All ETFs Historical Tick with Bid/Ask Data

The list below contains symbols for all the ETFs in our tick (time and sales) interval "All ETFs Historical Tick with Bid/Ask Data" historical data package. Data presented in the table below is calculated using the files containing tick with bid/ask prices. Tab delimited text version of this list is also available.

Other Historical Data

Please visit our buy page for more information about our US and Canadian stocks, ETFs, indexes and indicators, futures, forex and OTC BB historical data packages, and to download free historical data sample files. We offer daily (end-of-day or EOD) data, 1 minute and higher interval intraday data and tick (time and sales) bid and ask data.

Product Details

Listed: 1906 symbols and 266125 MB
Delisted: 596 symbols and 3077 MB
List last updated on: 8/18/2017

Listed Instruments:

 #   Symbol   StartDate   Size(MB)   Description   Industry   Sector   Exchange 
1    AADR 7/21/2010 1.37 ADVISORSHARES DORSEY WRIGHT ADR ETF AdvisorShares Foreign Large Growth NYSE
2    AAXJ 9/25/2009 219.82 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN iShares Pacific/Asia ex-Japan Stk NASDAQ
3    ACIM 2/28/2012 0.96 SPDR MSCI ACWI IMI ETF SPDR State Street Global Advisors World Stock NYSE
4    ACSI 11/1/2016 0.11 AMERICANCUSTOMERSATISFACTIONCOREALPHAETF ACSI Large Blend BATS
5    ACTX 4/29/2015 0.08 GLOBAL X GURU ACTIVIST ETF Global X Funds Large Blend NASDAQ
6    ACWF 5/4/2015 0.13
7    ACWI 9/25/2009 299.41 ISHARES MSCI ACWI iShares World Stock NASDAQ
8    ACWV 10/20/2011 21.23 ISHARES EDGE MSCI MIN VOL GLOBAL iShares World Stock NYSE
9    ACWX 9/25/2009 77.68 ISHARES MSCI ACWI EX US iShares Foreign Large Blend NASDAQ
10    ADRA 9/25/2009 1.24 BLDRS ASIA 50 ADR INDEX FUND NASDAQ
11    ADRD 9/25/2009 1.92 BLDRS DEVELOPED MARKETS 100 ADR ETF PowerShares Foreign Large Value NASDAQ
12    ADRE 9/25/2009 12.26 BLDRS EMERGING MARKETS 50 ADR ETF PowerShares Diversified Emerging Mkts NASDAQ
13    ADRU 9/25/2009 1 BLDRS EUROPE SELECT ADR ETF PowerShares Europe Stock NASDAQ
14    ADZ 9/25/2009 0.28 DB AGRICULTURE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
15    AFK 9/25/2009 9.2 VANECK VECTORS AFRICA ETF Van Eck Miscellaneous Region NYSE
16    AFTY 3/12/2015 2.54 CSOP FTSE CHINA A50 ETF CSOP Asset Management China Region NYSE
17    AGA 9/25/2009 2.05 DB AGRICULTURE DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
18    AGF 9/25/2009 1.94 DB AGRICULTURE LONG ETN DB AGRI Deutsche Bank Commodities Agriculture NYSE
19    AGG 9/25/2009 391.18 ISHARES CORE US AGGREGATE BOND iShares Intermediate-Term Bond NYSE
20    AGGE 5/10/2016 0.44 IQ ENHANCED CORE BOND US ETF IndexIQ Intermediate-Term Bond NYSE
21    AGGP 5/10/2016 1 IQ ENHANCED CORE PLUS BOND US ETF IndexIQ Intermediate-Term Bond NYSE
22    AGGY 7/9/2015 0.74 WISDOMTREE BARCLAYS YLDENH US AGGTBD ETF WisdomTree Intermediate-Term Bond NYSE
23    AGND 12/18/2013 0.79 WISDOMTREE BARCLAYS NGTDUR US AGGTBD ETF WisdomTree Nontraditional Bond NASDAQ
24    AGQ 9/25/2009 311.27 PROSHARES ULTRA SILVER ProShares Trading--Leveraged Commodities NYSE
25    AGZ 9/25/2009 6.4 ISHARES AGENCY BOND iShares Intermediate Government NYSE
26    AGZD 12/18/2013 0.72 WISDOMTREE BARCLAYS INTRRTHGUSAGGTBD ETF WisdomTree Nontraditional Bond NASDAQ
27    AIA 9/25/2009 8.13 ISHARES ASIA 50 ETF NASDAQ
28    AIRR 3/11/2014 2.74 FIRST TRUST RBA AMER INDL RENAISTM ETF First Trust Industrials NASDAQ
29    ALD 9/25/2009 44.73 WISDOMTREE ASIA LOCAL DEBT ETF WisdomTree Emerging-Markets Local-Currency Bond NYSE
30    ALFA 5/31/2012 2.68 ALPHACLONE ALTERNATIVE ALPHA ETF Exchange Traded Fund Financial NYSE
31    ALFI 11/10/2015 0.11
32    ALT 11/16/2009 2.36 ISHARES DIVERSIFIED ALTERNATIVE Pharmaceutical Preparations Manufacturing NYSE
33    ALTS 10/9/2014 0.72 PROSHARES MORNINGSTAR ALTS SOLU ProShares Multialternative BATS
34    ALTY 7/14/2015 0.2 GLOBAL X SUPERDIVIDEND ALTERNATIVES ETF Global X Funds Allocation--70% to 85% Equity NASDAQ
35    AMCA 8/11/2017 0.01 ISHARES RUSSELL 1000 PURE U.S. REVENUE ETF NASDAQ
36    AMJ 9/25/2009 405.21 JPMORGAN CHASE CAPITAL XVI JP M JPMorgan Equity Energy NYSE
37    AMJL 5/18/2016 0.07 CREDIT SUISSE X-LINKS MP2XLVGALRNMLP ETN Credit Suisse AG Trading--Leveraged Equity NYSE
38    AMLP 9/24/2010 648.03 ALERIAN MLP ETF ALPS Equity Energy NYSE
39    AMU 7/18/2012 14.21 UBS ETRACS ALERIAN MLP ETN Exchange Traded Fund Financial NYSE
40    AMUB 10/9/2015 0.01
41    AMZA 10/2/2014 14.1 INFRACAP MLP ETF InfraCap Energy Limited Partnership NYSE
42    AND 2/3/2011 1 GLOBAL X FTSE ANDEAN 40 ETF Global X Funds Latin America Stock NYSE
43    ANGL 4/11/2012 11.77 VANECK VECTORS FALLEN ANGEL HIYLD BD ETF Van Eck High Yield Bond NYSE
44    AOA 9/25/2009 6.9 ISHARES CORE AGGRESSIVE ALLOCATION iShares Allocation--70% to 85% Equity NYSE
45    AOK 9/25/2009 5.71 ISHARES CORE CONSERVATIVE ALLOCATION iShares Allocation--30% to 50% Equity NYSE
46    AOM 9/25/2009 9.3 ISHARES CORE MODERATE ALLOCATION iShares Allocation--30% to 50% Equity NYSE
47    AOR 9/25/2009 8.1 ISHARES CORE GROWTH ALLOCATION iShares Allocation--50% to 70% Equity NYSE
48    ARGT 3/3/2011 4.9 GLOBAL X MSCI ARGENTINA ETF Global X Funds Miscellaneous Region NYSE
49    ARKG 10/31/2014 0.39 ARK GENOMIC REVOLUTION MULTI-SECTOR ETF ARK ETF Trust Health NYSE
50    ARKK 10/31/2014 0.84 ARK INNOVATION ETF ARK ETF Trust Technology NYSE
51    ARKQ 9/30/2014 0.59 ARK INDUSTRIAL INNOVATION ETF ARK ETF Trust Technology NYSE
52    ARKW 9/30/2014 0.79 ARK WEB X.0 ETF ARK ETF Trust Technology NYSE
53    ASEA 2/17/2011 3.14 GLOBAL X FTSE SOUTHEAST ASIA ETF Global X Funds Pacific/Asia ex-Japan Stk NYSE
54    ASET 11/24/2015 0.08 FLEXSHARES REAL ASSETS ALLOCATION ETF Flexshares Trust World Stock NASDAQ
55    ASHR 11/6/2013 157.6 DEUTSCHE X-TRACKERS HARVEST CSI300 CHN A Deutsche Asset Management China Region NYSE
56    ASHS 5/21/2014 7.36 DEUTSCHE X-TRACKERS HRVSTCSI500CHN A SC Deutsche Asset Management China Region NYSE
57    ASHX 10/20/2015 0.08 DEUTSCHE X-TRACKERS CSI300 CHN A HDGD EQ Deutsche Asset Management China Region NYSE
58    ATMP 3/13/2013 4.66 BARCLAYS ETN+ SELECT MLP Barclays Funds Energy Limited Partnership NYSE
59    AUSE 2/28/2011 1.44 WISDOMTREE AUSTRALIA DIVIDEND ETF WisdomTree Miscellaneous Region NYSE
60    AXJL 2/28/2011 1.29 WISDOMTREE ASIA PACIFIC EX-JAPAN ETF WisdomTree Pacific/Asia ex-Japan Stk NYSE
61    AXJV 6/5/2014 0.29 ISHARES EDGE MSCI MIN VOL ASIA EX JAPAN iShares Pacific/Asia ex-Japan Stk NYSE
62    AYT 9/25/2009 1.6 IPATH GEMS ASIA 8 ETN Barclays Funds Multicurrency NYSE
63    BAB 11/17/2009 35.91 POWERSHARES BUILD AMERICA BOND PowerShares Long-Term Bond NYSE
64    BAL 9/25/2009 9.51 IPATH BLOOMBERG COTTON SUBTR ETN Barclays Funds Commodities Agriculture NYSE
65    BBC 12/17/2014 1.54 BIOSHARES BIOTECHNOLOGY CLINICAL TRIALS Bio Shares Health NASDAQ
66    BBH 9/25/2009 29.3 VANECK VECTORS BIOTECH ETF Van Eck Health NASDAQ
67    BBP 12/17/2014 1.22 BIOSHARES BIOTECHNOLOGY PRODUCTS Bio Shares Health NASDAQ
68    BBRC 8/15/2012 6.01 EGSHARES BEYOND BRICS ETF Exchange Traded Fund Financial NYSE
69    BCM 4/21/2011 1.45 IPATH PURE BETA BROAD COMMODITY ETN Barclays Funds Commodities Broad Basket NYSE
70    BDCL 5/25/2011 23.89 UBS ETRACS 2XLVG LNG WF BUSN DEV CO ETN UBS Group AG Trading--Leveraged Equity NYSE
71    BDCS 4/28/2011 4.42 UBS ETRACS WELLS FARGO BUSN DEV CO ETN UBS Group AG Financial NYSE
72    BDD 9/25/2009 3.48 DB BASE METALS DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
73    BFIT 5/10/2016 0.01 GLOBAL X HEALTH & WELLNESS THEMATIC ETF Global X Funds World Stock NASDAQ
74    BFOR 6/4/2013 3.1 BARRON'S 400 ETF ALPS ETF Mid-Cap Growth NYSE
75    BIB 4/9/2010 103.97 PROSHARES ULTRA NASDAQ BIOTECHNOLOGY ProShares Trading--Leveraged Equity NASDAQ
76    BICK 4/13/2010 2.28 FIRST TRUST BICK ETF First Trust Diversified Emerging Mkts NASDAQ
77    BIGD 10/5/2015 0.06 PUREFUNDS ISE BIG DATA ETF Pure Funds Technology NYSE
78    BIL 9/25/2009 44.73 SPDR BLMBG BARCLAYS 1-3 MTH T-BILL ETF SPDR State Street Global Advisors Ultrashort Bond NYSE
79    BIS 4/9/2010 56.96 PROSHARES ULTRASHORT NASDAQ BIOTECH ProShares Trading--Inverse Equity NASDAQ
80    BIV 9/25/2009 75.81 VANGUARD INTERM-TERM BOND ETF Vanguard Intermediate-Term Bond NYSE
81    BIZD 2/12/2013 3.67 VANECK VECTORS BDC INCOME ETF Van Eck Financial NYSE
82    BJK 9/25/2009 4.16 VANECK VECTORS GAMING ETF Van Eck Consumer Cyclical NYSE
83    BKF 9/25/2009 28.72 ISHARES MSCI BRIC iShares Diversified Emerging Mkts NYSE
84    BKLN 3/3/2011 238.84 POWERSHARES EXCHANGE-TRADED FUN PowerShares Bank Loan NYSE
85    BLES 2/28/2017 0.15 INSPIRE GLOBAL HOPE LARGE CAP ETF Inspire World Stock NYSE
86    BLNG 4/21/2011 0.2 IPATH PURE BETA PRECIOUS METAL NYSE
87    BLV 9/25/2009 28.51 VANGUARD LONG-TERM BOND ETF Vanguard Long-Term Bond NYSE
88    BMLA 5/19/2016 0.02 BULLMARK LATAM SELECT LEADERS ETF NASDAQ
89    BND 9/25/2009 315.31 VANGUARD TOTAL BOND MARKET ETF Vanguard Intermediate-Term Bond NYSE
90    BNDC 11/21/2016 0.01 FLEXSHARES CORE SELECT BOND ETF Flexshares Trust Intermediate-Term Bond NYSE
91    BNDS 5/26/2015 4.17 SPDR BLMBG BARCLAYS AGGREGATE BOND ETF SPDR State Street Global Advisors Intermediate-Term Bond NYSE
92    BNDX 6/4/2013 59.34 VANGUARD TOTAL INTERNATIONAL BOND ETF NASDAQ
93    BNO 7/12/2010 18.09 UNITED STATES BRENT OIL United States Commodity Funds LLC Commodities Energy NYSE
94    BOIL 10/6/2011 35.74 PROSHARES ULTRA BLOOMBERG NATURAL GAS ProShares Trading--Leveraged Commodities NYSE
95    BOM 9/25/2009 2.96 DB BASE METALS DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
96    BOND 3/1/2012 55.94 PIMCO TOTAL RETURN ACTIVE ETF Exchange Traded Fund Financial NYSE
97    BOS 9/25/2009 1.04 POWERSHARES DB BASE METALS SHOR Deutsche Bank Trading-Inverse Commodities NYSE
98    BOSS 2/15/2017 0.04 GLOBAL X FOUNDER-RUN COMPANIES ETF Global X Funds Large Blend BATS
99    BOTZ 9/13/2016 3.23 GLOBAL X ROBTCS&ARTFCL INTLLGNC THTC ETF Global X Funds Miscellaneous Sector NASDAQ
100    BRAQ 7/12/2010 1.85 GLOBAL X BRAZIL CONSUMER ETF Global X Funds Latin America Stock NYSE
101    BRAZ 7/12/2010 1.83 GLOBAL X BRAZIL MID CAP ETF Global X Funds Latin America Stock NYSE
102    BRF 9/25/2009 51.89 VANECK VECTORS BRAZIL SMALL-CAP ETF Van Eck Latin America Stock NYSE
103    BRZU 4/10/2013 42.91 DIREXION DAILY BRAZIL BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
104    BSCH 7/12/2010 15.52 GUGGENHEIM BULLETSHRS 2017 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
105    BSCI 3/28/2012 13.59 GUGGENHEIM BULLETSHRS 2018 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
106    BSCJ 3/29/2012 10.22 GUGGENHEIM BULLETSHRS 2019 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
107    BSCK 3/29/2012 10.77 GUGGENHEIM BULLETSHRS 2020 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
108    BSCL 7/17/2013 7.06 GUGGENHEIM BULLETSHRS 2021 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
109    BSCM 7/17/2013 5.91 GUGGENHEIM BULLETSHRS 2022 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
110    BSCN 9/17/2014 2.72 GUGGENHEIM BULLETSHRS 2023 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
111    BSCO 9/19/2014 2.18 GUGGENHEIM BULLETSHRS 2024 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
112    BSCP 10/9/2015 0.73 GUGGENHEIM BULLETSHRS 2025 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
113    BSCQ 9/16/2016 0.42 GUGGENHEIM BULLETSHARES 2026 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
114    BSJH 4/25/2012 12.04 GUGGENHEIM BULLETSHRS 2017 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
115    BSJI 4/25/2012 14.27 GUGGENHEIM BULLETSHRS 2018 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
116    BSJJ 9/24/2013 9.75 GUGGENHEIM BULLETSHRS 2019 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
117    BSJK 9/24/2013 5.94 GUGGENHEIM BULLETSHRS 2020 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
118    BSJL 9/17/2014 2.25 GUGGENHEIM BULLETSHRS 2021 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
119    BSJM 9/17/2014 2.12 GUGGENHEIM BULLETSHRS 2022 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
120    BSJN 10/14/2015 0.59 GUGGENHEIM BULLETSHRS 2023 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
121    BSJO 9/14/2016 0.43
122    BSV 9/25/2009 179.86 VANGUARD SHORT-TERM BOND ETF Vanguard Short-Term Bond NYSE
123    BSWN 7/14/2016 0.07 VELOCITYSHARES VIX TAIL RISK ETN UBS Volatility NYSE
124    BTAL 9/13/2011 2 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
125    BTEC 8/22/2016 0.01 PRINCIPAL HEALTHCARE INNOVATORS ETF Principal Funds Health NASDAQ
126    BUZ 4/19/2016 0.13 SPROTT BUZZ SOCIAL MEDIA INSIGHTS ETF ALPS Large Growth NYSE
127    BWV 9/25/2009 0.6 IPATH CBOE S&P 500 BUYWRITE ETN Barclays Funds Large Blend NYSE
128    BWX 9/25/2009 58.94 SPDR BLMBG BARCLAYS INTL TRS BD ETF SPDR State Street Global Advisors World Bond NYSE
129    BWZ 9/25/2009 7.48 SPDR BLMBG BARCLAYS ST INTRN TRSBD ETF SPDR State Street Global Advisors World Bond NYSE
130    BYLD 4/24/2014 0.41 ISHARES YIELD OPTIMIZED BOND iShares Intermediate-Term Bond NYSE
131    BZF 9/25/2009 8.92 WISDOMTREE BRAZILIAN REAL STRATEGY ETF WisdomTree Single Currency NYSE
132    BZQ 9/25/2009 27.91 PROSHARES ULTRASHORT MSCI BRAZIL CAPPED ProShares Trading--Inverse Equity NYSE
133    CACG 3/12/2013 0.71 CLEARBRIDGE ALL CAP GROWTH ETF NASDAQ
134    CAFE 4/21/2011 1.76 IPATH PURE BETA COFFEE ETN Barclays Funds Commodities Agriculture NYSE
135    CANE 9/19/2011 1.47 TEUCRIUM SUGAR ETF Teucrium Commodities Agriculture NYSE
136    CAPE 10/11/2012 0.42 BARCLAYS ETN+ SHILLER CAPET Barclays Funds Large Value NYSE
137    CARZ 5/10/2011 2.13 FIRST TRUST NASDAQ GLOBAL AUTO ETF First Trust Consumer Cyclical NASDAQ
138    CATH 4/19/2016 0.24 GLOBAL X S&P 500 CATHOLIC VALUES ETF Global X Funds Large Blend NASDAQ
139    CBND 4/7/2011 1.87 SPDR BLMBG BARCLAYS ISR SCR CORPBD ETF SPDR State Street Global Advisors Corporate Bond NYSE
140    CBON 11/11/2014 0.96 VANECK VECTORS CHINAAMC CHINA BOND ETF Van Eck Emerging-Markets Local-Currency Bond NYSE
141    CCD 3/27/2015 8.98 CALAMOS DYNAMIC CONVERTIBLE & INCOME FUND NASDAQ
142    CDC 7/2/2014 2.46 VICTORYSHARES US EQ INCOME ENHANCED VOLATILITY WTD ETF NASDAQ
143    CDL 7/8/2015 0.76 VICTORYSHARES US LGCP HI DIV VOL WTD ETF Victory Large Value NASDAQ
144    CEFL 12/11/2013 19.72 UBS ETRACS MTHLY PY 2XLVG CLOSED-END ETN UBS Group AG Trading--Miscellaneous NYSE
145    CEMB 4/19/2012 1.22 ISHARES EMERGING MARKETS CORPORATE BOND iShares Emerging Markets Bond BATS
146    CEW 9/28/2009 13.86 WISDOMTREE EMERGING CURRENCY STRAT ETF WisdomTree Multicurrency NYSE
147    CEZ 9/29/2009 0.19 VICTORYSHARES EMERGING MARKET VOLATILITY WTD ETF NASDAQ
148    CFA 7/2/2014 1.34 VICTORYSHARES US 500 VOLATILITY WTD ETF Victory Large Blend NASDAQ
149    CFO 7/2/2014 2.14 VICTORYSHARES US 500 ENHANCED VOLATILITY WTD ETF NASDAQ
150    CGO 9/28/2009 8.31 CALAMOS GLOBAL TOTAL RETURN FUND NASDAQ
151    CGW 9/28/2009 12.32 GUGGENHEIM S&P GLOBAL WATER ETF Guggenheim Investments Miscellaneous Sector NYSE
152    CHAD 6/17/2015 10.07 DIREXION DLY CSI 300 CHN A SHR BR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
153    CHAU 4/16/2015 17.88 DIREXION DLY CSI 300 CHN A SHR BL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
154    CHEP 9/13/2011 1.09 QUANTSHARES US MARKET NEUTRAL VALUE QuantShares Market Neutral NYSE
155    CHI 9/28/2009 52.71 CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND NASDAQ
156    CHIE 12/16/2009 0.97 GLOBAL X CHINA ENERGY ETF Global X Funds China Region NYSE
157    CHII 12/1/2009 1.64 GLOBAL X CHINA INDUSTRIALS ETF Global X Funds China Region NYSE
158    CHIM 1/14/2010 1.48 GLOBAL X CHINA MATERIALS ETF Global X Funds China Region NYSE
159    CHIQ 12/1/2009 15.38 GLOBAL X CHINA CONSUMER ETF Global X Funds China Region NYSE
160    CHIX 12/11/2009 8.86 GLOBAL X CHINA FINANCIALS ETF Global X Funds China Region NYSE
161    CHOC 4/21/2011 0.91 IPATH PURE BETA COCOA ETN Barclays Funds Commodities Agriculture NYSE
162    CHW 9/28/2009 43.01 CALAMOS GLOBAL DYNAMIC INCOME FUND NASDAQ
163    CHY 9/28/2009 52.85 CALAMOS CONVERTIBLE AND HIGH INCOME FUND NASDAQ
164    CIBR 7/7/2015 4.38 FIRST TRUST NASDAQ CYBERSECURITY ETF First Trust Technology NASDAQ
165    CID 8/20/2015 0.37 VICTORYSHARES INTL HI DIV VOL WTD ETF Victory Foreign Large Value NASDAQ
166    CIL 7/12/2010 0.85 VICTORYSHARES INTERNATIONAL VOL WTD ETF Victory Foreign Large Blend NASDAQ
167    CIU 9/28/2009 84.13 ISHARES INTERMEDIATE CREDIT BOND iShares Corporate Bond NYSE
168    CIZ 10/1/2014 0.81 VICTORYSHARES DEVELOPED ENH VOL WTD ETF Victory Foreign Large Blend NASDAQ
169    CJNK 11/17/2014 0.91 SPDR BOFA ML CROSSOVER CORP BD ETF SPDR State Street Global Advisors Corporate Bond NYSE
170    CLAW 8/19/2015 0.09 DIREXION DAILY HMBLDRS&SUPLS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
171    CLTL 1/12/2017 0.01 POWERSHARES TREASURY COLLATERAL ETF PowerShares Ultrashort Bond NYSE
172    CLY 12/9/2009 23.78 ISHARES 10+ YEAR CREDIT BOND iShares Corporate Bond NYSE
173    CLYH 9/11/2015 0.2 ISHARES INTEREST RT HDGD 10+ YR CRDT BD iShares Corporate Bond NYSE
174    CMBS 2/16/2012 4.85 ISHARES CMBS iShares Intermediate-Term Bond NYSE
175    CMD 9/28/2009 9.2 PROSHARES ULTRASHORT DJ-AIG COM ProShares Trading-Inverse Commodities NYSE
176    CMDT 8/13/2013 0.39 ISHARES COMMODITY OPTIMIZED TRUST iShares Commodities Broad Basket NYSE
177    CMF 9/28/2009 5.52 ISHARES S&P CALI MUNI BOND iShares Muni California Long NYSE
178    CN 4/30/2014 0.36 DEUTSCHE X-TRACKERS MSCI ALL CHINA EQ Deutsche Asset Management China Region NYSE
179    CNCR 10/14/2015 0.91 LONCAR CANCER IMMUNOTHERAPY ETF ETF Series Solutions Health NASDAQ
180    CNDA 4/9/2010 2.18 IQ CANADA SMALL CAP ETF IndexIQ Miscellaneous Region NYSE
181    CNDF 5/12/2016 0.02 ISHARES EDGE MSCI MLTIFCTR CNSMR DCRTNRY iShares Consumer Cyclical BATS
182    CNSF 5/12/2016 0.02 ISHARES EDGE MSCI MLTFCTR CNSMR STPLS iShares Consumer Defensive BATS
183    CNTR 5/19/2011 0.07 POWERSHARES CONTRARIAN OPPORTUNITIES ETF PowerShares Mid-Cap Value NYSE
184    CNXT 9/28/2009 70.52 VANECK VECTORS CHINAAMC SME-CHINEXT ETF Van Eck China Region NYSE
185    CNY 9/28/2009 2.71 MARKET VECTORS CHINESE RENMINBI/USD ETN Market Vectors Single Currency NYSE
186    COBO 5/25/2012 0.19
187    COMT 10/25/2010 2.05 ISHARES COMMODITIES SELECT STRATEGY iShares Commodities Broad Basket NASDAQ
188    COPX 7/12/2010 10.32 GLOBAL X COPPER MINERS ETF Global X Funds Natural Resources NYSE
189    CORN 7/12/2010 23.91 TEUCRIUM CORN ETF Teucrium Commodities Agriculture NYSE
190    CORP 9/24/2010 5.53 PIMCO INVESTMENT GRADE CORPORATE BD ETF Pimco Corporate Bond NYSE
191    COW 9/28/2009 7.72 IPATH BLOOMBERG LIVESTOCK SUBTR ETN Barclays Funds Commodities Agriculture NYSE
192    COWZ 12/19/2016 0.13 PACER US CASH COWS 100 ETF Pacer Large Blend BATS
193    CPER 11/15/2011 0.48 UNITED STATES COPPER INDEX United States Commodity Funds LLC Commodities Industrial Metals NYSE
194    CPI 10/27/2009 2.08 IQ REAL RETURN ETF IndexIQ Tactical Allocation NYSE
195    CQQQ 12/8/2009 6.4 GUGGENHEIM CHINA TECHNOLOGY ETF Guggenheim Investments China Region NYSE
196    CRAK 8/19/2015 0.33
197    CRBN 12/9/2014 0.86
198    CRDT 2/11/2014 0.11 WISDOMTREE STRATEGIC CORPORATE BOND ETF WisdomTree World Bond NASDAQ
199    CRED 9/28/2009 9.39 ISHARES US CREDIT BOND iShares Corporate Bond NYSE
200    CROC 7/19/2012 1.13 PROSHARES ULTRASHORT AUSTRALIAN DOLLAR ProShares Trading--Miscellaneous NYSE
201    CROP 3/22/2011 2.08 IQ GLOBAL AGRIBUSINESS SMALL CA IndexIQ Consumer Defensive NYSE
202    CSA 9/28/2009 34.63 VICTORYSHARES US SMALL CAP VOL WTD ETF Victory Small Blend NASDAQ
203    CSB 7/8/2015 0.28 VICTORYSHARES US SMCP HI DIV VOL WTD ETF Victory Small Value NASDAQ
204    CSD 9/28/2009 11.14 GUGGENHEIM S&P SPIN-OFF ETF Guggenheim Investments Mid-Cap Blend NYSE
205    CSF 8/1/2014 0.58 VICTORYSHARES US DISCV ENH VOL WTD ETF Victory Small Blend NASDAQ
206    CSJ 9/28/2009 131.98 ISHARES 1-3 YEAR CREDIT BOND ETF NASDAQ
207    CSM 9/28/2009 6.42 PROSHARES LARGE CAP CORE PLUS ProShares Large Blend BATS
208    CSML 5/16/2017 0.16 IQ CHAIKIN U.S. SMALL CAP ETF NASDAQ
209    CSQ 9/28/2009 77.89 CALAMOS STRATEGIC TOTAL RETURN FUND NASDAQ
210    CTNN 4/21/2011 0.35 IPATH PURE BETA COTTON ETN Barclays Funds Commodities Agriculture NYSE
211    CUMB 1/18/2017 0.13 VIRTUS CUMBERLAND MUNICIPAL BOND ETF Cumberland Advisors Muni National Interm NYSE
212    CUPM 4/21/2011 0.24 IPATH PURE BETA COPPER ETN Barclays Funds Commodities Industrial Metals NYSE
213    CURE 6/15/2011 29.35 DIREXION DAILY HEALTHCARE BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
214    CUT 9/28/2009 11.29 GUGGENHEIM MSCI GLOBAL TIMBER ETF Guggenheim Investments Natural Resources NYSE
215    CVY 9/28/2009 27.49 GUGGENHEIM MULTI-ASSET INCOME ETF Guggenheim Investments Allocation--85%+ Equity NYSE
216    CWB 9/28/2009 112.63 SPDR BLMBG BARCLAYS CONVERT SECS ETF SPDR State Street Global Advisors Convertibles NYSE
217    CWI 9/28/2009 25.91 SPDR MSCI ACWI EX-US ETF SPDR State Street Global Advisors Foreign Large Blend NYSE
218    CWS 12/29/2009 3.98 ADVISORSHARES FOCUSED EQUITY ETF AdvisorShares Large Blend NYSE
219    CXSE 1/5/2015 0.27 WISDOMTREE CHINA EX-STATE-OWD ENTPR ETF WisdomTree China Region NASDAQ
220    CYB 9/28/2009 17.87 WISDOMTREE CHINESE YUAN STRATEGY ETF WisdomTree Single Currency NYSE
221    CZA 9/28/2009 2.42 GUGGENHEIM MID-CAP CORE ETF Guggenheim Investments Mid-Cap Blend NYSE
222    DAG 9/28/2009 16.84 DB AGRICULTURE DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
223    DAX 10/23/2014 0.67 HORIZONS DAX GERMANY ETF NASDAQ
224    DBA 9/28/2009 271.61 POWERSHARES DB AGRICULTURE ETF PowerShares DB Commodities Agriculture NYSE
225    DBAP 10/1/2013 0.71 DEUTSCHE X-TRACKERS MSCI ASPC EXJP HGDEQ Deutsche Asset Management Pacific/Asia ex-Japan Stk NYSE
226    DBAW 1/27/2014 1.73 DEUTSCHE X-TRACKERS MSCI ALWD EXUS HGDEQ Deutsche Asset Management Foreign Large Blend NYSE
227    DBB 9/28/2009 36.22 POWERSHARES DB BASE METALS ETF PowerShares DB Commodities Industrial Metals NYSE
228    DBBR 6/9/2011 1.12 DEUTSCHE X-TRACKERS MSCI BRAZIL HEDGD EQ Deutsche Asset Management Latin America Stock NYSE
229    DBC 9/28/2009 412.6 POWERSHARES DB COMMODITY TRACKING ETF PowerShares DB Commodities Broad Basket NYSE
230    DBE 9/28/2009 15.36 POWERSHARES DB ENERGY ETF PowerShares DB Commodities Energy NYSE
231    DBEF 6/9/2011 172.34 DEUTSCHE X-TRACKERS MSCI EAFE HEDGED EQ Deutsche Asset Management Foreign Large Blend NYSE
232    DBEM 6/9/2011 6.52 DEUTSCHE X-TRACKERS MSCI EM MKTS HDGD EQ Deutsche Asset Management Diversified Emerging Mkts NYSE
233    DBES 8/19/2015 0.02
234    DBEU 10/1/2013 81.1 DEUTSCHE X-TRACKERS MSCI EUROPE HEDGD EQ Deutsche Asset Management Europe Stock NYSE
235    DBEZ 12/15/2014 1.79 DEUTSCHE X-TRACKERS MSCI EUROZONE HDG EQ Deutsche Asset Management Europe Stock NYSE
236    DBGR 2/5/2013 4.49 DEUTSCHE X-TRACKERS MSCI GERMANY HDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
237    DBIT 8/19/2015 0.01 DEUTSCHE X-TRACKERS MSCI ITALY HEDGED EQ Deutsche Asset Management Miscellaneous Region BATS
238    DBJP 6/9/2011 42.37 DEUTSCHE X-TRACKERS MSCI JAPAN HEDGED EQ Deutsche Asset Management Japan Stock NYSE
239    DBKO 1/27/2014 2.59 DEUTSCHE X-TRACKERS MSCI SKOREA HEDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
240    DBMX 1/27/2014 0.24 DEUTSCHE X-TRACKERS MSCI MEXICO HEDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
241    DBO 9/28/2009 83.41 POWERSHARES DB OIL ETF PowerShares DB Commodities Energy NYSE
242    DBP 9/28/2009 14.5 POWERSHARES DB PRECIOUS METALS ETF PowerShares DB Commodities Precious Metals NYSE
243    DBS 9/28/2009 8.72 POWERSHARES DB SILVER ETF PowerShares DB Commodities Precious Metals NYSE
244    DBSE 8/19/2015 0.01
245    DBUK 10/1/2013 0.2 DEUTSCHE X-TRACKERS MSCI UK HEDGED EQ Deutsche Asset Management Miscellaneous Region NYSE
246    DBV 9/28/2009 12.6 POWERSHARES DB G10 CURRENCY HARVEST ETF PowerShares DB Multicurrency NYSE
247    DCNG 4/21/2011 0.44 IPATH SEASONAL NATURAL GAS ETN NYSE
248    DDBI 12/29/2015 0.05 LEGG MASON DEV EX-US DIVERS COR ETF Legg Mason Foreign Large Blend NASDAQ
249    DDEZ 1/7/2016 0.04 WISDOMTREE DYNAMIC CCY HDGD EURP EQ ETF WisdomTree Europe Stock BATS
250    DDG 9/28/2009 1.91 PROSHARES SHORT OIL & GAS ProShares Trading--Inverse Equity NYSE
251    DDJP 1/7/2016 0.03 WISDOMTREE DYNAMIC CCY HDGD JPN EQ ETF WisdomTree Japan Stock BATS
252    DDLS 1/7/2016 0.06 WISDOMTREE DYN CCY HDGD INTL SMCP EQ ETF WisdomTree Foreign Small/Mid Value BATS
253    DDM 9/28/2009 297.26 PROSHARES ULTRA DOW30 ProShares Trading--Leveraged Equity NYSE
254    DDWM 1/7/2016 0.91 WISDOMTREE DYNAMIC CCY HDGD INTL EQ ETF WisdomTree Foreign Large Value BATS
255    DEEF 6/1/2015 0.29 DEUTSCHE X-TRACKERS FTSE DEV EXUSCMPSFTR Deutsche Asset Management Foreign Large Blend NYSE
256    DEF 9/28/2009 4.44 GUGGENHEIM DEFENSIVE EQUITY ETF Guggenheim Investments Large Value NYSE
257    DEFA 1/8/2016 0.02 ISHARES ADAPTIVE CCY HDGD MSCI EAFE iShares Foreign Large Blend BATS
258    DEM 9/28/2009 115.53 WISDOMTREE EMERGING MARKETS HIGH DIV ETF WisdomTree Diversified Emerging Mkts NYSE
259    DEMG 4/19/2016 0.04 DEUTSCHE X-TRACKERS FTSE EMERG CMPS FTR Deutsche Asset Management Diversified Emerging Mkts NYSE
260    DES 9/28/2009 16.27 WISDOMTREE SMALLCAP DIVIDEND ETF WisdomTree Small Value NYSE
261    DEUS 11/24/2015 0.71 DEUTSCHE X-TRACKERS RUSSELL 1000 CMPSFTR Deutsche Asset Management Mid-Cap Blend NYSE
262    DEW 9/28/2009 2.91 WISDOMTREE GLOBAL HIGH DIVIDEND ETF WisdomTree World Stock NYSE
263    DEWJ 1/8/2016 0.02 ISHARES ADAPTIVE CCY HDGD MSCI JAPAN iShares Japan Stock BATS
264    DEZU 1/8/2016 0.03 ISHARES ADAPTIVE CCY HDGD MSCI EUROZONE iShares Europe Stock BATS
265    DFE 9/28/2009 28.87 WISDOMTREE EUROPE SMALLCAP DIVIDEND ETF WisdomTree Europe Stock NYSE
266    DFJ 9/28/2009 11.67 WISDOMTREE JAPAN SMALLCAP DIVIDEND ETF WisdomTree Japan Stock NYSE
267    DFNL 1/12/2017 0.22 DAVIS SELECT FINANCIAL ETF Davis ETFs Financial NASDAQ
268    DFVS 7/12/2011 0.64 IPATH US TREASURY 5-YEAR BEAR ETN Exchange Traded Fund Financial NYSE
269    DGAZ 2/8/2012 473.37 VELOCITYSHARES 3X INV NATURAL GAS ETN Credit Suisse AG Trading--Inverse Commodities NYSE
270    DGL 9/28/2009 14.71 POWERSHARES DB GOLD ETF PowerShares DB Commodities Precious Metals NYSE
271    DGLD 10/17/2011 8.74 VELOCITYSHARES 3X INVERSE GOLD ETN Credit Suisse AG Trading--Inverse Commodities NASDAQ
272    DGP 9/28/2009 117.92 DB GOLD DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
273    DGRE 8/1/2013 1.64 WISDOMTREE EMERGING MKTS QUAL DIV GR ETF WisdomTree Diversified Emerging Mkts NASDAQ
274    DGRO 6/12/2014 11.48 ISHARES CORE DIVIDEND GROWTH iShares Large Blend NYSE
275    DGRS 7/25/2013 1.42 WISDOMTREE U.S. SMALLCAP QUALITY DIVIDEND GROWTH FUND NASDAQ
276    DGRW 5/22/2013 8.32 WISDOMTREE US QUALITY DIVIDEND GR ETF WisdomTree Large Blend NASDAQ
277    DGS 9/28/2009 40.94 WISDOMTREE EMERGING MARKETS SMCP DIV ETF WisdomTree Diversified Emerging Mkts NYSE
278    DGT 9/28/2009 1.82 SPDR GLOBAL DOW ETF SPDR State Street Global Advisors World Stock NYSE
279    DGZ 9/28/2009 14.69 DB GOLD SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
280    DHS 9/28/2009 12.48 WISDOMTREE HIGH DIVIDEND ETF WisdomTree Large Value NYSE
281    DHVW 5/12/2015 0.79
282    DIA 9/28/2009 2370.01 SPDR DOW JONES INDUSTRIAL AVERAGE ETF SPDR State Street Global Advisors Large Value NYSE
283    DIG 9/28/2009 306.44 PROSHARES ULTRA OIL & GAS ProShares Trading--Leveraged Equity NYSE
284    DIM 9/28/2009 3.11 WISDOMTREE INTERNATIONAL MIDCAP DIV ETF WisdomTree Foreign Small/Mid Value NYSE
285    DIRT 4/21/2011 0.16 IPATH PURE BETA AGRICULTURE ETN Barclays Funds Commodities Agriculture NYSE
286    DIV 3/12/2013 7.07 GLOBAL X SUPERDIVIDEND US ETF Exchange Traded Fund Financial NYSE
287    DIVA 1/15/2015 0.1
288    DIVC 9/16/2014 0.21 C-TRACKS ETN MILLER/HOWARD STRT DIV RINV Citigroup Large Value NYSE
289    DIVY 12/18/2014 1.2 REALITY SHARES DIVS ETF Reality Shares ETF Trust Multialternative NYSE
290    DJCI 10/29/2009 1.92 UBS ETRACS BLOOMBERG CMDTY TOT RET ETN UBS Group AG Commodities Broad Basket NYSE
291    DJD 12/16/2015 0.16 GUGGENHEIM DOW JONES INDL AVG DIV ETF Guggenheim Investments Large Value NYSE
292    DJP 9/28/2009 75.4 IPATH BLOOMBERG CMDTY TR ETN Barclays Funds Commodities Broad Basket NYSE
293    DLBS 8/10/2010 2.92 IPATH US TREASURY LONG BOND BEA iPath Trading-Inverse Debt NYSE
294    DLN 9/28/2009 16.98 WISDOMTREE LARGECAP DIVIDEND ETF WisdomTree Large Value NYSE
