All ETFs Historical Tick with Bid/Ask Data

The list below contains symbols for all the ETFs in our tick (time and sales) interval "All ETFs Historical Tick with Bid/Ask Data" historical data package. Data presented in the table below is calculated using the files containing tick with bid/ask prices. Tab delimited text version of this list is also available.

Other Historical Data

Please visit our buy page for more information about our US and Canadian stocks, ETFs, indexes and indicators, futures, forex and OTC BB historical data packages, and to download free historical data sample files. We offer daily (end-of-day or EOD) data, 1 minute and higher interval intraday data and tick (time and sales) bid and ask data.

Product Details

Listed: 1898 symbols and 261661 MB
Delisted: 598 symbols and 3078 MB
List last updated on: 6/26/2017

Listed Instruments:

 #   Symbol   StartDate   Size(MB)   Description   Industry   Sector   Exchange 
1    AADR 7/21/2010 1.28 ADVISORSHARES DORSEY WRIGHT ADR ETF AdvisorShares Foreign Large Growth NYSE
2    AAXJ 9/25/2009 213.96 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN iShares Pacific/Asia ex-Japan Stk NASDAQ
3    ACIM 2/28/2012 0.94 SPDR MSCI ACWI IMI ETF SPDR State Street Global Advisors World Stock NYSE
4    ACSI 11/1/2016 0.08 AMERICANCUSTOMERSATISFACTIONCOREALPHAETF ACSI Large Blend BATS
5    ACTX 4/29/2015 0.08 GLOBAL X GURU ACTIVIST ETF Global X Funds Large Blend NASDAQ
6    ACWF 5/4/2015 0.12
7    ACWI 9/25/2009 290.94 ISHARES MSCI ACWI iShares World Stock NASDAQ
8    ACWV 10/20/2011 20.49 ISHARES EDGE MSCI MIN VOL GLOBAL iShares World Stock NYSE
9    ACWX 9/25/2009 76.38 ISHARES MSCI ACWI EX US iShares Foreign Large Blend NASDAQ
10    ADRA 9/25/2009 1.23 BLDRS ASIA 50 ADR INDEX FUND NASDAQ
11    ADRD 9/25/2009 1.9 BLDRS DEVELOPED MARKETS 100 ADR ETF PowerShares Foreign Large Value NASDAQ
12    ADRE 9/25/2009 12.21 BLDRS EMERGING MARKETS 50 ADR ETF PowerShares Diversified Emerging Mkts NASDAQ
13    ADRU 9/25/2009 0.99 BLDRS EUROPE SELECT ADR ETF PowerShares Europe Stock NASDAQ
14    AFK 9/25/2009 9.14 VANECK VECTORS AFRICA ETF Van Eck Miscellaneous Region NYSE
15    AFTY 3/12/2015 2.53 CSOP FTSE CHINA A50 ETF CSOP Asset Management China Region NYSE
16    AGA 9/25/2009 2.05 DB AGRICULTURE DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
17    AGF 9/25/2009 1.94 DB AGRICULTURE LONG ETN DB AGRI Deutsche Bank Commodities Agriculture NYSE
18    AGG 9/25/2009 380.92 ISHARES CORE US AGGREGATE BOND iShares Intermediate-Term Bond NYSE
19    AGGE 5/10/2016 0.41 IQ ENHANCED CORE BOND US ETF IndexIQ Intermediate-Term Bond NYSE
20    AGGP 5/10/2016 0.8 IQ ENHANCED CORE PLUS BOND US ETF IndexIQ Intermediate-Term Bond NYSE
21    AGGY 7/9/2015 0.66 WISDOMTREE BARCLAYS YLDENH US AGGTBD ETF WisdomTree Intermediate-Term Bond NYSE
22    AGND 12/18/2013 0.77 WISDOMTREE BARCLAYS NGTDUR US AGGTBD ETF WisdomTree Nontraditional Bond NASDAQ
23    AGQ 9/25/2009 310.5 PROSHARES ULTRA SILVER ProShares Trading--Leveraged Commodities NYSE
24    AGZ 9/25/2009 6.3 ISHARES AGENCY BOND iShares Intermediate Government NYSE
25    AGZD 12/18/2013 0.7 WISDOMTREE BARCLAYS INTRRTHGUSAGGTBD ETF WisdomTree Nontraditional Bond NASDAQ
26    AIA 9/25/2009 7.9 ISHARES ASIA 50 ETF NASDAQ
27    AIRR 3/11/2014 2.59 FIRST TRUST RBA AMER INDL RENAISTM ETF First Trust Industrials NASDAQ
28    ALD 9/25/2009 44.72 WISDOMTREE ASIA LOCAL DEBT ETF WisdomTree Emerging-Markets Local-Currency Bond NYSE
29    ALFA 5/31/2012 2.66 ALPHACLONE ALTERNATIVE ALPHA ETF Exchange Traded Fund Financial NYSE
30    ALFI 11/10/2015 0.09
31    ALT 11/16/2009 2.07 ISHARES DIVERSIFIED ALTERNATIVE Pharmaceutical Preparations Manufacturing NYSE
32    ALTS 10/9/2014 0.71 PROSHARES MORNINGSTAR ALTS SOLU ProShares Multialternative BATS
33    ALTY 7/14/2015 0.18 GLOBAL X SUPERDIVIDEND ALTERNATIVES ETF Global X Funds Allocation--70% to 85% Equity NASDAQ
34    AMJ 9/25/2009 394.11 JPMORGAN CHASE CAPITAL XVI JP M JPMorgan Equity Energy NYSE
35    AMJL 5/18/2016 0.04 CREDIT SUISSE X-LINKS MP2XLVGALRNMLP ETN Credit Suisse AG Trading--Leveraged Equity NYSE
36    AMLP 9/24/2010 623.8 ALERIAN MLP ETF ALPS Equity Energy NYSE
37    AMU 7/18/2012 13.64 UBS ETRACS ALERIAN MLP ETN Exchange Traded Fund Financial NYSE
38    AMUB 10/9/2015 0.01
39    AMZA 10/2/2014 11.26 INFRACAP MLP ETF InfraCap Energy Limited Partnership NYSE
40    AND 2/3/2011 0.99 GLOBAL X FTSE ANDEAN 40 ETF Global X Funds Latin America Stock NYSE
41    ANGL 4/11/2012 10.45 VANECK VECTORS FALLEN ANGEL HIYLD BD ETF Van Eck High Yield Bond NYSE
42    AOA 9/25/2009 6.69 ISHARES CORE AGGRESSIVE ALLOCATION iShares Allocation--70% to 85% Equity NYSE
43    AOK 9/25/2009 5.48 ISHARES CORE CONSERVATIVE ALLOCATION iShares Allocation--30% to 50% Equity NYSE
44    AOM 9/25/2009 8.95 ISHARES CORE MODERATE ALLOCATION iShares Allocation--30% to 50% Equity NYSE
45    AOR 9/25/2009 7.83 ISHARES CORE GROWTH ALLOCATION iShares Allocation--50% to 70% Equity NYSE
46    ARGT 3/3/2011 4.35 GLOBAL X MSCI ARGENTINA ETF Global X Funds Miscellaneous Region NYSE
47    ARKG 10/31/2014 0.3 ARK GENOMIC REVOLUTION MULTI-SECTOR ETF ARK ETF Trust Health NYSE
48    ARKK 10/31/2014 0.53 ARK INNOVATION ETF ARK ETF Trust Technology NYSE
49    ARKQ 9/30/2014 0.47 ARK INDUSTRIAL INNOVATION ETF ARK ETF Trust Technology NYSE
50    ARKW 9/30/2014 0.58 ARK WEB X.0 ETF ARK ETF Trust Technology NYSE
51    ASEA 2/17/2011 3.1 GLOBAL X FTSE SOUTHEAST ASIA ETF Global X Funds Pacific/Asia ex-Japan Stk NYSE
52    ASET 11/24/2015 0.07 FLEXSHARES REAL ASSETS ALLOCATION ETF Flexshares Trust World Stock NASDAQ
53    ASHR 11/6/2013 154.85 DEUTSCHE X-TRACKERS HARVEST CSI300 CHN A Deutsche Asset Management China Region NYSE
54    ASHS 5/21/2014 7.32 DEUTSCHE X-TRACKERS HRVSTCSI500CHN A SC Deutsche Asset Management China Region NYSE
55    ASHX 10/20/2015 0.08 DEUTSCHE X-TRACKERS CSI300 CHN A HDGD EQ Deutsche Asset Management China Region NYSE
56    ATMP 3/13/2013 4.52 BARCLAYS ETN+ SELECT MLP Barclays Funds Energy Limited Partnership NYSE
57    AUSE 2/28/2011 1.41 WISDOMTREE AUSTRALIA DIVIDEND ETF WisdomTree Miscellaneous Region NYSE
58    AXJL 2/28/2011 1.26 WISDOMTREE ASIA PACIFIC EX-JAPAN ETF WisdomTree Pacific/Asia ex-Japan Stk NYSE
59    AXJV 6/5/2014 0.27 ISHARES EDGE MSCI MIN VOL ASIA EX JAPAN iShares Pacific/Asia ex-Japan Stk NYSE
60    AYT 9/25/2009 1.56 IPATH GEMS ASIA 8 ETN Barclays Funds Multicurrency NYSE
61    BAB 11/17/2009 35.45 POWERSHARES BUILD AMERICA BOND PowerShares Long-Term Bond NYSE
62    BAL 9/25/2009 9.46 IPATH BLOOMBERG COTTON SUBTR ETN Barclays Funds Commodities Agriculture NYSE
63    BBC 12/17/2014 1.47 BIOSHARES BIOTECHNOLOGY CLINICAL TRIALS Bio Shares Health NASDAQ
64    BBH 9/25/2009 29.13 VANECK VECTORS BIOTECH ETF Van Eck Health NASDAQ
65    BBP 12/17/2014 1.18 BIOSHARES BIOTECHNOLOGY PRODUCTS Bio Shares Health NASDAQ
66    BBRC 8/15/2012 5.98 EGSHARES BEYOND BRICS ETF Exchange Traded Fund Financial NYSE
67    BCM 4/21/2011 1.43 IPATH PURE BETA BROAD COMMODITY ETN Barclays Funds Commodities Broad Basket NYSE
68    BDCL 5/25/2011 23.45 UBS ETRACS 2XLVG LNG WF BUSN DEV CO ETN UBS Group AG Trading--Leveraged Equity NYSE
