ 9/28/2009 3.32 PROSHARES ULTRA MSCI JAPAN ProShares Trading--Leveraged Equity
578    EZM 9/28/2009 13 WISDOMTREE MIDCAP EARNINGS ETF WisdomTree Mid-Cap Blend
579    EZU 9/28/2009 821 ISHARES MSCI EUROZONE iShares Europe Stock
580    FAAR 5/23/2016 0.75 FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGY ETF
581    FAB 9/28/2009 3.97 FIRST TRUST MULTI CAP VAL ALPHADEX ETF First Trust Mid-Cap Value
582    FAD 9/28/2009 2.63 FIRST TRUST MULTI CAP GR ALPHADEX ETF First Trust Mid-Cap Growth
583    FALN 6/17/2016 2.83 ISHARES FALLEN ANGELS USD BOND ETF
584    FAN 9/28/2009 11 FIRST TRUST GLOBAL WIND ENERGY ETF First Trust Miscellaneous Sector
585    FAS 9/28/2009 4547 DIREXION DAILY FINANCIAL BULL 3X ETF Direxion Funds Trading--Leveraged Equity
586    FAUS 2/17/2012 0.42 FIRST TRUST AUSTRALIA ALPHADEX ETF First Trust Miscellaneous Region
587    FAZ 9/28/2009 3439 DIREXION FINANCIAL BEAR 3X SHAR Direxion Funds Trading-Inverse Equity
588    FBGX 6/11/2014 3.6 UBS AG FI ENHANCED LARGE CAP GROWTH ETN UBS Group AG Large Growth
589    FBM 3/30/2011 33 FOCUS MORNINGSTAR BASIC MATERIA Focusshares Trust Industrials
590    FBND 10/9/2014 10 FIDELITY TOTAL BOND ETF Fidelity Investments Intermediate-Term Bond
591    FBT 9/28/2009 57 FIRST TRUST NYSE ARCA BIOTECH ETF First Trust Health
592    FBZ 4/19/2011 3.63 FIRST TRUST BRAZIL ALPHADEX ETF First Trust Latin America Stock
593    FCA 4/21/2011 1.22 FIRST TRUST CHINA ALPHADEX ETF First Trust China Region
594    FCAL 9/28/2009 9.06 FIRST TRUST CALIFORNIA MUNICIPAL HIGH INCOME ETF
595    FCAN 2/17/2012 2.13 FIRST TRUST CANADA ALPHADEX ETF First Trust Miscellaneous Region
596    FCEF 9/29/2016 0.91 FIRST TRUST CEF INCOME OPPORTUNITY ETF First Trust Allocation--50% to 70% Equity
597    FCG 9/28/2009 171 FIRST TRUST NATURAL GAS ETF First Trust Equity Energy
598    FCOM 10/24/2013 8.47 FIDELITY MSCI TELECOMMUNICATION SVC ETF Fidelity Investments Communications
599    FCOR 10/9/2014 2.74 FIDELITY CORPORATE BOND ETF Fidelity Investments Corporate Bond
600    FCPI 11/7/2019 0.03 FIDELITY Exchange Traded Fund Financial
601    FCTR 7/26/2018 0.41 FIRST TRUST EXCHANGE-TRADED FUND Exchange Traded Fund Financial
602    FCVT 11/4/2015 4.4 FIRST TRUST SSI STRAT CONVERT SECS ETF First Trust Convertibles
603    FDD 9/28/2009 18 FIRST TRUST STOXX EUROPEAN SEL DIV ETF First Trust Europe Stock
604    FDEM 2/28/2019 0.14 FIDELITY Exchange Traded Fund Financial
605    FDEV 2/28/2019 0.11 FIDELITY Exchange Traded Fund Financial
606    FDHY 6/14/2018 1.16 FIDELITY HIGH YIELD FACTOR ETF Exchange Traded Fund Financial
607    FDIS 10/24/2013 14 FIDELITY MSCI CONSUMER DISCRET ETF Fidelity Investments Consumer Cyclical
608    FDIV 8/14/2014 1.57 FIRST TRUST STRATEGIC INCOME ETF First Trust Allocation--30% to 50% Equity
609    FDL 9/28/2009 39 FIRST TRUST MORNINGSTAR DIV LEADERS ETF First Trust Large Value
610    FDLO 9/15/2016 3.27 FIDELITY LOW VOLATILITY FACTOR ETF Fidelity Investments Large Blend
611    FDM 9/28/2009 5.22 FIRST TRUST DOW JONES SEL MICROCAP ETF First Trust Small Value
612    FDMO 9/15/2016 2.29 FIDELITY MOMENTUM FACTOR ETF Fidelity Investments Large Growth
613    FDN 9/28/2009 139 FIRST TRUST DOW JONES INTERNET ETF First Trust Technology
614    FDNI 11/7/2018 0.13 FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF
615    FDRR 9/15/2016 5.46 FIDELITY DIVIDEND ETF FOR RISING RATES Fidelity Investments Large Value
616    FDT 4/19/2011 15 FIRST TRUST DEV MKTS EX-US ALPHADEX ETF First Trust Foreign Large Blend
617    FDTS 2/16/2012 0.81 FIRST TRUST DEVMKTS EXUS SC ALPHADEXETF First Trust Foreign Small/Mid Value
618    FDVV 9/15/2016 6.32 FIDELITY CORE DIVIDEND ETF Fidelity Investments Large Value
619    FEM 4/19/2011 30 FIRST TRUST EMERGING MRKTS ALPHADEX ETF First Trust Diversified Emerging Mkts
620    FEMB 11/5/2014 3.02 FIRST TRUST EMERGING MKTS LCL CCY BD ETF First Trust Emerging-Markets Local-Currency Bond
621    FEMS 2/17/2012 9.54 FIRST TRUST EMERG MKTS SC ALPHADEX ETF First Trust Diversified Emerging Mkts
622    FENY 10/24/2013 29 FIDELITY MSCI ENERGY ETF Fidelity Investments Equity Energy
623    FEP 9/28/2009 25 FIRST TRUST EUROPE ALPHADEX ETF First Trust Europe Stock
624    FEUL 5/22/2018 0.3 CREDIT SUISSE AG Investment Bankers/Brokers/Service Finance
625    FEUZ 10/27/2014 2.48 FIRST TRUST EUROZONE ALPHADEX ETF
626    FEX 9/28/2009 31 FIRST TRUST LARGE CAP CORE ALPHADEX ETF First Trust Large Blend
627    FEZ 9/28/2009 475 SPDR EURO STOXX 50 ETF SPDR State Street Global Advisors Europe Stock
628    FFEU 3/27/2018 1.2 BARCLAYS PLC Commercial Banks Finance
629    FFHG 6/6/2017 0.75 NORTHERN LIGHTS FUND TRUST IV Exchange Traded Fund Financial
630    FFIU 8/21/2017 0.26 UVA UNCONSTRAINED MEDIUM-TERM FIXED INCOME ETF Exchange Traded Fund Financial
631    FFR 9/28/2009 3.6 FIRST TRUST FTSE EN DEV MKTS REL EST ETF First Trust Global Real Estate
632    FFSG 11/1/2017 0.42 NORTHERN LIGHTS FUND TRUST IV Exchange Traded Fund Financial
633    FFTG 11/1/2017 0.56 NORTHERN LIGHTS FUND TRUST IV Exchange Traded Fund Financial
634    FFTI 6/6/2017 1.53 NORTHERN LIGHTS FUND TRUST IV Exchange Traded Fund Financial
635    FFTY 4/9/2015 18 INNOVATOR IBD 50 ETF Exchange Traded Fund Financial
636    FGD 9/28/2009 20 FIRST TRUST DOW JONES GLOBAL SEL DIV ETF First Trust Foreign Large Value
637    FGM 2/17/2012 3.49 FIRST TRUST GERMANY ALPHADEX ETF First Trust Miscellaneous Region
638    FHK 2/24/2012 3.28 FIRST TRUST HONG KONG ALPHADEX ETF First Trust China Region
639    FHLC 10/24/2013 27 FIDELITY MSCI HEALTH CARE ETF Fidelity Investments Health
640    FIBR 5/12/2016 1.42 ISHARES EDGE US FIXED INCOME BAL RISK iShares Nontraditional Bond
641    FID 3/5/2018 0.49 FIRST TRUST S&P INTERNATIONAL DIVIDEND ARISTOCRATS ETF
642    FIDI 1/18/2018 1.19 FIDELITY INTERNATIONAL HIGH DIVIDEND ETF Exchange Traded Fund Financial
643    FIDU 10/24/2013 12 FIDELITY MSCI INDUSTRIALS ETF Fidelity Investments Industrials
644    FIEE 2/18/2016 0.68 UBS AG FI ENHANCED EUROPE 50 ETN UBS Group AG Europe Stock
645    FIHD 2/22/2016 3.51 UBS AG FI ENHANCED GLOBAL HIGH YIELD ETN UBS Group AG World Stock
646    FILL 2/2/2012 3.25 ISHARES MSCI GLOBAL ENERGY PRODUCERS iShares Equity Energy
647    FINU 7/12/2012 2.91 PROSHARES ULTRAPRO FINANCIAL SELECT SECT ProShares Trading--Leveraged Equity
648    FINX 9/13/2016 11 GLOBAL X FINTECH THEMATIC ETF Global X Funds Technology
649    FINZ 7/12/2012 1.55 PROSHARES ULTRAPRO SHORT FINCL SEL SECT ProShares Trading--Inverse Equity
650    FISR 4/3/2019 0.3 SPDR SSGA FIXED INCOME SECTOR ROTATION ETF Exchange Traded Fund Financial
651    FITE 12/31/2018 0.22 SPDR S&P KENSHO FUTURE SECURITY ETF Exchange Traded Fund Financial
652    FIVA 1/18/2018 0.4 FIDELITY INTERNATIONAL VALUE FACTOR ETF Exchange Traded Fund Financial
653    FIVG 3/5/2019 4 DEFIANCE NEXT GEN CONNECTIVITY ETF Exchange Traded Fund Financial
654    FIW 9/28/2009 7.99 FIRST TRUST WATER ETF First Trust Miscellaneous Sector
655    FIXD 2/15/2017 11 FIRST TRUST TCWOPPORTUNISTIC FXD INC ETF First Trust Exchange-Traded Fund VIII Intermediate-Term Bond
656    FIYY 3/16/2018 1.06 BARCLAYS PLC Commercial Banks Finance
657    FJNK 10/24/2019 0.01 PACIFIC GLOBAL FOCUSED HIGH YIELD ETF Exchange Traded Fund Financial
658    FJP 4/26/2011 6.94 FIRST TRUST JAPAN ALPHADEX ETF First Trust Japan Stock
659    FKO 4/25/2011 0.96 FIRST TRUST SOUTH KOREA ALPHADEX FUND
660    FKU 2/27/2012 4.95 FIRST TRUST UNITED KINGDOM ALPHADEX ETF First Trust Miscellaneous Region
661    FLAG 1/31/2013 0.86 WEATHERSTORM FORENSIC ACCNTG LG-SHRT ETF Exchange Traded Concepts, LLC Large Value
662    FLAT 8/10/2010 2.12 IPATH US TREASURY FLATTENER ETN iPath Trading-Miscellaneous
663    FLAU 11/6/2017 0.31 FRANKLIN FTSE AUSTRALIA ETF Exchange Traded Fund Financial
664    FLAX 2/8/2018 0.25 FRANKLIN FTSE ASIA EX JAPAN ETF Exchange Traded Fund Financial
665    FLBL 6/1/2018 0.11 FRANKLIN TEMPLETON ETF TRUST Exchange Traded Fund Financial
666    FLBR 11/6/2017 0.44 FRANKLIN FTSE BRAZIL ETF Exchange Traded Fund Financial
667    FLCA 11/6/2017 0.28 FRANKLIN FTSE CANADA ETF Exchange Traded Fund Financial
668    FLCB 9/19/2019 0.3 FRANKLIN LIBERTY U.S. CORE BOND ETF Exchange Traded Fund Financial
669    FLCH 11/6/2017 0.69 FRANKLIN FTSE CHINA ETF Exchange Traded Fund Financial
670    FLCO 10/5/2016 0.48 FRANKLIN LIBERTY INVESTMENT GRD CORP ETF Franklin Templeton Investments Corporate Bond
671    FLDR 9/28/2009 2.5 FIDELITY MERRIMACK STREET TRUST Exchange Traded Fund Financial
672    FLEE 11/6/2017 0.21 FRANKLIN FTSE EUROPE ETF Exchange Traded Fund Financial
673    FLEH 11/6/2017 0.08 FRANKLIN FTSE EUROPE HEDGED ETF Exchange Traded Fund Financial
674    FLEU 11/8/2016 0.7 BARCLAYS ETN FI ENHANCED EUROPE 50 ETN SERIES B Exchange Traded Fund Financial
675    FLFR 11/6/2017 0.08 FRANKLIN FTSE FRANCE ETF Exchange Traded Fund Financial
676    FLGB 11/6/2017 0.56 FRANKLIN FTSE UNITED KINGDOM ETF Exchange Traded Fund Financial
677    FLGE 6/11/2014 1.82 CREDIT SUISSE FI LARGE CAP GR ENH ETN Credit Suisse AG Large Growth
678    FLGR 11/6/2017 0.13 FRANKLIN FTSE GERMANY ETF Exchange Traded Fund Financial
679    FLHK 11/6/2017 0.15 FRANKLIN FTSE HONG KONG ETF Exchange Traded Fund Financial
680    FLHY 6/1/2018 0.11 FRANKLIN TEMPLETON ETF TRUST Exchange Traded Fund Financial
681    FLIA 6/1/2018 0.03 FRANKLIN TEMPLETON ETF TRUST Exchange Traded Fund Financial
682    FLIN 2/8/2018 0.24 FRANKLIN FTSE INDIA ETF Exchange Traded Fund Financial
683    FLIO 1/27/2017 0.07 FRANKLIN LIBERTY INTERNATIONAL OPPS ETF Franklin Templeton Investments Foreign Large Blend
684    FLIY 11/6/2017 0.12 FRANKLIN FTSE ITALY ETF Exchange Traded Fund Financial
685    FLJH 11/6/2017 0.08 FRANKLIN FTSE JAPAN HEDGED ETF Exchange Traded Fund Financial
686    FLJP 11/6/2017 1.7 FRANKLIN FTSE JAPAN ETF Exchange Traded Fund Financial
687    FLKR 11/6/2017 0.3 FRANKLIN FTSE SOUTH KOREA ETF Exchange Traded Fund Financial
688    FLLA 10/11/2018 0.07 FRANKLIN FTSE LATIN AMERICA ETF Exchange Traded Fund Financial
689    FLLV 9/22/2016 0.47 FRANKLIN LIBERTY U.S. LOW VOLATILITY ETF Exchange Traded Fund Financial
690    FLM 9/28/2009 1.76 FIRST TRUST GLOBAL ENG AND CONST ETF First Trust Industrials
691    FLMB 9/5/2017 0.19 FRANKLIN TEMPLETON ETF TRUST FRANKLIN LIBERTY MUNICIPAL BOND E Exchange Traded Fund Financial
692    FLMI 9/5/2017 0.22 FRANKLIN TEMPLETON ETF TRUST FRANKLIN LIBERTY INTERMEDIATE MUN Exchange Traded Fund Financial
693    FLMX 11/6/2017 0.16 FRANKLIN FTSE MEXICO ETF Exchange Traded Fund Financial
694    FLN 4/20/2011 3.06 FIRST TRUST LATIN AMERICA ALPHADEX ETF First Trust Latin America Stock
695    FLOT 6/17/2011 126 ISHARES FLOATING RATE BOND iShares Ultrashort Bond
696    FLQD 6/3/2016 0.33 FRANKLIN LIBERTYQ GLOBAL DIVIDEND ETF Franklin Templeton Investments World Stock
697    FLQE 6/3/2016 0.9 FRANKLIN LIBERTYQ EMERGING MARKETS ETF Franklin Templeton Investments Diversified Emerging Mkts
698    FLQG 6/3/2016 0.19 FRANKLIN LIBERTYQ GLOBAL EQUITY ETF Franklin Templeton Investments World Stock
699    FLQH 6/3/2016 0.35 FRANKLIN LIBERTYQ INTL EQ HDGD ETF Franklin Templeton Investments Foreign Large Blend
700    FLQL 4/28/2017 1.55 FRANKLIN TEMPLETON ETF TRUST Exchange Traded Fund Financial
701    FLQM 4/28/2017 0.11 FRANKLIN TEMPLETON ETF TRUST Exchange Traded Fund Financial
702    FLQS 4/28/2017 0.22 FRANKLIN TEMPLETON ETF TRUST Exchange Traded Fund Financial
703    FLRN 12/1/2011 46 SPDR BLMBG BARCLAYS INV GRD FLT RT ETF SPDR State Street Global Advisors Ultrashort Bond
704    FLRT 2/19/2015 0.25 ADVISORSHARES PACIFIC ASST ENH FL RT ETF AdvisorShares Bank Loan
705    FLRU 2/8/2018 0.17 FRANKLIN FTSE RUSSIA ETF Exchange Traded Fund Financial
706    FLSA 10/11/2018 0.05 FRANKLIN FTSE SAUDI ARABIA ETF Exchange Traded Fund Financial
707    FLSP 12/23/2019 0.01 FRANKLIN LIBERTY SYSTEMATIC STYLE PREMIA ETF Exchange Traded Fund Financial
708    FLSW 2/8/2018 0.17 FRANKLIN FTSE SWITZERLAND ETF Exchange Traded Fund Financial
709    FLTB 10/9/2014 3.64 FIDELITY LIMITED TERM BOND ETF Fidelity Investments Short-Term Bond
710    FLTR 4/26/2011 12 MARKET VECTORS INVESTMENT GRADE Van Eck Short-Term Bond
711    FLTW 11/6/2017 0.14 FRANKLIN FTSE TAIWAN ETF Exchange Traded Fund Financial
712    FLYT 2/5/2020 0.12 DIREXION FLIGHT TO SAFETY STRATEGY ETF Exchange Traded Fund Financial
713    FLZA 10/11/2018 0.07 FRANKLIN FTSE SOUTH AFRICA ETF Exchange Traded Fund Financial
714    FM 9/13/2012 53 ISHARES MSCI FRONTIER 100 iShares Diversified Emerging Mkts
715    FMAT 10/24/2013 8.32 FIDELITY MSCI MATERIALS ETF Fidelity Investments Natural Resources
716    FMB 5/15/2014 8.87 FIRST TRUST MANAGED MUNICIPAL ETF First Trust Muni National Interm
717    FMF 8/2/2013 0.51 FIRST TRUST MORNINGSTAR MGD FUTSSTRT ETF First Trust Managed Futures
718    FMHI 11/3/2017 0.65 FIRST TRUST MUNICIPAL HIGH INCOME ETF
719    FMK 5/12/2011 0.95 FIRST TRUST MEGA CAP ALPHADEX ETF First Trust Large Blend
720    FNCL 10/24/2013 29 FIDELITY MSCI FINANCIALS ETF Fidelity Investments Financial
721    FNDA 8/15/2013 17 SCHWAB FUNDAMENTAL US SMALL COMPANY ETF Schwab ETFs Small Blend
722    FNDB 8/15/2013 4.39 SCHWAB FUNDAMENTAL US BROAD MARKET ETF Schwab ETFs Large Value
723    FNDC 8/15/2013 12 SCHWAB FUNDAMENTAL INTL SM CO ETF Schwab ETFs Foreign Small/Mid Blend
724    FNDE 8/15/2013 24 SCHWAB FUNDAMENTAL EMERG MKTS LG CO ETF Schwab ETFs Diversified Emerging Mkts
725    FNDF 8/15/2013 25 SCHWAB FUNDAMENTAL INTL LG CO ETF Schwab ETFs Foreign Large Value
726    FNDX 8/15/2013 18 SCHWAB FUNDAMENTAL U.S. LARGE COMPANY INDEX ETF Exchange Traded Fund Financial
727    FNGD 1/23/2018 9.88 BANK OF MONTREAL Commercial Banks Finance
728    FNGO 8/2/2018 0.26 BANK OF MONTREAL Commercial Banks Finance
729    FNGS 11/13/2019 0.12 MICROSECTORS FANG ETNS DUE JANUARY 8 Exchange Traded Fund Financial
730    FNGU 1/23/2018 11 BANK OF MONTREAL Commercial Banks Finance
731    FNGZ 8/2/2018 0.31 BANK OF MONTREAL Commercial Banks Finance
732    FNI 9/28/2009 9.35 FIRST TRUST CHINDIA ETF First Trust Miscellaneous Region
733    FNK 4/20/2011 2.7 FIRST TRUST MID CAP VALUE ALPHADEX ETF First Trust Small Value
734    FNX 9/28/2009 18 FIRST TRUST MID CAP CORE ALPHADEX FUND
735    FNY 4/20/2011 5.22 FIRST TRUST MID CAP GROWTH ALPHADEX ETF First Trust Mid-Cap Growth
736    FOVL 3/21/2019 0.06 ISHARES FOCUSED VALUE FACTOR ETF Exchange Traded Fund Financial
737    FPA 4/20/2011 3.39 FIRST TRUST ASIAPAC EX-JPN ALPHADEX ETF First Trust Pacific/Asia ex-Japan Stk
738    FPE 2/12/2013 85 FIRST TRUST PREFERRED SEC & INC ETF First Trust Preferred Stock
739    FPEI 8/23/2017 3.27 FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES AND INCOME ETF Exchange Traded Fund Financial
740    FPX 9/28/2009 18 FIRST TRUST US EQUITY OPPORTUNITIES ETF First Trust Large Growth
741    FPXE 10/5/2018 0.03 FIRST TRUST IPOX EUROPE EQUITY OPPORTUNITIES ETF
742    FPXI 11/7/2014 2.78 FIRST TRUST INTERNATIONAL IPO ETF First Trust Foreign Large Growth
743    FQAL 9/15/2016 2.11 FIDELITY QUALITY FACTOR ETF Fidelity Investments Large Blend
744    FRAK 2/15/2012 5.87 VANECK VECTORS UNCONVENTIONAL OIL & GAS ETF Exchange Traded Fund Financial
745    FRDM 5/23/2019 0.16 ALPHA ARCHITECT ETF TRUST Exchange Traded Fund Financial
746    FREL 2/5/2015 16 FIDELITY MSCI REAL ESTATE ETF Fidelity Investments Real Estate
747    FRI 9/28/2009 23 FIRST TRUST S&P REIT ETF First Trust Real Estate
748    FRLG 4/3/2018 1.37 GOLDMAN SACHS GROUP Exchange Traded Fund Financial
749    FSMB 11/27/2018 0.36 FIRST TRUST SHORT DURATION MANAGED MUNICIPAL ETF Exchange Traded Fund Financial
750    FSMD 2/28/2019 0.32 FIDELITY SMALL-MID FACTOR ETF Exchange Traded Fund Financial
751    FSTA 10/24/2013 12 FIDELITY MSCI CONSUMER STAPLES ETF Fidelity Investments Consumer Defensive
752    FSZ 2/16/2012 3.97 FIRST TRUST SWITZERLAND ALPHADEX ETF First Trust Miscellaneous Region
753    FTA 9/28/2009 22 FIRST TRUST LARGE CAP VAL ALPHADEX ETF First Trust Large Value
754    FTAG 6/29/2015 0.8 FIRST TRUST INDXX GLOBAL AGRICULTURE ETF
755    FTC 9/28/2009 14 FIRST TRUST LARGE CAP GR ALPHADEX ETF First Trust Large Growth
756    FTCS 2/11/2013 19 FIRST TRUST CAPITAL STRENGTH ETF First Trust Large Blend
757    FTEC 10/24/2013 48 FIDELITY MSCI INFORMATION TECH ETF Fidelity Investments Technology
758    FTGC 10/23/2013 8.56 FIRST TRUST GLOBAL TACT CMDTY STRAT ETF First Trust Commodities Broad Basket
759    FTHI 1/7/2014 2.26 FIRST TRUST HIGH INCOME ETF First Trust Long-Short Equity
760    FTLB 1/7/2014 0.88 FIRST TRUST LOW BETA INCOME ETF First Trust Long-Short Equity
761    FTLS 9/9/2014 3.33 FIRST TRUST LONG/SHORT EQUITY ETF First Trust Long-Short Equity
762    FTRI 6/29/2015 1.42 FIRST TRUST INDXX GLBL NATRL RES INC ETF First Trust Natural Resources
763    FTSD 11/5/2013 1.18 FRANKLIN LIBERTY SHORT DUR US GOVT ETF Franklin Templeton Investments Short Government
764    FTSL 5/2/2013 27 FIRST TRUST SENIOR LOAN ETF First Trust Bank Loan
765    FTSM 8/6/2014 36 FIRST TRUST ENHANCED SHORT MATURITY ETF First Trust Ultrashort Bond
766    FTXD 10/11/2016 0.19 FIRST TRUST NASDAQ RETAIL ETF First Trust Consumer Cyclical
767    FTXG 10/10/2016 0.19 FIRST TRUST NASDAQ FOOD & BEVERAGE ETF First Trust Consumer Defensive
768    FTXH 9/22/2016 0.25 FIRST TRUST NASDAQ PHARMACEUTICALS ETF First Trust Health
769    FTXL 9/21/2016 1.38 FIRST TRUST NASDAQ SEMICONDUCTOR ETF First Trust Technology
770    FTXN 9/23/2016 0.71 FIRST TRUST NASDAQ OIL & GAS ETF First Trust Equity Energy
771    FTXO 10/7/2016 11 FIRST TRUST NASDAQ BANK ETF First Trust Financial
772    FTXR 9/22/2016 0.11 FIRST TRUST NASDAQ TRANSPORTATION ETF
773    FUD 9/28/2009 1.59 UBS ETRACS CMCI FOOD TOTAL RETURN ETN UBS Group AG Commodities Agriculture
774    FUE 9/28/2009 0.81 ELEMENTS MLCX BIOFUELS EXCH SER TR ETN ELEMENTS Commodities Agriculture
775    FUMB 11/5/2018 0.39 FIRST TRUST ULTRA SHORT DURATION MUNICIPAL ETF Exchange Traded Fund Financial
776    FUT 2/18/2016 0.18 PROSHARES MANAGED FUTURES STRATEGY ProShares Managed Futures
777    FUTY 10/24/2013 16 FIDELITY MSCI UTILITIES ETF Fidelity Investments Utilities
778    FV 3/6/2014 81 FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF First Trust Mid-Cap Growth
779    FVAL 9/15/2016 2.27 FIDELITY VALUE FACTOR ETF Fidelity Investments Large Value
780    FVC 3/18/2016 5.09 FIRST TRUST DORSEY WRIGHT DYNAMIC FOC 5 First Trust Mid-Cap Blend
781    FVD 9/28/2009 76 FIRST TRUST VALUE LINE DIVIDEND ETF First Trust Large Value
782    FVL 9/28/2009 3.29 FIRST TRUST VALUE LINE 100 ETF ETF First Trust Mid-Cap Blend
783    FWDB 6/21/2011 1.19 ADVISORSHARES MADRONA GLOBAL BOND ETF AdvisorShares World Bond
784    FXA 9/28/2009 44 CURRENCYSHARES AUSTRALIAN DOLLAR ETF Guggenheim Investments Single Currency
785    FXB 9/28/2009 19 CURRENCYSHARES BRITISH POUND STER ETF Guggenheim Investments Single Currency
786    FXC 9/28/2009 41 RYDEX CURRENCYSHARES CANADIAN D Rydex/SGI Currency
787    FXD 9/28/2009 57 FIRST TRUST CNSMR DISCRET ALPHADEX ETF First Trust Consumer Cyclical
788    FXE 9/28/2009 269 CURRENCYSHARES EURO ETF Guggenheim Investments Single Currency
789    FXF 9/28/2009 15 CURRENCYSHARES SWISS FRANC ETF Guggenheim Investments Single Currency
790    FXG 9/28/2009 46 FIRST TRUST CNSMR STAPLES ALPHADEX ETF First Trust Consumer Defensive
791    FXH 9/28/2009 56 FIRST TRUST HEALTH CARE ALPHADEX ETF First Trust Health
792    FXI 9/28/2009 6121 ISHARES FTSE CHINA 25 INDEX FUN iShares China Region
793    FXL 9/28/2009 45 FIRST TRUST TECHNOLOGY ALPHADEX ETF First Trust Technology
794    FXN 9/28/2009 65 FIRST TRUST ENERGY ALPHADEX ETF First Trust Equity Energy
795    FXO 9/28/2009 55 FIRST TRUST FINANCIALS ALPHADEX ETF First Trust Financial
796    FXP 9/28/2009 155 PROSHARES ULTRASHORT FTSE CHINA 50 ProShares Trading--Inverse Equity
797    FXR 9/28/2009 35 FIRST TRUST INDTLS/PRDCRDURBALPHADEXETF First Trust Industrials
798    FXU 9/28/2009 47 FIRST TRUST UTILITIES ALPHADEX ETF First Trust Utilities
799    FXY 9/28/2009 66 CURRENCYSHARES JAPANESE YEN ETF Guggenheim Investments Single Currency
800    FXZ 9/28/2009 29 FIRST TRUST MATERIALS ALPHADEX ETF First Trust Natural Resources
801    FYC 4/20/2011 6.83 FIRST TRUST SMALL CAP GR ALPHADEX ETF First Trust Small Growth
802    FYLD 12/3/2013 2.8 CAMBRIA FOREIGN SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Foreign Small/Mid Value
803    FYT 4/20/2011 4.2 FIRST TRUST SMALL CAP VAL ALPHADEX ETF First Trust Small Value
804    FYX 9/28/2009 16 FIRST TRUST SMALL CAP CORE ALPHADEX ETF First Trust Small Blend
805    GAA 12/10/2014 1.5 CAMBRIA GLOBAL ASSET ALLOCATION ETF CAMBRIA ETF TRUST Multialternative
806    GAL 4/26/2012 4.17 SPDR SSGA GLOBAL ALLOCATION ETF Exchange Traded Fund Financial
807    GAMR 3/10/2016 2.34 PUREFUNDS VIDEO GAME TECH ETF Pure Funds Technology
808    GARD 1/14/2016 0.18
809    GASL 2/1/2011 125 DIREXION DAILY NAT GAS RLTD BULL 3X ETF Direxion Funds Trading--Leveraged Equity
810    GASX 1/31/2011 15 DIREXION DAILY NAT GAS RLTD BEAR 3X ETF Direxion Funds Trading--Inverse Equity
811    GAZ 9/28/2009 21 IPATH BLOOMBERG NATURAL GAS SUBTR ETN Barclays Funds Commodities Energy
812    GBF 9/28/2009 4.14 ISHARES GOVERNMENT/CREDIT BOND iShares Intermediate-Term Bond
813    GBIL 9/8/2016 9.14 GOLDMAN SACHS TREASURYACCESS 0-1 YEARETF Goldman Sachs Ultrashort Bond
814    GBUG 10/8/2019 0.05 IPATH GOLD ETN Exchange Traded Fund Financial
815    GBUY 3/7/2019 0.12 GOLDMAN SACHS MOTIF NEW AGE CONSUMER ETF Exchange Traded Fund Financial
816    GCC 9/28/2009 19 WISDOMTREE CONTINUOUS COMMODITY ETF GreenHaven Commodities Broad Basket
817    GCE 9/28/2009 1.36 CLAYMORE CEF GS CONNECT ETN Goldman Sachs Allocation--50% to 70% Equity
818    GCOW 1/13/2017 2.82 PACER FUNDS Exchange Traded Fund Financial
819    GDAT 3/7/2019 0.22 GOLDMAN SACHS MOTIF DATA-DRIVEN WORLD ETF Exchange Traded Fund Financial
820    GDMA 11/15/2018 0.21 GADSDENA DYNAMICA MULTI-ASSETA ETF Exchange Traded Fund Financial
821    GDNA 3/7/2019 0.14 GOLDMAN SACHS MOTIF HUMAN EVOLUTION ETF Exchange Traded Fund Financial
822    GDVD 5/10/2017 0.15 PRINCIPAL EXCHANGE-TRADED FUNDS Exchange Traded Fund Financial
823    GDX 9/28/2009 8757 VANECK VECTORS GOLD MINERS ETF Van Eck Equity Precious Metals
824    GDXJ 11/11/2009 3416 VANECK VECTORS JUNIOR GOLD MINERS ETF Van Eck Equity Precious Metals
825    GEM 9/29/2015 15 GOLDMAN SACHS ACTIVEBETA EMKTS EQ ETF Goldman Sachs Diversified Emerging Mkts
826    GENY 8/22/2016 0.29 PRINCIPAL MILLENNIALS ETF Principal Funds World Stock
827    GFIN 3/7/2019 0.17 GOLDMAN SACHS MOTIF FINANCE REIMAGINED ETF Exchange Traded Fund Financial
828    GHYB 9/7/2017 0.45 GOLDMAN SACHS ACCESS HIGH YIELD CORPORATE BOND ETF Exchange Traded Fund Financial
829    GHYG 4/5/2012 4.75 ISHARES GLOBAL HIGH YIELD CORPORATE BOND iShares World Bond
830    GIGB 6/8/2017 1.47 GOLDMAN SACHS ACCESS INVESTMENT GRADE CORPORATE BOND ETF Exchange Traded Fund Financial
831    GIGE 5/8/2019 0.09 SOFI GIG ECONOMY ETF
832    GII 9/28/2009 4.08 SPDR S&P GLOBAL INFRASTRUCTURE ETF SPDR State Street Global Advisors Infrastructure
833    GLBY 12/13/2018 0.07 WISDOMTREE YIELD ENHANCED GLOBAL AGGREGATE BOND FUND Exchange Traded Fund Financial
834    GLD 9/28/2009 4654 SPDR GOLD TRUST State Street Global Advisors Commodities Precious Metals
835    GLDI 1/29/2013 3.67 CREDIT SUISSE AG Investment Bankers/Brokers/Service Finance
836    GLDM 6/26/2018 13 SPDR GOLD MINISHARES TRUST Exchange Traded Fund Financial
837    GLIF 5/23/2019 0.03 AGFIQ GLOBAL INFRASTRUCTURE ETF Exchange Traded Fund Financial
838    GLL 9/28/2009 62 PROSHARES ULTRASHORT GOLD ProShares Trading--Inverse Commodities
839    GLTR 10/22/2010 8.69 ETFS PHYSICAL PM BASKET ETF Securities Commodities Precious Metals
840    GMAN 8/5/2010 24 GOLDMAN SACHS MOTIF MANUFACTURING REVOLUTION ETF Exchange Traded Fund Financial
841    GMF 9/28/2009 20 SPDR S&P EMERGING ASIA PACIFIC ETF SPDR State Street Global Advisors Pacific/Asia ex-Japan Stk