295    DLS 9/28/2009 15.4 WISDOMTREE INTERNATIONAL SMALLCP DIV ETF WisdomTree Foreign Small/Mid Value NYSE
296    DNL 9/28/2009 2.3 WISDOMTREE GLOBAL EX-US QUAL DIV GR ETF WisdomTree Foreign Large Growth NYSE
297    DNO 9/28/2009 5.25 UNITED STATES SHORT OIL United States Commodity Funds LLC Trading--Inverse Commodities NYSE
298    DOD 9/28/2009 3.27 ELEMENTS DOGS OF DOW DJ HY SEL 10 TR ETN ELEMENTS Large Value NYSE
299    DOG 9/28/2009 86.65 PROSHARES SHORT DOW30 ProShares Trading--Inverse Equity NYSE
300    DOL 9/28/2009 7.25 WISDOMTREE INTERNATIONAL LARGECP DIV ETF WisdomTree Foreign Large Value NYSE
301    DON 9/28/2009 15.89 WISDOMTREE MIDCAP DIVIDEND ETF WisdomTree Mid-Cap Value NYSE
302    DOO 9/28/2009 9.19 WISDOMTREE INTL DIV EX-FINCLS ETF WisdomTree Foreign Large Value NYSE
303    DPK 9/28/2009 10.5 DIREXION DAILY DEV MKTS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
304    DPST 8/19/2015 1.03 DIREXION DAILY REGIONAL BNKS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
305    DRIP 5/29/2015 36.09 DIREXION DLY S&P OIL&GS EX&PRD BR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
306    DRN 9/28/2009 160.12 DIREXION DAILY REAL ESTATE BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
307    DRR 9/28/2009 5.76 MARKET VECTORS DOUBLE SHORT EURO ETN Market Vectors Trading--Miscellaneous NYSE
308    DRV 9/28/2009 147.39 DIREXION DAILY REAL ESTATE BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
309    DRW 9/28/2009 5.09 WISDOMTREE GLOBAL EX-US REAL ESTATE ETF WisdomTree Global Real Estate NYSE
310    DSI 9/28/2009 4.52 ISHARES MSCI KLD 400 SOCIAL iShares Large Blend NYSE
311    DSLV 10/17/2011 23.8 VELOCITYSHARES 3X INVERSE SILVER ETN Credit Suisse AG Trading--Inverse Commodities NASDAQ
312    DSUM 9/23/2011 7.76 POWERSHARES CHINESE YUAN DIM SU PowerShares Emerging Markets Bond NYSE
313    DTD 9/28/2009 5.58 WISDOMTREE TOTAL DIVIDEND ETF WisdomTree Large Value NYSE
314    DTH 9/28/2009 6.3 WISDOMTREE INTERNATIONAL HIGH DIV ETF WisdomTree Foreign Large Value NYSE
315    DTN 9/28/2009 14.2 WISDOMTREE DIVIDEND EX-FINANCIALS ETF WisdomTree Large Value NYSE
316    DTO 9/28/2009 69.52 DB CRUDE OIL DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
317    DTUS 8/10/2010 1.39 IPATH US TREASURY 2-YEAR BEAR ETN Barclays Funds Trading--Inverse Debt NASDAQ
318    DTYS 8/10/2010 6.43 IPATH US TREASURY 10-YEAR BEAR ETN Barclays Funds Trading--Inverse Debt NASDAQ
319    DUG 9/28/2009 251.39 PROSHARES ULTRASHORT OIL & GAS ProShares Trading--Inverse Equity NYSE
320    DULL 9/8/2016 0.05 DIREXION DAILY SILVER MNRS BEAR 2X ETF Direxion Funds Trading--Inverse Equity NYSE
321    DUSA 9/28/2009 17.02 DAVIS SELECT US EQUITY ETF Davis ETFs Large Blend NASDAQ
322    DUST 12/8/2010 1117.71 DIREXION DAILY GOLD MINERS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
323    DVEM 4/7/2016 0.15 WISDOMTREE EMERGING MARKETS DIVIDEND ETF WisdomTree Diversified Emerging Mkts BATS
324    DVHL 11/13/2013 2.57 UBS ETRACS M PY 2XLVG DIVERS HI INC ETN UBS Group AG Trading--Leveraged Equity NYSE
325    DVP 9/23/2014 2.34 DEEP VALUE ETF TWM FUNDS Large Value NYSE
326    DVY 9/28/2009 256.3 ISHARES SELECT DIVIDEND iShares Mid-Cap Value NYSE
327    DVYA 2/24/2012 2.04 ISHARES ASIA/PACIFIC DIVIDEND iShares Diversified Pacific/Asia NYSE
328    DVYE 2/24/2012 8.7 ISHARES EMERGING MARKETS DIVIDEND Exchange Traded Fund Financial NYSE
329    DVYL 5/23/2012 1.62 UBS ETRACS MTHLY PY 2XLVG DJ SEL DIV ETN UBS Group AG Trading--Leveraged Equity NYSE
330    DWAC 9/21/2016 0.11 ELKHORN COMMODITY ROTATION STRATEGY ETF NASDAQ
331    DWAQ 2/19/2014 0.4 POWERSHARES DWA NASDAQ MOMENTUM ETF PowerShares Mid-Cap Growth NASDAQ
332    DWAS 7/19/2012 10.69 POWERSHARES DWA SMALLCAP MOMENTUM ETF PowerShares Small Growth NASDAQ
333    DWAT 10/1/2014 0.38 ARROW DWA TACTICAL ETF ArrowShares Tactical Allocation NASDAQ
334    DWFI 6/2/2016 0.39 SPDR DORSEY WRIGHT FIXED INC ALLC ETF SPDR State Street Global Advisors Long-Term Bond NASDAQ
335    DWIN 3/10/2016 1.09 POWERSHARES DWA TACT MULTI-ASST INC PowerShares Allocation--30% to 50% Equity NASDAQ
336    DWLD 1/12/2017 0.21 DAVIS SELECT WORLDWIDE ETF Davis ETFs World Stock NASDAQ
337    DWLV 7/15/2016 0.09 POWERSHARES DWA MOMENTUM&LOW VOL RTTN PowerShares Mid-Cap Growth NASDAQ
338    DWM 9/28/2009 11.01 WISDOMTREE INTERNATIONAL EQUITY ETF WisdomTree Foreign Large Value NYSE
339    DWT 12/9/2016 33.34 VELOCITYSHARES 3X INVRS CRUDE OIL ETNNEW Credit Suisse AG Trading--Inverse Commodities NYSE
340    DWTR 10/9/2015 1.98 POWERSHARES DWA TACTICAL SECTOR RTN PowerShares Mid-Cap Growth NASDAQ
341    DWX 9/28/2009 36.63 SPDR S&P INTERNATIONAL DIVIDEND ETF SPDR State Street Global Advisors Foreign Large Value NYSE
342    DXD 9/28/2009 442.5 PROSHARES ULTRASHORT DOW30 ProShares Trading--Inverse Equity NYSE
343    DXGE 10/17/2013 6.42 WISDOMTREE GERMANY HEDGED EQUITY ETF WisdomTree Miscellaneous Region NASDAQ
344    DXJ 9/28/2009 825.07 WISDOMTREE JAPAN HEDGED EQUITY ETF WisdomTree Japan Stock NYSE
345    DXJC 4/8/2014 0.25 WISDOMTREE JAPAN HEDGED CAPITAL GDS ETF WisdomTree Japan Stock NYSE
346    DXJF 4/8/2014 2.04 WISDOMTREE JAPAN HEDGED FINANCIALS ETF WisdomTree Japan Stock NYSE
347    DXJH 4/25/2014 0.73 WISDOMTREE JAPAN HEDGED HEALTH CARE ETF WisdomTree Japan Stock NYSE
348    DXJR 4/9/2014 1.58 WISDOMTREE JAPAN HEDGED REAL ESTATE ETF WisdomTree Japan Stock NYSE
349    DXJS 6/28/2013 4.76 WISDOMTREE JAPAN HEDGED SMALLCAP EQ ETF WisdomTree Japan Stock NASDAQ
350    DXPS 6/28/2013 1.18 WISDOMTREE UNITED KINGDOM HEDGED EQ ETF WisdomTree Miscellaneous Region NASDAQ
351    DXUS 6/4/2015 0.1 WISDOMTREE GLOBAL EX-US HEDGED DIV ETF WisdomTree Foreign Large Value NYSE
352    DYY 9/28/2009 3.07 DB COMMODITY DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
353    DZK 9/28/2009 6.08 DIREXION DAILY DEV MKTS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
354    DZZ 9/28/2009 63.08 DB GOLD DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
355    EBND 2/24/2011 8.72 SPDR BLMBG BARCLAYS EM MKTS LCL BD ETF SPDR State Street Global Advisors Emerging-Markets Local-Currency Bond NYSE
356    ECH 9/28/2009 86.6 ISHARES MSCI CHILE CAPPED iShares Miscellaneous Region NYSE
357    ECNS 9/29/2010 3.19 ISHARES MSCI CHINA SMALL-CAP iShares China Region NYSE
358    ECON 9/24/2010 33.85 COLUMBIA EMERGING MARKETS CONSUMER ETF Columbia Diversified Emerging Mkts NYSE
359    EDBI 12/29/2015 0.06 LEGG MASON EMERGING MKTS DIVERS COR ETF Legg Mason Diversified Emerging Mkts NASDAQ
360    EDC 9/28/2009 629.13 DIREXION DAILY EMRG MKTS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
361    EDEN 1/26/2012 3.83 ISHARES MSCI DENMARK CAPPED iShares Miscellaneous Region BATS
362    EDIV 2/24/2011 18.07 SPDR S&P EMERGING MARKETS DIVIDEND ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
363    EDOG 3/28/2014 1.08 ALPS EMERGING SECTOR DIVIDEND DOGS ETF ALPS Diversified Emerging Mkts NYSE
364    EDV 9/28/2009 14.31 VANGUARD EXTENDED DURATION TRS ETF Vanguard Long Government NYSE
365    EDZ 9/28/2009 523.71 DIREXION EMERGING MARKETS BEAR Direxion Funds Trading-Inverse Equity NYSE
366    EEB 9/28/2009 30.04 GUGGENHEIM BRIC ETF Guggenheim Investments Diversified Emerging Mkts NYSE
367    EEH 10/8/2009 0.49 AKTIEBOLAGET SVENSK EXPORTKREDI Swedish Export Credit Corporation Large Blend NYSE
368    EELV 1/13/2012 8.78 POWERSHARES S&P EM MKTS LOW VOLATIL ETF PowerShares Diversified Emerging Mkts NYSE
369    EEM 9/28/2009 8368.92 ISHARES MSCI EMERGING MARKETS iShares Diversified Emerging Mkts NYSE
370    EEMA 2/9/2012 4.1 ISHARES MSCI EMERGING MARKETS ASIA iShares Pacific/Asia ex-Japan Stk NASDAQ
371    EEMO 10/8/2015 0.39 POWERSHARES S&P EMERG MKTS MOMENTUM ETF PowerShares Diversified Emerging Mkts NYSE
372    EEMS 8/18/2011 5.73 ISHARES MSCI EMERGING MARKETS SMALL-CAP iShares Diversified Emerging Mkts NYSE
373    EEMV 10/20/2011 77.69 ISHARES EDGE MSCI MIN VOL EMERGING MKTS iShares Diversified Emerging Mkts NYSE
374    EEMX 10/25/2016 0.03
375    EES 9/28/2009 5.45 WISDOMTREE SMALLCAP EARNINGS ETF WisdomTree Small Blend NYSE
376    EET 9/28/2009 5.4 PROSHARES ULTRA MSCI EMERGING MARKETS ProShares Trading--Leveraged Equity NYSE
377    EEV 9/28/2009 127.72 PROSHARES ULTRASHORT MSCI EMERGING MKTS ProShares Trading--Inverse Equity NYSE
378    EFA 9/28/2009 4011.81 ISHARES MSCI EAFE iShares Foreign Large Blend NYSE
379    EFAD 8/21/2014 1.23 PROSHARES MSCI EAFE DIVIDEND GROWERS ProShares Foreign Large Growth BATS
380    EFAS 11/16/2016 0.03 GLOBAL X MSCI SUPERDIVIDEND EAFE ETF Global X Funds Foreign Large Value NASDAQ
381    EFAV 10/20/2011 69.23 ISHARES MSCI EAFE MINIMUM VOLAT iShares Foreign Large Value NYSE
382    EFAX 10/25/2016 0.04 SPDR MSCI EAFE FOSSIL FUEL FREE ETF SPDR State Street Global Advisors Foreign Large Blend NYSE
383    EFFE 10/23/2014 0.31 JPMORGAN EFFICIENTE ETF Exchange Traded Fund Financial NYSE
384    EFG 9/28/2009 32.3 ISHARES MSCI EAFE GROWTH iShares Foreign Large Growth NYSE
385    EFNL 1/26/2012 2.25 ISHARES MSCI FINLAND CAPPED iShares Miscellaneous Region BATS
386    EFO 9/28/2009 1.15 PROSHARES ULTRA MSCI EAFE ProShares Trading--Leveraged Equity NYSE
387    EFU 9/28/2009 6.9 PROSHARES ULTRASHORT MSCI EAFE ProShares Trading--Inverse Equity NYSE
388    EFV 9/28/2009 53.29 ISHARES MSCI EAFE VALUE iShares Foreign Large Value NYSE
389    EFZ 9/28/2009 18.48 PROSHARES SHORT MSCI EAFE ProShares Trading--Inverse Equity NYSE
390    EGPT 2/18/2010 10.52 VANECK VECTORS EGYPT ETF Van Eck Miscellaneous Region NYSE
391    EIDO 7/12/2010 151.96 ISHARES MSCI INDONESIA iShares Miscellaneous Region NYSE
392    EIRL 7/12/2010 7.53 ISHARES MSCI IRELAND CAPPED iShares Miscellaneous Region NYSE
393    EIS 9/28/2009 9.69 ISHARES MSCI ISRAEL CAPPED iShares Miscellaneous Region NYSE
394    ELD 8/9/2010 36.84 WISDOMTREE EMERGING MARKETS LCL DBT ETF WisdomTree Emerging-Markets Local-Currency Bond NYSE
395    EMAG 8/19/2013 0.54 MARKET VECTORS EM AGGREGATE BD ETF Exchange Traded Fund Financial NYSE
396    EMB 9/28/2009 265.59 ISHARES JPMORGAN USD EMERG MARKETS BOND iShares Emerging Markets Bond NYSE
397    EMBH 7/30/2015 0.04 ISHARES INTEREST RT HDGD EMERG MKTS BD iShares Emerging Markets Bond NYSE
398    EMCB 3/8/2012 3.08 WISDOMTREE EMERGING MARKETS CORP BD ETF WisdomTree Emerging Markets Bond NASDAQ
399    EMCG 9/27/2013 0.47 WISDOMTREE EMERGING MARKETS CNSMR GR ETF WisdomTree Diversified Emerging Mkts NASDAQ
400    EMCR 10/16/2012 0.45 EGSHARES EMERGING MARKETS CORE ETF Exchange Traded Fund Financial NYSE
401    EMDD 8/15/2012 0.89 EGSHARES EMERG MKTS DOMESTIC DEMAND ETF Exchange Traded Fund Financial NYSE
402    EMDV 1/27/2016 0.13 PROSHARES MSCI EMERG MKTS DIV GROWERS ProShares Diversified Emerging Mkts BATS
403    EMFM 11/7/2013 1.81 GLOBAL X NEXT EMERGING & FRONTIER ETF Global X Funds Diversified Emerging Mkts NYSE
404    EMGF 12/10/2015 0.25 ISHARES EDGE MSCI MULTIFACTOR EMERG MKTS iShares Diversified Emerging Mkts BATS
405    EMHY 4/3/2012 6.82 ISHARES EMERGING MARKETS HIGH YIELD BOND iShares Emerging Markets Bond BATS
406    EMIF 9/28/2009 3.61 ISHARES EMERGING MARKETS INFRASTRUCTURE iShares Diversified Emerging Mkts NASDAQ
407    EMIH 3/3/2015 0.1 DEUTSCHE X-TRACKERS EMKTS BD INTR RT HDG Deutsche Asset Management Nontraditional Bond BATS
408    EMLC 7/23/2010 88.35 VANECK VECTORS JP MORGAN EM LC BD ETF Van Eck Emerging-Markets Local-Currency Bond NYSE
409    EMLP 6/21/2012 24.72 FIRST TRUST NORTH AMER ENGY INFRASETF First Trust Equity Energy NYSE
410    EMQQ 11/13/2014 2.2 EMQQ EMERGING MARKETS INTRNT & ECMRC ETF Exchange Traded Concepts Trust Diversified Emerging Mkts NYSE
411    EMSD 10/30/2015 0.22 WISDOMTREE STRONG DLR EMERG MKTS EQ ETF WisdomTree Diversified Emerging Mkts BATS
412    EMSH 11/21/2013 0.14 PROSHARES SHORT TERM USD EMERG MKTS BD Exchange Traded Fund Financial BATS
413    EMTL 4/14/2016 0.07 SPDR DOUBLELINE EMERG MKTS FXD INC ETF SPDR State Street Global Advisors Emerging Markets Bond BATS
414    EMXC 7/26/2017 0.01 ISHARES MSCI EMERGING MARKETS EX CHINA ETF NASDAQ
415    ENFR 11/1/2013 0.85 ALERIAN ENERGY INFRASTRUCTURE ETF ALPS Energy Limited Partnership NYSE
416    ENOR 1/24/2012 2.64 ISHARES MSCI NORWAY CAPPED iShares Miscellaneous Region BATS
417    ENY 9/28/2009 7.99 GUGGENHEIM CANADIAN ENERGY INCO Guggenheim Funds Distributors, Inc. Equity Energy NYSE
418    ENZL 9/24/2010 11.59 ISHARES MSCI NEW ZEALAND CAPPED iShares Miscellaneous Region NASDAQ
419    EPHE 9/29/2010 67.07 ISHARES MSCI PHILIPPINES iShares Miscellaneous Region NYSE
420    EPI 9/28/2009 815.92 WISDOMTREE INDIA EARNINGS ETF WisdomTree India Equity NYSE
421    EPOL 7/12/2010 48.47 ISHARES MSCI POLAND CAPPED iShares Miscellaneous Region NYSE
422    EPP 9/28/2009 266.44 ISHARES MSCI PACIFIC EX JAPAN iShares Pacific/Asia ex-Japan Stk NYSE
423    EPS 9/28/2009 1.48 WISDOMTREE EARNINGS 500 ETF WisdomTree Large Blend NYSE
424    EPU 9/28/2009 48.92 ISHARES MSCI ALL PERU CAPPED iShares Miscellaneous Region NYSE
425    EPV 9/28/2009 34.85 PROSHARES ULTRASHORT FTSE EUROPE ProShares Trading--Inverse Equity NYSE
426    EQAL 12/29/2014 3.04 POWERSHARES RUSSELL 1000 EQUAL WGHT ETF PowerShares Mid-Cap Blend NYSE
427    EQL 9/28/2009 2.51 ALPS EQUAL SECTOR WEIGHT ETF ALPS Large Blend NYSE
428    EQLT 2/25/2014 0.18 WORKPLACE EQUALITY ETF ALPS Large Blend NYSE
429    EQRR 7/25/2017 0.01 PROSHARES EQUITIES FOR RISING RATES ETF NASDAQ
430    EQWL 12/1/2014 0.29 POWERSHARES RUSSELL TOP 200 EQUAL WT ETF PowerShares Large Blend NYSE
431    EQWM 12/1/2014 0.24 POWERSHARES RUSSELL MIDCAP EQUAL WT ETF PowerShares Mid-Cap Blend NYSE
432    EQWS 12/1/2014 0.18
433    ERGF 5/12/2016 0.02
434    ERO 9/28/2009 0.45 IPATH EUR/USD EXCHANGE RATE ETN Barclays Funds Single Currency NYSE
435    ERUS 11/10/2010 62.51 ISHARES MSCI RUSSIA CAPPED iShares Miscellaneous Region NYSE
436    ERX 9/28/2009 917.62 DIREXION DAILY ENERGY BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
437    ERY 9/28/2009 489.31 DIREXION DAILY ENERGY BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
438    ERYY 4/7/2016 0.01 DIREXION DAILY ENERGY BEAR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
439    ESG 7/14/2016 0.04 FLEXSHARES STOXX US ESG IMPACT ETF Flexshares Trust Large Blend NASDAQ
440    ESGD 6/30/2016 0.16 ISHARES MSCI EAFE ESG OPTIMIZED ETF NASDAQ
441    ESGE 7/20/2016 0.19 ISHARES MSCI EM ESG OPTIMIZED ETF NASDAQ
442    ESGG 7/14/2016 0.02 FLEXSHARES STOXX GLBL ESG IMPACT ETF Flexshares Trust World Stock NASDAQ
443    ESGU 12/6/2016 0.01 ISHARES MSCI USA ESG OPTIMIZED ETF NASDAQ
444    ETHO 5/26/2015 6.81 ETHO CLIMATE LEADERSHIP US ETF ETHO Capital Mid-Cap Growth NYSE
445    EUDG 5/7/2014 0.62 WISDOMTREE EUROPE QUALITY DIV GR ETF WisdomTree Europe Stock NYSE
446    EUFL 7/27/2016 0.06 DIREXION DAILY EURP FINCLS BULL 2X ETF Direxion Funds Trading--Inverse Equity NYSE
447    EUFN 2/3/2010 43.67 ISHARES MSCI EUROPE FINANCIALS iShares Financial NASDAQ
448    EUFS 8/10/2016 0.03 DIREXION DAILY EURP FINCLS BEAR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
449    EUFX 6/27/2012 0.62 PROSHARES SHORT EURO ProShares Trading--Miscellaneous NYSE
450    EUM 9/28/2009 44.9 PROSHARES SHORT MSCI EMERGING MARKETS ProShares Trading--Inverse Equity NYSE
451    EUMV 6/5/2014 1.1 ISHARES EDGE MSCI MIN VOL EUROPE iShares Europe Stock NYSE
452    EUO 9/28/2009 163.95 PROSHARES ULTRASHORT EURO ProShares Trading--Miscellaneous NYSE
453    EURL 1/22/2014 5.21 DIREXION DAILY FTSE EUROPE BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
454    EUSA 7/20/2010 1.54 ISHARES MSCI USA EQUAL WEIGHTED iShares Large Blend NYSE
455    EUSC 3/4/2015 5.08 WISDOMTREE EUROPE HEDGED SMALLCAP EQ ETF WisdomTree Europe Stock NYSE
456    EVGBC 3/31/2016 0.01 EATON VANCE GLOBAL INCOME BUILDER NS Eaton Vance World Allocation NASDAQ
457    EVLMC 3/31/2016 0.02 EATON VANCE TABS 5TO15YR LDRD MUNIBD NS Eaton Vance Muni National Interm NASDAQ
458    EVX 9/28/2009 0.41 VANECK VECTORS ENVIRONMENTAL SVCS ETF Van Eck Industrials NYSE
459    EWA 9/28/2009 778.68 ISHARES MSCI AUSTRALIA iShares Miscellaneous Region NYSE
460    EWC 9/28/2009 554.2 ISHARES MSCI CANADA iShares Miscellaneous Region NYSE
461    EWD 9/28/2009 51.84 ISHARES MSCI SWEDEN CAPPED iShares Miscellaneous Region NYSE
462    EWEM 12/8/2010 0.98 GUGGENHEIM MSCI EM MKTS EQL CNTRY WT ETF Guggenheim Investments Diversified Emerging Mkts NYSE
463    EWG 9/28/2009 615.18 ISHARES MSCI GERMANY iShares Miscellaneous Region NYSE
464    EWGS 1/26/2012 1.23 ISHARES MSCI GERMANY SMALL-CAP iShares Miscellaneous Region BATS
465    EWH 9/28/2009 781.84 ISHARES MSCI HONG KONG INDEX FU iShares China Region NYSE
466    EWI 9/28/2009 207.48 ISHARES MSCI ITALY CAPPED iShares Miscellaneous Region NYSE
467    EWJ 9/28/2009 1773.07 ISHARES MSCI JAPAN iShares Japan Stock NYSE
468    EWK 9/28/2009 23.5 ISHARES MSCI BELGIUM CAPPED iShares Miscellaneous Region NYSE
469    EWL 9/28/2009 103.95 ISHARES MSCI SWITZERLAND CAPPED iShares Miscellaneous Region NYSE
470    EWM 9/28/2009 373.08 ISHARES MSCI MALAYSIA iShares Miscellaneous Region NYSE
471    EWMC 8/3/2015 0.7 GUGGENHEIM S&P MIDCAP 400 EQUAL WT ETF Guggenheim Investments Mid-Cap Blend NYSE
472    EWN 9/28/2009 28.73 ISHARES MSCI NETHERLANDS iShares Miscellaneous Region NYSE
473    EWO 9/28/2009 21.19 ISHARES MSCI AUSTRIA CAPPED iShares Miscellaneous Region NYSE
474    EWP 9/28/2009 186.45 ISHARES MSCI SPAIN CAPPED iShares Miscellaneous Region NYSE
475    EWQ 9/28/2009 106.24 ISHARES MSCI FRANCE iShares Miscellaneous Region NYSE
476    EWRE 8/14/2015 0.28 GUGGENHEIM S&P 500 EQL WGHT REL EST ETF Guggenheim Investments Real Estate NYSE
477    EWS 9/28/2009 343.35 ISHARES MSCI SINGAPORE CAPPED iShares Miscellaneous Region NYSE
478    EWSC 8/3/2015 0.36 GUGGENHEIM S&P SMALLCAP 600 EQL WT ETF Guggenheim Investments Small Blend NYSE
479    EWT 9/28/2009 1252.97 ISHARES MSCI TAIWAN CAPPED iShares China Region NYSE
480    EWU 9/28/2009 397.78 ISHARES MSCI UNITED KINGDOM iShares Miscellaneous Region NYSE
481    EWUS 1/26/2012 1.22 ISHARES MSCI UNITED KINGDOM SMALL-CAP iShares Miscellaneous Region BATS
482    EWV 9/28/2009 6.4 PROSHARES ULTRASHORT MSCI JAPAN ProShares Trading--Inverse Equity NYSE
483    EWW 9/28/2009 1154.14 ISHARES MSCI MEXICO CAPPED iShares Miscellaneous Region NYSE
484    EWX 9/28/2009 26.94 SPDR S&P EMERGING MARKETS SMALL CAP ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
485    EWY 9/28/2009 1072.2 ISHARES MSCI SOUTH KOREA CAPPED iShares Miscellaneous Region NYSE
486    EWZ 9/28/2009 5195.31 ISHARES MSCI BRAZIL CAPPED iShares Latin America Stock NYSE
487    EWZS 9/29/2010 6.19 ISHARES MSCI BRAZIL SMALL-CAP iShares Latin America Stock NASDAQ
488    EXI 9/28/2009 6.4 ISHARES GLOBAL INDUSTRIALS iShares Industrials NYSE
489    EXT 9/28/2009 1.04 WISDOMTREE TOTAL EARNINGS ETF WisdomTree Large Blend NYSE
490    EYLD 7/14/2016 0.08 CAMBRIA EMERGING SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Diversified Emerging Mkts BATS
491    EZA 9/28/2009 153.33 ISHARES MSCI SOUTH AFRICA iShares Miscellaneous Region NYSE
492    EZJ 9/28/2009 3.14 PROSHARES ULTRA MSCI JAPAN ProShares Trading--Leveraged Equity NYSE
493    EZM 9/28/2009 6.69 WISDOMTREE MIDCAP EARNINGS ETF WisdomTree Mid-Cap Blend NYSE
494    EZU 9/28/2009 510.47 ISHARES MSCI EUROZONE iShares Europe Stock BATS
495    EZY 9/29/2009 0.95 WISDOMTREE LOW P/E FUND WisdomTree Large Value NYSE
496    FAAR 5/23/2016 0.11 FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGY ETF NASDAQ
497    FAB 9/28/2009 3.47 FIRST TRUST MULTI CAP VAL ALPHADEX ETF First Trust Mid-Cap Value NASDAQ
498    FAD 9/28/2009 1.82 FIRST TRUST MULTI CAP GR ALPHADEX ETF First Trust Mid-Cap Growth NASDAQ
499    FALN 6/17/2016 0.11 ISHARES FALLEN ANGELS USD BOND ETF NASDAQ
500    FAN 9/28/2009 9 FIRST TRUST GLOBAL WIND ENERGY ETF First Trust Miscellaneous Sector NYSE
501    FAS 9/28/2009 4386.55 DIREXION DAILY FINANCIAL BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
502    FAUS 2/17/2012 0.36 FIRST TRUST AUSTRALIA ALPHADEX ETF First Trust Miscellaneous Region NYSE
503    FAZ 9/28/2009 3324.76 DIREXION FINANCIAL BEAR 3X SHAR Direxion Funds Trading-Inverse Equity NYSE
504    FAZZ 4/7/2016 0.03
505    FBGX 6/11/2014 3.13 UBS AG FI ENHANCED LARGE CAP GROWTH ETN UBS Group AG Large Growth NYSE
506    FBM 3/30/2011 7.31 FOCUS MORNINGSTAR BASIC MATERIA Focusshares Trust Industrials NYSE
507    FBND 10/9/2014 2.67 FIDELITY TOTAL BOND ETF Fidelity Investments Intermediate-Term Bond NYSE
508    FBT 9/28/2009 42.49 FIRST TRUST NYSE ARCA BIOTECH ETF First Trust Health NYSE
509    FBZ 4/19/2011 2.12 FIRST TRUST BRAZIL ALPHADEX ETF First Trust Latin America Stock NASDAQ
510    FCA 4/21/2011 0.77 FIRST TRUST CHINA ALPHADEX ETF First Trust China Region NASDAQ
511    FCAL 9/28/2009 8.62 FIRST TRUST CALIFORNIA MUNICIPAL HIGH INCOME ETF NASDAQ
512    FCAN 2/17/2012 1.97 FIRST TRUST CANADA ALPHADEX ETF First Trust Miscellaneous Region NASDAQ
513    FCEF 9/29/2016 0.21 FIRST TRUST CEF INCOME OPPORTUNITY ETF First Trust Allocation--50% to 70% Equity NASDAQ
514    FCG 9/28/2009 144.73 FIRST TRUST NATURAL GAS ETF First Trust Equity Energy NYSE
515    FCOM 10/24/2013 3.25 FIDELITY MSCI TELECOMMUNICATION SVC ETF Fidelity Investments Communications NYSE
516    FCOR 10/9/2014 0.76 FIDELITY CORPORATE BOND ETF Fidelity Investments Corporate Bond NYSE
517    FCVT 11/4/2015 0.4 FIRST TRUST SSI STRAT CONVERT SECS ETF First Trust Convertibles NASDAQ
518    FDD 9/28/2009 10.43 FIRST TRUST STOXX EUROPEAN SEL DIV ETF First Trust Europe Stock NYSE
519    FDIS 10/24/2013 6.62 FIDELITY MSCI CONSUMER DISCRET ETF Fidelity Investments Consumer Cyclical NYSE
520    FDIV 8/14/2014 0.8 FIRST TRUST STRATEGIC INCOME ETF First Trust Allocation--30% to 50% Equity NASDAQ
521    FDL 9/28/2009 28.39 FIRST TRUST MORNINGSTAR DIV LEADERS ETF First Trust Large Value NYSE
522    FDLO 9/15/2016 0.36 FIDELITY LOW VOLATILITY FACTOR ETF Fidelity Investments Large Blend NYSE
523    FDM 9/28/2009 4.06 FIRST TRUST DOW JONES SEL MICROCAP ETF First Trust Small Value NYSE
524    FDMO 9/15/2016 0.36 FIDELITY MOMENTUM FACTOR ETF Fidelity Investments Large Growth NYSE
525    FDN 9/28/2009 79.79 FIRST TRUST DOW JONES INTERNET ETF First Trust Technology NYSE
526    FDRR 9/15/2016 1.16 FIDELITY DIVIDEND ETF FOR RISING RATES Fidelity Investments Large Value NYSE
527    FDT 4/19/2011 5.78 FIRST TRUST DEV MKTS EX-US ALPHADEX ETF First Trust Foreign Large Blend NASDAQ
528    FDTS 2/16/2012 0.45 FIRST TRUST DEVMKTS EXUS SC ALPHADEXETF First Trust Foreign Small/Mid Value NASDAQ
529    FDVV 9/15/2016 0.73 FIDELITY CORE DIVIDEND ETF Fidelity Investments Large Value NYSE
530    FEEU 5/23/2013 1.51 BARCLAYS ETN+ FI ENHANCED EUROPE 50 Barclays Funds Foreign Large Blend NYSE
531    FEM 4/19/2011 18.22 FIRST TRUST EMERGING MRKTS ALPHADEX ETF First Trust Diversified Emerging Mkts NASDAQ
532    FEMB 11/5/2014 0.51 FIRST TRUST EMERGING MKTS LCL CCY BD ETF First Trust Emerging-Markets Local-Currency Bond NASDAQ
533    FEMS 2/17/2012 5.13 FIRST TRUST EMERG MKTS SC ALPHADEX ETF First Trust Diversified Emerging Mkts NASDAQ
534    FENY 10/24/2013 13.22 FIDELITY MSCI ENERGY ETF Fidelity Investments Equity Energy NYSE
535    FEP 9/28/2009 14.83 FIRST TRUST EUROPE ALPHADEX ETF First Trust Europe Stock NASDAQ
536    FEU 9/28/2009 8.35 SPDR STOXX EUROPE 50 ETF SPDR State Street Global Advisors Europe Stock NYSE
537    FEUZ 10/27/2014 1.06 FIRST TRUST EUROZONE ALPHADEX ETF NASDAQ
538    FEX 9/28/2009 23.14 FIRST TRUST LARGE CAP CORE ALPHADEX ETF First Trust Large Blend NASDAQ
539    FEZ 9/28/2009 286.61 SPDR EURO STOXX 50 ETF SPDR State Street Global Advisors Europe Stock NYSE
540    FFR 9/28/2009 3.02 FIRST TRUST FTSE EN DEV MKTS REL EST ETF First Trust Global Real Estate NYSE
541    FFTY 4/9/2015 2.09
542    FGD 9/28/2009 14.91 FIRST TRUST DOW JONES GLOBAL SEL DIV ETF First Trust Foreign Large Value NYSE
543    FGM 2/17/2012 2.69 FIRST TRUST GERMANY ALPHADEX ETF First Trust Miscellaneous Region NASDAQ
544    FHK 2/24/2012 3.15 FIRST TRUST HONG KONG ALPHADEX ETF First Trust China Region NASDAQ
545    FHLC 10/24/2013 14.02 FIDELITY MSCI HEALTH CARE ETF Fidelity Investments Health NYSE
546    FIBR 5/12/2016 0.28 ISHARES EDGE US FIXED INCOME BAL RISK iShares Nontraditional Bond BATS
547    FIDU 10/24/2013 5.64 FIDELITY MSCI INDUSTRIALS ETF Fidelity Investments Industrials NYSE
548    FIEE 2/18/2016 0.37 UBS AG FI ENHANCED EUROPE 50 ETN UBS Group AG Europe Stock NYSE
549    FIEG 10/8/2013 1.12
550    FIEU 9/6/2013 1.39 CREDIT SUISSE FI ENHANCED EUROPE50 ETN Credit Suisse AG Europe Stock NYSE
551    FIGY 5/22/2013 2.01 BARCLAYS ETN+ FI ENHANCED GLB HI YLD Barclays Funds World Stock NYSE
552    FIHD 2/22/2016 1.06 UBS AG FI ENHANCED GLOBAL HIGH YIELD ETN UBS Group AG World Stock NYSE
553    FILL 2/2/2012 2.12 ISHARES MSCI GLOBAL ENERGY PRODUCERS iShares Equity Energy NYSE
554    FINQ 8/31/2016 0.02 PUREFUNDS SOLACTIVE FINTECH ETF NASDAQ
555    FINU 7/12/2012 1.08 PROSHARES ULTRAPRO FINANCIAL SELECT SECT ProShares Trading--Leveraged Equity NYSE
556    FINX 9/13/2016 0.2 GLOBAL X FINTECH THEMATIC ETF Global X Funds Technology NASDAQ
557    FINZ 7/12/2012 0.48 PROSHARES ULTRAPRO SHORT FINCL SEL SECT ProShares Trading--Inverse Equity NYSE
558    FITS 6/9/2016 0.02 THE HEALTH AND FITNESS ETF Janus Consumer Cyclical NASDAQ
559    FIW 9/28/2009 5.54 FIRST TRUST WATER ETF First Trust Miscellaneous Sector NYSE
560    FIXD 2/15/2017 0.17 FIRST TRUST TCWOPPORTUNISTIC FXD INC ETF First Trust Exchange-Traded Fund VIII Intermediate-Term Bond NASDAQ
561    FJP 4/26/2011 4.6 FIRST TRUST JAPAN ALPHADEX ETF First Trust Japan Stock NASDAQ
562    FKO 4/25/2011 0.77 FIRST TRUST SOUTH KOREA ALPHADEX FUND NASDAQ
563    FKU 2/27/2012 4.45 FIRST TRUST UNITED KINGDOM ALPHADEX ETF First Trust Miscellaneous Region NASDAQ
564    FLAG 1/31/2013 0.64 WEATHERSTORM FORENSIC ACCNTG LG-SHRT ETF Exchange Traded Concepts, LLC Large Value NASDAQ
565    FLAT 8/10/2010 2.1 IPATH US TREASURY FLATTENER ETN iPath Trading-Miscellaneous NYSE
566    FLCO 10/5/2016 0.03 FRANKLIN LIBERTY INVESTMENT GRD CORP ETF Franklin Templeton Investments Corporate Bond NYSE
567    FLGE 6/11/2014 0.96 CREDIT SUISSE FI LARGE CAP GR ENH ETN Credit Suisse AG Large Growth NYSE
568    FLIO 1/27/2017 0.01 FRANKLIN LIBERTY INTERNATIONAL OPPS ETF Franklin Templeton Investments Foreign Large Blend NYSE
569    FLM 9/28/2009 1.3 FIRST TRUST GLOBAL ENG AND CONST ETF First Trust Industrials NYSE
570    FLN 4/20/2011 1.95 FIRST TRUST LATIN AMERICA ALPHADEX ETF First Trust Latin America Stock NASDAQ
571    FLOT 6/17/2011 54.07 ISHARES FLOATING RATE BOND iShares Ultrashort Bond NYSE
572    FLQD 6/3/2016 0.09 FRANKLIN LIBERTYQ GLOBAL DIVIDEND ETF Franklin Templeton Investments World Stock NYSE
573    FLQE 6/3/2016 0.21 FRANKLIN LIBERTYQ EMERGING MARKETS ETF Franklin Templeton Investments Diversified Emerging Mkts NYSE
574    FLQG 6/3/2016 0.05 FRANKLIN LIBERTYQ GLOBAL EQUITY ETF Franklin Templeton Investments World Stock NYSE
575    FLQH 6/3/2016 0.09 FRANKLIN LIBERTYQ INTL EQ HDGD ETF Franklin Templeton Investments Foreign Large Blend NYSE
576    FLRN 12/1/2011 7.84 SPDR BLMBG BARCLAYS INV GRD FLT RT ETF SPDR State Street Global Advisors Ultrashort Bond NYSE
577    FLRT 2/19/2015 0.16 ADVISORSHARES PACIFIC ASST ENH FL RT ETF AdvisorShares Bank Loan NYSE
578    FLTB 10/9/2014 2.25 FIDELITY LIMITED TERM BOND ETF Fidelity Investments Short-Term Bond NYSE
579    FLTR 4/26/2011 3.88 MARKET VECTORS INVESTMENT GRADE Van Eck Short-Term Bond NYSE
580    FM 9/13/2012 38.65 ISHARES MSCI FRONTIER 100 iShares Diversified Emerging Mkts NYSE
581    FMAT 10/24/2013 4.36 FIDELITY MSCI MATERIALS ETF Fidelity Investments Natural Resources NYSE
582    FMB 5/15/2014 1.45 FIRST TRUST MANAGED MUNICIPAL ETF First Trust Muni National Interm NASDAQ
583    FMF 8/2/2013 0.3 FIRST TRUST MORNINGSTAR MGD FUTSSTRT ETF First Trust Managed Futures NYSE
584    FMK 5/12/2011 0.68 FIRST TRUST MEGA CAP ALPHADEX ETF First Trust Large Blend NASDAQ
585    FNCF 5/12/2016 0.04 ISHARES EDGE MSCI MULTIFACTOR FINANCIALS iShares Financial BATS
586    FNCL 10/24/2013 11.58 FIDELITY MSCI FINANCIALS ETF Fidelity Investments Financial NYSE
587    FNDA 8/15/2013 6.62 SCHWAB FUNDAMENTAL US SMALL COMPANY ETF Schwab ETFs Small Blend NYSE
588    FNDB 8/15/2013 2.67 SCHWAB FUNDAMENTAL US BROAD MARKET ETF Schwab ETFs Large Value NYSE
589    FNDC 8/15/2013 4.77 SCHWAB FUNDAMENTAL INTL SM CO ETF Schwab ETFs Foreign Small/Mid Blend NYSE
590    FNDE 8/15/2013 7.78 SCHWAB FUNDAMENTAL EMERG MKTS LG CO ETF Schwab ETFs Diversified Emerging Mkts NYSE
591    FNDF 8/15/2013 10.12 SCHWAB FUNDAMENTAL INTL LG CO ETF Schwab ETFs Foreign Large Value NYSE
592    FNDX 8/15/2013 6.98 SCHWAB FUNDAMENTAL US LARGE COMPANY ETF Exchange Traded Fund Financial NYSE