69    BDCS 4/28/2011 4.28 UBS ETRACS WELLS FARGO BUSN DEV CO ETN UBS Group AG Financial NYSE
70    BDCZ 10/9/2015 0.08
71    BDD 9/25/2009 3.47 DB BASE METALS DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
72    BFIT 5/10/2016 0.01 GLOBAL X HEALTH & WELLNESS THEMATIC ETF Global X Funds World Stock NASDAQ
73    BFOR 6/4/2013 3.04 BARRON'S 400 ETF ALPS ETF Mid-Cap Growth NYSE
74    BIB 4/9/2010 101.8 PROSHARES ULTRA NASDAQ BIOTECHNOLOGY ProShares Trading--Leveraged Equity NASDAQ
75    BICK 4/13/2010 2.23 FIRST TRUST BICK ETF First Trust Diversified Emerging Mkts NASDAQ
76    BIGD 10/5/2015 0.04 PUREFUNDS ISE BIG DATA ETF Pure Funds Technology NYSE
77    BIL 9/25/2009 43.49 SPDR BLMBG BARCLAYS 1-3 MTH T-BILL ETF SPDR State Street Global Advisors Ultrashort Bond NYSE
78    BIS 4/9/2010 56.61 PROSHARES ULTRASHORT NASDAQ BIOTECH ProShares Trading--Inverse Equity NASDAQ
79    BIV 9/25/2009 73.75 VANGUARD INTERM-TERM BOND ETF Vanguard Intermediate-Term Bond NYSE
80    BIZD 2/12/2013 3.5 VANECK VECTORS BDC INCOME ETF Van Eck Financial NYSE
81    BJK 9/25/2009 4.07 VANECK VECTORS GAMING ETF Van Eck Consumer Cyclical NYSE
82    BKF 9/25/2009 28.58 ISHARES MSCI BRIC iShares Diversified Emerging Mkts NYSE
83    BKLN 3/3/2011 230.3 POWERSHARES EXCHANGE-TRADED FUN PowerShares Bank Loan NYSE
84    BLES 2/28/2017 0.11 INSPIRE GLOBAL HOPE LARGE CAP ETF Inspire World Stock NYSE
85    BLNG 4/21/2011 0.2 IPATH PURE BETA PRECIOUS METAL NYSE
86    BLV 9/25/2009 27.58 VANGUARD LONG-TERM BOND ETF Vanguard Long-Term Bond NYSE
87    BMLA 5/19/2016 0.02 BULLMARK LATAM SELECT LEADERS ETF NASDAQ
88    BND 9/25/2009 309.05 VANGUARD TOTAL BOND MARKET ETF Vanguard Intermediate-Term Bond NYSE
89    BNDC 11/21/2016 0.01 FLEXSHARES CORE SELECT BOND ETF Flexshares Trust Intermediate-Term Bond NYSE
90    BNDS 5/26/2015 3.99 SPDR BLMBG BARCLAYS AGGREGATE BOND ETF SPDR State Street Global Advisors Intermediate-Term Bond NYSE
91    BNDX 6/4/2013 56.68 VANGUARD TOTAL INTERNATIONAL BOND ETF NASDAQ
92    BNO 7/12/2010 17.6 UNITED STATES BRENT OIL United States Commodity Funds LLC Commodities Energy NYSE
93    BOIL 10/6/2011 34.87 PROSHARES ULTRA BLOOMBERG NATURAL GAS ProShares Trading--Leveraged Commodities NYSE
94    BOM 9/25/2009 2.96 DB BASE METALS DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
95    BOND 3/1/2012 55.48 PIMCO TOTAL RETURN ACTIVE ETF Exchange Traded Fund Financial NYSE
96    BOSS 2/15/2017 0.03 GLOBAL X FOUNDER-RUN COMPANIES ETF Global X Funds Large Blend BATS
97    BOTZ 9/13/2016 1.67 GLOBAL X ROBTCS&ARTFCL INTLLGNC THTC ETF Global X Funds Miscellaneous Sector NASDAQ
98    BRAQ 7/12/2010 1.85 GLOBAL X BRAZIL CONSUMER ETF Global X Funds Latin America Stock NYSE
99    BRAZ 7/12/2010 1.82 GLOBAL X BRAZIL MID CAP ETF Global X Funds Latin America Stock NYSE
100    BRF 9/25/2009 51.71 VANECK VECTORS BRAZIL SMALL-CAP ETF Van Eck Latin America Stock NYSE
101    BRZU 4/10/2013 38.08 DIREXION DAILY BRAZIL BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
102    BSCH 7/12/2010 15.22 GUGGENHEIM BULLETSHRS 2017 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
103    BSCI 3/28/2012 13.13 GUGGENHEIM BULLETSHRS 2018 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
104    BSCJ 3/29/2012 9.74 GUGGENHEIM BULLETSHRS 2019 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
105    BSCK 3/29/2012 10.21 GUGGENHEIM BULLETSHRS 2020 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
106    BSCL 7/17/2013 6.5 GUGGENHEIM BULLETSHRS 2021 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
107    BSCM 7/17/2013 5.5 GUGGENHEIM BULLETSHRS 2022 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
108    BSCN 9/17/2014 2.5 GUGGENHEIM BULLETSHRS 2023 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
109    BSCO 9/19/2014 2.01 GUGGENHEIM BULLETSHRS 2024 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
110    BSCP 10/9/2015 0.66 GUGGENHEIM BULLETSHRS 2025 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
111    BSCQ 9/16/2016 0.34 GUGGENHEIM BULLETSHARES 2026 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
112    BSJH 4/25/2012 11.8 GUGGENHEIM BULLETSHRS 2017 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
113    BSJI 4/25/2012 13.68 GUGGENHEIM BULLETSHRS 2018 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
114    BSJJ 9/24/2013 9.22 GUGGENHEIM BULLETSHRS 2019 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
115    BSJK 9/24/2013 5.52 GUGGENHEIM BULLETSHRS 2020 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
116    BSJL 9/17/2014 2.02 GUGGENHEIM BULLETSHRS 2021 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
117    BSJM 9/17/2014 1.94 GUGGENHEIM BULLETSHRS 2022 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
118    BSJN 10/14/2015 0.52 GUGGENHEIM BULLETSHRS 2023 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
119    BSJO 9/14/2016 0.36
120    BSV 9/25/2009 175.79 VANGUARD SHORT-TERM BOND ETF Vanguard Short-Term Bond NYSE
121    BSWN 7/14/2016 0.06 VELOCITYSHARES VIX TAIL RISK ETN UBS Volatility NYSE
122    BTAL 9/13/2011 1.99 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
123    BTEC 8/22/2016 0.01 PRINCIPAL HEALTHCARE INNOVATORS ETF Principal Funds Health NASDAQ
124    BUZ 4/19/2016 0.11 SPROTT BUZZ SOCIAL MEDIA INSIGHTS ETF ALPS Large Growth NYSE
125    BWV 9/25/2009 0.6 IPATH CBOE S&P 500 BUYWRITE ETN Barclays Funds Large Blend NYSE
126    BWX 9/25/2009 56.82 SPDR BLMBG BARCLAYS INTL TRS BD ETF SPDR State Street Global Advisors World Bond NYSE
127    BWZ 9/25/2009 7.35 SPDR BLMBG BARCLAYS ST INTRN TRSBD ETF SPDR State Street Global Advisors World Bond NYSE
128    BYLD 4/24/2014 0.38 ISHARES YIELD OPTIMIZED BOND iShares Intermediate-Term Bond NYSE
129    BZF 9/25/2009 8.87 WISDOMTREE BRAZILIAN REAL STRATEGY ETF WisdomTree Single Currency NYSE
130    BZQ 9/25/2009 27.55 PROSHARES ULTRASHORT MSCI BRAZIL CAPPED ProShares Trading--Inverse Equity NYSE
131    CACG 3/12/2013 0.69 CLEARBRIDGE ALL CAP GROWTH ETF NASDAQ
132    CAFE 4/21/2011 1.75 IPATH PURE BETA COFFEE ETN Barclays Funds Commodities Agriculture NYSE
133    CANE 9/19/2011 1.41 TEUCRIUM SUGAR ETF Teucrium Commodities Agriculture NYSE
134    CAPE 10/11/2012 0.39 BARCLAYS ETN+ SHILLER CAPET Barclays Funds Large Value NYSE
135    CARZ 5/10/2011 2.1 FIRST TRUST NASDAQ GLOBAL AUTO ETF First Trust Consumer Cyclical NASDAQ
136    CATH 4/19/2016 0.22 GLOBAL X S&P 500 CATHOLIC VALUES ETF Global X Funds Large Blend NASDAQ
137    CBND 4/7/2011 1.85 SPDR BLMBG BARCLAYS ISR SCR CORPBD ETF SPDR State Street Global Advisors Corporate Bond NYSE
138    CBON 11/11/2014 0.95 VANECK VECTORS CHINAAMC CHINA BOND ETF Van Eck Emerging-Markets Local-Currency Bond NYSE
139    CCD 3/27/2015 8.49 CALAMOS DYNAMIC CONVERTIBLE & INCOME FUND NASDAQ
140    CDC 7/2/2014 2.3 VICTORYSHARES US EQ INCOME ENHANCED VOLATILITY WTD ETF NASDAQ
141    CDL 7/8/2015 0.69 VICTORYSHARES US LGCP HI DIV VOL WTD ETF Victory Large Value NASDAQ
142    CEFL 12/11/2013 18.94 UBS ETRACS MTHLY PY 2XLVG CLOSED-END ETN UBS Group AG Trading--Miscellaneous NYSE
143    CEMB 4/19/2012 1.18 ISHARES EMERGING MARKETS CORPORATE BOND iShares Emerging Markets Bond BATS
144    CEW 9/28/2009 13.84 WISDOMTREE EMERGING CURRENCY STRAT ETF WisdomTree Multicurrency NYSE