842    GMOM 11/4/2014 1.98 CAMBRIA GLOBAL MOMENTUM ETF CAMBRIA ETF TRUST World Allocation
843    GNAF 8/2/2018 0.17 BANK OF MONTREAL Commercial Banks Finance
844    GNMA 2/17/2012 4.3 ISHARES GNMA BOND iShares Intermediate Government
845    GNOM 11/11/2010 48 GLOBAL X GENOMICS & BIOTECHNOLOGY ETF
846    GNR 9/24/2010 27 SPDR S&P GLOBAL NATURAL RESOURCES ETF SPDR State Street Global Advisors Natural Resources
847    GOAT 10/31/2018 0.13 VANECK VECTORS ETF TRUST Exchange Traded Fund Financial
848    GOAU 6/28/2017 2.58 US GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF Exchange Traded Fund Financial
849    GOEX 3/28/2016 2.69 GLOBAL X GOLD EXPLORERS ETF Global X Funds Equity Precious Metals
850    GOVT 2/24/2012 89 ISHARES US TREASURY BOND iShares Intermediate Government
851    GQRE 11/6/2013 2.23 FLEXSHARES GLBL QUALITY REAL ESTATE ETF Flexshares Trust Global Real Estate
852    GREK 12/8/2011 107 GLOBAL X MSCI GREECE ETF Global X Funds Miscellaneous Region
853    GRES 10/27/2009 5.34 IQ GLOBAL RESOURCES ETF IndexIQ Natural Resources
854    GRID 11/17/2009 1.85 FIRST TRUST NASDAQ CLN EDGESTGIDIFSETF First Trust Miscellaneous Sector
855    GRN 9/28/2009 1.29 IPATH GLOBAL CARBON ETN Barclays Funds Commodities Miscellaneous
856    GRNB 9/28/2009 5.58 VANECK VECTORS GREEN BOND ETF Exchange Traded Fund Financial
857    GRU 9/28/2009 4.03 ELEMENTS MLCX GRAINS TR ETN ELEMENTS Commodities Agriculture
858    GSC 9/28/2009 2.32 GS CONNECT S&P GSCI ENH COMMODITY TR ETN Goldman Sachs Commodities Broad Basket
859    GSEU 9/8/2015 88 GOLDMAN SACHS ACTIVEBETA EUROPE EQ ETF Goldman Sachs Europe Stock
860    GSEW 9/14/2017 1.21 GOLDMAN SACHS ETF TRUST Exchange Traded Fund Financial
861    GSG 9/28/2009 85 ISHARES S&P GSCI COMMODITY-INDEXED TRUST iShares Commodities Broad Basket
862    GSIE 11/10/2015 14 GOLDMAN SACHS ACTIVEBETA INTL EQ ETF Goldman Sachs Foreign Large Blend
863    GSJY 3/4/2016 0.52 GOLDMAN SACHS ACTIVEBETA JAPAN EQ ETF Goldman Sachs Japan Stock
864    GSLC 9/21/2015 25 GOLDMAN SACHS ACTIVEBETA US LGCP EQ ETF Goldman Sachs Large Blend
865    GSP 9/28/2009 6.79 IPATH S&P GSCI TOTAL RETURN ETN Barclays Funds Commodities Broad Basket
866    GSSC 6/29/2017 0.94 GS ACTIVEBETA U.S. SMALL CAP EQUITY ETF Exchange Traded Fund Financial
867    GSST 4/17/2019 0.24 GOLDMAN SACHS ETF TRUST Exchange Traded Fund Financial
868    GSY 2/8/2011 28 GUGGENHEIM ENHANCED SHORT DUR ETF Guggenheim Investments Ultrashort Bond
869    GTIP 5/23/2011 1.26 ISHARES GLOBAL INFLATION LINKED iShares World Bond
870    GTO 2/10/2016 1.79 GUGGENHEIM TOTAL RETURN BOND ETF Guggenheim Investments Intermediate-Term Bond
871    GUDB 10/31/2017 0.09 SAGE ESG INTERMEDIATE CREDIT ETF Exchange Traded Fund Financial
872    GULF 9/28/2009 5.5 WISDOMTREE MIDDLE EAST DIVIDEND ETF WisdomTree Miscellaneous Region
873    GUNR 9/22/2011 77 FLEXSHARES MSTAR GLBL UPSTRM NAT RES ETF Flexshares Trust Natural Resources
874    GURU 6/5/2012 8.17 GLOBAL X GURU ETF Global X Funds Large Growth
875    GUSH 5/29/2015 278 DIREXION DLY S&P OIL&GS EX&PRD BL 3X ETF Direxion Funds Trading--Leveraged Equity
876    GVAL 3/12/2014 5.86 CAMBRIA GLOBAL VALUE ETF CAMBRIA ETF TRUST Foreign Small/Mid Value
877    GVI 9/28/2009 24 ISHARES INTERM GOVERNMENT/CREDIT BD iShares Intermediate-Term Bond
878    GVIP 11/3/2016 1.32 GOLDMAN SACHS HEDGE INDUSTRY VIP ETF Goldman Sachs Large Blend
879    GWX 9/28/2009 33 SPDR S&P INTERNATIONAL SMALL CAP ETF SPDR State Street Global Advisors Foreign Small/Mid Blend
880    GXC 9/28/2009 51 SPDR S&P CHINA ETF SPDR State Street Global Advisors China Region
881    GXF 9/28/2009 3.16 GLOBAL X FTSE NORDIC REGION ETF Global X Funds Miscellaneous Region
882    GXG 9/28/2009 35 GLOBAL X MSCI COLOMBIA ETF Global X Funds Miscellaneous Region
883    GXTG 11/4/2019 0.06 GLOBAL X THEMATIC GROWTH ETF
884    GYLD 5/8/2012 11 ARROW DOW JONES GLOBAL YIELD ETF ArrowShares World Allocation
885    HACK 11/12/2014 57 PUREFUNDS ISE CYBER SECURITY ETF Pure Funds Technology
886    HAIL 12/31/2018 0.11 SPDR S&P KENSHO SMART MOBILITY ETF Exchange Traded Fund Financial
887    HAP 9/28/2009 11 VANECK VECTORS NATURAL RESOURCES ETF Van Eck Natural Resources
888    HAUD 7/13/2015 0.12 ISHARES CURRENCY HEDGED MSCI AUS iShares Miscellaneous Region
889    HAUZ 8/27/2018 0.61 XTRACKERS INTERNATIONAL REAL ESTATE ETF Exchange Traded Fund Financial
890    HAWX 7/1/2015 0.97 ISHARES CURRENCY HEDGED MSCI ACWI EX US iShares Foreign Large Blend
891    HCRB 2/20/2020 0.01 HARTFORD FUNDS EXCHANGE-TRADED TRUST Exchange Traded Fund Financial
892    HDAW 8/14/2015 0.38 DEUTSCHE X-TRACKERS MSCIAWDEXUSHDVYDHGEQ Deutsche Asset Management Foreign Large Value
893    HDEF 8/18/2015 2.14 XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF Exchange Traded Fund Financial
894    HDG 7/14/2011 1.47 PROSHARES HEDGE REPLICATION ProShares Multialternative
895    HDGE 1/27/2011 33 ADVISORSHARES RANGER EQUITY BEAR ETF AdvisorShares Bear Market
896    HDIV 3/15/2012 0.1 QRAFT AI-ENHANCED U.S. HIGH DIVIDEND ETF Exchange Traded Fund Financial
897    HDLV 10/1/2014 2.18 UBS ETRACS M PY 2XLVG US HIDIVLOWVOL ETN UBS Group AG Trading--Leveraged Equity
898    HDMV 8/26/2016 1.53 FIRST TRUST HRZN MGDVOLATIL DEV INTL ETF First Trust Foreign Large Blend
899    HDV 3/31/2011 104 ISHARES CORE HIGH DIVIDEND iShares Large Value
900    HECO 6/20/2012 5.89 STRATEGY SHS ECOLOGICAL STRATEGY ETF Exchange Traded Fund Financial
901    HEDJ 12/31/2009 456 WISDOMTREE EUROPE HEDGED EQUITY ETF WisdomTree Europe Stock
902    HEEM 9/25/2014 8.12 ISHARES CURRENCY HEDGED MSCI EMERG MKTS iShares Diversified Emerging Mkts
903    HEFA 2/14/2014 91 ISHARES TRUST Exchange Traded Fund Financial
904    HERD 5/7/2019 0.02 PACER CASH COWS FUND OF FUNDS ETF
905    HERO 9/28/2009 689 GLOBAL X VIDEO GAMES & ESPORTS ETF
906    HEWC 7/1/2015 0.53 ISHARES CURRENCY HEDGED MSCI CANADA iShares Miscellaneous Region
907    HEWG 2/18/2014 51 ISHARES CURRENCY HEDGED MSCI GERMANY iShares Miscellaneous Region
908    HEWI 7/8/2015 0.91 ISHARES CURRENCY HEDGED MSCI ITALY iShares Miscellaneous Region
909    HEWJ 2/5/2014 75 ISHARES CURRENCY HEDGED MSCI JAPAN iShares Japan Stock
910    HEWL 7/15/2015 0.23 ISHARES CURRENCY HEDGED MSCI SWZ iShares Miscellaneous Region
911    HEWP 7/2/2015 1.46 ISHARES CURRENCY HEDGED MSCI SPAIN iShares Miscellaneous Region
912    HEWU 7/9/2015 1.38 ISHARES CURRENCY HEDGED MSCI UK iShares Miscellaneous Region
913    HEWW 7/13/2015 0.16 ISHARES CURRENCY HEDGED MSCI MEXICO iShares Miscellaneous Region
914    HEWY 7/1/2015 0.34 ISHARES CURRENCY HEDGED MSCI SOUTH KOREA iShares Miscellaneous Region
915    HEZU 8/22/2014 83 ISHARES CURRENCY HEDGED MSCI EUROZONE iShares Europe Stock
916    HFXE 7/22/2015 0.73 IQ 50 PERCENT HEDGED FTSE EUROPE ETF Exchange Traded Fund Financial
917    HFXI 7/22/2015 4.16 IQ 50 PERCENT HEDGED FTSE INTL ETF IndexIQ Foreign Large Blend
918    HFXJ 7/22/2015 0.33 IQ 50 PERCENT HEDGED FTSE JAPAN ETF IndexIQ Japan Stock
919    HIBL 11/7/2019 0.52 DIREXION DAILY S&P 500 HIGH BETA BULL 3X SHARES Exchange Traded Fund Financial
920    HIBS 11/7/2019 0.48 DIREXION DAILY S&P 500 HIGH BETA BEAR 3X SHARES Exchange Traded Fund Financial
921    HIPS 1/7/2015 0.57 MASTER INCOME ETF Master Shares Allocation--85%+ Equity
922    HJPX 10/2/2015 0.16 ISHARES CURRENCY HEDGED JPX-NIKKEI 400 ETF Exchange Traded Fund Financial
923    HLAL 7/16/2019 0.3 WAHED FTSE USA SHARIAH ETF
924    HMOP 12/14/2017 0.46 HARTFORD MUNICIPAL OPPORTUNITIES ETF Exchange Traded Fund Financial
925    HNDL 1/17/2018 0.46 STRATEGY SHARES NASDAQ 7HANDL INDEX ETF
926    HOLD 1/15/2014 0.25 ADVISORSHARES SAGE CORE RESERVES ETF AdvisorShares Ultrashort Bond
927    HOML 3/11/2015 1.86 UBS ETRACS M RST 2XLVG ISE EXCLY HBS ETN UBS Group AG Trading--Leveraged Equity
928    HOMZ 3/20/2019 0.19 HOYA CAPITAL HOUSING ETF Exchange Traded Fund Financial
929    HSCZ 7/14/2015 0.7 ISHARES CURRENCY HEDGED MSCI EAFE SM-CP iShares Foreign Small/Mid Blend
930    HSPX 6/24/2013 3.38 HORIZONS S&P 500 COVERED CALL ETF Horizons ETFs Option Writing
931    HSRT 5/31/2018 0.25 HARTFORD FUNDS EXCHANGE-TRADED TRUST Exchange Traded Fund Financial
932    HTAB 4/19/2018 0.14 HARTFORD SCHRODERS TAX-AWARE BOND ETF Exchange Traded Fund Financial
933    HTEC 6/25/2019 0.18 ROBO GLOBAL HEALTHCARE TECHNOLOGY AND INNOVATION ETF Exchange Traded Fund Financial
934    HTRB 9/28/2017 0.4 HARTFORD TOTAL RETURN BOND ETF Exchange Traded Fund Financial
935    HTUS 6/25/2015 1.7 HULL TACTICAL US ETF Exchange Traded Concepts Trust Long-Short Equity
936    HUSE 7/25/2012 7.75 US MARKET ROTATION STRATEGY ETF Strategy shares Large Blend
937    HUSV 8/25/2016 2.05 FIRST TRUST HRZN MGDVOLATIL DOMESTIC ETF First Trust Large Blend
938    HYD 9/28/2009 107 VANECK VECTORS HIGH-YIELD MUNICIPAL ETF Van Eck High Yield Muni
939    HYDB 7/13/2017 0.34 ISHARES TRUST Exchange Traded Fund Financial
940    HYDW 1/11/2018 0.26 XTRACKERS LOW BETA HIGH YIELD BOND ETF Exchange Traded Fund Financial
941    HYEM 5/9/2012 27 VANECK VECTORS EM HIGH YIELD BOND ETF Van Eck Emerging Markets Bond
942    HYG 9/28/2009 2437 ISHARES IBOXX $ HIGH YIELD CORPORATE BD iShares High Yield Bond
943    HYGH 5/29/2014 2.01 ISHARES INTEREST RATE HEDGED HIGH YLD BD iShares High Yield Bond
944    HYGV 7/18/2018 1 FLEXSHARES HIGH YIELD VALUE-SCORED BOND INDEX FUND Exchange Traded Fund Financial
945    HYHG 5/23/2013 4.25 PROSHARES HIGH YIELD INTEREST RATE HDGD ProShares Nontraditional Bond
946    HYIH 3/3/2015 0.49 DEUTSCHE X-TRACKERS HY CORP BD INTRRTHDG Deutsche Asset Management Nontraditional Bond
947    HYLB 12/7/2016 31 DEUTSCHE X-TRACKERS USD HY CORP BD Deutsche Asset Management High Yield Bond
948    HYLD 12/1/2010 23 PERITUS HIGH YIELD ETF AdvisorShares High Yield Bond
949    HYLS 2/27/2013 25 FIRST TRUST TACTICAL HIGH YIELD ETF First Trust High Yield Bond
950    HYLV 2/15/2017 0.64 IQ S&P HIGH YIELD LOW VOLATILITY BD ETF IndexIQ High Yield Bond
951    HYMB 4/14/2011 25 SPDR NUVEEN S&P HIGH YIELD MUNI BD ETF SPDR State Street Global Advisors High Yield Muni
952    HYND 12/18/2013 2.05 WISDOMTREE NEGATIVE DUR HIGH YLD BD ETF WisdomTree Nontraditional Bond
953    HYS 6/17/2011 86 PIMCO 0-5 YEAR HIGH YIELD CORPO PIMCO High Yield Bond
954    HYTR 1/22/2020 0.03 CP HIGH YIELD TREND ETF Exchange Traded Fund Financial
955    HYUP 1/11/2018 0.11 XTRACKERS HIGH BETA HIGH YIELD BOND ETF Exchange Traded Fund Financial
956    HYXE 6/17/2016 0.49 ISHARES IBOXX $ HIGH YIELD EX OIL & GAS CORPORATE BOND ETF
957    HYXU 4/3/2012 4.01 ISHARES INTERNATIONAL HIGH YIELD BOND iShares World Bond
958    HYZD 12/18/2013 7.87 WISDOMTREE INTEREST RT HDG HI YLD BD ETF WisdomTree Nontraditional Bond
959    IAGG 11/12/2015 12 ISHARES CORE INTERNATIONAL AGGREGATE BD iShares World Bond
960    IAI 9/28/2009 20 ISHARES US BROKER-DEALERS & SECS EXCHS iShares Financial
961    IAK 9/28/2009 6.46 ISHARES US INSURANCE iShares Financial
962    IAT 9/28/2009 51 ISHARES US REGIONAL BANKS iShares Financial
963    IAU 9/28/2009 570 ISHARES GOLD TRUST iShares Commodities Precious Metals
964    IAUF 6/8/2018 0.18 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
965    IBB 9/28/2009 875 ISHARES NASDAQ BIOTECHNOLOGY iShares Health
966    IBCD 4/19/2013 0.99 ISHARES IBONDS MAR 2020 TERM CORP EXFNCL iShares Corporate Bond
967    IBCE 4/19/2013 0.74 ISHARES IBONDS MAR 2023 TERM CORP EXFNCL iShares Corporate Bond
968    IBD 7/11/2017 1.3 INSPIRE CORPORATE BOND IMPACT ETF Exchange Traded Fund Financial
969    IBDC 7/10/2013 1.74 ISHARES IBONDS MAR 2020 TERM CORPORATE iShares Corporate Bond
970    IBDD 7/10/2013 0.9 ISHARES IBONDS MAR 2023 TERM CORPORATE iShares Corporate Bond
971    IBDL 12/5/2014 12 ISHARES IBONDS DEC 2020 TERM CORPORATE iShares Corporate Bond
972    IBDM 3/12/2015 12 ISHARES IBONDS DEC 2021 TERM CORPORATE iShares Corporate Bond
973    IBDN 3/12/2015 10 ISHARES IBONDS DEC 2022 TERM CORPORATE iShares Corporate Bond
974    IBDO 3/12/2015 8.6 ISHARES IBONDS DEC 2023 TERM CORPORATE iShares Corporate Bond
975    IBDP 3/12/2015 6.9 ISHARES IBONDS DEC 2024 TERM CORPORATE iShares Corporate Bond
976    IBDQ 3/12/2015 6.02 ISHARES IBONDS DEC 2025 TERM CORPORATE iShares Corporate Bond
977    IBDR 9/19/2016 4.1 ISHARES IBONDS DEC 2026 TERM CORPORATE ETF Exchange Traded Fund Financial
978    IBDS 9/14/2017 2.7 ISHARES IBONDS DEC 2027 TERM CORPORATE ETF Exchange Traded Fund Financial
979    IBDT 9/20/2018 1.19 ISHARES IBONDS DEC 2028 TERM CORPORATE ETF Exchange Traded Fund Financial
980    IBDU 9/19/2019 0.34 ISHARES IBONDS DEC 2029 TERM CORPORATE ETF Exchange Traded Fund Financial
981    IBHA 5/9/2019 0.24 ISHARES TRUST Exchange Traded Fund Financial
982    IBHB 5/9/2019 0.25 ISHARES TRUST Exchange Traded Fund Financial
983    IBHC 5/9/2019 0.24 ISHARES TRUST Exchange Traded Fund Financial
984    IBHD 5/9/2019 0.19 ISHARES TRUST Exchange Traded Fund Financial
985    IBHE 5/9/2019 0.26 ISHARES TRUST Exchange Traded Fund Financial
986    IBMI 8/14/2014 3.5 ISHARES IBONDS SEP 2020 TERM MUNI BOND iShares Muni National Interm
987    IBMJ 9/4/2015 2.92 ISHARES IBONDS DEC 2021 TERM MUNI BOND iShares Muni National Interm
988    IBMK 9/4/2015 2.66 ISHARES IBONDS DEC 2022 TERM MUNI BOND iShares Muni National Interm
989    IBML 4/13/2017 1.61 ISHARES TRUST Exchange Traded Fund Financial
990    IBMM 3/22/2018 0.97 ISHARES TRUST Exchange Traded Fund Financial
991    IBMN 11/15/2018 0.5 ISHARES TRUST Exchange Traded Fund Financial
992    IBMO 4/4/2019 0.25 ISHARES TRUST Exchange Traded Fund Financial
993    IBMP 4/11/2019 0.21 ISHARES TRUST Exchange Traded Fund Financial
994    IBMQ 4/18/2019 0.26 ISHARES TRUST Exchange Traded Fund Financial
995    IBND 7/12/2010 14 SPDR BLMBG BARCLAYS INTL CORP BD ETF SPDR State Street Global Advisors World Bond
996    IBTA 2/28/2020 0.01 ISHARES IBONDS DEC 2021 TERM TREASURY ETF
997    IBTB 3/3/2020 0.01 ISHARES IBONDS DEC 2022 TERM TREASURY ETF
998    IBTD 3/3/2020 0.03 ISHARES IBONDS DEC 2023 TERM TREASURY ETF
999    IBTE 2/28/2020 0.02 ISHARES IBONDS DEC 2024 TERM TREASURY ETF
1000    IBTF 2/28/2020 0.04 ISHARES IBONDS DEC 2025 TERM TREASURY ETF
1001    IBTG 2/28/2020 0.08 ISHARES IBONDS DEC 2026 TERM TREASURY ETF
1002    IBTH 2/28/2020 0.04 ISHARES IBONDS DEC 2027 TERM TREASURY ETF
1003    IBTI 2/28/2020 0.05 ISHARES IBONDS DEC 2028 TERM TREASURY ETF
1004    IBTJ 2/28/2020 0.08 ISHARES IBONDS DEC 2029 TERM TREASURY ETF
1005    IBUY 4/20/2016 6.99 AMPLIFY ONLINE RETAIL ETF Amplifyetfs Consumer Cyclical
1006    ICF 9/28/2009 189 ISHARES COHEN & STEERS REIT iShares Real Estate
1007    ICLN 9/28/2009 19 ISHARES GLOBAL CLEAN ENERGY iShares Miscellaneous Sector
1008    ICOL 6/20/2013 1.86 ISHARES MSCI COLOMBIA CAPPED iShares Miscellaneous Region
1009    ICOW 6/19/2017 0.51 PACER FUNDS Exchange Traded Fund Financial
1010    ICSH 12/13/2013 12 ISHARES ULTRA SHORT-TERM BOND iShares Ultrashort Bond
1011    ICVT 6/4/2015 4.38 ISHARES CONVERTIBLE BOND iShares Convertibles
1012    IDEV 3/23/2017 7.18 ISHARES CORE MSCI INTERNATIONAL DEVELOPED MARKETS ETF Exchange Traded Fund Financial
1013    IDHD 12/1/2016 0.3 POWERSHARES S&P INTL DEV HI DIV LOW VLTL PowerShares Foreign Large Value
1014    IDHQ 11/7/2011 1.64 POWERSHARES S&P INTL DEV QUALITY ETF PowerShares Foreign Small/Mid Value
1015    IDIV 2/6/2018 0.11 U.S. EQUITY CUMULATIVE DIVIDENDS FUND SERIES 2027 SHARES Exchange Traded Fund Financial
1016    IDLB 11/5/2015 1.34 POWERSHARES FTSE INTL LW BT EQ WGT PowerShares Foreign Large Blend
1017    IDLV 1/17/2012 18 POWERSHARES S&P INTL DEV LOW VOLATIL ETF PowerShares Foreign Large Blend
1018    IDMO 10/5/2015 0.22 POWERSHARES S&P INTL DEV MOMENTUM ETF PowerShares Foreign Large Blend
1019    IDNA 6/13/2019 0.24 ISHARES GENOMICS IMMUNOLOGY AND HEALTHCARE ETF Exchange Traded Fund Financial
1020    IDOG 6/28/2013 8.42 ALPS INTERNATIONAL SECTOR DIV DOGS ETF ALPS Foreign Large Value
1021    IDRV 4/18/2019 0.12 ISHARES SELF-DRIVING EV AND TECH ETF Exchange Traded Fund Financial
1022    IDU 9/28/2009 49 ISHARES US UTILITIES iShares Utilities
1023    IDV 9/28/2009 152 ISHARES INTERNATIONAL SELECT DIVIDEND iShares Foreign Large Value
1024    IDX 9/28/2009 57 VANECK VECTORS INDONESIA ETF Van Eck Miscellaneous Region
1025    IDY 10/24/2019 0.02 PACIFIC GLOBAL INTERNATIONAL EQUITY INCOME ETF Exchange Traded Fund Financial
1026    IECS 3/23/2018 0.19 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
1027    IEDI 3/23/2018 0.21 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
1028    IEF 9/28/2009 572 ISHARES 7-10 YEAR TREASURY BOND iShares Long Government
1029    IEFA 10/22/2012 634 ISHARES CORE MSCI EAFE iShares Foreign Large Blend
1030    IEFN 3/23/2018 0.07 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
1031    IEHS 3/23/2018 0.22 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
1032    IEI 9/28/2009 106 ISHARES 3-7 YEAR TREASURY BOND iShares Intermediate Government
1033    IEIH 3/23/2018 0.14 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
1034    IEME 3/23/2018 0.22 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
1035    IEMG 10/22/2012 1201 ISHARES CORE MSCI EMERGING MARKETS ETF Exchange Traded Fund Financial
1036    IEO 9/28/2009 77 ISHARES US OIL&GAS EXPLOR&PRODTN iShares Equity Energy
1037    IETC 3/23/2018 0.61 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
1038    IEUR 6/12/2014 53 ISHARES CORE MSCI EUROPE iShares Europe Stock
1039    IEUS 5/12/2014 3.15 ISHARES MSCI EUROPE SMALL-CAP iShares Europe Stock
1040    IEV 9/28/2009 178 ISHARES S&P EUROPE 350 INDEX FU iShares Europe Stock
1041    IEZ 9/28/2009 60 ISHARES US OIL EQUIPMENT&SERVICES iShares Equity Energy
1042    IFEU 9/28/2009 2.85 ISHARES FTSE EPRA/NAREIT EUROPE INDEX FUND
1043    IFGL 9/28/2009 30 ISHARES INTERNATIONAL DEV REL EST iShares Global Real Estate
1044    IFLY 3/9/2016 1.05 PUREFUNDS DRONE ECONOMY STRATEGY ETF Pure Funds World Stock
1045    IFRA 4/5/2018 0.18 ISHARES TRUST Exchange Traded Fund Financial
1046    IFV 7/23/2014 24 FIRST TRUST DORSEY WRIGHT INTL FOC 5 First Trust Foreign Large Blend
1047    IG 9/28/2009 49 PRINCIPAL INVESTMENT GRADE CORPORATE ACTIVE ETF Exchange Traded Fund Financial
1048    IGBH 2/5/2018 0.58 ISHARES INTEREST RATE HEDGED LONG-TERM CORPORATE BOND ETF Exchange Traded Fund Financial
1049    IGE 9/28/2009 134 ISHARES NORTH AMERICAN NATURAL RESOURCES iShares Natural Resources
1050    IGEB 7/13/2017 0.92 ISHARES TRUST Exchange Traded Fund Financial
1051    IGF 9/28/2009 49 ISHARES GLOBAL INFRASTRUCTURE iShares Infrastructure
1052    IGHG 11/7/2013 7.32 PROSHARES INVESTMENT GRADE INTR RT HDGD ProShares Nontraditional Bond
1053    IGIB 2/5/2018 41 ISHARES INTERMEDIATE-TERM CORPORATE BOND ETF
1054    IGIH 3/3/2015 0.32 DEUTSCHE X-TRACKERS INVT GRD BDINTRRTHDG Deutsche Asset Management Nontraditional Bond
1055    IGLB 2/5/2018 12 SHARES LONG-TERM CORPORATE BOND ETF Exchange Traded Fund Financial
1056    IGM 9/28/2009 17 ISHARES NORTH AMERICAN TECH iShares Technology
1057    IGN 9/28/2009 11 ISHARES NORTH AMERICAN TECH-MULTIMD NTWK iShares Technology
1058    IGOV 9/28/2009 29 ISHARES INTERNATIONAL TREASURY BOND iShares World Bond
1059    IGRO 5/19/2016 0.94 ISHARES TRUST Exchange Traded Fund Financial
1060    IGSB 2/5/2018 55 ISHARES SHORT-TERM CORPORATE BOND ETF
1061    IGV 9/28/2009 91 ISHARES NORTH AMERICAN TECH-SOFTWARE iShares Technology
1062    IHAK 6/13/2019 0.21 ISHARES CYBERSECURITY AND TECH ETF Exchange Traded Fund Financial
1063    IHDG 5/7/2014 11 WISDOMTREE INTL HDGD QUAL DIV GR ETF WisdomTree Foreign Large Growth
1064    IHE 9/28/2009 14 ISHARES US PHARMACEUTICALS iShares Health
1065    IHF 9/28/2009 27 ISHARES US HEALTHCARE PROVIDERS iShares Health
1066    IHI 9/28/2009 46 ISHARES US MEDICAL DEVICES iShares Health
1067    IHY 4/3/2012 10 VANECK VECTORS INTL HI YLD BD ETF Van Eck World Bond
1068    IIGD 9/7/2018 0.52 INVESCO INVESTMENT GRADE DEFENSIVE ETF Exchange Traded Fund Financial
1069    IIGV 9/7/2018 0.62 INVESCO INVESTMENT GRADE VALUE ETF Exchange Traded Fund Financial
1070    IJAN 1/2/2020 0.21 INNOVATOR ETFS TRUST INNOVATOR MSCI EAFE POWER BUFFER ETF - JA Exchange Traded Fund Financial
1071    IJH 9/28/2009 541 ISHARES CORE S&P MID-CAP iShares Mid-Cap Blend
1072    IJJ 9/28/2009 62 ISHARES S&P MID-CAP 400 VALUE iShares Mid-Cap Value
1073    IJK 9/28/2009 73 ISHARES S&P MID-CAP 400 GROWTH iShares Mid-Cap Growth
1074    IJR 9/28/2009 926 ISHARES CORE S&P SMALL-CAP iShares Small Blend
1075    IJS 9/28/2009 69 ISHARES S&P SMALL-CAP 600 VALUE iShares Small Value
1076    IJT 9/28/2009 64 ISHARES S&P SMALL-CAP 600 GROWTH iShares Small Growth
1077    IJUL 7/1/2019 0.51 INNOVATOR MSCI EAFE POWER BUFFER ETF - JULY Exchange Traded Fund Financial
1078    ILF 9/28/2009 576 ISHARES LATIN AMERICA 40 iShares Latin America Stock
1079    ILTB 6/25/2012 6.88 ISHARES CORE 10+ YEAR USD BOND iShares Long-Term Bond
1080    IMLP 1/4/2013 1.97 IPATH S&P MLP ETN Barclays Energy Limited Partnership
1081    IMOM 12/23/2015 0.87 MOMENTUMSHARES INTL QUANT MOM ETF Alpha Architect Foreign Large Blend
1082    IMTB 11/7/2016 1.04 ISHARES 5-10 YEAR USD BOND iShares Intermediate-Term Bond
1083    IMTM 1/26/2015 2.99 ISHARES EDGE MSCI INTL MOMENTUM FACTOR iShares Foreign Large Growth
1084    INCO 8/10/2011 5.88 COLUMBIA INDIA CONSUMER ETF Columbia India Equity
1085    INDA 2/3/2012 586 ISHARES MSCI INDIA iShares India Equity
1086    INDL 4/9/2010 21 DIREXION DAILY MSCI INDIA BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1087    INDS 5/15/2018 0.59 PACER BENCHMARK INDUSTRIAL REAL ESTATE SCTR ETF Exchange Traded Fund Financial
1088    INDY 11/20/2009 62 ISHARES INDIA 50 iShares India Equity
1089    INFR 12/30/2016 0.35 LEGG MASON GLOBAL INFRASTRUCTURE ETF Legg Mason Infrastructure
1090    INKM 4/26/2012 2.69 SPDR SSGA INCOME ALLOCATION ETF SPDR State Street Global Advisors Allocation--50% to 70% Equity
1091    INR 9/28/2009 0.94 MARKET VECTORS INDIAN RUPEE/USD ETN Market Vectors Single Currency
1092    INTF 5/4/2015 14 ISHARES EDGE MSCI MULTIFACTOR INTL iShares Foreign Large Blend
1093    IOO 9/28/2009 23 ISHARES GLOBAL 100 iShares World Stock
1094    IPAC 6/12/2014 12 ISHARES CORE MSCI PACIFIC iShares Diversified Pacific/Asia
1095    IPAY 7/16/2015 14 PUREFUNDS ISE MOBILE PAYMENTS ETF Pure Funds Miscellaneous Sector
1096    IPFF 11/17/2011 11 ISHARES INTERNATIONAL PREFERRED STOCK iShares Preferred Stock
1097    IPKW 2/27/2014 4.94 POWERSHARES INTL BUYBACK ACHIEV ETF PowerShares Foreign Large Blend
1098    IPO 10/16/2013 3.15 RENAISSANCE IPO ETF Renaissance Capital Mid-Cap Growth
1099    IPOS 10/7/2014 0.16 RENAISSANCE INTERNATIONAL IPO ETF Renaissance Capital Foreign Small/Mid Growth
1100    IQDE 4/16/2013 2.39 FLEXSHARES INTERNATIONAL QUALITY DIVIDEND DEFENSIVE INDEX FUND Exchange Traded Fund Financial
1101    IQDF 4/16/2013 13 FLEXSHARES INTL QUAL DIV ETF Flexshares Trust Foreign Large Value
1102    IQDG 4/7/2016 0.96 WISDOMTREE INTERNATIONAL QUAL DIV GR ETF WisdomTree Foreign Large Growth
1103    IQDY 4/16/2013 1.9 FLEXSHARES INTL QUAL DIV DYNAMIC ETF Flexshares Trust Foreign Large Value
1104    IQIN 12/13/2018 0.08 IQ 500 INTERNATIONAL ETF Exchange Traded Fund Financial
1105    IQLT 1/15/2015 7.13 ISHARES EDGE MSCI INTL QUALITY FACTOR iShares Foreign Large Blend
1106    IQM 9/28/2009 2.79 FRANKLIN TEMPLETON ETF TRUST Exchange Traded Fund Financial
1107    IQSI 12/17/2019 0.01 IQ CANDRIAM ESG INTERNATIONAL EQUITY ETF Exchange Traded Fund Financial
1108    IRBO 6/28/2018 1.14 ISHARES ROBOTICS AND ARTIFICIAL INTELLIGENCE MULTISECTOR ETF Exchange Traded Fund Financial
1109    ISCF 5/1/2015 1.89 ISHARES EDGE MSCI MULTIFACTOR INTL SM-CP iShares Foreign Small/Mid Blend
1110    ISDS 9/14/2018 0.02 INVESCO RAFI STRATEGIC DEVELOPED EX-US SMALL COMPANY ETF
1111    ISDX 9/14/2018 0.24 INVESCO RAFI STRATEGIC DEVELOPED EX-US ETF
1112    ISEM 9/13/2018 0.06 INVESCO RAFI STRATEGIC EMERGING MARKETS ETF
1113    ISHG 9/28/2009 3.65 ISHARES 1-3 YEAR INTERNATIONAL TRS BD iShares World Bond