593    FNI 9/28/2009 7.51 FIRST TRUST CHINDIA ETF First Trust Miscellaneous Region NYSE
594    FNK 4/20/2011 2.19 FIRST TRUST MID CAP VALUE ALPHADEX ETF First Trust Small Value NASDAQ
595    FNX 9/28/2009 14.68 FIRST TRUST MID CAP CORE ALPHADEX FUND NASDAQ
596    FNY 4/20/2011 2.75 FIRST TRUST MID CAP GROWTH ALPHADEX ETF First Trust Mid-Cap Growth NASDAQ
597    FOANC 2/14/2017 0.01
598    FOIL 4/21/2011 0.16 IPATH PURE BETA ALUMINUM ETN Barclays Funds Commodities Industrial Metals NYSE
599    FONE 2/18/2011 0.61 FIRST TRUST NASDAQ SMARTPHONE ETF First Trust Technology NASDAQ
600    FPA 4/20/2011 2.58 FIRST TRUST ASIAPAC EX-JPN ALPHADEX ETF First Trust Pacific/Asia ex-Japan Stk NASDAQ
601    FPE 2/12/2013 27 FIRST TRUST PREFERRED SEC & INC ETF First Trust Preferred Stock NYSE
602    FPX 9/28/2009 12.52 FIRST TRUST US EQUITY OPPORTUNITIES ETF First Trust Large Growth NYSE
603    FPXI 11/7/2014 1.86 FIRST TRUST INTERNATIONAL IPO ETF First Trust Foreign Large Growth NASDAQ
604    FQAL 9/15/2016 0.47 FIDELITY QUALITY FACTOR ETF Fidelity Investments Large Blend NYSE
605    FRAK 2/15/2012 4.48 MARKET VECTORS UNCONVNT OIL & GAS ETF Exchange Traded Fund Financial NYSE
606    FREL 2/5/2015 3.98 FIDELITY MSCI REAL ESTATE ETF Fidelity Investments Real Estate NYSE
607    FRI 9/28/2009 19.75 FIRST TRUST S&P REIT ETF First Trust Real Estate NYSE
608    FRN 9/28/2009 11.01 GUGGENHEIM FRONTIER MARKETS ETF Guggenheim Investments Diversified Emerging Mkts NYSE
609    FSTA 10/24/2013 5.67 FIDELITY MSCI CONSUMER STAPLES ETF Fidelity Investments Consumer Defensive NYSE
610    FSZ 2/16/2012 3.09 FIRST TRUST SWITZERLAND ALPHADEX ETF First Trust Miscellaneous Region NASDAQ
611    FTA 9/28/2009 15.84 FIRST TRUST LARGE CAP VAL ALPHADEX ETF First Trust Large Value NASDAQ
612    FTAG 6/29/2015 0.7 FIRST TRUST INDXX GLOBAL AGRICULTURE ETF NASDAQ
613    FTC 9/28/2009 9.06 FIRST TRUST LARGE CAP GR ALPHADEX ETF First Trust Large Growth NASDAQ
614    FTCS 2/11/2013 3.01 FIRST TRUST CAPITAL STRENGTH ETF First Trust Large Blend NASDAQ
615    FTEC 10/24/2013 11.91 FIDELITY MSCI INFORMATION TECH ETF Fidelity Investments Technology NYSE
616    FTGC 10/23/2013 5.39 FIRST TRUST GLOBAL TACT CMDTY STRAT ETF First Trust Commodities Broad Basket NASDAQ
617    FTHI 1/7/2014 1.22 FIRST TRUST HIGH INCOME ETF First Trust Long-Short Equity NASDAQ
618    FTLB 1/7/2014 0.54 FIRST TRUST LOW BETA INCOME ETF First Trust Long-Short Equity NASDAQ
619    FTLS 9/9/2014 1.48 FIRST TRUST LONG/SHORT EQUITY ETF First Trust Long-Short Equity NYSE
620    FTRI 6/29/2015 1.25 FIRST TRUST INDXX GLBL NATRL RES INC ETF First Trust Natural Resources NASDAQ
621    FTSD 11/5/2013 0.22 FRANKLIN LIBERTY SHORT DUR US GOVT ETF Franklin Templeton Investments Short Government NYSE
622    FTSL 5/2/2013 10.96 FIRST TRUST SENIOR LOAN ETF First Trust Bank Loan NASDAQ
623    FTSM 8/6/2014 9 FIRST TRUST ENHANCED SHORT MATURITY ETF First Trust Ultrashort Bond NASDAQ
624    FTW 2/28/2012 0.57 FIRST TRUST TAIWAN ALPHADEX ETF First Trust China Region NASDAQ
625    FTXD 10/11/2016 0.01 FIRST TRUST NASDAQ RETAIL ETF First Trust Consumer Cyclical NASDAQ
626    FTXG 10/10/2016 0.08 FIRST TRUST NASDAQ FOOD & BEVERAGE ETF First Trust Consumer Defensive NASDAQ
627    FTXH 9/22/2016 0.04 FIRST TRUST NASDAQ PHARMACEUTICALS ETF First Trust Health NASDAQ
628    FTXL 9/21/2016 0.24 FIRST TRUST NASDAQ SEMICONDUCTOR ETF First Trust Technology NASDAQ
629    FTXN 9/23/2016 0.02 FIRST TRUST NASDAQ OIL & GAS ETF First Trust Equity Energy NASDAQ
630    FTXO 10/7/2016 1.88 FIRST TRUST NASDAQ BANK ETF First Trust Financial NASDAQ
631    FTXR 9/22/2016 0.02 FIRST TRUST NASDAQ TRANSPORTATION ETF NASDAQ
632    FUD 9/28/2009 1.42 UBS ETRACS CMCI FOOD TOTAL RETURN ETN UBS Group AG Commodities Agriculture NYSE
633    FUE 9/28/2009 0.74 ELEMENTS MLCX BIOFUELS EXCH SER TR ETN ELEMENTS Commodities Agriculture NYSE
634    FUT 2/18/2016 0.05 PROSHARES MANAGED FUTURES STRATEGY ProShares Managed Futures BATS
635    FUTY 10/24/2013 6.46 FIDELITY MSCI UTILITIES ETF Fidelity Investments Utilities NYSE
636    FV 3/6/2014 68.38 FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF First Trust Mid-Cap Growth NASDAQ
637    FVAL 9/15/2016 0.5 FIDELITY VALUE FACTOR ETF Fidelity Investments Large Value NYSE
638    FVC 3/18/2016 1.87 FIRST TRUST DORSEY WRIGHT DYNAMIC FOC 5 First Trust Mid-Cap Blend NASDAQ
639    FVD 9/28/2009 31.02 FIRST TRUST VALUE LINE DIVIDEND ETF First Trust Large Value NYSE
640    FVL 9/28/2009 2.88 FIRST TRUST VALUE LINE 100 ETF ETF First Trust Mid-Cap Blend NYSE
641    FWDB 6/21/2011 1.03 ADVISORSHARES MADRONA GLOBAL BOND ETF AdvisorShares World Bond NYSE
642    FWDD 6/21/2011 0.68 ADVISORSHARES MADRONA DOMESTIC ETF AdvisorShares Large Blend NYSE
643    FWDI 6/21/2011 1.45 ADVISORSHARES MADRONA INTERNATIONAL ETF AdvisorShares Foreign Large Blend NYSE
644    FXA 9/28/2009 42.75 CURRENCYSHARES AUSTRALIAN DOLLAR ETF Guggenheim Investments Single Currency NYSE
645    FXB 9/28/2009 13.41 CURRENCYSHARES BRITISH POUND STER ETF Guggenheim Investments Single Currency NYSE
646    FXC 9/28/2009 38.11 RYDEX CURRENCYSHARES CANADIAN D Rydex/SGI Currency NYSE
647    FXCH 10/4/2011 0.27 CURRENCYSHARES CHINESE RENMINBI Rydex/SGI Currency NYSE
648    FXD 9/28/2009 52.09 FIRST TRUST CNSMR DISCRET ALPHADEX ETF First Trust Consumer Cyclical NYSE
649    FXE 9/28/2009 249.38 CURRENCYSHARES EURO ETF Guggenheim Investments Single Currency NYSE
650    FXEP 10/9/2015 0.02
651    FXEU 5/11/2015 1.63 POWERSHARES EUROPE CURRENCY HDGD LW VLTL PowerShares Europe Stock NYSE
652    FXF 9/28/2009 13.83 CURRENCYSHARES SWISS FRANC ETF Guggenheim Investments Single Currency NYSE
653    FXG 9/28/2009 41.84 FIRST TRUST CNSMR STAPLES ALPHADEX ETF First Trust Consumer Defensive NYSE
654    FXH 9/28/2009 45.21 FIRST TRUST HEALTH CARE ALPHADEX ETF First Trust Health NYSE
655    FXI 9/28/2009 4543.24 ISHARES FTSE CHINA 25 INDEX FUN iShares China Region NYSE
656    FXJP 1/12/2016 0.11 POWERSHARES JAPAN CCY HDGD LW VLTL PowerShares Japan Stock NYSE
657    FXL 9/28/2009 27.33 FIRST TRUST TECHNOLOGY ALPHADEX ETF First Trust Technology NYSE
658    FXN 9/28/2009 53.36 FIRST TRUST ENERGY ALPHADEX ETF First Trust Equity Energy NYSE
659    FXO 9/28/2009 39.21 FIRST TRUST FINANCIALS ALPHADEX ETF First Trust Financial NYSE
660    FXP 9/28/2009 143.17 PROSHARES ULTRASHORT FTSE CHINA 50 ProShares Trading--Inverse Equity NYSE
661    FXR 9/28/2009 24.21 FIRST TRUST INDTLS/PRDCRDURBALPHADEXETF First Trust Industrials NYSE
662    FXS 9/28/2009 1.36 CURRENCYSHARES SWEDISH KRONA ETF Guggenheim Investments Single Currency NYSE
663    FXSG 2/13/2013 0.14 CURRENCYSHARES SINGAPORE DOLLAR ETF Exchange Traded Fund Financial NYSE
664    FXU 9/28/2009 34.28 FIRST TRUST UTILITIES ALPHADEX ETF First Trust Utilities NYSE
665    FXY 9/28/2009 56.79 CURRENCYSHARES JAPANESE YEN ETF Guggenheim Investments Single Currency NYSE
666    FXZ 9/28/2009 25.45 FIRST TRUST MATERIALS ALPHADEX ETF First Trust Natural Resources NYSE
667    FYC 4/20/2011 2.57 FIRST TRUST SMALL CAP GR ALPHADEX ETF First Trust Small Growth NASDAQ
668    FYLD 12/3/2013 2.36 CAMBRIA FOREIGN SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Foreign Small/Mid Value BATS
669    FYT 4/20/2011 3.01 FIRST TRUST SMALL CAP VAL ALPHADEX ETF First Trust Small Value NASDAQ
670    FYX 9/28/2009 12.15 FIRST TRUST SMALL CAP CORE ALPHADEX ETF First Trust Small Blend NASDAQ
671    GAA 12/10/2014 0.75 CAMBRIA GLOBAL ASSET ALLOCATION ETF CAMBRIA ETF TRUST Multialternative BATS
672    GAF 9/28/2009 2.49 SPDR S&P EMERGING MIDDLE EAST&AFR ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
673    GAL 4/26/2012 2.93 SPDR SSGA GLOBAL ALLOCATION ETF Exchange Traded Fund Financial NYSE
674    GAMR 3/10/2016 0.32 PUREFUNDS VIDEO GAME TECH ETF Pure Funds Technology NYSE
675    GASL 2/1/2011 69.11 DIREXION DAILY NAT GAS RLTD BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
676    GASX 1/31/2011 11.66 DIREXION DAILY NAT GAS RLTD BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
677    GAZ 9/28/2009 20.77 IPATH BLOOMBERG NATURAL GAS SUBTR ETN Barclays Funds Commodities Energy NYSE
678    GBB 9/28/2009 0.47 IPATH GBP/USD EXCHANGE RATE ETN Barclays Funds Single Currency NYSE
679    GBF 9/28/2009 3.51 ISHARES GOVERNMENT/CREDIT BOND iShares Intermediate-Term Bond NYSE
680    GBIL 9/8/2016 0.18 GOLDMAN SACHS TREASURYACCESS 0-1 YEARETF Goldman Sachs Ultrashort Bond NYSE
681    GBTC 5/4/2015 1.13 BITCOIN INVESTMENT TRUST Grayscale Trading--Miscellaneous NASDAQ
682    GCC 9/28/2009 16.42 WISDOMTREE CONTINUOUS COMMODITY ETF GreenHaven Commodities Broad Basket NYSE
683    GCE 9/28/2009 1.2 CLAYMORE CEF GS CONNECT ETN Goldman Sachs Allocation--50% to 70% Equity NYSE
684    GDJJ 2/13/2015 0.77 PROSHARES ULTRA JUNIOR MINERS ProShares Trading--Leveraged Equity NYSE
685    GDX 9/28/2009 6687.7 VANECK VECTORS GOLD MINERS ETF Van Eck Equity Precious Metals NYSE
686    GDXJ 11/11/2009 2316.46 VANECK VECTORS JUNIOR GOLD MINERS ETF Van Eck Equity Precious Metals NYSE
687    GDXS 2/13/2015 2.02 PROSHARES ULTRASHORT GOLD MINERS ProShares Trading--Inverse Equity NYSE
688    GDXX 2/13/2015 1.62 PROSHARES ULTRA GOLD MINERS ProShares Trading--Leveraged Equity NYSE
689    GEM 9/29/2015 3.72 GOLDMAN SACHS ACTIVEBETA EMKTS EQ ETF Goldman Sachs Diversified Emerging Mkts NYSE
690    GENY 8/22/2016 0.05 PRINCIPAL MILLENNIALS ETF Principal Funds World Stock NASDAQ
691    GEUR 2/12/2014 1.19 ADVISORSHARES GARTMAN GOLD/EURO ETF AdvisorShares Commodities Precious Metals NYSE
692    GEX 9/28/2009 5.98 VANECK VECTORS GLOBAL ALT ENERGY ETF Van Eck Miscellaneous Sector NYSE
693    GGOV 1/26/2012 2.06 PROSHARES GERMAN SOVEREIGN/SUB-SOVEREIGN Exchange Traded Fund Financial NYSE
694    GHII 2/11/2015 0.54
695    GHS 4/5/2016 0.06 REX GOLD HEDGED S&P 500 ETF Rex Large Blend NYSE
696    GHYG 4/5/2012 2.75 ISHARES GLOBAL HIGH YIELD CORPORATE BOND iShares World Bond BATS
697    GII 9/28/2009 2.61 SPDR S&P GLOBAL INFRASTRUCTURE ETF SPDR State Street Global Advisors Infrastructure NYSE
698    GLD 9/28/2009 3786.66 SPDR GOLD TRUST State Street Global Advisors Commodities Precious Metals NYSE
699    GLDI 1/29/2013 2.59 CREDIT SUISSE GOLD SHARES COV CALL ETN Exchange Traded Fund Financial NASDAQ
700    GLDW 1/30/2017 0.06 SPDR LONG DOLLAR GOLD TRUST SPDR State Street Global Advisors Commodities Precious Metals NYSE
701    GLL 9/28/2009 59.56 PROSHARES ULTRASHORT GOLD ProShares Trading--Inverse Commodities NYSE
702    GLTR 10/22/2010 6.39 ETFS PHYSICAL PM BASKET ETF Securities Commodities Precious Metals NYSE
703    GMF 9/28/2009 17.11 SPDR S&P EMERGING ASIA PACIFIC ETF SPDR State Street Global Advisors Pacific/Asia ex-Japan Stk NYSE
704    GML 9/28/2009 4.16 SPDR S&P EMERGING LATIN AMERICA ETF SPDR State Street Global Advisors Latin America Stock NYSE
705    GMM 9/28/2009 6.28 SPDR S&P EMERGING MARKETS ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
706    GMMB 1/29/2010 0.19 COLUMBIA INTERMEDIATE MUNICIPAL Columbia Muni National Interm NYSE
707    GMOM 11/4/2014 0.9 CAMBRIA GLOBAL MOMENTUM ETF CAMBRIA ETF TRUST World Allocation NYSE
708    GMTB 1/29/2010 0.32 COLUMBIA CORE BOND STRATEGY FUN Columbia Intermediate-Term Bond NYSE
709    GNMA 2/17/2012 2.64 ISHARES GNMA BOND iShares Intermediate Government NASDAQ
710    GNR 9/24/2010 16.42 SPDR S&P GLOBAL NATURAL RESOURCES ETF SPDR State Street Global Advisors Natural Resources NYSE
711    GNRX 1/13/2016 0.11 VANECK VECTORS GENERIC DRUGS ETF NASDAQ
712    GOEX 3/28/2016 1.69 GLOBAL X GOLD EXPLORERS ETF Global X Funds Equity Precious Metals NYSE
713    GOVT 2/24/2012 20.58 ISHARES US TREASURY BOND iShares Intermediate Government NYSE
714    GQRE 11/6/2013 1.21 FLEXSHARES GLBL QUALITY REAL ESTATE ETF Flexshares Trust Global Real Estate NYSE
715    GREK 12/8/2011 65.04 GLOBAL X MSCI GREECE ETF Global X Funds Miscellaneous Region NYSE
716    GRES 10/27/2009 4.07 IQ GLOBAL RESOURCES ETF IndexIQ Natural Resources NYSE
717    GRI 9/28/2009 2.67 COHEN & STEERS GLOBAL REALTY MAJORS ETF ALPS Global Real Estate NYSE
718    GRID 11/17/2009 1.52 FIRST TRUST NASDAQ CLN EDGESTGIDIFSETF First Trust Miscellaneous Sector NASDAQ
719    GRN 9/28/2009 1.12 IPATH GLOBAL CARBON ETN Barclays Funds Commodities Miscellaneous NYSE
720    GRU 9/28/2009 3.73 ELEMENTS MLCX GRAINS TR ETN ELEMENTS Commodities Agriculture NYSE
721    GRWN 4/21/2011 0.13 IPATH PURE BETA SOFTS ETN Barclays Funds Commodities Agriculture NYSE
722    GSC 9/28/2009 2.19 GS CONNECT S&P GSCI ENH COMMODITY TR ETN Goldman Sachs Commodities Broad Basket NYSE
723    GSEU 9/8/2015 87.76 GOLDMAN SACHS ACTIVEBETA EUROPE EQ ETF Goldman Sachs Europe Stock NYSE
724    GSG 9/28/2009 61.62 ISHARES S&P GSCI COMMODITY-INDEXED TRUST iShares Commodities Broad Basket NYSE
725    GSIE 11/10/2015 2.61 GOLDMAN SACHS ACTIVEBETA INTL EQ ETF Goldman Sachs Foreign Large Blend NYSE
726    GSJY 3/4/2016 0.17 GOLDMAN SACHS ACTIVEBETA JAPAN EQ ETF Goldman Sachs Japan Stock NYSE
727    GSLC 9/21/2015 4.37 GOLDMAN SACHS ACTIVEBETA US LGCP EQ ETF Goldman Sachs Large Blend NYSE
728    GSP 9/28/2009 6.05 IPATH S&P GSCI TOTAL RETURN ETN Barclays Funds Commodities Broad Basket NYSE
729    GSY 2/8/2011 11.13 GUGGENHEIM ENHANCED SHORT DUR ETF Guggenheim Investments Ultrashort Bond NYSE
730    GTO 2/10/2016 0.39 GUGGENHEIM TOTAL RETURN BOND ETF Guggenheim Investments Intermediate-Term Bond NYSE
731    GULF 9/28/2009 4.84 WISDOMTREE MIDDLE EAST DIVIDEND ETF WisdomTree Miscellaneous Region NASDAQ
732    GUNR 9/22/2011 46.61 FLEXSHARES MSTAR GLBL UPSTRM NAT RES ETF Flexshares Trust Natural Resources NYSE
733    GUR 9/28/2009 10.88 SPDR S&P EMERGING EUROPE ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
734    GURI 3/11/2014 0.1 GLOBAL X GURU INTERNATIONAL ETF Global X Funds Foreign Large Blend NYSE
735    GURU 6/5/2012 7.54 GLOBAL X GURU ETF Global X Funds Large Growth NYSE
736    GUSH 5/29/2015 38.55 DIREXION DLY S&P OIL&GS EX&PRD BL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
737    GVAL 3/12/2014 3.47 CAMBRIA GLOBAL VALUE ETF CAMBRIA ETF TRUST Foreign Small/Mid Value NYSE
738    GVI 9/28/2009 16.13 ISHARES INTERM GOVERNMENT/CREDIT BD iShares Intermediate-Term Bond NYSE
739    GVIP 11/3/2016 0.29 GOLDMAN SACHS HEDGE INDUSTRY VIP ETF Goldman Sachs Large Blend NYSE
740    GWL 9/28/2009 13.78 SPDR S&P WORLD EX-US ETF SPDR State Street Global Advisors Foreign Large Blend NYSE
741    GWX 9/28/2009 25.12 SPDR S&P INTERNATIONAL SMALL CAP ETF SPDR State Street Global Advisors Foreign Small/Mid Blend NYSE
742    GXC 9/28/2009 39.13 SPDR S&P CHINA ETF SPDR State Street Global Advisors China Region NYSE
743    GXF 9/28/2009 2.66 GLOBAL X FTSE NORDIC REGION ETF Global X Funds Miscellaneous Region NYSE
744    GXG 9/28/2009 28.56 GLOBAL X MSCI COLOMBIA ETF Global X Funds Miscellaneous Region NYSE
745    GYEN 2/12/2014 1.6 ADVISORSHARES GARTMAN GOLD/YEN ETF AdvisorShares Commodities Precious Metals NYSE
746    GYLD 5/8/2012 9.74 ARROW DOW JONES GLOBAL YIELD ETF ArrowShares World Allocation NYSE
747    HACK 11/12/2014 35.75 PUREFUNDS ISE CYBER SECURITY ETF Pure Funds Technology NYSE
748    HACV 11/4/2015 0.04 ISHARES EDGE MSCI MIN VOL GLOBAL CCY HDG iShares World Stock BATS
749    HACW 7/21/2015 0.03
750    HAHA 10/20/2015 0.03 CSOP CHINA CSI 300 A-H DYNAMIC ETF CSOP Asset Management China Region NYSE
751    HAKK 9/17/2015 0.1 DIREXION DAILY CYBER SEC&IT BULL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
752    HAO 9/28/2009 32.31 GUGGENHEIM CHINA SMALL CAP ETF Guggenheim Investments China Region NYSE
753    HAP 9/28/2009 10.07 VANECK VECTORS NATURAL RESOURCES ETF Van Eck Natural Resources NYSE
754    HAUD 7/13/2015 0.03 ISHARES CURRENCY HEDGED MSCI AUS iShares Miscellaneous Region NYSE
755    HAWX 7/1/2015 0.3 ISHARES CURRENCY HEDGED MSCI ACWI EX US iShares Foreign Large Blend NYSE
756    HCRF 5/12/2016 0.04 ISHARES EDGE MSCI MULTIFACTOR HEALTHCARE iShares Health BATS
757    HDAW 8/14/2015 0.06 DEUTSCHE X-TRACKERS MSCIAWDEXUSHDVYDHGEQ Deutsche Asset Management Foreign Large Value NYSE
758    HDEE 8/18/2015 0.02
759    HDEF 8/18/2015 0.05
760    HDEZ 8/18/2015 0.05 DEUTSCHE X-TRACKERS MSCI EUROZONE HIDIVY Deutsche Asset Management Europe Stock BATS
761    HDG 7/14/2011 0.92 PROSHARES HEDGE REPLICATION ProShares Multialternative NYSE
762    HDGE 1/27/2011 25.14 ADVISORSHARES RANGER EQUITY BEAR ETF AdvisorShares Bear Market NYSE
763    HDLV 10/1/2014 1.53 UBS ETRACS M PY 2XLVG US HIDIVLOWVOL ETN UBS Group AG Trading--Leveraged Equity NYSE
764    HDMV 8/26/2016 0.11 FIRST TRUST HRZN MGDVOLATIL DEV INTL ETF First Trust Foreign Large Blend NYSE
765    HDRW 10/29/2015 0.02 WISDOMTREE GLOBAL EX-US HDGD REL EST ETF WisdomTree Global Real Estate BATS
766    HDV 3/31/2011 58.29 ISHARES CORE HIGH DIVIDEND iShares Large Value NYSE
767    HDWX 9/15/2015 0.11 SPDR S&P INTERNATIONAL DIV CCY HDGD ETF SPDR State Street Global Advisors Foreign Large Value NYSE
768    HECO 6/20/2012 5.49 HUNTINGTON ECOLOGICAL STRATEGY ETF Exchange Traded Fund Financial NYSE
769    HEDJ 12/31/2009 375.05 WISDOMTREE EUROPE HEDGED EQUITY ETF WisdomTree Europe Stock NYSE
770    HEEM 9/25/2014 4.75 ISHARES CURRENCY HEDGED MSCI EMERG MKTS iShares Diversified Emerging Mkts NYSE
771    HEFA 2/14/2014 61.89 ISHARES CURRENCY HEDGED MSCI EAFE Exchange Traded Fund Financial NYSE
772    HEFV 11/4/2015 0.13 ISHARES EDGE MSCI MIN VOL EAFE CCY HDG iShares Foreign Large Blend BATS
773    HEMV 11/4/2015 0.07 ISHARES EDGE MSCI MIN VOL EM CCY HDG iShares Diversified Emerging Mkts BATS
774    HEUS 11/6/2015 0.04 ISHARES CURRENCY HEDGED MSCI EURP SM-CP iShares Europe Stock BATS
775    HEUV 11/9/2015 0.07 ISHARES EDGE MSCI MIN VOL EUROPE CCY HG iShares Europe Stock BATS
776    HEWC 7/1/2015 0.09 ISHARES CURRENCY HEDGED MSCI CANADA iShares Miscellaneous Region NYSE
777    HEWG 2/18/2014 43.01 ISHARES CURRENCY HEDGED MSCI GERMANY iShares Miscellaneous Region NYSE
778    HEWI 7/8/2015 0.73 ISHARES CURRENCY HEDGED MSCI ITALY iShares Miscellaneous Region NYSE
779    HEWJ 2/5/2014 38.14 ISHARES CURRENCY HEDGED MSCI JAPAN iShares Japan Stock NYSE
780    HEWL 7/15/2015 0.12 ISHARES CURRENCY HEDGED MSCI SWZ iShares Miscellaneous Region NYSE
781    HEWP 7/2/2015 0.87 ISHARES CURRENCY HEDGED MSCI SPAIN iShares Miscellaneous Region NYSE
782    HEWU 7/9/2015 0.96 ISHARES CURRENCY HEDGED MSCI UK iShares Miscellaneous Region NYSE
783    HEWW 7/13/2015 0.05 ISHARES CURRENCY HEDGED MSCI MEXICO iShares Miscellaneous Region NYSE
784    HEWY 7/1/2015 0.13 ISHARES CURRENCY HEDGED MSCI SOUTH KOREA iShares Miscellaneous Region NYSE
785    HEZU 8/22/2014 57.5 ISHARES CURRENCY HEDGED MSCI EUROZONE iShares Europe Stock NYSE
786    HFEZ 6/10/2015 0.23 SPDR EURO STOXX 50 CURRENCY HEDGED ETF SPDR State Street Global Advisors Europe Stock NYSE
787    HFXE 7/22/2015 0.45
788    HFXI 7/22/2015 0.82 IQ 50 PERCENT HEDGED FTSE INTL ETF IndexIQ Foreign Large Blend NYSE
789    HFXJ 7/22/2015 0.2 IQ 50 PERCENT HEDGED FTSE JAPAN ETF IndexIQ Japan Stock NYSE
790    HGEU 6/25/2015 0.18 PROSHARES HEDGED FTSE EUROPE ProShares Europe Stock NYSE
791    HGI 9/28/2009 2.99 GUGGENHEIM INTL MULTI-ASSET INC ETF Guggenheim Investments Foreign Large Value NYSE
792    HGJP 6/25/2015 0.2 PROSHARES HEDGED FTSE JAPAN ProShares Japan Stock NYSE
793    HHYX 7/30/2015 0.13
794    HILO 8/4/2011 3.5 COLUMBIA EM QUALITY DIVIDEND ETF Columbia Diversified Emerging Mkts NYSE
795    HIPS 1/7/2015 0.26 MASTER INCOME ETF Master Shares Allocation--85%+ Equity NYSE
796    HJPX 10/2/2015 0.1
797    HOLD 1/15/2014 0.14 ADVISORSHARES SAGE CORE RESERVES ETF AdvisorShares Ultrashort Bond NYSE
798    HOML 3/11/2015 1.7 UBS ETRACS M RST 2XLVG ISE EXCLY HBS ETN UBS Group AG Trading--Leveraged Equity NYSE
799    HSCZ 7/14/2015 0.17 ISHARES CURRENCY HEDGED MSCI EAFE SM-CP iShares Foreign Small/Mid Blend NYSE
800    HSPX 6/24/2013 1.91 HORIZONS S&P 500 COVERED CALL ETF Horizons ETFs Option Writing NYSE
801    HTUS 6/25/2015 0.88 HULL TACTICAL US ETF Exchange Traded Concepts Trust Long-Short Equity NYSE
802    HUSE 7/25/2012 6.93 US MARKET ROTATION STRATEGY ETF Strategy shares Large Blend NYSE
803    HUSV 8/25/2016 0.25 FIRST TRUST HRZN MGDVOLATIL DOMESTIC ETF First Trust Large Blend NYSE
804    HYD 9/28/2009 66.17 VANECK VECTORS HIGH-YIELD MUNICIPAL ETF Van Eck High Yield Muni NYSE
805    HYDD 6/16/2016 0.08 DIREXION DAILY HIGH YIELD BEAR 2X ETF Direxion Funds Trading--Inverse Debt NYSE
806    HYEM 5/9/2012 17.24 VANECK VECTORS EM HIGH YIELD BOND ETF Van Eck Emerging Markets Bond NYSE
807    HYG 9/28/2009 1397.87 ISHARES IBOXX $ HIGH YIELD CORPORATE BD iShares High Yield Bond NYSE
808    HYGH 5/29/2014 0.69 ISHARES INTEREST RATE HEDGED HIGH YLD BD iShares High Yield Bond NYSE
809    HYHG 5/23/2013 2.64 PROSHARES HIGH YIELD INTEREST RATE HDGD ProShares Nontraditional Bond BATS
810    HYIH 3/3/2015 0.23 DEUTSCHE X-TRACKERS HY CORP BD INTRRTHDG Deutsche Asset Management Nontraditional Bond BATS
811    HYLB 12/7/2016 0.15 DEUTSCHE X-TRACKERS USD HY CORP BD Deutsche Asset Management High Yield Bond NYSE
812    HYLD 12/1/2010 20.12 PERITUS HIGH YIELD ETF AdvisorShares High Yield Bond NYSE
813    HYLS 2/27/2013 11.25 FIRST TRUST TACTICAL HIGH YIELD ETF First Trust High Yield Bond NASDAQ
814    HYLV 2/15/2017 0.05 IQ S&P HIGH YIELD LOW VOLATILITY BD ETF IndexIQ High Yield Bond NYSE
815    HYMB 4/14/2011 14.13 SPDR NUVEEN S&P HIGH YIELD MUNI BD ETF SPDR State Street Global Advisors High Yield Muni NYSE
816    HYND 12/18/2013 0.51 WISDOMTREE NEGATIVE DUR HIGH YLD BD ETF WisdomTree Nontraditional Bond NASDAQ
817    HYS 6/17/2011 53.83 PIMCO 0-5 YEAR HIGH YIELD CORPO PIMCO High Yield Bond NYSE
818    HYXE 6/17/2016 0.01 ISHARES IBOXX $ HIGH YIELD EX OIL & GAS CORPORATE BOND ETF NASDAQ
819    HYXU 4/3/2012 3.01 ISHARES INTERNATIONAL HIGH YIELD BOND iShares World Bond BATS
820    HYZD 12/18/2013 1.49 WISDOMTREE INTEREST RT HDG HI YLD BD ETF WisdomTree Nontraditional Bond NASDAQ
821    IAGG 11/12/2015 1.31 ISHARES CORE INTERNATIONAL AGGREGATE BD iShares World Bond BATS
822    IAI 9/28/2009 16.39 ISHARES US BROKER-DEALERS & SECS EXCHS iShares Financial NYSE
823    IAK 9/28/2009 5.45 ISHARES US INSURANCE iShares Financial NYSE
824    IAT 9/28/2009 29.75 ISHARES US REGIONAL BANKS iShares Financial NYSE
825    IAU 9/28/2009 390.45 ISHARES GOLD TRUST iShares Commodities Precious Metals NYSE
826    IBB 9/28/2009 548.55 ISHARES NASDAQ BIOTECHNOLOGY iShares Health NASDAQ
827    IBCC 4/19/2013 0.54 ISHARES IBONDS MAR 2018 TERM CORP EXFNCL iShares Corporate Bond NYSE
828    IBCD 4/19/2013 0.55 ISHARES IBONDS MAR 2020 TERM CORP EXFNCL iShares Corporate Bond NYSE
829    IBCE 4/19/2013 0.48 ISHARES IBONDS MAR 2023 TERM CORP EXFNCL iShares Corporate Bond NYSE
830    IBDB 7/10/2013 0.72 ISHARES IBONDS MAR 2018 TERM CORPORATE iShares Short-Term Bond NYSE
831    IBDC 7/10/2013 0.59 ISHARES IBONDS MAR 2020 TERM CORPORATE iShares Corporate Bond NYSE
832    IBDD 7/10/2013 0.43 ISHARES IBONDS MAR 2023 TERM CORPORATE iShares Corporate Bond NYSE
833    IBDH 6/12/2014 2.4 ISHARES IBONDS DEC 2018 TERM CORPORATE iShares Corporate Bond NYSE
834    IBDJ 3/12/2015 1.71 ISHARES IBONDS DEC 2017 TERM CORPORATE iShares Short-Term Bond NYSE
835    IBDK 3/12/2015 2.88 ISHARES IBONDS DEC 2019 TERM CORPORATE iShares Short-Term Bond NYSE
836    IBDL 12/5/2014 2.9 ISHARES IBONDS DEC 2020 TERM CORPORATE iShares Corporate Bond NYSE
837    IBDM 3/12/2015 3.1 ISHARES IBONDS DEC 2021 TERM CORPORATE iShares Corporate Bond NYSE
838    IBDN 3/12/2015 2.35 ISHARES IBONDS DEC 2022 TERM CORPORATE iShares Corporate Bond NYSE
839    IBDO 3/12/2015 1.6 ISHARES IBONDS DEC 2023 TERM CORPORATE iShares Corporate Bond NYSE
840    IBDP 3/12/2015 1.48 ISHARES IBONDS DEC 2024 TERM CORPORATE iShares Corporate Bond NYSE
841    IBDQ 3/12/2015 1.48 ISHARES IBONDS DEC 2025 TERM CORPORATE iShares Corporate Bond NYSE
842    IBLN 8/1/2014 1.44 DIREXION IBILLIONAIRE INDEX ETF Exchange Traded Fund Financial NYSE
843    IBMF 3/17/2014 1.54 ISHARES IBONDS SEP 2017 TERM MUNI BOND iShares Muni National Short NYSE
844    IBMG 3/17/2014 1.7 ISHARES IBONDS SEP 2018 TERM MUNI BOND iShares Muni National Short NYSE
845    IBMH 3/17/2014 1.82 ISHARES IBONDS SEP 2019 TERM MUNI BOND iShares Muni National Short NYSE
846    IBMI 8/14/2014 1.6 ISHARES IBONDS SEP 2020 TERM MUNI BOND iShares Muni National Interm NYSE
847    IBMJ 9/4/2015 1.05 ISHARES IBONDS DEC 2021 TERM MUNI BOND iShares Muni National Interm NYSE
848    IBMK 9/4/2015 0.91 ISHARES IBONDS DEC 2022 TERM MUNI BOND iShares Muni National Interm NYSE
849    IBND 7/12/2010 9.86 SPDR BLMBG BARCLAYS INTL CORP BD ETF SPDR State Street Global Advisors World Bond NYSE
850    IBUY 4/20/2016 0.88 AMPLIFY ONLINE RETAIL ETF Amplifyetfs Consumer Cyclical NASDAQ
851    ICF 9/28/2009 173.85 ISHARES COHEN & STEERS REIT iShares Real Estate NYSE
852    ICI 9/28/2009 1.6 IPATH OPTIMIZED CURRENCY CARRY ETN Barclays Funds Multicurrency NYSE
853    ICLN 9/28/2009 6.4 ISHARES GLOBAL CLEAN ENERGY iShares Miscellaneous Sector NASDAQ
854    ICOL 6/20/2013 0.96 ISHARES MSCI COLOMBIA CAPPED iShares Miscellaneous Region NYSE
855    ICSH 12/13/2013 0.31 ISHARES ULTRA SHORT-TERM BOND iShares Ultrashort Bond BATS
856    ICVT 6/4/2015 0.33 ISHARES CONVERTIBLE BOND iShares Convertibles BATS
857    IDHD 12/1/2016 0.04 POWERSHARES S&P INTL DEV HI DIV LOW VLTL PowerShares Foreign Large Value BATS
858    IDHQ 11/7/2011 0.86 POWERSHARES S&P INTL DEV QUALITY ETF PowerShares Foreign Small/Mid Value NYSE
859    IDLB 11/5/2015 0.73 POWERSHARES FTSE INTL LW BT EQ WGT PowerShares Foreign Large Blend NASDAQ
860    IDLV 1/17/2012 10.13 POWERSHARES S&P INTL DEV LOW VOLATIL ETF PowerShares Foreign Large Blend NYSE
861    IDMO 10/5/2015 0.12 POWERSHARES S&P INTL DEV MOMENTUM ETF PowerShares Foreign Large Blend NYSE
862    IDOG 6/28/2013 4.56 ALPS INTERNATIONAL SECTOR DIV DOGS ETF ALPS Foreign Large Value NYSE
863    IDU 9/28/2009 41.53 ISHARES US UTILITIES iShares Utilities NYSE
864    IDV 9/28/2009 100.93 ISHARES INTERNATIONAL SELECT DIVIDEND iShares Foreign Large Value NYSE
865    IDX 9/28/2009 55.49 VANECK VECTORS INDONESIA ETF Van Eck Miscellaneous Region NYSE
866    IEF 9/28/2009 321.26 ISHARES 7-10 YEAR TREASURY BOND iShares Long Government NYSE
867    IEFA 10/22/2012 191.73 ISHARES CORE MSCI EAFE iShares Foreign Large Blend NYSE
868    IEI 9/28/2009 59.62 ISHARES 3-7 YEAR TREASURY BOND iShares Intermediate Government NYSE
869    IEMG 10/22/2012 417.87 ISHARES CORE MSCI EMERGING MARKET Exchange Traded Fund Financial NYSE
870    IEO 9/28/2009 65.17 ISHARES US OIL&GAS EXPLOR&PRODTN iShares Equity Energy NYSE
871    IEUR 6/12/2014 12.8 ISHARES CORE MSCI EUROPE iShares Europe Stock NYSE
872    IEUS 5/12/2014 1.25 ISHARES MSCI EUROPE SMALL-CAP iShares Europe Stock NASDAQ
873    IEV 9/28/2009 138.42 ISHARES S&P EUROPE 350 INDEX FU iShares Europe Stock NYSE
874    IEZ 9/28/2009 53.2 ISHARES US OIL EQUIPMENT&SERVICES iShares Equity Energy NYSE
875    IFEU 9/28/2009 2.51 ISHARES FTSE EPRA/NAREIT EUROPE INDEX FUND NASDAQ
876    IFGL 9/28/2009 24.61 ISHARES INTERNATIONAL DEV REL EST iShares Global Real Estate NASDAQ
877    IFIX 10/25/2016 0.01 DEUTSCHE X-TRCKRSBRCLYS INTLCRPBDHDGDETF Deutsche Asset Management World Bond BATS
878    IFLY 3/9/2016 0.3 PUREFUNDS DRONE ECONOMY STRATEGY ETF Pure Funds World Stock NYSE
879    IFV 7/23/2014 15.06 FIRST TRUST DORSEY WRIGHT INTL FOC 5 First Trust Foreign Large Blend NASDAQ
880    IGE 9/28/2009 119.13 ISHARES NORTH AMERICAN NATURAL RESOURCES iShares Natural Resources NYSE
881    IGEM 6/23/2011 0.14 EGSHARES INDUSTRIALS GEMS ETF Emerging Global Advisors Industrials NYSE
882    IGF 9/28/2009 26.8 ISHARES GLOBAL INFRASTRUCTURE iShares Infrastructure NASDAQ
883    IGHG 11/7/2013 2.79 PROSHARES INVESTMENT GRADE INTR RT HDGD ProShares Nontraditional Bond BATS
884    IGIH 3/3/2015 0.12 DEUTSCHE X-TRACKERS INVT GRD BDINTRRTHDG Deutsche Asset Management Nontraditional Bond BATS
885    IGM 9/28/2009 10.57 ISHARES NORTH AMERICAN TECH iShares Technology NYSE
886    IGN 9/28/2009 9.67 ISHARES NORTH AMERICAN TECH-MULTIMD NTWK iShares Technology NYSE
887    IGOV 9/28/2009 14.36 ISHARES INTERNATIONAL TREASURY BOND iShares World Bond NASDAQ
888    IGV 9/28/2009 31.62 ISHARES NORTH AMERICAN TECH-SOFTWARE iShares Technology NYSE
889    IGVT 10/25/2016 0.01
890    IHDG 5/7/2014 6.69 WISDOMTREE INTL HDGD QUAL DIV GR ETF WisdomTree Foreign Large Growth NYSE
891    IHE 9/28/2009 12.22 ISHARES US PHARMACEUTICALS iShares Health NYSE
892    IHF 9/28/2009 19.25 ISHARES US HEALTHCARE PROVIDERS iShares Health NYSE
893    IHI 9/28/2009 23.94 ISHARES US MEDICAL DEVICES iShares Health NYSE
894    IHY 4/3/2012 7.47 VANECK VECTORS INTL HI YLD BD ETF Van Eck World Bond NYSE