145    CEZ 9/29/2009 0.16 VICTORYSHARES EMERGING MARKET VOLATILITY WTD ETF NASDAQ
146    CFA 7/2/2014 1.16 VICTORYSHARES US 500 VOLATILITY WTD ETF Victory Large Blend NASDAQ
147    CFO 7/2/2014 1.98 VICTORYSHARES US 500 ENHANCED VOLATILITY WTD ETF NASDAQ
148    CGO 9/28/2009 8.1 CALAMOS GLOBAL TOTAL RETURN FUND NASDAQ
149    CGW 9/28/2009 12.1 GUGGENHEIM S&P GLOBAL WATER ETF Guggenheim Investments Miscellaneous Sector NYSE
150    CHAD 6/17/2015 10.02 DIREXION DLY CSI 300 CHN A SHR BR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
151    CHAU 4/16/2015 17.57 DIREXION DLY CSI 300 CHN A SHR BL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
152    CHEP 9/13/2011 1.06 QUANTSHARES US MARKET NEUTRAL VALUE QuantShares Market Neutral NYSE
153    CHI 9/28/2009 51.49 CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND NASDAQ
154    CHIE 12/16/2009 0.97 GLOBAL X CHINA ENERGY ETF Global X Funds China Region NYSE
155    CHII 12/1/2009 1.62 GLOBAL X CHINA INDUSTRIALS ETF Global X Funds China Region NYSE
156    CHIM 1/14/2010 1.45 GLOBAL X CHINA MATERIALS ETF Global X Funds China Region NYSE
157    CHIQ 12/1/2009 15.2 GLOBAL X CHINA CONSUMER ETF Global X Funds China Region NYSE
158    CHIX 12/11/2009 8.73 GLOBAL X CHINA FINANCIALS ETF Global X Funds China Region NYSE
159    CHOC 4/21/2011 0.87 IPATH PURE BETA COCOA ETN Barclays Funds Commodities Agriculture NYSE
160    CHW 9/28/2009 41.97 CALAMOS GLOBAL DYNAMIC INCOME FUND NASDAQ
161    CHY 9/28/2009 51.79 CALAMOS CONVERTIBLE AND HIGH INCOME FUND NASDAQ
162    CIBR 7/7/2015 4.01 FIRST TRUST NASDAQ CYBERSECURITY ETF First Trust Technology NASDAQ
163    CID 8/20/2015 0.35 VICTORYSHARES INTL HI DIV VOL WTD ETF Victory Foreign Large Value NASDAQ
164    CIL 7/12/2010 0.84 VICTORYSHARES INTERNATIONAL VOL WTD ETF Victory Foreign Large Blend NASDAQ
165    CIU 9/28/2009 82.7 ISHARES INTERMEDIATE CREDIT BOND iShares Corporate Bond NYSE
166    CIZ 10/1/2014 0.73 VICTORYSHARES DEVELOPED ENH VOL WTD ETF Victory Foreign Large Blend NASDAQ
167    CJNK 11/17/2014 0.87 SPDR BOFA ML CROSSOVER CORP BD ETF SPDR State Street Global Advisors Corporate Bond NYSE
168    CLAW 8/19/2015 0.08 DIREXION DAILY HMBLDRS&SUPLS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
169    CLY 12/9/2009 23.31 ISHARES 10+ YEAR CREDIT BOND iShares Corporate Bond NYSE
170    CLYH 9/11/2015 0.19 ISHARES INTEREST RT HDGD 10+ YR CRDT BD iShares Corporate Bond NYSE
171    CMBS 2/16/2012 4.69 ISHARES CMBS iShares Intermediate-Term Bond NYSE
172    CMD 9/28/2009 8.23 PROSHARES ULTRASHORT DJ-AIG COM ProShares Trading-Inverse Commodities NYSE
173    CMDT 8/13/2013 0.38 ISHARES COMMODITY OPTIMIZED TRUST iShares Commodities Broad Basket NYSE
174    CMF 9/28/2009 5.38 ISHARES S&P CALI MUNI BOND iShares Muni California Long NYSE
175    CN 4/30/2014 0.33 DEUTSCHE X-TRACKERS MSCI ALL CHINA EQ Deutsche Asset Management China Region NYSE
176    CNCR 10/14/2015 0.83 LONCAR CANCER IMMUNOTHERAPY ETF ETF Series Solutions Health NASDAQ
177    CNDA 4/9/2010 2.17 IQ CANADA SMALL CAP ETF IndexIQ Miscellaneous Region NYSE
178    CNDF 5/12/2016 0.02 ISHARES EDGE MSCI MLTIFCTR CNSMR DCRTNRY iShares Consumer Cyclical BATS
179    CNHX 10/20/2015 0.01
180    CNSF 5/12/2016 0.02 ISHARES EDGE MSCI MLTFCTR CNSMR STPLS iShares Consumer Defensive BATS
181    CNTR 5/19/2011 0.07 POWERSHARES CONTRARIAN OPPORTUNITIES ETF PowerShares Mid-Cap Value NYSE
182    CNXT 9/28/2009 70.46 VANECK VECTORS CHINAAMC SME-CHINEXT ETF Van Eck China Region NYSE
183    CNY 9/28/2009 2.7 MARKET VECTORS CHINESE RENMINBI/USD ETN Market Vectors Single Currency NYSE
184    COBO 5/25/2012 0.19
185    COMT 10/25/2010 1.97 ISHARES COMMODITIES SELECT STRATEGY iShares Commodities Broad Basket NASDAQ
186    COPX 7/12/2010 10.04 GLOBAL X COPPER MINERS ETF Global X Funds Natural Resources NYSE
187    CORN 7/12/2010 23.32 TEUCRIUM CORN ETF Teucrium Commodities Agriculture NYSE
188    CORP 9/24/2010 5.29 PIMCO INVESTMENT GRADE CORPORATE BD ETF Pimco Corporate Bond NYSE
189    COW 9/28/2009 7.62 IPATH BLOOMBERG LIVESTOCK SUBTR ETN Barclays Funds Commodities Agriculture NYSE
190    COWZ 12/19/2016 0.11 PACER US CASH COWS 100 ETF Pacer Large Blend BATS
191    CPER 11/15/2011 0.46 UNITED STATES COPPER INDEX United States Commodity Funds LLC Commodities Industrial Metals NYSE
192    CPI 10/27/2009 2.07 IQ REAL RETURN ETF IndexIQ Tactical Allocation NYSE
193    CQQQ 12/8/2009 6.03 GUGGENHEIM CHINA TECHNOLOGY ETF Guggenheim Investments China Region NYSE
194    CRAK 8/19/2015 0.32
195    CRBN 12/9/2014 0.81
196    CRDT 2/11/2014 0.1 WISDOMTREE STRATEGIC CORPORATE BOND ETF WisdomTree World Bond NASDAQ
197    CRED 9/28/2009 9.05 ISHARES US CREDIT BOND iShares Corporate Bond NYSE
198    CROC 7/19/2012 1.12 PROSHARES ULTRASHORT AUSTRALIAN DOLLAR ProShares Trading--Miscellaneous NYSE
199    CROP 3/22/2011 2.07 IQ GLOBAL AGRIBUSINESS SMALL CA IndexIQ Consumer Defensive NYSE
200    CSA 9/28/2009 34.6 VICTORYSHARES US SMALL CAP VOL WTD ETF Victory Small Blend NASDAQ
201    CSB 7/8/2015 0.25 VICTORYSHARES US SMCP HI DIV VOL WTD ETF Victory Small Value NASDAQ
202    CSD 9/28/2009 11.1 GUGGENHEIM S&P SPIN-OFF ETF Guggenheim Investments Mid-Cap Blend NYSE
203    CSF 8/1/2014 0.54 VICTORYSHARES US DISCV ENH VOL WTD ETF Victory Small Blend NASDAQ
204    CSJ 9/28/2009 130.52 ISHARES LEHMAN 1-3 YEAR CREDIT iShares Short-Term Bond NYSE
205    CSM 9/28/2009 6.3 PROSHARES LARGE CAP CORE PLUS ProShares Large Blend BATS
206    CSML 5/16/2017 0.05 IQ CHAIKIN U.S. SMALL CAP ETF NASDAQ
207    CSQ 9/28/2009 76.55 CALAMOS STRATEGIC TOTAL RETURN FUND NASDAQ
208    CTNN 4/21/2011 0.35 IPATH PURE BETA COTTON ETN Barclays Funds Commodities Agriculture NYSE
209    CUMB 1/18/2017 0.11 VIRTUS CUMBERLAND MUNICIPAL BOND ETF Cumberland Advisors Muni National Interm NYSE
210    CUPM 4/21/2011 0.24 IPATH PURE BETA COPPER ETN Barclays Funds Commodities Industrial Metals NYSE
211    CURE 6/15/2011 28.67 DIREXION DAILY HEALTHCARE BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
212    CUT 9/28/2009 11.16 GUGGENHEIM MSCI GLOBAL TIMBER ETF Guggenheim Investments Natural Resources NYSE
213    CVY 9/28/2009 27.3 GUGGENHEIM MULTI-ASSET INCOME ETF Guggenheim Investments Allocation--85%+ Equity NYSE
214    CWB 9/28/2009 106.47 SPDR BLMBG BARCLAYS CONVERT SECS ETF SPDR State Street Global Advisors Convertibles NYSE
215    CWI 9/28/2009 25.06 SPDR MSCI ACWI EX-US ETF SPDR State Street Global Advisors Foreign Large Blend NYSE
216    CWS 12/29/2009 3.96 ADVISORSHARES FOCUSED EQUITY ETF AdvisorShares Large Blend NYSE
217    CXSE 1/5/2015 0.19 WISDOMTREE CHINA EX-STATE-OWD ENTPR ETF WisdomTree China Region NASDAQ
218    CYB 9/28/2009 17.83 WISDOMTREE CHINESE YUAN STRATEGY ETF WisdomTree Single Currency NYSE
219    CZA 9/28/2009 2.34 GUGGENHEIM MID-CAP CORE ETF Guggenheim Investments Mid-Cap Blend NYSE
220    DAG 9/28/2009 16.79 DB AGRICULTURE DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
221    DAX 10/23/2014 0.63 HORIZONS DAX GERMANY ETF NASDAQ
222    DBA 9/28/2009 269.79 POWERSHARES DB AGRICULTURE ETF PowerShares DB Commodities Agriculture NYSE
223    DBAP 10/1/2013 0.7 DEUTSCHE X-TRACKERS MSCI ASPC EXJP HGDEQ Deutsche Asset Management Pacific/Asia ex-Japan Stk NYSE