1114    ISMD 2/28/2017 0.82 INSPIRE SMALL/MID CAP IMPACT ETF Inspire Mid-Cap Blend
1115    ISRA 6/26/2013 1.57 VANECK VECTORS ISRAEL ETF Van Eck Miscellaneous Region
1116    ISTB 10/22/2012 22 ISHARES CORE 1-5 YEAR USD BOND iShares Short-Term Bond
1117    ISZE 7/7/2015 0.1 ISHARES EDGE MSCI INTL SIZE FACTOR iShares Foreign Large Blend
1118    ITA 9/28/2009 50 ISHARES US AEROSPACE & DEFENSE iShares Industrials
1119    ITB 9/28/2009 980 ISHARES US HOME CONSTRUCTION iShares Consumer Cyclical
1120    ITEQ 11/3/2015 1.85 BLUESTAR TA-BIGITECH ISRAEL TECH ETF BlueStar Global Investors Technology
1121    ITM 9/28/2009 46 VANECK VECTORS AMT-FREE INTERM MUNI ETF Van Eck Muni National Interm
1122    ITOT 6/25/2012 139 ISHARES CORE S&P TOTAL US STOCK MKT iShares Large Blend
1123    IUS 9/12/2018 0.3 INVESCO RAFI STRATEGIC US ETF
1124    IUSB 6/12/2014 20 ISHARES CORE TOTAL USD BOND MARKET iShares Intermediate-Term Bond
1125    IUSG 6/12/2014 53 ISHARES CORE S&P US GROWTH iShares Large Growth
1126    IUSS 9/13/2018 0.15 INVESCO RAFI STRATEGIC US SMALL COMPANY ETF
1127    IUSV 6/12/2014 45 ISHARES CORE S&P US VALUE iShares Large Value
1128    IVAL 12/17/2014 1.52 VALUESHARES INTERNATIONAL QUANT VAL ETF Alpha Architect Foreign Large Value
1129    IVE 9/28/2009 325 ISHARES S&P 500 VALUE iShares Large Value
1130    IVLU 7/15/2015 3.99 ISHARES EDGE MSCI INTL VALUE FACTOR iShares Foreign Large Value
1131    IVOG 9/24/2010 5.57 VANGUARD S&P MID-CAP 400 GROWTH ETF Vanguard Mid-Cap Growth
1132    IVOL 5/14/2019 0.71 QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF Exchange Traded Fund Financial
1133    IVOO 9/24/2010 7.71 VANGUARD S&P MID-CAP 400 ETF Vanguard Mid-Cap Blend
1134    IVOV 9/24/2010 4.63 VANGUARD S&P MID-CAP 400 VALUE ETF Vanguard Mid-Cap Value
1135    IVV 9/28/2009 1685 ISHARES CORE S&P 500 iShares Large Blend
1136    IVW 9/28/2009 329 ISHARES S&P 500 GROWTH iShares Large Growth
1137    IWB 9/28/2009 511 ISHARES RUSSELL 1000 iShares Large Blend
1138    IWC 9/28/2009 38 ISHARES MICRO-CAP iShares Small Blend
1139    IWD 9/28/2009 862 ISHARES RUSSELL 1000 VALUE iShares Large Value
1140    IWF 9/28/2009 889 ISHARES RUSSELL 1000 GROWTH iShares Large Growth
1141    IWL 9/28/2009 3.17 ISHARES RUSSELL TOP 200 iShares Large Blend
1142    IWM 9/28/2009 13088 ISHARES RUSSELL 2000 iShares Small Blend
1143    IWN 9/28/2009 772 ISHARES RUSSELL 2000 VALUE iShares Small Value
1144    IWO 9/28/2009 660 ISHARES RUSSELL 2000 GROWTH iShares Small Growth
1145    IWP 9/28/2009 172 ISHARES RUSSELL MID-CAP GROWTH iShares Mid-Cap Growth
1146    IWR 9/28/2009 248 ISHARES RUSSELL MID-CAP iShares Mid-Cap Blend
1147    IWS 9/28/2009 282 ISHARES RUSSELL MID-CAP VALUE iShares Mid-Cap Value
1148    IWV 9/28/2009 130 ISHARES RUSSELL 3000 iShares Large Blend
1149    IWX 9/28/2009 5.23 ISHARES RUSSELL TOP 200 VALUE iShares Large Value
1150    IWY 9/28/2009 13 ISHARES RUSSELL TOP 200 GROWTH iShares Large Growth
1151    IXC 9/28/2009 69 ISHARES GLOBAL ENERGY iShares Equity Energy
1152    IXG 9/28/2009 18 ISHARES GLOBAL FINANCIALS iShares Financial
1153    IXJ 9/28/2009 29 ISHARES GLOBAL HEALTHCARE iShares Health
1154    IXN 9/28/2009 21 ISHARES GLOBAL TECH iShares Technology
1155    IXP 9/28/2009 16 ISHARES GLOBAL TELECOM iShares Communications
1156    IXSE 4/4/2019 0.04 WISDOMTREE INDIA EX-STATE-OWNED ENTERPRISES FUND Exchange Traded Fund Financial
1157    IXUS 10/22/2012 73 ISHARES CORE MSCI TOTAL INTL STK iShares Foreign Large Blend
1158    IYC 9/28/2009 21 ISHARES US CONSUMER SERVICES iShares Consumer Cyclical
1159    IYE 9/28/2009 248 ISHARES US ENERGY iShares Equity Energy
1160    IYF 9/28/2009 265 ISHARES US FINANCIALS iShares Financial
1161    IYG 9/28/2009 59 ISHARES US FINANCIAL SERVICES iShares Financial
1162    IYH 9/28/2009 52 ISHARES US HEALTHCARE iShares Health
1163    IYJ 9/28/2009 39 ISHARES US INDUSTRIALS iShares Industrials
1164    IYK 9/28/2009 15 ISHARES US CONSUMER GOODS iShares Consumer Defensive
1165    IYLD 4/5/2012 8.23 ISHARES MORNINGSTAR MULTI-ASSET INCOME iShares Allocation--30% to 50% Equity
1166    IYM 9/28/2009 142 ISHARES DOW JONES U.S. BASIC MA iShares Natural Resources
1167    IYR 9/28/2009 4275 ISHARES US REAL ESTATE iShares Real Estate
1168    IYT 9/28/2009 212 ISHARES TRANSPORTATION AVERAGE iShares Industrials
1169    IYW 9/28/2009 103 ISHARES US TECHNOLOGY iShares Technology
1170    IYY 9/28/2009 14 ISHARES DOW JONES U.S. TOTAL MA iShares Large Blend
1171    IYZ 9/28/2009 145 ISHARES US TELECOMMUNICATIONS iShares Communications
1172    IZRL 12/5/2017 0.65 ARK ETF TRUST Exchange Traded Fund Financial
1173    JAGG 12/14/2018 1.89 JPMORGAN U.S. AGGREGATE BOND ETF Exchange Traded Fund Financial
1174    JCPB 1/30/2019 0.14 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
1175    JDIV 11/9/2017 0.2 JPMORGAN U.S. DIVIDEND ETF Exchange Traded Fund Financial
1176    JDST 10/3/2013 629 DIREXION DAILY JR GLD MNRS BEAR 3X ETF Direxion Funds Trading--Inverse Equity
1177    JETS 4/30/2015 10 US GLOBAL JETS ETF U.S. Global Investors Miscellaneous Sector
1178    JHCS 3/13/2019 0.06 JOHN HANCOCK MULTIFACTOR MEDIA AND COMMUNICATIONS ETF Exchange Traded Fund Financial
1179    JHEM 9/28/2018 0.64 JOHN HANCOCK MULTIFACTOR EMERGING MARKETS ETF Exchange Traded Fund Financial
1180    JHMA 3/29/2016 0.18 JOHN HANCOCK MULTIFACTOR MATERIALS ETF Exchange Traded Fund Financial
1181    JHMC 10/1/2015 0.48 JOHN HANCOCK MULTIFACTOR CONSUMER DISCRETIONARY ETF Exchange Traded Fund Financial
1182    JHMD 12/16/2016 1.46 JHANCOCK MULTIFACTOR DEVELOPED INTL ETF John Hancock Foreign Large Blend
1183    JHME 3/29/2016 0.41 JOHN HANCOCK MULTIFACTOR ENERGY ETF Exchange Traded Fund Financial
1184    JHMF 9/29/2015 0.74 JHANCOCK MULTIFACTOR FINANCIALS ETF John Hancock Financial
1185    JHMH 9/30/2015 0.62 JHANCOCK MULTIFACTOR HEALTH CARE ETF John Hancock Health
1186    JHMI 3/29/2016 0.29 JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF Exchange Traded Fund Financial
1187    JHML 9/30/2015 3.33 JHANCOCK MULTIFACTOR LARGE CAP ETF John Hancock Large Blend
1188    JHMM 9/29/2015 7.11 JHANCOCK MULTIFACTOR MID CAP ETF John Hancock Mid-Cap Blend
1189    JHMS 3/29/2016 0.37 JOHN HANCOCK MULTIFACTOR CONSUMER STAPLES ETF Exchange Traded Fund Financial
1190    JHMT 9/30/2015 0.76 JHANCOCK MULTIFACTOR TECHNOLOGY ETF John Hancock Technology
1191    JHMU 3/29/2016 0.42 JOHN HANCOCK MULTIFACTOR UTILITIES ETF Exchange Traded Fund Financial
1192    JHSC 11/9/2017 1.42 JOHN HANCOCK MULTIFACTOR SMALL CAP ETF Exchange Traded Fund Financial
1193    JIGB 12/14/2018 0.09 JPMORGAN CORPORATE BOND RESEARCH ENHANCED ETF Exchange Traded Fund Financial
1194    JJA 9/28/2009 4.89 IPATH BLOOMBERG AGRICULTURE SUBTR ETN Barclays Funds Commodities Agriculture
1195    JJC 9/28/2009 24 IPATH DOW JONES UBS COPPER TOTA iPath Commodities Industrial Metals
1196    JJE 9/28/2009 1.21 IPATH BLOOMBERG ENERGY SUBTR ETN Barclays Funds Commodities Energy
1197    JJG 9/28/2009 21 IPATH BLOOMBERG GRAINS SUBTR ETN Barclays Funds Commodities Agriculture
1198    JJM 9/28/2009 1.83 IPATH DOW JONES UBS INDUSTRIAL iPath Commodities Industrial Metals
1199    JJN 9/28/2009 2.85 IPATH BLOOMBERG NICKEL SUBTR ETN Barclays Funds Commodities Industrial Metals
1200    JJP 9/28/2009 1.33 IPATH DJ-UBS PRECIOUS METALS SU iPath Commodities Precious Metals
1201    JJS 9/28/2009 2.04 IPATH BLOOMBERG SOFTS SUBTR ETN Barclays Funds Commodities Agriculture
1202    JJT 9/30/2009 2.52 IPATH BLOOMBERG TIN SUBTR ETN Barclays Funds Commodities Industrial Metals
1203    JJU 9/28/2009 1.22 IPATH DJ-UBS ALUMINUM SUBINDEX iPath Commodities Industrial Metals
1204    JKD 9/28/2009 7.1 ISHARES MORNINGSTAR LARGE-CAP iShares Large Blend
1205    JKE 9/28/2009 8.65 ISHARES MORNINGSTAR LARGE GROWT iShares Large Growth
1206    JKF 9/28/2009 4.78 ISHARES MORNINGSTAR LARGE-CAP VALUE iShares Large Value
1207    JKG 9/28/2009 4.61 ISHARES MORNINGSTAR MID-CAP iShares Mid-Cap Blend
1208    JKH 9/28/2009 3.62 ISHARES MORNINGSTAR MID-CAP GROWTH iShares Mid-Cap Growth
1209    JKI 9/28/2009 3.68 ISHARES MORNINGSTAR MID-CAP VALUE iShares Mid-Cap Value
1210    JKJ 9/28/2009 3.06 ISHARES MORNINGSTAR SMALL-CAP iShares Small Blend
1211    JKK 9/28/2009 2.59 ISHARES MORNINGSTAR SMALL-CAP GROWTH iShares Small Growth
1212    JKL 9/28/2009 5.17 ISHARES MORNINGSTAR SMALL-CAP VALUE iShares Small Value
1213    JMBS 9/13/2018 0.99 JANUS HENDERSON MORTGAGE-BACKED SECURITIES ETF Exchange Traded Fund Financial
1214    JMIN 11/9/2017 0.42 JPMORGAN U.S. MINIMUM VOLATILITY ETF Exchange Traded Fund Financial
1215    JMOM 11/9/2017 0.28 JPMORGAN U.S. MOMENTUM FACTOR ETF Exchange Traded Fund Financial
1216    JMST 10/18/2018 0.66 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
1217    JMUB 10/31/2018 0.22 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
1218    JNK 9/28/2009 1720 SPDR BLMBG BARCLAYS HIGH YIELD BD ETF SPDR State Street Global Advisors High Yield Bond
1219    JNMF 1/13/2020 0.01 WISDOMTREE TRUST Exchange Traded Fund Financial
1220    JNUG 10/3/2013 1474 DIREXION DAILY JR GLD MNRS BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1221    JO 9/28/2009 40 IPATH BLOOMBERG COFFEE SUBTR ETN Barclays Funds Commodities Agriculture
1222    JOYY 12/30/2019 0.02 INFUSIVE US TRUST ETF INFUSIVE COMPOUNDING GLOBAL EQUITIES ETF Exchange Traded Fund Financial
1223    JPED 12/1/2017 0.07 JPMORGAN EVENT DRIVEN ETF Exchange Traded Fund Financial
1224    JPEM 1/9/2015 3.73 JPMORGAN DIVERSIFIED RETURN EMKTS EQ ETF JPMorgan Diversified Emerging Mkts
1225    JPEU 6/29/2015 0.41 JPMORGAN DIVERSIFIED RETURN EUROPE EQUITY ETF Exchange Traded Fund Financial
1226    JPGB 4/7/2017 1.2 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
1227    JPGE 6/17/2014 1.76 JPMORGAN DIVERSIFIED RETURN GLBL EQ ETF JPMorgan World Stock
1228    JPHF 9/15/2016 1.95 JPMORGAN DIVERSIFIED ALTERNATIVE ETF JPMorgan Multialternative
1229    JPHY 9/15/2016 1.94 JPMORGAN DISCIPLINED HIGH YIELD ETF JPMorgan High Yield Bond
1230    JPIN 11/7/2014 15 JPMORGAN DIVERSIFIED RETURN INTL EQ ETF JPMorgan Foreign Large Blend
1231    JPLS 1/25/2018 0.14 JPMORGAN LONG/SHORT ETF Exchange Traded Fund Financial
1232    JPMB 1/31/2018 0.38 JPMORGAN USD EMERGING MARKETS SOVEREIGN BOND ETF Exchange Traded Fund Financial
1233    JPME 5/18/2016 1.17 JPMORGAN DIVERS RET US MID CP EQ ETF JPMorgan Mid-Cap Blend
1234    JPMF 12/7/2017 0.38 JPMORGAN MANAGED FUTURES STRATEGY ETF Exchange Traded Fund Financial
1235    JPMV 6/5/2014 1.46 ISHARES EDGE MSCI MIN VOL JAPAN iShares Japan Stock
1236    JPN 6/24/2015 1.13 DEUTSCHE X-TRACKERS JPN JPX-NIKKEI400 EQ Deutsche Asset Management Japan Stock
1237    JPNL 6/26/2013 3.28 DIREXION DAILY JAPAN BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1238    JPSE 11/17/2016 1.92 JPMORGAN DIVERS RET US SMALL CAP EQ ETF JPMorgan Small Blend
1239    JPST 5/19/2017 44 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
1240    JPUS 9/30/2015 3.56 JPMORGAN DIVERSIFIED RETURN US EQ ETF JPMorgan Large Blend
1241    JPXN 3/9/2015 1.52 ISHARES JPX-NIKKEI 400 iShares Japan Stock
1242    JQUA 11/9/2017 0.52 JPMORGAN U.S. QUALITY FACTOR ETF Exchange Traded Fund Financial
1243    JSMD 2/25/2016 0.84 JANUS SMALL/MID CAP GROWTH ALPHA ETF Janus Mid-Cap Growth
1244    JSML 2/25/2016 0.65 JANUS SMALL CAP GROWTH ALPHA ETF
1245    JUST 6/13/2018 1.02 GOLDMAN SACHS JUST U.S. LARGE CAP EQUITY ETF Exchange Traded Fund Financial
1246    JVAL 11/9/2017 0.35 JPMORGAN U.S. VALUE FACTOR ETF Exchange Traded Fund Financial
1247    JXI 9/28/2009 13 ISHARES GLOBAL UTILITIES iShares Utilities
1248    KALL 2/5/2018 0.11 KRANESHARES MSCI ALL CHINA INDEX ETF Exchange Traded Fund Financial
1249    KAPR 4/1/2020 0.02 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1250    KARS 1/19/2018 0.8 KRANESHARES ELECTRIC VEHICLES AND FUTURE MOBILITY INDEX ETF Exchange Traded Fund Financial
1251    KBA 3/5/2014 22 KRANESHARES BOSERA MSCI CHINA A ETF KraneShares China Region
1252    KBE 9/28/2009 1016 SPDR S&P BANK ETF SPDR State Street Global Advisors Financial
1253    KBWB 11/1/2011 58 POWERSHARES KBW BANK ETF PowerShares Financial
1254    KBWD 12/2/2010 14 POWERSHARES KBW HIGH DIV YLD FINCL ETF PowerShares Financial
1255    KBWP 12/2/2010 2.46 POWERSHARES KBW PRPTY & CASUALTY INS ETF PowerShares Financial
1256    KBWR 11/1/2011 3.94 POWERSHARES KBW REGIONAL BANKING ETF PowerShares Financial
1257    KBWY 12/2/2010 11 POWERSHARES KBW PREMIUM YLD EQ REIT ETF PowerShares Real Estate
1258    KCCB 6/28/2018 0.05 KRANESHARES CCBS CHINA CORPORATE HIGH YIELD BOND USD INDEX ETF Exchange Traded Fund Financial
1259    KCE 9/28/2009 8.64 SPDR S&P CAPITAL MARKETS ETF SPDR State Street Global Advisors Financial
1260    KCNY 12/3/2014 1.94 KRANESHARES E CHINA COMRCL PAPER ETF KraneShares Emerging-Markets Local-Currency Bond
1261    KEMQ 10/12/2017 1.16 KRANESHARES EMERGING MARKETS CONSUMER TECHNOLOGY INDEX ETF Exchange Traded Fund Financial
1262    KEMX 4/12/2019 0.04 KRANESHARES MSCI EMERGING MARKETS EX CHINA INDEX ETF Exchange Traded Fund Financial
1263    KFYP 7/23/2013 0.87 KRANESHARES ZACKS NEW CHINA ETF KraneShares China Region
1264    KGRN 10/13/2017 0.16 KRANESHARES MSCI CHINA ENVIRONMENT INDEX ETF Exchange Traded Fund Financial
1265    KIE 9/28/2009 80 SPDR S&P INSURANCE ETF SPDR State Street Global Advisors Financial
1266    KJAN 1/2/2020 0.16 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1267    KLCD 6/12/2019 0.17 KFA LARGE CAP QUALITY DIVIDEND INDEX ETF Exchange Traded Fund Financial
1268    KLDW 7/9/2015 1.49 GAVEKAL KNOWLEDGE LEADERS DEV WLD ETF GaveKal World Stock
1269    KMED 8/30/2018 0.07 KRANESHARES TRUST KRANESHARES EMERGING MARKETS HEALTHCARE INDE Exchange Traded Fund Financial
1270    KNAB 4/3/2019 0.04 BANK OF MONTREAL Commercial Banks Finance
1271    KNG 3/27/2018 0.57 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
1272    KNOW 12/8/2011 4.14 DIREXION ALL CAP INSIDER SENTIMENT ETF Direxion Funds Mid-Cap Blend
1273    KOCT 10/1/2019 0.2 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1274    KOIN 1/30/2018 0.31 INNOVATION SHARES NEXTGEN PROTOCOL ETF Exchange Traded Fund Financial
1275    KOL 9/28/2009 62 VANECK VECTORS COAL ETF Van Eck Miscellaneous Sector
1276    KOLD 10/6/2011 19 PROSHARES ULTRASHORT BLOOMBERG NATRL GAS ProShares Trading--Inverse Commodities
1277    KOMP 10/23/2018 0.61 SPDR S&P KENSHO NEW ECONOMIES COMPOSITE ETF Exchange Traded Fund Financial
1278    KORP 1/16/2018 0.27 AMERICAN CENTURY DIVERSIFIED CORPORATE BOND ETF Exchange Traded Fund Financial
1279    KORU 4/10/2013 6.78 DIREXION DAILY SOUTH KOREA BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1280    KRE 9/28/2009 2199 SPDR S&P REGIONAL BANKING ETF SPDR State Street Global Advisors Financial
1281    KRMA 7/12/2016 0.87 GLOBAL X CONSCIOUS COMPANIES ETF Global X Funds Large Blend
1282    KSA 9/28/2009 37 ISHARES MSCI SAUDI ARABIA CAPPED iShares Miscellaneous Region
1283    KSCD 6/12/2019 0.12 KFA SMALL CAP QUALITY DIVIDEND INDEX ETF Exchange Traded Fund Financial
1284    KURE 2/1/2018 1.28 KRANESHARES MSCI ALL CHINA HEALTH CARE INDEX ETF Exchange Traded Fund Financial
1285    KWEB 8/1/2013 169 KRANESHARES CSI CHINA INTERNET ETF
1286    KXI 9/28/2009 13 ISHARES GLOBAL CONSUMER STAPLES iShares Consumer Defensive
1287    LABD 5/28/2015 370 DIREXION DAILY S&P BIOTECH BEAR 3X ETF Direxion Funds Trading--Inverse Equity
1288    LABU 5/28/2015 457 DIREXION DAILY S&P BIOTECH BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1289    LACK 11/29/2018 0.15 DIREXION DAILY CONSUMER STAPLES BEAR 3X SHARES Exchange Traded Fund Financial
1290    LBDC 10/9/2015 0.79 UBS ETRACS 2\U00D7LVG LNG WF B D CO ETN SERB UBS Group AG Trading--Leveraged Equity
1291    LBJ 12/3/2009 13 DIREXION DAILY LATIN AMERICA BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1292    LCR 1/6/2020 0.02 LEUTHOLD CORE ETF Exchange Traded Fund Financial
1293    LD 9/28/2009 0.77 IPATH DJ-UBS LEAD SUBINDEX TOTA iPath Commodities Industrial Metals
1294    LDEM 2/12/2020 0.01 ISHARES ESG MSCI EM LEADERS ETF
1295    LDRS 12/21/2017 1.57 INNOVATOR IBD ETF LEADERS ETF Exchange Traded Fund Financial
1296    LDSF 1/7/2019 1.19 FIRST TRUST LOW DURATION STRATEGIC FOCUS ETF
1297    LDUR 1/23/2014 2.59 PIMCO LOW DURATION ACTIVE ETF Pimco Short-Term Bond
1298    LEAD 1/6/2016 0.84 REALITY SHARES ETF TRUST Exchange Traded Fund Financial
1299    LEGR 1/25/2018 0.76 FIRST TRUST INDXX INNOVATIVE TRANSACTION & PROCESS ETF
1300    LEMB 10/20/2011 23 ISHARES EMERG MKTS LOCAL CURRENCY BOND iShares Emerging-Markets Local-Currency Bond
1301    LEND 5/9/2019 0.04 AMPLIFY CROWDBUREAU PEER-TO-PEER LENDING & CROWDFUNDING ETF Exchange Traded Fund Financial
1302    LFEQ 10/5/2017 0.8 VANECK VECTORS LONG/FLAT TREND ETF Exchange Traded Fund Financial
1303    LGH 10/10/2019 0.19 HCM DEFENDER 500 INDEX ETF Exchange Traded Fund Financial
1304    LGLV 2/21/2013 4.88 SPDR SSGA US LARGE CAP LOW VOLATIL ETF SPDR State Street Global Advisors Large Blend
1305    LGOV 1/23/2019 0.12 FIRST TRUST LONG DURATION OPPORTUNITIES ETF Exchange Traded Fund Financial
1306    LIT 7/23/2010 46 GLOBAL X LITHIUM & BATTERY TECH ETF Global X Funds Natural Resources
1307    LKOR 9/24/2015 0.49 FLEXSHARES CREDIT-SCORED US LONG CORPORATE BOND INDEX FUND
1308    LMBS 11/5/2014 29 FIRST TRUST LOW DURATION OPPORTUNITIES ETF
1309    LMLP 9/28/2009 16 UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN UBS Group AG Trading--Leveraged Equity
1310    LNGR 5/10/2016 0.55 GLOBAL X LONGEVITY THEMATIC ETF Global X Funds Health
1311    LOUP 7/25/2018 0.37 INNOVATOR LOUP FRONTIER TECH E Exchange Traded Fund Financial
1312    LOWC 11/26/2014 0.53 SPDR MSCI ACWI LOW CARBON TARGET ETF SPDR State Street Global Advisors World Stock
1313    LQD 9/28/2009 1260 ISHARES IBOXX $ INVESTMENT GRAD iShares Long-Term Bond
1314    LQDH 6/17/2014 1.59 ISHARES INTEREST RATE HEDGED CORPORATE BOND ETF Exchange Traded Fund Financial
1315    LQDI 5/10/2018 0.06 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
1316    LRET 5/6/2015 1.7 UBS ETRACS MONPAY 2XLVG MSCI US REIT ETN UBS Group AG Trading--Leveraged Equity
1317    LRGE 5/25/2017 0.74 CLEARBRIDGE LARGE CAP GROWTH ESG ETF
1318    LRGF 4/30/2015 13 ISHARES EDGE MSCI MULTIFACTOR USA iShares Large Value
1319    LRNZ 3/2/2020 0.01 TRUEMARK TECHNOLOGY Exchange Traded Fund Financial
1320    LSAF 10/2/2018 0.39 LEADERSHARES ALPHAFACTOR US CORE EQUITY ETF Exchange Traded Fund Financial
1321    LSLT 3/13/2019 0.12 SALT LOW TRUBETA US MARKET Exchange Traded Fund Financial
1322    LSST 12/28/2017 0.14 NATIXIS ETF TRUST NATIXIS LOOMIS SAYLES SHORT DURATION INCOME Exchange Traded Fund Financial
1323    LTL 9/28/2009 1.01 PROSHARES ULTRA TELECOMMUNICATI ProShares Trading-Leveraged Equity
1324    LTPZ 9/28/2009 6.44 PIMCO 15+ YEAR US TIPS ETF Pimco Inflation-Protected Bond
1325    LVHB 10/20/2016 1.6 ELKHORN LUNT LOW VOL/HIGH BETA TACT Elkhorn Large Blend
1326    LVHD 12/29/2015 5.56 LEGG MASON LOW VOLATILITY HIGH DIV ETF Legg Mason Large Value
1327    LVHE 11/18/2016 0.23 LEGG MASON ETF INVESTMENT TRUST Exchange Traded Fund Financial
1328    LVHI 7/28/2016 0.71 LEGG MASON INTL LOW VOLATIL HI DIV ETF Legg Mason Foreign Large Value
1329    LVUS 5/11/2017 0.09 LATTICE STRATEGIES TRUST Exchange Traded Fund Financial
1330    MAAX 5/16/2019 0.11 VANECK VECTORS ETF TRUST Exchange Traded Fund Financial
1331    MAGA 9/7/2017 0.43 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
1332    MARB 2/5/2020 0.01 FIRST TRUST MERGER ARBITRAGE ETF Exchange Traded Fund Financial
1333    MBB 9/28/2009 153 ISHARES MBS iShares Intermediate-Term Bond
1334    MBSD 9/4/2014 1.27 FLEXSHARES DISCIPLINED DURATION MBS ETF Flexshares Trust Intermediate Government
1335    MCEF 9/29/2016 0.33 FIRST TRUST MUNICIPAL CEF INCOME OPP ETF First Trust Muni National Interm
1336    MCHI 3/31/2011 714 ISHARES MSCI CHINA iShares China Region
1337    MCRO 9/28/2009 1.93 IQ HEDGE MACRO TRACKER ETF IndexIQ World Allocation
1338    MDIV 8/14/2012 25 MULTI-ASSET DIVERSIFIED INCOME ETF First Trust Allocation--50% to 70% Equity
1339    MDY 9/28/2009 1132 SPDR S&P MIDCAP 400 ETF SPDR State Street Global Advisors Mid-Cap Blend
1340    MDYG 8/30/2010 8.63 SPDR S&P 400 MID CAP GROWTH ETF SPDR State Street Global Advisors Mid-Cap Growth
1341    MDYV 8/30/2010 8.42 SPDR S&P 400 MID CAP VALUE ETF SPDR State Street Global Advisors Mid-Cap Value
1342    MEAR 3/5/2015 1.93 ISHARES SHORT MATURITY MUNICIPAL BOND iShares Muni National Short
1343    MEXX 5/3/2017 2.36 DIREXION DAILY MSCI MEXICO BULL 3X SHARES Exchange Traded Fund Financial
1344    MFDX 9/6/2017 0.46 PIMCO EQUITIY SERIES PIMCO RAFI DYNAMIC MULTI-FACTOR INTERNATI Exchange Traded Fund Financial
1345    MFEM 9/6/2017 0.97 PIMCO EQUITIY SERIES PIMCO RAFI DYNAMIC MULTI-FACTOR EMERGING Exchange Traded Fund Financial
1346    MFUS 9/6/2017 0.65 PIMCO EQUITIY SERIES PIMCO RAFI DYNAMIC MULTI-FACTOR U.S. EQUI Exchange Traded Fund Financial
1347    MGC 9/28/2009 19 VANGUARD MEGA CAP ETF Vanguard Large Blend
1348    MGK 9/28/2009 40 VANGUARD MEGA CAP GROWTH ETF Vanguard Large Growth
1349    MGV 9/28/2009 18 VANGUARD MEGA CAP VALUE ETF Vanguard Large Value
1350    MIDF 6/6/2019 0.03 ISHARES EDGE MSCI MULTIFACTOR USA MID-CAP ETF Exchange Traded Fund Financial
1351    MIDU 3/5/2012 20 DIREXION DAILY MID CAP BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1352    MIDZ 3/5/2012 6.97 DIREXION DAILY MID CAP BEAR 3X ETF Direxion Funds Trading--Inverse Equity
1353    MILN 5/6/2016 1.5 GLOBAL X MILLENNIALS THEMATIC ETF Global X Funds Large Growth
1354    MINC 3/20/2013 4.47 ADVISORSHARES NEWFLEET MULTI-SECTOR INCOME ETF Exchange Traded Fund Financial
1355    MINT 11/17/2009 97 PIMCO ENHANCED SHORT MATURITY ACTIVE ETF Pimco Ultrashort Bond
1356    MJ 8/14/2017 66 ETFMG ALTERNATIVE HARVEST ETF Exchange Traded Fund Financial
1357    MJJ 12/11/2019 0.02 MICROSECTORS CANNABIS ETNS Exchange Traded Fund Financial
1358    MJO 12/11/2019 0.03 MICROSECTORS CANNABIS 2X LEVERAGED ETNS Exchange Traded Fund Financial
1359    MLN 9/28/2009 10 VANECK VECTORS AMT-FREE LONG MUNI ETF Van Eck Muni National Long
1360    MLPA 4/19/2012 53 GLOBAL X MLP ETF Global X Funds Energy Limited Partnership
1361    MLPB 10/9/2015 0.81 UBS ETRACS ALERIAN MLPINFRS ETN SERB UBS Group AG Energy Limited Partnership
1362    MLPC 9/26/2013 1.41 C-TRACKS ETN BSD ON PERF OF M/H MLP FDMT Citigroup Energy Limited Partnership
1363    MLPE 8/10/2016 0.06 CITIGROUP INC. Major Banks Finance
1364    MLPG 7/14/2010 1.01 UBS ETRACS ALERIAN NATURAL GAS MLP ETN UBS Group AG Energy Limited Partnership
1365    MLPI 4/9/2010 104 UBS ETRACS ALERIAN MLP INFRAS ETN UBS Group AG Energy Limited Partnership
1366    MLPO 12/4/2014 0.1 CREDIT SUISSE AG Investment Bankers/Brokers/Service Finance
1367    MLPQ 2/9/2016 5.07 UBS ETRACS 2XMLVGALERIANMLPIFR ETN SERB UBS AG Trading--Leveraged Equity
1368    MLPX 8/7/2013 23 GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF Global X Funds Energy Limited Partnership
1369    MLPY 3/17/2011 1.8 MORGAN STANLEY CUSHING MLP HIGH
1370    MLPZ 2/9/2016 0.43 UBS ETRACS 2X M LVG S&P MLP ETN SERB UBS AG Trading--Leveraged Equity
1371    MLTI 9/30/2015 0.1 CREDIT SUISSE X-LINKS MULTI-ASSET HIGH INCOME EXCHANGE TRADED Exchange Traded Fund Financial
1372    MMIN 10/18/2017 0.64 IQ MACKAY MUNICIPAL INSURED ETF Exchange Traded Fund Financial
1373    MMIT 10/18/2017 0.18 IQ MACKAY MUNICIPAL INTERMEDIATE ETF Exchange Traded Fund Financial
1374    MMTM 10/25/2012 0.49 SPDR S&P 1500 MOMENTUM TILT ETF SPDR State Street Global Advisors Large Blend
1375    MNA 11/17/2009 14 IQ MERGER ARBITRAGE ETF IndexIQ Market Neutral
1376    MOAT 4/25/2012 33 VANECK VECTORS MORNINGSTAR WIDE MOAT ETF Van Eck Large Blend
1377    MOM 9/7/2011 0.96 QUANTSHARES US MARKET NEUT MOMENTUM QuantShares Market Neutral
1378    MOO 9/28/2009 178 VANECK VECTORS AGRIBUSINESS ETF Van Eck Natural Resources
1379    MORL 10/17/2012 55 UBS ETRACS MTHLY PY 2XLVG MORTG REIT ETN UBS Group AG Trading--Leveraged Equity