895    IJH 9/28/2009 388.01 ISHARES CORE S&P MID-CAP iShares Mid-Cap Blend NYSE
896    IJJ 9/28/2009 50.26 ISHARES S&P MID-CAP 400 VALUE iShares Mid-Cap Value NYSE
897    IJK 9/28/2009 61.56 ISHARES S&P MID-CAP 400 GROWTH iShares Mid-Cap Growth NYSE
898    IJR 9/28/2009 499.19 ISHARES CORE S&P SMALL-CAP iShares Small Blend NYSE
899    IJS 9/28/2009 52.06 ISHARES S&P SMALL-CAP 600 VALUE iShares Small Value NYSE
900    IJT 9/28/2009 50.61 ISHARES S&P SMALL-CAP 600 GROWTH iShares Small Growth NYSE
901    ILF 9/28/2009 423.87 ISHARES LATIN AMERICA 40 iShares Latin America Stock NYSE
902    ILTB 6/25/2012 4.26 ISHARES CORE 10+ YEAR USD BOND iShares Long-Term Bond NYSE
903    IMED 8/31/2016 0.03 PUREFUNDS ETFX HEALTHTECH ETF NASDAQ
904    IMLP 1/4/2013 1.74 IPATH S&P MLP ETN Barclays Energy Limited Partnership NYSE
905    IMOM 12/23/2015 0.26 MOMENTUMSHARES INTL QUANT MOM ETF Alpha Architect Foreign Large Blend BATS
906    IMTB 11/7/2016 0.14 ISHARES 5-10 YEAR USD BOND iShares Intermediate-Term Bond NYSE
907    IMTM 1/26/2015 0.3 ISHARES EDGE MSCI INTL MOMENTUM FACTOR iShares Foreign Large Growth NYSE
908    INCO 8/10/2011 4.05 COLUMBIA INDIA CONSUMER ETF Columbia India Equity NYSE
909    INDA 2/3/2012 211.25 ISHARES MSCI INDIA iShares India Equity BATS
910    INDF 5/12/2016 0.03 ISHARES EDGE MSCI MULTIFACTOR INDTLS iShares Industrials BATS
911    INDL 4/9/2010 14.87 DIREXION DAILY MSCI INDIA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
912    INDY 11/20/2009 44.56 ISHARES INDIA 50 iShares India Equity NASDAQ
913    INFR 12/30/2016 0.03 LEGG MASON GLOBAL INFRASTRUCTURE ETF Legg Mason Infrastructure NASDAQ
914    INKM 4/26/2012 2.08 SPDR SSGA INCOME ALLOCATION ETF SPDR State Street Global Advisors Allocation--50% to 70% Equity NYSE
915    INP 9/28/2009 42.73 IPATH MSCI INDIA ETN Barclays Funds India Equity NYSE
916    INR 9/28/2009 0.8 MARKET VECTORS INDIAN RUPEE/USD ETN Market Vectors Single Currency NYSE
917    INTF 5/4/2015 0.98 ISHARES EDGE MSCI MULTIFACTOR INTL iShares Foreign Large Blend NYSE
918    INXX 8/11/2010 5.73 COLUMBIA INDIA INFRASTRUCTURE ETF Columbia India Equity NYSE
919    IOIL 5/5/2011 0.8 IQ GLOBAL OIL SMALL CAP ETF IndexIQ Equity Energy NYSE
920    IOO 9/28/2009 17.38 ISHARES GLOBAL 100 iShares World Stock NYSE
921    IPAC 6/12/2014 6.16 ISHARES CORE MSCI PACIFIC iShares Diversified Pacific/Asia NYSE
922    IPAY 7/16/2015 1.3 PUREFUNDS ISE MOBILE PAYMENTS ETF Pure Funds Miscellaneous Sector NYSE
923    IPD 9/29/2009 1.2 SPDR S&P INTERNATIONAL CONSUMER State Street Global Advisors Consumer Cyclical NYSE
924    IPE 9/28/2009 10.88 SPDR BLMBG BARCLAYS TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond NYSE
925    IPF 9/28/2009 1.14 SPDR S&P INTERNATIONAL FINCL SECT ETF SPDR State Street Global Advisors Financial NYSE
926    IPFF 11/17/2011 8.12 ISHARES INTERNATIONAL PREFERRED STOCK iShares Preferred Stock NYSE
927    IPK 9/28/2009 1.12 SPDR S&P INTERNATIONAL TECH SECT ETF SPDR State Street Global Advisors Technology NYSE
928    IPKW 2/27/2014 2.04 POWERSHARES INTL BUYBACK ACHIEV ETF PowerShares Foreign Large Blend NASDAQ
929    IPN 9/28/2009 1.56 SPDR S&P INTERNATIONAL INDL SECT ETF SPDR State Street Global Advisors Industrials NYSE
930    IPO 10/16/2013 1.32 RENAISSANCE IPO ETF Renaissance Capital Mid-Cap Growth NYSE
931    IPOS 10/7/2014 0.06 RENAISSANCE INTERNATIONAL IPO ETF Renaissance Capital Foreign Small/Mid Growth NYSE
932    IPS 9/28/2009 1.29 SPDR S&P INTL CNSMR STAPL SECT ETF SPDR State Street Global Advisors Consumer Defensive NYSE
933    IPU 9/28/2009 1.79 SPDR S&P INTERNATIONAL UTLS SECT ETF SPDR State Street Global Advisors Utilities NYSE
934    IPW 9/28/2009 2.19 SPDR S&P INTERNATIONAL ENERGY SECT ETF SPDR State Street Global Advisors Equity Energy NYSE
935    IQDE 4/16/2013 1.85 FLEXSHARES INTL QUAL DIV DEFENSV ETF Exchange Traded Fund Financial NYSE
936    IQDF 4/16/2013 6.45 FLEXSHARES INTL QUAL DIV ETF Flexshares Trust Foreign Large Value NYSE
937    IQDG 4/7/2016 0.13 WISDOMTREE INTERNATIONAL QUAL DIV GR ETF WisdomTree Foreign Large Growth BATS
938    IQDY 4/16/2013 1.57 FLEXSHARES INTL QUAL DIV DYNAMIC ETF Flexshares Trust Foreign Large Value NYSE
939    IQLT 1/15/2015 0.3 ISHARES EDGE MSCI INTL QUALITY FACTOR iShares Foreign Large Blend NYSE
940    IRV 9/28/2009 1.38 SPDR S&P INTERNATIONAL MATLS SECT ETF SPDR State Street Global Advisors Natural Resources NYSE
941    IRY 9/28/2009 2.45 SPDR S&P INTERNATIONAL HEALTHC SECT ETF SPDR State Street Global Advisors Health NYSE
942    ISCF 5/1/2015 0.22 ISHARES EDGE MSCI MULTIFACTOR INTL SM-CP iShares Foreign Small/Mid Blend NYSE
943    ISHG 9/28/2009 3.26 ISHARES 1-3 YEAR INTERNATIONAL TRS BD iShares World Bond NASDAQ
944    ISMD 2/28/2017 0.06 INSPIRE SMALL/MID CAP IMPACT ETF Inspire Mid-Cap Blend NYSE
945    ISRA 6/26/2013 1.16 VANECK VECTORS ISRAEL ETF Van Eck Miscellaneous Region NYSE
946    IST 9/28/2009 2.3 SPDR S&P INTERNATIONAL TELECOMSSECT ETF SPDR State Street Global Advisors Communications NYSE
947    ISTB 10/22/2012 6.56 ISHARES CORE 1-5 YEAR USD BOND iShares Short-Term Bond NYSE
948    ISZE 7/7/2015 0.01 ISHARES EDGE MSCI INTL SIZE FACTOR iShares Foreign Large Blend NYSE
949    ITA 9/28/2009 19.78 ISHARES US AEROSPACE & DEFENSE iShares Industrials NYSE
950    ITB 9/28/2009 635.1 ISHARES US HOME CONSTRUCTION iShares Consumer Cyclical NYSE
951    ITE 9/28/2009 6.95 SPDR BLMBG BARCLAYS INTERM TERM TRS ETF SPDR State Street Global Advisors Intermediate Government NYSE
952    ITEQ 11/3/2015 0.56 BLUESTAR TA-BIGITECH ISRAEL TECH ETF BlueStar Global Investors Technology NASDAQ
953    ITM 9/28/2009 33.33 VANECK VECTORS AMT-FREE INTERM MUNI ETF Van Eck Muni National Interm NYSE
954    ITOT 6/25/2012 31.9 ISHARES CORE S&P TOTAL US STOCK MKT iShares Large Blend NYSE
955    ITR 9/28/2009 22.03 SPDR BLMBG BARCLAYS INTMTERMCORPBD ETF SPDR State Street Global Advisors Corporate Bond NYSE
956    IUSB 6/12/2014 3.87 ISHARES CORE TOTAL USD BOND MARKET iShares Intermediate-Term Bond NYSE
957    IUSG 6/12/2014 12.29 ISHARES CORE S&P US GROWTH iShares Large Growth NYSE
958    IUSV 6/12/2014 8.11 ISHARES CORE S&P US VALUE iShares Large Value NYSE
959    IVAL 12/17/2014 0.53 VALUESHARES INTERNATIONAL QUANT VAL ETF Alpha Architect Foreign Large Value BATS
960    IVE 9/28/2009 208.96 ISHARES S&P 500 VALUE iShares Large Value NYSE
961    IVENC 10/18/2016 0.01 IVY ENERGY NEXTSHARES Ivy Funds Equity Energy NASDAQ
962    IVLU 7/15/2015 0.46 ISHARES EDGE MSCI INTL VALUE FACTOR iShares Foreign Large Value NYSE
963    IVOG 9/24/2010 3.82 VANGUARD S&P MID-CAP 400 GROWTH ETF Vanguard Mid-Cap Growth NYSE
964    IVOO 9/24/2010 4.16 VANGUARD S&P MID-CAP 400 ETF Vanguard Mid-Cap Blend NYSE
965    IVOP 9/19/2011 0.66 IPATH INVERSE S&P 500 VIX SHORT NYSE
966    IVOV 9/24/2010 2.91 VANGUARD S&P MID-CAP 400 VALUE ETF Vanguard Mid-Cap Value NYSE
967    IVV 9/28/2009 1209.65 ISHARES CORE S&P 500 iShares Large Blend NYSE
968    IVW 9/28/2009 244.29 ISHARES S&P 500 GROWTH iShares Large Growth NYSE
969    IWB 9/28/2009 371.65 ISHARES RUSSELL 1000 iShares Large Blend NYSE
970    IWC 9/28/2009 32.66 ISHARES MICRO-CAP iShares Small Blend NYSE
971    IWD 9/28/2009 630.64 ISHARES RUSSELL 1000 VALUE iShares Large Value NYSE
972    IWF 9/28/2009 697.36 ISHARES RUSSELL 1000 GROWTH iShares Large Growth NYSE
973    IWL 9/28/2009 1.45 ISHARES RUSSELL TOP 200 iShares Large Blend NYSE
974    IWM 9/28/2009 10405.22 ISHARES RUSSELL 2000 iShares Small Blend NYSE
975    IWN 9/28/2009 647.33 ISHARES RUSSELL 2000 VALUE iShares Small Value NYSE
976    IWO 9/28/2009 565.2 ISHARES RUSSELL 2000 GROWTH iShares Small Growth NYSE
977    IWP 9/28/2009 134.75 ISHARES RUSSELL MID-CAP GROWTH iShares Mid-Cap Growth NYSE
978    IWR 9/28/2009 148.44 ISHARES RUSSELL MID-CAP iShares Mid-Cap Blend NYSE
979    IWS 9/28/2009 219.75 ISHARES RUSSELL MID-CAP VALUE iShares Mid-Cap Value NYSE
980    IWV 9/28/2009 91.75 ISHARES RUSSELL 3000 iShares Large Blend NYSE
981    IWX 9/28/2009 3.15 ISHARES RUSSELL TOP 200 VALUE iShares Large Value NYSE
982    IWY 9/28/2009 6.43 ISHARES RUSSELL TOP 200 GROWTH iShares Large Growth NYSE
983    IXC 9/28/2009 46.71 ISHARES GLOBAL ENERGY iShares Equity Energy NYSE
984    IXG 9/28/2009 12.54 ISHARES GLOBAL FINANCIALS iShares Financial NYSE
985    IXJ 9/28/2009 19.71 ISHARES GLOBAL HEALTHCARE iShares Health NYSE
986    IXN 9/28/2009 12.93 ISHARES GLOBAL TECH iShares Technology NYSE
987    IXP 9/28/2009 13.11 ISHARES GLOBAL TELECOM iShares Communications NYSE
988    IXUS 10/22/2012 23.04 ISHARES CORE MSCI TOTAL INTL STK iShares Foreign Large Blend NASDAQ
989    IYC 9/28/2009 16.45 ISHARES US CONSUMER SERVICES iShares Consumer Cyclical NYSE
990    IYE 9/28/2009 182.64 ISHARES US ENERGY iShares Equity Energy NYSE
991    IYF 9/28/2009 230.04 ISHARES US FINANCIALS iShares Financial NYSE
992    IYG 9/28/2009 44.96 ISHARES US FINANCIAL SERVICES iShares Financial NYSE
993    IYH 9/28/2009 41.53 ISHARES US HEALTHCARE iShares Health NYSE
994    IYJ 9/28/2009 31.95 ISHARES US INDUSTRIALS iShares Industrials NYSE
995    IYK 9/28/2009 12.11 ISHARES US CONSUMER GOODS iShares Consumer Defensive NYSE
996    IYLD 4/5/2012 5.45 ISHARES MORNINGSTAR MULTI-ASSET INCOME iShares Allocation--30% to 50% Equity BATS
997    IYM 9/28/2009 132.64 ISHARES DOW JONES U.S. BASIC MA iShares Natural Resources NYSE
998    IYR 9/28/2009 3304.87 ISHARES US REAL ESTATE iShares Real Estate NYSE
999    IYT 9/28/2009 177.9 ISHARES TRANSPORTATION AVERAGE iShares Industrials NYSE
1000    IYW 9/28/2009 80.58 ISHARES US TECHNOLOGY iShares Technology NYSE
1001    IYY 9/28/2009 10.32 ISHARES DOW JONES U.S. TOTAL MA iShares Large Blend NYSE
1002    IYZ 9/28/2009 108.3 ISHARES US TELECOMMUNICATIONS iShares Communications NYSE
1003    JDST 10/3/2013 420.91 DIREXION DAILY JR GLD MNRS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1004    JEM 9/30/2009 0.5 IPATH GEMS ETN Barclays Funds Multicurrency NYSE
1005    JETS 4/30/2015 2.97 US GLOBAL JETS ETF U.S. Global Investors Miscellaneous Sector NYSE
1006    JHDG 4/9/2015 0.38 WISDOMTREE JAPAN HEDGED QUAL DIV GR ETF WisdomTree Japan Stock NYSE
1007    JHMC 10/1/2015 0.09
1008    JHMD 12/16/2016 0.09 JHANCOCK MULTIFACTOR DEVELOPED INTL ETF John Hancock Foreign Large Blend NYSE
1009    JHMF 9/29/2015 0.21 JHANCOCK MULTIFACTOR FINANCIALS ETF John Hancock Financial NYSE
1010    JHMH 9/30/2015 0.16 JHANCOCK MULTIFACTOR HEALTH CARE ETF John Hancock Health NYSE
1011    JHML 9/30/2015 0.81 JHANCOCK MULTIFACTOR LARGE CAP ETF John Hancock Large Blend NYSE
1012    JHMM 9/29/2015 0.6 JHANCOCK MULTIFACTOR MID CAP ETF John Hancock Mid-Cap Blend NYSE
1013    JHMT 9/30/2015 0.21 JHANCOCK MULTIFACTOR TECHNOLOGY ETF John Hancock Technology NYSE
1014    JJA 9/28/2009 4.72 IPATH BLOOMBERG AGRICULTURE SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1015    JJC 9/28/2009 22.85 IPATH DOW JONES UBS COPPER TOTA iPath Commodities Industrial Metals NYSE
1016    JJE 9/28/2009 1.14 IPATH BLOOMBERG ENERGY SUBTR ETN Barclays Funds Commodities Energy NYSE
1017    JJG 9/28/2009 20.14 IPATH BLOOMBERG GRAINS SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1018    JJM 9/28/2009 1.68 IPATH DOW JONES UBS INDUSTRIAL iPath Commodities Industrial Metals NYSE
1019    JJN 9/28/2009 2.25 IPATH BLOOMBERG NICKEL SUBTR ETN Barclays Funds Commodities Industrial Metals NYSE
1020    JJP 9/28/2009 1.27 IPATH DJ-UBS PRECIOUS METALS SU iPath Commodities Precious Metals NYSE
1021    JJS 9/28/2009 1.97 IPATH BLOOMBERG SOFTS SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1022    JJT 9/30/2009 2.44 IPATH BLOOMBERG TIN SUBTR ETN Barclays Funds Commodities Industrial Metals NYSE
1023    JJU 9/28/2009 1.09 IPATH DJ-UBS ALUMINUM SUBINDEX iPath Commodities Industrial Metals NYSE
1024    JKD 9/28/2009 4.99 ISHARES MORNINGSTAR LARGE-CAP iShares Large Blend NYSE
1025    JKE 9/28/2009 6.26 ISHARES MORNINGSTAR LARGE GROWT iShares Large Growth NYSE
1026    JKF 9/28/2009 3.53 ISHARES MORNINGSTAR LARGE-CAP VALUE iShares Large Value NYSE
1027    JKG 9/28/2009 3.51 ISHARES MORNINGSTAR MID-CAP iShares Mid-Cap Blend NYSE
1028    JKH 9/28/2009 2.41 ISHARES MORNINGSTAR MID-CAP GROWTH iShares Mid-Cap Growth NYSE
1029    JKI 9/28/2009 2.64 ISHARES MORNINGSTAR MID-CAP VALUE iShares Mid-Cap Value NASDAQ
1030    JKJ 9/28/2009 2.54 ISHARES MORNINGSTAR SMALL-CAP iShares Small Blend NYSE
1031    JKK 9/28/2009 1.93 ISHARES MORNINGSTAR SMALL-CAP GROWTH iShares Small Growth NYSE
1032    JKL 9/28/2009 4.24 ISHARES MORNINGSTAR SMALL-CAP VALUE iShares Small Value NYSE
1033    JNK 9/28/2009 1215.43 SPDR BLMBG BARCLAYS HIGH YIELD BD ETF SPDR State Street Global Advisors High Yield Bond NYSE
1034    JNUG 10/3/2013 866.3 DIREXION DAILY JR GLD MNRS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1035    JO 9/28/2009 30.17 IPATH BLOOMBERG COFFEE SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1036    JPEH 4/4/2016 0.02 JPMORGAN DIVERS RET EURP CCY HDGD ETF JPMorgan Europe Stock NYSE
1037    JPEM 1/9/2015 0.8 JPMORGAN DIVERSIFIED RETURN EMKTS EQ ETF JPMorgan Diversified Emerging Mkts NYSE
1038    JPGE 6/17/2014 0.65 JPMORGAN DIVERSIFIED RETURN GLBL EQ ETF JPMorgan World Stock NYSE
1039    JPHF 9/15/2016 0.2 JPMORGAN DIVERSIFIED ALTERNATIVE ETF JPMorgan Multialternative NYSE
1040    JPHY 9/15/2016 0.05 JPMORGAN DISCIPLINED HIGH YIELD ETF JPMorgan High Yield Bond BATS
1041    JPIH 4/4/2016 0.14 JPMORGAN DIVERS RET INTL CCY HDGD ETF JPMorgan Foreign Large Blend NYSE
1042    JPIN 11/7/2014 3.52 JPMORGAN DIVERSIFIED RETURN INTL EQ ETF JPMorgan Foreign Large Blend NYSE
1043    JPME 5/18/2016 0.18 JPMORGAN DIVERS RET US MID CP EQ ETF JPMorgan Mid-Cap Blend NYSE
1044    JPMV 6/5/2014 0.72 ISHARES EDGE MSCI MIN VOL JAPAN iShares Japan Stock NYSE
1045    JPN 6/24/2015 0.22 DEUTSCHE X-TRACKERS JPN JPX-NIKKEI400 EQ Deutsche Asset Management Japan Stock NYSE
1046    JPNL 6/26/2013 2.09 DIREXION DAILY JAPAN BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1047    JPSE 11/17/2016 0.11 JPMORGAN DIVERS RET US SMALL CAP EQ ETF JPMorgan Small Blend NYSE
1048    JPUS 9/30/2015 0.69 JPMORGAN DIVERSIFIED RETURN US EQ ETF JPMorgan Large Blend NYSE
1049    JPXN 3/9/2015 0.91 ISHARES JPX-NIKKEI 400 iShares Japan Stock NYSE
1050    JSMD 2/25/2016 0.12 JANUS SMALL/MID CAP GROWTH ALPHA ETF Janus Mid-Cap Growth NASDAQ
1051    JSML 2/25/2016 0.08 JANUS SMALL CAP GROWTH ALPHA ETF NASDAQ
1052    JXI 9/28/2009 9.62 ISHARES GLOBAL UTILITIES iShares Utilities NYSE
1053    JYN 9/29/2009 0.57 IPATH JPY/USD EXCHANGE RATE ETN Barclays Funds Single Currency NYSE
1054    KBA 3/5/2014 3.38 KRANESHARES BOSERA MSCI CHINA A ETF KraneShares China Region NYSE
1055    KBE 9/28/2009 706.74 SPDR S&P BANK ETF SPDR State Street Global Advisors Financial NYSE
1056    KBWB 11/1/2011 15.46 POWERSHARES KBW BANK ETF PowerShares Financial NASDAQ
1057    KBWD 12/2/2010 9.86 POWERSHARES KBW HIGH DIV YLD FINCL ETF PowerShares Financial NASDAQ
1058    KBWP 12/2/2010 1.48 POWERSHARES KBW PRPTY & CASUALTY INS ETF PowerShares Financial NASDAQ
1059    KBWR 11/1/2011 2.84 POWERSHARES KBW REGIONAL BANKING ETF PowerShares Financial NASDAQ
1060    KBWY 12/2/2010 5.42 POWERSHARES KBW PREMIUM YLD EQ REIT ETF PowerShares Real Estate NASDAQ
1061    KCE 9/28/2009 7.86 SPDR S&P CAPITAL MARKETS ETF SPDR State Street Global Advisors Financial NYSE
1062    KCNY 12/3/2014 1.63 KRANESHARES E CHINA COMRCL PAPER ETF KraneShares Emerging-Markets Local-Currency Bond NYSE
1063    KEMP 2/13/2015 0.05
1064    KFYP 7/23/2013 0.22 KRANESHARES ZACKS NEW CHINA ETF KraneShares China Region NYSE
1065    KIE 9/28/2009 52.04 SPDR S&P INSURANCE ETF SPDR State Street Global Advisors Financial NYSE
1066    KLDW 7/9/2015 0.66 GAVEKAL KNOWLEDGE LEADERS DEV WLD ETF GaveKal World Stock NYSE
1067    KNOW 12/8/2011 2.45 DIREXION ALL CAP INSIDER SENTIMENT ETF Direxion Funds Mid-Cap Blend NYSE
1068    KOL 9/28/2009 59 VANECK VECTORS COAL ETF Van Eck Miscellaneous Sector NYSE
1069    KOLD 10/6/2011 10.49 PROSHARES ULTRASHORT BLOOMBERG NATRL GAS ProShares Trading--Inverse Commodities NYSE
1070    KOR 9/29/2016 0.01
1071    KORU 4/10/2013 0.74 DIREXION DAILY SOUTH KOREA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1072    KRE 9/28/2009 1287.47 SPDR S&P REGIONAL BANKING ETF SPDR State Street Global Advisors Financial NYSE
1073    KRMA 7/12/2016 0.09 GLOBAL X CONSCIOUS COMPANIES ETF Global X Funds Large Blend NASDAQ
1074    KROO 4/9/2010 1.25 IQ AUSTRALIA SMALL CAP ETF IndexIQ Pacific/Asia ex-Japan Stk NYSE
1075    KRS 7/12/2010 1.6 PROSHARES SHORT S&P REGIONAL BANKING ProShares Trading--Inverse Equity NYSE
1076    KRU 7/12/2010 1.85 PROSHARES ULTRA S&P REGIONAL BANKING ProShares Trading--Leveraged Equity NYSE
1077    KSA 9/28/2009 0.78 ISHARES MSCI SAUDI ARABIA CAPPED iShares Miscellaneous Region NYSE
1078    KWEB 8/1/2013 15.24 KRANESHARES CSI CHINA INTERNET ETF NASDAQ
1079    KWT 9/28/2009 3.1 VANECK VECTORS SOLAR ENERGY ETF Van Eck Miscellaneous Sector NYSE
1080    KXI 9/28/2009 9.47 ISHARES GLOBAL CONSUMER STAPLES iShares Consumer Defensive NYSE
1081    LABD 5/28/2015 149.27 DIREXION DAILY S&P BIOTECH BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1082    LABS 12/4/2015 0.07
1083    LABU 5/28/2015 252.97 DIREXION DAILY S&P BIOTECH BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1084    LALT 5/29/2014 0.6 POWERSHARES MULTI-STRATEGY ALT ETF PowerShares Multialternative NASDAQ
1085    LARE 12/3/2015 0.1 TIERRA XP LATIN AMERICA REAL ESTATE ETF ETF Managers Trust Global Real Estate NYSE
1086    LBDC 10/9/2015 0.08 UBS ETRACS 2\U00D7LVG LNG WF B D CO ETN SERB UBS Group AG Trading--Leveraged Equity NYSE
1087    LBJ 12/3/2009 9.98 DIREXION DAILY LATIN AMERICA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1088    LDRI 9/10/2014 0.31
1089    LDUR 1/23/2014 0.69 PIMCO LOW DURATION ACTIVE ETF Pimco Short-Term Bond NYSE
1090    LEDD 4/21/2011 0.17 IPATH PURE BETA LEAD ETN Barclays Funds Commodities Industrial Metals NYSE
1091    LEMB 10/20/2011 11.64 ISHARES EMERG MKTS LOCAL CURRENCY BOND iShares Emerging-Markets Local-Currency Bond NYSE
1092    LGLV 2/21/2013 0.72 SPDR SSGA US LARGE CAP LOW VOLATIL ETF SPDR State Street Global Advisors Large Blend NYSE
1093    LIT 7/23/2010 12.28 GLOBAL X LITHIUM & BATTERY TECH ETF Global X Funds Natural Resources NYSE
1094    LKOR 9/24/2015 0.18 FLEXSHARES CREDIT-SCORED US LONG CORPORATE BOND INDEX FUND NASDAQ
1095    LLSC 1/7/2015 0.09 DIREXION DAILY SMALL CAP BULL 1.25X ETF Direxion Funds Trading--Leveraged Equity NYSE
1096    LLSP 1/7/2015 0.27 DIREXION DAILY S&P 500 BULL 1.25X ETF Direxion Funds Trading--Leveraged Equity NYSE
1097    LMBS 11/5/2014 3.75 FIRST TRUST LOW DURATION OPPORTUNITIES ETF NASDAQ
1098    LMLP 9/28/2009 14.8 UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN UBS Group AG Trading--Leveraged Equity NYSE
1099    LNGR 5/10/2016 0.03 GLOBAL X LONGEVITY THEMATIC ETF Global X Funds Health NASDAQ
1100    LOWC 11/26/2014 0.09 SPDR MSCI ACWI LOW CARBON TARGET ETF SPDR State Street Global Advisors World Stock NYSE
1101    LQD 9/28/2009 663.66 ISHARES IBOXX $ INVESTMENT GRAD iShares Long-Term Bond NYSE
1102    LQDH 6/17/2014 0.37 ISHARES INTEREST RATE HEDGED CORP BD Exchange Traded Fund Financial NYSE
1103    LRET 5/6/2015 1.4 UBS ETRACS MONPAY 2XLVG MSCI US REIT ETN UBS Group AG Trading--Leveraged Equity NYSE
1104    LRGE 5/25/2017 0.01 CLEARBRIDGE LARGE CAP GROWTH ESG ETF NASDAQ
1105    LRGF 4/30/2015 1.52 ISHARES EDGE MSCI MULTIFACTOR USA iShares Large Value NYSE
1106    LSTK 4/21/2011 0.26 IPATH PURE BETA LIVESTOCK ETN Barclays Funds Commodities Agriculture NYSE
1107    LSVX 7/14/2016 0.02 VELOCITYSHARES VIX VARIABLE L/S ETN UBS Volatility NYSE
1108    LTL 9/28/2009 0.88 PROSHARES ULTRA TELECOMMUNICATI ProShares Trading-Leveraged Equity NYSE
1109    LTPZ 9/28/2009 4.56 PIMCO 15+ YEAR US TIPS ETF Pimco Inflation-Protected Bond NYSE
1110    LVHB 10/20/2016 0.5 ELKHORN LUNT LOW VOL/HIGH BETA TACT Elkhorn Large Blend BATS
1111    LVHD 12/29/2015 1.4 LEGG MASON LOW VOLATILITY HIGH DIV ETF Legg Mason Large Value NASDAQ
1112    LVHE 11/18/2016 0.03
1113    LVHI 7/28/2016 0.14 LEGG MASON INTL LOW VOLATIL HI DIV ETF Legg Mason Foreign Large Value BATS
1114    LVL 9/28/2009 5.44 GUGGENHEIM S&P GLOBAL DIVIDEND OPPS ETF Guggenheim Investments World Stock NYSE
1115    LWC 9/28/2009 9.12 SPDR BLMBG BARCLAYS LT CORP BD ETF SPDR State Street Global Advisors Corporate Bond NYSE
1116    MATF 5/12/2016 0.03 ISHARES EDGE MSCI MULTIFACTOR MATERIALS iShares Natural Resources BATS
1117    MATH 6/23/2011 1.12 ADVISORSHARES MEIDELL TACTICL ADVTGE ETF AdvisorShares Tactical Allocation NYSE
1118    MBB 9/28/2009 87.88 ISHARES MBS iShares Intermediate-Term Bond NYSE
1119    MBG 9/28/2009 4.1 SPDR BLMBG BARCLAYS MORTG BACKED BD ETF SPDR State Street Global Advisors Intermediate-Term Bond NYSE
1120    MBSD 9/4/2014 0.54 FLEXSHARES DISCIPLINED DURATION MBS ETF Flexshares Trust Intermediate Government NASDAQ
1121    MCEF 9/29/2016 0.08 FIRST TRUST MUNICIPAL CEF INCOME OPP ETF First Trust Muni National Interm NASDAQ
1122    MCHI 3/31/2011 176.36 ISHARES MSCI CHINA iShares China Region NASDAQ
1123    MCRO 9/28/2009 1.85 IQ HEDGE MACRO TRACKER ETF IndexIQ World Allocation NYSE
1124    MDIV 8/14/2012 18.94 MULTI-ASSET DIVERSIFIED INCOME ETF First Trust Allocation--50% to 70% Equity NASDAQ
1125    MDY 9/28/2009 987.83 SPDR S&P MIDCAP 400 ETF SPDR State Street Global Advisors Mid-Cap Blend NYSE
1126    MDYG 8/30/2010 2.6 SPDR S&P 400 MID CAP GROWTH ETF SPDR State Street Global Advisors Mid-Cap Growth NYSE
1127    MDYV 8/30/2010 2.41 SPDR S&P 400 MID CAP VALUE ETF SPDR State Street Global Advisors Mid-Cap Value NYSE
1128    MEAR 3/5/2015 0.26 ISHARES SHORT MATURITY MUNICIPAL BOND iShares Muni National Short BATS
1129    MELT 7/29/2016 0.37 DIREXION DLY GOLD MINERS BEAR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
1130    MGC 9/28/2009 11.19 VANGUARD MEGA CAP ETF Vanguard Large Blend NYSE
1131    MGK 9/28/2009 21.15 VANGUARD MEGA CAP GROWTH ETF Vanguard Large Growth NYSE
1132    MGV 9/28/2009 9.88 VANGUARD MEGA CAP VALUE ETF Vanguard Large Value NYSE
1133    MIDU 3/5/2012 16.14 DIREXION DAILY MID CAP BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1134    MIDZ 3/5/2012 6.11 DIREXION DAILY MID CAP BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1135    MILN 5/6/2016 0.19 GLOBAL X MILLENNIALS THEMATIC ETF Global X Funds Large Growth NASDAQ
1136    MINC 3/20/2013 3.17 ADVISORSHARES NEWFLEET MULT-SECT INC ETF Exchange Traded Fund Financial NYSE
1137    MINT 11/17/2009 47.72 PIMCO ENHANCED SHORT MATURITY ACTIVE ETF Pimco Ultrashort Bond NYSE
1138    MLN 9/28/2009 7.84 VANECK VECTORS AMT-FREE LONG MUNI ETF Van Eck Muni National Long NYSE
1139    MLPA 4/19/2012 10.88 GLOBAL X MLP ETF Global X Funds Energy Limited Partnership NYSE
1140    MLPB 10/9/2015 0.01 UBS ETRACS ALERIAN MLPINFRS ETN SERB UBS Group AG Energy Limited Partnership NYSE
1141    MLPC 9/26/2013 1.26 C-TRACKS ETN BSD ON PERF OF M/H MLP FDMT Citigroup Energy Limited Partnership NYSE
1142    MLPG 7/14/2010 0.82 UBS ETRACS ALERIAN NATURAL GAS MLP ETN UBS Group AG Energy Limited Partnership NYSE
1143    MLPI 4/9/2010 54.87 UBS ETRACS ALERIAN MLP INFRAS ETN UBS Group AG Energy Limited Partnership NYSE
1144    MLPJ 1/15/2013 0.84 GLOBAL X JUNIOR MLP ETF Global X Funds Energy Limited Partnership NYSE
1145    MLPO 12/4/2014 0.04
1146    MLPQ 2/9/2016 0.46 UBS ETRACS 2XMLVGALERIANMLPIFR ETN SERB UBS AG Trading--Leveraged Equity NYSE
1147    MLPS 9/29/2010 1.11 UBS AG 1XMONTHLY SHORT EXCHANG UBS AG Trading-Inverse Equity NYSE
1148    MLPX 8/7/2013 5.19 GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF Global X Funds Energy Limited Partnership NYSE
1149    MLPY 3/17/2011 1.56 MORGAN STANLEY CUSHING MLP HIGH NYSE
1150    MLPZ 2/9/2016 0.23 UBS ETRACS 2X M LVG S&P MLP ETN SERB UBS AG Trading--Leveraged Equity NYSE
1151    MMTM 10/25/2012 0.21 SPDR S&P 1500 MOMENTUM TILT ETF SPDR State Street Global Advisors Large Blend NYSE
1152    MNA 11/17/2009 4.77 IQ MERGER ARBITRAGE ETF IndexIQ Market Neutral NYSE
1153    MOAT 4/25/2012 12.58 VANECK VECTORS MORNINGSTAR WIDE MOAT ETF Van Eck Large Blend NYSE
1154    MOGLC 12/1/2016 0.01 GABELLI MEDIA MOGUL NEXTSHARES Gabelli Communications NASDAQ
1155    MOM 9/7/2011 0.77 QUANTSHARES US MARKET NEUT MOMENTUM QuantShares Market Neutral NYSE
1156    MOO 9/28/2009 173.51 VANECK VECTORS AGRIBUSINESS ETF Van Eck Natural Resources NYSE
1157    MORL 10/17/2012 33.58 UBS ETRACS MTHLY PY 2XLVG MORTG REIT ETN UBS Group AG Trading--Leveraged Equity NYSE
1158    MORT 8/17/2011 5.83 VANECK VECTORS MORTGAGE REIT INCOME ETF Van Eck Real Estate NYSE
1159    MOTI 7/14/2015 0.35 VANECK VECTORS MORNINGSTAR INTL MOAT ETF Van Eck Foreign Large Value NYSE
1160    MPCT 4/22/2016 0.1 ISHARES MSCI GLOBAL IMPACT ETF NASDAQ
1161    MRGR 12/13/2012 0.31 PROSHARES MERGER ProShares Market Neutral BATS
1162    MRRL 10/9/2015 0.32 UBS ETRACS M PY 2XLVG MORTGREIT ETN SERB UBS Group AG Trading--Leveraged Equity NYSE
1163    MTK 9/28/2009 3.51 SPDR MORGAN STANLEY TECHNOLOGY ETF SPDR State Street Global Advisors Technology NYSE
1164    MTUM 4/18/2013 14.2 ISHARES EDGE MSCI USA MOMENTUM FACTOR iShares Large Growth NYSE
1165    MUB 9/28/2009 82.14 ISHARES NATIONAL MUNI BOND iShares Muni National Interm NYSE
1166    MUNI 12/2/2009 5.43 PIMCO INTERMEDIATE MUNICIPAL BD ACTV ETF Pimco Muni National Interm NYSE
1167    MVIN 10/27/2016 0.03 NATIXIS SEEYOND INTL MNMM VOLATIL ETF Natixis Funds Foreign Large Blend NYSE
1168    MVV 9/28/2009 56.38 PROSHARES ULTRA MIDCAP400 ProShares Trading--Leveraged Equity NYSE
1169    MXI 9/28/2009 15.62 ISHARES S&P GLOBAL MATERIALS SE iShares Natural Resources NYSE
1170    MYY 9/28/2009 10.11 PROSHARES SHORT MIDCAP400 ProShares Trading--Inverse Equity NYSE
1171    MZZ 9/28/2009 23.35 PROSHARES ULTRASHORT MIDCAP400 ProShares Trading--Inverse Equity NYSE
1172    NAIL 8/19/2015 0.28 DIREXION DAILY HMBLDRS&SUPLS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1173    NANR 12/16/2015 1.06 SPDR S&P NORTH AMERICAN NATURAL RES ETF SPDR State Street Global Advisors Natural Resources NYSE
1174    NASH 8/1/2013 0.89 LOCALSHARES NASHVILLE AREA ETF Exchange Traded Fund Financial NYSE
1175    NEAR 9/26/2013 14.2 ISHARES SHORT MATURITY BOND iShares Ultrashort Bond BATS
1176    NFLT 8/11/2015 2.62 VIRTUS NEWFLEET MULTI-SECT UNCONS BD ETF Newfleet Asset Management Multisector Bond NYSE
1177    NFO 9/28/2009 5.25 GUGGENHEIM INSIDER SENTIMENT ETF Guggenheim Investments Mid-Cap Blend NYSE
1178    NFRA 10/9/2013 3.65 FLEXSHARES STOXX GLOBAL BROAD INFRAS ETF Flexshares Trust Infrastructure NYSE
1179    NGE 4/3/2013 8.03 GLOBAL X MSCI NIGERIA ETF Global X Funds Miscellaneous Region NYSE
1180    NIB 9/29/2009 7.43 IPATH BLOOMBERG COCOA SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1181    NINI 4/21/2011 0.31 IPATH PURE BETA NICKEL ETN Barclays Funds Commodities Industrial Metals NYSE
1182    NLR 9/28/2009 7.95 VANECK VECTORS URANIUM+NUCLEAR ENGY ETF Van Eck Miscellaneous Sector NYSE
1183    NOBL 10/10/2013 18.22 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ProShares Large Blend BATS
1184    NORW 11/10/2010 8.74 GLOBAL X MSCI NORWAY ETF Global X Funds Miscellaneous Region NYSE
1185    NUAG 9/15/2016 0.32 NUSHARES ENHANCED YIELD US AGGT BD ETF Nuveen Intermediate-Term Bond NYSE
1186    NUGT 12/8/2010 1837.1 DIREXION DAILY GOLD MINERS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1187    NURE 12/20/2016 0.02 NUSHARES SHORT-TERM REIT ETF Nuveen Real Estate BATS
1188    NYF 9/28/2009 2.51 ISHARES S&P NY MUNI iShares Muni New York Long NYSE
1189    OAPH 8/27/2015 0.1 O'SHARES FTSE ASIA PAC QUAL DIV HDGD ETF O\u2019Shares Investments Diversified Pacific/Asia NYSE
1190    OASI 8/19/2015 0.19 O'SHARES FTSE ASIA PACIFIC QUAL DIV ETF O\u2019Shares Investments Diversified Pacific/Asia NYSE
1191    OEF 9/28/2009 227.7 ISHARES S&P 100 iShares Large Blend NYSE
1192    OEUH 8/25/2015 0.49 O'SHARES FTSE EUROPE QUAL DIV HDGD ETF O\u2019Shares Investments Europe Stock NYSE
1193    OEUR 8/19/2015 0.88 O'SHARES FTSE EUROPE QUALITY DIV ETF O\u2019Shares Investments Europe Stock NYSE
1194    OEW 6/30/2016 0.06 GUGGENHEIM S&P 100 EQUAL WEIGHT ETF Guggenheim Investments Large Blend NYSE
1195    OIH 9/28/2009 1954.41 VANECK VECTORS OIL SERVICES ETF Van Eck Equity Energy NYSE
1196    OIL 9/28/2009 227.34 IPATH S&P GSCI CRUDE OIL TR ETN Barclays Funds Commodities Energy NYSE
1197    OILB 11/18/2016 0.03
1198    OILD 7/1/2016 1.18
1199    OILK 9/28/2016 0.23 PROSHARES K-1 FREE CRUDE OIL STRATEGY ProShares Commodities Energy BATS
1200    OILU 7/1/2016 1.59
1201    OILX 2/18/2016 0.23
1202    OLD 6/9/2016 0.13 THE LONG-TERM CARE ETF Janus Real Estate NASDAQ