224    DBAW 1/27/2014 1.62 DEUTSCHE X-TRACKERS MSCI ALWD EXUS HGDEQ Deutsche Asset Management Foreign Large Blend NYSE
225    DBB 9/28/2009 35.55 POWERSHARES DB BASE METALS ETF PowerShares DB Commodities Industrial Metals NYSE
226    DBBR 6/9/2011 1.11 DEUTSCHE X-TRACKERS MSCI BRAZIL HEDGD EQ Deutsche Asset Management Latin America Stock NYSE
227    DBC 9/28/2009 408.93 POWERSHARES DB COMMODITY TRACKING ETF PowerShares DB Commodities Broad Basket NYSE
228    DBE 9/28/2009 15.25 POWERSHARES DB ENERGY ETF PowerShares DB Commodities Energy NYSE
229    DBEF 6/9/2011 166.68 DEUTSCHE X-TRACKERS MSCI EAFE HEDGED EQ Deutsche Asset Management Foreign Large Blend NYSE
230    DBEM 6/9/2011 6.41 DEUTSCHE X-TRACKERS MSCI EM MKTS HDGD EQ Deutsche Asset Management Diversified Emerging Mkts NYSE
231    DBES 8/19/2015 0.01
232    DBEU 10/1/2013 77.85 DEUTSCHE X-TRACKERS MSCI EUROPE HEDGD EQ Deutsche Asset Management Europe Stock NYSE
233    DBEZ 12/15/2014 1.7 DEUTSCHE X-TRACKERS MSCI EUROZONE HDG EQ Deutsche Asset Management Europe Stock NYSE
234    DBGR 2/5/2013 4.39 DEUTSCHE X-TRACKERS MSCI GERMANY HDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
235    DBIT 8/19/2015 0.01 DEUTSCHE X-TRACKERS MSCI ITALY HEDGED EQ Deutsche Asset Management Miscellaneous Region BATS
236    DBJP 6/9/2011 41.04 DEUTSCHE X-TRACKERS MSCI JAPAN HEDGED EQ Deutsche Asset Management Japan Stock NYSE
237    DBKO 1/27/2014 2.52 DEUTSCHE X-TRACKERS MSCI SKOREA HEDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
238    DBMX 1/27/2014 0.24 DEUTSCHE X-TRACKERS MSCI MEXICO HEDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
239    DBO 9/28/2009 81.78 POWERSHARES DB OIL ETF PowerShares DB Commodities Energy NYSE
240    DBP 9/28/2009 14.43 POWERSHARES DB PRECIOUS METALS ETF PowerShares DB Commodities Precious Metals NYSE
241    DBS 9/28/2009 8.7 POWERSHARES DB SILVER ETF PowerShares DB Commodities Precious Metals NYSE
242    DBSE 8/19/2015 0.01
243    DBUK 10/1/2013 0.19 DEUTSCHE X-TRACKERS MSCI UK HEDGED EQ Deutsche Asset Management Miscellaneous Region NYSE
244    DBV 9/28/2009 12.58 POWERSHARES DB G10 CURRENCY HARVEST ETF PowerShares DB Multicurrency NYSE
245    DCNG 4/21/2011 0.43 IPATH SEASONAL NATURAL GAS ETN NYSE
246    DDBI 12/29/2015 0.05 LEGG MASON DEV EX-US DIVERS COR ETF Legg Mason Foreign Large Blend NASDAQ
247    DDEZ 1/7/2016 0.03 WISDOMTREE DYNAMIC CCY HDGD EURP EQ ETF WisdomTree Europe Stock BATS
248    DDG 9/28/2009 1.91 PROSHARES SHORT OIL & GAS ProShares Trading--Inverse Equity NYSE
249    DDJP 1/7/2016 0.02 WISDOMTREE DYNAMIC CCY HDGD JPN EQ ETF WisdomTree Japan Stock BATS
250    DDLS 1/7/2016 0.05 WISDOMTREE DYN CCY HDGD INTL SMCP EQ ETF WisdomTree Foreign Small/Mid Value BATS
251    DDM 9/28/2009 296.06 PROSHARES ULTRA DOW30 ProShares Trading--Leveraged Equity NYSE
252    DDP 9/28/2009 0.76 DB COMMODITY SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
253    DDWM 1/7/2016 0.77 WISDOMTREE DYNAMIC CCY HDGD INTL EQ ETF WisdomTree Foreign Large Value BATS
254    DEEF 6/1/2015 0.28 DEUTSCHE X-TRACKERS FTSE DEV EXUSCMPSFTR Deutsche Asset Management Foreign Large Blend NYSE
255    DEF 9/28/2009 4.39 GUGGENHEIM DEFENSIVE EQUITY ETF Guggenheim Investments Large Value NYSE
256    DEFA 1/8/2016 0.02 ISHARES ADAPTIVE CCY HDGD MSCI EAFE iShares Foreign Large Blend BATS
257    DEM 9/28/2009 114.35 WISDOMTREE EMERGING MARKETS HIGH DIV ETF WisdomTree Diversified Emerging Mkts NYSE
258    DEMG 4/19/2016 0.04 DEUTSCHE X-TRACKERS FTSE EMERG CMPS FTR Deutsche Asset Management Diversified Emerging Mkts NYSE
259    DES 9/28/2009 15.94 WISDOMTREE SMALLCAP DIVIDEND ETF WisdomTree Small Value NYSE
260    DEUS 11/24/2015 0.64 DEUTSCHE X-TRACKERS RUSSELL 1000 CMPSFTR Deutsche Asset Management Mid-Cap Blend NYSE
261    DEW 9/28/2009 2.85 WISDOMTREE GLOBAL HIGH DIVIDEND ETF WisdomTree World Stock NYSE
262    DEWJ 1/8/2016 0.02 ISHARES ADAPTIVE CCY HDGD MSCI JAPAN iShares Japan Stock BATS
263    DEZU 1/8/2016 0.03 ISHARES ADAPTIVE CCY HDGD MSCI EUROZONE iShares Europe Stock BATS
264    DFE 9/28/2009 28.06 WISDOMTREE EUROPE SMALLCAP DIVIDEND ETF WisdomTree Europe Stock NYSE
265    DFJ 9/28/2009 11.26 WISDOMTREE JAPAN SMALLCAP DIVIDEND ETF WisdomTree Japan Stock NYSE
266    DFNL 1/12/2017 0.17 DAVIS SELECT FINANCIAL ETF Davis ETFs Financial NASDAQ
267    DFVL 7/12/2011 0.18 IPATH US TREASURY 5-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt NASDAQ
268    DFVS 7/12/2011 0.64 IPATH US TREASURY 5-YEAR BEAR ETN Exchange Traded Fund Financial NYSE
269    DGAZ 2/8/2012 458.5 VELOCITYSHARES 3X INV NATURAL GAS ETN Credit Suisse AG Trading--Inverse Commodities NYSE
270    DGL 9/28/2009 14.49 POWERSHARES DB GOLD ETF PowerShares DB Commodities Precious Metals NYSE
271    DGLD 10/17/2011 8.31 VELOCITYSHARES 3X INVERSE GOLD ETN Credit Suisse AG Trading--Inverse Commodities NASDAQ
272    DGP 9/28/2009 117.82 DB GOLD DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
273    DGRE 8/1/2013 1.59 WISDOMTREE EMERGING MKTS QUAL DIV GR ETF WisdomTree Diversified Emerging Mkts NASDAQ
274    DGRO 6/12/2014 10.03 ISHARES CORE DIVIDEND GROWTH iShares Large Blend NYSE
275    DGRS 7/25/2013 1.34 WISDOMTREE U.S. SMALLCAP QUALITY DIVIDEND GROWTH FUND NASDAQ
276    DGRW 5/22/2013 7.81 WISDOMTREE US QUALITY DIVIDEND GR ETF WisdomTree Large Blend NASDAQ
277    DGS 9/28/2009 40.35 WISDOMTREE EMERGING MARKETS SMCP DIV ETF WisdomTree Diversified Emerging Mkts NYSE
278    DGT 9/28/2009 1.81 SPDR GLOBAL DOW ETF SPDR State Street Global Advisors World Stock NYSE
279    DGZ 9/28/2009 14.64 DB GOLD SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
280    DHS 9/28/2009 12.14 WISDOMTREE HIGH DIVIDEND ETF WisdomTree Large Value NYSE
281    DHVW 5/12/2015 0.77
282    DIA 9/28/2009 2350.52 SPDR DOW JONES INDUSTRIAL AVERAGE ETF SPDR State Street Global Advisors Large Value NYSE
283    DIG 9/28/2009 305.61 PROSHARES ULTRA OIL & GAS ProShares Trading--Leveraged Equity NYSE
284    DIM 9/28/2009 3 WISDOMTREE INTERNATIONAL MIDCAP DIV ETF WisdomTree Foreign Small/Mid Value NYSE
285    DIRT 4/21/2011 0.16 IPATH PURE BETA AGRICULTURE ETN Barclays Funds Commodities Agriculture NYSE
286    DIV 3/12/2013 6.83 GLOBAL X SUPERDIVIDEND US ETF Exchange Traded Fund Financial NYSE
287    DIVA 1/15/2015 0.1
288    DIVC 9/16/2014 0.21 C-TRACKS ETN MILLER/HOWARD STRT DIV RINV Citigroup Large Value NYSE
289    DIVY 12/18/2014 1.16 REALITY SHARES DIVS ETF Reality Shares ETF Trust Multialternative NYSE
290    DJCI 10/29/2009 1.88 UBS ETRACS BLOOMBERG CMDTY TOT RET ETN UBS Group AG Commodities Broad Basket NYSE
291    DJD 12/16/2015 0.14 GUGGENHEIM DOW JONES INDL AVG DIV ETF Guggenheim Investments Large Value NYSE
292    DJP 9/28/2009 74.81 IPATH BLOOMBERG CMDTY TR ETN Barclays Funds Commodities Broad Basket NYSE
293    DLBS 8/10/2010 2.9 IPATH US TREASURY LONG BOND BEA iPath Trading-Inverse Debt NYSE
294    DLN 9/28/2009 16.77 WISDOMTREE LARGECAP DIVIDEND ETF WisdomTree Large Value NYSE
295    DLS 9/28/2009 14.9 WISDOMTREE INTERNATIONAL SMALLCP DIV ETF WisdomTree Foreign Small/Mid Value NYSE
296    DNL 9/28/2009 2.27 WISDOMTREE GLOBAL EX-US QUAL DIV GR ETF WisdomTree Foreign Large Growth NYSE