1380    MORT 8/17/2011 9.21 VANECK VECTORS MORTGAGE REIT INCOME ETF Van Eck Real Estate
1381    MOTI 7/14/2015 1.62 VANECK VECTORS MORNINGSTAR INTL MOAT ETF Van Eck Foreign Large Value
1382    MOTO 11/15/2019 0.03 SMARTETFS SMART TRANSPORTATION & TECHNOLOGY ETF Exchange Traded Fund Financial
1383    MRGR 12/13/2012 0.42 PROSHARES MERGER ProShares Market Neutral
1384    MRRL 10/9/2015 9.18 UBS ETRACS M PY 2XLVG MORTGREIT ETN SERB UBS Group AG Trading--Leveraged Equity
1385    MSUS 4/4/2018 0.07 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
1386    MTUM 4/18/2013 117 ISHARES EDGE MSCI USA MOMENTUM FACTOR iShares Large Growth
1387    MUB 9/28/2009 147 ISHARES NATIONAL MUNI BOND iShares Muni National Interm
1388    MUNI 12/2/2009 7.36 PIMCO INTERMEDIATE MUNICIPAL BD ACTV ETF Pimco Muni National Interm
1389    MUST 10/10/2018 0.13 COLUMBIA MULTI-SECTOR MUNICIPAL INCOME ETF Exchange Traded Fund Financial
1390    MUTE 1/14/2019 0.17 DIREXION DAILY COMMUNICATION SERVICES INDEX BEAR 3X SHARES Exchange Traded Fund Financial
1391    MVIN 10/27/2016 0.22 NATIXIS SEEYOND INTL MNMM VOLATIL ETF Natixis Funds Foreign Large Blend
1392    MVV 9/28/2009 61 PROSHARES ULTRA MIDCAP400 ProShares Trading--Leveraged Equity
1393    MXDE 3/27/2018 0.06 NATIONWIDE MAXIMUM DIVERSIFICATION EMERGING MARKETS CORE EQUIT Exchange Traded Fund Financial
1394    MXDU 9/18/2017 0.11 NATIONWIDE MAXIMUM DIVERSIFICATION U.S. CORE EQUITY ETF Exchange Traded Fund Financial
1395    MXI 9/28/2009 18 ISHARES S&P GLOBAL MATERIALS SE iShares Natural Resources
1396    MYY 9/28/2009 11 PROSHARES SHORT MIDCAP400 ProShares Trading--Inverse Equity
1397    MZZ 9/28/2009 24 PROSHARES ULTRASHORT MIDCAP400 ProShares Trading--Inverse Equity
1398    NACP 7/19/2018 0.07 IMPACT SHARES TRUST I IMPACT SHARES NAACP MINORITY EMPOWERMENT Exchange Traded Fund Financial
1399    NAIL 8/19/2015 7.95 DIREXION DAILY HMBLDRS&SUPLS BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1400    NANR 12/16/2015 2.36 SPDR S&P NORTH AMERICAN NATURAL RES ETF SPDR State Street Global Advisors Natural Resources
1401    NEAR 9/26/2013 50 ISHARES SHORT MATURITY BOND iShares Ultrashort Bond
1402    NEED 11/29/2018 0.48 DIREXION DAILY CONSUMER STAPLES BULL 3X SHARES Exchange Traded Fund Financial
1403    NERD 6/4/2019 0.46 ROUNDHILL BITKRAFT ESPORTS & DIGITAL ENTERTAINMENT ETF Exchange Traded Fund Financial
1404    NETL 9/28/2009 205 NETLEASE CORPORATE REAL ESTATE ETF Exchange Traded Fund Financial
1405    NFLT 8/11/2015 4.17 VIRTUS NEWFLEET MULTI-SECT UNCONS BD ETF Newfleet Asset Management Multisector Bond
1406    NFRA 10/9/2013 6.12 FLEXSHARES STOXX GLOBAL BROAD INFRAS ETF Flexshares Trust Infrastructure
1407    NFTY 11/3/2017 0.07 FIRST TRUST INDIA NIFTY 50 EQUAL WEIGHT ETF
1408    NGE 4/3/2013 9.72 GLOBAL X MSCI NIGERIA ETF Global X Funds Miscellaneous Region
1409    NIB 9/29/2009 12 IPATH BLOOMBERG COCOA SUBTR ETN Barclays Funds Commodities Agriculture
1410    NJAN 1/2/2020 0.09 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1411    NLR 9/28/2009 8.17 VANECK VECTORS URANIUM+NUCLEAR ENGY ETF Van Eck Miscellaneous Sector
1412    NOBL 10/10/2013 64 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ProShares Large Blend
1413    NOCT 10/1/2019 0.31 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1414    NORW 11/10/2010 12 GLOBAL X MSCI NORWAY ETF Global X Funds Miscellaneous Region
1415    NRGD 4/10/2019 0.05 BANK OF MONTREAL Commercial Banks Finance
1416    NRGO 4/10/2019 0.04 BANK OF MONTREAL Commercial Banks Finance
1417    NRGU 4/10/2019 0.63 BANK OF MONTREAL Commercial Banks Finance
1418    NRGZ 4/10/2019 0.05 BANK OF MONTREAL Commercial Banks Finance
1419    NTSX 8/2/2018 0.57 WISDOMTREE 90/60 U.S. BALANCED FUND Exchange Traded Fund Financial
1420    NUAG 9/15/2016 1.7 NUSHARES ENHANCED YIELD US AGGT BD ETF Nuveen Intermediate-Term Bond
1421    NUBD 10/2/2017 0.96 NUVEEN ESG U.S. AGGREGATE BOND ETF Exchange Traded Fund Financial
1422    NUDM 6/7/2017 0.44 NUSHARES ETF TRUST Exchange Traded Fund Financial
1423    NUEM 6/7/2017 0.4 NUSHARES ETF TRUST Exchange Traded Fund Financial
1424    NUGT 12/8/2010 2628 DIREXION DAILY GOLD MINERS BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1425    NUHY 9/26/2019 0.11 NUVEEN ESG HIGH YIELD CORPORATE BOND ETF Exchange Traded Fund Financial
1426    NULC 6/4/2019 0.09 NUSHARES ETF TRUST Exchange Traded Fund Financial
1427    NULG 12/14/2016 1.08 NUSHARES ETF TRUST Exchange Traded Fund Financial
1428    NULV 12/14/2016 1.26 NUSHARES ETF TRUST Exchange Traded Fund Financial
1429    NUMG 12/14/2016 0.66 NUSHARES ETF TRUST Exchange Traded Fund Financial
1430    NUMV 12/14/2016 0.69 NUSHARES ETF TRUST Exchange Traded Fund Financial
1431    NURE 12/20/2016 0.46 NUSHARES SHORT-TERM REIT ETF Nuveen Real Estate
1432    NUSA 4/3/2017 0.25 NUVEEN ENHANCED YIELD 1-5 YEAR U.S. AGGREGATE BOND ETF Exchange Traded Fund Financial
1433    NUSC 12/14/2016 1.72 NUSHARES ETF TRUST Exchange Traded Fund Financial
1434    NUSI 12/20/2019 0.07 NATIONWIDE RISK-MANAGED INCOME ETF Exchange Traded Fund Financial
1435    NXTG 12/3/2018 1.17 FIRST TRUST INDXX NEXTG ETF
1436    NYF 9/28/2009 4.41 ISHARES S&P NY MUNI iShares Muni New York Long
1437    OBOR 9/8/2017 0.68 KRANESHARES MSCI ONE BELT ONE ROAD INDEX ETF Exchange Traded Fund Financial
1438    OCIO 6/27/2017 0.13 ETF SERIES SOLUTIONS TRUST ETF Exchange Traded Fund Financial
1439    OEF 9/28/2009 304 ISHARES S&P 100 iShares Large Blend
1440    OEUR 8/19/2015 1.57 O'SHARES FTSE EUROPE QUALITY DIV ETF O\u2019Shares Investments Europe Stock
1441    OGIG 6/5/2018 2.31 O'SHARES GLOBAL INTERNET GIANTS ETF Exchange Traded Fund Financial
1442    OIH 9/28/2009 2545 VANECK VECTORS OIL SERVICES ETF Van Eck Equity Energy
1443    OIL 9/28/2009 249 IPATH S&P GSCI CRUDE OIL TR ETN Barclays Funds Commodities Energy
1444    OILD 7/1/2016 38
1445    OILK 9/28/2016 1.54 PROSHARES K-1 FREE CRUDE OIL STRATEGY ProShares Commodities Energy
1446    OILU 7/1/2016 70
1447    OILX 2/18/2016 0.4 UBS AG Major Banks Finance
1448    OLD 6/9/2016 0.71 THE LONG-TERM CARE ETF Janus Real Estate
1449    OLEM 4/21/2011 0.68 IPATH PURE BETA CRUDE OIL ETN Barclays Funds Commodities Energy
1450    OMFL 11/10/2017 1.84 INVESCO EXCHANGE-TRADED SELF-INDEXED FUND TRUST Exchange Traded Fund Financial
1451    OMFS 11/10/2017 0.06 INVESCO EXCHANGE-TRADED SELF-INDEXED FUND TRUST Exchange Traded Fund Financial
1452    ONEO 12/3/2015 0.82 SPDR RUSSELL 1000 MOMENTUM ETF SPDR State Street Global Advisors Mid-Cap Blend
1453    ONEQ 9/28/2009 10 FIDELITY NASDAQ COMPOSITE TR STK ETF Fidelity Investments Large Growth
1454    ONEV 12/3/2015 0.74 SPDR RUSSELL 1000 LOW VOL FOC ETF SPDR State Street Global Advisors Mid-Cap Blend
1455    ONEY 6/8/2015 0.37 SPDR RUSSELL 1000 YIELD ETF SPDR State Street Global Advisors Mid-Cap Value
1456    ONLN 7/16/2018 1.18 PROSHARES ONLINE RETAIL ETF Exchange Traded Fund Financial
1457    OPER 7/11/2018 0.11 ETF SERIES SOLUTIONS ETF CLEARSHARES ULTRA-SHORT MATURITY ETF Exchange Traded Fund Financial
1458    ORG 6/9/2016 0.32 THE ORGANICS ETF Janus Consumer Defensive
1459    OSCV 7/18/2018 0.35 OPUS SMALL CAP VALUE ETF Exchange Traded Fund Financial
1460    OUNZ 5/16/2014 4.48 VANECK MERK GOLD TRUST Merk Funds Commodities Precious Metals
1461    OUSA 7/14/2015 7.61 O'SHARES FTSE US QUALITY DIVIDEND ETF O\u2019Shares Investments Large Value
1462    OUSM 12/30/2016 2.67 O'SHARES FTSE RUSSELL SMALL CAP QUALITY DIVIDEND ETF Exchange Traded Fund Financial
1463    OVB 10/1/2019 0.08 OVERLAY SHARES CORE BOND ETF Exchange Traded Fund Financial
1464    OVF 10/1/2019 0.05 OVERLAY SHARES FOREIGN EQUITY ETF Exchange Traded Fund Financial
1465    OVL 10/1/2019 0.17 OVERLAY SHARES LARGE CAP EQUITY ETF Exchange Traded Fund Financial
1466    OVM 10/1/2019 0.04 OVERLAY SHARES MUNICIPAL BOND ETF Exchange Traded Fund Financial
1467    OVS 10/1/2019 0.04 OVERLAY SHARES SMALL CAP EQUITY ETF Exchange Traded Fund Financial
1468    PACA 11/15/2018 0.04 XTRACKERS MSCI LATIN AMERICA PACIFIC ALLIANCE ETF Exchange Traded Fund Financial
1469    PAK 4/23/2015 6.27 GLOBAL X MSCI PAKISTAN ETF Global X Funds Miscellaneous Region
1470    PALL 1/8/2010 31 ETFS PHYSICAL PALLADIUM ETF Securities Commodities Precious Metals
1471    PAPR 4/1/2019 0.92 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1472    PASS 11/29/2018 0.8 DIREXION DAILY CONSUMER DISCRETIONARY BEAR 3X SHARES Exchange Traded Fund Financial
1473    PAUG 8/1/2019 0.53 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1474    PAVE 3/8/2017 3 GLOBAL X FUNDS Exchange Traded Fund Financial
1475    PAWZ 11/6/2018 0.45 PROSHARES TRUST Exchange Traded Fund Financial
1476    PBD 9/28/2009 6.7 POWERSHARES GLOBAL CLEAN ENERGY ETF PowerShares Miscellaneous Sector
1477    PBDM 9/22/2017 0.07 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
1478    PBE 9/28/2009 14 POWERSHARES DYNAMIC BIOTECH & GENOME ETF PowerShares Health
1479    PBEE 9/22/2017 0.05 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
1480    PBJ 9/28/2009 11 POWERSHARES DYNAMIC FOOD & BEVERAGE ETF PowerShares Consumer Defensive
1481    PBND 9/29/2017 0.13 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
1482    PBP 9/28/2009 23 POWERSHARES S&P 500 BUYWRITE ETF PowerShares Option Writing
1483    PBS 9/28/2009 13 POWERSHARES DYNAMIC MEDIA ETF PowerShares Consumer Cyclical
1484    PBSM 9/22/2017 0.05 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
1485    PBTP 9/22/2017 0.12 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
1486    PBUS 9/22/2017 0.07 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
1487    PBW 9/28/2009 46 POWERSHARES WILDERHILL CLEAN ENERGY ETF PowerShares Miscellaneous Sector
1488    PCEF 2/19/2010 30 POWERSHARES CEF INCOME COMPOSITE ETF PowerShares Allocation--30% to 50% Equity
1489    PCY 9/28/2009 282 POWERSHARES EMERGING MARKETS SO PowerShares Emerging Markets Bond
1490    PDBC 11/7/2014 53 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ET
1491    PDEC 12/2/2019 0.29 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1492    PDEV 7/24/2019 0.01 PRINCIPAL INTERNATIONAL MULTI-FACTOR CORE INDEX ETF
1493    PDN 9/28/2009 8.05 POWERSHARES FTSE RAFI DVMKT EXUS S/M ETF PowerShares Foreign Small/Mid Value
1494    PDP 9/28/2009 40 POWERSHARES DWA TECHNICAL LEADE PowerShares Mid-Cap Growth
1495    PEJ 9/28/2009 9.29 POWERSHARES DYNAMIC LEISURE & ENTMNT ETF PowerShares Consumer Cyclical
1496    PEK 10/14/2010 8.43 VANECK VECTORS CHINAAMC CSI 300 ETF Van Eck China Region
1497    PEX 2/28/2013 0.58 PROSHARES GLOBAL LISTED PRIVATE EQUITY ProShares Miscellaneous Sector
1498    PEXL 7/24/2018 0.06 PACER US EXPORT LEADERS ETF Exchange Traded Fund Financial
1499    PEY 9/28/2009 32 POWERSHARES HIGH YLD EQ DIV ACHIEV ETF PowerShares Mid-Cap Value
1500    PEZ 9/28/2009 4.49 POWERSHARES DWA CNSMR CYCLICALS MOM ETF PowerShares Consumer Cyclical
1501    PFEB 2/3/2020 0.3 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1502    PFF 9/28/2009 672 ISHARES US PREFERRED STOCK iShares Preferred Stock
1503    PFFA 5/16/2018 1.82 VIRTUS INFRACAP U.S. PREFERRED STOCK ETF Exchange Traded Fund Financial
1504    PFFD 9/13/2017 6.19 GLOBAL X U.S. PREFERRED ETF Exchange Traded Fund Financial
1505    PFFL 9/26/2018 0.67 UBS AG Major Banks Finance
1506    PFFR 2/8/2017 1.1 ETFIS SERIES TRUST I ETF Exchange Traded Fund Financial
1507    PFI 9/28/2009 2.62 POWERSHARES DWA FINANCIAL MOMENTUM ETF PowerShares Financial
1508    PFIG 9/15/2011 3.51 POWERSHARES FUNDAMENTAL INVESTM PowerShares Intermediate-Term Bond
1509    PFM 9/28/2009 11 POWERSHARES DIVIDEND ACHIEVERS ETF PowerShares Large Value
1510    PFXF 7/17/2012 23 VANECK VECTORS PREF SECS EX FINCLS ETF Van Eck Preferred Stock
1511    PGAL 11/13/2013 5.4 GLOBAL X MSCI PORTUGAL ETF Global X Funds Miscellaneous Region
1512    PGF 9/28/2009 108 POWERSHARES FINANCIAL PREFERRED ETF PowerShares Preferred Stock
1513    PGHY 6/21/2013 8.08 INVESCO GLOBAL SHORT TERM HIGH YIELD BOND ETF Exchange Traded Fund Financial
1514    PGJ 9/28/2009 18 POWERSHARES GOLDEN DRAGON CHINA ETF PowerShares China Region
1515    PGM 9/28/2009 3.32 IPATH DJ-UBS PLATINUM SUBINDEX iPath Commodities Precious Metals
1516    PGX 9/28/2009 248 POWERSHARES PREFERRED ETF PowerShares Preferred Stock
1517    PHB 9/28/2009 90 POWERSHARES HIGH YIELD CORPORAT PowerShares High Yield Bond
1518    PHDG 12/6/2012 6.01 POWERSHARES S&P 500 DOWNSIDE HEDGED ETF PowerShares Long-Short Equity
1519    PHO 9/28/2009 35 POWERSHARES WATER RESOURCES ETF PowerShares Miscellaneous Sector
1520    PHYL 9/27/2018 0.09 PGIM ACTIVE HIGH YIELD BOND ETF Exchange Traded Fund Financial
1521    PHYS 4/9/2010 201 SPROTT PHYSICAL GOLD TRUST ETV
1522    PIC 9/28/2009 0.38 POWERSHARES DYNAMIC INSURANCE PowerShares Financial
1523    PICB 7/12/2010 11 POWERSHARES INTERNATIONAL CORPO PowerShares World Bond
1524    PICK 2/2/2012 29 ISHARES Exchange Traded Fund Financial
1525    PID 9/28/2009 48 POWERSHARES INTL DIV ACHIEV ETF PowerShares Foreign Large Value
1526    PIE 9/28/2009 32 POWERSHARES DWA EMERGING MARKETS MOM ETF PowerShares Diversified Emerging Mkts
1527    PILL 9/21/2015 1.6 DIREXION DAILY PHARMCTCL&MEDCL BL 2X ETF Direxion Funds Trading--Leveraged Equity
1528    PIN 9/28/2009 148 POWERSHARES INDIA ETF PowerShares India Equity
1529    PIO 9/28/2009 11 POWERSHARES GLOBAL WATER ETF PowerShares Miscellaneous Sector
1530    PIZ 9/28/2009 20 POWERSHARES DWA DEVELOPED MKTS MOM ETF PowerShares Foreign Large Growth
1531    PJAN 1/2/2019 0.84 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1532    PJP 9/28/2009 36 POWERSHARES DYNAMIC PHARMACEUTICALS ETF PowerShares Health
1533    PJUL 8/8/2018 0.85 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1534    PJUN 6/3/2019 0.21 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1535    PKB 9/28/2009 10 POWERSHARES DYNAMIC BUILDING & CONST ETF PowerShares Industrials
1536    PKW 9/28/2009 43 POWERSHARES BUYBACK ACHIEVERS ETF PowerShares Large Blend
1537    PLAT 5/22/2019 0.07 WISDOMTREE MODERN TECH PLATFORMS FUND Exchange Traded Fund Financial
1538    PLC 7/24/2019 0.01 PRINCIPAL U.S. LARGE-CAP MULTI-FACTOR CORE INDEX ETF
1539    PLCY 4/19/2018 0.36 LISTED FUNDS TRUST Exchange Traded Fund Financial
1540    PLTM 4/9/2010 2.41 FIRST TRUST ISE GLOBAL PLATINUM First Trust Equity Precious Metals
1541    PLW 9/28/2009 7.38 POWERSHARES 1-30 TREASURY LADDE PowerShares Long Government
1542    PMOM 10/19/2017 0.05 PRINCIPAL SUSTAINABLE MOMENTUM INDEX ETF
1543    PNOV 11/1/2019 0.21 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1544    PNQI 9/28/2009 11 POWERSHARES NASDAQ INTERNET ETF PowerShares Technology
1545    POCT 10/1/2018 1.56 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1546    POTX 9/20/2019 0.41 GLOBAL X CANNABIS ETF
1547    PPA 9/28/2009 18 POWERSHARES AEROSPACE & DEFENSE ETF PowerShares Industrials
1548    PPDM 2/15/2018 0.16 PORTFOLIOPLUS DEVELOPED MARKETS ETF Exchange Traded Fund Financial
1549    PPEM 2/15/2018 0.2 PORTFOLIOPLUS EMERGING MARKETS ETF Exchange Traded Fund Financial
1550    PPH 9/28/2009 55 VANECK VECTORS PHARMACEUTICAL ETF
1551    PPLC 8/21/2017 0.95 PORTFOLIOPLUS S&P 500 ETF Exchange Traded Fund Financial
1552    PPLT 1/8/2010 27 ETFS PHYSICAL PLATINUM ETF Securities Commodities Precious Metals
1553    PPMC 2/15/2018 0.18 PORTFOLIOPLUS S&P MID CAP ETF Exchange Traded Fund Financial
1554    PPSC 8/24/2017 0.16 PORTFOLIOPLUS S&P SMALL CAP ETF Exchange Traded Fund Financial
1555    PPTY 3/27/2018 0.55 PPTY U.S. DIVERSIFIED REAL ESTATE ETF Exchange Traded Fund Financial
1556    PQIN 12/10/2018 0.04 PGIM QMA STRATEGIC ALPHA INTERNATIONAL EQUITY ETF Exchange Traded Fund Financial
1557    PQLC 10/18/2018 0.04 PGIM QMA STRATEGIC ALPHA LARGE-CAP CORE ETF Exchange Traded Fund Financial
1558    PQSG 11/15/2018 0.04 PGIM QMA STRATEGIC ALPHA SMALL-CAP GROWTH ETF Exchange Traded Fund Financial
1559    PQSV 11/15/2018 0.04 PGIM ETF TRUST ETF PGIM QMA STRATEGIC ALPHA SMALL-CAP VALUE ET Exchange Traded Fund Financial
1560    PREF 7/11/2017 0.48 PRINCIPAL EXCHANGE-TRADED FUNDS Exchange Traded Fund Financial
1561    PRF 9/28/2009 41 POWERSHARES FTSE RAFI US 1000 ETF PowerShares Large Value
1562    PRFZ 9/28/2009 18 POWERSHARES FTSE RAFI US 1500 SM-MID ETF PowerShares Small Blend
1563    PRN 4/30/2010 4.5 POWERSHARES DYNAMIC INDUSTRIALS PowerShares Industrials
1564    PRNT 7/19/2016 1.44 THE 3D PRINTING ETF ARK ETF Trust Technology
1565    PSC 9/29/2009 0.23 PRINCIPAL U.S. SMALL CAP INDEX ETF
1566    PSCC 11/29/2010 2.54 POWERSHARES S&P SMALLCAP CNSMR STAPL ETF PowerShares Consumer Defensive
1567    PSCD 11/29/2010 3 POWERSHARES S&P SMCAP CNSMR DISCRET ETF PowerShares Consumer Cyclical
1568    PSCE 11/29/2010 7.35 POWERSHARES S&P SMALLCAP ENERGY ETF PowerShares Equity Energy
1569    PSCF 11/29/2010 3.74 POWERSHARES S&P SMALLCAP FINANC PowerShares Financial
1570    PSCH 11/29/2010 11 POWERSHARES S&P SMALLCAP HEALTH CARE ETF PowerShares Health
1571    PSCI 11/29/2010 2.37 POWERSHARES S&P SMALLCAP INDUSTRIALS ETF PowerShares Industrials
1572    PSCM 11/29/2010 1.83 POWERSHARES S&P SMALLCAP MATERIALS ETF PowerShares Natural Resources
1573    PSCT 11/29/2010 8.05 POWERSHARES S&P SMALLCAP INFO TECH ETF PowerShares Technology
1574    PSCU 11/29/2010 2.39 POWERSHARES S&P SMALLCAP UTILITIES ETF PowerShares Utilities
1575    PSEP 9/3/2019 0.16 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1576    PSET 3/22/2016 0.15 PRINCIPAL PRICE SETTERS INDEX ETF
1577    PSI 9/28/2009 11 POWERSHARES DYNAMIC SEMICONDUCTORS ETF PowerShares Technology
1578    PSJ 9/28/2009 6.74 POWERSHARES DYNAMIC SOFTWARE ETF PowerShares Technology
1579    PSK 9/28/2009 24 SPDR WELLS FARGO PREFERRED STOCK ETF SPDR State Street Global Advisors Preferred Stock
1580    PSL 9/28/2009 5.11 POWERSHARES DWA CONSUMER STAPLES MOM ETF PowerShares Consumer Defensive
1581    PSLV 10/29/2010 151 SPROTT PHYSICAL SILVER TRUST ET
1582    PSM 7/24/2019 0.01 PRINCIPAL U.S. SMALL-MIDCAP MULTI-FACTOR CORE INDEX ETF
1583    PSMB 2/23/2017 0.17 POWERSHARES BAL MULTI-ASST ALLC PowerShares Allocation--50% to 70% Equity
1584    PSMC 2/23/2017 0.13 POWERSHARES CNSRV MULTI-ASST ALLC PowerShares Allocation--30% to 50% Equity
1585    PSMG 2/23/2017 0.15 POWERSHARES GR MULTI-ASST ALLC PowerShares Allocation--70% to 85% Equity
1586    PSMM 2/23/2017 0.17 INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUS Exchange Traded Fund Financial
1587    PSP 9/28/2009 39 POWERSHARES GLOBAL LISTED PRIVATE EQ ETF PowerShares Miscellaneous Sector
1588    PSQ 9/28/2009 195 PROSHARES SHORT QQQ ProShares Trading--Inverse Equity
1589    PSR 9/28/2009 1.55 POWERSHARES ACTIVE U.S. REAL ES PowerShares Real Estate
1590    PST 9/28/2009 27 PROSHARES ULTRASHORT LEHMAN 7-1 ProShares Trading-Inverse Debt
1591    PSTL 9/28/2009 1.24 POWERSHARES GLOBAL STEEL PORTFO PowerShares Natural Resources
1592    PTBD 10/23/2019 0.79 PACER TRENDPILOT US BOND ETF Exchange Traded Fund Financial
1593    PTE 9/28/2009 35 POWERSHARES DYNAMIC TELECOM & WIRELESS Powershares Exchange Traded Fund Trust Specialty-Communications
1594    PTEU 12/15/2015 3.12 PACER FUNDS Exchange Traded Fund Financial
1595    PTF 9/28/2009 5.81 POWERSHARES DWA TECHNOLOGY MOMENTUM ETF PowerShares Technology
1596    PTH 9/28/2009 6.97 POWERSHARES DWA HEALTHCARE MOMENTUM ETF PowerShares Health
1597    PTIN 5/3/2019 0.77 PACER TRENDPILOT INTERNATIONAL ETF Exchange Traded Fund Financial
1598    PTLC 6/12/2015 24 PACER TRENDPILOT 750 ETF Pacer Large Blend
1599    PTMC 6/12/2015 7.75 PACER TRENDPILOT 450 ETF Pacer Mid-Cap Blend
1600    PTNQ 6/12/2015 5.35 PACER TRENDPILOT 100 ETF Pacer Large Growth
1601    PUI 9/28/2009 5.94 POWERSHARES DWA UTILITIES MOMENTUM ETF PowerShares Utilities
1602    PULS 10/25/2010 22 PGIM ULTRA SHORT BOND ETF Exchange Traded Fund Financial
1603    PUTW 2/24/2016 3.85 WISDOMTREE CBOE S&P 500 PUTWRITE STRATEGY FUND Exchange Traded Fund Financial
1604    PVAL 10/19/2017 0.06 PRINCIPAL CONTRARIAN VALUE INDEX ETF
1605    PVI 9/28/2009 7.93 POWERSHARES VRDO TAX FREE WEEKL PowerShares Muni Short
1606    PWB 9/28/2009 11 POWERSHARES DYNAMIC LARGE CAP GROWTH ETF PowerShares Large Growth
1607    PWC 9/28/2009 2.79 POWERSHARES DYNAMIC MARKET ETF PowerShares Mid-Cap Blend
1608    PWS 12/12/2017 1.06 PACER FUNDS Exchange Traded Fund Financial
1609    PWV 9/28/2009 25 POWERSHARES DYNAMIC LARGE CAP VALUE ETF PowerShares Large Value
1610    PWZ 9/28/2009 7.15 POWERSHARES INSURED CA MUNICIPA PowerShares Muni California Long
1611    PXE 9/28/2009 7.99 POWERSHARES DYNAMIC ENGY EXPLR&PRDTN ETF PowerShares Equity Energy
1612    PXF 9/28/2009 20 POWERSHARES FTSE RAFI DEV MKTS EX-US ETF PowerShares Foreign Large Value
1613    PXH 9/28/2009 45 POWERSHARES FTSE RAFI EMERGING MKTS ETF PowerShares Diversified Emerging Mkts
1614    PXI 9/28/2009 8.68 POWERSHARES DWA ENERGY MOMENTUM ETF PowerShares Equity Energy
1615    PXJ 9/28/2009 13 POWERSHARES DYNAMIC OIL & GAS SVCS ETF PowerShares Equity Energy
1616    PXQ 9/28/2009 4.97 POWERSHARES DYNAMIC NETWORKING ETF PowerShares Technology
1617    PY 3/22/2016 0.15 PRINCIPAL SHAREHOLDER YIELD INDEX ETF
1618    PYPE 8/21/2018 0.11 UBS AG Major Banks Finance
1619    PYZ 9/28/2009 4.06 POWERSHARES DWA BASIC MATERIALS MOM ETF PowerShares Natural Resources
1620    PZA 9/28/2009 57 POWERSHARES INSURED NATIONAL MU PowerShares Muni National Long
1621    PZD 9/28/2009 3.95 POWERSHARES CLEANTECH ETF PowerShares Miscellaneous Sector
1622    PZT 9/28/2009 3.03 POWERSHARES INSURED NY MUNICIPA PowerShares Muni New York Long
1623    QABA 9/28/2009 8.66 FIRST TRUST NASDAQ ABA COMMUNITY BK ETF First Trust Financial
1624    QAI 9/28/2009 23 IQ HEDGE MULTI-STRATEGY TRACKER ETF IndexIQ Multialternative
1625    QARP 4/5/2018 0.53 XTRACKERS RUSSELL 1000 US QUALITY AT A REASONABLE PRICE ETF ET Exchange Traded Fund Financial
1626    QAT 5/1/2014 2.94 ISHARES MSCI QATAR CAPPED iShares Miscellaneous Region
1627    QCLN 9/28/2009 7.57 FIRST TRUST NASDAQ CLN EDGE GRNENGYETF First Trust Miscellaneous Sector
1628    QDEF 12/19/2012 3.06 FLEXSHARES QUALITY DIVIDEND DEFENSV ETF Flexshares Trust Large Value
1629    QDF 12/19/2012 11 FLEXSHARES QUALITY DIVIDEND ETF Flexshares Trust Large Value
1630    QDIV 7/17/2018 0.09 GLOBAL X S&P 500 QUALITY DIVIDEND ETF Exchange Traded Fund Financial
1631    QDYN 12/19/2012 0.72 FLEXSHARES QUALITY DIVIDEND DYNAMIC ETF Flexshares Trust Large Value
1632    QED 3/24/2015 0.17 IQ HEDGE EVENT-DRIVEN TRACKER ETF Exchange Traded Fund Financial
1633    QEFA 6/5/2014 2.54 SPDR MSCI EAFE STRATEGICFACTORS ETF SPDR State Street Global Advisors Foreign Large Blend
1634    QEMM 6/5/2014 1.75 SPDR MSCI EMERGING MKTS STRATCFACTS ETF SPDR State Street Global Advisors Diversified Emerging Mkts
1635    QGRO 9/12/2018 0.31 AMERICAN CENTURY STOXX U.S. QUALITY GROWTH ETF Exchange Traded Fund Financial
1636    QGTA 9/30/2015 0.21 IQ LEADERS GTAA TRACKER ETF IndexIQ World Allocation
1637    QID 9/28/2009 1497 PROSHARES ULTRASHORT QQQ ProShares Trading-Inverse Equity
1638    QINT 9/12/2018 0.19 AMERICAN CENTURY QUALITY DIVERSIFIED INTERNATIONAL ETF Exchange Traded Fund Financial
1639    QLC 9/24/2015 0.58 FLEXSHARES US QUALITY LARGE CAP INDEX FUND
1640    QLD 9/28/2009 1368 PROSHARES ULTRA QQQ ProShares Trading--Leveraged Equity
1641    QLS 3/24/2015 0.16 IQ HEDGE LONG/SHORT TRACKER ETF IndexIQ Long-Short Equity
1642    QLTA 2/16/2012 5.86 ISHARES AAA - A RATED CORPORATE BOND iShares Corporate Bond
1643    QLV 7/16/2019 0.11 FLEXSHARES US QUALITY LOW VOLATILITY INDEX FUND Exchange Traded Fund Financial
1644    QLVD 7/16/2019 0.05 FLEXSHARES DEVELOPED MARKETS EX-US QUALITY LOW VOLATILITY INDE Exchange Traded Fund Financial
1645    QLVE 7/16/2019 0.04 FLEXSHARES EMERGING MARKETS QUALITY LOW VOLATILITY INDEX FUND Exchange Traded Fund Financial
1646    QMJ 2/5/2020 0.04 DIREXION S&P 500 HIGH MINUS LOW QUALITY ETF Exchange Traded Fund Financial
1647    QMN 10/4/2012 1.21 IQ HEDGE MARKET NEUTRAL TRACKER ETF IndexIQ Market Neutral