1203    OLEM 4/21/2011 0.52 IPATH PURE BETA CRUDE OIL ETN Barclays Funds Commodities Energy NYSE
1204    OLO 9/28/2009 2.47 DB CRUDE OIL LONG ETN Deutsche Bank AG Commodities Energy NYSE
1205    ONEK 3/18/2013 0.6 SPDR RUSSELL 1000 ETF SPDR State Street Global Advisors Large Blend NYSE
1206    ONEO 12/3/2015 0.18 SPDR RUSSELL 1000 MOMENTUM ETF SPDR State Street Global Advisors Mid-Cap Blend NYSE
1207    ONEQ 9/28/2009 5.35 FIDELITY NASDAQ COMPOSITE TR STK ETF Fidelity Investments Large Growth NASDAQ
1208    ONEV 12/3/2015 0.15 SPDR RUSSELL 1000 LOW VOL FOC ETF SPDR State Street Global Advisors Mid-Cap Blend NYSE
1209    ONEY 6/8/2015 0.08 SPDR RUSSELL 1000 YIELD ETF SPDR State Street Global Advisors Mid-Cap Value NYSE
1210    ONG 4/21/2011 0.08 IPATH PURE BETA ENERGY ETN NYSE
1211    ORG 6/9/2016 0.06 THE ORGANICS ETF Janus Consumer Defensive NASDAQ
1212    OUNZ 5/16/2014 2.37 VANECK MERK GOLD TRUST Merk Funds Commodities Precious Metals NYSE
1213    OUSA 7/14/2015 3.53 O'SHARES FTSE US QUALITY DIVIDEND ETF O\u2019Shares Investments Large Value NYSE
1214    OVLC 5/11/2016 0.01 GUGGENHEIM US LG CP OPTIMIZED VOL ETF Guggenheim Investments Large Blend NYSE
1215    PAF 9/28/2009 1.45 POWERSHARES FTSE RAFI ASA PAC EX-JPN ETF PowerShares Pacific/Asia ex-Japan Stk NYSE
1216    PAGG 9/28/2009 3.96 POWERSHARES GLOBAL AGRICULTURE PowerShares Natural Resources NASDAQ
1217    PAK 4/23/2015 1.61 GLOBAL X MSCI PAKISTAN ETF Global X Funds Miscellaneous Region NYSE
1218    PALL 1/8/2010 28.06 ETFS PHYSICAL PALLADIUM ETF Securities Commodities Precious Metals NYSE
1219    PBD 9/28/2009 5.83 POWERSHARES GLOBAL CLEAN ENERGY ETF PowerShares Miscellaneous Sector NYSE
1220    PBE 9/28/2009 12.65 POWERSHARES DYNAMIC BIOTECH & GENOME ETF PowerShares Health NYSE
1221    PBJ 9/28/2009 10.08 POWERSHARES DYNAMIC FOOD & BEVERAGE ETF PowerShares Consumer Defensive NYSE
1222    PBP 9/28/2009 16.47 POWERSHARES S&P 500 BUYWRITE ETF PowerShares Option Writing NYSE
1223    PBS 9/28/2009 11.63 POWERSHARES DYNAMIC MEDIA ETF PowerShares Consumer Cyclical NYSE
1224    PBW 9/28/2009 43.61 POWERSHARES WILDERHILL CLEAN ENERGY ETF PowerShares Miscellaneous Sector NYSE
1225    PCEF 2/19/2010 20.14 POWERSHARES CEF INCOME COMPOSITE ETF PowerShares Allocation--30% to 50% Equity NYSE
1226    PCY 9/28/2009 177.81 POWERSHARES EMERGING MARKETS SO PowerShares Emerging Markets Bond NYSE
1227    PDBC 11/7/2014 5.79
1228    PDN 9/28/2009 4.93 POWERSHARES FTSE RAFI DVMKT EXUS S/M ETF PowerShares Foreign Small/Mid Value NYSE
1229    PDP 9/28/2009 32.99 POWERSHARES DWA TECHNICAL LEADE PowerShares Mid-Cap Growth NYSE
1230    PEJ 9/28/2009 8.09 POWERSHARES DYNAMIC LEISURE & ENTMNT ETF PowerShares Consumer Cyclical NYSE
1231    PEK 10/14/2010 7.37 VANECK VECTORS CHINAAMC CSI 300 ETF Van Eck China Region NYSE
1232    PERM 2/8/2012 0.95 GLOBAL X PERMANENT ETF Global X Funds World Allocation NYSE
1233    PEX 2/28/2013 0.38 PROSHARES GLOBAL LISTED PRIVATE EQUITY ProShares Miscellaneous Sector BATS
1234    PEY 9/28/2009 24.51 POWERSHARES HIGH YLD EQ DIV ACHIEV ETF PowerShares Mid-Cap Value NASDAQ
1235    PEZ 9/28/2009 3.79 POWERSHARES DWA CNSMR CYCLICALS MOM ETF PowerShares Consumer Cyclical NASDAQ
1236    PFF 9/28/2009 424.32 ISHARES US PREFERRED STOCK iShares Preferred Stock NYSE
1237    PFI 9/28/2009 1.93 POWERSHARES DWA FINANCIAL MOMENTUM ETF PowerShares Financial NASDAQ
1238    PFIG 9/15/2011 2.08 POWERSHARES FUNDAMENTAL INVESTM PowerShares Intermediate-Term Bond NYSE
1239    PFM 9/28/2009 9.7 POWERSHARES DIVIDEND ACHIEVERS ETF PowerShares Large Value NASDAQ
1240    PFV 9/21/2016 0.03 AMPLIFY YIELDSHARES PRIME 5 DIVIDEND ETF Amplifyetfs Large Blend BATS
1241    PFXF 7/17/2012 12.8 VANECK VECTORS PREF SECS EX FINCLS ETF Van Eck Preferred Stock NYSE
1242    PGAL 11/13/2013 4.06 GLOBAL X MSCI PORTUGAL ETF Global X Funds Miscellaneous Region NYSE
1243    PGF 9/28/2009 87.29 POWERSHARES FINANCIAL PREFERRED ETF PowerShares Preferred Stock NYSE
1244    PGHY 6/21/2013 3.34 POWERSHARES GLOBAL SHRTTERM HIYLD BD ETF Exchange Traded Fund Financial NYSE
1245    PGJ 9/28/2009 15.93 POWERSHARES GOLDEN DRAGON CHINA ETF PowerShares China Region NASDAQ
1246    PGM 9/28/2009 3.22 IPATH DJ-UBS PLATINUM SUBINDEX iPath Commodities Precious Metals NYSE
1247    PGX 9/28/2009 159.28 POWERSHARES PREFERRED ETF PowerShares Preferred Stock NYSE
1248    PHB 9/28/2009 68.22 POWERSHARES HIGH YIELD CORPORAT PowerShares High Yield Bond NYSE
1249    PHDG 12/6/2012 5.5 POWERSHARES S&P 500 DOWNSIDE HEDGED ETF PowerShares Long-Short Equity NYSE
1250    PHO 9/28/2009 30.63 POWERSHARES WATER RESOURCES ETF PowerShares Miscellaneous Sector NASDAQ
1251    PHYS 4/9/2010 164.09 SPROTT PHYSICAL GOLD TRUST ETV NYSE
1252    PICB 7/12/2010 9.11 POWERSHARES INTERNATIONAL CORPO PowerShares World Bond NYSE
1253    PICK 2/2/2012 15.83 ISHARES MSCI GLBL METALS & MINING PRDCRS Exchange Traded Fund Financial NYSE
1254    PID 9/28/2009 39.42 POWERSHARES INTL DIV ACHIEV ETF PowerShares Foreign Large Value NASDAQ
1255    PIE 9/28/2009 27.69 POWERSHARES DWA EMERGING MARKETS MOM ETF PowerShares Diversified Emerging Mkts NASDAQ
1256    PIN 9/28/2009 142.57 POWERSHARES INDIA ETF PowerShares India Equity NYSE
1257    PIO 9/28/2009 10.04 POWERSHARES GLOBAL WATER ETF PowerShares Miscellaneous Sector NASDAQ
1258    PIZ 9/28/2009 17.75 POWERSHARES DWA DEVELOPED MKTS MOM ETF PowerShares Foreign Large Growth NASDAQ
1259    PJP 9/28/2009 32.26 POWERSHARES DYNAMIC PHARMACEUTICALS ETF PowerShares Health NYSE
1260    PKB 9/28/2009 7.05 POWERSHARES DYNAMIC BUILDING & CONST ETF PowerShares Industrials NYSE
1261    PKW 9/28/2009 35.26 POWERSHARES BUYBACK ACHIEVERS ETF PowerShares Large Blend NASDAQ
1262    PLND 11/25/2009 4.37 VANECK VECTORS POLAND ETF Van Eck Miscellaneous Region NYSE
1263    PLW 9/28/2009 5.38 POWERSHARES 1-30 TREASURY LADDE PowerShares Long Government NYSE
1264    PMPT 8/17/2016 0.1 ISECTORS POST-MPT GROWTH ETF iSectors Allocation--50% to 70% Equity NASDAQ
1265    PMR 9/28/2009 2.87 POWERSHARES DYNAMIC RETAIL ETF PowerShares Consumer Cyclical NYSE
1266    PNQI 9/28/2009 7.13 POWERSHARES NASDAQ INTERNET ETF PowerShares Technology NASDAQ
1267    PPA 9/28/2009 9.97 POWERSHARES AEROSPACE & DEFENSE ETF PowerShares Industrials NYSE
1268    PPH 9/28/2009 49.88 VANECK VECTORS PHARMACEUTICAL ETF NASDAQ
1269    PPLT 1/8/2010 19.35 ETFS PHYSICAL PLATINUM ETF Securities Commodities Precious Metals NYSE
1270    PRB 9/28/2009 1.23 VANECK VECTORS PRE-REFUNDED MUNI ETF Van Eck Muni National Short NYSE
1271    PRF 9/28/2009 29.37 POWERSHARES FTSE RAFI US 1000 ETF PowerShares Large Value NYSE
1272    PRFZ 9/28/2009 10.83 POWERSHARES FTSE RAFI US 1500 SM-MID ETF PowerShares Small Blend NASDAQ
1273    PRME 11/12/2015 0.22 FIRST TRUST HEITMAN GLBL PRM RL ESTT ETF First Trust Global Real Estate NYSE
1274    PRN 4/30/2010 3.93 POWERSHARES DYNAMIC INDUSTRIALS PowerShares Industrials NYSE
1275    PRNT 7/19/2016 0.45 THE 3D PRINTING ETF ARK ETF Trust Technology BATS
1276    PSAU 9/28/2009 4.51 POWERSHARES GLOBAL GOLD & PREC MTLS ETF PowerShares Equity Precious Metals NASDAQ
1277    PSC 9/29/2009 0.03 PRINCIPAL U.S. SMALL CAP INDEX ETF NASDAQ
1278    PSCC 11/29/2010 2.03 POWERSHARES S&P SMALLCAP CNSMR STAPL ETF PowerShares Consumer Defensive NASDAQ
1279    PSCD 11/29/2010 2.58 POWERSHARES S&P SMCAP CNSMR DISCRET ETF PowerShares Consumer Cyclical NASDAQ
1280    PSCE 11/29/2010 5.12 POWERSHARES S&P SMALLCAP ENERGY ETF PowerShares Equity Energy NASDAQ
1281    PSCF 11/29/2010 2.7 POWERSHARES S&P SMALLCAP FINANC PowerShares Financial NASDAQ
1282    PSCH 11/29/2010 5.03 POWERSHARES S&P SMALLCAP HEALTH CARE ETF PowerShares Health NASDAQ
1283    PSCI 11/29/2010 1.7 POWERSHARES S&P SMALLCAP INDUSTRIALS ETF PowerShares Industrials NASDAQ
1284    PSCM 11/29/2010 1.48 POWERSHARES S&P SMALLCAP MATERIALS ETF PowerShares Natural Resources NASDAQ
1285    PSCT 11/29/2010 6.01 POWERSHARES S&P SMALLCAP INFO TECH ETF PowerShares Technology NASDAQ
1286    PSCU 11/29/2010 1.8 POWERSHARES S&P SMALLCAP UTILITIES ETF PowerShares Utilities NASDAQ
1287    PSET 3/22/2016 0.02 PRINCIPAL PRICE SETTERS INDEX ETF NASDAQ
1288    PSI 9/28/2009 5.39 POWERSHARES DYNAMIC SEMICONDUCTORS ETF PowerShares Technology NYSE
1289    PSJ 9/28/2009 2.78 POWERSHARES DYNAMIC SOFTWARE ETF PowerShares Technology NYSE
1290    PSK 9/28/2009 13.94 SPDR WELLS FARGO PREFERRED STOCK ETF SPDR State Street Global Advisors Preferred Stock NYSE
1291    PSL 9/28/2009 4.15 POWERSHARES DWA CONSUMER STAPLES MOM ETF PowerShares Consumer Defensive NASDAQ
1292    PSLV 10/29/2010 122.66 SPROTT PHYSICAL SILVER TRUST ET NYSE
1293    PSMB 2/23/2017 0.01 POWERSHARES BAL MULTI-ASST ALLC PowerShares Allocation--50% to 70% Equity BATS
1294    PSMC 2/23/2017 0.01 POWERSHARES CNSRV MULTI-ASST ALLC PowerShares Allocation--30% to 50% Equity BATS
1295    PSMG 2/23/2017 0.01 POWERSHARES GR MULTI-ASST ALLC PowerShares Allocation--70% to 85% Equity BATS
1296    PSMM 2/23/2017 0.01
1297    PSP 9/28/2009 33.69 POWERSHARES GLOBAL LISTED PRIVATE EQ ETF PowerShares Miscellaneous Sector NYSE
1298    PSQ 9/28/2009 101.41 PROSHARES SHORT QQQ ProShares Trading--Inverse Equity NYSE
1299    PSR 9/28/2009 0.84 POWERSHARES ACTIVE U.S. REAL ES PowerShares Real Estate NYSE
1300    PST 9/28/2009 23.72 PROSHARES ULTRASHORT LEHMAN 7-1 ProShares Trading-Inverse Debt NYSE
1301    PTF 9/28/2009 3.98 POWERSHARES DWA TECHNOLOGY MOMENTUM ETF PowerShares Technology NASDAQ
1302    PTH 9/28/2009 5.17 POWERSHARES DWA HEALTHCARE MOMENTUM ETF PowerShares Health NASDAQ
1303    PTLC 6/12/2015 3.74 PACER TRENDPILOT 750 ETF Pacer Large Blend BATS
1304    PTM 9/28/2009 5.24 UBS ETRACS CMCI LNG PLATINUM TOT RET ETN UBS Group AG Commodities Precious Metals NYSE
1305    PTMC 6/12/2015 2.05 PACER TRENDPILOT 450 ETF Pacer Mid-Cap Blend BATS
1306    PTNQ 6/12/2015 1.15 PACER TRENDPILOT 100 ETF Pacer Large Growth BATS
1307    PUI 9/28/2009 3.98 POWERSHARES DWA UTILITIES MOMENTUM ETF PowerShares Utilities NASDAQ
1308    PUW 9/28/2009 1.48 POWERSHARES WILDERHILL PROG ENGY ETF PowerShares Miscellaneous Sector NYSE
1309    PVI 9/28/2009 7.52 POWERSHARES VRDO TAX FREE WEEKL PowerShares Muni Short NYSE
1310    PWB 9/28/2009 7.55 POWERSHARES DYNAMIC LARGE CAP GROWTH ETF PowerShares Large Growth NYSE
1311    PWC 9/28/2009 2.42 POWERSHARES DYNAMIC MARKET ETF PowerShares Mid-Cap Blend NYSE
1312    PWV 9/28/2009 16.36 POWERSHARES DYNAMIC LARGE CAP VALUE ETF PowerShares Large Value NYSE
1313    PWZ 9/28/2009 4.63 POWERSHARES INSURED CA MUNICIPA PowerShares Muni California Long NYSE
1314    PXE 9/28/2009 6.71 POWERSHARES DYNAMIC ENGY EXPLR&PRDTN ETF PowerShares Equity Energy NYSE
1315    PXF 9/28/2009 14.47 POWERSHARES FTSE RAFI DEV MKTS EX-US ETF PowerShares Foreign Large Value NYSE
1316    PXH 9/28/2009 22.81 POWERSHARES FTSE RAFI EMERGING MKTS ETF PowerShares Diversified Emerging Mkts NYSE
1317    PXI 9/28/2009 7.42 POWERSHARES DWA ENERGY MOMENTUM ETF PowerShares Equity Energy NASDAQ
1318    PXJ 9/28/2009 12.09 POWERSHARES DYNAMIC OIL & GAS SVCS ETF PowerShares Equity Energy NYSE
1319    PXLG 6/16/2011 1.17 POWERSHARES RUSSELL TOP 200 PURE GR ETF PowerShares Large Growth NYSE
1320    PXLV 6/16/2011 0.98 POWERSHARES RUSSELL TOP 200 PURE VAL ETF PowerShares Large Value NYSE
1321    PXMG 2/22/2011 1.46 POWERSHARES RUSSELL MIDCAP PURE GR ETF PowerShares Mid-Cap Growth NYSE
1322    PXMV 2/22/2011 1.52 POWERSHARES RUSSELL MIDCAP PURE VAL ETF PowerShares Mid-Cap Value NYSE
1323    PXQ 9/28/2009 4.36 POWERSHARES DYNAMIC NETWORKING ETF PowerShares Technology NYSE
1324    PXR 9/28/2009 3.96 POWERSHARES EMERGING MARKETS INFRAS ETF PowerShares Diversified Emerging Mkts NYSE
1325    PXSG 2/22/2011 1.14 POWERSHARES RUSSELL 2000 PURE GROWTH ETF PowerShares Small Growth NYSE
1326    PXSV 2/22/2011 2.27 POWERSHARES RUSSELL 2000 PURE VALUE ETF PowerShares Small Value NYSE
1327    PY 3/22/2016 0.02 PRINCIPAL SHAREHOLDER YIELD INDEX ETF NASDAQ
1328    PYZ 9/28/2009 3.68 POWERSHARES DWA BASIC MATERIALS MOM ETF PowerShares Natural Resources NASDAQ
1329    PZA 9/28/2009 39.97 POWERSHARES INSURED NATIONAL MU PowerShares Muni National Long NYSE
1330    PZD 9/28/2009 2.82 POWERSHARES CLEANTECH ETF PowerShares Miscellaneous Sector NYSE
1331    PZI 9/28/2009 2.58 POWERSHARES ZACKS MICRO CAP ETF PowerShares Small Value NYSE
1332    PZT 9/28/2009 2.24 POWERSHARES INSURED NY MUNICIPA PowerShares Muni New York Long NYSE
1333    QABA 9/28/2009 5.61 FIRST TRUST NASDAQ ABA COMMUNITY BK ETF First Trust Financial NASDAQ
1334    QAI 9/28/2009 16.68 IQ HEDGE MULTI-STRATEGY TRACKER ETF IndexIQ Multialternative NYSE
1335    QAT 5/1/2014 1.22 ISHARES MSCI QATAR CAPPED iShares Miscellaneous Region NASDAQ
1336    QAUS 6/12/2014 0.31 SPDR MSCI AUSTRALIA STRATEGICFACTORSETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1337    QCAN 6/12/2014 0.24 SPDR MSCI CANADA STRATEGICFACTORS ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1338    QCLN 9/28/2009 5.78 FIRST TRUST NASDAQ CLN EDGE GRNENGYETF First Trust Miscellaneous Sector NASDAQ
1339    QDEF 12/19/2012 1.52 FLEXSHARES QUALITY DIVIDEND DEFENSV ETF Flexshares Trust Large Value NYSE
1340    QDEU 6/12/2014 0.19 SPDR MSCI GERMANY STRATEGICFACTORS ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1341    QDF 12/19/2012 4.76 FLEXSHARES QUALITY DIVIDEND ETF Flexshares Trust Large Value NYSE
1342    QDYN 12/19/2012 0.5 FLEXSHARES QUALITY DIVIDEND DYNAMIC ETF Flexshares Trust Large Value NYSE
1343    QED 3/24/2015 0.04
1344    QEFA 6/5/2014 0.49 SPDR MSCI EAFE STRATEGICFACTORS ETF SPDR State Street Global Advisors Foreign Large Blend NYSE
1345    QEMM 6/5/2014 0.73 SPDR MSCI EMERGING MKTS STRATCFACTS ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
1346    QESP 6/12/2014 0.14 SPDR MSCI SPAIN STRATEGICFACTORS ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1347    QGBR 6/12/2014 0.1 SPDR MSCI UNITED KINGDOM STRATFACTS ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1348    QGTA 9/30/2015 0.05 IQ LEADERS GTAA TRACKER ETF IndexIQ World Allocation NYSE
1349    QID 9/28/2009 1286.6 PROSHARES ULTRASHORT QQQ ProShares Trading-Inverse Equity NYSE
1350    QINC 3/11/2014 0.66 FIRST TRUST RBA QUALITY INCOME ETF First Trust Mid-Cap Value NASDAQ
1351    QJPN 6/12/2014 0.17 SPDR MSCI JAPAN STRATEGICFACTORS ETF SPDR State Street Global Advisors Japan Stock NYSE
1352    QLC 9/24/2015 0.08 FLEXSHARES US QUALITY LARGE CAP INDEX FUND NASDAQ
1353    QLD 9/28/2009 1197.76 PROSHARES ULTRA QQQ ProShares Trading--Leveraged Equity NYSE
1354    QLS 3/24/2015 0.02 IQ HEDGE LONG/SHORT TRACKER ETF IndexIQ Long-Short Equity NYSE
1355    QLTA 2/16/2012 2.87 ISHARES AAA - A RATED CORPORATE BOND iShares Corporate Bond NYSE
1356    QMN 10/4/2012 0.99 IQ HEDGE MARKET NEUTRAL TRACKER ETF IndexIQ Market Neutral NYSE
1357    QQEW 9/28/2009 10.83 FIRST TRUST NASDAQ-100 EQUAL WTD ETF First Trust Large Growth NASDAQ
1358    QQQ 9/28/2009 7331.89 POWERSHARES QQQ TRUST, SERIES 1 PowerShares Large Growth NASDAQ
1359    QQQC 8/22/2011 1.25 GLOBAL X NASDAQ CHINA TECHNOLOGY ETF NASDAQ
1360    QQQE 3/21/2012 2.56 DIREXION NASDAQ-100 EQUAL WTD ETF Direxion Funds Large Growth NYSE
1361    QQQX 9/28/2009 21.36 NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND NASDAQ
1362    QQXT 9/28/2009 3.52 FIRST TRUST NASDAQ-100 EX-TECH SECT ETF First Trust Large Growth NASDAQ
1363    QTEC 9/28/2009 19.52 FIRST TRUST NASDAQ-100-TECH SECTOR ETF First Trust Technology NASDAQ
1364    QUAL 7/18/2013 12.57 ISHARES EDGE MSCI USA QUALITY FACTOR iShares Large Growth NYSE
1365    QUS 4/16/2015 0.15 SPDR MSCI USA STRATEGICFACTORS ETF SPDR State Street Global Advisors Large Blend NYSE
1366    QVAL 10/22/2014 1.08 VALUESHARES US QUANTITATIVE VALUE Exchange Traded Fund Financial BATS
1367    QVM 2/27/2015 0.1
1368    QWLD 6/5/2014 0.11 SPDR MSCI WORLD STRATEGICFACTORS ETF SPDR State Street Global Advisors World Stock NYSE
1369    QXGG 1/26/2017 0.02 QUANTX RISK MANAGED GROWTH ETF QUANTX World Stock BATS
1370    QXMI 1/26/2017 0.02
1371    QXRR 1/26/2017 0.01 QUANTX RISK MGD MULTI-ASST TTL RET ETF QUANTX World Allocation BATS
1372    QXTR 1/26/2017 0.02 QUANTX RISK MANAGED REAL ASSET ETF QUANTX World Allocation BATS
1373    QYLD 12/12/2013 1.95 RECON CAPITAL NASDAQ 100 COV CALL ETF Recon Capital Series Trust Option Writing NASDAQ
1374    RALS 12/9/2010 2.07 PROSHARES RAFI LONG/SHORT ProShares Market Neutral NYSE
1375    RAVI 10/11/2012 0.9 FLEXSHARES READY ACCESS VARIABLE INC ETF Flexshares Trust Ultrashort Bond NYSE
1376    RBL 4/9/2010 5.59 SPDR S&P RUSSIA ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1377    RCD 9/28/2009 3.08 GUGGENHEIM S&P 500 EQ WT CONS DISCR ETF Guggenheim Investments Consumer Cyclical NYSE
1378    RDIV 10/1/2013 3.56 OPPENHEIMER ULTRA DIVIDEND REVENUE ETF OppenheimerFunds Large Value NYSE
1379    RDVY 1/7/2014 1.93 FIRST TRUST RISING DIVIDEND ACHIEV ETF First Trust Large Value NASDAQ
1380    REET 7/10/2014 3.58 ISHARES GLOBAL REIT iShares Real Estate NYSE
1381    REGL 2/5/2015 2.37
1382    REK 4/9/2010 4.91 PROSHARES SHORT REAL ESTATE ProShares Trading--Inverse Equity NYSE
1383    REM 9/28/2009 94.31 ISHARES MORTGAGE REAL ESTATE CAPPED iShares Real Estate NYSE
1384    REML 7/13/2016 0.08 CREDIT SUISSE X-LINKSMP2XLVGMORTREIT ETN Credit Suisse AG Trading--Leveraged Equity NYSE
1385    REMX 10/28/2010 22.18 VANECK VECTORS RARE EARTH/STRAT MTLS ETF Van Eck Equity Precious Metals NYSE
1386    RETL 7/14/2010 3.9 DIREXION DAILY RETAIL BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1387    REW 9/28/2009 8.32 PROSHARES ULTRASHORT TECHNOLOGY ProShares Trading--Inverse Equity NYSE
1388    REZ 9/28/2009 9.72 ISHARES RESIDENTIAL REL EST CAPPED iShares Real Estate NYSE
1389    RFAP 4/14/2016 0.1 FIRST TRUST RIVERFRONT DYN ASIA PAC ETF First Trust Diversified Pacific/Asia NASDAQ
1390    RFDA 6/7/2016 0.29 RIVERFRONT DYNAMIC US DIVIDEND ADVTG ETF ALPS Large Blend NYSE
1391    RFDI 4/14/2016 1.16 FIRST TRUST RIVERFRONT DYN DEV INTL ETF First Trust Foreign Large Blend NASDAQ
1392    RFEM 6/15/2016 0.18 FIRST TRUST RIVERFRONT DYN EM MKTS ETF First Trust Diversified Emerging Mkts NASDAQ
1393    RFEU 4/14/2016 0.42 FIRST TRUST RIVERFRONT DYNAMIC EURP ETF First Trust Europe Stock NASDAQ
1394    RFFC 6/7/2016 0.26 RIVERFRONT DYNAMIC US FLEX-CAP ETF ALPS Large Blend NYSE
1395    RFG 9/28/2009 11.41 GUGGENHEIM S&P MIDCAP 400 PURE GR ETF Guggenheim Investments Mid-Cap Growth NYSE
1396    RFV 9/28/2009 3.16 GUGGENHEIM S&P MIDCAP 400 PURE VAL ETF Guggenheim Investments Small Value NYSE
1397    RGI 9/28/2009 2.73 GUGGENHEIM S&P 500 EQ WT INDLS ETF Guggenheim Investments Industrials NYSE
1398    RHS 9/28/2009 6.08 GUGGENHEIM S&P 500 EQ WT CONS STAPL ETF Guggenheim Investments Consumer Defensive NYSE
1399    RIGS 10/9/2013 5.86 RIVERFRONT STRATEGIC INCOME ETF ALPS World Bond NYSE
1400    RINF 1/12/2012 2 PROSHARES INFLATION EXPECTATIONS ProShares Trading--Miscellaneous NYSE
1401    RING 2/2/2012 20.17 ISHARES MSCI GLOBAL GOLD MINERS iShares Equity Precious Metals NYSE
1402    RISE 2/19/2015 0.11 SIT RISING RATE ETF RISE Nontraditional Bond NYSE
1403    RJA 9/28/2009 36.31 ELEMENTS ROGERS INTL CMDTY AGRI TR ETN ELEMENTS Commodities Agriculture NYSE
1404    RJI 9/28/2009 39.78 ELEMENTS ROGERS INTL CMDTY TR ETN ELEMENTS Commodities Broad Basket NYSE
1405    RJN 9/28/2009 4.93 ELEMENTS ROGERS INTL CMDTY ENERGY TR ETN ELEMENTS Commodities Energy NYSE
1406    RJZ 9/28/2009 2.78 ELEMENTS ROGERS INTL CMDTY METALS TR ETN ELEMENTS Commodities Industrial Metals NYSE
1407    RLY 4/26/2012 3.26 SPDR SSGA MULTI-ASSET REAL RETURN ETF SPDR State Street Global Advisors Allocation--50% to 70% Equity NYSE
1408    RNDM 6/23/2017 0.01 FIRST TRUST DEVELOPED INTERNATIONAL EQUITY SELECT ETF NASDAQ
1409    RNDV 6/22/2017 0.01 FIRST TRUST US EQUITY DIVIDEND SELECT ETF NASDAQ
1410    RNEM 6/23/2017 0.01 FIRST TRUST EMERGING MARKETS EQUITY SELECT ETF NASDAQ
1411    RNLC 6/22/2017 0.01 FIRST TRUST LARGE CAP US EQUITY SELECT ETF NASDAQ
1412    RNMC 6/22/2017 0.01 FIRST TRUST MID CAP US EQUITY SELECT ETF NASDAQ
1413    RNSC 6/22/2017 0.01 FIRST TRUST SMALL CAP US EQUITY SELECT ETF NASDAQ
1414    ROAM 2/26/2015 0.32 HARTFORD MULTIFACTOR EMERGING MKTS ETF Lattice Strategies LLC Diversified Emerging Mkts NYSE
1415    ROBO 10/22/2013 9.2 ROBO GLOBAL ROBOTICS&AUTOMATION ETF Exchange Traded Concepts Trust Miscellaneous Sector NASDAQ
1416    RODI 9/15/2014 0.01
1417    RODM 9/28/2009 10.89 HARTFORD MULTIFACTOR DEV MKTS (EXUS) ETF Lattice Strategies LLC Foreign Large Blend NYSE
1418    ROGS 3/24/2015 0.14 HARTFORD MULTIFACTOR GLOBAL SMALLCAP ETF Lattice Strategies LLC World Stock NYSE
1419    ROLA 11/30/2010 0.1 IPATH LONG EXTENDED RUSSELL 100 NYSE
1420    ROM 9/28/2009 17.52 PROSHARES ULTRA TECHNOLOGY ProShares Trading--Leveraged Equity NYSE
1421    ROOF 6/14/2011 2.88 IQ US REAL ESTATE SMALL CAP ETF IndexIQ Real Estate NYSE
1422    RORE 10/4/2016 0.05 HARTFORD MULTIFACTOR REIT ETF Lattice Strategies LLC Real Estate NYSE
1423    ROUS 2/26/2015 0.15 HARTFORD MULTIFACTOR US EQUITY ETF Lattice Strategies LLC Large Blend NYSE
1424    RPG 9/28/2009 24.36 GUGGENHEIM S&P 500 PURE GROWTH ETF Guggenheim Investments Large Growth NYSE
1425    RPV 9/28/2009 26.56 GUGGENHEIM S&P 500 PURE VALUE ETF Guggenheim Investments Large Value NYSE
1426    RRF 7/14/2011 1.81 WISDOMTREE GLOBAL REAL RETURN ETF WisdomTree World Bond NYSE
1427    RSP 9/28/2009 256.28 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF Guggenheim Investments Large Blend NYSE
1428    RSX 9/28/2009 1617.54 VANECK VECTORS RUSSIA ETF Van Eck Miscellaneous Region NYSE
1429    RSXJ 4/14/2011 7.7 VANECK VECTORS RUSSIA SMALL-CAP ETF Van Eck Miscellaneous Region NYSE
1430    RTH 9/28/2009 161.4 VANECK VECTORS RETAIL ETF Van Eck Consumer Cyclical NYSE
1431    RTM 9/28/2009 2.48 GUGGENHEIM S&P 500 EQ WT MATERIALS ETF Guggenheim Investments Natural Resources NYSE
1432    RUSL 5/25/2011 115.7 DIREXION DAILY RUSSIA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1433    RUSS 5/25/2011 76.68 DIREXION DAILY RUSSIA BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1434    RVNU 6/4/2013 1.13 DEUTSCHE X-TRACKERS MUNI INFRAS REVN BD Deutsche Asset Management Muni National Long NYSE
1435    RWJ 9/28/2009 7.04 OPPENHEIMER SMALL CAP REVENUE ETF OppenheimerFunds Small Blend NYSE
1436    RWK 9/28/2009 4.93 OPPENHEIMER MID CAP REVENUE ETF OppenheimerFunds Mid-Cap Value NYSE
1437    RWL 9/28/2009 7.4 OPPENHEIMER LARGE CAP REVENUE ETF OppenheimerFunds Large Value NYSE
1438    RWM 9/28/2009 200.85 PROSHARES SHORT RUSSELL2000 ProShares Trading--Inverse Equity NYSE
1439    RWO 9/28/2009 39.04 SPDR DOW JONES GLOBAL REAL ESTATE ETF SPDR State Street Global Advisors Global Real Estate NYSE
1440    RWR 9/28/2009 109.74 SPDR DOW JONES REIT ETF SPDR State Street Global Advisors Real Estate NYSE
1441    RWW 9/28/2009 1.2 OPPENHEIMER FINANCIALS SECT REVENUE ETF OppenheimerFunds Financial NYSE
1442    RWX 9/28/2009 129.01 SPDR DOW JONES INTERNATIONAL RELEST ETF SPDR State Street Global Advisors Global Real Estate NYSE
1443    RXD 9/28/2009 1.13 PROSHARES ULTRASHORT HEALTH CAR ProShares Trading-Inverse Equity NYSE
1444    RXI 9/28/2009 7.1 ISHARES GLOBL CONSUMER DISCRETIONARY iShares Consumer Cyclical NYSE
1445    RXL 9/28/2009 5.4 PROSHARES ULTRA HEALTH CARE ProShares Trading--Leveraged Equity NYSE
1446    RYE 9/28/2009 5.15 GUGGENHEIM S&P 500 EQUAL WT ENERGY ETF Guggenheim Investments Equity Energy NYSE
1447    RYF 9/28/2009 6.67 GUGGENHEIM S&P 500 EQ WEIGHT FINCL ETF Guggenheim Investments Financial NYSE
1448    RYH 9/28/2009 7 GUGGENHEIM S&P 500 EQ WEIGHT HC ETF Guggenheim Investments Health NYSE
1449    RYJ 9/28/2009 4.88 GUGGENHEIM RAYMOND JAMES SB-1 EQUITY ETF Guggenheim Investments Mid-Cap Blend NYSE
1450    RYT 9/28/2009 11.98 GUGGENHEIM S&P 500 EQ WT TECHNOLOGY ETF Guggenheim Investments Technology NYSE
1451    RYU 9/28/2009 3.78 GUGGENHEIM S&P 500 EQ WT UTILITIES ETF Guggenheim Investments Utilities NYSE
1452    RZG 9/28/2009 3.41 GUGGENHEIM S&P SMALLCAP 600 PURE GR ETF Guggenheim Investments Small Growth NYSE
1453    RZV 9/28/2009 6.36 GUGGENHEIM S&P SMALLCAP 600 PUREVAL ETF Guggenheim Investments Small Value NYSE
1454    SAA 9/28/2009 7.01 PROSHARES ULTRA SMALLCAP600 ProShares Trading--Leveraged Equity NYSE
1455    SAGG 3/23/2011 1.7 DIREXION DAILY TOTAL BOND MARKE Direxion Funds Trading-Inverse Debt NYSE
1456    SBB 9/28/2009 4.06 PROSHARES SHORT SMALLCAP600 ProShares Trading--Inverse Equity NYSE
1457    SBIO 12/31/2014 6.3 ALPS MEDICAL BREAKTHROUGHS ETF ALPS Health NYSE
1458    SBM 4/12/2010 1.33 SHORT BASIC MATERIALS ProShares Trading-Inverse Equity NYSE
1459    SBV 4/21/2011 0.21 IPATH PURE BETA BROAD COMMODITY NYSE
1460    SCAP 7/7/2016 0.04
1461    SCC 9/28/2009 4.09 PROSHARES ULTRASHORT CONSUMER SERVICES ProShares Trading--Inverse Equity NYSE
1462    SCHA 11/3/2009 54.18 SCHWAB US SMALL-CAP ETF Schwab ETFs Small Blend NYSE
1463    SCHB 11/3/2009 79 SCHWAB US BROAD MARKET ETF Schwab ETFs Large Blend NYSE
1464    SCHC 1/14/2010 15.49 SCHWAB INTERNATIONAL SMALL-CAP EQ ETF Schwab ETFs Foreign Small/Mid Blend NYSE
1465    SCHD 10/20/2011 50.76 SCHWAB US DIVIDEND EQUITY ETF Schwab ETFs Large Value NYSE
1466    SCHE 1/14/2010 65.03 SCHW EMG MKT EQ ETF Schwab Funds Diversified Emerging Mkts NYSE
1467    SCHF 11/3/2009 99.39 SCHWAB INTERNATIONAL EQUITY ETF Schwab ETFs Foreign Large Blend NYSE
1468    SCHG 12/11/2009 26.4 SCHWAB US LARGE-CAP GROWTH ETF Schwab ETFs Large Growth NYSE
1469    SCHH 1/13/2011 41.31 SCHWAB US REIT ETF Schwab ETFs Real Estate NYSE
1470    SCHM 1/13/2011 25.66 SCHWAB US MID-CAP ETF Schwab ETFs Mid-Cap Blend NYSE
1471    SCHO 8/5/2010 15.13 SCHWAB SHORT-TERM US TREASURY ETF Schwab ETFs Short Government NYSE
1472    SCHP 8/5/2010 17.75 SCHWAB US TIPS ETF Schwab ETFs Inflation-Protected Bond NYSE
1473    SCHR 8/5/2010 9.37 SCHWAB INTERMEDIATE-TERM US TRS ETF Schwab ETFs Intermediate Government NYSE
1474    SCHV 12/11/2009 22.85 SCHWAB US LARGE-CAP VALUE ETF Schwab ETFs Large Value NYSE
1475    SCHX 11/3/2009 69.06 SCHWAB US LARGE-CAP ETF Schwab ETFs Large Blend NYSE
1476    SCHZ 7/14/2011 28.51 SCHWAB US AGGREGATE BOND ETF Schwab ETFs Intermediate-Term Bond NYSE
1477    SCID 5/14/2015 0.1 GLOBAL X SCIENTIFIC BETA EUROPE ETF Global X Funds Europe Stock NYSE
1478    SCIF 9/24/2010 26.44 VANECK VECTORS INDIA SMALL-CAP ETF Van Eck India Equity NYSE
1479    SCIJ 5/13/2015 0.06 GLOBAL X SCIENTIFIC BETA JAPAN ETF Global X Funds Japan Stock NYSE
1480    SCIN 7/12/2010 3.64 COLUMBIA INDIA SMALL CAP ETF Columbia India Equity NYSE
1481    SCIU 5/13/2015 0.51 GLOBAL X SCIENTIFIC BETA US ETF Global X Funds Large Blend NYSE
1482    SCIX 5/13/2015 0.05
1483    SCJ 9/28/2009 5.62 ISHARES MSCI JAPAN SMALL-CAP iShares Japan Stock NYSE
1484    SCO 9/28/2009 410.23 PROSHARES ULTRASHORT BLOOMBERG CRUDE OIL ProShares Trading--Inverse Commodities NYSE
1485    SCPB 12/17/2009 58.31 SPDR BLMBG BARCLAYS ST CORP BD ETF SPDR State Street Global Advisors Short-Term Bond NYSE
1486    SCTO 10/23/2014 0.51 GLOBAL X | JPMORGAN US SECTOR ROTAT ETF Global X Funds Allocation--70% to 85% Equity NYSE
1487    SCZ 9/28/2009 115.11 ISHARES MSCI EAFE SMALL-CAP iShares Foreign Small/Mid Blend NASDAQ
1488    SDD 9/28/2009 4.44 PROSHARES ULTRASHORT SMALLCAP600 ProShares Trading--Inverse Equity NYSE
1489    SDEM 3/17/2015 0.39 GLOBAL X MSCI SUPERDIVIDEND EM MKTS ETF Global X Funds Diversified Emerging Mkts NYSE
1490    SDIV 6/9/2011 28.87 GLOBAL X SUPERDIVIDEND ETF Global X Funds World Stock NYSE
1491    SDOG 6/29/2012 18.04 ALPS SECTOR DIVIDEND DOGS ETF ALPS Large Value NYSE
1492    SDOW 2/11/2010 191.97 PROSHARES ULTRAPRO SHORT DOW30 ProShares Trading--Inverse Equity NYSE
1493    SDP 9/28/2009 1.96 PROSHARES ULTRASHORT UTILITIES ProShares Trading--Inverse Equity NYSE
1494    SDS 9/28/2009 2651.99 PROSHARES ULTRASHORT S&P500 ProShares Trading--Inverse Equity NYSE
1495    SDY 9/28/2009 190.36 SPDR S&P DIVIDEND ETF SPDR State Street Global Advisors Large Value NYSE
1496    SDYL 5/23/2012 0.85 UBS ETRACS MTHLY PAY 2XLVRGD S&P DIV ETN UBS Group AG Trading--Leveraged Equity NYSE
1497    SEA 9/28/2009 11.03 GUGGENHEIM SHIPPING ETF Guggenheim Investments Industrials NYSE
1498    SEF 9/28/2009 14.73 PROSHARES SHORT FINANCIALS ProShares Trading--Inverse Equity NYSE
1499    SGAR 4/21/2011 0.52 IPATH PURE BETA SUGAR ETN NYSE
1500    SGDJ 3/31/2015 2.35 ALPS SPROTT JUNIOR GOLD MINERS ETF ALPS Equity Precious Metals NYSE
1501    SGDM 7/15/2014 10.28 SPROTT GOLD MINERS ETF ALPS Equity Precious Metals NYSE
1502    SGG 9/28/2009 14.9 IPATH BLOOMBERG SUGAR SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1503    SGOL 9/28/2009 25.52 ETFS PHYSICAL SWISS GOLD ETFS Swiss Gold Trust Commodities Precious Metals NYSE
1504    SGQI 12/8/2016 0.03 JANUS SG GLOBAL QUALITY INCOME ETF NASDAQ