297    DNO 9/28/2009 5.22 UNITED STATES SHORT OIL United States Commodity Funds LLC Trading--Inverse Commodities NYSE
298    DOD 9/28/2009 3.23 ELEMENTS DOGS OF DOW DJ HY SEL 10 TR ETN ELEMENTS Large Value NYSE
299    DOG 9/28/2009 85.8 PROSHARES SHORT DOW30 ProShares Trading--Inverse Equity NYSE
300    DOL 9/28/2009 7.14 WISDOMTREE INTERNATIONAL LARGECP DIV ETF WisdomTree Foreign Large Value NYSE
301    DON 9/28/2009 15.5 WISDOMTREE MIDCAP DIVIDEND ETF WisdomTree Mid-Cap Value NYSE
302    DOO 9/28/2009 9.08 WISDOMTREE INTL DIV EX-FINCLS ETF WisdomTree Foreign Large Value NYSE
303    DPK 9/28/2009 10.48 DIREXION DAILY DEV MKTS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
304    DPST 8/19/2015 0.89 DIREXION DAILY REGIONAL BNKS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
305    DRIP 5/29/2015 33.21 DIREXION DLY S&P OIL&GS EX&PRD BR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
306    DRN 9/28/2009 159.78 DIREXION DAILY REAL ESTATE BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
307    DRR 9/28/2009 5.75 MARKET VECTORS DOUBLE SHORT EURO ETN Market Vectors Trading--Miscellaneous NYSE
308    DRV 9/28/2009 147.12 DIREXION DAILY REAL ESTATE BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
309    DRW 9/28/2009 5.03 WISDOMTREE GLOBAL EX-US REAL ESTATE ETF WisdomTree Global Real Estate NYSE
310    DSI 9/28/2009 4.33 ISHARES MSCI KLD 400 SOCIAL iShares Large Blend NYSE
311    DSLV 10/17/2011 22.22 VELOCITYSHARES 3X INVERSE SILVER ETN Credit Suisse AG Trading--Inverse Commodities NASDAQ
312    DSUM 9/23/2011 7.67 POWERSHARES CHINESE YUAN DIM SU PowerShares Emerging Markets Bond NYSE
313    DTD 9/28/2009 5.5 WISDOMTREE TOTAL DIVIDEND ETF WisdomTree Large Value NYSE
314    DTH 9/28/2009 6.19 WISDOMTREE INTERNATIONAL HIGH DIV ETF WisdomTree Foreign Large Value NYSE
315    DTN 9/28/2009 14.11 WISDOMTREE DIVIDEND EX-FINANCIALS ETF WisdomTree Large Value NYSE
316    DTO 9/28/2009 69.48 DB CRUDE OIL DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
317    DTUL 8/10/2010 2.97 IPATH US TREASURY 2-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt NASDAQ
318    DTUS 8/10/2010 1.39 IPATH US TREASURY 2-YEAR BEAR ETN Barclays Funds Trading--Inverse Debt NASDAQ
319    DTYS 8/10/2010 6.39 IPATH US TREASURY 10-YEAR BEAR ETN Barclays Funds Trading--Inverse Debt NASDAQ
320    DUG 9/28/2009 250.85 PROSHARES ULTRASHORT OIL & GAS ProShares Trading--Inverse Equity NYSE
321    DULL 9/8/2016 0.05 DIREXION DAILY SILVER MNRS BEAR 2X ETF Direxion Funds Trading--Inverse Equity NYSE
322    DUSA 9/28/2009 16.99 DAVIS SELECT US EQUITY ETF Davis ETFs Large Blend NASDAQ
323    DUST 12/8/2010 1091.87 DIREXION DAILY GOLD MINERS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
324    DVEM 4/7/2016 0.12 WISDOMTREE EMERGING MARKETS DIVIDEND ETF WisdomTree Diversified Emerging Mkts BATS
325    DVHL 11/13/2013 2.49 UBS ETRACS M PY 2XLVG DIVERS HI INC ETN UBS Group AG Trading--Leveraged Equity NYSE
326    DVP 9/23/2014 2.31 DEEP VALUE ETF TWM FUNDS Large Value NYSE
327    DVY 9/28/2009 252.81 ISHARES SELECT DIVIDEND iShares Mid-Cap Value NYSE
328    DVYA 2/24/2012 2 ISHARES ASIA/PACIFIC DIVIDEND iShares Diversified Pacific/Asia NYSE
329    DVYE 2/24/2012 8.46 ISHARES EMERGING MARKETS DIVIDEND Exchange Traded Fund Financial NYSE
330    DVYL 5/23/2012 1.6 UBS ETRACS MTHLY PY 2XLVG DJ SEL DIV ETN UBS Group AG Trading--Leveraged Equity NYSE
331    DWAC 9/21/2016 0.1 ELKHORN COMMODITY ROTATION STRATEGY ETF NASDAQ
332    DWAQ 2/19/2014 0.39 POWERSHARES DWA NASDAQ MOMENTUM ETF PowerShares Mid-Cap Growth NASDAQ
333    DWAS 7/19/2012 10.6 POWERSHARES DWA SMALLCAP MOMENTUM ETF PowerShares Small Growth NASDAQ
334    DWAT 10/1/2014 0.37 ARROW DWA TACTICAL ETF ArrowShares Tactical Allocation NASDAQ
335    DWFI 6/2/2016 0.31 SPDR DORSEY WRIGHT FIXED INC ALLC ETF SPDR State Street Global Advisors Long-Term Bond NASDAQ
336    DWIN 3/10/2016 1.02 POWERSHARES DWA TACT MULTI-ASST INC PowerShares Allocation--30% to 50% Equity NASDAQ
337    DWLD 1/12/2017 0.17 DAVIS SELECT WORLDWIDE ETF Davis ETFs World Stock NASDAQ
338    DWLV 7/15/2016 0.09 POWERSHARES DWA MOMENTUM&LOW VOL RTTN PowerShares Mid-Cap Growth NASDAQ
339    DWM 9/28/2009 10.82 WISDOMTREE INTERNATIONAL EQUITY ETF WisdomTree Foreign Large Value NYSE
340    DWT 12/9/2016 24.17 VELOCITYSHARES 3X INVRS CRUDE OIL ETNNEW Credit Suisse AG Trading--Inverse Commodities NYSE
341    DWTR 10/9/2015 1.9 POWERSHARES DWA TACTICAL SECTOR RTN PowerShares Mid-Cap Growth NASDAQ
342    DWX 9/28/2009 36.18 SPDR S&P INTERNATIONAL DIVIDEND ETF SPDR State Street Global Advisors Foreign Large Value NYSE
343    DXD 9/28/2009 440.91 PROSHARES ULTRASHORT DOW30 ProShares Trading--Inverse Equity NYSE
344    DXGE 10/17/2013 6.31 WISDOMTREE GERMANY HEDGED EQUITY ETF WisdomTree Miscellaneous Region NASDAQ
345    DXJ 9/28/2009 813.64 WISDOMTREE JAPAN HEDGED EQUITY ETF WisdomTree Japan Stock NYSE
346    DXJC 4/8/2014 0.25 WISDOMTREE JAPAN HEDGED CAPITAL GDS ETF WisdomTree Japan Stock NYSE
347    DXJF 4/8/2014 1.94 WISDOMTREE JAPAN HEDGED FINANCIALS ETF WisdomTree Japan Stock NYSE
348    DXJH 4/25/2014 0.73 WISDOMTREE JAPAN HEDGED HEALTH CARE ETF WisdomTree Japan Stock NYSE
349    DXJR 4/9/2014 1.57 WISDOMTREE JAPAN HEDGED REAL ESTATE ETF WisdomTree Japan Stock NYSE
350    DXJS 6/28/2013 4.61 WISDOMTREE JAPAN HEDGED SMALLCAP EQ ETF WisdomTree Japan Stock NASDAQ
351    DXPS 6/28/2013 1.15 WISDOMTREE UNITED KINGDOM HEDGED EQ ETF WisdomTree Miscellaneous Region NASDAQ
352    DXUS 6/4/2015 0.09 WISDOMTREE GLOBAL EX-US HEDGED DIV ETF WisdomTree Foreign Large Value NYSE
353    DYY 9/28/2009 3.06 DB COMMODITY DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
354    DZK 9/28/2009 6.05 DIREXION DAILY DEV MKTS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
355    DZZ 9/28/2009 62.98 DB GOLD DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
356    EBND 2/24/2011 8.66 SPDR BLMBG BARCLAYS EM MKTS LCL BD ETF SPDR State Street Global Advisors Emerging-Markets Local-Currency Bond NYSE
357    ECH 9/28/2009 84.46 ISHARES MSCI CHILE CAPPED iShares Miscellaneous Region NYSE
358    ECNS 9/29/2010 3.16 ISHARES MSCI CHINA SMALL-CAP iShares China Region NYSE
359    ECON 9/24/2010 33.35 COLUMBIA EMERGING MARKETS CONSUMER ETF Columbia Diversified Emerging Mkts NYSE
360    EDBI 12/29/2015 0.05 LEGG MASON EMERGING MKTS DIVERS COR ETF Legg Mason Diversified Emerging Mkts NASDAQ
361    EDC 9/28/2009 627.96 DIREXION DAILY EMRG MKTS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
362    EDEN 1/26/2012 3.73 ISHARES MSCI DENMARK CAPPED iShares Miscellaneous Region BATS
363    EDIV 2/24/2011 17.82 SPDR S&P EMERGING MARKETS DIVIDEND ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
364    EDOG 3/28/2014 0.97 ALPS EMERGING SECTOR DIVIDEND DOGS ETF ALPS Diversified Emerging Mkts NYSE
365    EDV 9/28/2009 14.01 VANGUARD EXTENDED DURATION TRS ETF Vanguard Long Government NYSE
366    EDZ 9/28/2009 520.91 DIREXION EMERGING MARKETS BEAR Direxion Funds Trading-Inverse Equity NYSE
367    EEB 9/28/2009 30.01 GUGGENHEIM BRIC ETF Guggenheim Investments Diversified Emerging Mkts NYSE
368    EEH 10/8/2009 0.49 AKTIEBOLAGET SVENSK EXPORTKREDI Swedish Export Credit Corporation Large Blend NYSE