1648    QMOM 12/2/2015 0.76 ALPHA ARCHITECT ETF TRUST Exchange Traded Fund Financial
1649    QQEW 9/28/2009 15 FIRST TRUST NASDAQ-100 EQUAL WTD ETF First Trust Large Growth
1650    QQH 10/10/2019 0.21 HCM DEFENDER 100 INDEX ETF Exchange Traded Fund Financial
1651    QQQ 9/28/2009 11323 POWERSHARES QQQ TRUST, SERIES 1 PowerShares Large Growth
1652    QQQE 3/21/2012 5.27 DIREXION NASDAQ-100 EQUAL WTD ETF Direxion Funds Large Growth
1653    QQQX 9/28/2009 35 NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND
1654    QQXT 9/28/2009 4.11 FIRST TRUST NASDAQ-100 EX-TECH SECT ETF First Trust Large Growth
1655    QRFT 5/21/2019 0.05 QRAFT AI-ENHANCED U.S. LARGE CAP ETF Exchange Traded Fund Financial
1656    QSY 6/26/2017 0.25 WISDOMTREE U.S. QUALITY SHAREHOLDER YIELD FUND Exchange Traded Fund Financial
1657    QTEC 9/28/2009 37 FIRST TRUST NASDAQ-100-TECH SECTOR ETF First Trust Technology
1658    QTUM 9/5/2018 0.48 DEFIANCE QUANTUM ETF Exchange Traded Fund Financial
1659    QUAL 7/18/2013 79 ISHARES EDGE MSCI USA QUALITY FACTOR iShares Large Growth
1660    QUS 4/16/2015 2.12 SPDR MSCI USA STRATEGICFACTORS ETF SPDR State Street Global Advisors Large Blend
1661    QVAL 10/22/2014 2.18 ALPHA ARCHITECT ETF TRUST Exchange Traded Fund Financial
1662    QVM 2/27/2015 0.18 ARROW QVM EQUITY FACTOR ETF Exchange Traded Fund Financial
1663    QWLD 6/5/2014 0.29 SPDR MSCI WORLD STRATEGICFACTORS ETF SPDR State Street Global Advisors World Stock
1664    QYLD 12/12/2013 17 RECON CAPITAL NASDAQ 100 COV CALL ETF Recon Capital Series Trust Option Writing
1665    RAAX 4/10/2018 0.28 VANECK VECTORS REAL ASSET ALLOCATION ETF Exchange Traded Fund Financial
1666    RAFE 12/19/2019 0.02 PIMCO RAFI ESG U.S. ETF Exchange Traded Fund Financial
1667    RALS 12/9/2010 2.39 PROSHARES RAFI LONG/SHORT ProShares Market Neutral
1668    RAVI 10/11/2012 1.84 FLEXSHARES READY ACCESS VARIABLE INC ETF Flexshares Trust Ultrashort Bond
1669    RBIN 9/18/2017 0.07 NATIONWIDE RISK-BASED INTERNATIONAL EQUITY ETF Exchange Traded Fund Financial
1670    RBUS 9/18/2017 0.07 NATIONWIDE RISK-BASED U.S. EQUITY ETF Exchange Traded Fund Financial
1671    RCD 9/28/2009 3.69 GUGGENHEIM S&P 500 EQ WT CONS DISCR ETF Guggenheim Investments Consumer Cyclical
1672    RDIV 10/1/2013 15 OPPENHEIMER ULTRA DIVIDEND REVENUE ETF OppenheimerFunds Large Value
1673    RDOG 1/2/2020 0.06 ALPS ETF TRUST ALPS REIT DIVIDEND DOGS ETF Exchange Traded Fund Financial
1674    RDVY 1/7/2014 11 FIRST TRUST RISING DIVIDEND ACHIEV ETF First Trust Large Value
1675    RECS 9/25/2019 0.02 COLUMBIA RESEARCH ENHANCED CORE ETF Exchange Traded Fund Financial
1676    REET 7/10/2014 22 ISHARES GLOBAL REIT iShares Real Estate
1677    REGL 2/5/2015 6.07 PROSHARES TRUST Exchange Traded Fund Financial
1678    REK 4/9/2010 5.84 PROSHARES SHORT REAL ESTATE ProShares Trading--Inverse Equity
1679    REM 9/28/2009 121 ISHARES MORTGAGE REAL ESTATE CAPPED iShares Real Estate
1680    REML 7/13/2016 4.89 CREDIT SUISSE X-LINKSMP2XLVGMORTREIT ETN Credit Suisse AG Trading--Leveraged Equity
1681    REMX 10/28/2010 39 VANECK VECTORS RARE EARTH/STRAT MTLS ETF Van Eck Equity Precious Metals
1682    RESD 3/16/2020 0.01 WISDOMTREE TRUST Exchange Traded Fund Financial
1683    RESE 3/16/2020 0.05 WISDOMTREE TRUST Exchange Traded Fund Financial
1684    RESP 9/23/2019 0.21 WISDOMTREE U.S. ESG FUND Exchange Traded Fund Financial
1685    RETL 7/14/2010 7.41 DIREXION DAILY RETAIL BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1686    REVS 9/25/2019 0.02 COLUMBIA RESEARCH ENHANCED VALUE ETF Exchange Traded Fund Financial
1687    REW 9/28/2009 9.56 PROSHARES ULTRASHORT TECHNOLOGY ProShares Trading--Inverse Equity
1688    REZ 9/28/2009 13 ISHARES RESIDENTIAL REL EST CAPPED iShares Real Estate
1689    RFAP 4/14/2016 0.54 FIRST TRUST RIVERFRONT DYN ASIA PAC ETF First Trust Diversified Pacific/Asia
1690    RFCI 6/17/2016 1.41 RIVERFRONT DYNAMIC CORE INCOME ETF Exchange Traded Fund Financial
1691    RFDA 6/7/2016 1.16 RIVERFRONT DYNAMIC US DIVIDEND ADVTG ETF ALPS Large Blend
1692    RFDI 4/14/2016 4.76 FIRST TRUST RIVERFRONT DYN DEV INTL ETF First Trust Foreign Large Blend
1693    RFEM 6/15/2016 1.16 FIRST TRUST RIVERFRONT DYN EM MKTS ETF First Trust Diversified Emerging Mkts
1694    RFEU 4/14/2016 1.33 FIRST TRUST RIVERFRONT DYNAMIC EURP ETF First Trust Europe Stock
1695    RFFC 6/7/2016 1.11 RIVERFRONT DYNAMIC US FLEX-CAP ETF ALPS Large Blend
1696    RFG 9/28/2009 12 GUGGENHEIM S&P MIDCAP 400 PURE GR ETF Guggenheim Investments Mid-Cap Growth
1697    RFL 9/28/2009 4.99 RYDEX 2X S&P SELECT SECTOR FINANCIAL COMMON
1698    RFUN 6/14/2016 0.55 RIVERFRONT DYNAMIC UNCONSTRAINED INCOME ETF Exchange Traded Fund Financial
1699    RFV 9/28/2009 3.96 GUGGENHEIM S&P MIDCAP 400 PURE VAL ETF Guggenheim Investments Small Value
1700    RGI 9/28/2009 4.18 GUGGENHEIM S&P 500 EQ WT INDLS ETF Guggenheim Investments Industrials
1701    RHS 9/28/2009 9.8 GUGGENHEIM S&P 500 EQ WT CONS STAPL ETF Guggenheim Investments Consumer Defensive
1702    RIGS 10/9/2013 9.02 RIVERFRONT STRATEGIC INCOME ETF ALPS World Bond
1703    RINF 1/12/2012 2.31 PROSHARES INFLATION EXPECTATIONS ProShares Trading--Miscellaneous
1704    RING 2/2/2012 41 ISHARES MSCI GLOBAL GOLD MINERS iShares Equity Precious Metals
1705    RISE 2/19/2015 0.41 SIT RISING RATE ETF RISE Nontraditional Bond
1706    RJA 9/28/2009 38 ELEMENTS ROGERS INTL CMDTY AGRI TR ETN ELEMENTS Commodities Agriculture
1707    RJI 9/28/2009 43 ELEMENTS ROGERS INTL CMDTY TR ETN ELEMENTS Commodities Broad Basket
1708    RJN 9/28/2009 5.17 ELEMENTS ROGERS INTL CMDTY ENERGY TR ETN ELEMENTS Commodities Energy
1709    RJZ 9/28/2009 2.91 ELEMENTS ROGERS INTL CMDTY METALS TR ETN ELEMENTS Commodities Industrial Metals
1710    RLY 4/26/2012 4.72 SPDR SSGA MULTI-ASSET REAL RETURN ETF SPDR State Street Global Advisors Allocation--50% to 70% Equity
1711    RMM 9/28/2009 1.59 RYDEX 2X S&P MIDCAP 400
1712    RNDM 6/23/2017 0.26 FIRST TRUST DEVELOPED INTERNATIONAL EQUITY SELECT ETF
1713    RNDV 6/22/2017 0.2 FIRST TRUST US EQUITY DIVIDEND SELECT ETF
1714    RNEM 6/23/2017 0.13 FIRST TRUST EMERGING MARKETS EQUITY SELECT ETF
1715    RNLC 6/22/2017 0.42 FIRST TRUST LARGE CAP US EQUITY SELECT ETF
1716    RNMC 6/22/2017 0.33 FIRST TRUST MID CAP US EQUITY SELECT ETF
1717    RNSC 6/22/2017 0.23 FIRST TRUST SMALL CAP US EQUITY SELECT ETF
1718    ROAM 2/26/2015 1.3 HARTFORD MULTIFACTOR EMERGING MKTS ETF Lattice Strategies LLC Diversified Emerging Mkts
1719    ROBO 10/22/2013 40 ROBO GLOBAL ROBOTICS&AUTOMATION ETF Exchange Traded Concepts Trust Miscellaneous Sector
1720    ROBT 2/22/2018 1.13 FIRST TRUST NASDAQ ARTIFICIAL INTELLIGENCE AND ROBOTICS ETF
1721    RODE 11/6/2019 0.01 LATTICE STRATEGIES TRUST Exchange Traded Fund Financial
1722    RODI 9/15/2014 0.02 BARCLAYS PLC Commercial Banks Finance
1723    RODM 9/28/2009 30 HARTFORD MULTIFACTOR DEV MKTS (EXUS) ETF Lattice Strategies LLC Foreign Large Blend
1724    ROKT 12/31/2018 0.2 SPDR S&P KENSHO FINAL FRONTIERS ETF Exchange Traded Fund Financial
1725    ROM 9/28/2009 25 PROSHARES ULTRA TECHNOLOGY ProShares Trading--Leveraged Equity
1726    ROOF 6/14/2011 3.85 IQ US REAL ESTATE SMALL CAP ETF IndexIQ Real Estate
1727    RORE 10/4/2016 0.26 HARTFORD MULTIFACTOR REIT ETF Lattice Strategies LLC Real Estate
1728    ROSC 5/13/2019 0.09 HARTFORD MULTIFACTOR SMALL CAP ETF Exchange Traded Fund Financial
1729    ROUS 2/26/2015 1.67 HARTFORD MULTIFACTOR US EQUITY ETF Lattice Strategies LLC Large Blend
1730    RPG 9/28/2009 40 GUGGENHEIM S&P 500 PURE GROWTH ETF Guggenheim Investments Large Growth
1731    RPV 9/28/2009 39 GUGGENHEIM S&P 500 PURE VALUE ETF Guggenheim Investments Large Value
1732    RSP 9/28/2009 332 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF Guggenheim Investments Large Blend
1733    RSX 9/28/2009 2120 VANECK VECTORS RUSSIA ETF Van Eck Miscellaneous Region
1734    RSXJ 4/14/2011 8.44 VANECK VECTORS RUSSIA SMALL-CAP ETF Van Eck Miscellaneous Region
1735    RTH 9/28/2009 163 VANECK VECTORS RETAIL ETF Van Eck Consumer Cyclical
1736    RTL 9/28/2009 0.9 ISHARES FTSE NAREIT RETAIL INDE iShares Real Estate
1737    RTM 9/28/2009 3.51 GUGGENHEIM S&P 500 EQ WT MATERIALS ETF Guggenheim Investments Natural Resources
1738    RTW 9/30/2009 9.83 RYDEX ETF TRUST
1739    RUSL 5/25/2011 134 DIREXION DAILY RUSSIA BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1740    RUSS 5/25/2011 92 DIREXION DAILY RUSSIA BEAR 3X ETF Direxion Funds Trading--Inverse Equity
1741    RVNU 6/4/2013 1.97 DEUTSCHE X-TRACKERS MUNI INFRAS REVN BD Deutsche Asset Management Muni National Long
1742    RVRS 11/1/2017 0.27 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
1743    RWCD 1/16/2019 0.16 DIREXION MSCI CYCLICALS OVER DEFENSIVES ETF Exchange Traded Fund Financial
1744    RWDC 1/16/2019 0.11 DIREXION MSCI DEFENSIVES OVER CYCLICALS ETF Exchange Traded Fund Financial
1745    RWDE 1/16/2019 0.1 DIREXION MSCI DEVELOPED OVER EMERGING MARKETS ETF Exchange Traded Fund Financial
1746    RWED 1/16/2019 0.1 DIREXION MSCI EMERGING OVER DEVELOPED MARKETS ETF Exchange Traded Fund Financial
1747    RWGV 1/16/2019 0.55 DIREXION RUSSELL 1000 GROWTH OVER VALUE ETF Exchange Traded Fund Financial
1748    RWIU 1/16/2019 0.11 DIREXION FTSE RUSSELL INTERNATIONAL OVER US ETF Exchange Traded Fund Financial
1749    RWJ 9/28/2009 9.22 OPPENHEIMER SMALL CAP REVENUE ETF OppenheimerFunds Small Blend
1750    RWK 9/28/2009 6.26 OPPENHEIMER MID CAP REVENUE ETF OppenheimerFunds Mid-Cap Value
1751    RWL 9/28/2009 11 OPPENHEIMER LARGE CAP REVENUE ETF OppenheimerFunds Large Value
1752    RWLS 1/16/2019 0.13 DIREXION RUSSELL LARGE OVER SMALL CAP ETF Exchange Traded Fund Financial
1753    RWM 9/28/2009 246 PROSHARES SHORT RUSSELL2000 ProShares Trading--Inverse Equity
1754    RWO 9/28/2009 54 SPDR DOW JONES GLOBAL REAL ESTATE ETF SPDR State Street Global Advisors Global Real Estate
1755    RWR 9/28/2009 130 SPDR DOW JONES REIT ETF SPDR State Street Global Advisors Real Estate
1756    RWSL 1/16/2019 0.26 DIREXION RUSSELL SMALL OVER LARGE CAP ETF Exchange Traded Fund Financial
1757    RWUI 1/16/2019 0.14 DIREXION FTSE RUSSELL US OVER INTERNATIONAL ETF Exchange Traded Fund Financial
1758    RWVG 1/16/2019 0.57 DIREXION RUSSELL 1000 VALUE OVER GROWTH ETF Exchange Traded Fund Financial
1759    RWX 9/28/2009 168 SPDR DOW JONES INTERNATIONAL RELEST ETF SPDR State Street Global Advisors Global Real Estate
1760    RXD 9/28/2009 1.45 PROSHARES ULTRASHORT HEALTH CAR ProShares Trading-Inverse Equity
1761    RXI 9/28/2009 8.71 ISHARES GLOBL CONSUMER DISCRETIONARY iShares Consumer Cyclical
1762    RXL 9/28/2009 6.95 PROSHARES ULTRA HEALTH CARE ProShares Trading--Leveraged Equity
1763    RYE 9/28/2009 9.11 GUGGENHEIM S&P 500 EQUAL WT ENERGY ETF Guggenheim Investments Equity Energy
1764    RYF 9/28/2009 10 GUGGENHEIM S&P 500 EQ WEIGHT FINCL ETF Guggenheim Investments Financial
1765    RYH 9/28/2009 8.96 GUGGENHEIM S&P 500 EQ WEIGHT HC ETF Guggenheim Investments Health
1766    RYJ 9/28/2009 5.55 GUGGENHEIM RAYMOND JAMES SB-1 EQUITY ETF Guggenheim Investments Mid-Cap Blend
1767    RYLD 4/22/2019 0.22 GLOBAL X FUNDS Exchange Traded Fund Financial
1768    RYT 9/28/2009 19 GUGGENHEIM S&P 500 EQ WT TECHNOLOGY ETF Guggenheim Investments Technology
1769    RYU 9/28/2009 6.44 GUGGENHEIM S&P 500 EQ WT UTILITIES ETF Guggenheim Investments Utilities
1770    RYZZ 3/19/2019 0.07 RYZZ MANAGED FUTURES STRATEGY PLUS ETF Exchange Traded Fund Financial
1771    RZG 9/28/2009 4.63 GUGGENHEIM S&P SMALLCAP 600 PURE GR ETF Guggenheim Investments Small Growth
1772    RZV 9/28/2009 7.68 GUGGENHEIM S&P SMALLCAP 600 PUREVAL ETF Guggenheim Investments Small Value
1773    SAA 9/28/2009 7.23 PROSHARES ULTRA SMALLCAP600 ProShares Trading--Leveraged Equity
1774    SAGG 3/23/2011 1.8 DIREXION DAILY TOTAL BOND MARKE Direxion Funds Trading-Inverse Debt
1775    SBB 9/28/2009 4.4 PROSHARES SHORT SMALLCAP600 ProShares Trading--Inverse Equity
1776    SBIO 12/31/2014 11 ALPS MEDICAL BREAKTHROUGHS ETF ALPS Health
1777    SBM 4/12/2010 1.46 SHORT BASIC MATERIALS ProShares Trading-Inverse Equity
1778    SBUG 10/8/2019 0.03 IPATH SILVER ETN Exchange Traded Fund Financial
1779    SCAP 7/7/2016 0.11 ADVISORSHARES CORNERSTONE SMALL CAP ETF Exchange Traded Fund Financial
1780    SCC 9/28/2009 4.4 PROSHARES ULTRASHORT CONSUMER SERVICES ProShares Trading--Inverse Equity
1781    SCHA 11/3/2009 87 SCHWAB US SMALL-CAP ETF Schwab ETFs Small Blend
1782    SCHB 11/3/2009 155 SCHWAB US BROAD MARKET ETF Schwab ETFs Large Blend
1783    SCHC 1/14/2010 31 SCHWAB INTERNATIONAL SMALL-CAP EQ ETF Schwab ETFs Foreign Small/Mid Blend
1784    SCHD 10/20/2011 128 SCHWAB US DIVIDEND EQUITY ETF Schwab ETFs Large Value
1785    SCHE 1/14/2010 145 SCHW EMG MKT EQ ETF Schwab Funds Diversified Emerging Mkts
1786    SCHF 11/3/2009 243 SCHWAB INTERNATIONAL EQUITY ETF Schwab ETFs Foreign Large Blend
1787    SCHG 12/11/2009 62 SCHWAB US LARGE-CAP GROWTH ETF Schwab ETFs Large Growth
1788    SCHH 1/13/2011 99 SCHWAB US REIT ETF Schwab ETFs Real Estate
1789    SCHI 10/10/2019 0.28 SCHWAB 5-10 YEAR CORPORATE BOND ETF Exchange Traded Fund Financial
1790    SCHJ 10/10/2019 0.29 SCHWAB 1-5 YEAR CORPORATE BOND ETF Exchange Traded Fund Financial
1791    SCHK 10/11/2017 7.88 SCHWAB 1000 INDEX ETF Exchange Traded Fund Financial
1792    SCHM 1/13/2011 49 SCHWAB US MID-CAP ETF Schwab ETFs Mid-Cap Blend
1793    SCHO 8/5/2010 39 SCHWAB SHORT-TERM US TREASURY ETF Schwab ETFs Short Government
1794    SCHP 8/5/2010 46 SCHWAB US TIPS ETF Schwab ETFs Inflation-Protected Bond
1795    SCHQ 10/10/2019 0.5 SCHWAB LONG-TERM U.S. TREASURY ETF Exchange Traded Fund Financial
1796    SCHR 8/5/2010 26 SCHWAB INTERMEDIATE-TERM US TRS ETF Schwab ETFs Intermediate Government
1797    SCHV 12/11/2009 53 SCHWAB US LARGE-CAP VALUE ETF Schwab ETFs Large Value
1798    SCHX 11/3/2009 165 SCHWAB US LARGE-CAP ETF Schwab ETFs Large Blend
1799    SCHZ 7/14/2011 58 SCHWAB US AGGREGATE BOND ETF Schwab ETFs Intermediate-Term Bond
1800    SCID 5/14/2015 0.37 GLOBAL X SCIENTIFIC BETA EUROPE ETF Global X Funds Europe Stock
1801    SCIF 9/24/2010 31 VANECK VECTORS INDIA SMALL-CAP ETF Van Eck India Equity
1802    SCIJ 5/13/2015 0.22 GLOBAL X SCIENTIFIC BETA JAPAN ETF Global X Funds Japan Stock
1803    SCIU 5/13/2015 1.2 GLOBAL X SCIENTIFIC BETA US ETF Global X Funds Large Blend
1804    SCIX 5/13/2015 0.18 GLOBAL X SCIENTIFIC BETA ASIA EX-JAPAN ETF Exchange Traded Fund Financial
1805    SCJ 9/28/2009 12 ISHARES MSCI JAPAN SMALL-CAP iShares Japan Stock
1806    SCO 9/28/2009 549 PROSHARES ULTRASHORT BLOOMBERG CRUDE OIL ProShares Trading--Inverse Commodities
1807    SCOM 1/16/2019 0.07
1808    SCZ 9/28/2009 218 ISHARES MSCI EAFE SMALL-CAP iShares Foreign Small/Mid Blend
1809    SDAG 12/18/2018 0.08 IQ SHORT DURATION ENHANCED CORE BOND U.S. ETF Exchange Traded Fund Financial
1810    SDCI 5/3/2018 0.16 USCF SUMMERHAVEN DYNAMIC COMMODITY STRATEGY NO K-1 FUND Exchange Traded Fund Financial
1811    SDD 9/28/2009 4.91 PROSHARES ULTRASHORT SMALLCAP600 ProShares Trading--Inverse Equity
1812    SDEM 3/17/2015 1.34 GLOBAL X MSCI SUPERDIVIDEND EM MKTS ETF Global X Funds Diversified Emerging Mkts
1813    SDG 9/28/2009 0.47 ISHARES MSCI GLOBAL IMPACT ETF
1814    SDGA 9/24/2018 0.05 IMPACT SHARES SUSTAINABLE DEVELOPMENT GOALS GLOBAL EQUITY ETF Exchange Traded Fund Financial
1815    SDIV 6/9/2011 46 GLOBAL X SUPERDIVIDEND ETF Global X Funds World Stock
1816    SDOG 6/29/2012 29 ALPS SECTOR DIVIDEND DOGS ETF ALPS Large Value
1817    SDOW 2/11/2010 435 PROSHARES ULTRAPRO SHORT DOW30 ProShares Trading--Inverse Equity
1818    SDP 9/28/2009 2.58 PROSHARES ULTRASHORT UTILITIES ProShares Trading--Inverse Equity
1819    SDS 9/28/2009 3046 PROSHARES ULTRASHORT S&P500 ProShares Trading--Inverse Equity
1820    SDVY 11/3/2017 0.15 FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF
1821    SDY 9/28/2009 246 SPDR S&P DIVIDEND ETF SPDR State Street Global Advisors Large Value
1822    SDYL 5/23/2012 1.06 UBS ETRACS MTHLY PAY 2XLVRGD S&P DIV ETN UBS Group AG Trading--Leveraged Equity
1823    SECT 9/6/2017 1.37 NORTHERN LIGHTS FUND TRUST IV Exchange Traded Fund Financial
1824    SEF 9/28/2009 16 PROSHARES SHORT FINANCIALS ProShares Trading--Inverse Equity
1825    SEIX 4/25/2019 0.05 VIRTUS SEIX SENIOR LOAN ETF Exchange Traded Fund Financial
1826    SFHY 4/27/2016 0.25 WISDOMTREE TRUST Exchange Traded Fund Financial
1827    SFIG 4/27/2016 0.13 WISDOMTREE TRUST Exchange Traded Fund Financial
1828    SFY 9/28/2009 343 SOFI SELECT 500 ETF Exchange Traded Fund Financial
1829    SFYF 5/8/2019 0.09 SOFI 50 ETF Exchange Traded Fund Financial
1830    SFYX 4/11/2019 0.2 SOFI NEXT 500 ETF Exchange Traded Fund Financial
1831    SGDJ 3/31/2015 4.85 ALPS SPROTT JUNIOR GOLD MINERS ETF ALPS Equity Precious Metals
1832    SGDM 7/15/2014 13 SPROTT GOLD MINERS ETF ALPS Equity Precious Metals
1833    SGG 9/28/2009 18 IPATH BLOOMBERG SUGAR SUBTR ETN Barclays Funds Commodities Agriculture
1834    SGOL 9/28/2009 36 ETFS PHYSICAL SWISS GOLD ETFS Swiss Gold Trust Commodities Precious Metals
1835    SH 9/28/2009 687 PROSHARES SHORT S&P500 ProShares Trading--Inverse Equity
1836    SHAG 5/18/2017 0.88 WISDOMTREE TRUST Exchange Traded Fund Financial
1837    SHE 12/23/2009 1.56 SPDR SSGA GENDER DIVERSITY ETF SPDR State Street Global Advisors Large Blend
1838    SHM 9/28/2009 85 SPDR NUVEEN BLMBG BARCLAYS ST MUNBD ETF SPDR State Street Global Advisors Muni National Short
1839    SHV 9/28/2009 128 ISHARES SHORT TREASURY BOND iShares Short Government
1840    SHY 9/28/2009 247 ISHARES 1-3 YEAR TREASURY BOND iShares Short Government
1841    SHYD 1/14/2014 5.42 VANECK VECTORS SHORT HIGH-YIELD MUNI ETF Van Eck High Yield Muni
1842    SHYG 10/17/2013 70 ISHARES 0-5 YEAR HIGH YIELD CORP BD iShares High Yield Bond
1843    SHYL 1/10/2018 0.46 XTRACKERS SHORT DURATION HIGH YIELD BOND ETF Exchange Traded Fund Financial
1844    SIJ 9/28/2009 4.1 PROSHARES ULTRASHORT INDUSTRIAL ProShares Trading-Inverse Equity
1845    SIL 7/12/2010 77 GLOBAL X SILVER MINERS ETF Global X Funds Equity Precious Metals
1846    SILJ 11/29/2012 18 ETFMG PRIME JUNIOR SILVER MINERS ETF Exchange Traded Fund Financial
1847    SIMS 12/31/2018 0.12 SPDR S&P KENSHO INTELLIGENT STRUCTURES ETF Exchange Traded Fund Financial
1848    SIVR 9/28/2009 49 ETFS PHYSICAL SILVER ETF Securities Commodities Precious Metals
1849    SIZE 4/18/2013 4.73 ISHARES EDGE MSCI USA SIZE FACTOR iShares Large Blend
1850    SJB 3/22/2011 18 PROSHARES SHORT HIGH YIELD ProShares Trading--Inverse Debt
1851    SJNK 3/15/2012 249 SPDR BLMBG BARCLAYSST HY BD ETF SPDR State Street Global Advisors High Yield Bond
1852    SKF 9/28/2009 809 PROSHARES ULTRASHORT FINANCIALS ProShares Trading--Inverse Equity
1853    SKOR 4/14/2010 1.34 FLEXSHARES CREDIT-SCORED US CORP BD ETF Flexshares Trust Corporate Bond
1854    SKYY 7/6/2011 33 FIRST TRUST CLOUD COMPUTING ETF First Trust Technology
1855    SLIM 6/9/2016 0.25 THE OBESITY ETF Janus Health
1856    SLQD 10/17/2013 12 ISHARES 0-5 YEAR INVMT GRD CORP BD iShares Short-Term Bond
1857    SLT 9/28/2009 200 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
1858    SLV 9/28/2009 3073 ISHARES SILVER TRUST iShares Commodities Precious Metals
1859    SLVO 4/17/2013 3.56 CREDIT SUISSE X-LINKS SILVER COVCALL ETN Credit Suisse AG Commodities Precious Metals
1860    SLVP 2/2/2012 9.76 ISHARES MSCI GLOBAL SILVER MINERS iShares Equity Precious Metals
1861    SLX 9/28/2009 39 VANECK VECTORS STEEL ETF Van Eck Natural Resources
1862    SLY 8/30/2010 9.71 SPDR S&P 600 SMALL CAP ETF SPDR State Street Global Advisors Small Blend
1863    SLYG 8/30/2010 14 SPDR S&P 600 SMALL CAP GROWTH ETF SPDR State Street Global Advisors Small Growth
1864    SLYV 8/30/2010 18 SPDR S&P 600 SMALL CAP VALUE ETF SPDR State Street Global Advisors Small Value
1865    SMB 9/28/2009 11 VANECK VECTORS AMT-FREE SHORT MUNI ETF Van Eck Muni National Short
1866    SMCP 4/21/2015 0.31 ALPHAMARK ACTIVELY MANAGED SMALL CAP ETF
1867    SMDD 2/11/2010 11 PROSHARES ULTRAPRO SHORT MIDCAP400 ProShares Trading--Inverse Equity
1868    SMDV 2/5/2015 6.61 PROSHARES RUSSELL 2000 DIVIDEND GROWERS ProShares Small Value
1869    SMDY 1/17/2020 0.01 SYNTAX STRATIFIED MIDCAP ETF Exchange Traded Fund Financial
1870    SMEZ 6/5/2014 1.33 SPDR EURO STOXX SMALL CAP ETF SPDR State Street Global Advisors Europe Stock
1871    SMH 9/28/2009 2145 VANECK VECTORS SEMICONDUCTOR ETF Van Eck Technology
1872    SMHB 11/9/2018 2.31 UBS AG Major Banks Finance
1873    SMHD 2/4/2015 6.85
1874    SMIN 2/9/2012 11 ISHARES MSCI INDIA SMALL-CAP iShares India Equity
1875    SMLF 4/30/2015 3.26 ISHARES EDGE MSCI MULTIFACTOR USA SM-CP iShares Small Blend
1876    SMLL 7/29/2014 0.42 DIREXION DAILY SMALL CAP BULL 2X ETF Direxion Funds Trading--Leveraged Equity
1877    SMLV 2/21/2013 2.69 SPDR SSGA US SMALL CAP LOW VOLATIL ETF SPDR State Street Global Advisors Small Blend
1878    SMMD 7/7/2017 0.55 ISHARES TRUST Exchange Traded Fund Financial
1879    SMMU 2/3/2010 2.33 PIMCO SHORT TERM MUNICIPAL BOND ACTV ETF Pimco Muni National Short
1880    SMMV 9/9/2016 3.48 ISHARES EDGE MSCI MIN VOL USA SMALL-CAP iShares Small Blend
1881    SMN 9/28/2009 173 PROSHARES ULTRASHORT BASIC MATE ProShares Trading-Inverse Equity
1882    SMOG 1/14/2019 0.29 VANECK VECTORS LOW CARBON ENERGY ETF Exchange Traded Fund Financial
1883    SNLN 11/7/2012 21 HIGHLAND/IBOXX SENIOR LOAN ETF Highland Funds Bank Loan
1884    SNPE 6/26/2019 0.43 XTRACKERS S&P 500 ESG ETF Exchange Traded Fund Financial
1885    SNSR 9/16/2016 3.89 GLOBAL X INTERNET OF THINGS THEMATIC ETF Global X Funds Technology
1886    SOCL 11/15/2011 16 GLOBAL X SOCIAL MEDIA ETF
1887    SOIL 5/26/2011 2.88 GLOBAL X FERTILIZERS/POTASH ETF Global X Funds Natural Resources
1888    SOVB 2/23/2016 0.46 CAMBRIA ETF TRUST Exchange Traded Fund Financial
1889    SOXL 4/9/2010 222 DIREXION DAILY SEMICONDCT BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1890    SOXS 4/9/2010 290 DIREXION DAILY SEMICONDCT BEAR 3X ETF Direxion Funds Trading--Inverse Equity
1891    SOXX 9/24/2010 194 ISHARES PHLX SOX SEMICONDUCTOR SECTOR INDEX FUND
1892    SOYB 9/19/2011 5.39 TEUCRIUM SOYBEAN FUND ETV Teucrium Commodities Agriculture
1893    SPAB 4/24/2017 38 SPDR PORTFOLIO AGGREGATE BOND ETF Exchange Traded Fund Financial
1894    SPBO 4/1/2019 0.83 SPDR PORTFOLIO CORPORATE BOND ETF Exchange Traded Fund Financial
1895    SPDN 6/8/2016 2.88 DIREXION DAILY S&P 500 BEAR 1X ETF Direxion Funds Trading--Inverse Equity
1896    SPDV 11/29/2017 0.39 AAM S&P 500 HIGH DIVIDEND VALUE ETF Exchange Traded Fund Financial
1897    SPDW 4/24/2017 45 SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF Exchange Traded Fund Financial
1898    SPEM 4/24/2017 46 SPDR INDEX SHARES FUND SPDR PORTFOLIO EMERGING MARKETS ETF Exchange Traded Fund Financial
1899    SPEU 4/1/2019 1.23 SPDR PORTFOLIO EUROPE ETF Exchange Traded Fund Financial
1900    SPFF 7/17/2012 17 GLOBAL X SUPERINCOME PREFERRED ETF Global X Funds Preferred Stock
1901    SPGM 4/1/2019 0.67 SPDR PORTFOLIO MSCI GLOBAL STOCK MARKET ETF Exchange Traded Fund Financial
1902    SPGP 12/31/2018 2.01 INVESCO S&P 500 GARP ETF Exchange Traded Fund Financial
1903    SPHB 5/5/2011 22 POWERSHARES S&P 500 HIGH BETA ETF PowerShares Large Blend
1904    SPHD 10/18/2012 71 POWERSHARES S&P 500 HIGH DIV LOW VOLETF PowerShares Large Value
1905    SPHQ 11/7/2011 32 POWERSHARES S&P 500 QUALITY ETF PowerShares Large Blend
1906    SPHY 4/1/2019 1.18 SPDR PORTFOLIO HIGH YIELD BOND ETF Exchange Traded Fund Financial
1907    SPIB 4/24/2017 49 SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF Exchange Traded Fund Financial
1908    SPIP 4/1/2019 4.25 SPDR PORTFOLIO TIPS ETF Exchange Traded Fund Financial
1909    SPLB 4/24/2017 22 SPDR PORTFOLIO LONG TERM CORPORATE BOND ETF Exchange Traded Fund Financial
1910    SPLG 4/24/2017 31 SPDR PORTFOLIO S&P 500 ETF Exchange Traded Fund Financial
1911    SPLV 5/5/2011 348 POWERSHARES S&P 500 LOW VOLATILITY ETF PowerShares Large Value