1505    SH 9/28/2009 512.45 PROSHARES SHORT S&P500 ProShares Trading--Inverse Equity NYSE
1506    SHE 12/23/2009 0.67 SPDR SSGA GENDER DIVERSITY ETF SPDR State Street Global Advisors Large Blend NYSE
1507    SHM 9/28/2009 64.88 SPDR NUVEEN BLMBG BARCLAYS ST MUNBD ETF SPDR State Street Global Advisors Muni National Short NYSE
1508    SHNY 9/8/2016 0.44 DIREXION DAILY SILVER MNRS BULL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
1509    SHV 9/28/2009 55.84 ISHARES SHORT TREASURY BOND iShares Short Government NYSE
1510    SHY 9/28/2009 158.7 ISHARES 1-3 YEAR TREASURY BOND iShares Short Government NYSE
1511    SHYD 1/14/2014 2.33 VANECK VECTORS SHORT HIGH-YIELD MUNI ETF Van Eck High Yield Muni NYSE
1512    SHYG 10/17/2013 18.77 ISHARES 0-5 YEAR HIGH YIELD CORP BD iShares High Yield Bond NYSE
1513    SICK 6/15/2011 0.19 DIREXION DAILY HEALTHCARE BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1514    SIJ 9/28/2009 3.49 PROSHARES ULTRASHORT INDUSTRIAL ProShares Trading-Inverse Equity NYSE
1515    SIL 7/12/2010 61.65 GLOBAL X SILVER MINERS ETF Global X Funds Equity Precious Metals NYSE
1516    SILJ 11/29/2012 7.02 PUREFUNDS ISE JUNIOR SILVER ETF Exchange Traded Fund Financial NYSE
1517    SIPE 2/27/2014 0.15 SPDR BLMBG BARCLAYS 0-5 YEAR TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond NYSE
1518    SIVR 9/28/2009 41.46 ETFS PHYSICAL SILVER ETF Securities Commodities Precious Metals NYSE
1519    SIZ 9/7/2011 0.36 QUANTSHARES US MARKET NEUTRAL SIZE QuantShares Market Neutral NYSE
1520    SIZE 4/18/2013 0.82 ISHARES EDGE MSCI USA SIZE FACTOR iShares Large Blend NYSE
1521    SJB 3/22/2011 10.66 PROSHARES SHORT HIGH YIELD ProShares Trading--Inverse Debt NYSE
1522    SJNK 3/15/2012 138.35 SPDR BLMBG BARCLAYSST HY BD ETF SPDR State Street Global Advisors High Yield Bond NYSE
1523    SKF 9/28/2009 805.61 PROSHARES ULTRASHORT FINANCIALS ProShares Trading--Inverse Equity NYSE
1524    SKOR 4/14/2010 0.96 FLEXSHARES CREDIT-SCORED US CORP BD ETF Flexshares Trust Corporate Bond NASDAQ
1525    SKYY 7/6/2011 10.89 FIRST TRUST CLOUD COMPUTING ETF First Trust Technology NASDAQ
1526    SLIM 6/9/2016 0.03 THE OBESITY ETF Janus Health NASDAQ
1527    SLQD 10/17/2013 2.76 ISHARES 0-5 YEAR INVMT GRD CORP BD iShares Short-Term Bond NASDAQ
1528    SLV 9/28/2009 2734.73 ISHARES SILVER TRUST iShares Commodities Precious Metals NYSE
1529    SLVO 4/17/2013 2.58 CREDIT SUISSE X-LINKS SILVER COVCALL ETN Credit Suisse AG Commodities Precious Metals NASDAQ
1530    SLVP 2/2/2012 6.28 ISHARES MSCI GLOBAL SILVER MINERS iShares Equity Precious Metals NYSE
1531    SLX 9/28/2009 36.08 VANECK VECTORS STEEL ETF Van Eck Natural Resources NYSE
1532    SLY 8/30/2010 4.2 SPDR S&P 600 SMALL CAP ETF SPDR State Street Global Advisors Small Blend NYSE
1533    SLYG 8/30/2010 3.54 SPDR S&P 600 SMALL CAP GROWTH ETF SPDR State Street Global Advisors Small Growth NYSE
1534    SLYV 8/30/2010 4.58 SPDR S&P 600 SMALL CAP VALUE ETF SPDR State Street Global Advisors Small Value NYSE
1535    SMB 9/28/2009 9.35 VANECK VECTORS AMT-FREE SHORT MUNI ETF Van Eck Muni National Short NYSE
1536    SMCP 4/21/2015 0.18 ALPHAMARK ACTIVELY MANAGED SMALL CAP ETF NASDAQ
1537    SMD 3/7/2016 0.29 SPDR S&P 1000 ETF SPDR State Street Global Advisors Mid-Cap Blend NYSE
1538    SMDD 2/11/2010 9.48 PROSHARES ULTRAPRO SHORT MIDCAP400 ProShares Trading--Inverse Equity NYSE
1539    SMDV 2/5/2015 2.37 PROSHARES RUSSELL 2000 DIVIDEND GROWERS ProShares Small Value BATS
1540    SMEZ 6/5/2014 0.97 SPDR EURO STOXX SMALL CAP ETF SPDR State Street Global Advisors Europe Stock NYSE
1541    SMH 9/28/2009 1337.32 VANECK VECTORS SEMICONDUCTOR ETF Van Eck Technology NYSE
1542    SMHD 2/4/2015 3.34
1543    SMIN 2/9/2012 3.79 ISHARES MSCI INDIA SMALL-CAP iShares India Equity BATS
1544    SMK 9/28/2009 0.64 PROSHARES ULTRASHORT MSCI MEXIC ProShares Trading-Inverse Equity NYSE
1545    SMLF 4/30/2015 0.34 ISHARES EDGE MSCI MULTIFACTOR USA SM-CP iShares Small Blend NYSE
1546    SMLL 7/29/2014 0.26 DIREXION DAILY SMALL CAP BULL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
1547    SMLV 2/21/2013 1.15 SPDR SSGA US SMALL CAP LOW VOLATIL ETF SPDR State Street Global Advisors Small Blend NYSE
1548    SMMU 2/3/2010 1.59 PIMCO SHORT TERM MUNICIPAL BOND ACTV ETF Pimco Muni National Short NYSE
1549    SMMV 9/9/2016 0.12 ISHARES EDGE MSCI MIN VOL USA SMALL-CAP iShares Small Blend BATS
1550    SMN 9/28/2009 171.75 PROSHARES ULTRASHORT BASIC MATE ProShares Trading-Inverse Equity NYSE
1551    SNLN 11/7/2012 11.21 HIGHLAND/IBOXX SENIOR LOAN ETF Highland Funds Bank Loan NASDAQ
1552    SNSR 9/16/2016 0.86 GLOBAL X INTERNET OF THINGS THEMATIC ETF Global X Funds Technology NASDAQ
1553    SOCL 11/15/2011 12.34 GLOBAL X SOCIAL MEDIA ETF NASDAQ
1554    SOIL 5/26/2011 2.45 GLOBAL X FERTILIZERS/POTASH ETF Global X Funds Natural Resources NYSE
1555    SOP 6/29/2015 0.14 PROSHARES ULTRASHRT OIL&GAS EXPLOR&PRDTN ProShares Trading--Inverse Equity NYSE
1556    SOVB 2/23/2016 0.15
1557    SOXL 4/9/2010 111.48 DIREXION DAILY SEMICONDCT BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1558    SOXS 4/9/2010 57.75 DIREXION DAILY SEMICONDCT BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1559    SOXX 9/24/2010 97.76 ISHARES PHLX SOX SEMICONDUCTOR SECTOR INDEX FUND NASDAQ
1560    SOYB 9/19/2011 2.55 TEUCRIUM SOYBEAN FUND ETV Teucrium Commodities Agriculture NYSE
1561    SPDN 6/8/2016 0.71 DIREXION DAILY S&P 500 BEAR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
1562    SPFF 7/17/2012 11.32 GLOBAL X SUPERINCOME PREFERRED ETF Global X Funds Preferred Stock NYSE
1563    SPHB 5/5/2011 12.35 POWERSHARES S&P 500 HIGH BETA ETF PowerShares Large Blend NYSE
1564    SPHD 10/18/2012 25.89 POWERSHARES S&P 500 HIGH DIV LOW VOLETF PowerShares Large Value NYSE
1565    SPHQ 11/7/2011 13.28 POWERSHARES S&P 500 QUALITY ETF PowerShares Large Blend NYSE
1566    SPLV 5/5/2011 160.75 POWERSHARES S&P 500 LOW VOLATILITY ETF PowerShares Large Value NYSE
1567    SPLX 3/26/2014 1.08 UBS ETRACS M RESET 2XLVG S&P 500 TR ETN UBS Group AG Trading--Leveraged Equity NYSE
1568    SPMO 10/12/2015 0.03 POWERSHARES S&P 500 MOMENTUM PowerShares Large Growth NYSE
1569    SPPP 12/19/2012 14.93 SPROTT PHYSICAL PLATINUM AND PA Exchange Traded Fund Financial NYSE
1570    SPUN 6/10/2015 0.08 VANECK VECTORS GLOBAL SPIN-OFF ETF Van Eck Mid-Cap Blend NYSE
1571    SPUU 5/28/2014 1.88 DIREXION DAILY S&P 500 BULL 2X ETF Exchange Traded Fund Financial NYSE
1572    SPVU 10/9/2015 0.07
1573    SPXE 9/24/2015 0.12 PROSHARES S&P 500 EX-ENERGY ProShares Large Blend NYSE
1574    SPXH 6/24/2013 0.69 JANUS VELOCITY VOLATILITY HDGD LG CP ETF Janus Long-Short Equity NYSE
1575    SPXL 3/5/2012 291.47 DIREXION DAILY S&P500 BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1576    SPXN 9/24/2015 0.01 PROSHARES S&P 500 EX-FINANCIALS ProShares Large Blend NYSE
1577    SPXS 3/5/2012 375.04 DIREXION DAILY S&P 500 BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1578    SPXT 9/24/2015 0.02
1579    SPXU 9/28/2009 1340.73 PROSHARES ULTRAPRO SHORT S&P500 ProShares Trading--Inverse Equity NYSE
1580    SPXV 9/24/2015 0.01
1581    SPY 9/30/2009 30837.56 SPDR S&P 500 ETF SPDR State Street Global Advisors Large Blend NYSE
1582    SPYB 2/5/2015 0.15 SPDR S&P 500 BUYBACK ETF SPDR State Street Global Advisors Large Blend NYSE
1583    SPYD 10/22/2015 1.43 SPDR S&P 500 HIGH DIVIDEND ETF SPDR State Street Global Advisors Large Value NYSE
1584    SPYG 8/30/2010 5.09 SPDR S&P 500 GROWTH ETF SPDR State Street Global Advisors Large Growth NYSE
1585    SPYV 8/30/2010 2.38 SPDR S&P 500 VALUE ETF SPDR State Street Global Advisors Large Value NYSE
1586    SPYX 12/1/2015 0.39 SPDR S&P 500 FOSSIL FUEL RSRV FREE ETF SPDR State Street Global Advisors Large Blend NYSE
1587    SQLV 7/13/2017 0.01 LEGG MASON SMALL-CAP QUALITY VALUE ETF NASDAQ
1588    SQQQ 2/11/2010 738.2 PROSHARES ULTRAPRO SHORT QQQ ProShares Trading--Inverse Equity NASDAQ
1589    SQZZ 3/22/2017 0.02 ACTIVE ALTS CONTRARIAN ETF NASDAQ
1590    SRET 3/17/2015 1 GLOBAL X SUPERDIVIDEND REIT ETF Global X Funds Real Estate NASDAQ
1591    SRLN 4/4/2013 15.66 SPDR BLACKSTONE / GSO SENIOR LOAN ETF SPDR State Street Global Advisors Bank Loan NYSE
1592    SRS 9/28/2009 450.41 PROSHARES ULTRASHORT REAL ESTATE ProShares Trading--Inverse Equity NYSE
1593    SRTY 2/11/2010 216.79 PROSHARES ULTRAPRO SHORT RUSSELL2000 ProShares Trading--Inverse Equity NYSE
1594    SSG 9/28/2009 14.43 PROSHARES ULTRASHORT SEMICONDUCTORS ProShares Trading--Inverse Equity NYSE
1595    SSO 9/28/2009 2480.75 PROSHARES ULTRA S&P500 ProShares Trading--Leveraged Equity NYSE
1596    SST 12/1/2011 1.84 SPDR BLMBG BARCLAYS ST TREASURY ETF SPDR State Street Global Advisors Short Government NYSE
1597    STIP 12/3/2010 6.65 ISHARES 0-5 YEAR TIPS BOND iShares Inflation-Protected Bond NYSE
1598    STN 9/28/2009 8.12
1599    STOT 4/14/2016 0.2
1600    STPP 8/10/2010 2 IPATH US TREASURY STEEPENER ETN iPath Trading-Miscellaneous NYSE
1601    STPZ 9/28/2009 16.29 PIMCO 1-5 YEAR US TIPS ETF Pimco Inflation-Protected Bond NYSE
1602    SUB 9/28/2009 11.68 ISHARES SHORT-TERM NATIONAL MUNI BOND iShares Muni National Short NYSE
1603    SUSB 7/18/2017 0.01 ISHARES ESG 1-5 YEAR USD CORPORATE BOND ETF NASDAQ
1604    SUSC 7/20/2017 0.01 ISHARES ESG USD CORPORATE BOND ETF NASDAQ
1605    SVXY 10/4/2011 730.71 PROSHARES SHORT VIX SHORT-TERM FUTURES ProShares Volatility NYSE
1606    SWIN 1/10/2017 0.11 ALPS/DORSEY WRIGHT SECTOR MOMENTUM ETF NASDAQ
1607    SYE 1/9/2014 0.15 SPDR MFS SYSTEMATIC CORE EQUITY ETF SPDR State Street Global Advisors Large Value NYSE
1608    SYG 1/9/2014 0.3 SPDR MFS SYSTEMATIC GROWTH EQUITY ETF SPDR State Street Global Advisors Large Growth NYSE
1609    SYLD 5/14/2013 4.03 CAMBRIA SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Mid-Cap Value NYSE
1610    SYV 1/9/2014 0.09 SPDR MFS SYSTEMATIC VALUE EQUITY ETF SPDR State Street Global Advisors Large Value NYSE
1611    SZK 9/28/2009 1.43 PROSHARES ULTRASHORT CONSUMER GOODS ProShares Trading--Inverse Equity NYSE
1612    SZO 9/28/2009 1.39 POWERSHARES DB CRUDE OIL SHORT Deutsche Bank Trading-Inverse Commodities NYSE
1613    TAGS 3/28/2012 0.38 TEUCRIUM AGRICULTURAL ETF Exchange Traded Fund Financial NYSE
1614    TAN 9/28/2009 77.3 GUGGENHEIM SOLAR ETF Guggenheim Investments Miscellaneous Sector NYSE
1615    TAO 9/28/2009 10.12 GUGGENHEIM CHINA REAL ESTATE ETF Guggenheim Investments China Region NYSE
1616    TAPR 7/15/2014 0.31 BARCLAYS INVERSE US TREASURY AGGT ETN Barclays Funds Trading--Inverse Debt NASDAQ
1617    TBF 9/28/2009 96.31 PROSHARES SHORT 20+ YEAR TREASURY ProShares Trading--Inverse Debt NYSE
1618    TBLU 2/15/2017 0.02 TORTOISE WATER Tortoise Capital Advisors Natural Resources BATS
1619    TBT 9/28/2009 1803.41 PROSHARES ULTRASHORT 20+ YEAR TREASURY ProShares Trading--Inverse Debt NYSE
1620    TBX 4/5/2011 2.3 PROSHARES SHORT 7-10 YEAR TREASURY ProShares Trading--Inverse Debt NYSE
1621    TBZ 4/5/2011 0.32 PROSHARES ULTRASHORT 3-7 YEAR TREASURY ProShares Trading--Inverse Debt NYSE
1622    TCHF 5/12/2016 0.04 ISHARES EDGE MSCI MULTIFACTOR TECHNOLOGY iShares Technology BATS
1623    TDIV 8/14/2012 11.41 FIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUND NASDAQ
1624    TDTF 9/22/2011 4.42 FLEXSHARES IBOXX 5YR TARGET DUR TIPS ETF Flexshares Trust Inflation-Protected Bond NYSE
1625    TDTT 9/23/2011 7.56 FLEXSHARES IBOXX 3 YEAR TARGET Northern Trust Inflation-Protected Bond NYSE
1626    TECL 3/5/2012 37.89 DIREXION DAILY TECHNOLOGY BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1627    TECS 3/5/2012 18.98 DIREXION DAILY TECHNOLOGY BEAR 3X ETF Exchange Traded Fund Financial NYSE
1628    TECZ 4/7/2016 0.03
1629    TFI 9/28/2009 58.43 SPDR NUVEEN BLMBG BARCLAYS MUNI BD ETF SPDR State Street Global Advisors Muni National Long NYSE
1630    TFLO 2/4/2014 0.29 ISHARES TREASURY FLOATING RATE BOND iShares Short Government NYSE
1631    THD 9/28/2009 89.5 ISHARES MSCI THAILAND CAPPED iShares Miscellaneous Region NYSE
1632    THHY 3/22/2013 0.6 VANECK VECTORS TRS-HDGD HI YLD BD ETF Van Eck Nontraditional Bond NYSE
1633    THRK 3/18/2013 0.79 SPDR RUSSELL 3000 ETF SPDR State Street Global Advisors Large Blend NYSE
1634    TILT 9/22/2011 2.07 FLEXSHARES MSTAR US MKT FACTORS TILT ETF Flexshares Trust Large Blend NYSE
1635    TIP 9/28/2009 279.53 ISHARES BARCLAYS TIPS BOND FUND iShares Inflation-Protected Bond NYSE
1636    TIPX 5/30/2013 0.49 SPDR BLMBG BARCLAYS 1-10 YEAR TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond NYSE
1637    TIPZ 9/28/2009 1.81 PIMCO BROAD US TIPS ETF Pimco Inflation-Protected Bond NYSE
1638    TLDH 11/10/2015 0.1
1639    TLEH 11/10/2015 0.32 FLEXSHARES CCY HDGD MS EM FCT TILTIDX Flexshares Trust Diversified Emerging Mkts NYSE
1640    TLH 9/28/2009 11.81 ISHARES 10-20 YEAR TREASURY BOND iShares Long Government NYSE
1641    TLO 9/28/2009 7.48 SPDR BLMBG BARCLAYS LONG TERM TRS ETF SPDR State Street Global Advisors Long Government NYSE
1642    TLT 9/28/2009 2925.24 ISHARES 20+ YEAR TREASURY BOND iShares Long Government NASDAQ
1643    TLTD 9/28/2012 4.71 FLEXSHARES MSTAR DEVMKS EXUS FCTTILT ETF Flexshares Trust Foreign Large Blend NYSE
1644    TLTE 9/28/2012 3.95 FLEXSHARES MSTAR EMGMKTS FCTTILT ETF Flexshares Trust Diversified Emerging Mkts NYSE
1645    TMF 9/28/2009 58.71 DIREXION DAILY 20+ YR TRSY BULL 3X ETF Direxion Funds Trading--Leveraged Debt NYSE
1646    TMV 9/28/2009 227.83 DIREXION DAILY 20+ YR TRSY BEAR 3X ETF Direxion Funds Trading--Inverse Debt NYSE
1647    TNA 9/28/2009 2981.3 DIREXION DAILY SMALL CAP BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1648    TOFR 9/16/2014 0.16
1649    TOK 9/28/2009 3.2 ISHARES MSCI KOKUSAI iShares World Stock NYSE
1650    TOLZ 3/27/2014 0.79 PROSHARES DJ BROOKFIELD GLOBAL INFRAS ProShares Infrastructure NYSE
1651    TOTL 2/24/2015 20.38 SPDR DOUBLELINE TOTAL RETURN TACT ETF SPDR State Street Global Advisors Intermediate-Term Bond NYSE
1652    TPS 2/10/2011 1.62 PROSHARES ULTRASHORT TIPS ProShares Trading-Inverse Debt NYSE
1653    TPYP 6/30/2015 0.58 TORTOISE NORTH AMERICAN PIPELINE FUND Tortoise Capital Energy Limited Partnership NYSE
1654    TQQQ 2/11/2010 690.31 PROSHARES ULTRAPRO QQQ ProShares Trading--Leveraged Equity NASDAQ
1655    TRSK 6/24/2013 1.14 JANUS VELOCITY TAIL RISK HDGD LG CP ETF Janus Long-Short Equity NYSE
1656    TTAC 9/28/2016 0.19 TRIMTABS FLOAT SHRINK ETF TrimTabs Large Blend BATS
1657    TTFS 10/5/2011 2.64 ADVISORSHARES WILSHIRE BUYBACK ETF AdvisorShares Mid-Cap Blend NYSE
1658    TTT 4/9/2010 21.21 PROSHARES ULTRAPRO SHORT 20+ YEAR TRS ProShares Trading--Inverse Debt NYSE
1659    TUR 9/28/2009 112.88 ISHARES MSCI TURKEY ETF NASDAQ
1660    TUSA 9/16/2014 0.22 FIRST TRUST TOTAL US MARKET ALPHADEX ETF NASDAQ
1661    TUTI 6/10/2015 0.3 TUTTLE TACTICAL MGMT MULTI-STRAT INC ETF Tuttle Allocation--15% to 30% Equity NASDAQ
1662    TUTT 2/25/2015 0.82 TUTTLE TACTICAL MANAGEMENT US CORE ETF Tuttle Allocation--50% to 70% Equity NASDAQ
1663    TUZ 9/28/2009 3.04 PIMCO 1-3 YEAR US TREASURY ETF Pimco Short Government NYSE
1664    TVIX 11/30/2010 1575.59 VELOCITYSHARES DAILY 2X VIX ST ETN Credit Suisse AG Volatility NASDAQ
1665    TVIZ 11/30/2010 1.81 VELOCITYSHARES DAILY 2X VIX MT ETN Credit Suisse AG Volatility NASDAQ
1666    TWM 9/28/2009 843.49 PROSHARES ULTRASHORT RUSSELL2000 ProShares Trading--Inverse Equity NYSE
1667    TWOK 7/9/2013 1.2 SPDR RUSSELL 2000 ETF SPDR State Street Global Advisors Small Blend NYSE
1668    TYBS 3/23/2011 0.58 DIREXION DAILY 20+ YEAR TRS BEAR 1X ETF Direxion Funds Trading--Inverse Debt NYSE
1669    TYD 9/28/2009 2.5 DIREXION DAILY 10-YR TREASURY B Direxion Funds Trading-Leveraged Debt NYSE
1670    TYNS 3/23/2011 0.38 DIREXION DAILY 7 10 YEAR TREASU Direxion Funds Trading-Inverse Debt NYSE
1671    TYO 9/28/2009 4.77 DIREXION DAILY 7-10 YR TRS BEAR 3X ETF Direxion Funds Trading--Inverse Debt NYSE
1672    TZA 9/28/2009 2987.12 DIREXION DAILY SMALL CAP BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1673    UAE 5/1/2014 1.84 ISHARES MSCI UAE CAPPED iShares Miscellaneous Region NASDAQ
1674    UAG 9/28/2009 1.1 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Agriculture NYSE
1675    UBC 9/28/2009 1.25 UBS ETRACS CMCI LIVESTOCK TOT RET ETN UBS Group AG Commodities Agriculture NYSE
1676    UBG 9/28/2009 0.8 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Precious Metals NYSE
1677    UBIO 6/23/2015 14.34 PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ProShares Trading--Leveraged Equity NASDAQ
1678    UBM 9/29/2009 0.93 UBS ETRACS CMCI INDL MTLS TOT RET ETN UBS Group AG Commodities Industrial Metals NYSE
1679    UBN 9/29/2009 0.66 UBS ETRACS CMCI ENERGY TOTAL RETURN ETN UBS Group AG Commodities Energy NYSE
1680    UBND 6/11/2015 0.07 WISDOMTREE WESTERN ASSET UNCNSTND BD ETF WisdomTree Nontraditional Bond NASDAQ
1681    UBR 7/12/2010 3.29 PROSHARES ULTRA MSCI BRAZIL CAPPED ProShares Trading--Leveraged Equity NYSE
1682    UBT 1/21/2010 9.6 PROSHARES ULTRA 20+ YEAR TREASURY ProShares Trading--Leveraged Debt NYSE
1683    UCC 9/28/2009 1.3 PROSHARES ULTRA CONSUMER SERVICES ProShares Trading--Leveraged Equity NYSE
1684    UCI 9/29/2009 4.31 UBS ETRACS CMCI TOTAL RETURN ETN UBS Group AG Commodities Broad Basket NYSE
1685    UCIB 10/9/2015 0.04
1686    UCO 9/28/2009 1015.05 PROSHARES ULTRA DJ-AIG CRUDE OI ProShares Trading-Leveraged Commodities NYSE
1687    UDBI 12/29/2015 0.02 LEGG MASON US DIVERSIFIED CORE ETF Legg Mason Large Blend NASDAQ
1688    UDN 9/28/2009 17.57 POWERSHARES DB US DOLLAR BEARISH ETF PowerShares DB Multicurrency NYSE
1689    UDOW 2/11/2010 88.65 PROSHARES ULTRAPRO DOW30 ProShares Trading--Leveraged Equity NYSE
1690    UGA 9/28/2009 14.63 UNITED STATES GASOLINE United States Commodity Funds LLC Commodities Energy NYSE
1691    UGAZ 2/8/2012 482.72 VELOCITYSHARES 3X LONG NATURAL GAS ETN Credit Suisse AG Trading--Leveraged Commodities NYSE
1692    UGE 9/28/2009 1.08 PROSHARES ULTRA CONSUMER GOODS ProShares Trading--Leveraged Equity NYSE
1693    UGL 9/28/2009 48.25 PROSHARES ULTRA GOLD ProShares Trading--Leveraged Commodities NYSE
1694    UGLD 10/17/2011 31.01 VELOCITYSHARES 3X LONG GOLD ETN Credit Suisse AG Trading--Leveraged Commodities NASDAQ
1695    UHN 9/28/2009 1.34 UNITED STATES DIESEL-HEATING OIL United States Commodity Funds LLC Commodities Energy NYSE
1696    UJB 4/14/2011 0.5 PROSHARES ULTRA HIGH YIELD ProShares Trading--Leveraged Debt NYSE
1697    ULE 9/28/2009 3.65 PROSHARES ULTRA EURO ProShares Trading--Miscellaneous NYSE
1698    ULST 10/10/2013 1.08 SPDR SSGA ULTRA SHORT TERM BOND ETF SPDR State Street Global Advisors Ultrashort Bond NYSE
1699    UMDD 2/11/2010 10.44 PROSHARES ULTRAPRO MIDCAP400 ProShares Trading--Leveraged Equity NYSE
1700    UMX 7/13/2010 0.63 PROSHARES ULTRA MSCI MEXICO CAPPED IMI ProShares Trading--Leveraged Equity NYSE
1701    UNG 9/28/2009 1469.96 UNITED STATES NATURAL GAS United States Commodity Funds LLC Commodities Energy NYSE
1702    UNL 11/18/2009 5.57 UNITED STATES 12 MONTH NATURAL GAS United States Commodity Funds LLC Commodities Energy NYSE
1703    UOP 6/23/2015 0.08 PROSHARES ULTRA OIL & GAS EXPLOR & PRDTN ProShares Trading--Leveraged Equity NYSE
1704    UPRO 9/28/2009 799.56 PROSHARES ULTRAPRO S&P500 ProShares Trading--Leveraged Equity NYSE
1705    UPV 7/12/2010 1.67 PROSHARES ULTRA FTSE EUROPE ProShares Trading--Leveraged Equity NYSE
1706    UPW 9/28/2009 2.16 PROSHARES ULTRA UTILITIES ProShares Trading--Leveraged Equity NYSE
1707    URA 11/5/2010 46.91 GLOBAL X URANIUM ETF Global X Funds Natural Resources NYSE
1708    URE 9/28/2009 225.9 PROSHARES ULTRA REAL ESTATE ProShares Trading-Leveraged Equity NYSE
1709    URR 9/28/2009 0.51 MARKET VECTORS DOUBLE LONG EURO ETN Market Vectors Trading--Miscellaneous NYSE
1710    URTH 1/12/2012 4.35 ISHARES MSCI WORLD iShares World Stock NYSE
1711    URTY 2/11/2010 97.26 PROSHARES ULTRAPRO RUSSELL2000 ProShares Trading--Leveraged Equity NYSE
1712    USAG 4/13/2012 0.21
1713    USCI 8/10/2010 12.18 UNITED STATES COMMODITY INDEX United States Commodity Funds LLC Commodities Broad Basket NYSE
1714    USD 9/28/2009 22 PROSHARES ULTRA SEMICONDUCTORS ProShares Trading--Leveraged Equity NYSE
1715    USDU 12/18/2013 4.54 WISDOMTREE BLOOMBERG US DLLR BULLISH ETF WisdomTree Multicurrency NYSE
1716    USFR 2/4/2014 0.34 WISDOMTREE BLOOMBERG FLOATING RT TRS ETF WisdomTree Short Government NYSE
1717    USL 9/28/2009 12.01 UNITED STATES 12 MONTH OIL United States Commodity Funds LLC Commodities Energy NYSE
1718    USLB 11/5/2015 0.42 POWERSHARES RUSSELL 1000 LOW BETA EQ WGT PowerShares Mid-Cap Blend NASDAQ
1719    USLV 10/17/2011 112.79 VELOCITYSHARES 3X LONG SILVER ETN Credit Suisse AG Trading--Leveraged Commodities NASDAQ
1720    USMR 9/20/2016 0.01 RECON CAPITAL USA MANAGED RISK ETF Recon Capital Series Trust Large Blend NYSE
1721    USMV 10/20/2011 139.77 ISHARES EDGE MSCI MIN VOL USA iShares Large Blend NYSE
1722    USO 9/28/2009 2497.14 UNITED STATES OIL FUND United States Commodity Funds LLC Commodities Energy NYSE
1723    USRT 11/3/2016 0.34 ISHARES CORE US REIT iShares Real Estate NYSE
1724    UST 1/22/2010 17.55 PROSHARES ULTRA 7-10 YEAR TREASURY ProShares Trading--Leveraged Debt NYSE
1725    USV 9/29/2009 1.24 UBS ETRACS CMCI SILVER TOTAL RETURN ETN UBS Group AG Commodities Precious Metals NYSE
1726    UTES 9/24/2015 0.1
1727    UTLF 5/12/2016 0.02 ISHARES EDGE MSCI MULTIFACTOR UTILITIES iShares Utilities BATS
1728    UUP 9/28/2009 261.64 POWERSHARES DB US DOLLAR BULLISH ETF PowerShares DB Multicurrency NYSE
1729    UVXY 10/4/2011 3858.75 PROSHARES ULTRA VIX SHORT-TERM FUTURES ProShares Volatility NYSE
1730    UWM 9/28/2009 395.77 PROSHARES ULTRA RUSSELL2000 ProShares Trading--Leveraged Equity NYSE
1731    UWT 12/9/2016 64.93 VELOCITYSHARES 3X LNG CRUDE OIL ETN NEW Credit Suisse AG Trading--Leveraged Commodities NYSE
1732    UXI 9/28/2009 5.03 PROSHARES ULTRA INDUSTRIALS ProShares Trading--Leveraged Equity NYSE
1733    UYG 9/28/2009 550.02 PROSHARES ULTRA FINANCIALS ProShares Trading--Leveraged Equity NYSE
1734    UYM 9/28/2009 280.54 PROSHARES ULTRA BASIC MATERIALS ProShares Trading--Leveraged Equity NYSE
1735    VALX 12/10/2014 0.33 VALIDEA MARKET LEGENDS ETF NASDAQ
1736    VAMO 9/9/2015 0.19 CAMBRIA VALUE AND MOMENTUM ETF CAMBRIA ETF TRUST Large Value BATS
1737    VAW 9/28/2009 28.81 VANGUARD MATERIALS ETF Vanguard Natural Resources NYSE
1738    VB 9/28/2009 141.42 VANGUARD SMALL-CAP ETF Vanguard Small Blend NYSE
1739    VBK 9/28/2009 50.74 VANGUARD SMALL-CAP GROWTH ETF Vanguard Small Growth NYSE
1740    VBND 10/16/2014 1.48 VIDENT CORE US BOND STRATEGY ETF Vident Financial Intermediate-Term Bond NASDAQ
1741    VBR 9/28/2009 57.16 VANGUARD SMALL-CAP VALUE ETF Vanguard Small Value NYSE
1742    VCIT 11/23/2009 86.51 VANGUARD INTERM-TERM CORP BD ETF Vanguard Corporate Bond NASDAQ
1743    VCLT 11/23/2009 31.3 VANGUARD LONG-TERM CORPORATE BD ETF Vanguard Corporate Bond NASDAQ
1744    VCR 9/28/2009 28.18 VANGUARD CONSUMER DISCRETIONARY ETF Vanguard Consumer Cyclical NYSE
1745    VCSH 11/23/2009 121.54 VANGUARD SHORT-TERM CORPORATE BOND ETF Vanguard Short-Term Bond NASDAQ
1746    VDC 9/28/2009 26.39 VANGUARD CONSUMER STAPLES ETF Vanguard Consumer Defensive NYSE
1747    VDE 9/28/2009 87.97 VANGUARD ENERGY ETF Vanguard Equity Energy NYSE
1748    VEA 9/28/2009 775.68 VANGUARD FTSE DEVELOPED MARKETS ETF Vanguard Foreign Large Blend NYSE
1749    VEGA 9/18/2012 1.13 ADVISORSHARES STAR GLOBAL BUY-WRITE ETF Exchange Traded Fund Financial NYSE
1750    VEGI 2/2/2012 1.58 ISHARES MSCI GLBL AGRICULTURE PRODUCERS iShares Natural Resources NYSE
1751    VEU 9/28/2009 324.63 VANGUARD FTSE ALL-WLD EX-US ETF Vanguard Foreign Large Blend NYSE
1752    VFH 9/28/2009 85.26 VANGUARD FINANCIALS ETF Vanguard Financial NYSE
1753    VGIT 11/23/2009 7.9 VANGUARD INTERM-TERM GOVT BD ETF Vanguard Intermediate Government NASDAQ
1754    VGK 9/28/2009 763.96 VANGUARD FTSE EUROPE ETF Vanguard Europe Stock NYSE
1755    VGLT 11/24/2009 10.12 VANGUARD LONG-TERM GOVERNMENT BD ETF Vanguard Long Government NASDAQ
1756    VGSH 11/23/2009 9.39 VANGUARD SHORT-TERM GOVERNMENT BOND ETF Vanguard Short Government NASDAQ
1757    VGT 9/28/2009 80.33 VANGUARD INFORMATION TECHNOLOGY ETF Vanguard Technology NYSE
1758    VHT 9/28/2009 54.97 VANGUARD HEALTH CARE ETF Vanguard Health NYSE
1759    VIDI 10/30/2013 3.51 VIDENT INTERNATIONAL EQUITY FUND NASDAQ
1760    VIG 9/28/2009 219.72 VANGUARD DIVIDEND APPRECIATION ETF Vanguard Large Blend NYSE
1761    VIGI 3/2/2016 3.12 VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF NASDAQ
1762    VIIX 11/30/2010 65.36 VELOCITYSHARES VIX ST ETN Credit Suisse AG Volatility NASDAQ
1763    VIIZ 11/30/2010 0.84 VELOCITYSHARES VIX MT ETN Credit Suisse AG Volatility NASDAQ
1764    VIOG 9/24/2010 1.87 VANGUARD S&P SMALL-CAP 600 GROW Vanguard Small Growth NYSE
1765    VIOO 9/24/2010 4 VANGUARD S&P SMALL-CAP 600 ETF Vanguard Small Blend NYSE
1766    VIOV 9/24/2010 1.73 VANGUARD S&P SMALL-CAP 600 VALUE ETF Vanguard Small Value NYSE
1767    VIS 9/28/2009 29.18 VANGUARD INDUSTRIALS ETF Vanguard Industrials NYSE
1768    VIXH 8/30/2012 0.23 FIRST TRUST CBOE S&P 500 VIXTAIL H ETF First Trust Long-Short Equity NYSE
1769    VIXM 1/4/2011 11.41 PROSHARES VIX MID-TERM FUTURES ProShares Volatility NYSE
1770    VIXY 1/4/2011 454.45 PROSHARES VIX SHORT-TERM FUTURES ProShares Volatility NYSE
1771    VLU 10/25/2012 0.12 SPDR S&P 1500 VALUE TILT ETF SPDR State Street Global Advisors Large Value NYSE
1772    VLUE 4/18/2013 5.37 ISHARES EDGE MSCI USA VALUE FACTOR iShares Large Value NYSE
1773    VMAX 5/3/2016 0.55 REX VOLMAXX LNG VIX WKLY FUTS STRAT ETF VolMAXX Volatility BATS
1774    VMBS 11/23/2009 21.44 VANGUARD MORTGAGE-BACKED SECS ETF Vanguard Intermediate-Term Bond NASDAQ
1775    VMIN 5/3/2016 0.69 REX VOLMAXX SHORT VIX WKLY FUTSSTRATETF VolMAXX Volatility BATS
1776    VNLA 11/17/2016 0.28 JANUS SHORT DURATION INCOME ETF Janus World Bond NYSE
1777    VNM 9/28/2009 76.57 VANECK VECTORS VIETNAM ETF Van Eck Miscellaneous Region NYSE
1778    VNQ 9/28/2009 1262.68 VANGUARD REIT ETF Vanguard Real Estate NYSE
1779    VNQI 11/1/2010 39.85 VANGUARD GLOBAL EX-US REAL EST ETF Vanguard Global Real Estate NASDAQ
1780    VO 9/28/2009 88.43 VANGUARD MID-CAP ETF Vanguard Mid-Cap Blend NYSE
1781    VOE 9/28/2009 45.12 VANGUARD MID-CAP VALUE ETF Vanguard Mid-Cap Value NYSE
1782    VONE 9/24/2010 3.93 VANGUARD RUSSELL 1000 ETF Vanguard Large Blend NASDAQ
1783    VONG 9/24/2010 4.88 VANGUARD RUSSELL 1000 GROWTH ETF Vanguard Large Growth NASDAQ
1784    VONV 9/24/2010 4.32 VANGUARD RUSSELL 1000 VALUE ETF Vanguard Large Value NASDAQ
1785    VOO 9/24/2010 383.93 VANGUARD 500 ETF Vanguard Large Blend NYSE
1786    VOOG 9/24/2010 6.14 VANGUARD S&P 500 GROWTH ETF Vanguard Large Growth NYSE
1787    VOOV 9/24/2010 3.13 VANGUARD S&P 500 VALUE ETF Vanguard Large Value NYSE
1788    VOT 9/28/2009 32.69 VANGUARD MID-CAP GROWTH ETF Vanguard Mid-Cap Growth NYSE
1789    VOX 9/28/2009 18.25 VANGUARD TELECOMMUNICATION SERVICES ETF Vanguard Communications NYSE
1790    VPL 9/28/2009 94.53 VANGUARD FTSE PACIFIC ETF Vanguard Diversified Pacific/Asia NYSE
1791    VPU 9/28/2009 39.73 VANGUARD UTILITIES ETF Vanguard Utilities NYSE
1792    VQT 9/24/2010 3.01 BARCLAYS ETN+ S&P VEQTOR Barclays Funds Long-Short Equity NYSE
1793    VRP 5/1/2014 18.06 POWERSHARES VARIABLE RATE PREFERRED ETF PowerShares Preferred Stock NYSE
1794    VSDA 4/18/2017 0.02 VICTORYSHARES DIVIDEND ACCELERATOR ETF NASDAQ
1795    VSMV 6/22/2017 0.01 VICTORYSHARES US MULTI-FACTOR MINIMUM VOLATILITY ETF NASDAQ
1796    VSS 9/28/2009 25.63 VANGUARD FTSE ALL-WLD EX-US SMCP ETF Vanguard Foreign Small/Mid Blend NYSE
1797    VT 9/28/2009 88.11 VANGUARD TOTAL WORLD STOCK ETF Vanguard World Stock NYSE
1798    VTEB 8/25/2015 7.04
1799    VTHR 9/24/2010 1.65 VANGUARD RUSSELL 3000 ETF Vanguard Large Blend NASDAQ
1800    VTI 9/28/2009 707.16 VANGUARD TOTAL STOCK MARKET ETF Vanguard Large Blend NYSE
1801    VTIP 10/16/2012 22.68 VANGUARD SHORT-TERM INFL-PROT SECS ETF Vanguard Inflation-Protected Bond NASDAQ
1802    VTV 9/28/2009 191.18 VANGUARD VALUE ETF Vanguard Large Value NYSE
1803    VTWG 9/24/2010 3.22 VANGUARD RUSSELL 2000 GROWTH ETF Vanguard Small Growth NASDAQ
1804    VTWO 9/24/2010 10.21 VANGUARD RUSSELL 2000 ETF NASDAQ
1805    VTWV 9/24/2010 1.77 VANGUARD RUSSELL 2000 VALUE ETF Vanguard Small Value NASDAQ
1806    VUG 9/28/2009 172.68 VANGUARD GROWTH ETF Vanguard Large Growth NYSE
1807    VUSE 1/22/2014 1.76 VIDENT CORE US EQUITY Vident Financial Mid-Cap Value NASDAQ
1808    VV 9/28/2009 60.91 VANGUARD LARGE-CAP ETF Vanguard Large Blend NYSE
1809    VWO 9/28/2009 3357.4 VANGUARD FTSE EMERGING MARKETS ETF Vanguard Diversified Emerging Mkts NYSE