369    EELV 1/13/2012 8.54 POWERSHARES S&P EM MKTS LOW VOLATIL ETF PowerShares Diversified Emerging Mkts NYSE
370    EEM 9/28/2009 8284.81 ISHARES MSCI EMERGING MARKETS iShares Diversified Emerging Mkts NYSE
371    EEMA 2/9/2012 3.9 ISHARES MSCI EMERGING MARKETS ASIA iShares Pacific/Asia ex-Japan Stk NASDAQ
372    EEMO 10/8/2015 0.22 POWERSHARES S&P EMERG MKTS MOMENTUM ETF PowerShares Diversified Emerging Mkts NYSE
373    EEMS 8/18/2011 5.54 ISHARES MSCI EMERGING MARKETS SMALL-CAP iShares Diversified Emerging Mkts NYSE
374    EEMV 10/20/2011 76.11 ISHARES EDGE MSCI MIN VOL EMERGING MKTS iShares Diversified Emerging Mkts NYSE
375    EEMX 10/25/2016 0.01
376    EES 9/28/2009 5.29 WISDOMTREE SMALLCAP EARNINGS ETF WisdomTree Small Blend NYSE
377    EET 9/28/2009 5.32 PROSHARES ULTRA MSCI EMERGING MARKETS ProShares Trading--Leveraged Equity NYSE
378    EEV 9/28/2009 127.54 PROSHARES ULTRASHORT MSCI EMERGING MKTS ProShares Trading--Inverse Equity NYSE
379    EFA 9/28/2009 3964.93 ISHARES MSCI EAFE iShares Foreign Large Blend NYSE
380    EFAD 8/21/2014 1.1 PROSHARES MSCI EAFE DIVIDEND GROWERS ProShares Foreign Large Growth BATS
381    EFAS 11/16/2016 0.02 GLOBAL X MSCI SUPERDIVIDEND EAFE ETF Global X Funds Foreign Large Value NASDAQ
382    EFAV 10/20/2011 67.04 ISHARES MSCI EAFE MINIMUM VOLAT iShares Foreign Large Value NYSE
383    EFAX 10/25/2016 0.02 SPDR MSCI EAFE FOSSIL FUEL FREE ETF SPDR State Street Global Advisors Foreign Large Blend NYSE
384    EFFE 10/23/2014 0.31 JPMORGAN EFFICIENTE ETF Exchange Traded Fund Financial NYSE
385    EFG 9/28/2009 31.72 ISHARES MSCI EAFE GROWTH iShares Foreign Large Growth NYSE
386    EFNL 1/26/2012 2.16 ISHARES MSCI FINLAND CAPPED iShares Miscellaneous Region BATS
387    EFO 9/28/2009 1.14 PROSHARES ULTRA MSCI EAFE ProShares Trading--Leveraged Equity NYSE
388    EFU 9/28/2009 6.89 PROSHARES ULTRASHORT MSCI EAFE ProShares Trading--Inverse Equity NYSE
389    EFV 9/28/2009 51.15 ISHARES MSCI EAFE VALUE iShares Foreign Large Value NYSE
390    EFZ 9/28/2009 18.42 PROSHARES SHORT MSCI EAFE ProShares Trading--Inverse Equity NYSE
391    EGPT 2/18/2010 10.42 VANECK VECTORS EGYPT ETF Van Eck Miscellaneous Region NYSE
392    EIDO 7/12/2010 148.55 ISHARES MSCI INDONESIA iShares Miscellaneous Region NYSE
393    EIRL 7/12/2010 7.48 ISHARES MSCI IRELAND CAPPED iShares Miscellaneous Region NYSE
394    EIS 9/28/2009 9.59 ISHARES MSCI ISRAEL CAPPED iShares Miscellaneous Region NYSE
395    ELD 8/9/2010 36.7 WISDOMTREE EMERGING MARKETS LCL DBT ETF WisdomTree Emerging-Markets Local-Currency Bond NYSE
396    EMAG 8/19/2013 0.54 MARKET VECTORS EM AGGREGATE BD ETF Exchange Traded Fund Financial NYSE
397    EMB 9/28/2009 254.72 ISHARES JPMORGAN USD EMERG MARKETS BOND iShares Emerging Markets Bond NYSE
398    EMBH 7/30/2015 0.04 ISHARES INTEREST RT HDGD EMERG MKTS BD iShares Emerging Markets Bond NYSE
399    EMCB 3/8/2012 3.07 WISDOMTREE EMERGING MARKETS CORP BD ETF WisdomTree Emerging Markets Bond NASDAQ
400    EMCG 9/27/2013 0.45 WISDOMTREE EMERGING MARKETS CNSMR GR ETF WisdomTree Diversified Emerging Mkts NASDAQ
401    EMCR 10/16/2012 0.45 EGSHARES EMERGING MARKETS CORE ETF Exchange Traded Fund Financial NYSE
402    EMDD 8/15/2012 0.87 EGSHARES EMERG MKTS DOMESTIC DEMAND ETF Exchange Traded Fund Financial NYSE
403    EMDV 1/27/2016 0.12 PROSHARES MSCI EMERG MKTS DIV GROWERS ProShares Diversified Emerging Mkts BATS
404    EMFM 11/7/2013 1.79 GLOBAL X NEXT EMERGING & FRONTIER ETF Global X Funds Diversified Emerging Mkts NYSE
405    EMGF 12/10/2015 0.2 ISHARES EDGE MSCI MULTIFACTOR EMERG MKTS iShares Diversified Emerging Mkts BATS
406    EMHY 4/3/2012 5.84 ISHARES EMERGING MARKETS HIGH YIELD BOND iShares Emerging Markets Bond BATS
407    EMIF 9/28/2009 3.58 ISHARES EMERGING MARKETS INFRASTRUCTURE iShares Diversified Emerging Mkts NASDAQ
408    EMIH 3/3/2015 0.09 DEUTSCHE X-TRACKERS EMKTS BD INTR RT HDG Deutsche Asset Management Nontraditional Bond BATS
409    EMLC 7/23/2010 83.54 VANECK VECTORS JP MORGAN EM LC BD ETF Van Eck Emerging-Markets Local-Currency Bond NYSE
410    EMLP 6/21/2012 23.61 FIRST TRUST NORTH AMER ENGY INFRASETF First Trust Equity Energy NYSE
411    EMQQ 11/13/2014 1.45 EMQQ EMERGING MARKETS INTRNT & ECMRC ETF Exchange Traded Concepts Trust Diversified Emerging Mkts NYSE
412    EMSD 10/30/2015 0.21 WISDOMTREE STRONG DLR EMERG MKTS EQ ETF WisdomTree Diversified Emerging Mkts BATS
413    EMSH 11/21/2013 0.13 PROSHARES SHORT TERM USD EMERG MKTS BD Exchange Traded Fund Financial BATS
414    EMTL 4/14/2016 0.06 SPDR DOUBLELINE EMERG MKTS FXD INC ETF SPDR State Street Global Advisors Emerging Markets Bond BATS
415    ENFR 11/1/2013 0.8 ALERIAN ENERGY INFRASTRUCTURE ETF ALPS Energy Limited Partnership NYSE
416    ENOR 1/24/2012 2.56 ISHARES MSCI NORWAY CAPPED iShares Miscellaneous Region BATS
417    ENY 9/28/2009 7.95 GUGGENHEIM CANADIAN ENERGY INCO Guggenheim Funds Distributors, Inc. Equity Energy NYSE
418    ENZL 9/24/2010 11.28 ISHARES MSCI NEW ZEALAND CAPPED iShares Miscellaneous Region NASDAQ
419    EPHE 9/29/2010 65.91 ISHARES MSCI PHILIPPINES iShares Miscellaneous Region NYSE
420    EPI 9/28/2009 808.46 WISDOMTREE INDIA EARNINGS ETF WisdomTree India Equity NYSE
421    EPOL 7/12/2010 47.14 ISHARES MSCI POLAND CAPPED iShares Miscellaneous Region NYSE
422    EPP 9/28/2009 264.17 ISHARES MSCI PACIFIC EX JAPAN iShares Pacific/Asia ex-Japan Stk NYSE
423    EPS 9/28/2009 1.46 WISDOMTREE EARNINGS 500 ETF WisdomTree Large Blend NYSE
424    EPU 9/28/2009 48.61 ISHARES MSCI ALL PERU CAPPED iShares Miscellaneous Region NYSE
425    EPV 9/28/2009 34.83 PROSHARES ULTRASHORT FTSE EUROPE ProShares Trading--Inverse Equity NYSE
426    EQAL 12/29/2014 2.91 POWERSHARES RUSSELL 1000 EQUAL WGHT ETF PowerShares Mid-Cap Blend NYSE
427    EQL 9/28/2009 2.47 ALPS EQUAL SECTOR WEIGHT ETF ALPS Large Blend NYSE
428    EQLT 2/25/2014 0.17 WORKPLACE EQUALITY ETF ALPS Large Blend NYSE
429    EQWL 12/1/2014 0.26 POWERSHARES RUSSELL TOP 200 EQUAL WT ETF PowerShares Large Blend NYSE
430    EQWM 12/1/2014 0.24 POWERSHARES RUSSELL MIDCAP EQUAL WT ETF PowerShares Mid-Cap Blend NYSE
431    EQWS 12/1/2014 0.18
432    ERGF 5/12/2016 0.02
433    ERO 9/28/2009 0.45 IPATH EUR/USD EXCHANGE RATE ETN Barclays Funds Single Currency NYSE
434    ERUS 11/10/2010 60.24 ISHARES MSCI RUSSIA CAPPED iShares Miscellaneous Region NYSE
435    ERX 9/28/2009 899.09 DIREXION DAILY ENERGY BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
436    ERY 9/28/2009 484.41 DIREXION DAILY ENERGY BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
437    ERYY 4/7/2016 0.01 DIREXION DAILY ENERGY BEAR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
438    ESG 7/14/2016 0.03 FLEXSHARES STOXX US ESG IMPACT ETF Flexshares Trust Large Blend NASDAQ
439    ESGD 6/30/2016 0.12 ISHARES MSCI EAFE ESG OPTIMIZED ETF NASDAQ
440    ESGE 7/20/2016 0.11 ISHARES MSCI EM ESG OPTIMIZED ETF NASDAQ
441    ESGG 7/14/2016 0.01 FLEXSHARES STOXX GLBL ESG IMPACT ETF Flexshares Trust World Stock NASDAQ
442    ESGU 12/6/2016 0.01 ISHARES MSCI USA ESG OPTIMIZED ETF NASDAQ
443    ETHO 5/26/2015 6.78 ETHO CLIMATE LEADERSHIP US ETF ETHO Capital Mid-Cap Growth NYSE
444    EUDG 5/7/2014 0.6 WISDOMTREE EUROPE QUALITY DIV GR ETF WisdomTree Europe Stock NYSE