1912    SPMB 4/1/2019 3.88 SPDR PORTFOLIO MORTGAGE BACKED BOND ETF Exchange Traded Fund Financial
1913    SPMD 1/5/2010 39 SPDR PORTFOLIO S&P 400 MID CAP ETF Exchange Traded Fund Financial
1914    SPMO 10/12/2015 1.08 POWERSHARES S&P 500 MOMENTUM PowerShares Large Growth
1915    SPMV 7/13/2017 0.05 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
1916    SPPP 12/19/2012 19 SPROTT PHYSICAL PLATINUM AND PALLADIUM TRUST Exchange Traded Fund Financial
1917    SPSB 4/24/2017 46 SPDR PORTFOLIO SHORT TERM CORPORATE BOND ETF Exchange Traded Fund Financial
1918    SPSK 12/30/2019 0.1 TIDAL ETF TRUST SP FUNDS DOW JONES GLOBAL SUKUK ETF Exchange Traded Fund Financial
1919    SPSM 4/24/2017 19 SPDR PORTFOLIO S&P 600 SMALL CAP ETF Exchange Traded Fund Financial
1920    SPTI 4/1/2019 9.93 SPDR PORTFOLIO INTERMEDIATE TERM TREASURY ETF Exchange Traded Fund Financial
1921    SPTL 4/24/2017 23 SPDR PORTFOLIO LONG TERM TREASURY ETF Exchange Traded Fund Financial
1922    SPTM 4/24/2017 26 SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF Exchange Traded Fund Financial
1923    SPTS 4/24/2017 20 SPDR PORTFOLIO SHORT TERM TREASURY ETF Exchange Traded Fund Financial
1924    SPUU 5/28/2014 2.9 DIREXION DAILY S&P 500 BULL 2X SHARES Exchange Traded Fund Financial
1925    SPVM 4/6/2017 0.28 INVESCO S&P 500 VALUE WITH MOMENTUM ETF Exchange Traded Fund Financial
1926    SPVU 10/9/2015 0.61 INVESCO S&P 500 ENHANCED VALUE ETF Exchange Traded Fund Financial
1927    SPXB 5/3/2018 0.32 PROSHARES S&P 500 BOND ETF Exchange Traded Fund Financial
1928    SPXE 9/24/2015 0.26 PROSHARES S&P 500 EX-ENERGY ProShares Large Blend
1929    SPXL 3/5/2012 703 DIREXION DAILY S&P500 BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1930    SPXN 9/24/2015 0.08 PROSHARES S&P 500 EX-FINANCIALS ProShares Large Blend
1931    SPXS 3/5/2012 761 DIREXION DAILY S&P 500 BEAR 3X ETF Direxion Funds Trading--Inverse Equity
1932    SPXT 9/24/2015 0.11 PROSHARES S&P 500 EX-TECHNOLOGY ETF Exchange Traded Fund Financial
1933    SPXU 9/28/2009 1749 PROSHARES ULTRAPRO SHORT S&P500 ProShares Trading--Inverse Equity
1934    SPXV 9/24/2015 0.08 PROSHARES S&P 500 EX-HEALTH CARE ETF Exchange Traded Fund Financial
1935    SPY 9/30/2009 39084 SPDR S&P 500 ETF SPDR State Street Global Advisors Large Blend
1936    SPYB 2/5/2015 0.53 SPDR S&P 500 BUYBACK ETF SPDR State Street Global Advisors Large Blend
1937    SPYD 10/22/2015 36 SPDR S&P 500 HIGH DIVIDEND ETF SPDR State Street Global Advisors Large Value
1938    SPYG 8/30/2010 82 SPDR S&P 500 GROWTH ETF SPDR State Street Global Advisors Large Growth
1939    SPYV 8/30/2010 40 SPDR S&P 500 VALUE ETF SPDR State Street Global Advisors Large Value
1940    SPYX 12/1/2015 1.7 SPDR S&P 500 FOSSIL FUEL RSRV FREE ETF SPDR State Street Global Advisors Large Blend
1941    SQLV 7/13/2017 0.11 LEGG MASON SMALL-CAP QUALITY VALUE ETF
1942    SQQQ 2/11/2010 1794 PROSHARES ULTRAPRO SHORT QQQ ProShares Trading--Inverse Equity
1943    SRET 3/17/2015 11 GLOBAL X SUPERDIVIDEND REIT ETF Global X Funds Real Estate
1944    SRLN 4/4/2013 45 SPDR BLACKSTONE / GSO SENIOR LOAN ETF SPDR State Street Global Advisors Bank Loan
1945    SRS 9/28/2009 455 PROSHARES ULTRASHORT REAL ESTATE ProShares Trading--Inverse Equity
1946    SRTY 2/11/2010 287 PROSHARES ULTRAPRO SHORT RUSSELL2000 ProShares Trading--Inverse Equity
1947    SRVR 5/16/2018 2.69 PACER BENCHMARK DATA & INFRASTRUCTURE REAL ESTATE SCTR ETF Exchange Traded Fund Financial
1948    SSG 9/28/2009 16 PROSHARES ULTRASHORT SEMICONDUCTORS ProShares Trading--Inverse Equity
1949    SSO 9/28/2009 2666 PROSHARES ULTRA S&P500 ProShares Trading--Leveraged Equity
1950    SSPY 1/4/2019 0.22 SYNTAX STRATIFIED LARGECAP ETF Exchange Traded Fund Financial
1951    SSUS 1/17/2020 0.07 DAY HAGAN/NED DAVIS RESEARCH SMART SECTOR ETF Exchange Traded Fund Financial
1952    STIP 12/3/2010 16 ISHARES 0-5 YEAR TIPS BOND iShares Inflation-Protected Bond
1953    STLG 1/16/2020 0.01 ISHARES GLOBAL 100 ETF Exchange Traded Fund Financial
1954    STLV 1/16/2020 0.01 ISHARES GLOBAL 100 ETF Exchange Traded Fund Financial
1955    STN 9/28/2009 13
1956    STOT 4/14/2016 1.23 SSGA ACTIVE TRUST Exchange Traded Fund Financial
1957    STPP 8/10/2010 2.09 IPATH US TREASURY STEEPENER ETN iPath Trading-Miscellaneous
1958    STPZ 9/28/2009 20 PIMCO 1-5 YEAR US TIPS ETF Pimco Inflation-Protected Bond
1959    SUB 9/28/2009 21 ISHARES SHORT-TERM NATIONAL MUNI BOND iShares Muni National Short
1960    SUSA 7/13/2017 3.84 ISHARES MSCI USA ESG SELECT ETF Exchange Traded Fund Financial
1961    SUSB 7/18/2017 1.73 ISHARES ESG 1-5 YEAR USD CORPORATE BOND ETF
1962    SUSC 7/20/2017 1.14 ISHARES ESG USD CORPORATE BOND ETF
1963    SUSL 5/10/2019 0.36 ISHARES ESG MSCI USA LEADERS ETF
1964    SVXY 10/4/2011 1294 PROSHARES SHORT VIX SHORT-TERM FUTURES ProShares Volatility
1965    SWAN 11/6/2018 1.45 AMPLIFY ETF TRUST AMPLIFY BLACKSWAN GROWTH & TREASURY CORE ETF Exchange Traded Fund Financial
1966    SYE 1/9/2014 0.6 SPDR MFS SYSTEMATIC CORE EQUITY ETF SPDR State Street Global Advisors Large Value
1967    SYG 1/9/2014 0.67 SPDR MFS SYSTEMATIC GROWTH EQUITY ETF SPDR State Street Global Advisors Large Growth
1968    SYLD 5/14/2013 5.14 CAMBRIA SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Mid-Cap Value
1969    SYV 1/9/2014 0.51 SPDR MFS SYSTEMATIC VALUE EQUITY ETF SPDR State Street Global Advisors Large Value
1970    SZK 9/28/2009 1.81 PROSHARES ULTRASHORT CONSUMER GOODS ProShares Trading--Inverse Equity
1971    SZNE 7/24/2018 0.65 PACER CFRA-STOVALL EQUAL WEIGHT SEASONAL ROTATION ETF Exchange Traded Fund Financial
1972    TAGS 3/28/2012 0.45 TEUCRIUM AGRICULTURAL FUND ETV Exchange Traded Fund Financial
1973    TAIL 4/6/2017 2.23 CAMBRIA ETF TRUST Exchange Traded Fund Financial
1974    TAN 9/28/2009 97 GUGGENHEIM SOLAR ETF Guggenheim Investments Miscellaneous Sector
1975    TAPR 7/15/2014 0.54 BARCLAYS INVERSE US TREASURY AGGT ETN Barclays Funds Trading--Inverse Debt
1976    TAWK 1/14/2019 0.44 DIREXION DAILY COMMUNICATION SERVICES INDEX BULL 3X SHARES Exchange Traded Fund Financial
1977    TAXF 9/12/2018 0.25 AMERICAN CENTURY DIVERSIFIED MUNICIPAL BOND ETF Exchange Traded Fund Financial
1978    TBF 9/28/2009 115 PROSHARES SHORT 20+ YEAR TREASURY ProShares Trading--Inverse Debt
1979    TBLU 2/15/2017 0.27 TORTOISE WATER Tortoise Capital Advisors Natural Resources
1980    TBND 6/18/2019 0.17 TACTICAL INCOME ETF Exchange Traded Fund Financial
1981    TBT 9/28/2009 2021 PROSHARES ULTRASHORT 20+ YEAR TREASURY ProShares Trading--Inverse Debt
1982    TBX 4/5/2011 3.41 PROSHARES SHORT 7-10 YEAR TREASURY ProShares Trading--Inverse Debt
1983    TCTL 10/28/2016 0.28 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
1984    TDIV 8/14/2012 17 FIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUND
1985    TDTF 9/22/2011 7.53 FLEXSHARES IBOXX 5YR TARGET DUR TIPS ETF Flexshares Trust Inflation-Protected Bond
1986    TDTT 9/23/2011 11 FLEXSHARES IBOXX 3 YEAR TARGET Northern Trust Inflation-Protected Bond
1987    TDV 9/28/2009 0.81 DB-X 2040 TARGET DATE FUND Deutsche Bank Target Date 2036-2040
1988    TECL 3/5/2012 73 DIREXION DAILY TECHNOLOGY BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1989    TECS 3/5/2012 67 DIREXION TECHNOLOGY BEAR 3X SHARES Exchange Traded Fund Financial
1990    TERM 4/11/2017 0.87 EQUITYCOMPASS TACTICAL RISK MANAGER ETF Exchange Traded Fund Financial
1991    TFI 9/28/2009 86 SPDR NUVEEN BLMBG BARCLAYS MUNI BD ETF SPDR State Street Global Advisors Muni National Long
1992    TFIV 7/31/2018 0.06 GLOBAL X FUNDS Exchange Traded Fund Financial
1993    TFLO 2/4/2014 3.34 ISHARES TREASURY FLOATING RATE BOND iShares Short Government
1994    TFLT 7/31/2018 0.06 GLOBAL X FUNDS Exchange Traded Fund Financial
1995    THCX 7/9/2019 1.37 SPINNAKER ETF SERIES THE CANNABIS ETF Exchange Traded Fund Financial
1996    THD 9/28/2009 119 ISHARES MSCI THAILAND CAPPED iShares Miscellaneous Region
1997    TILT 9/22/2011 3.52 FLEXSHARES MSTAR US MKT FACTORS TILT ETF Flexshares Trust Large Blend
1998    TIP 9/28/2009 412 ISHARES BARCLAYS TIPS BOND FUND iShares Inflation-Protected Bond
1999    TIPX 5/30/2013 2.39 SPDR BLMBG BARCLAYS 1-10 YEAR TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond
2000    TIPZ 9/28/2009 2.23 PIMCO BROAD US TIPS ETF Pimco Inflation-Protected Bond
2001    TLDH 11/10/2015 0.28 FLEXSHARES CURRENCY HEDGED MORNINGSTAR DM EX-US FACTOR TILT IN Exchange Traded Fund Financial
2002    TLEH 11/10/2015 0.52 FLEXSHARES CCY HDGD MS EM FCT TILTIDX Flexshares Trust Diversified Emerging Mkts
2003    TLH 9/28/2009 18 ISHARES 10-20 YEAR TREASURY BOND iShares Long Government
2004    TLT 9/28/2009 3922 ISHARES 20+ YEAR TREASURY BOND iShares Long Government
2005    TLTD 9/28/2012 7.5 FLEXSHARES MSTAR DEVMKS EXUS FCTTILT ETF Flexshares Trust Foreign Large Blend
2006    TLTE 9/28/2012 6.5 FLEXSHARES MSTAR EMGMKTS FCTTILT ETF Flexshares Trust Diversified Emerging Mkts
2007    TMF 9/28/2009 133 DIREXION DAILY 20+ YR TRSY BULL 3X ETF Direxion Funds Trading--Leveraged Debt
2008    TMFC 1/30/2018 3.59 MOTLEY FOOL 100 INDEX ETF Exchange Traded Fund Financial
2009    TMV 9/28/2009 300 DIREXION DAILY 20+ YR TRSY BEAR 3X ETF Direxion Funds Trading--Inverse Debt
2010    TNA 9/28/2009 3338 DIREXION DAILY SMALL CAP BULL 3X ETF Direxion Funds Trading--Leveraged Equity
2011    TOK 9/28/2009 4.3 ISHARES MSCI KOKUSAI iShares World Stock
2012    TOKE 7/25/2019 0.33 CAMBRIA ETF TRUST Exchange Traded Fund Financial
2013    TOLZ 3/27/2014 1.89 PROSHARES DJ BROOKFIELD GLOBAL INFRAS ProShares Infrastructure
2014    TOTL 2/24/2015 40 SPDR DOUBLELINE TOTAL RETURN TACT ETF SPDR State Street Global Advisors Intermediate-Term Bond
2015    TPAY 2/1/2019 0.11 MANAGED PORTFOLIO SERIES Exchange Traded Fund Financial
2016    TPHD 5/1/2019 0.64 TIMOTHY PLAN HIGH DIVIDEND STOCK ETF Exchange Traded Fund Financial
2017    TPIF 12/3/2019 0.07 TIMOTHY PLAN INTERNATIONAL ETF Exchange Traded Fund Financial
2018    TPLC 5/1/2019 0.56 TIMOTHY PLAN US LARGE CAP CORE ETF Exchange Traded Fund Financial
2019    TPOR 5/3/2017 1.86 DIREXION DAILY TRANSPORTATION BULL 3X SHARES Exchange Traded Fund Financial
2020    TPSC 12/3/2019 0.05 TIMOTHY PLAN US SMALL CAP CORE ETF Exchange Traded Fund Financial
2021    TPYP 6/30/2015 5.29 TORTOISE NORTH AMERICAN PIPELINE FUND Tortoise Capital Energy Limited Partnership
2022    TQQQ 2/11/2010 2154 PROSHARES ULTRAPRO QQQ ProShares Trading--Leveraged Equity
2023    TRND 12/8/2010 4.25 RBS US LARGE CAP TRENDPILOT ETN Royal Bank of Scotland NV Large Blend
2024    TRTY 9/12/2018 0.46 CAMBRIA ETF TRUST Exchange Traded Fund Financial
2025    TTAC 9/28/2016 1.3 TRIMTABS FLOAT SHRINK ETF TrimTabs Large Blend
2026    TTAI 6/28/2017 0.13 TRIMTABS ETF TRUST Exchange Traded Fund Financial
2027    TTT 4/9/2010 29 PROSHARES ULTRAPRO SHORT 20+ YEAR TRS ProShares Trading--Inverse Debt
2028    TTTN 11/7/2018 0.18 UP FINTECH CHINA-U.S. INTERNET TITANS ETF
2029    TUR 9/28/2009 183 ISHARES MSCI TURKEY ETF
2030    TUSA 9/16/2014 0.48 FIRST TRUST TOTAL US MARKET ALPHADEX ETF
2031    TVIX 11/30/2010 3350 VELOCITYSHARES DAILY 2X VIX ST ETN Credit Suisse AG Volatility
2032    TWM 9/28/2009 909 PROSHARES ULTRASHORT RUSSELL2000 ProShares Trading--Inverse Equity
2033    TYBS 3/23/2011 0.74 DIREXION DAILY 20+ YEAR TRS BEAR 1X ETF Direxion Funds Trading--Inverse Debt
2034    TYD 9/28/2009 3 DIREXION DAILY 10-YR TREASURY B Direxion Funds Trading-Leveraged Debt
2035    TYO 9/28/2009 5.47 DIREXION DAILY 7-10 YR TRS BEAR 3X ETF Direxion Funds Trading--Inverse Debt
2036    TZA 9/28/2009 3389 DIREXION DAILY SMALL CAP BEAR 3X ETF Direxion Funds Trading--Inverse Equity
2037    UAE 5/1/2014 2.82 ISHARES MSCI UAE CAPPED iShares Miscellaneous Region
2038    UAG 9/28/2009 1.2 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Agriculture
2039    UAPR 4/1/2019 0.3 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
2040    UAUD 12/12/2017 0.11 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
2041    UAUG 8/1/2019 0.17 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
2042    UBG 9/28/2009 0.88 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Precious Metals
2043    UBIO 6/23/2015 20 PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ProShares Trading--Leveraged Equity
2044    UBOT 4/19/2018 3.7 DIREXION DAILY ROBOTICS Exchange Traded Fund Financial
2045    UBR 7/12/2010 3.95 PROSHARES ULTRA MSCI BRAZIL CAPPED ProShares Trading--Leveraged Equity
2046    UBT 1/21/2010 13 PROSHARES ULTRA 20+ YEAR TREASURY ProShares Trading--Leveraged Debt
2047    UCC 9/28/2009 1.6 PROSHARES ULTRA CONSUMER SERVICES ProShares Trading--Leveraged Equity
2048    UCHF 12/12/2017 0.07 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
2049    UCI 9/29/2009 5.24 UBS ETRACS CMCI TOTAL RETURN ETN UBS Group AG Commodities Broad Basket
2050    UCIB 10/9/2015 0.13 UBS AG Major Banks Finance
2051    UCO 9/28/2009 1267 PROSHARES ULTRA DJ-AIG CRUDE OI ProShares Trading-Leveraged Commodities
2052    UCOM 1/16/2019 0.07
2053    UCON 6/5/2018 1.66 FIRST TRUST TCW UNCONSTRAINED PLUS BOND ETF Exchange Traded Fund Financial
2054    UDEC 12/2/2019 0.13 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
2055    UDN 9/28/2009 20 POWERSHARES DB US DOLLAR BEARISH ETF PowerShares DB Multicurrency
2056    UDOW 2/11/2010 217 PROSHARES ULTRAPRO DOW30 ProShares Trading--Leveraged Equity
2057    UEUR 12/12/2017 0.29 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
2058    UEVM 10/26/2017 0.48 VICTORYSHARES USAA MSCI EMERGING MARKETS VALUE MOMENTUM ETF Exchange Traded Fund Financial
2059    UFEB 2/3/2020 0.16 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
2060    UFO 4/11/2019 0.57 PROCURE SPACE ETF
2061    UGA 9/28/2009 18 UNITED STATES GASOLINE United States Commodity Funds LLC Commodities Energy
2062    UGAZ 2/8/2012 996 VELOCITYSHARES 3X LONG NATURAL GAS ETN Credit Suisse AG Trading--Leveraged Commodities
2063    UGBP 12/12/2017 0.29 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
2064    UGE 9/28/2009 1.29 PROSHARES ULTRA CONSUMER GOODS ProShares Trading--Leveraged Equity
2065    UGL 9/28/2009 55 PROSHARES ULTRA GOLD ProShares Trading--Leveraged Commodities
2066    UGLD 10/17/2011 53 VELOCITYSHARES 3X LONG GOLD ETN Credit Suisse AG Trading--Leveraged Commodities
2067    UITB 10/26/2017 0.65 VICTORYSHARES USAA CORE INTERMEDIATE-TERM BOND ETF Exchange Traded Fund Financial
2068    UIVM 10/26/2017 0.42 VICTORYSHARES USAA MSCI INTERNATIONAL VALUE MOMENTUM ETF Exchange Traded Fund Financial
2069    UJAN 1/2/2019 0.46 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
2070    UJB 4/14/2011 0.57 PROSHARES ULTRA HIGH YIELD ProShares Trading--Leveraged Debt
2071    UJPY 12/12/2017 0.11 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
2072    UJUL 8/8/2018 0.52 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
2073    UJUN 6/3/2019 0.09 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
2074    ULBR 8/29/2017 0.12 CITIGROUP GLOBAL MARKETS HOLDINGS INC VELOCITYSHARES LONG LIBO Exchange Traded Fund Financial
2075    ULE 9/28/2009 4.5 PROSHARES ULTRA EURO ProShares Trading--Miscellaneous
2076    ULST 10/10/2013 2.69 SPDR SSGA ULTRA SHORT TERM BOND ETF SPDR State Street Global Advisors Ultrashort Bond
2077    ULTR 9/28/2009 21 IQ ULTRA SHORT DURATION ETF Exchange Traded Fund Financial
2078    ULVM 10/26/2017 0.57 VICTORYSHARES USAA MSCI USA VALUE MOMENTUM ETF Exchange Traded Fund Financial
2079    UMDD 2/11/2010 11 PROSHARES ULTRAPRO MIDCAP400 ProShares Trading--Leveraged Equity
2080    UNG 9/28/2009 1680 UNITED STATES NATURAL GAS United States Commodity Funds LLC Commodities Energy
2081    UNL 11/18/2009 6.01 UNITED STATES 12 MONTH NATURAL GAS United States Commodity Funds LLC Commodities Energy
2082    UNOV 11/1/2019 0.09 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
2083    UOCT 10/1/2018 1.02 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
2084    UPRO 9/28/2009 1163 PROSHARES ULTRAPRO S&P500 ProShares Trading--Leveraged Equity
2085    UPV 7/12/2010 2.09 PROSHARES ULTRA FTSE EUROPE ProShares Trading--Leveraged Equity
2086    UPW 9/28/2009 2.8 PROSHARES ULTRA UTILITIES ProShares Trading--Leveraged Equity
2087    URA 11/5/2010 67 GLOBAL X URANIUM ETF Global X Funds Natural Resources
2088    URE 9/28/2009 229 PROSHARES ULTRA REAL ESTATE ProShares Trading-Leveraged Equity
2089    URNM 12/4/2019 0.08 NORTHSHORE GLOBAL URANIUM MINING ETF Exchange Traded Fund Financial
2090    URR 9/28/2009 0.71 MARKET VECTORS DOUBLE LONG EURO ETN Market Vectors Trading--Miscellaneous
2091    URTH 1/12/2012 11 ISHARES MSCI WORLD iShares World Stock
2092    URTY 2/11/2010 124 PROSHARES ULTRAPRO RUSSELL2000 ProShares Trading--Leveraged Equity
2093    USAI 12/13/2017 0.25 PACER AMERICAN ENERGY INDEPENDENCE ETF Exchange Traded Fund Financial
2094    USCI 8/10/2010 16 UNITED STATES COMMODITY INDEX United States Commodity Funds LLC Commodities Broad Basket
2095    USD 9/28/2009 25 PROSHARES ULTRA SEMICONDUCTORS ProShares Trading--Leveraged Equity
2096    USDU 12/18/2013 6.01 WISDOMTREE BLOOMBERG US DLLR BULLISH ETF WisdomTree Multicurrency
2097    USDY 2/14/2018 0.09 PACIFIC GLOBAL US EQUITY INCOME ETF Exchange Traded Fund Financial
2098    USEP 9/3/2019 0.06 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
2099    USEQ 7/13/2017 0.4 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
2100    USFR 2/4/2014 12 WISDOMTREE BLOOMBERG FLOATING RT TRS ETF WisdomTree Short Government
2101    USHG 5/23/2019 0.03 AGFIQ DYNAMIC HEDGED U.S. EQUITY ETF Exchange Traded Fund Financial
2102    USHY 10/26/2017 18 ISHARES TRUST Exchange Traded Fund Financial
2103    USI 4/25/2019 0.06 PRINCIPAL ULTRA-SHORT ACTIVE INCOME ETF Exchange Traded Fund Financial
2104    USIG 2/5/2018 17 ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF
2105    USL 9/28/2009 14 UNITED STATES 12 MONTH OIL United States Commodity Funds LLC Commodities Energy
2106    USLB 11/5/2015 0.91 POWERSHARES RUSSELL 1000 LOW BETA EQ WGT PowerShares Mid-Cap Blend
2107    USLV 10/17/2011 184 VELOCITYSHARES 3X LONG SILVER ETN Credit Suisse AG Trading--Leveraged Commodities
2108    USMC 10/12/2017 0.85 PRINCIPAL U.S. MEGA-CAP MULTI-FACTOR INDEX ETF
2109    USMF 6/29/2017 1.28 WISDOMTREE TRUST Exchange Traded Fund Financial
2110    USMV 10/20/2011 351 ISHARES EDGE MSCI MIN VOL USA iShares Large Blend
2111    USO 9/28/2009 2963 UNITED STATES OIL FUND United States Commodity Funds LLC Commodities Energy
2112    USOI 4/26/2017 0.4 CREDIT SUISSE AG Investment Bankers/Brokers/Service Finance
2113    USRT 11/3/2016 9.7 ISHARES CORE US REIT iShares Real Estate
2114    USSG 3/7/2019 0.38 XTRACKERS MSCI USA ESG LEADERS EQUITY ETF Exchange Traded Fund Financial
2115    UST 1/22/2010 20 PROSHARES ULTRA 7-10 YEAR TREASURY ProShares Trading--Leveraged Debt
2116    USTB 10/26/2017 0.37 VICTORYSHARES USAA CORE SHORT-TERM BOND ETF Exchange Traded Fund Financial
2117    USV 9/29/2009 1.32 UBS ETRACS CMCI SILVER TOTAL RETURN ETN UBS Group AG Commodities Precious Metals
2118    USVM 10/26/2017 0.62 VICTORYSHARES USAA MSCI USA SMALL CAP VALUE MOMENTUM ETF Exchange Traded Fund Financial
2119    UTES 9/24/2015 0.44 VIRTUS REAVES UTILITIES ETF Exchange Traded Fund Financial
2120    UTRN 9/21/2018 0.4 VESPER US LARGE CAP SHORT-TERM REVERSAL STRATEGY ETF Exchange Traded Fund Financial
2121    UTSL 5/3/2017 1.95 DIREXION DAILY UTILITIES BULL 3X SHARES Exchange Traded Fund Financial
2122    UUP 9/28/2009 294 POWERSHARES DB US DOLLAR BULLISH ETF PowerShares DB Multicurrency
2123    UVXY 10/4/2011 5802 PROSHARES ULTRA VIX SHORT-TERM FUTURES ProShares Volatility
2124    UWM 9/28/2009 421 PROSHARES ULTRA RUSSELL2000 ProShares Trading--Leveraged Equity
2125    UWT 12/9/2016 500 VELOCITYSHARES 3X LNG CRUDE OIL ETN NEW Credit Suisse AG Trading--Leveraged Commodities
2126    UXI 9/28/2009 5.36 PROSHARES ULTRA INDUSTRIALS ProShares Trading--Leveraged Equity
2127    UYG 9/28/2009 557 PROSHARES ULTRA FINANCIALS ProShares Trading--Leveraged Equity
2128    UYM 9/28/2009 281 PROSHARES ULTRA BASIC MATERIALS ProShares Trading--Leveraged Equity
2129    VALQ 1/16/2018 0.29 AMERICAN CENTURY STOXX U.S. QUALITY VALUE ETF Exchange Traded Fund Financial
2130    VALX 12/10/2014 0.42 VALIDEA MARKET LEGENDS ETF
2131    VAMO 9/9/2015 0.94 CAMBRIA VALUE AND MOMENTUM ETF CAMBRIA ETF TRUST Large Value
2132    VAW 9/28/2009 39 VANGUARD MATERIALS ETF Vanguard Natural Resources
2133    VB 9/28/2009 206 VANGUARD SMALL-CAP ETF Vanguard Small Blend
2134    VBK 9/28/2009 67 VANGUARD SMALL-CAP GROWTH ETF Vanguard Small Growth
2135    VBND 10/16/2014 2.82 VIDENT CORE US BOND STRATEGY ETF Vident Financial Intermediate-Term Bond
2136    VBR 9/28/2009 86 VANGUARD SMALL-CAP VALUE ETF Vanguard Small Value
2137    VCIT 11/23/2009 209 VANGUARD INTERM-TERM CORP BD ETF Vanguard Corporate Bond
2138    VCLT 11/23/2009 61 VANGUARD LONG-TERM CORPORATE BD ETF Vanguard Corporate Bond
2139    VCR 9/28/2009 37 VANGUARD CONSUMER DISCRETIONARY ETF Vanguard Consumer Cyclical
2140    VCSH 11/23/2009 230 VANGUARD SHORT-TERM CORPORATE BOND ETF Vanguard Short-Term Bond
2141    VDC 9/28/2009 40 VANGUARD CONSUMER STAPLES ETF Vanguard Consumer Defensive
2142    VDE 9/28/2009 125 VANGUARD ENERGY ETF Vanguard Equity Energy
2143    VEA 9/28/2009 1237 VANGUARD FTSE DEVELOPED MARKETS ETF Vanguard Foreign Large Blend
2144    VEGA 9/18/2012 1.31 ADVISORSHARES STAR GLOBAL BUY-WRITE ETF Exchange Traded Fund Financial
2145    VEGI 2/2/2012 2.03 ISHARES MSCI GLBL AGRICULTURE PRODUCERS iShares Natural Resources
2146    VEGN 9/10/2019 0.19 US VEGAN CLIMATE INDEX Exchange Traded Fund Financial
2147    VETS 9/28/2009 0.22 PACER MILITARY TIMES BEST EMPLOYERS ETF
2148    VEU 9/28/2009 497 VANGUARD FTSE ALL-WLD EX-US ETF Vanguard Foreign Large Blend
2149    VFH 9/28/2009 141 VANGUARD FINANCIALS ETF Vanguard Financial
2150    VFLQ 2/15/2018 0.13 VANGUARD WELLINGTON FUND Exchange Traded Fund Financial
2151    VFMF 2/15/2018 0.67 VANGUARD WELLINGTON FUND Exchange Traded Fund Financial
2152    VFMO 2/15/2018 0.3 VANGUARD WELLINGTON FUND Exchange Traded Fund Financial
2153    VFMV 2/15/2018 0.5 VANGUARD WELLINGTON FUND Exchange Traded Fund Financial
2154    VFQY 2/15/2018 0.24 VANGUARD WELLINGTON FUND Exchange Traded Fund Financial
2155    VFVA 2/15/2018 0.46 VANGUARD WELLINGTON FUND Exchange Traded Fund Financial
2156    VGFO 10/12/2017 0.04 VIRTUS WMC GLOBAL FACTOR OPPORTUNITIES ETF Exchange Traded Fund Financial
2157    VGIT 11/23/2009 25 VANGUARD INTERM-TERM GOVT BD ETF Vanguard Intermediate Government
2158    VGK 9/28/2009 1056 VANGUARD FTSE EUROPE ETF Vanguard Europe Stock
2159    VGLT 11/24/2009 25 VANGUARD LONG-TERM GOVERNMENT BD ETF Vanguard Long Government
2160    VGSH 11/23/2009 33 VANGUARD SHORT-TERM GOVERNMENT BOND ETF Vanguard Short Government
2161    VGT 9/28/2009 143 VANGUARD INFORMATION TECHNOLOGY ETF Vanguard Technology
2162    VHT 9/28/2009 78 VANGUARD HEALTH CARE ETF Vanguard Health
2163    VIDI 10/30/2013 5.74 VIDENT INTERNATIONAL EQUITY FUND
2164    VIG 9/28/2009 306 VANGUARD DIVIDEND APPRECIATION ETF Vanguard Large Blend
2165    VIGI 3/2/2016 12 VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF
2166    VIIX 11/30/2010 77 VELOCITYSHARES VIX ST ETN Credit Suisse AG Volatility
2167    VIOG 9/24/2010 3.45 VANGUARD S&P SMALL-CAP 600 GROW Vanguard Small Growth
2168    VIOO 9/24/2010 11 VANGUARD S&P SMALL-CAP 600 ETF Vanguard Small Blend
2169    VIOV 9/24/2010 3.59 VANGUARD S&P SMALL-CAP 600 VALUE ETF Vanguard Small Value
2170    VIS 9/28/2009 40 VANGUARD INDUSTRIALS ETF Vanguard Industrials
2171    VIXM 1/4/2011 16 PROSHARES VIX MID-TERM FUTURES ProShares Volatility
2172    VIXY 1/4/2011 840 PROSHARES VIX SHORT-TERM FUTURES ProShares Volatility
2173    VLU 10/25/2012 0.29 SPDR S&P 1500 VALUE TILT ETF SPDR State Street Global Advisors Large Value
2174    VLUE 4/18/2013 46 ISHARES EDGE MSCI USA VALUE FACTOR iShares Large Value
2175    VMBS 11/23/2009 55 VANGUARD MORTGAGE-BACKED SECS ETF Vanguard Intermediate-Term Bond