1810    VWOB 6/4/2013 9.6 VANGUARD EMERGING MKTS GOVT BD ETF Vanguard Emerging Markets Bond NASDAQ
1811    VXF 9/28/2009 56.43 VANGUARD EXTENDED MARKET ETF Vanguard Mid-Cap Blend NYSE
1812    VXUS 1/28/2011 61.91 VANGUARD TOTAL INTERNATIONAL STOCK ETF Vanguard Foreign Large Blend NASDAQ
1813    VXX 9/28/2009 10705.03 IPATH S&P 500 VIX ST FUTURES ETN Barclays Funds Volatility NYSE
1814    VXZ 9/28/2009 154.88 IPATH S&P 500 VIX MT FUTURES ETN Barclays Funds Volatility NYSE
1815    VYM 9/28/2009 130.46 VANGUARD HIGH DIVIDEND YIELD ETF Vanguard Large Value NYSE
1816    VYMI 3/2/2016 1.97 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF NASDAQ
1817    WBIA 8/27/2014 0.82 WBI TACTICAL SMG SHARES ETF WBI Investments Mid-Cap Blend NYSE
1818    WBIB 8/27/2014 0.83 WBI TACTICAL SMV SHARES ETF WBI Investments Mid-Cap Blend NYSE
1819    WBIC 8/27/2014 1.02 WBI TACTICAL SMY SHARES ETF WBI Investments Mid-Cap Value NYSE
1820    WBID 8/27/2014 0.8 WBI TACTICAL SMS SHARES ETF WBI Investments Mid-Cap Blend NYSE
1821    WBIE 8/27/2014 0.9 WBI TACTICAL LCG SHARES ETF WBI Investments Large Growth NYSE
1822    WBIF 8/27/2014 0.85 WBI TACTICAL LCV SHARES ETF WBI Investments Large Blend NYSE
1823    WBIG 8/27/2014 0.97 WBI TACTICAL LCY SHARES ETF WBI Investments Large Blend NYSE
1824    WBIH 8/27/2014 1.61 WBI TACTICAL HIGH INCOME SHARES ETF WBI Investments Allocation--15% to 30% Equity NYSE
1825    WBII 8/27/2014 1.44 WBI TACTICAL INCOME SHARES ETF WBI Investments Allocation--15% to 30% Equity NYSE
1826    WBIL 8/27/2014 0.78 WBI TACTICAL LCS SHARES ETF WBI Investments Large Blend NYSE
1827    WBIR 7/27/2016 0.14 WBI TACTICAL ROTATION SHARES WBI Investments Multialternative NYSE
1828    WBIY 12/22/2016 0.15 WBI POWER FACTOR HIGH DIVIDEND ETF WBI Investments Large Value NYSE
1829    WDIV 5/30/2013 1.41 SPDR S&P GLOBAL DIVIDEND ETF SPDR State Street Global Advisors World Stock NYSE
1830    WDRW 8/19/2015 0.2 DIREXION DAILY REGIONAL BNKS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1831    WDTI 1/5/2011 7.25 WISDOMTREE MANAGED FUTURES STRATEGY ETF WisdomTree Managed Futures NYSE
1832    WEAR 12/9/2016 0.06 THE WEAR ETF Wear Technology BATS
1833    WEAT 9/19/2011 7.6 TEUCRIUM WHEAT ETF Teucrium Commodities Agriculture NYSE
1834    WEET 4/21/2011 0.2 IPATH PURE BETA GRAINS ETN Barclays Funds Commodities Agriculture NYSE
1835    WIL 7/10/2014 0.04 BARCLAYS WOMEN IN LEADERSHIP ETN Barclays Funds Large Blend NYSE
1836    WIP 9/28/2009 28.66 SPDR CITI INTL GOVT INFL-PROT BD ETF SPDR State Street Global Advisors World Bond NYSE
1837    WMCR 9/24/2010 1.36 WILSHIRE MICRO-CAP ETF Guggenheim Investments Small Blend NYSE
1838    WMW 9/28/2009 1.57 ELEMENTS MORNINGSTAR WIDEMOAT FOC TR ETN ELEMENTS Large Blend NYSE
1839    WOOD 9/28/2009 6.38 ISHARES GLOBAL TIMBER & FORESTRY iShares Natural Resources NASDAQ
1840    WPS 9/28/2009 4.95 ISHARES TRUST ISHARES S&P DEVEL iShares Global Real Estate NYSE
1841    WREI 4/12/2010 0.83 WILSHIRE US REIT ETF Guggenheim Investments Real Estate NYSE
1842    WSKY 10/12/2016 0.07 SPIRITED FUNDS/ETFMG WHISKEY&SPIRITS ETF SpiritedFund Consumer Defensive NYSE
1843    WTID 1/5/2017 0.28 UBS ETRACS PROSHARES DLY 3X INVRS CRDETN UBS Trading--Inverse Commodities NYSE
1844    WTIU 1/5/2017 0.45 UBS ETRACS PROSHARES DLY 3X LNG CRUD ETN UBS Trading--Leveraged Commodities NYSE
1845    WTRX 8/9/2016 0.04 SUMMIT WATER INFRAS MULTIFACTOR ETF Summit Water Natural Resources NYSE
1846    WYDE 8/7/2014 0.15 PROSHARES CDS SHRT NRTH AMER HY CRDT ETF Exchange Traded Fund Financial BATS
1847    XAR 9/29/2011 5.06 SPDR S&P AEROSPACE & DEFENSE ETF SPDR State Street Global Advisors Industrials NYSE
1848    XBI 9/28/2009 685.79 SPDR S&P BIOTECH ETF SPDR State Street Global Advisors Health NYSE
1849    XCEM 9/2/2015 0.13 COLUMBIA EM CORE EX-CHINA ETF Columbia Diversified Emerging Mkts NYSE
1850    XES 9/28/2009 78.74 SPDR S&P OIL & GAS EQUIPMENT&SVCS ETF SPDR State Street Global Advisors Equity Energy NYSE
1851    XHB 9/28/2009 1216.61 SPDR S&P HOMEBUILDERS ETF SPDR State Street Global Advisors Consumer Cyclical NYSE
1852    XHE 1/27/2011 1.61 SPDR S&P HEALTH CARE EQUIPMENT ETF SPDR State Street Global Advisors Health NYSE
1853    XHS 9/29/2011 3.59 SPDR S&P HEALTH CARE SERVICES ETF SPDR State Street Global Advisors Health NYSE
1854    XIV 11/30/2010 3391.72 VELOCITYSHARES DAILY INVERSE VIX ST ETN Credit Suisse AG Volatility NASDAQ
1855    XIVH 7/14/2016 0.12 VELOCITYSHARES VIX SHRT VOLATIL HDG ETN UBS Volatility NYSE
1856    XLB 9/28/2009 1885.45 MATERIALS SELECT SECTOR SPDR State Street Global Advisors Natural Resources NYSE
1857    XLE 9/28/2009 5686.33 ENERGY SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Equity Energy NYSE
1858    XLF 9/28/2009 3937.06 FINANCIAL SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Financial NYSE
1859    XLG 9/28/2009 7.59 GUGGENHEIM S&P 500 TOP 50 ETF Guggenheim Investments Large Blend NYSE
1860    XLI 9/28/2009 2563.76 INDUSTRIAL SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Industrials NYSE
1861    XLK 9/28/2009 1558.78 TECHNOLOGY SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Technology NYSE
1862    XLP 9/28/2009 1561.4 CONSUMER STAPLES SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Consumer Defensive NYSE
1863    XLRE 10/8/2015 50.47 REAL ESTATE SELECT SECTOR SPDR SPDR State Street Global Advisors Real Estate NYSE
1864    XLU 9/28/2009 2401.48 UTILITIES SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Utilities NYSE
1865    XLV 9/28/2009 2180.19 HEALTH CARE SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Health NYSE
1866    XLY 9/28/2009 1827 CONSUMER DISCRET SEL SECT SPDR ETF SPDR State Street Global Advisors Consumer Cyclical NYSE
1867    XME 9/28/2009 1303.51 SPDR S&P METALS AND MINING ETF SPDR State Street Global Advisors Natural Resources NYSE
1868    XMLV 2/15/2013 6.49 POWERSHARES S&P MIDCAP LOW VOLATIL ETF PowerShares Mid-Cap Value NYSE
1869    XMPT 7/13/2011 2.93 VANECK VECTORS CEF MUNICIPAL INCOME ETF Van Eck Muni National Long NYSE
1870    XMX 2/10/2017 0.01 WISDOMTREE GLOBAL EX-MEXICO EQUITY ETF WisdomTree World Stock NYSE
1871    XOP 9/28/2009 3001.95 SPDR S&P OIL & GAS EXPLOR & PRODTN ETF SPDR State Street Global Advisors Equity Energy NYSE
1872    XPH 9/28/2009 26.35 SPDR S&P PHARMACEUTICALS ETF SPDR State Street Global Advisors Health NYSE
1873    XPP 9/28/2009 13.56 PROSHARES ULTRA FTSE CHINA 50 ProShares Trading--Leveraged Equity NYSE
1874    XRLV 4/9/2015 1.32 POWERSHARES S&P 500EX-RATE SNSVLWVTL ETF PowerShares Large Blend NYSE
1875    XRT 9/28/2009 1981.58 SPDR S&P RETAIL ETF SPDR State Street Global Advisors Consumer Cyclical NYSE
1876    XSD 9/28/2009 23.2 SPDR S&P SEMICONDUCTOR ETF State Street Global Advisors Technology NYSE
1877    XSHD 12/1/2016 0.09 POWERSHARES S&P SMCP HI DIV LOW VOLATIL PowerShares Small Value BATS
1878    XSLV 2/15/2013 6.66 POWERSHARES S&P SMALLCAP LOW VOLATIL ETF PowerShares Small Value NYSE
1879    XSOE 12/10/2014 0.15
1880    XSW 9/29/2011 0.73 SPDR S&P SOFTWARE & SERVICES ETF SPDR State Street Global Advisors Technology NYSE
1881    XT 3/23/2015 3.09 ISHARES EXPONENTIAL TECHNOLOGIES iShares Miscellaneous Sector NYSE
1882    XTH 6/28/2016 0.02
1883    XTL 1/27/2011 1.32 SPDR S&P TELECOM ETF SPDR State Street Global Advisors Communications NYSE
1884    XTN 1/27/2011 6.82 SPDR S&P TRANSPORTATION ETF SPDR State Street Global Advisors Industrials NYSE
1885    XUSA 1/26/2017 0.04 QUANTX DYNAMIC BETA US EQUITY ETF QUANTX Large Blend BATS
1886    XVZ 8/18/2011 3.52 IPATH S&P 500 DYNAMIC VIX ETN Barclays Funds Volatility NYSE
1887    XWEB 6/28/2016 0.02 SPDR S&P INTERNET ETF SPDR State Street Global Advisors Technology NYSE
1888    XXV 8/3/2010 5.25 IPATH INVERSE S&P 500 VIX ST FUT ETN Barclays Funds Volatility NYSE
1889    YANG 2/22/2011 44.69 DIREXION DAILY FTSE CHINA BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1890    YAO 10/19/2009 4.61 GUGGENHEIM CHINA ALL-CAP ETF Guggenheim Investments China Region NYSE
1891    YCL 9/28/2009 1.31 PROSHARES ULTRA YEN ProShares Trading--Miscellaneous NYSE
1892    YCS 9/28/2009 47.39 PROSHARES ULTRASHORT YEN ProShares Trading--Miscellaneous NYSE
1893    YDIV 8/23/2013 0.94 INTERNATIONAL MA DIVERS INC ETF First Trust World Allocation NASDAQ
1894    YINN 2/22/2011 129.45 DIREXION DAILY FTSE CHINA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1895    YLCO 5/28/2015 0.37 GLOBAL X YIELDCO ETF Global X Funds World Stock NASDAQ
1896    YLD 7/9/2015 0.2 PRINCIPAL EDGE ACTIVE INCOME ETF Principal Funds Allocation--30% to 50% Equity NYSE
1897    YLDE 5/23/2017 0.01 CLEARBRIDGE DIVIDEND STRATEGY ESG ETF NASDAQ
1898    YMLI 2/12/2013 1.67 VANECK VECTORS HIGH INC INFRAS MLP ETF Van Eck Energy Limited Partnership NYSE
1899    YMLP 3/13/2012 11.77 VANECK VECTORS HIGH INCOME MLP ETF Van Eck Energy Limited Partnership NYSE
1900    YXI 4/9/2010 1.78 PROSHARES SHORT FTSE CHINA 50 ProShares Trading--Inverse Equity NYSE
1901    YYY 2/25/2013 4.05 YIELDSHARES HIGH INCOME ETF YieldShares Tactical Allocation NYSE
1902    ZBIO 6/23/2015 5.2 PROSHARES ULTRAPRO SHORT NASDAQ BIOTECH ProShares Trading--Inverse Equity NASDAQ
1903    ZIV 11/30/2010 13.04 VELOCITYSHARES DAILY INVERSE VIX MT ETN Credit Suisse AG Volatility NASDAQ
1904    ZMLP 1/28/2014 2.48 DIREXION ZACKS MLP HIGH INCOME ETF Direxion Funds Energy Limited Partnership NYSE
1905    ZROZ 11/4/2009 7.39 PIMCO 25+ YEAR ZERO COUPON US TRS ETF Pimco Long Government NYSE
1906    ZSL 9/28/2009 305.62 PROSHARES ULTRASHORT SILVER ProShares Trading--Inverse Commodities NYSE

Delisted Instruments:

 #   Symbol   StartDate   Size(MB)   Description   Industry   Sector   Exchange 
1    AAIT 2/9/2012 0.45 ISHARES MSCI ALL COUNTRY ASIA INFO TECH Exchange Traded Fund Financial NASDAQ
2    AAVX 9/8/2011 0.22 ETRACS DAILY SHORT 1 MONTH S&P NYSE
3    ABCS 6/8/2011 0.38 GUGGENHEIM ABC HIGH DIVIDEND ET Guggenheim Funds Distributors, Inc. Foreign Large Value NYSE
4    ACCU 1/26/2012 1.25 ADVISORSHARES ACCUVEST GLOBAL OPPORT ETF Exchange Traded Fund Financial NYSE
5    AGEM 2/28/2011 0.47 EGSHARES GEMS COMPOSITE ETF Emerging Global Advisors Diversified Emerging Mkts NYSE
6    AGLS 8/8/2011 0.73 ACCUVEST GLOBAL LONG SHORT ETF NYSE
7    AGOL 1/14/2011 0.22 ETFS ASIAN GOLD TRUST ETF Securities Ltd Commodities Precious Metals NYSE
8    AGRG 5/19/2011 0.03 RUSSELL AGGRESSIVE GROWTH ETF Russell Large Growth NYSE
9    ALTL 9/6/2012 0.34 RBS US LARGE CAP ALTERNATOR ETN Royal Bank of Scotland NV Large Blend NYSE
10    ALUM 1/5/2011 0.21 GLOBAL X ALUMINUM ETF Global X Funds Natural Resources NYSE
11    AMPS 2/22/2012 0.6 ISHARES UTILITIES BOND iShares Corporate Bond NYSE
12    ASDR 4/9/2013 0.02 VELOCITYSHARES EMERGING ASIA DR ETF ALPS Diversified Pacific/Asia NYSE
13    AUD 11/1/2011 0.58 PIMCO AUSTRALIA BOND INDEX FUND PIMCO World Bond NYSE
14    AUNZ 7/5/2011 2.57 WISDOMTREE AUSTRALIA & NZL DBT ETF WisdomTree World Bond NYSE
15    AXDI 8/10/2010 0.09 ISHARES MSCI ACWI EX US CONSUME iShares Consumer Cyclical NYSE
16    AXEN 8/10/2010 0.22 ISHARES MSCI ACWI EX US ENERGY iShares Equity Energy NYSE
17    AXFN 1/28/2010 0.22 ISHARES MSCI ACWI EX US FINANCI iShares Financial NASDAQ
18    AXHE 8/10/2010 0.18 ISHARES MSCI ACWI EX US HEALTH iShares Health NYSE
19    AXID 8/10/2010 0.14 ISHARES MSCI ACWI EX US INDUSTR iShares Industrials NYSE
20    AXIT 7/20/2010 0.1 ISHARES MSCI ACWI EX US INFORMA iShares Technology NYSE
21    AXJS 2/3/2012 0.28 ISHARES MSCI AC ASIA EX JAPAN SMALL-CAP iShares Pacific/Asia ex-Japan Stk NYSE
22    AXMT 8/10/2010 0.22 ISHARES MSCI ACWI EX US MATERIA iShares Natural Resources NYSE
23    AXSL 8/4/2010 0.12 ISHARES TMSCI ACWI EX US CONSUM iShares Consumer Defensive NYSE
24    AXTE 8/10/2010 0.15 ISHARES MSCI ACWI EX US TELECOM iShares Communications NYSE
25    AXUT 8/10/2010 0.31 ISHARES MSCI ACWI EX US UTILITI iShares Utilities NYSE
26    AZIA 4/3/2013 0.32 GLOBAL X CENTRAL ASIA & MONGOLIA ETF Exchange Traded Fund Financial NYSE
27    BABS 8/3/2010 4.14 SPDR NUVEEN BARCLAYS CAPITAL BU State Street Global Advisors Long-Term Bond NYSE
28    BABZ 9/24/2010 1.72 PIMCO BUILD AMERICA BOND STRATE PIMCO Long-Term Bond NYSE
29    BAR 5/5/2014 0.17 DIREXION DAILY GOLD BULL 3X ETF Exchange Traded Fund Financial NYSE
30    BARN 6/2/2011 0.11 GLOBAL X FARMING ETF Global X Funds Natural Resources NYSE
31    BARS 5/6/2014 0.03 DIREXION DAILY GOLD BEAR 3X ETF Exchange Traded Fund Financial NYSE
32    BBVX 9/8/2011 0.13 ETRACS DAILY SHORT 2 MONTH S&P Commercial Banks, Not Elsewhere Classified Finance, Insurance, and Real Estate NYSE
33    BCHP 4/23/2014 0.16 EGSHARES BLUE CHIP ETF Exchange Traded Fund Financial NYSE
34    BDAT 7/16/2015 0.02 NASDAQ
35    BDCZ 10/9/2015 0.08 NASDAQ
36    BDG 9/25/2009 0.25 DB BASE METALS LONG ETN Deutsche Bank AG Commodities Industrial Metals NYSE
37    BDH 9/25/2009 0.61 MERRILL LYNCH & CO., INC. BROAD Merrill Lynch Technology AMEX
38    BGU 9/25/2009 427.52 DIREXION LARGE CAP BULL 3X SHAR Direxion Funds Trading-Leveraged Equity NYSE
39    BGZ 9/25/2009 468.07 DIREXION LARGE CAP BEAR 3X SHAR Direxion Funds Trading-Inverse Equity NYSE
40    BHH 9/25/2009 2.39 MERRILL LYNCH & CO., INC. B2B I Merrill Lynch Technology AMEX
41    BIK 9/25/2009 14.65 SPDR S&P BRIC 40 State Street Global Advisors Diversified Emerging Mkts NYSE
42    BITE 10/28/2015 0.08 NASDAQ
43    BNZ 9/25/2009 1.1 WISDOMTREE DREYFUS NEW ZEALAND WisdomTree Trust Currency NYSE
44    BONO 5/12/2011 1 MARKET VECTORS LATAM AGGREGATE Van Eck Emerging Markets Bond NYSE
45    BRAF 7/29/2010 0.58 GLOBAL X BRAZIL FINANCIALS ETF Global X Funds Latin America Stock NYSE
46    BRIL 4/9/2010 0.57 DIREXION DAILY BRIC BULL 3X SHA Direxion Funds Trading-Leveraged Equity NYSE
47    BRIS 4/12/2010 0.28 DIREXION DAILY BRIC BEAR 3X SHA Direxion Funds Trading-Inverse Equity NYSE
48    BRXX 2/24/2010 4.79 EGSHARES BRAZIL INFRASTRUCTURE Emerging Global Advisors Latin America Stock NYSE
49    BRZS 5/1/2013 0.57 NASDAQ
50    BSC 9/25/2009 0.12 ELEMENTS BG SMALL CAP ETN Deutsche Bank AG Small Value NYSE
51    BSCC 7/12/2010 0.84 GUGGENHEIM BULLETSHARES 2012 CB Guggenheim Funds Distributors, Inc. Short-Term Bond NYSE
52    BSCD 7/12/2010 2.03 GUGGENHEIM BULLETSHARES 2013 CO Guggenheim Funds Distributors, Inc. Short-Term Bond NYSE
53    BSCE 7/12/2010 5.74 GUGGENHEIM BULLETSHARES 2014 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
54    BSCF 7/12/2010 8.57 GUGGENHEIM BULLETSHARES 2015 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
55    BSCG 7/12/2010 12.02 GUGGENHEIM BULLETSHARES 2016 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
56    BSJE 1/25/2011 6.52 GUGGENHEIM BULLETSHARES 2014 HI Guggenheim Funds Distributors, Inc. High Yield Bond NYSE
57    BSJF 1/25/2011 15.22 GUGGENHEIM BULLETSHARES 2015 HI Guggenheim Funds Distributors, Inc. High Yield Bond NYSE
58    BSJG 4/25/2012 11.04 GUGGENHEIM BULLETSHRS2016 HY CORPBD ETF Exchange Traded Fund Financial NYSE
59    BTAH 9/13/2011 0.07 QUANTSHARES U.S. MARKET NEUTRAL NYSE
60    BUND 11/10/2011 0.06 PIMCO GERMANY BOND INDEX FUND PIMCO World Bond NYSE
61    BUNL 3/23/2011 1.08 POWERSHARES DB GERMAN BUND FUTU NYSE
62    BUNT 3/23/2011 0.78 POWERSHARES DB 3X GERMAN BUND F NYSE
63    BVL 9/25/2009 0.02 DEUTSCHE BANK AG ETN Deutsche Bank AG Large Value NYSE
64    BVT 9/25/2009 0.08 DEUTSCHE BANK AG ETN Deutsche Bank AG Large Value NYSE
65    BXDB 11/18/2009 0.76 BARCLAYS SHORT B LEVERAGED S&P Barclays Bank PLC Trading-Inverse Equity NYSE
66    BXDC 11/18/2009 1.1 BARCLAYS SHORT C LEVERAGED INVE Barclays Bank PLC Trading-Inverse Equity NYSE
67    BXUB 11/18/2009 1.14 BARCLAYS LONG B LEVERAGED S&P 5 Barclays Bank PLC Trading-Leveraged Equity NYSE
68    BXUC 11/18/2009 1.99 BARCLAYS LONG C LEVERAGED S&P 5 Barclays Bank PLC Trading-Leveraged Equity NYSE
69    CAD 11/10/2011 0.44 PIMCO CANADA BOND INDEX FUND ET PIMCO World Bond NYSE
70    CAPX 5/27/2015 0.07 ELKHORN S&P 500 CAPITAL EXPENDITURES Elkhorn Large Blend NYSE
71    CCVX 9/8/2011 0.11 ETRACS DAILY SHORT 3 MONTH S&P NYSE
72    CCX 9/24/2010 1.89 WISDOMTREE DREYFUS COMMODITY CU WisdomTree Currency NYSE
73    CCXE 2/28/2011 0.75 WISDOMTREE COMMODITY COUNTRY EQ WisdomTree Natural Resources NYSE
74    CFGE 7/14/2014 0.05 NASDAQ
75    CFT 9/28/2009 13.14 ISHARES LEHMAN CREDIT BOND FUND iShares Intermediate-Term Bond NYSE
76    CHLC 10/12/2011 0.75 MARKET VECTORS RENMINBI BOND ETF Exchange Traded Fund Financial NYSE
77    CHNA 10/10/2013 0.46 POWERSHARES CHINA A-SHARE ETF PowerShares China Region NYSE
78    CHNB 11/19/2014 0.19 NASDAQ
79    CHXF 9/19/2012 0.56 WISDOMTREE CHINA DIVIDEND EX-FINCLS ETF Exchange Traded Fund Financial NASDAQ
80    CHXX 2/17/2010 1.68 EGSHARES CHINA INFRASTRUCTURE E Emerging Global Advisors China Region NYSE
81    CNHX 10/20/2015 0.01 NASDAQ
82    CNPF 5/25/2011 1.67 GLOBAL CANADA PREFERRED ETF Global X Funds Miscellaneous Sector NYSE
83    COLX 3/15/2011 0.49 MARKET VECTORS COLOMBIA ETF Van Eck Latin America Stock NYSE
84    CONG 5/19/2011 0.14 RUSSELL CONSISTENT GROWTH ETF Russell Large Growth NYSE
85    COWL 5/25/2011 0.61 DIREXION DAILY AGRIBUSINESS BUL Direxion Funds Trading-Leveraged Equity NYSE
86    COWS 5/25/2011 0.27 DIREXION DAILY AGRIBUSINESS BEA Direxion Funds Trading-Inverse Equity NYSE
87    CRBQ 9/28/2009 2.69 GLOBAL COMMODITY EQUITY ETF ALPS Natural Resources NYSE
88    CRO 9/28/2009 0.06 CRT PROPERTIES INC NYSE
89    CRUD 2/23/2011 0.27 TEUCRIUM CRUDE OIL FUND EXCHANG Teucrium Commodities Energy NYSE
90    CSCB 6/12/2013 0.09 NASDAQ
91    CSCR 6/12/2013 0.29 CREDIT SUISSE X-LINKS CMDTY ROTATION ETN Credit Suisse AG Commodities Broad Basket NYSE
92    CSLS 2/22/2010 1.47 CREDIT SUISSE X-LINKS LONG/SHORT EQ ETN Credit Suisse AG Long-Short Equity NYSE
93    CSMA 10/4/2010 1.36 CREDIT SUISSE X-LINKS MERGER ARBTRG ETN Credit Suisse AG Market Neutral NYSE
94    CSMB 3/8/2011 0.41 CREDIT SUISSE EXCHANGE TRADE NO NYSE
95    CSMN 9/21/2011 0.4 CREDIT SUISSE MARKET NEUT GLOBAL EQ ETN NASDAQ
96    CU 4/9/2010 7.03 FIRST TRUST ISE GLOBAL COPPER I First Trust Natural Resources NASDAQ
97    CVOL 11/15/2010 4.1 C-TRACKS ETN LINKED TO CITI VOLATIL TR Citigroup Volatility NYSE
98    CVRT 5/26/2011 0.27 POWERSHARES CONVERTIBLE SECURIT PowerShares Convertibles NYSE
99    CXA 9/28/2009 3.99 SPDR NUVEEN BARCLAYS CAPITAL CA State Street Global Advisors Muni California Long NYSE
100    DBAU 8/19/2015 0.02 DEUTSCHE X-TRACKERS MSCI AUST HDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
101    DBIF 4/9/2015 0.05 DEUTSCHE X-TRACKERS S&P HDGD GLBL INFRAS Deutsche Asset Management Infrastructure NYSE
102    DBIZ 12/19/2012 1.27 ADVISORSHARES PRING TURNER BUS CYCLE ETF Exchange Traded Fund Financial NYSE
103    DBN 9/28/2009 0.56 WISDOMTREE INTERNATIONAL BASIC NYSE
104    DBR 9/28/2009 0.1 WISDOMTREE INTERNATIONAL HEALTH CARE SECTOR NYSE
105    DBRE 4/9/2015 0.04 DEUTSCHE X-TRACKERS DJ HDGD INTL RL ESTT Deutsche Asset Management Global Real Estate BATS
106    DBSP 8/19/2015 0.01 NASDAQ
107    DBT 9/28/2009 0.12 WISDOMTREE TRUST NYSE
108    DBU 9/28/2009 1.73 WISDOMTREE GLOBAL EX-US UTILITY WisdomTree Utilities NYSE
109    DDI 9/28/2009 0.11 DDI CORP. (DDIC) Printed Circuit Boards Technology NASDAQ
110    DDP 9/28/2009 0.76 DB COMMODITY SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
111    DDVX 9/8/2011 0.05 ETRACS DAILY SHORT 4 MONTH S&P NYSE
112    DEB 9/28/2009 0.12 WISDOMTREE EUROPE TOTAL DIVIDEND ETF NYSE
113    DEE 9/28/2009 0.59 DB COMMODITY DB COMMODITY DOUBL Deutsche Bank Trading-Inverse Commodities NYSE
114    DEFL 12/6/2011 0.16 POWERSHARES DB US DEFLATION ETN Exchange Traded Fund Financial NYSE
115    DENT 9/28/2009 0.52 DENT TACTICAL ETF AdvisorShares World Allocation NYSE
116    DFVL 7/12/2011 0.18 IPATH US TREASURY 5-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt NASDAQ
117    DGG 9/28/2009 0.14 DOLLAR GENERAL CORP NYSE
118    DI 1/23/2014 0.37 PIMCO DIVERSIFIED INCOME ACTIVE ETF Pimco World Bond NYSE
119    DIVI 7/30/2014 0.24 ADVISORSHARES ATHENA HIGH DIVIDEND ETF Exchange Traded Fund Financial NYSE
120    DKA 9/28/2009 0.76 WISDOMTREE INTERNATIONAL ENERGY NYSE
121    DLBL 8/10/2010 1.83 IPATH US TREASURY LONG BOND BULL ETN Barclays Funds Trading--Leveraged Debt NASDAQ
122    DND 9/28/2009 0.51 WISDOMTREE PACIFIC EX-JAPAN TOT NYSE
123    DNH 9/28/2009 0.95 WISDOMTREE PACIFIC EX-JAPAN HIG NYSE
124    DOIL 2/8/2012 0.04 NASDAQ
125    DPC 9/28/2009 0.04 WISDOMTREE TRUST NYSE
126    DPN 9/28/2009 0.08 WISDOMTREE INTERNATIONAL CNSMR NONCYCLICAL S NYSE
127    DPU 9/28/2009 0.5 DB COMMODITY DB COMMODITY LONG Deutsche Bank Commodities Broad Basket NYSE
128    DRF 9/28/2009 0.2 WISDOMTREE TRUST NYSE
129    DRGS 10/24/2011 0.34 RBS GLOBAL BIG PHARMA ETN Royal Bank of Scotland NV Health NYSE
130    DRVN 6/2/2015 0.14 HIGHLAND HFR EVENT-DRIVEN ETF Highland Funds Market Neutral NYSE
131    DSC 9/28/2009 0.42 SPDR SERIES TRUST NYSE
132    DSG 9/28/2009 0.58 SPDR DOW JONES SMALL CAP GROWTH State Street Global Advisors Small Growth NYSE
133    DSTJ 10/7/2010 0.05 JPMORGAN DOUBLE SHORT US LONG B JPMorgan Trading-Inverse Debt NYSE
134    DSV 9/28/2009 0.63 SPDR SERIES TRUST NYSE
135    DSXJ 10/6/2010 0.04 JPMORGAN DOUBLE SHORT US 10 YEA JPMorgan Trading-Inverse Debt NYSE
136    DTUL 8/10/2010 2.97 IPATH US TREASURY 2-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt NASDAQ
137    DTYL 8/10/2010 1.31 IPATH US TREASURY 10-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt NASDAQ
138    DVHI 9/19/2013 0.12 NASDAQ
139    DWTI 2/8/2012 164.69 VELOCITYSHARES 3X INVERSE CRUDE OIL ETN Exchange Traded Fund Financial NYSE
140    DXJT 4/8/2014 0.23 WISDOMTREE JPN HDGD TECH,MEDIA&TELEC ETF WisdomTree Japan Stock NYSE
141    DXKW 11/7/2013 1.21 WISDOMTREE KOREA HEDGED EQUITY ETF WisdomTree Miscellaneous Region NYSE
142    EAPS 1/28/2011 0.77 PAX MSCI EAFE ESG INDEX ETF Pax World Foreign Large Blend NYSE
143    EATX 5/3/2011 0.06 GLOBAL X FOOD ETF Global X Funds Consumer Defensive NYSE
144    EEHB 2/24/2012 1.18 POWERSHARES S&P EMERG MKTS HI BETA ETF Exchange Traded Fund Financial NYSE
145    EEME 1/19/2012 0.3 ISHARES MSCI EMERGING MARKETS EMEA iShares Diversified Emerging Mkts NYSE
146    EEML 1/19/2012 0.45 ISHARES MSCI EMERGING MKTS LATIN AMERICA Exchange Traded Fund Financial NASDAQ
147    EEN 9/28/2009 0.09 GUGGENHEIM EW EURO-PACIFIC LDRS Guggenheim Funds Distributors, Inc. Foreign Large Blend NYSE
148    EEVX 9/8/2011 0.05 ETRACS DAILY SHORT 5 MONTH S&P NYSE
149    EEZ 9/28/2009 0.1 WISDOMTREE EARNINGS TOP 100 FUND COMMON SHAR NYSE
150    EGRW 2/9/2012 0.23 ISHARES MSCI EMERGING MARKETS GROWTH iShares Diversified Emerging Mkts NYSE
151    EKH 9/29/2009 0.05 MERRILL LYNCH & CO., INC. EUROP Merrill Lynch Europe Stock AMEX
152    ELG 9/28/2009 0.42 SPDR DOW JONES LARGE CAP GROWTH State Street Global Advisors Large Growth NYSE
153    ELR 9/28/2009 0.39 SPDR DJ WILSHIRE LARGE CAP ETF State Street Global Advisors Large Blend NYSE
154    ELV 9/28/2009 0.29 SPDR DOW JONES LARGE CAP VALUE State Street Global Advisors Large Value NYSE
155    EMBB 12/5/2013 0.09 NASDAQ
156    EMCD 6/19/2012 0.75 SPDR BOFA ML EMERGING MKTS CORP BD ETF Exchange Traded Fund Financial NYSE
157    EMDG 7/1/2013 0.21 EGSHARES EMERGING MARKETS DIV GR ETF Emerging Global Advisors Diversified Emerging Mkts NYSE
158    EMDI 2/16/2012 0.29 ISHARES MSCI EMERGING MKTS CNSMR DISCRET iShares Diversified Emerging Mkts NYSE
159    EMER 7/13/2011 0.06 IQ EMERGING MARKETS MID CAP ETF IndexIQ Diversified Emerging Mkts NYSE
160    EMEY 2/10/2012 0.74 ISHARES MSCI EMERGING MKTS ENERGY CAPPED iShares Diversified Emerging Mkts NYSE
161    EMFN 2/9/2010 0.33 ISHARES MSCI EMERGING MARKETS F iShares Financial NASDAQ
162    EMFT 2/28/2012 0.17 SPDR MSCI EM 50 ETF Exchange Traded Fund Financial NYSE
163    EMG 9/28/2009 7.16 ABERDEEN EMERGING MARKETS TELECOMMUNICATIONS & INFRASTRUCTURE FUND/INC NYSE
164    EMHD 8/15/2013 0.17 EGSHARES EM DIVIDEND HIGH INCOME ETF Emerging Global Advisors Diversified Emerging Mkts NYSE
165    EMHZ 10/16/2014 0.07 NASDAQ
166    EMLB 11/30/2010 0.09 IPATH LONG ENHANCED MSCI EMERG MKTS ETN Barclays Funds Trading--Leveraged Equity NYSE
167    EMM 9/28/2009 0.97 SPDR DJ WILSHIRE MID CAP ETF State Street Global Advisors Mid-Cap Blend NYSE
168    EMMT 1/22/2010 0.53 ISHARES MSCI EMERGING MARKETS M iShares Natural Resources NASDAQ
169    EMRE 9/29/2014 0.04 GUGGENHEIM EMERGING MARKETS REL EST ETF Exchange Traded Fund Financial NYSE
170    EMSA 11/30/2010 0.15 IPATH SHORT ENHANCED MSCI EMERG NYSE
171    EMSO 3/1/2016 0.04 NASDAQ
172    EMT 9/28/2009 1.03 EGSHARES EMERGING MARKETS METAL NYSE
173    EMV 9/28/2009 0.15 SPDR DOW JONES MID CAP VALUE State Street Global Advisors Mid-Cap Value NYSE
174    ENGN 2/22/2012 1.3 ISHARES INDUSTRIALS BOND iShares Corporate Bond NYSE
175    EPRO 8/12/2013 0.68 ADVISORSHARES EQUITYPRO ETF Exchange Traded Fund Financial NYSE
176    EQIN 5/19/2011 0.12 RUSSELL EQUITY INCOME ETF Russell Large Value NYSE
177    ERW 7/31/2013 0.04 JANUS EQUAL RISK WEIGHTED LARGE CAP ETF Exchange Traded Concepts, LLC Large Blend NYSE
178    ESR 10/2/2009 3.77 ISHARES MSCI EMERGING MARKETS E iShares Diversified Emerging Mkts NYSE
179    ESTX 9/23/2014 0.11 SOURCE EURO STOXX 50 ETF Exchange Traded Fund Financial NYSE
180    EU 9/28/2009 0.82 WISDOMTREE EURO DEBT FUND WisdomTree Currency NYSE
181    EURZ 1/22/2014 0.1 NASDAQ
182    EVAL 2/10/2012 0.34 ISHARES MSCI EMERGING MARKETS VALUE iShares Diversified Emerging Mkts NYSE
183    EWAS 1/26/2012 0.25 ISHARES MSCI AUSTRALIA SMALL-CAP iShares Miscellaneous Region NYSE
184    EWCS 1/26/2012 0.25 ISHARES MSCI CANADA SMALL-CAP iShares Miscellaneous Region NYSE
185    EWEF 12/8/2010 0.31 RYDEX MSCI EAFE EQUAL WEIGHT ET Rydex/SGI Foreign Large Blend NYSE
186    EWHS 1/13/2012 0.88 ISHARES MSCI HONG KONG SMALL-CAP Exchange Traded Fund Financial NYSE
187    EWMD 8/4/2011 1.05 RYDEX S&P MIDCAP 400 EQUAL WEIG Rydex/SGI Mid-Cap Blend NYSE
188    EWRI 12/8/2010 1.26 RYDEX RUSSELL 1000 EQUAL WEIGHT Rydex/SGI Mid-Cap Blend NYSE
189    EWRM 12/8/2010 1.89 RYDEX RUSSELL MIDCAP EQUAL WEIG Rydex/SGI Mid-Cap Blend NYSE
190    EWRS 12/8/2010 0.88 RYDEX RUSSELL 2000 EQUAL WEIGHT Rydex/SGI Small Blend NYSE
191    EWSM 8/4/2011 0.03 NASDAQ
192    EWSS 1/17/2012 0.8 ISHARES MSCI SINGAPORE SMALL-CAP iShares Miscellaneous Region NYSE
193    EXB 9/28/2009 0.06 CLAYMORE/BEACON GLBL EXCHANGES, BROKERS Claymore Securities Financial NYSE
194    FAA 9/28/2009 1.86 GUGGENHEIM AIRLINE ETF Guggenheim Funds Distributors, Inc. Industrials NYSE
195    FBG 6/11/2012 4.14 UBS AG FI ENHANCED BIG CAP GROWTH ETN Exchange Traded Fund Financial NYSE
196    FCD 3/30/2011 0.21 FOCUS MORNINGSTAR CONSUMER DEFE Focusshares Trust Consumer Defensive NYSE
197    FCFI 6/2/2015 0.05 TRIMTABS INTL FREE-CASH-FLOW ETF TrimTabs Foreign Large Value NYSE
198    FCHI 9/28/2009 1.3 ISHARES FTSE CHINA (HK LISTED) iShares China Region NASDAQ
199    FCL 3/30/2011 0.1 FOCUS MORNINGSTAR CONSUMER CYCL Focusshares Trust Consumer Cyclical NYSE
200    FCQ 3/30/2011 0.06 FOCUS MORNINGSTAR COMMUNICATION Focusshares Trust Communications NYSE
201    FDV 9/28/2009 0.8 FIRST TRUST DB STRATEGIC VALUE First Trust Large Value NYSE
202    FEFN 2/8/2010 0.31 ISHARES MSCI FAR EAST FINANCIAL iShares Financial NASDAQ
203    FEG 3/30/2011 0.5 FOCUS MORNINGSTAR ENERGY INDEX Focusshares Trust Equity Energy NYSE
204    FFL 3/30/2011 0.16 FOCUS MORNINGSTAR FINANCIAL SER Focusshares Trust Financial NYSE
205    FFVX 9/8/2011 0.02 ETRACS DAILY SHORT 6 MONTH S&P NYSE
206    FGEM 2/28/2011 0.25 EGSHARES FINANCIALS GEMS ETF Emerging Global Advisors Financial NYSE
207    FHC 3/30/2011 0.14 FOCUS MORNINGSTAR HEALTH CARE I Focusshares Trust Health NYSE
208    FIA 10/2/2014 0.04 NYSE
209    FIBG 10/18/2013 0.4 NASDAQ
210    FIL 3/30/2011 0.1 FOCUS MORNINGSTAR INDUSTRIALS I Focusshares Trust Industrials NYSE
211    FINF 1/12/2012 1.09 PROSHARES SHORT 30 YEAR TIPS TS ProShares Trading-Miscellaneous NYSE
212    FIO 9/28/2009 409.05 FUSION-IO, INC. COMMON STOCK Data Storage Devices Technology NYSE
213    FISN 5/4/2011 0.03 GLOBAL X FISHING INDUSTRY ETF Global X Funds Natural Resources NYSE
214    FIVZ 11/4/2009 0.26 PIMCO 3-7 YR TREASU PIMCO Intermediate Government NYSE
215    FLG 3/30/2011 0.27 FOCUS MORNINGSTAR LARGE CAP IND Focusshares Trust Large Blend NYSE
216    FMLP 6/11/2014 0.25 NASDAQ
217    FMM 3/30/2011 0.45 FOCUS MORNINGSTAR MID CAP INDEX Focusshares Trust Mid-Cap Blend NYSE
218    FMU 3/30/2011 0.57 FOCUS MORNINGSTAR US MARKET IND Focusshares Trust Large Blend NYSE
219    FNIO 4/28/2011 0.29 ISHARES FTSE NAREIT INDUSTRIAL/ iShares Real Estate NYSE
220    FOL 2/24/2011 0.61 FACTORSHARES OIL BULL S&P500 BE Factor Capital Management, LLC Long/Short Equity NYSE