445    EUFL 7/27/2016 0.04 DIREXION DAILY EURP FINCLS BULL 2X ETF Direxion Funds Trading--Inverse Equity NYSE
446    EUFN 2/3/2010 38.18 ISHARES MSCI EUROPE FINANCIALS iShares Financial NASDAQ
447    EUFS 8/10/2016 0.02 DIREXION DAILY EURP FINCLS BEAR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
448    EUFX 6/27/2012 0.6 PROSHARES SHORT EURO ProShares Trading--Miscellaneous NYSE
449    EUM 9/28/2009 44.59 PROSHARES SHORT MSCI EMERGING MARKETS ProShares Trading--Inverse Equity NYSE
450    EUMV 6/5/2014 1.04 ISHARES EDGE MSCI MIN VOL EUROPE iShares Europe Stock NYSE
451    EUO 9/28/2009 163.11 PROSHARES ULTRASHORT EURO ProShares Trading--Miscellaneous NYSE
452    EURL 1/22/2014 4.97 DIREXION DAILY FTSE EUROPE BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
453    EUSA 7/20/2010 1.48 ISHARES MSCI USA EQUAL WEIGHTED iShares Large Blend NYSE
454    EUSC 3/4/2015 4.94 WISDOMTREE EUROPE HEDGED SMALLCAP EQ ETF WisdomTree Europe Stock NYSE
455    EVGBC 3/31/2016 0.01 EATON VANCE GLOBAL INCOME BUILDER NS Eaton Vance World Allocation NASDAQ
456    EVLMC 3/31/2016 0.02 EATON VANCE TABS 5TO15YR LDRD MUNIBD NS Eaton Vance Muni National Interm NASDAQ
457    EVX 9/28/2009 0.41 VANECK VECTORS ENVIRONMENTAL SVCS ETF Van Eck Industrials NYSE
458    EWA 9/28/2009 772.4 ISHARES MSCI AUSTRALIA iShares Miscellaneous Region NYSE
459    EWC 9/28/2009 547.38 ISHARES MSCI CANADA iShares Miscellaneous Region NYSE
460    EWD 9/28/2009 50.01 ISHARES MSCI SWEDEN CAPPED iShares Miscellaneous Region NYSE
461    EWEM 12/8/2010 0.96 GUGGENHEIM MSCI EM MKTS EQL CNTRY WT ETF Guggenheim Investments Diversified Emerging Mkts NYSE
462    EWG 9/28/2009 608.01 ISHARES MSCI GERMANY iShares Miscellaneous Region NYSE
463    EWGS 1/26/2012 1.19 ISHARES MSCI GERMANY SMALL-CAP iShares Miscellaneous Region BATS
464    EWH 9/28/2009 773.27 ISHARES MSCI HONG KONG INDEX FU iShares China Region NYSE
465    EWI 9/28/2009 202.44 ISHARES MSCI ITALY CAPPED iShares Miscellaneous Region NYSE
466    EWJ 9/28/2009 1756.05 ISHARES MSCI JAPAN iShares Japan Stock NYSE
467    EWK 9/28/2009 23.2 ISHARES MSCI BELGIUM CAPPED iShares Miscellaneous Region NYSE
468    EWL 9/28/2009 100.63 ISHARES MSCI SWITZERLAND CAPPED iShares Miscellaneous Region NYSE
469    EWM 9/28/2009 369.55 ISHARES MSCI MALAYSIA iShares Miscellaneous Region NYSE
470    EWMC 8/3/2015 0.67 GUGGENHEIM S&P MIDCAP 400 EQUAL WT ETF Guggenheim Investments Mid-Cap Blend NYSE
471    EWN 9/28/2009 28.13 ISHARES MSCI NETHERLANDS iShares Miscellaneous Region NYSE
472    EWO 9/28/2009 20.59 ISHARES MSCI AUSTRIA CAPPED iShares Miscellaneous Region NYSE
473    EWP 9/28/2009 181.17 ISHARES MSCI SPAIN CAPPED iShares Miscellaneous Region NYSE
474    EWQ 9/28/2009 103.43 ISHARES MSCI FRANCE iShares Miscellaneous Region NYSE
475    EWRE 8/14/2015 0.26 GUGGENHEIM S&P 500 EQL WGHT REL EST ETF Guggenheim Investments Real Estate NYSE
476    EWS 9/28/2009 340.82 ISHARES MSCI SINGAPORE CAPPED iShares Miscellaneous Region NYSE
477    EWSC 8/3/2015 0.33 GUGGENHEIM S&P SMALLCAP 600 EQL WT ETF Guggenheim Investments Small Blend NYSE
478    EWT 9/28/2009 1238.89 ISHARES MSCI TAIWAN CAPPED iShares China Region NYSE
479    EWU 9/28/2009 390.9 ISHARES MSCI UNITED KINGDOM iShares Miscellaneous Region NYSE
480    EWUS 1/26/2012 1.21 ISHARES MSCI UNITED KINGDOM SMALL-CAP iShares Miscellaneous Region BATS
481    EWV 9/28/2009 6.39 PROSHARES ULTRASHORT MSCI JAPAN ProShares Trading--Inverse Equity NYSE
482    EWW 9/28/2009 1137.01 ISHARES MSCI MEXICO CAPPED iShares Miscellaneous Region NYSE
483    EWX 9/28/2009 26.65 SPDR S&P EMERGING MARKETS SMALL CAP ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
484    EWY 9/28/2009 1054.11 ISHARES MSCI SOUTH KOREA CAPPED iShares Miscellaneous Region NYSE
485    EWZ 9/28/2009 5128.78 ISHARES MSCI BRAZIL CAPPED iShares Latin America Stock NYSE
486    EWZS 9/29/2010 6.07 ISHARES MSCI BRAZIL SMALL-CAP iShares Latin America Stock NASDAQ
487    EXI 9/28/2009 6.31 ISHARES GLOBAL INDUSTRIALS iShares Industrials NYSE
488    EXT 9/28/2009 1.03 WISDOMTREE TOTAL EARNINGS ETF WisdomTree Large Blend NYSE
489    EYLD 7/14/2016 0.07 CAMBRIA EMERGING SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Diversified Emerging Mkts BATS
490    EZA 9/28/2009 149.61 ISHARES MSCI SOUTH AFRICA iShares Miscellaneous Region NYSE
491    EZJ 9/28/2009 3.13 PROSHARES ULTRA MSCI JAPAN ProShares Trading--Leveraged Equity NYSE
492    EZM 9/28/2009 6.47 WISDOMTREE MIDCAP EARNINGS ETF WisdomTree Mid-Cap Blend NYSE
493    EZU 9/28/2009 490.49 ISHARES MSCI EUROZONE iShares Europe Stock BATS
494    EZY 9/29/2009 0.95 WISDOMTREE LOW P/E FUND WisdomTree Large Value NYSE
495    FAAR 5/23/2016 0.09 FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGY ETF NASDAQ
496    FAB 9/28/2009 3.45 FIRST TRUST MULTI CAP VAL ALPHADEX ETF First Trust Mid-Cap Value NASDAQ
497    FAD 9/28/2009 1.79 FIRST TRUST MULTI CAP GR ALPHADEX ETF First Trust Mid-Cap Growth NASDAQ
498    FALN 6/17/2016 0.09 ISHARES FALLEN ANGELS USD BOND ETF NASDAQ
499    FAN 9/28/2009 8.78 FIRST TRUST GLOBAL WIND ENERGY ETF First Trust Miscellaneous Sector NYSE
500    FAS 9/28/2009 4367.29 DIREXION DAILY FINANCIAL BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
501    FAUS 2/17/2012 0.36 FIRST TRUST AUSTRALIA ALPHADEX ETF First Trust Miscellaneous Region NYSE
502    FAZ 9/28/2009 3318.81 DIREXION FINANCIAL BEAR 3X SHAR Direxion Funds Trading-Inverse Equity NYSE
503    FAZZ 4/7/2016 0.03
504    FBGX 6/11/2014 3.11 UBS AG FI ENHANCED LARGE CAP GROWTH ETN UBS Group AG Large Growth NYSE
505    FBM 3/30/2011 5.6 FOCUS MORNINGSTAR BASIC MATERIA Focusshares Trust Industrials NYSE
506    FBND 10/9/2014 2.47 FIDELITY TOTAL BOND ETF Fidelity Investments Intermediate-Term Bond NYSE
507    FBT 9/28/2009 42.05 FIRST TRUST NYSE ARCA BIOTECH ETF First Trust Health NYSE
508    FBZ 4/19/2011 1.98 FIRST TRUST BRAZIL ALPHADEX ETF First Trust Latin America Stock NASDAQ
509    FCA 4/21/2011 0.74 FIRST TRUST CHINA ALPHADEX ETF First Trust China Region NASDAQ
510    FCAN 2/17/2012 1.97 FIRST TRUST CANADA ALPHADEX ETF First Trust Miscellaneous Region NASDAQ
511    FCEF 9/29/2016 0.18 FIRST TRUST CEF INCOME OPPORTUNITY ETF First Trust Allocation--50% to 70% Equity NASDAQ
512    FCG 9/28/2009 144.07 FIRST TRUST NATURAL GAS ETF First Trust Equity Energy NYSE
513    FCOM 10/24/2013 3.11 FIDELITY MSCI TELECOMMUNICATION SVC ETF Fidelity Investments Communications NYSE
514    FCOR 10/9/2014 0.7 FIDELITY CORPORATE BOND ETF Fidelity Investments Corporate Bond NYSE
515    FCVT 11/4/2015 0.34 FIRST TRUST SSI STRAT CONVERT SECS ETF First Trust Convertibles NASDAQ
516    FDD 9/28/2009 9.65 FIRST TRUST STOXX EUROPEAN SEL DIV ETF First Trust Europe Stock NYSE
517    FDIS 10/24/2013 6.39 FIDELITY MSCI CONSUMER DISCRET ETF Fidelity Investments Consumer Cyclical NYSE
518    FDIV 8/14/2014 0.75 FIRST TRUST STRATEGIC INCOME ETF First Trust Allocation--30% to 50% Equity NASDAQ
519    FDL 9/28/2009 27.81 FIRST TRUST MORNINGSTAR DIV LEADERS ETF First Trust Large Value NYSE
520    FDLO 9/15/2016 0.3 FIDELITY LOW VOLATILITY FACTOR ETF Fidelity Investments Large Blend NYSE
521    FDM 9/28/2009 4 FIRST TRUST DOW JONES SEL MICROCAP ETF First Trust Small Value NYSE