2176    VMOT 5/3/2017 1.04 ALPHA ARCHITECT ETF TRUST Exchange Traded Fund Financial
2177    VNLA 11/17/2016 8 JANUS SHORT DURATION INCOME ETF Janus World Bond
2178    VNM 9/28/2009 103 VANECK VECTORS VIETNAM ETF Van Eck Miscellaneous Region
2179    VNQ 9/28/2009 2005 VANGUARD REIT ETF Vanguard Real Estate
2180    VNQI 11/1/2010 77 VANGUARD GLOBAL EX-US REAL EST ETF Vanguard Global Real Estate
2181    VO 9/28/2009 141 VANGUARD MID-CAP ETF Vanguard Mid-Cap Blend
2182    VOE 9/28/2009 75 VANGUARD MID-CAP VALUE ETF Vanguard Mid-Cap Value
2183    VONE 9/24/2010 8.97 VANGUARD RUSSELL 1000 ETF Vanguard Large Blend
2184    VONG 9/24/2010 14 VANGUARD RUSSELL 1000 GROWTH ETF Vanguard Large Growth
2185    VONV 9/24/2010 12 VANGUARD RUSSELL 1000 VALUE ETF Vanguard Large Value
2186    VOO 9/24/2010 728 VANGUARD 500 ETF Vanguard Large Blend
2187    VOOG 9/24/2010 19 VANGUARD S&P 500 GROWTH ETF Vanguard Large Growth
2188    VOOV 9/24/2010 7.66 VANGUARD S&P 500 VALUE ETF Vanguard Large Value
2189    VOT 9/28/2009 47 VANGUARD MID-CAP GROWTH ETF Vanguard Mid-Cap Growth
2190    VOX 9/28/2009 33 VANGUARD TELECOMMUNICATION SERVICES ETF Vanguard Communications
2191    VPC 2/8/2019 0.99 VIRTUS PRIVATE CREDIT STRATEGY ETF Exchange Traded Fund Financial
2192    VPL 9/28/2009 134 VANGUARD FTSE PACIFIC ETF Vanguard Diversified Pacific/Asia
2193    VPU 9/28/2009 59 VANGUARD UTILITIES ETF Vanguard Utilities
2194    VQT 9/24/2010 3.11 BARCLAYS ETN+ S&P VEQTOR Barclays Funds Long-Short Equity
2195    VRAI 2/8/2019 0.9 VIRTUS REAL ASSET INCOME ETF Exchange Traded Fund Financial
2196    VRIG 9/22/2016 5.8 INVESCO VARIABLE RATE INVESTMENT GRADE ETF
2197    VRP 5/1/2014 40 POWERSHARES VARIABLE RATE PREFERRED ETF PowerShares Preferred Stock
2198    VSDA 4/18/2017 0.8 VICTORYSHARES DIVIDEND ACCELERATOR ETF
2199    VSGX 9/20/2018 2.34 VANGUARD WORLD FUNDS Exchange Traded Fund Financial
2200    VSL 2/23/2018 0.12 VOLSHARES LARGE CAP ETF Exchange Traded Fund Financial
2201    VSMV 6/22/2017 0.59 VICTORYSHARES US MULTI-FACTOR MINIMUM VOLATILITY ETF
2202    VSS 9/28/2009 46 VANGUARD FTSE ALL-WLD EX-US SMCP ETF Vanguard Foreign Small/Mid Blend
2203    VT 9/28/2009 231 VANGUARD TOTAL WORLD STOCK ETF Vanguard World Stock
2204    VTC 11/9/2017 1.93 VANGUARD TOTAL CORPORATE BOND ETF
2205    VTEB 8/25/2015 44 VANGUARD TAX-EXEMPT BOND ETF Exchange Traded Fund Financial
2206    VTHR 9/24/2010 2.97 VANGUARD RUSSELL 3000 ETF Vanguard Large Blend
2207    VTI 9/28/2009 1033 VANGUARD TOTAL STOCK MARKET ETF Vanguard Large Blend
2208    VTIP 10/16/2012 57 VANGUARD SHORT-TERM INFL-PROT SECS ETF Vanguard Inflation-Protected Bond
2209    VTV 9/28/2009 324 VANGUARD VALUE ETF Vanguard Large Value
2210    VTWG 9/24/2010 5.04 VANGUARD RUSSELL 2000 GROWTH ETF Vanguard Small Growth
2211    VTWO 9/24/2010 27 VANGUARD RUSSELL 2000 ETF
2212    VTWV 9/24/2010 3.23 VANGUARD RUSSELL 2000 VALUE ETF Vanguard Small Value
2213    VUG 9/28/2009 248 VANGUARD GROWTH ETF Vanguard Large Growth
2214    VUSE 1/22/2014 3.51 VIDENT CORE US EQUITY Vident Financial Mid-Cap Value
2215    VV 9/28/2009 93 VANGUARD LARGE-CAP ETF Vanguard Large Blend
2216    VWO 9/28/2009 4155 VANGUARD FTSE EMERGING MARKETS ETF Vanguard Diversified Emerging Mkts
2217    VWOB 6/4/2013 22 VANGUARD EMERGING MKTS GOVT BD ETF Vanguard Emerging Markets Bond
2218    VXF 9/28/2009 92 VANGUARD EXTENDED MARKET ETF Vanguard Mid-Cap Blend
2219    VXUS 1/28/2011 144 VANGUARD TOTAL INTERNATIONAL STOCK ETF Vanguard Foreign Large Blend
2220    VXX 9/28/2009 14606 IPATH S&P 500 VIX ST FUTURES ETN Barclays Funds Volatility
2221    VXZ 9/28/2009 165 IPATH S&P 500 VIX MT FUTURES ETN Barclays Funds Volatility
2222    VYM 9/28/2009 217 VANGUARD HIGH DIVIDEND YIELD ETF Vanguard Large Value
2223    VYMI 3/2/2016 11 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF
2224    WANT 11/29/2018 0.6 DIREXION DAILY CONSUMER DISCRETIONARY BULL 3X SHARES Exchange Traded Fund Financial
2225    WBIE 8/27/2014 1.44 WBI TACTICAL LCG SHARES ETF WBI Investments Large Growth
2226    WBIF 8/27/2014 1.37 WBI TACTICAL LCV SHARES ETF WBI Investments Large Blend
2227    WBIG 8/27/2014 1.69 WBI TACTICAL LCY SHARES ETF WBI Investments Large Blend
2228    WBII 8/27/2014 2.28 WBI TACTICAL INCOME SHARES ETF WBI Investments Allocation--15% to 30% Equity
2229    WBIL 8/27/2014 1.29 WBI TACTICAL LCS SHARES ETF WBI Investments Large Blend
2230    WBIN 7/19/2019 0.2 WBI BULLBEAR TREND SWITCH US TOTAL RETURN ETF Exchange Traded Fund Financial
2231    WBIT 5/29/2019 0.27 ABSOLUTE SHARES TRUST WBI BULLBEAR TREND SWITCH US 3000 TOTAL Exchange Traded Fund Financial
2232    WBIY 12/22/2016 1.14 WBI POWER FACTOR HIGH DIVIDEND ETF WBI Investments Large Value
2233    WBND 10/4/2018 0.49 WESTERN ASSET TOTAL RETURN ETF
2234    WCHN 12/21/2017 0.7 WISDOMTREE ICBCCS S&P CHINA 500 FUND Exchange Traded Fund Financial
2235    WCLD 9/6/2019 0.34 WISDOMTREE CLOUD COMPUTING FUND
2236    WDIV 5/30/2013 3.11 SPDR S&P GLOBAL DIVIDEND ETF SPDR State Street Global Advisors World Stock
2237    WDRW 8/19/2015 0.76 DIREXION DAILY REGIONAL BNKS BEAR 3X ETF Direxion Funds Trading--Inverse Equity
2238    WEAT 9/19/2011 13 TEUCRIUM WHEAT ETF Teucrium Commodities Agriculture
2239    WEBL 11/7/2019 0.32 DIREXION DAILY DOW JONES INTERNET BULL 3X SHARES Exchange Traded Fund Financial
2240    WEBS 11/7/2019 0.22 DIREXION DAILY DOW JONES INTERNET BEAR 3X SHARES Exchange Traded Fund Financial
2241    WFHY 4/27/2016 0.42 WISDOMTREE TRUST Exchange Traded Fund Financial
2242    WFIG 4/27/2016 0.2 WISDOMTREE TRUST Exchange Traded Fund Financial
2243    WIL 7/10/2014 0.09 BARCLAYS WOMEN IN LEADERSHIP ETN Barclays Funds Large Blend
2244    WINC 2/8/2019 0.13 WESTERN ASSET SHORT DURATION INCOME ETF
2245    WIP 9/28/2009 33 SPDR CITI INTL GOVT INFL-PROT BD ETF SPDR State Street Global Advisors World Bond
2246    WLDR 1/17/2018 0.12 AFFINITY WORLD LEADERS EQUITY ETF Exchange Traded Fund Financial
2247    WOMN 8/28/2018 0.07 IMPACT SHARES TRUST I ETF IMPACT SHARES YWCA WOMENAS EMPOWERME Exchange Traded Fund Financial
2248    WOOD 9/28/2009 9.37 ISHARES GLOBAL TIMBER & FORESTRY iShares Natural Resources
2249    WPS 9/28/2009 8.65 ISHARES TRUST ISHARES S&P DEVEL iShares Global Real Estate
2250    WTID 1/5/2017 2.29 UBS ETRACS PROSHARES DLY 3X INVRS CRDETN UBS Trading--Inverse Commodities
2251    WTIU 1/5/2017 9.63 UBS ETRACS PROSHARES DLY 3X LNG CRUD ETN UBS Trading--Leveraged Commodities
2252    WTMF 6/26/2017 2.39 WISDOMTREE MANAGED FUTURES STRATEGY FUND Exchange Traded Fund Financial
2253    WWJD 10/1/2019 0.2 INSPIRE INTERNATIONAL ESG ETF Exchange Traded Fund Financial
2254    XAR 9/29/2011 21 SPDR S&P AEROSPACE & DEFENSE ETF SPDR State Street Global Advisors Industrials
2255    XBI 9/28/2009 1284 SPDR S&P BIOTECH ETF SPDR State Street Global Advisors Health
2256    XBUY 1/30/2019 0.09 AMPLIFY INTERNATIONAL ONLINE RETAIL ETF Exchange Traded Fund Financial
2257    XCEM 9/2/2015 0.46 COLUMBIA EM CORE EX-CHINA ETF Columbia Diversified Emerging Mkts
2258    XCOM 11/12/2015 8.08 PROSHARES ULTRA COMMUNICATION SERVICES SELECT SECTOR Exchange Traded Fund Financial
2259    XDIV 2/6/2018 0.12 U.S. EQUITY EX-DIVIDEND FUND SERIES 2027 SHARES Exchange Traded Fund Financial
2260    XES 9/28/2009 149 SPDR S&P OIL & GAS EQUIPMENT&SVCS ETF SPDR State Street Global Advisors Equity Energy
2261    XHB 9/28/2009 1525 SPDR S&P HOMEBUILDERS ETF SPDR State Street Global Advisors Consumer Cyclical
2262    XHE 1/27/2011 6.65 SPDR S&P HEALTH CARE EQUIPMENT ETF SPDR State Street Global Advisors Health
2263    XHS 9/29/2011 4.54 SPDR S&P HEALTH CARE SERVICES ETF SPDR State Street Global Advisors Health
2264    XITK 1/14/2016 1.22 SPDR FACTSET INNOVATIVE TECHNOLOGY ETF Exchange Traded Fund Financial
2265    XLB 9/28/2009 2689 MATERIALS SELECT SECTOR SPDR State Street Global Advisors Natural Resources
2266    XLC 6/19/2018 187 THE COMMUNICATION SERVICES SELECT SECTOR SPDR FUND Exchange Traded Fund Financial
2267    XLE 9/28/2009 7386 ENERGY SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Equity Energy
2268    XLF 9/28/2009 5764 FINANCIAL SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Financial
2269    XLG 9/28/2009 12 GUGGENHEIM S&P 500 TOP 50 ETF Guggenheim Investments Large Blend
2270    XLI 9/28/2009 4057 INDUSTRIAL SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Industrials
2271    XLK 9/28/2009 3004 TECHNOLOGY SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Technology
2272    XLP 9/28/2009 2608 CONSUMER STAPLES SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Consumer Defensive
2273    XLRE 10/8/2015 312 REAL ESTATE SELECT SECTOR SPDR SPDR State Street Global Advisors Real Estate
2274    XLSR 4/3/2019 0.32 SPDR SSGA U.S. SECTOR ROTATION ETF Exchange Traded Fund Financial
2275    XLU 9/28/2009 3971 UTILITIES SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Utilities
2276    XLV 9/28/2009 3462 HEALTH CARE SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Health
2277    XLY 9/28/2009 2692 CONSUMER DISCRET SEL SECT SPDR ETF SPDR State Street Global Advisors Consumer Cyclical
2278    XME 9/28/2009 1612 SPDR S&P METALS AND MINING ETF SPDR State Street Global Advisors Natural Resources
2279    XMHQ 12/31/2018 0.08 INVESCO S&P MIDCAP QUALITY ETF Exchange Traded Fund Financial
2280    XMLV 2/15/2013 23 POWERSHARES S&P MIDCAP LOW VOLATIL ETF PowerShares Mid-Cap Value
2281    XMMO 12/31/2018 3.89 INVESCO S&P MIDCAP MOMENTUM ETF Exchange Traded Fund Financial
2282    XMPT 7/13/2011 4.64 VANECK VECTORS CEF MUNICIPAL INCOME ETF Van Eck Muni National Long
2283    XMVM 12/31/2018 0.4 INVESCO S&P MIDCAP VALUE WITH MOMENTUM ETF Exchange Traded Fund Financial
2284    XNTK 3/21/2017 2.99 SPDR NYSE TECHNOLOGY ETF Exchange Traded Fund Financial
2285    XOP 9/28/2009 4744 SPDR S&P OIL & GAS EXPLOR & PRODTN ETF SPDR State Street Global Advisors Equity Energy
2286    XOUT 10/7/2019 0.29 GRANITESHARES XOUT U.S. LARGE CAP ETF Exchange Traded Fund Financial
2287    XPH 9/28/2009 34 SPDR S&P PHARMACEUTICALS ETF SPDR State Street Global Advisors Health
2288    XPP 9/28/2009 15 PROSHARES ULTRA FTSE CHINA 50 ProShares Trading--Leveraged Equity
2289    XRLV 4/9/2015 3.22 POWERSHARES S&P 500EX-RATE SNSVLWVTL ETF PowerShares Large Blend
2290    XRT 9/28/2009 2637 SPDR S&P RETAIL ETF SPDR State Street Global Advisors Consumer Cyclical
2291    XSD 9/28/2009 38 SPDR S&P SEMICONDUCTOR ETF State Street Global Advisors Technology
2292    XSHD 12/1/2016 0.57 POWERSHARES S&P SMCP HI DIV LOW VOLATIL PowerShares Small Value
2293    XSHQ 4/6/2017 0.24 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
2294    XSLV 2/15/2013 22 POWERSHARES S&P SMALLCAP LOW VOLATIL ETF PowerShares Small Value
2295    XSMO 12/31/2018 0.55 INVESCO S&P SMALLCAP MOMENTUM ETF Exchange Traded Fund Financial
2296    XSOE 12/10/2014 5.42 WISDOMTREE EMERGING MARKETS EX-STATE OWNED ENTERPRISES FUND Exchange Traded Fund Financial
2297    XSVM 12/31/2018 0.43 INVESCO S&P SMALLCAP VALUE WITH MOMENTUM ETF Exchange Traded Fund Financial
2298    XSW 9/29/2011 2.64 SPDR S&P SOFTWARE & SERVICES ETF SPDR State Street Global Advisors Technology
2299    XT 3/23/2015 13 ISHARES EXPONENTIAL TECHNOLOGIES iShares Miscellaneous Sector
2300    XTH 6/28/2016 0.12 SPDR S&P TECHNOLOGY HARDWARE ETF Exchange Traded Fund Financial
2301    XTL 1/27/2011 2.58 SPDR S&P TELECOM ETF SPDR State Street Global Advisors Communications
2302    XTN 1/27/2011 8.95 SPDR S&P TRANSPORTATION ETF SPDR State Street Global Advisors Industrials
2303    XVZ 8/18/2011 3.78 IPATH S&P 500 DYNAMIC VIX ETN Barclays Funds Volatility
2304    XWEB 6/28/2016 0.72 SPDR S&P INTERNET ETF SPDR State Street Global Advisors Technology
2305    YANG 2/22/2011 96 DIREXION DAILY FTSE CHINA BEAR 3X ETF Direxion Funds Trading--Inverse Equity
2306    YCL 9/28/2009 1.55 PROSHARES ULTRA YEN ProShares Trading--Miscellaneous
2307    YCOM 1/16/2019 0.06 PROSHARES ULTRASHORT COMMUNICATION SERVICES SELECT SECTOR Exchange Traded Fund Financial
2308    YCS 9/28/2009 48 PROSHARES ULTRASHORT YEN ProShares Trading--Miscellaneous
2309    YGRN 4/10/2019 0.04 BANK OF MONTREAL Commercial Banks Finance
2310    YINN 2/22/2011 349 DIREXION DAILY FTSE CHINA BULL 3X ETF Direxion Funds Trading--Leveraged Equity
2311    YLCO 5/28/2015 1.3 GLOBAL X YIELDCO ETF Global X Funds World Stock
2312    YLD 7/9/2015 0.72 PRINCIPAL EDGE ACTIVE INCOME ETF Principal Funds Allocation--30% to 50% Equity
2313    YLDE 5/23/2017 0.07 CLEARBRIDGE DIVIDEND STRATEGY ESG ETF
2314    YOLO 4/18/2019 2.26 ADVISORSHARES PURE CANNABIS ETF Exchange Traded Fund Financial
2315    YXI 4/9/2010 2.93 PROSHARES SHORT FTSE CHINA 50 ProShares Trading--Inverse Equity
2316    YYY 2/25/2013 8.56 YIELDSHARES HIGH INCOME ETF YieldShares Tactical Allocation
2317    ZBIO 6/23/2015 6.69 PROSHARES ULTRAPRO SHORT NASDAQ BIOTECH ProShares Trading--Inverse Equity
2318    ZCAN 3/26/2018 0.13 SPDR SOLACTIVE CANADA ETF Exchange Traded Fund Financial
2319    ZDEU 3/26/2018 0.08 SPDR SOLACTIVE GERMANY ETF Exchange Traded Fund Financial
2320    ZGBR 3/27/2018 0.16 SPDR SOLACTIVE UNITED KINGDOM ETF Exchange Traded Fund Financial
2321    ZHOK 9/19/2018 0.15 SPDR SOLACTIVE HONG KONG ETF Exchange Traded Fund Financial
2322    ZIG 5/15/2019 0.21 THE ACQUIRERS FUND Exchange Traded Fund Financial
2323    ZIV 11/30/2010 23 VELOCITYSHARES DAILY INVERSE VIX MT ETN Credit Suisse AG Volatility
2324    ZJPN 3/26/2018 0.11 SPDR SOLACTIVE JAPAN ETF Exchange Traded Fund Financial
2325    ZMLP 1/28/2014 4.27 DIREXION ZACKS MLP HIGH INCOME ETF Direxion Funds Energy Limited Partnership
2326    ZROZ 11/4/2009 10 PIMCO 25+ YEAR ZERO COUPON US TRS ETF Pimco Long Government
2327    ZSL 9/28/2009 308 PROSHARES ULTRASHORT SILVER ProShares Trading--Inverse Commodities

Delisted Instruments:

 #   Symbol   StartDate   Size(MB)   Description   Industry   Sector 
1    AAIT 2/9/2012 0.45 ISHARES MSCI ALL COUNTRY ASIA INFO TECH Exchange Traded Fund Financial
2    AAVX 9/8/2011 0.22 ETRACS DAILY SHORT 1 MONTH S&P
3    ABCS 6/8/2011 0.38 GUGGENHEIM ABC HIGH DIVIDEND ET Guggenheim Funds Distributors, Inc. Foreign Large Value
4    ACCU 1/26/2012 1.25 ADVISORSHARES ACCUVEST GLOBAL OPPORT ETF Exchange Traded Fund Financial
5    ACIM 2/28/2012 1.55 SPDR MSCI ACWI IMI ETF SPDR State Street Global Advisors World Stock
6    ACTX 4/29/2015 0.08 GLOBAL X GURU ACTIVIST ETF Global X Funds Large Blend
7    ADRA 9/25/2009 1.34 BLDRS ASIA 50 ADR INDEX FUND
8    ADRD 9/25/2009 2.31 BLDRS DEVELOPED MARKETS 100 ADR ETF PowerShares Foreign Large Value
9    ADRU 9/25/2009 1.15 BLDRS EUROPE SELECT ADR ETF PowerShares Europe Stock
10    ADZ 9/25/2009 0.29 DB AGRICULTURE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities
11    AGA 9/25/2009 2.05 DB AGRICULTURE DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities
12    AGEM 2/28/2011 0.47 EGSHARES GEMS COMPOSITE ETF Emerging Global Advisors Diversified Emerging Mkts
13    AGF 9/25/2009 1.97 DB AGRICULTURE LONG ETN DB AGRI Deutsche Bank Commodities Agriculture
14    AGGE 5/10/2016 0.88 IQ ENHANCED CORE BOND US ETF IndexIQ Intermediate-Term Bond
15    AGLS 8/8/2011 0.73 ACCUVEST GLOBAL LONG SHORT ETF
16    AGOL 1/14/2011 0.22 ETFS ASIAN GOLD TRUST ETF Securities Ltd Commodities Precious Metals
17    AGRG 5/19/2011 0.03 RUSSELL AGGRESSIVE GROWTH ETF Russell Large Growth
18    ALD 9/25/2009 45 WISDOMTREE ASIA LOCAL DEBT ETF WisdomTree Emerging-Markets Local-Currency Bond
19    ALFI 11/10/2015 0.14
20    ALTL 9/6/2012 0.34 RBS US LARGE CAP ALTERNATOR ETN Royal Bank of Scotland NV Large Blend
21    ALUM 1/5/2011 0.21 GLOBAL X ALUMINUM ETF Global X Funds Natural Resources
22    AMPS 2/22/2012 0.6 ISHARES UTILITIES BOND iShares Corporate Bond
23    AND 2/3/2011 1.02 GLOBAL X FTSE ANDEAN 40 ETF Global X Funds Latin America Stock
24    AOIL 9/6/2018 0.07
25    ARVR 7/10/2018 0.02
26    ASDR 4/9/2013 0.02 VELOCITYSHARES EMERGING ASIA DR ETF ALPS Diversified Pacific/Asia
27    AUD 11/1/2011 0.58 PIMCO AUSTRALIA BOND INDEX FUND PIMCO World Bond
28    AUGR 8/1/2018 0.08
29    AUNZ 7/5/2011 2.57 WISDOMTREE AUSTRALIA & NZL DBT ETF WisdomTree World Bond
30    AUSE 2/28/2011 1.64 WISDOMTREE AUSTRALIA DIVIDEND ETF WisdomTree Miscellaneous Region
31    AXDI 8/10/2010 0.09 ISHARES MSCI ACWI EX US CONSUME iShares Consumer Cyclical
32    AXEN 8/10/2010 0.22 ISHARES MSCI ACWI EX US ENERGY iShares Equity Energy
33    AXFN 1/28/2010 0.22 ISHARES MSCI ACWI EX US FINANCI iShares Financial
34    AXHE 8/10/2010 0.18 ISHARES MSCI ACWI EX US HEALTH iShares Health
35    AXID 8/10/2010 0.14 ISHARES MSCI ACWI EX US INDUSTR iShares Industrials
36    AXIT 7/20/2010 0.1 ISHARES MSCI ACWI EX US INFORMA iShares Technology
37    AXJS 2/3/2012 0.28 ISHARES MSCI AC ASIA EX JAPAN SMALL-CAP iShares Pacific/Asia ex-Japan Stk
38    AXJV 6/5/2014 0.46 ISHARES EDGE MSCI MIN VOL ASIA EX JAPAN iShares Pacific/Asia ex-Japan Stk
39    AXMT 8/10/2010 0.22 ISHARES MSCI ACWI EX US MATERIA iShares Natural Resources
40    AXSL 8/4/2010 0.12 ISHARES TMSCI ACWI EX US CONSUM iShares Consumer Defensive
41    AXTE 8/10/2010 0.15 ISHARES MSCI ACWI EX US TELECOM iShares Communications
42    AXUT 8/10/2010 0.31 ISHARES MSCI ACWI EX US UTILITI iShares Utilities
43    AYT 9/25/2009 1.68 IPATH GEMS ASIA 8 ETN Barclays Funds Multicurrency
44    AZIA 4/3/2013 0.32 GLOBAL X CENTRAL ASIA & MONGOLIA ETF Exchange Traded Fund Financial
45    BABS 8/3/2010 4.14 SPDR NUVEEN BARCLAYS CAPITAL BU State Street Global Advisors Long-Term Bond
46    BABZ 9/24/2010 1.72 PIMCO BUILD AMERICA BOND STRATE PIMCO Long-Term Bond
47    BALB 2/5/2018 0.09
48    BARN 6/2/2011 0.11 GLOBAL X FARMING ETF Global X Funds Natural Resources
49    BARS 5/6/2014 0.03 DIREXION DAILY GOLD BEAR 3X ETF Exchange Traded Fund Financial
50    BBRC 8/15/2012 6.33 EGSHARES BEYOND BRICS ETF Exchange Traded Fund Financial
51    BBVX 9/8/2011 0.13 ETRACS DAILY SHORT 2 MONTH S&P Commercial Banks, Not Elsewhere Classified Finance, Insurance, and Real Estate
52    BCHP 4/23/2014 0.16 EGSHARES BLUE CHIP ETF Exchange Traded Fund Financial
53    BCNA 6/20/2018 0.07
54    BDAT 7/16/2015 0.02
55    BDD 9/25/2009 3.59 DB BASE METALS DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities
56    BDG 9/25/2009 0.25 DB BASE METALS LONG ETN Deutsche Bank AG Commodities Industrial Metals
57    BDH 9/25/2009 0.61 MERRILL LYNCH & CO., INC. BROAD Merrill Lynch Technology
58    BEF 3/31/2017 0.05
59    BEMO 6/9/2016 0.71
60    BERN 10/17/2017 0.05
61    BGU 9/25/2009 428 DIREXION LARGE CAP BULL 3X SHAR Direxion Funds Trading-Leveraged Equity
62    BGZ 9/25/2009 468 DIREXION LARGE CAP BEAR 3X SHAR Direxion Funds Trading-Inverse Equity
63    BHH 9/25/2009 2.39 MERRILL LYNCH & CO., INC. B2B I Merrill Lynch Technology
64    BIGD 10/5/2015 0.06 PUREFUNDS ISE BIG DATA ETF Pure Funds Technology
65    BIK 9/25/2009 15 SPDR S&P BRIC 40 State Street Global Advisors Diversified Emerging Mkts
66    BIKR 6/21/2018 0.1
67    BITE 10/28/2015 0.08
68    BJJN 1/18/2018 0.04
69    BJO 2/1/2018 0.92
70    BKC 9/25/2009 107
71    BKCH 2/7/2019 0.1
72    BLNG 4/21/2011 0.21 IPATH PURE BETA PRECIOUS METAL
73    BMLA 5/19/2016 0.02 BULLMARK LATAM SELECT LEADERS ETF
74    BNDS 5/26/2015 4.33 SPDR BLMBG BARCLAYS AGGREGATE BOND ETF SPDR State Street Global Advisors Intermediate-Term Bond
75    BNZ 9/25/2009 1.1 WISDOMTREE DREYFUS NEW ZEALAND WisdomTree Trust Currency
76    BOM 9/25/2009 2.97 DB BASE METALS DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities
77    BONO 5/12/2011 1 MARKET VECTORS LATAM AGGREGATE Van Eck Emerging Markets Bond
78    BOON 2/28/2018 0.19
79    BOS 9/25/2009 1.05 POWERSHARES DB BASE METALS SHOR Deutsche Bank Trading-Inverse Commodities
80    BRAF 7/29/2010 0.58 GLOBAL X BRAZIL FINANCIALS ETF Global X Funds Latin America Stock
81    BRAQ 7/12/2010 1.92 GLOBAL X BRAZIL CONSUMER ETF Global X Funds Latin America Stock
82    BRAZ 7/12/2010 1.84 GLOBAL X BRAZIL MID CAP ETF Global X Funds Latin America Stock
83    BRGL 10/17/2017 0.02
84    BRIL 4/9/2010 0.57 DIREXION DAILY BRIC BULL 3X SHA Direxion Funds Trading-Leveraged Equity
85    BRIS 4/12/2010 0.28 DIREXION DAILY BRIC BEAR 3X SHA Direxion Funds Trading-Inverse Equity
86    BRXX 2/24/2010 4.79 EGSHARES BRAZIL INFRASTRUCTURE Emerging Global Advisors Latin America Stock
87    BRZS 5/1/2013 0.57
88    BSC 9/25/2009 0.12 ELEMENTS BG SMALL CAP ETN Deutsche Bank AG Small Value
89    BSCC 7/12/2010 0.84 GUGGENHEIM BULLETSHARES 2012 CB Guggenheim Funds Distributors, Inc. Short-Term Bond
90    BSCD 7/12/2010 2.03 GUGGENHEIM BULLETSHARES 2013 CO Guggenheim Funds Distributors, Inc. Short-Term Bond
91    BSCF 7/12/2010 8.57 GUGGENHEIM BULLETSHARES 2015 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond
92    BSCG 7/12/2010 12 GUGGENHEIM BULLETSHARES 2016 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond
93    BSCH 7/12/2010 16 GUGGENHEIM BULLETSHRS 2017 CORP BD ETF Guggenheim Investments Corporate Bond
94    BSCI 3/28/2012 17 GUGGENHEIM BULLETSHRS 2018 CORP BD ETF Guggenheim Investments Corporate Bond
95    BSCJ 3/29/2012 19 GUGGENHEIM BULLETSHRS 2019 CORP BD ETF Guggenheim Investments Corporate Bond
96    BSJE 1/25/2011 6.52 GUGGENHEIM BULLETSHARES 2014 HI Guggenheim Funds Distributors, Inc. High Yield Bond
97    BSJF 1/25/2011 15 GUGGENHEIM BULLETSHARES 2015 HI Guggenheim Funds Distributors, Inc. High Yield Bond
98    BSJG 4/25/2012 11 GUGGENHEIM BULLETSHRS2016 HY CORPBD ETF Exchange Traded Fund Financial
99    BSJH 4/25/2012 13 GUGGENHEIM BULLETSHRS 2017 HY CORPBD ETF Guggenheim Investments High Yield Bond
100    BSJI 4/25/2012 19 GUGGENHEIM BULLETSHRS 2018 HY CORPBD ETF Guggenheim Investments High Yield Bond
101    BSJJ 9/24/2013 20 GUGGENHEIM BULLETSHRS 2019 HY CORPBD ETF Guggenheim Investments High Yield Bond
102    BSWN 7/14/2016 0.17 VELOCITYSHARES VIX TAIL RISK ETN UBS Volatility
103    BTAH 9/13/2011 0.07 QUANTSHARES U.S. MARKET NEUTRAL
104    BUND 11/10/2011 0.06 PIMCO GERMANY BOND INDEX FUND PIMCO World Bond
105    BUNL 3/23/2011 1.08 POWERSHARES DB GERMAN BUND FUTU
106    BUNT 3/23/2011 0.78 POWERSHARES DB 3X GERMAN BUND F
107    BUZ 4/19/2016 0.35 SPROTT BUZZ SOCIAL MEDIA INSIGHTS ETF ALPS Large Growth
108    BVL 9/25/2009 0.02 DEUTSCHE BANK AG ETN Deutsche Bank AG Large Value
109    BVNSC 2/15/2018 0.01
110    BVT 9/25/2009 0.08 DEUTSCHE BANK AG ETN Deutsche Bank AG Large Value
111    BWV 9/25/2009 0.6 IPATH CBOE S&P 500 BUYWRITE ETN Barclays Funds Large Blend
112    BXDB 11/18/2009 0.76 BARCLAYS SHORT B LEVERAGED S&P Barclays Bank PLC Trading-Inverse Equity
113    BXDC 11/18/2009 1.1 BARCLAYS SHORT C LEVERAGED INVE Barclays Bank PLC Trading-Inverse Equity
114    BXUB 11/18/2009 1.14 BARCLAYS LONG B LEVERAGED S&P 5 Barclays Bank PLC Trading-Leveraged Equity
115    BXUC 11/18/2009 1.99 BARCLAYS LONG C LEVERAGED S&P 5 Barclays Bank PLC Trading-Leveraged Equity
116    BZF 9/25/2009 9.17 WISDOMTREE BRAZILIAN REAL STRATEGY ETF WisdomTree Single Currency
117    CAD 11/10/2011 0.44 PIMCO CANADA BOND INDEX FUND ET PIMCO World Bond
118    CAFE 4/21/2011 1.89 IPATH PURE BETA COFFEE ETN Barclays Funds Commodities Agriculture
119    CAPX 5/27/2015 0.07 ELKHORN S&P 500 CAPITAL EXPENDITURES Elkhorn Large Blend
120    CBND 4/7/2011 2.38 SPDR BLMBG BARCLAYS ISR SCR CORPBD ETF SPDR State Street Global Advisors Corporate Bond
121    CCVX 9/8/2011 0.11 ETRACS DAILY SHORT 3 MONTH S&P
122    CCXE 2/28/2011 0.75 WISDOMTREE COMMODITY COUNTRY EQ WisdomTree Natural Resources
123    CFGE 7/14/2014 0.05
124    CFT 9/28/2009 13 ISHARES LEHMAN CREDIT BOND FUND iShares Intermediate-Term Bond
125    CGVIC 4/13/2018 0.01
126    CHLC 10/12/2011 0.75 MARKET VECTORS RENMINBI BOND ETF Exchange Traded Fund Financial
127    CHNB 11/19/2014 0.19
128    CHOC 4/21/2011 1.01 IPATH PURE BETA COCOA ETN Barclays Funds Commodities Agriculture
129    CHXF 9/19/2012 0.56 WISDOMTREE CHINA DIVIDEND EX-FINCLS ETF Exchange Traded Fund Financial
130    CHXX 2/17/2010 1.68 EGSHARES CHINA INFRASTRUCTURE E Emerging Global Advisors China Region