221    FORX 2/12/2013 0.61 PIMCO FOREIGN CURRENCY STRATEGY ACTV ETF Exchange Traded Fund Financial NYSE
222    FOS 3/30/2011 0.28 FOCUS MORNINGSTAR SMALL CAP IND Focusshares Trust Small Blend NYSE
223    FRL 3/30/2011 0.14 FOCUS MORNINGSTAR REAL ESTATE I Focusshares Trust Real Estate NYSE
224    FSA 2/24/2011 0.08 FACTORSHARES 2X TBOND BULL S&P5 Factor Capital Management, LLC Long/Short Equity NYSE
225    FSE 2/24/2011 0.14 FACTORSHARES 2X S&P 500 BULL TB Factor Capital Management, LLC Long/Short Equity NYSE
226    FSG 2/24/2011 3.04 FACTORSHARES 2X GOLD BULL S&P50 Factor Capital Management, LLC Long/Short Equity NYSE
227    FTQ 3/30/2011 0.29 FOCUS MORNINGSTAR TECHNOLOGY IN Focusshares Trust Technology NYSE
228    FTY 9/28/2009 2.39 ISHARES FTSE NAREIT REAL ESTATE iShares Real Estate NYSE
229    FUI 3/30/2011 0.1 FOCUS MORNINGSTAR UTILITIES IND Focusshares Trust Utilities NYSE
230    FUTS 10/6/2014 0.14 NASDAQ
231    FVI 9/28/2009 0.43 FIRST TRUST VL EQUITY ALLOCATIO First Trust Mid-Cap Blend NYSE
232    FXM 9/28/2009 0.91 RYDEX CURRENCYSHARES MEXICAN PE Rydex/SGI Currency NYSE
233    FXRU 9/12/2011 0.02 CURRENCYSHARES RUSSIAN RUBLE TR Rydex/SGI Currency NYSE
234    GASZ 6/16/2011 0.47 NATURAL GAS FUTURES CONTANGO ET NYSE
235    GDAY 7/19/2012 0.09 PROSHARES ULTRA AUSTRALIAN DOLLAR Exchange Traded Fund Financial NYSE
236    GDJS 2/13/2015 0.4 NASDAQ
237    GERJ 4/5/2011 0.4 MARKET VECTORS GERMANY SMALL CA Van Eck Europe Stock NYSE
238    GGBP 2/12/2014 0.17 ADVISORSHARES GARTMAN GOLD/BRITSH PD ETF Exchange Traded Fund Financial NYSE
239    GGGG 3/15/2011 1.08 GLOBAL X PURE GOLD MINERS ETF Global X Funds Equity Precious Metals NYSE
240    GHE 4/5/2016 0.03 REX GOLD HEDGED FTSE EMERGING MKTS ETF Rex Diversified Emerging Mkts NYSE
241    GIVE 5/24/2012 0.18 ADVISORSHARES GLOBAL ECHO ETF Exchange Traded Fund Financial NYSE
242    GIY 2/8/2011 0.33 GUGGENHEIM ENHANCED CORE BOND E Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
243    GLCB 1/31/2013 0.05 NASDAQ
244    GLDE 2/12/2014 0.34 ADVISORSHARES INTERNATIONAL GOLD ETF Exchange Traded Fund Financial NYSE
245    GLDL 4/10/2014 0.05 NASDAQ
246    GLDS 4/10/2014 0.02 NASDAQ
247    GLDX 11/4/2010 9.09 GLOBAL X GOLD EXPLORERS ETF Global X Funds Equity Precious Metals NYSE
248    GLJ 12/9/2009 0.78 ISHARES 10+ YEAR GOVERNMENT/CRE iShares Long-Term Bond NYSE
249    GMFS 1/12/2012 0.14 SPDR S&P SMALL CAP EM ASIA PACIFIC ETF NASDAQ
250    GNAT 2/28/2011 1.2 WISDOMTREE GLOBAL NATURAL RESOU WisdomTree Trust Equity Energy NYSE
251    GRPC 5/19/2011 0.05 RUSSELL GROWTH AT A REASONABLE Russell Large Growth NYSE
252    GSAX 12/20/2012 0.1 NASDAQ
253    GSGO 12/20/2012 0.21 NASDAQ
254    GSMA 12/20/2012 0.26 NASDAQ
255    GSRA 12/20/2012 0.15 NASDAQ
256    GTAA 10/26/2010 3.11 ADVISORSHARES MORG CRK GLBL TACTICL ETF AdvisorShares Tactical Allocation NYSE
257    GTIP 5/23/2011 1.1 ISHARES GLOBAL INFLATION LINKED iShares World Bond NYSE
258    GURX 3/11/2014 0.07 GLOBAL X GURU SMALL CAP ETF Exchange Traded Fund Financial NYSE
259    GVT 9/28/2009 0.25 COLUMBIA CONCENTRATED LARGE CAP Columbia Large Value NYSE
260    GWO 9/28/2009 0.19 CREDIT SUISSE GROUP ELEMENTS CS Credit Suisse AG Miscellaneous Sector NYSE
261    HAKD 9/22/2015 0.15 NASDAQ
262    HBU 6/23/2015 0.07 NYSE
263    HBZ 6/29/2015 0.08 NYSE
264    HDGI 7/19/2013 1.2 ADVISORSHARES ATHENA INTL BEAR ETF Exchange Traded Fund Financial NYSE
265    HDLS 6/4/2015 0.05 WISDOMTREE INTERNATIONAL HDG SMCP DIVETF WisdomTree Foreign Small/Mid Value NYSE
266    HDWM 7/9/2015 0.07 NASDAQ
267    HEGE 6/10/2015 0.04 NASDAQ
268    HEGJ 6/10/2015 0.04 DIREXION DLY MSCI JPN CCY HDGD BL 2X ETF Direxion Funds Trading-Leveraged Equity NYSE
269    HEVY 4/21/2011 0.07 IPATH PURE BETA INDUSTRIAL METALS ETN Barclays Funds Commodities Industrial Metals NYSE
270    HFIN 11/18/2013 0.57 HORIZONS S&P FINCL SEL SECT COV CALL ETF Exchange Traded Fund Financial NYSE
271    HGEM 6/23/2011 0.17 EGSHARES HEALTH CARE GEMS ETF Emerging Global Advisors Health NYSE
272    HHDG 6/2/2015 0.12 NASDAQ
273    HHFR 6/2/2015 0.39 HIGHLAND HFR GLOBAL ETF Highland Funds Multialternative NYSE
274    HHH 9/28/2009 1.87 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology AMEX
275    HKOR 3/4/2014 0.21 HORIZONS KOREA KOSPI 200 ETF Exchange Traded Fund Financial NYSE
276    HOMX 3/11/2015 0.03 NASDAQ
277    HREX 9/15/2015 0.02 NASDAQ
278    HVPW 2/28/2013 2.56 US EQUITY HIGH VOLATILITY PUT WRITE ETF ALPS Long-Short Equity NYSE
279    IAH 9/28/2009 0.52 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology AMEX
280    IBCB 4/19/2013 0.16 ISHARES IBONDS MAR 2016 CORP EX-FINCLS Exchange Traded Fund Financial NYSE
281    IBDA 7/10/2013 0.22 ISHARES IBONDS MAR 2016 CORPORATE Exchange Traded Fund Financial NYSE
282    IBDF 6/2/2014 0.46 ISHARES IBONDS DEC 2016 TERM CORPORATE iShares Ultrashort Bond NYSE
283    IBMD 3/17/2014 0.36 ISHARES IBONDS SEP 2015 AMT-FREE MUNI BD iShares Muni National Short NYSE
284    IBME 3/17/2014 0.83 ISHARES IBONDS SEP 2016 AMT-FREE MUNI BD Exchange Traded Fund Financial NYSE
285    ICN 9/28/2009 2.15 WISDOMTREE INDIAN RUPEE STRATEGY ETF WisdomTree Single Currency NYSE
286    IDHB 2/24/2012 0.71 POWERSHARES S&P INTL DEV HI BETA ETF Exchange Traded Fund Financial NYSE
287    IDXJ 3/21/2012 2.14 MARKET VECTORS INDONESIA SMALL-CAP ETF Exchange Traded Fund Financial NYSE
288    IEIL 2/27/2014 0.94 ISHARES ENHANCED INTERNATIONAL LARGE-CAP Exchange Traded Fund Financial NYSE
289    IEIS 2/27/2014 0.29 ISHARES ENHANCED INTERNATIONAL SMALL-CAP Exchange Traded Fund Financial NYSE
290    IELG 4/18/2013 0.79 ISHARES ENHANCED US LARGE-CAP Exchange Traded Fund Financial NYSE
291    IESM 4/18/2013 0.42 ISHARES ENHANCED US SMALL-CAP Exchange Traded Fund Financial NYSE
292    IFAS 9/28/2009 1.27 ISHARES FTSE EPRA/NAREIT ASIA I iShares Global Real Estate NASDAQ
293    IFNA 9/28/2009 0.64 ISHARES NORTH AMERICA REAL ESTATE iShares Real Estate NYSE
294    IFSM 9/28/2009 0.85 ISHARES FTSE DEVELOPED SMALL CA iShares Foreign Small/Mid Growth NASDAQ
295    IGS 3/29/2011 0.53 PROSHARES SHORT INVESTMENT GRAD ProShares Trading-Inverse Debt NYSE
296    IGU 4/14/2011 0.71 PROSHARES ULTRA INVESTMENT GRAD ProShares Trading-Leveraged Debt NYSE
297    IGW 9/28/2009 5.6 ISHARES S&P NORTH AMER TECH-SEMICONDCTRS iShares Technology NYSE
298    IIH 9/28/2009 0.89 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology AMEX
299    IJNK 3/13/2014 0.25 SPDR BARCLAYS INTL HIGH YIELD BOND ETF Exchange Traded Fund Financial NYSE
300    ILB 5/1/2012 3.36 PIMCO GLOBAL ADVTG INFL-LKD BD ACTV ETF Exchange Traded Fund Financial NYSE
301    INC 2/26/2015 0.07 NYSE
302    INDZ 4/9/2010 0.83 DIREXION DAILY INDIA BEAR 3X SH Direxion Funds Trading-Inverse Equity NYSE
303    INFL 12/6/2011 0.06 POWERSHARES DB US INFLATION ETN NYSE
304    INY 9/28/2009 1.35 SPDR LEHMAN NEW YORK MUNICIPAL State Street Global Advisors Muni New York Long NYSE
305    IRO 9/28/2009 0.13 CLAYMORE EXCHANGE-TRADED FUND TRUST NYSE
306    ISI 9/28/2009 1.91 ISHARES S&P 1500 INDEX FUND iShares Large Blend NYSE
307    ITF 9/28/2009 2.59 ISHARES S&P/TOPIX 150 INDEX FUN iShares Japan Stock NYSE
308    ITIP 5/20/2011 2.62 ISHARES INTERNATIONAL INFLATION iShares World Bond NYSE
309    ITLT 3/23/2011 0.66 POWERSHARES DB 3X ITALIAN TREAS NYSE
310    ITLY 3/23/2011 0.5 POWERSHARES DB ITALIAN TREASURY NYSE
311    IVFGC 10/18/2016 0.01 IVY FOCUSED GROWTH NEXTSHARES Ivy Funds Large Growth NASDAQ
312    IVFVC 10/18/2016 0.01 IVY FOCUSED VALUE NEXTSHARES Ivy Funds Large Value NASDAQ
313    IWW 9/28/2009 4.11 ISHARES RUSSELL 3000 VALUE iShares Large Value NYSE
314    IWZ 9/28/2009 4.6 ISHARES RUSSELL 3000 GROWTH iShares Large Growth NYSE
315    JDG 5/28/2015 0.03 WISDOMTREE JAPAN QUALITY DIVIDEND GR ETF WisdomTree Japan Stock NYSE
316    JFT 10/5/2009 0.06 KEYNOTES FIRST TRUST ENH 130/30 LGCP ETN JPMorgan Large Blend NYSE
317    JGBB 12/18/2013 0.24 NASDAQ
318    JGBD 11/9/2011 5.16 POWERSHARES DB 3X INVERSE GOVT NYSE
319    JGBL 3/24/2011 0.57 POWERSHARES DB JAPANESE GOVT BO NYSE
320    JGBS 11/9/2011 2.55 POWERSHARES DB INVERSE JAPANESE NYSE
321    JGBT 3/23/2011 3.74 POWERSHARES DB 3X JAPANESE GOVT NYSE
322    JPNH 8/19/2015 0.01 DEUTSCHE X-TRACKERSJPNJPXNIKKEI400HDGDEQ Deutsche Asset Management Japan Stock BATS
323    JPNS 6/26/2013 0.24 NASDAQ
324    JPP 9/28/2009 1.49 SPDR RUSSELL/NOMURA PRIME JAPAN State Street Global Advisors Japan Stock NYSE
325    JPX 9/28/2009 0.39 PROSHARES ULTRASHORT MSCI PACIF ProShares Trading-Inverse Equity NYSE
326    JSC 9/28/2009 2.55 SPDR RUSSELL/NOMURA SMALL CAP J State Street Global Advisors Japan Stock NYSE
327    JUNE 4/4/2016 0.08 DHANDHO JUNOON ETF Dhandho Funds Mid-Cap Blend NYSE
328    JUNR 5/14/2012 0.81 GLOBAL X JUNIOR MINERS ETF Exchange Traded Fund Financial NYSE
329    JYF 9/28/2009 0.33 WISDOMTREE DREYFUS JAPANESE YEN WisdomTree Currency NYSE
330    KBWC 11/1/2011 0.45 POWERSHARES KBW CAPITAL MARKETS ETF PowerShares Financial NYSE
331    KBWI 11/1/2011 0.31 POWERSHARES KBW INSURANCE PORTF PowerShares Financial NYSE
332    KLD 9/28/2009 2.89 ISHARES MSCI USA ESG SELECT iShares Large Blend NYSE
333    KLEM 7/9/2015 0.11 GAVEKAL KNOWLEDGE LEADERS EMERG MKTS ETF GaveKal Diversified Emerging Mkts NYSE
334    KME 9/29/2009 0.16 SPDR S&P MORTGAGE FINANCE ETF State Street Global Advisors Financial NYSE
335    KORZ 5/1/2013 0.05 NASDAQ
336    LAG 9/28/2009 7.71 SPDR BARCLAYS AGGREGATE BOND ET State Street Global Advisors Intermediate-Term Bond NYSE
337    LATM 4/9/2010 1.12 MARKET VECTORS LATIN AMERICA SM Van Eck Latin America Stock NYSE
338    LBND 8/2/2010 0.78 POWERSHARES DB 3X LONG 25 YEAR Deutsche Bank Trading-Leveraged Debt NYSE
339    LD 9/28/2009 0.72 IPATH DJ-UBS LEAD SUBINDEX TOTA iPath Commodities Industrial Metals NYSE
340    LEMF 1/16/2014 0.05 NASDAQ
341    LGEM 6/23/2011 0.23 NASDAQ
342    LHB 12/3/2009 2.93 DIREXION DAILY LATIN AMERICA 3X Direxion Funds Trading-Inverse Equity NYSE
343    LLDM 1/7/2015 0.04 NASDAQ
344    LLEM 1/7/2015 0.04 NASDAQ
345    LSC 9/28/2009 2.67 ELEMENTS S&P CTI TR ETN ELEMENTS Managed Futures NYSE
346    LSKY 10/5/2011 0.04 ETRACS MONTHLY 2XLEVERAGED ISE NYSE
347    LWPE 5/19/2011 0.03 RUSSELL LOW P E ETF Russell Large Value NYSE
348    MATL 6/15/2011 1.23 DIREXION DAILY BASIC MATERIALS Direxion Funds Trading-Leveraged Equity NYSE
349    MATS 6/15/2011 0.45 DIREXION DAILY BASIC MATERIALS Direxion Funds Trading-Inverse Equity NYSE
350    MAUI 6/1/2015 0.25 ADVISORSHARES MARKET ADAPTIVE UNCONSTRAINED INCOME ETF NASDAQ
351    MDD 9/28/2009 2.07 SPDR S&P INTERNATIONAL MID CAP State Street Global Advisors Foreign Small/Mid Value NYSE
352    MDLL 7/29/2014 0.1 DIREXION DAILY MID CAP BULL 2X ETF Exchange Traded Fund Financial NYSE
353    MES 9/28/2009 2.62 MARKET VECTORS GULF STATES INDE Van Eck Diversified Emerging Mkts NYSE
354    MFLA 11/30/2010 0.06 IPATH LONG ENHANCED MSCI EAFE ETN Barclays Funds Trading--Leveraged Equity NYSE
355    MKH 9/29/2009 0.05 MERRILL LYNCH & CO., INC. MARKE Merrill Lynch Large Blend AMEX
356    MLPL 7/12/2010 14.17 UBS AG 2X MONTHLY LEVERAGED LON UBS AG Trading-Leveraged Equity NYSE
357    MLPN 4/14/2010 18.38 CREDIT SUISSE GROUP INDEX ETN Credit Suisse AG Equity Energy NYSE
358    MLPV 7/15/2015 0.2 NASDAQ
359    MLPW 11/1/2010 3.08 UBS AG EXCHANGE TRADED ACCESS S NYSE
360    MONY 2/17/2012 0.3 ISHARES FINANCIALS BOND iShares Corporate Bond NYSE
361    MUAA 1/8/2010 0.33 ISHARES 2012 S&P AMT-FREE MUNIC iShares Muni Short NYSE
362    MUAB 1/8/2010 0.53 ISHARES 2013 S&P AMT-FREE MUNIC iShares Muni Short NYSE
363    MUAC 1/13/2010 1.17 ISHARES 2014 S&P AMT-FREE MUNIC iShares Muni Short NYSE
364    MUAD 1/8/2010 0.98 ISHARES 2015 S&P AMT-FREE MUNIC iShares Muni National Interm NYSE
365    MUAE 1/11/2010 0.94 ISHARES 2016 S&P AMT-FREE MUNIC iShares Muni National Interm NYSE
366    MUAF 1/11/2010 1.11 ISHARES 2017 S&P AMT-FREE MUNIC iShares Muni National Interm NYSE
367    MUAG 3/21/2013 0.45 NASDAQ
368    MUAH 2/7/2014 0.12 NASDAQ
369    MULT 7/9/2014 0.05 NASDAQ
370    MWJ 9/28/2009 17.52 DIREXION MID CAP BULL 3X SHARES Direxion Funds Trading-Leveraged Equity NYSE
371    MWN 9/28/2009 6.73 DIREXION MID CAP BEAR 3X SHARES Direxion Funds Trading-Inverse Equity NYSE
372    MZG 9/28/2009 0.01 CLAYMORE MRNINGSTR MNFCTRNG SPR SEC INDX COM NYSE
373    MZN 9/28/2009 0.01 CLAYMORE MRNINGSTR INFRMTN SPR SEC INDX COMM NYSE
374    MZO 9/30/2009 0.01 CLAYMORE MORNINGSTAR SRVCS SPR SEC INDX COMM NYSE
375    NAGS 2/1/2011 0.56 TEUCRIUM NATURAL GAS ETV Teucrium Commodities Energy NYSE
376    NASI 7/16/2010 0.12 PAX MSCI NORTH AMERICA ESG INDE Pax World Large Blend NYSE
377    NKY 7/13/2011 14.47 MAXIS NIKKEI 225 ETF Precidian Funds LLC Japan Stock NYSE
378    NOMO 9/7/2011 0.04 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
379    NUCL 9/30/2009 0.65 ISHARES S&P GLOBAL NUCLEAR ENER iShares Equity Energy NASDAQ
380    NY 9/28/2009 0.65 ISHARES NYSE 100 INDEX FUND iShares Large Value NYSE
381    NYC 9/28/2009 0.87 ISHARES NYSE COMPOSITE INDEX FU iShares Large Blend NYSE
382    NYCC 1/15/2014 0.05 POWERSHARES NYSE CENTURY ETF Exchange Traded Fund Financial NYSE
383    OFF 11/30/2011 0.82 ETRACS FISHER-GARTMAN RISK OFF NYSE
384    OGEM 2/28/2011 0.48 EGSHARES ENERGY GEMS ETF Emerging Global Advisors Equity Energy NYSE
385    OILZ 6/16/2011 0.1 OIL FUTURES CONTANGO ETN DUE JU NYSE
386    ONEF 7/12/2010 1.2 RUSSELL EXCHANGE TRADED FUNDS T Russell World Allocation NYSE
387    ONN 11/30/2011 0.71 ETRACS FISHER-GARTMAN RISK ON E NYSE
388    OSMS 4/24/2014 0.05 BARCLAYS OFI STEELPATH MLP ETN Exchange Traded Fund Financial NYSE
389    OTP 9/30/2009 0.16 GUGGENHEIM OCEAN TOMO PATENT ET Guggenheim Funds Distributors, Inc. Large Blend NYSE
390    OTR 9/28/2009 0.25 GUGGENHEIM OCEAN TOMO GROWTH ET Guggenheim Funds Distributors, Inc. Large Growth NYSE
391    PAO 9/28/2009 0.6 POWERSHARES RIVERFRONT TACTICAL PowerShares Aggressive Allocation NYSE
392    PBTQ 9/28/2009 0.04 POWERSHARES GLOBAL BIOTECH NASDAQ
393    PCA 9/28/2009 0.55 POWERSHARES RIVERFRONT TACTICAL PowerShares World Allocation NYSE
394    PEF 9/28/2009 0.1 POWERSHARES EXCHANGE-TRADED FUND TRUST II NYSE
395    PFA 9/28/2009 0.63 POWERSHARES DYNAMIC DEVELOPED I PowerShares Foreign Large Blend NYSE
396    PFEM 5/9/2013 0.22 POWERSHARES FDMT EMERG MKTS LCL DBT ETF Exchange Traded Fund Financial NYSE
397    PGD 9/28/2009 0.25 IPATH ASIAN AND GULF CURRENCY R Barclays Bank PLC Currency NYSE
398    PIC 9/28/2009 0.35 POWERSHARES DYNAMIC INSURANCE PowerShares Financial NYSE
399    PILL 9/21/2015 0.05 DIREXION DAILY PHARMCTCL&MEDCL BL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
400    PILS 9/21/2015 0.02 DIREXION DAILY PHARMCTCL&MEDCL BR 2X ETF Direxion Funds Trading--Inverse Equity NYSE
401    PIQ 9/28/2009 0.67 POWERSHARES DYNAMIC MAGNIQUANT PowerShares Mid-Cap Blend NYSE
402    PIV 9/28/2009 1.72 POWERSHARES S&P 500 HIGH QUALIT PowerShares Mid-Cap Growth NYSE
403    PJB 9/28/2009 0.8 POWERSHARES DYNAMIC BANKING PowerShares Financial NYSE
404    PJF 9/28/2009 0.27 POWERSHARES DYNAMIC LARGE CAP NYSE
405    PJG 9/28/2009 0.27 POWERSHARES DYNAMIC MID CAP NYSE
406    PJM 9/28/2009 0.19 POWERSHARES DYNAMIC SMALL CAP NYSE
407    PJO 9/28/2009 0.05 POWERSHARES FTSE RAFI JAPAN PowerShares Japan Stock NYSE
408    PKN 9/28/2009 0.6 POWERSHARES GLOBAL NUCLEAR PORT PowerShares Equity Energy NYSE
409    PKOL 9/28/2009 1.11 POWERSHARES GLOBAL COAL PORTFOL PowerShares Equity Energy NASDAQ
410    PLK 9/28/2009 0.31 POWERSHARES ACTIVE LOW DURATION PowerShares Short Government NYSE
411    PLTM 4/9/2010 1.82 FIRST TRUST ISE GLOBAL PLATINUM First Trust Equity Precious Metals NASDAQ
412    PMA 9/29/2009 0.14 POWERSHARES ACTIVE MEGA CAP FUN PowerShares Large Blend NYSE
413    PMNA 9/28/2009 1.23 POWERSHARES MENA FRONTIER COUNT PowerShares Diversified Emerging Mkts NASDAQ
414    PNXQ 10/1/2009 0.09 POWERSHARES NXQ NASDAQ
415    PQBW 9/28/2009 0.11 POWERSHARES NASDAQ-100 BUYWRITE NASDAQ
416    PQSC 9/28/2009 0.03 POWERSHARES FTSE NASDAQ SMALL CAP NASDAQ
417    PQY 9/28/2009 0.51 POWERSHARES ACTIVE ALPHAQ FUND PowerShares Large Growth NYSE
418    PQZ 9/28/2009 0.1 POWERSHARES ACTIVE MULTI-CAP FU PowerShares Mid-Cap Growth NYSE
419    PSTL 9/28/2009 0.28 POWERSHARES GLOBAL STEEL PORTFO PowerShares Natural Resources NASDAQ
420    PTE 9/28/2009 0.18 POWERSHARES DYNAMIC TELECOM & WIRELESS Powershares Exchange Traded Fund Trust Specialty-Communications NYSE
421    PTJ 9/28/2009 0.42 POWERSHARES EXCHANGE TRADED FUND TRUST NYSE
422    PTO 9/28/2009 0.32 POWERSHARES IBBOTSON ALTERNATIV PowerShares World Allocation NYSE
423    PTRP 9/28/2009 0.09 POWERSHARES GLOBAL PROGRESSIVE TRANSPORT NASDAQ
424    PUTX 7/7/2015 0.13 ALPS ENHANCED PUT WRITE STRATEGY ETF ALPS Long/Short Equity NYSE
425    PWJ 9/28/2009 1.07 POWERSHARES DYNAMIC MID CAP GRO NYSE
426    PWND 9/28/2009 0.92 POWERSHARES GLOBAL WIND ENERGY PowerShares Equity Energy NASDAQ
427    PWO 9/28/2009 0.28 POWERSHARES XTF: DYNAMIC OTC PO PowerShares Mid-Cap Growth NYSE
428    PWP 9/28/2009 0.35 POWERSHARES DYNAMIC MID CAP VAL NYSE
429    PWT 9/28/2009 0.66 POWERSHARES DYNAMIC SMALLCAP GR NYSE
430    PWY 9/28/2009 0.71 POWERSHARES DYNAMIC SMALL CAP V NYSE
431    PXLC 2/22/2011 0.53 POWERSHARES FUNDAMENTAL PURE LA PowerShares Large Blend NYSE
432    PXMC 2/22/2011 0.43 POWERSHARES FUNDAMENTAL PURE MI PowerShares Mid-Cap Blend NYSE
433    PXN 9/28/2009 1.45 POWERSHARES LUX NANOTECH PORTFO PowerShares Technology NYSE
434    PXSC 2/22/2011 0.26 POWERSHARES FUNDAMENTAL PURE SM PowerShares Small Blend NYSE
435    PYH 9/28/2009 0.29 POWERSHARES MORNINGSTAR STOCKIN PowerShares Mid-Cap Growth NYSE
436    PZJ 9/28/2009 0.12 POWERSHARES ZACKS SMALL CAP PowerShares Small Blend NYSE
437    QDEM 1/23/2014 0.09 MARKET VECTORS MSCI EM QUALITY DIV ETF Exchange Traded Fund Financial NYSE
438    QDXU 1/23/2014 0.07 MARKET VECTORS MSCI INTL QUAL DIV ETF Exchange Traded Fund Financial NYSE
439    QEH 8/8/2012 0.79 ADVISORSHARES QAM EQUITY HEDGE ETF Exchange Traded Fund Financial NYSE
440    QEM 1/23/2014 0.07 MARKET VECTORS MSCI EM QUALITY ETF Exchange Traded Fund Financial NYSE
441    QKOR 9/18/2014 0.05 SPDR MSCI SOUTH KOREA STRATEGICFACTSETF SPDR State Street Global Advisors Miscellaneous Region NYSE
442    QLT 9/7/2011 0.05 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
443    QLTB 4/26/2012 1.32 ISHARES BAA - BA RATED CORPORATE BOND Exchange Traded Fund Financial BATS
444    QLTC 4/26/2012 0.38 ISHARES B - CA RATED CORPORATE BOND Exchange Traded Fund Financial BATS
445    QMEX 9/18/2014 0.08 NASDAQ
446    QQQV 12/6/2011 0.02 NASDAQ
447    QTWN 9/18/2014 0.01 NASDAQ
448    QXUS 1/23/2014 0.06 NASDAQ
449    REA 9/28/2009 0.28 KEYSTONE PROPERTY TRUST NYSE
450    REC 9/28/2009 0.18 RYDEX ETF TRUST NYSE
451    RETS 7/14/2010 0.54 DIREXION DAILY RETAIL BEAR 3X S Direxion Funds Trading-Inverse Equity NYSE
452    RFL 9/28/2009 0.59 RYDEX 2X S&P SELECT SECTOR FINANCIAL COMMON NYSE
453    RFN 9/28/2009 0.66 RYDEX INVERSE 2X S&P SELECT SECTOR FNNCL COM NYSE
454    RGRO 2/2/2015 0.05 NASDAQ
455    RHM 9/28/2009 0.05 RYDEX 2X S&P SELECT SECTOR HEALTH CARE COMMO NYSE
456    RHO 9/30/2009 0.05 RYDEX INVERSE 2X S&P SELECT SCTR HLTH CR COM NYSE
457    RKH 9/28/2009 54.62 MARKET VECTORS BANK AND BROKERAGE ETF Market Vectors Financial NYSE
458    RMB 9/22/2011 0.18 GUGGENHEIM YUAN BOND ETF Guggenheim Funds Distributors, Inc. Emerging Markets Bond NYSE
459    RMM 9/28/2009 0.28 RYDEX 2X S&P MIDCAP 400 NYSE
460    RMS 9/28/2009 0.12 RYDEX ETF TRUST NYSE
461    ROB 9/28/2009 0.12 CLAYMORE/ROBB REPORT GLOBAL LUXURY Claymore Securities World Stock NYSE
462    ROI 9/28/2009 0.26 WISDOMTREE LARGECAP GROWTH FUND WisdomTree Large Growth NYSE
463    RORO 9/10/2014 0.08 NASDAQ
464    ROSA 11/30/2010 0.16 IPATH SHORT EXTENDED RUSSELL 10 NYSE
465    RPX 10/2/2009 0.46 COLUMBIA GROWTH EQUITY STRATEGY Columbia Large Growth NYSE
466    RRGR 7/11/2012 0.22 NASDAQ
467    RRY 9/28/2009 1.34 RYDEX 2X RUSSELL 2000 NYSE
468    RRZ 9/28/2009 0.65 RYDEX INVERSE 2X RUSSELL 2000 NYSE
469    RSCO 3/18/2013 0.46 SPDR RUSSELL SMALL CAP COMPLETENESS ETF Exchange Traded Fund Financial NYSE
470    RSU 9/28/2009 6.43 RYDEX 2X S&P 500 ETF Rydex/SGI Trading-Leveraged Equity NYSE
471    RSW 9/28/2009 9.74 RYDEX INVERSE 2X S&P 500 ETF Rydex/SGI Trading-Inverse Equity NYSE
472    RTG 9/29/2009 0.12 RYDEX 2X S&P SELECT SECTOR TECHNOLOGY COMMON NYSE
473    RTL 9/28/2009 0.81 ISHARES FTSE NAREIT RETAIL INDE iShares Real Estate NYSE
474    RTLA 11/30/2010 0.52 IPATH LONG EXTENDED RUSSELL 200 NYSE
475    RTR 9/28/2009 1.14 OPPENHEIMER ADR REVENUE ETF OppenheimerFunds Foreign Large Value NYSE
476    RTSA 11/30/2010 1.56 IPATH SHORT EXTENDED RUSSELL 20 NYSE
477    RTW 9/30/2009 0.05 RYDEX ETF TRUST NYSE
478    RUDR 4/9/2013 0.01 VELOCITYSHARES RUSSIA SELECT DR ETF ALPS Miscellaneous Region NYSE
479    RWG 10/2/2009 0.38 COLUMBIA LARGE-CAP GROWTH EQUIT Columbia Large Growth NYSE
480    RWV 9/28/2009 0.31 REVENUESHARES NAVALLIER OVERALL VTL Associates, LLC Mid-Cap Growth NYSE
481    RWXL 3/21/2012 1.71 UBS ETRACS M PY 2XLVG DJ INTL RELEST ETN Exchange Traded Fund Financial NYSE
482    SBEU 1/30/2015 0.02 NASDAQ
483    SBND 7/12/2010 5.33 POWERSHARES DB 3X SHORT 25 YEAR Deutsche Bank Trading-Inverse Debt NYSE
484    SBUS 1/30/2015 0.14 ETFS DIVERSIFIED-FACTOR US LARGE CAP ETF Securities Large Blend NYSE
485    SCLP 10/5/2011 0.01 NASDAQ
486    SCOG 10/5/2011 0.01 NASDAQ
487    SDK 9/28/2009 0.63 PROSHARES ULTRASHORT RUSSELL MI ProShares Trading-Inverse Equity NYSE
488    SFK 9/28/2009 0.68 PROSHARES ULTRASHORT RUSSELL100 ProShares Trading-Inverse Equity NYSE
489    SFLA 11/30/2010 0.4 IPATH LONG EXTENDED S&P 500 TR NYSE
490    SFSA 11/30/2010 0.91 IPATH SHORT EXTENDED S&P 500 TR NYSE
491    SINF 2/10/2012 0.12 PROSHARES ULTRAPRO SHRT 10YR TIPS/TSY SP Exchange Traded Fund Financial NYSE
492    SJF 9/29/2009 0.48 PROSHARES ULTRASHORT RUSSELL100 ProShares Trading-Inverse Equity NYSE
493    SJH 9/28/2009 1.52 PROSHARES ULTRASHORT RUSSELL200 ProShares Trading-Inverse Equity NYSE
494    SJL 9/28/2009 0.35 PROSHARES ULTRASHORT RUSSELL MI ProShares Trading-Inverse Equity NYSE
495    SKK 9/28/2009 2.67 PROSHARES ULTRASHORT RUSSELL200 ProShares Trading-Inverse Equity NYSE
496    SLDR 7/1/2015 0.01 NASDAQ
497    SLOW 7/1/2015 0.01 NASDAQ
498    SPGH 1/28/2010 0.64 UBS E-TRACS S&P 500 GOLD HEDGED UBS AG Trading-Miscellaneous NYSE
499    SSDD 9/15/2011 0.06 ETRACS ISE SOLID STATE DRIVE IN NYSE
500    SSDL 9/15/2011 0.04 ETRACS MONTHLY 2XLEVERAGED ISE NYSE
501    STH 9/28/2009 0.06 CLAYMORE EXCHANGE-TRADED FUND TRUST NYSE
502    STXX 9/28/2009 0.29 ALPS STOXX EUROPE 600 ETF ALPS Europe Stock NYSE
503    SUBD 5/5/2014 0.08 DEUTSCHE X-TRACKERS SLCTVINVGRD SBDTDBT Exchange Traded Fund Financial NYSE
504    SWH 9/28/2009 1.47 MERRILL LYNCH & CO., INC. SOFTW Merrill Lynch Technology AMEX
505    SYTL 7/29/2014 0.11 DIREXION DAILY 7-10 YR TRS BULL 2X ETF Exchange Traded Fund Financial NYSE
506    SZR 9/28/2009 0.35 WISDOMTREE DREYFUS SOUTH AFRICA WisdomTree Currency NYSE
507    TBAR 2/23/2011 1.66 RBS GOLD TRENDPILOT ETN Royal Bank of Scotland NV Commodities Precious Metals NYSE
508    TCHI 4/19/2012 0.44 RBS CHINA TRENDPILOT ETN Exchange Traded Fund Financial NYSE
509    TDD 9/28/2009 0.44 DB-X 2010 TARGET DATE FUND Deutsche Bank Target Date 2000-2010 NYSE
510    TDH 9/28/2009 0.69 DB-X 2020 TARGET DATE FUND Deutsche Bank Target Date 2016-2020 NYSE
511    TDN 9/28/2009 0.86 DB-X 2030 TARGET DATE FUND Deutsche Bank Target Date 2026-2030 NYSE
512    TDV 9/28/2009 0.76 DB-X 2040 TARGET DATE FUND Deutsche Bank Target Date 2036-2040 NYSE
513    TDX 9/28/2009 0.31 DB-X IN-TARGET DATE FUND Deutsche Bank Conservative Allocation NYSE
514    TENZ 9/29/2009 0.58 PIMCO 7-15 YEAR U.S. TREASURY I PIMCO Long Government NYSE
515    TGEM 6/23/2011 0.09 EGSHARES TELECOM GEMS ETF Emerging Global Advisors Communications NYSE
516    TGR 9/28/2009 2.42 ISHARES S&P TARGET DATE RETIREM iShares Conservative Allocation NYSE
517    TLL 9/28/2009 0.69 PROSHARES ULTRASHORT TELECOMMUN ProShares Trading-Inverse Equity NYSE
518    TMW 9/28/2009 1.05 SPDR DJ WILSHIRE TOTAL MARKET E State Street Global Advisors Large Blend NYSE
519    TNDQ 12/13/2011 0.78 RBS NASDAQ-100 TRENDPILOT ETN Royal Bank of Scotland NV Large Growth NYSE
520    TONS 2/20/2015 0.75 NASDAQ
521    TOTS 6/15/2011 0.64 DIREXION DAILY TOTAL MKT BEAR 1X ETF Direxion Funds Trading-Inverse Equity NYSE
522    TRND 12/8/2010 4.03 RBS US LARGE CAP TRENDPILOT ETN Royal Bank of Scotland NV Large Blend NYSE
523    TRNM 1/27/2011 1.53 RBS US MID CAP TRENDPILOT ETN Royal Bank of Scotland NV Mid-Cap Blend NYSE
524    TSXV 3/17/2011 0.17 GLOBAL X S&P TSX VENTURE 30 CAN Global X Funds Foreign Small/Mid Growth NYSE
525    TTH 9/28/2009 1.88 MERRILL LYNCH & CO., INC. TELEC Merrill Lynch Communications AMEX
526    TWOZ 2/25/2010 0.05 DIREXION DAILY 2 YR TRSY BEAR 3X SHARES Direxion Shares ETF Trust Bear Market AMEX
527    TWQ 9/28/2009 0.43 PROSHARES ULTRASHORT RUSSELL300 ProShares Trading-Inverse Equity NYSE
528    TWTI 9/15/2011 0.29 RBS OIL TRENDPILOT ETN Royal Bank of Scotland NV Commodities Energy NYSE
529    TYH 9/28/2009 137.15 DIREXION TECHNOLOGY BULL 3X SHA Direxion Funds Trading-Leveraged Equity NYSE
530    TYP 9/28/2009 49.67 DIREXION TECHNOLOGY BEAR 3X SHA Direxion Funds Trading-Inverse Equity NYSE
531    TYTE 8/7/2014 0.03 PROSHARES CDS NORTH AMERICAN HY CREDIT ProShares High Yield Bond NYSE
532    TZD 9/28/2009 0.73 ISHARES S&P TARGET DATE 2010 iShares Target Date 2000-2010 NYSE
533    TZE 9/28/2009 3.35 ISHARES TRUST TARGET DATE 2015 iShares Target Date 2011-2015 NYSE
534    TZG 9/29/2009 1.27 ISHARES S&P TARGET DATE 2020 ET iShares Target Date 2016-2020 NYSE
535    TZI 10/1/2009 0.8 ISHARES S&P TARGET DATE 2025 ET iShares Target Date 2021-2025 NYSE
536    TZL 9/28/2009 1.17 ISHARES S&P TARGET DATE 2030 iShares Target Date 2026-2030 NYSE
537    TZO 9/29/2009 0.73 ISHARES S&P TARGET DATE 2035 iShares Target Date 2031-2035 NYSE
538    TZV 9/28/2009 1.23 ISHARES S&P TARGET DATE 2040 iShares Target Date 2036-2040 NYSE
539    TZW 8/18/2011 0.79 ISHARES S&P TARGET DATE 2045 NYSE
540    TZY 8/31/2011 0.99 ISHARES S&P TARGET DATE 2050 NYSE
541    UBD 9/28/2009 0.07 GUGGENHEIM U.S. CAPITAL MARKETS NYSE
542    UCD 9/28/2009 1.68 PROSHARES ULTRA DJ-AIG COMMODIT ProShares Trading-Leveraged Commodities NYSE
543    UDNT 5/24/2011 0.56 POWERSHARES DB 3X SHORT US DOLL NYSE
544    UEM 9/28/2009 0.01 CLAYMORE EXCHANGE-TRADED FUND TRUST NYSE
545    UGEM 6/23/2011 0.2 EGSHARES UTILITIES GEMS ETF Emerging Global Advisors Utilities NYSE
546    UINF 2/10/2012 0.22 PROSHARES ULTRAPRO 10 YEAR TIPS/TSY SPRD Exchange Traded Fund Financial NYSE
547    UK 4/29/2015 0.02 RECON CAPITAL FTSE 100 ETF ETF Series Trust Miscellaneous Region NYSE
548    UKF 9/28/2009 0.6 PROSHARES ULTRA RUSSELL1000 GRO ProShares Trading-Leveraged Equity NYSE
549    UKK 9/28/2009 2.76 PROSHARES ULTRA RUSSELL2000 GRO ProShares Trading-Leveraged Equity NYSE
550    UKW 9/28/2009 0.94 PROSHARES ULTRA RUSSELL MIDCAP ProShares Trading-Leveraged Equity NYSE
551    ULQ 9/28/2009 0.03 GUGGENHEIM U.S. CAPITAL MARKETS NYSE
552    UOIL 2/8/2012 0.09 NASDAQ
553    USMI 6/19/2012 0.53 UNITED STATES METALS ETF Exchange Traded Fund Financial NYSE
554    USSD 7/21/2015 0.08 WISDOMTREE STRONG DOLLAR US EQUITY ETF WisdomTree Large Blend NYSE
555    USWD 7/21/2015 0.03 WISDOMTREE WEAK DOLLAR US EQUITY ETF WisdomTree Large Blend NYSE
556    USY 9/28/2009 0.05 WISDOMTREE U S CURRENT INCOME FUND COMMON SH NYSE
557    UTH 9/28/2009 0.57 MERRILL LYNCH & CO., INC. UTILI Merrill Lynch Utilities AMEX
558    UTLT 6/4/2013 0.66 DEUTSCHE X-TRACKERS REGULATED UTILITIES Exchange Traded Fund Financial NYSE
559    UUPT 5/24/2011 2 POWERSHARES DB 3X LONG US DOLLA NYSE
560    UVG 9/28/2009 0.81 PROSHARES ULTRA RUSSELL1000 VAL ProShares Trading-Leveraged Equity NYSE
561    UVT 9/28/2009 1.89 PROSHARES ULTRA RUSSELL2000 VAL ProShares Trading-Leveraged Equity NYSE
562    UVU 9/28/2009 0.82 PROSHARES ULTRA RUSSELL MIDCAP ProShares Trading-Leveraged Equity NYSE
563    UWC 9/29/2009 0.14 PROSHARES ULTRA RUSSELL3000 ProShares Trading-Leveraged Equity NYSE
564    UWTI 2/8/2012 823.22 VELOCITYSHARES 3X LONG CRUDE OIL ETN Credit Suisse AG Trading--Leveraged Commodities NYSE
565    UXJ 7/13/2010 0.4 PROSHARES ULTRA MSCI PACIFIC EX ProShares Trading-Leveraged Equity NYSE
566    VGEM 6/23/2011 0.17 EGSHARES CONSUMER SERVICES GEMS Emerging Global Advisors Consumer Cyclical NYSE
567    VLLV 3/11/2015 0.03 NASDAQ
568    VLML 3/11/2015 0.02 NASDAQ
569    VLSM 3/11/2015 0.07 NASDAQ
570    VQTS 12/3/2014 0.14 NASDAQ
571    VRD 9/28/2009 1.09 SPDR S&P VRDO MUNICIPAL BOND ET State Street Global Advisors Muni Short NYSE
572    VROM 5