131    CIU 9/28/2009 93 ISHARES INTERMEDIATE CREDIT BOND iShares Corporate Bond
132    CIVEC 4/13/2018 0.01
133    CJNK 11/17/2014 2.2 SPDR BOFA ML CROSSOVER CORP BD ETF SPDR State Street Global Advisors Corporate Bond
134    CLAW 8/19/2015 0.09 DIREXION DAILY HMBLDRS&SUPLS BEAR 3X ETF Direxion Funds Trading--Inverse Equity
135    CLY 12/9/2009 26 ISHARES 10+ YEAR CREDIT BOND iShares Corporate Bond
136    CLYH 9/11/2015 0.31 ISHARES INTEREST RT HDGD 10+ YR CRDT BD iShares Corporate Bond
137    CMDT 8/13/2013 0.47 ISHARES COMMODITY OPTIMIZED TRUST iShares Commodities Broad Basket
138    CNDA 4/9/2010 2.27 IQ CANADA SMALL CAP ETF IndexIQ Miscellaneous Region
139    CNDF 5/12/2016 0.06 ISHARES EDGE MSCI MLTIFCTR CNSMR DCRTNRY iShares Consumer Cyclical
140    CNHX 10/20/2015 0.05
141    CNPF 5/25/2011 1.67 GLOBAL CANADA PREFERRED ETF Global X Funds Miscellaneous Sector
142    CNSF 5/12/2016 0.04 ISHARES EDGE MSCI MLTFCTR CNSMR STPLS iShares Consumer Defensive
143    CNTR 5/19/2011 0.07 POWERSHARES CONTRARIAN OPPORTUNITIES ETF PowerShares Mid-Cap Value
144    COBO 5/25/2012 0.19
145    COLX 3/15/2011 0.49 MARKET VECTORS COLOMBIA ETF Van Eck Latin America Stock
146    COMG 5/25/2017 0.19
147    CONG 5/19/2011 0.14 RUSSELL CONSISTENT GROWTH ETF Russell Large Growth
148    COWB 2/1/2018 0.05
149    COWL 5/25/2011 0.61 DIREXION DAILY AGRIBUSINESS BUL Direxion Funds Trading-Leveraged Equity
150    COWS 5/25/2011 0.27 DIREXION DAILY AGRIBUSINESS BEA Direxion Funds Trading-Inverse Equity
151    CRBQ 9/28/2009 2.69 GLOBAL COMMODITY EQUITY ETF ALPS Natural Resources
152    CRDT 2/11/2014 0.11 WISDOMTREE STRATEGIC CORPORATE BOND ETF WisdomTree World Bond
153    CRED 9/28/2009 12 ISHARES US CREDIT BOND iShares Corporate Bond
154    CRO 9/28/2009 0.06 CRT PROPERTIES INC
155    CRUD 2/23/2011 0.27 TEUCRIUM CRUDE OIL FUND EXCHANG Teucrium Commodities Energy
156    CRUSC 1/11/2018 0.01
157    CSCB 6/12/2013 0.09
158    CSCR 6/12/2013 0.29 CREDIT SUISSE X-LINKS CMDTY ROTATION ETN Credit Suisse AG Commodities Broad Basket
159    CSJ 9/28/2009 143 ISHARES 1-3 YEAR CREDIT BOND ETF
160    CSLS 2/22/2010 1.47 CREDIT SUISSE X-LINKS LONG/SHORT EQ ETN Credit Suisse AG Long-Short Equity
161    CSMA 10/4/2010 1.36 CREDIT SUISSE X-LINKS MERGER ARBTRG ETN Credit Suisse AG Market Neutral
162    CSMB 3/8/2011 0.41 CREDIT SUISSE EXCHANGE TRADE NO
163    CSMN 9/21/2011 0.4 CREDIT SUISSE MARKET NEUT GLOBAL EQ ETN
164    CTNN 4/21/2011 0.38 IPATH PURE BETA COTTON ETN Barclays Funds Commodities Agriculture
165    CU 4/9/2010 7.03 FIRST TRUST ISE GLOBAL COPPER I First Trust Natural Resources
166    CUMB 1/18/2017 0.37 VIRTUS CUMBERLAND MUNICIPAL BOND ETF Cumberland Advisors Muni National Interm
167    CUPM 4/21/2011 0.26 IPATH PURE BETA COPPER ETN Barclays Funds Commodities Industrial Metals
168    CVOL 11/15/2010 4.1 C-TRACKS ETN LINKED TO CITI VOLATIL TR Citigroup Volatility
169    CVRT 5/26/2011 0.27 POWERSHARES CONVERTIBLE SECURIT PowerShares Convertibles
170    CWAI 3/30/2017 0.16
171    CXA 9/28/2009 3.99 SPDR NUVEEN BARCLAYS CAPITAL CA State Street Global Advisors Muni California Long
172    DAG 9/28/2009 17 DB AGRICULTURE DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities
173    DBAP 10/1/2013 0.78 DEUTSCHE X-TRACKERS MSCI ASPC EXJP HGDEQ Deutsche Asset Management Pacific/Asia ex-Japan Stk
174    DBAU 8/19/2015 0.02 DEUTSCHE X-TRACKERS MSCI AUST HDGD EQ Deutsche Asset Management Miscellaneous Region
175    DBBR 6/9/2011 1.22 DEUTSCHE X-TRACKERS MSCI BRAZIL HEDGD EQ Deutsche Asset Management Latin America Stock
176    DBES 8/19/2015 0.03
177    DBIF 4/9/2015 0.05 DEUTSCHE X-TRACKERS S&P HDGD GLBL INFRAS Deutsche Asset Management Infrastructure
178    DBIT 8/19/2015 0.01 DEUTSCHE X-TRACKERS MSCI ITALY HEDGED EQ Deutsche Asset Management Miscellaneous Region
179    DBIZ 12/19/2012 1.27 ADVISORSHARES PRING TURNER BUS CYCLE ETF Exchange Traded Fund Financial
180    DBKO 1/27/2014 2.79 DEUTSCHE X-TRACKERS MSCI SKOREA HEDGD EQ Deutsche Asset Management Miscellaneous Region
181    DBMX 1/27/2014 0.26 DEUTSCHE X-TRACKERS MSCI MEXICO HEDGD EQ Deutsche Asset Management Miscellaneous Region
182    DBN 9/28/2009 0.56 WISDOMTREE INTERNATIONAL BASIC
183    DBR 9/28/2009 0.1 WISDOMTREE INTERNATIONAL HEALTH CARE SECTOR
184    DBRE 4/9/2015 0.04 DEUTSCHE X-TRACKERS DJ HDGD INTL RL ESTT Deutsche Asset Management Global Real Estate
185    DBRT 9/15/2017 0.12
186    DBSE 8/19/2015 0.01
187    DBSP 8/19/2015 0.01
188    DBT 9/28/2009 0.12 WISDOMTREE TRUST
189    DBU 9/28/2009 1.73 WISDOMTREE GLOBAL EX-US UTILITY WisdomTree Utilities
190    DBUK 10/1/2013 0.23 DEUTSCHE X-TRACKERS MSCI UK HEDGED EQ Deutsche Asset Management Miscellaneous Region
191    DCNG 4/21/2011 0.45 IPATH SEASONAL NATURAL GAS ETN
192    DDBI 12/29/2015 0.09 LEGG MASON DEV EX-US DIVERS COR ETF Legg Mason Foreign Large Blend
193    DDEZ 1/7/2016 0.13 WISDOMTREE DYNAMIC CCY HDGD EURP EQ ETF WisdomTree Europe Stock
194    DDI 9/28/2009 0.11 DDI CORP. (DDIC) Printed Circuit Boards Technology
195    DDJP 1/7/2016 0.05 WISDOMTREE DYNAMIC CCY HDGD JPN EQ ETF WisdomTree Japan Stock
196    DDP 9/28/2009 0.76 DB COMMODITY SHORT ETN Deutsche Bank AG Trading--Inverse Commodities
197    DDVX 9/8/2011 0.05 ETRACS DAILY SHORT 4 MONTH S&P
198    DEB 9/28/2009 0.12 WISDOMTREE EUROPE TOTAL DIVIDEND ETF
199    DEE 9/28/2009 0.59 DB COMMODITY DB COMMODITY DOUBL Deutsche Bank Trading-Inverse Commodities
200    DEFL 12/6/2011 0.16 POWERSHARES DB US DEFLATION ETN Exchange Traded Fund Financial
201    DEMG 4/19/2016 0.19 DEUTSCHE X-TRACKERS FTSE EMERG CMPS FTR Deutsche Asset Management Diversified Emerging Mkts
202    DENT 9/28/2009 0.52 DENT TACTICAL ETF AdvisorShares World Allocation
203    DESC 6/28/2016 0.16
204    DEWJ 1/8/2016 0.06 ISHARES ADAPTIVE CCY HDGD MSCI JAPAN iShares Japan Stock
205    DEZU 1/8/2016 0.07 ISHARES ADAPTIVE CCY HDGD MSCI EUROZONE iShares Europe Stock
206    DGG 9/28/2009 0.14 DOLLAR GENERAL CORP
207    DHVW 5/12/2015 1.09
208    DI 1/23/2014 0.37 PIMCO DIVERSIFIED INCOME ACTIVE ETF Pimco World Bond
209    DIRT 4/21/2011 0.17 IPATH PURE BETA AGRICULTURE ETN Barclays Funds Commodities Agriculture
210    DIVI 7/30/2014 0.24 ADVISORSHARES ATHENA HIGH DIVIDEND ETF Exchange Traded Fund Financial
211    DKA 9/28/2009 0.76 WISDOMTREE INTERNATIONAL ENERGY
212    DLBL 8/10/2010 1.83 IPATH US TREASURY LONG BOND BULL ETN Barclays Funds Trading--Leveraged Debt
213    DLBS 8/10/2010 3.4 IPATH US TREASURY LONG BOND BEA iPath Trading-Inverse Debt
214    DND 9/28/2009 0.51 WISDOMTREE PACIFIC EX-JAPAN TOT
215    DNH 9/28/2009 0.95 WISDOMTREE PACIFIC EX-JAPAN HIG
216    DNO 9/28/2009 5.45 UNITED STATES SHORT OIL United States Commodity Funds LLC Trading--Inverse Commodities
217    DOD 9/28/2009 3.75 ELEMENTS DOGS OF DOW DJ HY SEL 10 TR ETN ELEMENTS Large Value
218    DOIL 2/8/2012 0.04
219    DPC 9/28/2009 0.04 WISDOMTREE TRUST
220    DPN 9/28/2009 0.08 WISDOMTREE INTERNATIONAL CNSMR NONCYCLICAL S
221    DPU 9/28/2009 0.5 DB COMMODITY DB COMMODITY LONG Deutsche Bank Commodities Broad Basket
222    DQML 11/1/2018 0.06
223    DRF 9/28/2009 0.2 WISDOMTREE TRUST
224    DRGS 10/24/2011 0.34 RBS GLOBAL BIG PHARMA ETN Royal Bank of Scotland NV Health
225    DRVN 6/2/2015 0.14 HIGHLAND HFR EVENT-DRIVEN ETF Highland Funds Market Neutral
226    DSC 9/28/2009 0.42 SPDR SERIES TRUST
227    DSG 9/28/2009 0.58 SPDR DOW JONES SMALL CAP GROWTH State Street Global Advisors Small Growth
228    DSTJ 10/7/2010 0.05 JPMORGAN DOUBLE SHORT US LONG B JPMorgan Trading-Inverse Debt
229    DSUM 9/23/2011 8.99 POWERSHARES CHINESE YUAN DIM SU PowerShares Emerging Markets Bond
230    DSV 9/28/2009 0.63 SPDR SERIES TRUST
231    DSXJ 10/6/2010 0.04 JPMORGAN DOUBLE SHORT US 10 YEA JPMorgan Trading-Inverse Debt
232    DULL 9/8/2016 0.05 DIREXION DAILY SILVER MNRS BEAR 2X ETF Direxion Funds Trading--Inverse Equity
233    DVHI 9/19/2013 0.12
234    DWAC 9/21/2016 0.12 ELKHORN COMMODITY ROTATION STRATEGY ETF
235    DWAQ 2/19/2014 0.73 POWERSHARES DWA NASDAQ MOMENTUM ETF PowerShares Mid-Cap Growth
236    DWIN 3/10/2016 2.01 POWERSHARES DWA TACT MULTI-ASST INC PowerShares Allocation--30% to 50% Equity
237    DWLV 7/15/2016 0.36 POWERSHARES DWA MOMENTUM&LOW VOL RTTN PowerShares Mid-Cap Growth
238    DWTI 2/8/2012 165 VELOCITYSHARES 3X INVERSE CRUDE OIL ETN Exchange Traded Fund Financial
239    DWTR 10/9/2015 2.64 POWERSHARES DWA TACTICAL SECTOR RTN PowerShares Mid-Cap Growth
240    DXJC 4/8/2014 0.27 WISDOMTREE JAPAN HEDGED CAPITAL GDS ETF WisdomTree Japan Stock
241    DXJF 4/8/2014 3.84 WISDOMTREE JAPAN HEDGED FINANCIALS ETF WisdomTree Japan Stock
242    DXJH 4/25/2014 0.75 WISDOMTREE JAPAN HEDGED HEALTH CARE ETF WisdomTree Japan Stock
243    DXJR 4/9/2014 1.68 WISDOMTREE JAPAN HEDGED REAL ESTATE ETF WisdomTree Japan Stock
244    DXJT 4/8/2014 0.23 WISDOMTREE JPN HDGD TECH,MEDIA&TELEC ETF WisdomTree Japan Stock
245    DXKW 11/7/2013 1.21 WISDOMTREE KOREA HEDGED EQUITY ETF WisdomTree Miscellaneous Region
246    DXPS 6/28/2013 1.24 WISDOMTREE UNITED KINGDOM HEDGED EQ ETF WisdomTree Miscellaneous Region
247    DXUS 6/4/2015 0.12 WISDOMTREE GLOBAL EX-US HEDGED DIV ETF WisdomTree Foreign Large Value
248    DYB 12/23/2015 0.49
249    DYY 9/28/2009 3.2 DB COMMODITY DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities
250    EAPS 1/28/2011 0.77 PAX MSCI EAFE ESG INDEX ETF Pax World Foreign Large Blend
251    EATX 5/3/2011 0.06 GLOBAL X FOOD ETF Global X Funds Consumer Defensive
252    EDBI 12/29/2015 0.11 LEGG MASON EMERGING MKTS DIVERS COR ETF Legg Mason Diversified Emerging Mkts
253    EDOM 3/17/2017 0.26
254    EEB 9/28/2009 31 GUGGENHEIM BRIC ETF Guggenheim Investments Diversified Emerging Mkts
255    EEHB 2/24/2012 1.18 POWERSHARES S&P EMERG MKTS HI BETA ETF Exchange Traded Fund Financial
256    EEME 1/19/2012 0.3 ISHARES MSCI EMERGING MARKETS EMEA iShares Diversified Emerging Mkts
257    EEML 1/19/2012 0.45 ISHARES MSCI EMERGING MKTS LATIN AMERICA Exchange Traded Fund Financial
258    EEN 9/28/2009 0.09 GUGGENHEIM EW EURO-PACIFIC LDRS Guggenheim Funds Distributors, Inc. Foreign Large Blend
259    EEVX 9/8/2011 0.05 ETRACS DAILY SHORT 5 MONTH S&P
260    EEZ 9/28/2009 0.1 WISDOMTREE EARNINGS TOP 100 FUND COMMON SHAR
261    EFFE 10/23/2014 0.39 JPMORGAN EFFICIENTE ETF Exchange Traded Fund Financial
262    EGRW 2/9/2012 0.23 ISHARES MSCI EMERGING MARKETS GROWTH iShares Diversified Emerging Mkts
263    EKH 9/29/2009 0.05 MERRILL LYNCH & CO., INC. EUROP Merrill Lynch Europe Stock
264    ELG 9/28/2009 0.42 SPDR DOW JONES LARGE CAP GROWTH State Street Global Advisors Large Growth
265    ELR 9/28/2009 0.39 SPDR DJ WILSHIRE LARGE CAP ETF State Street Global Advisors Large Blend
266    ELV 9/28/2009 0.29 SPDR DOW JONES LARGE CAP VALUE State Street Global Advisors Large Value
267    EMBB 12/5/2013 0.09
268    EMBU 8/22/2017 0.01
269    EMCD 6/19/2012 0.75 SPDR BOFA ML EMERGING MKTS CORP BD ETF Exchange Traded Fund Financial
270    EMCR 10/16/2012 0.45 EGSHARES EMERGING MARKETS CORE ETF Exchange Traded Fund Financial
271    EMDD 8/15/2012 0.89 EGSHARES EMERG MKTS DOMESTIC DEMAND ETF Exchange Traded Fund Financial
272    EMDG 7/1/2013 0.21 EGSHARES EMERGING MARKETS DIV GR ETF Emerging Global Advisors Diversified Emerging Mkts
273    EMDI 2/16/2012 0.29 ISHARES MSCI EMERGING MKTS CNSMR DISCRET iShares Diversified Emerging Mkts
274    EMEM 11/9/2017 0.14
275    EMER 7/13/2011 0.06 IQ EMERGING MARKETS MID CAP ETF IndexIQ Diversified Emerging Mkts
276    EMEY 2/10/2012 0.74 ISHARES MSCI EMERGING MKTS ENERGY CAPPED iShares Diversified Emerging Mkts
277    EMFN 2/9/2010 0.33 ISHARES MSCI EMERGING MARKETS F iShares Financial
278    EMFT 2/28/2012 0.17 SPDR MSCI EM 50 ETF Exchange Traded Fund Financial
279    EMG 9/28/2009 7.16 ABERDEEN EMERGING MARKETS TELECOMMUNICATIONS & INFRASTRUCTURE FUND/INC
280    EMHD 8/15/2013 0.17 EGSHARES EM DIVIDEND HIGH INCOME ETF Emerging Global Advisors Diversified Emerging Mkts
281    EMHZ 10/16/2014 0.07
282    EMLB 11/30/2010 0.1 IPATH LONG ENHANCED MSCI EMERG MKTS ETN Barclays Funds Trading--Leveraged Equity
283    EMM 9/28/2009 0.97 SPDR DJ WILSHIRE MID CAP ETF State Street Global Advisors Mid-Cap Blend
284    EMMT 1/22/2010 0.53 ISHARES MSCI EMERGING MARKETS M iShares Natural Resources
285    EMRE 9/29/2014 0.04 GUGGENHEIM EMERGING MARKETS REL EST ETF Exchange Traded Fund Financial
286    EMSA 11/30/2010 0.15 IPATH SHORT ENHANCED MSCI EMERG
287    EMSD 10/30/2015 0.23 WISDOMTREE STRONG DLR EMERG MKTS EQ ETF WisdomTree Diversified Emerging Mkts
288    EMSO 3/1/2016 0.04
289    EMT 9/28/2009 1.03 EGSHARES EMERGING MARKETS METAL
290    EMV 9/28/2009 0.15 SPDR DOW JONES MID CAP VALUE State Street Global Advisors Mid-Cap Value
291    ENGN 2/22/2012 1.3 ISHARES INDUSTRIALS BOND iShares Corporate Bond
292    ENY 9/28/2009 8.34 GUGGENHEIM CANADIAN ENERGY INCO Guggenheim Funds Distributors, Inc. Equity Energy
293    EPRO 8/12/2013 0.68 ADVISORSHARES EQUITYPRO ETF Exchange Traded Fund Financial
294    EQIN 5/19/2011 0.12 RUSSELL EQUITY INCOME ETF Russell Large Value
295    EQLT 2/25/2014 0.3 WORKPLACE EQUALITY ETF ALPS Large Blend
296    EQWM 12/1/2014 0.33 POWERSHARES RUSSELL MIDCAP EQUAL WT ETF PowerShares Mid-Cap Blend
297    EQWS 12/1/2014 0.29
298    ERGF 5/12/2016 0.05
299    ERO 9/28/2009 0.46 IPATH EUR/USD EXCHANGE RATE ETN Barclays Funds Single Currency
300    ERW 7/31/2013 0.04 JANUS EQUAL RISK WEIGHTED LARGE CAP ETF Exchange Traded Concepts, LLC Large Blend
301    ERYY 4/7/2016 0.01 DIREXION DAILY ENERGY BEAR 1X ETF Direxion Funds Trading--Inverse Equity
302    ESGF 10/31/2016 0.13
303    ESGL 11/1/2016 0.15
304    ESR 10/2/2009 3.77 ISHARES MSCI EMERGING MARKETS E iShares Diversified Emerging Mkts
305    ESTX 9/23/2014 0.11 SOURCE EURO STOXX 50 ETF Exchange Traded Fund Financial
306    EU 9/28/2009 0.82 WISDOMTREE EURO DEBT FUND WisdomTree Currency
307    EUFS 8/10/2016 0.03 DIREXION DAILY EURP FINCLS BEAR 1X ETF Direxion Funds Trading--Inverse Equity
308    EUXL 7/12/2017 0.28
309    EVAL 2/10/2012 0.34 ISHARES MSCI EMERGING MARKETS VALUE iShares Diversified Emerging Mkts
310    EVFTC 11/30/2017 0.01
311    EVGBC 3/31/2016 0.02 EATON VANCE GLOBAL INCOME BUILDER NS Eaton Vance World Allocation
312    EVLMC 3/31/2016 0.02 EATON VANCE TABS 5TO15YR LDRD MUNIBD NS Eaton Vance Muni National Interm
313    EVSTC 2/26/2016 0.02 EATON VANCE NEXTSHARES TRUST
314    EWAS 1/26/2012 0.25 ISHARES MSCI AUSTRALIA SMALL-CAP iShares Miscellaneous Region
315    EWCS 1/26/2012 0.25 ISHARES MSCI CANADA SMALL-CAP iShares Miscellaneous Region
316    EWEF 12/8/2010 0.31 RYDEX MSCI EAFE EQUAL WEIGHT ET Rydex/SGI Foreign Large Blend
317    EWEM 12/8/2010 1.13 GUGGENHEIM MSCI EM MKTS EQL CNTRY WT ETF Guggenheim Investments Diversified Emerging Mkts
318    EWHS 1/13/2012 0.88 ISHARES MSCI HONG KONG SMALL-CAP Exchange Traded Fund Financial
319    EWMD 8/4/2011 1.05 RYDEX S&P MIDCAP 400 EQUAL WEIG Rydex/SGI Mid-Cap Blend
320    EWRI 12/8/2010 1.26 RYDEX RUSSELL 1000 EQUAL WEIGHT Rydex/SGI Mid-Cap Blend
321    EWRM 12/8/2010 1.89 RYDEX RUSSELL MIDCAP EQUAL WEIG Rydex/SGI Mid-Cap Blend
322    EWRS 12/8/2010 0.88 RYDEX RUSSELL 2000 EQUAL WEIGHT Rydex/SGI Small Blend
323    EWSM 8/4/2011 0.03
324    EWSS 1/17/2012 0.8 ISHARES MSCI SINGAPORE SMALL-CAP iShares Miscellaneous Region
325    EXB 9/28/2009 0.06 CLAYMORE/BEACON GLBL EXCHANGES, BROKERS Claymore Securities Financial
326    EZY 9/29/2009 0.98 WISDOMTREE LOW P/E FUND WisdomTree Large Value
327    FAA 9/28/2009 1.86 GUGGENHEIM AIRLINE ETF Guggenheim Funds Distributors, Inc. Industrials
328    FANZ 7/10/2017 0.11
329    FAZZ 4/7/2016 0.03
330    FBG 6/11/2012 4.14 UBS AG FI ENHANCED BIG CAP GROWTH ETN Exchange Traded Fund Financial
331    FCD 3/30/2011 0.21 FOCUS MORNINGSTAR CONSUMER DEFE Focusshares Trust Consumer Defensive
332    FCFI 6/2/2015 0.05 TRIMTABS INTL FREE-CASH-FLOW ETF TrimTabs Foreign Large Value
333    FCHI 9/28/2009 1.3 ISHARES FTSE CHINA (HK LISTED) iShares China Region
334    FCL 3/30/2011 0.1 FOCUS MORNINGSTAR CONSUMER CYCL Focusshares Trust Consumer Cyclical
335    FCQ 3/30/2011 0.06 FOCUS MORNINGSTAR COMMUNICATION Focusshares Trust Communications
336    FDV 9/28/2009 0.8 FIRST TRUST DB STRATEGIC VALUE First Trust Large Value
337    FEEU 5/23/2013 1.71 BARCLAYS ETN+ FI ENHANCED EUROPE 50 Barclays Funds Foreign Large Blend
338    FEFN 2/8/2010 0.31 ISHARES MSCI FAR EAST FINANCIAL iShares Financial
339    FEG 3/30/2011 0.5 FOCUS MORNINGSTAR ENERGY INDEX Focusshares Trust Equity Energy
340    FEU 9/28/2009 11 SPDR STOXX EUROPE 50 ETF SPDR State Street Global Advisors Europe Stock
341    FFL 3/30/2011 0.16 FOCUS MORNINGSTAR FINANCIAL SER Focusshares Trust Financial
342    FFVX 9/8/2011 0.02 ETRACS DAILY SHORT 6 MONTH S&P
343    FGEM 2/28/2011 0.25 EGSHARES FINANCIALS GEMS ETF Emerging Global Advisors Financial
344    FHC 3/30/2011 0.14 FOCUS MORNINGSTAR HEALTH CARE I Focusshares Trust Health
345    FIA 10/2/2014 0.04
346    FIBG 10/18/2013 0.4
347    FIEG 10/8/2013 1.14
348    FIEU 9/6/2013 1.45 CREDIT SUISSE FI ENHANCED EUROPE50 ETN Credit Suisse AG Europe Stock
349    FIGY 5/22/2013 2.19 BARCLAYS ETN+ FI ENHANCED GLB HI YLD Barclays Funds World Stock
350    FIL 3/30/2011 0.1 FOCUS MORNINGSTAR INDUSTRIALS I Focusshares Trust Industrials
351    FINF 1/12/2012 1.09 PROSHARES SHORT 30 YEAR TIPS TS ProShares Trading-Miscellaneous
352    FINQ 8/31/2016 0.02 PUREFUNDS SOLACTIVE FINTECH ETF
353    FIO 9/28/2009 409 FUSION-IO, INC. COMMON STOCK Data Storage Devices Technology
354    FISN 5/4/2011 0.03 GLOBAL X FISHING INDUSTRY ETF Global X Funds Natural Resources
355    FITS 6/9/2016 0.02 THE HEALTH AND FITNESS ETF Janus Consumer Cyclical
356    FIVZ 11/4/2009 0.26 PIMCO 3-7 YR TREASU PIMCO Intermediate Government
357    FLG 3/30/2011 0.27 FOCUS MORNINGSTAR LARGE CAP IND Focusshares Trust Large Blend
358    FMDG 8/21/2017 0.08
359    FMLP 6/11/2014 0.25
360    FMM 3/30/2011 0.45 FOCUS MORNINGSTAR MID CAP INDEX Focusshares Trust Mid-Cap Blend
361    FMU 3/30/2011 0.57 FOCUS MORNINGSTAR US MARKET IND Focusshares Trust Large Blend
362    FNCF 5/12/2016 0.14 ISHARES EDGE MSCI MULTIFACTOR FINANCIALS iShares Financial
363    FNG 7/12/2017 2.1
364    FNIO 4/28/2011 0.29 ISHARES FTSE NAREIT INDUSTRIAL/ iShares Real Estate
365    FOANC 2/14/2017 0.01
366    FOIL 4/21/2011 0.17 IPATH PURE BETA ALUMINUM ETN Barclays Funds Commodities Industrial Metals
367    FOL 2/24/2011 0.61 FACTORSHARES OIL BULL S&P500 BE Factor Capital Management, LLC Long/Short Equity
368    FONE 2/18/2011 0.95 FIRST TRUST NASDAQ SMARTPHONE ETF First Trust Technology
369    FORX 2/12/2013 0.61 PIMCO FOREIGN CURRENCY STRATEGY ACTV ETF Exchange Traded Fund Financial
370    FOS 3/30/2011 0.28 FOCUS MORNINGSTAR SMALL CAP IND Focusshares Trust Small Blend
371    FRL 3/30/2011 0.14 FOCUS MORNINGSTAR REAL ESTATE I Focusshares Trust Real Estate
372    FRN 9/28/2009 13 GUGGENHEIM FRONTIER MARKETS ETF Guggenheim Investments Diversified Emerging Mkts
373    FSA 2/24/2011 0.08 FACTORSHARES 2X TBOND BULL S&P5 Factor Capital Management, LLC Long/Short Equity
374    FSE 2/24/2011 0.14 FACTORSHARES 2X S&P 500 BULL TB Factor Capital Management, LLC Long/Short Equity
375    FSG 2/24/2011 3.04 FACTORSHARES 2X GOLD BULL S&P50 Factor Capital Management, LLC Long/Short Equity
376    FTQ 3/30/2011 0.29 FOCUS MORNINGSTAR TECHNOLOGY IN Focusshares Trust Technology
377    FTVA 11/1/2017 0.56
378    FTW 2/28/2012 0.59 FIRST TRUST TAIWAN ALPHADEX ETF First Trust China Region
379    FTY 9/28/2009 2.39 ISHARES FTSE NAREIT REAL ESTATE iShares Real Estate
380    FUI 3/30/2011 0.1 FOCUS MORNINGSTAR UTILITIES IND Focusshares Trust Utilities
381    FUTS 10/6/2014 0.14
382    FVI 9/28/2009 0.43 FIRST TRUST VL EQUITY ALLOCATIO First Trust Mid-Cap Blend
383    FWDD 6/21/2011 0.77 ADVISORSHARES MADRONA DOMESTIC ETF AdvisorShares Large Blend
384    FWDI 6/21/2011 1.5 ADVISORSHARES MADRONA INTERNATIONAL ETF AdvisorShares Foreign Large Blend
385    FXCH 10/4/2011 0.33 CURRENCYSHARES CHINESE RENMINBI Rydex/SGI Currency
386    FXEP 10/9/2015 0.03
387    FXEU 5/11/2015 1.65 POWERSHARES EUROPE CURRENCY HDGD LW VLTL PowerShares Europe Stock
388    FXJP 1/12/2016 0.11 POWERSHARES JAPAN CCY HDGD LW VLTL PowerShares Japan Stock
389    FXM 9/28/2009 0.91 RYDEX CURRENCYSHARES MEXICAN PE Rydex/SGI Currency
390    FXRU 9/12/2011 0.02 CURRENCYSHARES RUSSIAN RUBLE TR Rydex/SGI Currency
391    FXS 9/28/2009 1.55 CURRENCYSHARES SWEDISH KRONA ETF Guggenheim Investments Single Currency
392    FXSG 2/13/2013 0.21 CURRENCYSHARES SINGAPORE DOLLAR ETF Exchange Traded Fund Financial
393    GAF 9/28/2009 2.49 SPDR S&P EMERGING MIDDLE EAST&AFR ETF SPDR State Street Global Advisors Miscellaneous Region
394    GASZ 6/16/2011 0.47 NATURAL GAS FUTURES CONTANGO ET
395    GAZB 4/4/2017 0.01
396    GBB 9/28/2009 0.5 IPATH GBP/USD EXCHANGE RATE ETN Barclays Funds Single Currency
397    GDAY 7/19/2012 0.09 PROSHARES ULTRA AUSTRALIAN DOLLAR Exchange Traded Fund Financial
398    GDG 11/15/2018 0.12
399    GDJJ 2/13/2015 0.78 PROSHARES ULTRA JUNIOR MINERS ProShares Trading--Leveraged Equity
400    GDJS 2/13/2015 0.4
401    GDXS 2/13/2015 2.55 PROSHARES ULTRASHORT GOLD MINERS ProShares Trading--Inverse Equity
402    GDXX 2/13/2015 2.34 PROSHARES ULTRA GOLD MINERS ProShares Trading--Leveraged Equity
403    GERJ 4/5/2011 0.4 MARKET VECTORS GERMANY SMALL CA Van Eck Europe Stock
404    GEUR 2/12/2014 1.21 ADVISORSHARES GARTMAN GOLD/EURO ETF AdvisorShares Commodities Precious Metals
405    GEX 9/28/2009 6.3 VANECK VECTORS GLOBAL ALT ENERGY ETF Van Eck Miscellaneous Sector
406    GGBP 2/12/2014 0.17 ADVISORSHARES GARTMAN GOLD/BRITSH PD ETF Exchange Traded Fund Financial
407    GGGG 3/15/2011 1.08 GLOBAL X PURE GOLD MINERS ETF Global X Funds Equity Precious Metals
408    GGOV 1/26/2012 2.07 PROSHARES GERMAN SOVEREIGN/SUB-SOVEREIGN Exchange Traded Fund Financial
409    GHE 4/5/2016 0.03 REX GOLD HEDGED FTSE EMERGING MKTS ETF Rex Diversified Emerging Mkts
410    GHII 2/11/2015 1.12
411    GHS 4/5/2016 0.11 REX GOLD HEDGED S&P 500 ETF Rex Large Blend
412    GIVE 5/24/2012 0.18 ADVISORSHARES GLOBAL ECHO ETF Exchange Traded Fund Financial
413    GIY 2/8/2011 0.33 GUGGENHEIM ENHANCED CORE BOND E Guggenheim Funds Distributors, Inc. Intermediate-Term Bond
414    GLCB 1/31/2013 0.05
415    GLDE 2/12/2014 0.34 ADVISORSHARES INTERNATIONAL GOLD ETF Exchange Traded Fund Financial
416    GLDL 4/10/2014 0.05
417    GLDS 4/10/2014 0.02
418    GLDW 1/30/2017 0.2 SPDR LONG DOLLAR GOLD TRUST SPDR State Street Global Advisors Commodities Precious Metals
419    GLDX 11/4/2010 9.09 GLOBAL X GOLD EXPLORERS ETF Global X Funds Equity Precious Metals
420    GLJ 12/9/2009 0.78 ISHARES 10+ YEAR GOVERNMENT/CRE iShares Long-Term Bond
421    GMFL 6/20/2017 0.02
422    GMFS 1/12/2012 0.14 SPDR S&P SMALL CAP EM ASIA PACIFIC ETF
423    GML 9/28/2009 4.16 SPDR S&P EMERGING LATIN AMERICA ETF SPDR State Street Global Advisors Latin America Stock
424    GMM 9/28/2009 6.46 SPDR S&P EMERGING MARKETS ETF SPDR State Street Global Advisors Diversified Emerging Mkts
425    GMMB 1/29/2010 0.19 COLUMBIA INTERMEDIATE MUNICIPAL Columbia Muni National Interm
426    GMTB 1/29/2010 0.32 COLUMBIA CORE BOND STRATEGY FUN Columbia Intermediate-Term Bond
427    GNAT 2/28/2011 1.2 WISDOMTREE GLOBAL NATURAL RESOU WisdomTree Trust Equity Energy
428    GNRX 1/13/2016 0.16 VANECK VECTORS GENERIC DRUGS ETF
429    GRBIC 2/21/2018 0.01
430    GRI 9/28/2009 2.96 COHEN & STEERS GLOBAL REALTY MAJORS ETF ALPS Global Real Estate
431    GRMY 10/27/2017 0.02
432    GRPC 5/19/2011 0.05 RUSSELL GROWTH AT A REASONABLE Russell Large Growth
433    GRWN 4/21/2011 0.16 IPATH PURE BETA SOFTS ETN Barclays Funds Commodities Agriculture
434    GSAX 12/20/2012 0.1
435    GSD 2/12/2010 0.29
436    GSGO 12/20/2012 0.21
437    GSMA 12/20/2012 0.26
438    GSRA 12/20/2012 0.15
439    GTAA 10/26/2010 3.11 ADVISORSHARES MORG CRK GLBL TACTICL ETF AdvisorShares Tactical Allocation
440    GUR