522    FDMO 9/15/2016 0.31 FIDELITY MOMENTUM FACTOR ETF Fidelity Investments Large Growth NYSE
523    FDN 9/28/2009 77.74 FIRST TRUST DOW JONES INTERNET ETF First Trust Technology NYSE
524    FDRR 9/15/2016 1 FIDELITY DIVIDEND ETF FOR RISING RATES Fidelity Investments Large Value NYSE
525    FDT 4/19/2011 5.42 FIRST TRUST DEV MKTS EX-US ALPHADEX ETF First Trust Foreign Large Blend NASDAQ
526    FDTS 2/16/2012 0.44 FIRST TRUST DEVMKTS EXUS SC ALPHADEXETF First Trust Foreign Small/Mid Value NASDAQ
527    FDVV 9/15/2016 0.64 FIDELITY CORE DIVIDEND ETF Fidelity Investments Large Value NYSE
528    FEEU 5/23/2013 1.48 BARCLAYS ETN+ FI ENHANCED EUROPE 50 Barclays Funds Foreign Large Blend NYSE
529    FEM 4/19/2011 17.83 FIRST TRUST EMERGING MRKTS ALPHADEX ETF First Trust Diversified Emerging Mkts NASDAQ
530    FEMB 11/5/2014 0.46 FIRST TRUST EMERGING MKTS LCL CCY BD ETF First Trust Emerging-Markets Local-Currency Bond NASDAQ
531    FEMS 2/17/2012 4.88 FIRST TRUST EMERG MKTS SC ALPHADEX ETF First Trust Diversified Emerging Mkts NASDAQ
532    FENY 10/24/2013 12.68 FIDELITY MSCI ENERGY ETF Fidelity Investments Equity Energy NYSE
533    FEP 9/28/2009 14.32 FIRST TRUST EUROPE ALPHADEX ETF First Trust Europe Stock NASDAQ
534    FEU 9/28/2009 8.18 SPDR STOXX EUROPE 50 ETF SPDR State Street Global Advisors Europe Stock NYSE
535    FEUZ 10/27/2014 1.04 FIRST TRUST EUROZONE ALPHADEX ETF NASDAQ
536    FEX 9/28/2009 22.61 FIRST TRUST LARGE CAP CORE ALPHADEX ETF First Trust Large Blend NASDAQ
537    FEZ 9/28/2009 276.2 SPDR EURO STOXX 50 ETF SPDR State Street Global Advisors Europe Stock NYSE
538    FFR 9/28/2009 2.99 FIRST TRUST FTSE EN DEV MKTS REL EST ETF First Trust Global Real Estate NYSE
539    FFTY 4/9/2015 1.98
540    FGD 9/28/2009 14.62 FIRST TRUST DOW JONES GLOBAL SEL DIV ETF First Trust Foreign Large Value NYSE
541    FGM 2/17/2012 2.63 FIRST TRUST GERMANY ALPHADEX ETF First Trust Miscellaneous Region NASDAQ
542    FHK 2/24/2012 3.14 FIRST TRUST HONG KONG ALPHADEX ETF First Trust China Region NASDAQ
543    FHLC 10/24/2013 13.46 FIDELITY MSCI HEALTH CARE ETF Fidelity Investments Health NYSE
544    FIBG 10/18/2013 0.4
545    FIBR 5/12/2016 0.21 ISHARES EDGE US FIXED INCOME BAL RISK iShares Nontraditional Bond BATS
546    FIDU 10/24/2013 5.38 FIDELITY MSCI INDUSTRIALS ETF Fidelity Investments Industrials NYSE
547    FIEE 2/18/2016 0.36 UBS AG FI ENHANCED EUROPE 50 ETN UBS Group AG Europe Stock NYSE
548    FIEG 10/8/2013 1.12
549    FIEU 9/6/2013 1.39 CREDIT SUISSE FI ENHANCED EUROPE50 ETN Credit Suisse AG Europe Stock NYSE
550    FIGY 5/22/2013 1.99 BARCLAYS ETN+ FI ENHANCED GLB HI YLD Barclays Funds World Stock NYSE
551    FIHD 2/22/2016 0.94 UBS AG FI ENHANCED GLOBAL HIGH YIELD ETN UBS Group AG World Stock NYSE
552    FILL 2/2/2012 2.07 ISHARES MSCI GLOBAL ENERGY PRODUCERS iShares Equity Energy NYSE
553    FINQ 8/31/2016 0.02 PUREFUNDS SOLACTIVE FINTECH ETF NASDAQ
554    FINU 7/12/2012 1.02 PROSHARES ULTRAPRO FINANCIAL SELECT SECT ProShares Trading--Leveraged Equity NYSE
555    FINX 9/13/2016 0.1 GLOBAL X FINTECH THEMATIC ETF Global X Funds Technology NASDAQ
556    FINZ 7/12/2012 0.47 PROSHARES ULTRAPRO SHORT FINCL SEL SECT ProShares Trading--Inverse Equity NYSE
557    FITS 6/9/2016 0.02 THE HEALTH AND FITNESS ETF Janus Consumer Cyclical NASDAQ
558    FIW 9/28/2009 5.45 FIRST TRUST WATER ETF First Trust Miscellaneous Sector NYSE
559    FIXD 2/15/2017 0.13 FIRST TRUST TCWOPPORTUNISTIC FXD INC ETF First Trust Exchange-Traded Fund VIII Intermediate-Term Bond NASDAQ
560    FJP 4/26/2011 4.53 FIRST TRUST JAPAN ALPHADEX ETF First Trust Japan Stock NASDAQ
561    FKO 4/25/2011 0.77 FIRST TRUST SOUTH KOREA ALPHADEX FUND NASDAQ
562    FKU 2/27/2012 4.43 FIRST TRUST UNITED KINGDOM ALPHADEX ETF First Trust Miscellaneous Region NASDAQ
563    FLAG 1/31/2013 0.63 WEATHERSTORM FORENSIC ACCNTG LG-SHRT ETF Exchange Traded Concepts, LLC Large Value NASDAQ
564    FLAT 8/10/2010 2.1 IPATH US TREASURY FLATTENER ETN iPath Trading-Miscellaneous NYSE
565    FLCO 10/5/2016 0.02 FRANKLIN LIBERTY INVESTMENT GRD CORP ETF Franklin Templeton Investments Corporate Bond NYSE
566    FLGE 6/11/2014 0.89 CREDIT SUISSE FI LARGE CAP GR ENH ETN Credit Suisse AG Large Growth NYSE
567    FLIO 1/27/2017 0.01 FRANKLIN LIBERTY INTERNATIONAL OPPS ETF Franklin Templeton Investments Foreign Large Blend NYSE
568    FLM 9/28/2009 1.29 FIRST TRUST GLOBAL ENG AND CONST ETF First Trust Industrials NYSE
569    FLN 4/20/2011 1.87 FIRST TRUST LATIN AMERICA ALPHADEX ETF First Trust Latin America Stock NASDAQ
570    FLOT 6/17/2011 52 ISHARES FLOATING RATE BOND iShares Ultrashort Bond NYSE
571    FLQD 6/3/2016 0.08 FRANKLIN LIBERTYQ GLOBAL DIVIDEND ETF Franklin Templeton Investments World Stock NYSE
572    FLQE 6/3/2016 0.15 FRANKLIN LIBERTYQ EMERGING MARKETS ETF Franklin Templeton Investments Diversified Emerging Mkts NYSE
573    FLQG 6/3/2016 0.04 FRANKLIN LIBERTYQ GLOBAL EQUITY ETF Franklin Templeton Investments World Stock NYSE
574    FLQH 6/3/2016 0.08 FRANKLIN LIBERTYQ INTL EQ HDGD ETF Franklin Templeton Investments Foreign Large Blend NYSE
575    FLRN 12/1/2011 7.18 SPDR BLMBG BARCLAYS INV GRD FLT RT ETF SPDR State Street Global Advisors Ultrashort Bond NYSE
576    FLRT 2/19/2015 0.16 ADVISORSHARES PACIFIC ASST ENH FL RT ETF AdvisorShares Bank Loan NYSE
577    FLTB 10/9/2014 2.2 FIDELITY LIMITED TERM BOND ETF Fidelity Investments Short-Term Bond NYSE
578    FLTR 4/26/2011 3.7 MARKET VECTORS INVESTMENT GRADE Van Eck Short-Term Bond NYSE
579    FM 9/13/2012 37.69 ISHARES MSCI FRONTIER 100 iShares Diversified Emerging Mkts NYSE
580    FMAT 10/24/2013 4.12 FIDELITY MSCI MATERIALS ETF Fidelity Investments Natural Resources NYSE
581    FMB 5/15/2014 1.33 FIRST TRUST MANAGED MUNICIPAL ETF First Trust Muni National Interm NASDAQ
582    FMF 8/2/2013 0.29 FIRST TRUST MORNINGSTAR MGD FUTSSTRT ETF First Trust Managed Futures NYSE
583    FMK 5/12/2011 0.66 FIRST TRUST MEGA CAP ALPHADEX ETF First Trust Large Blend NASDAQ
584    FNCF 5/12/2016 0.03 ISHARES EDGE MSCI MULTIFACTOR FINANCIALS iShares Financial BATS
585    FNCL 10/24/2013 10.68 FIDELITY MSCI FINANCIALS ETF Fidelity Investments Financial NYSE
586    FNDA 8/15/2013 6.29 SCHWAB FUNDAMENTAL US SMALL COMPANY ETF Schwab ETFs Small Blend NYSE
587    FNDB 8/15/2013 2.59 SCHWAB FUNDAMENTAL US BROAD MARKET ETF Schwab ETFs Large Value NYSE
588    FNDC 8/15/2013 4.43 SCHWAB FUNDAMENTAL INTL SM CO ETF Schwab ETFs Foreign Small/Mid Blend NYSE
589    FNDE 8/15/2013 7.33 SCHWAB FUNDAMENTAL EMERG MKTS LG CO ETF Schwab ETFs Diversified Emerging Mkts NYSE
590    FNDF 8/15/2013 9.74 SCHWAB FUNDAMENTAL INTL LG CO ETF Schwab ETFs Foreign Large Value NYSE
591    FNDX 8/15/2013 6.68 SCHWAB FUNDAMENTAL US LARGE COMPANY ETF Exchange Traded Fund Financial NYSE
592    FNI 9/28/2009 7.32 FIRST TRUST CHINDIA ETF First Trust Miscellaneous Region NYSE
593    FNK 4/20/2011 2.15 FIRST TRUST MID CAP VALUE ALPHADEX ETF First Trust Small Value NASDAQ
594    FNX 9/28/2009 14.51 FIRST TRUST MID CAP CORE ALPHADEX FUND NASDAQ
595    FNY 4/20/2011 2.68 FIRST TRUST MID CAP GROWTH ALPHADEX ETF First Trust Mid-Cap Growth NASDAQ
596    FOANC 2/14/2017 0.01
597    FONE 2/18/2011 0.59 FIRST TRUST NASDAQ SMARTPHONE ETF First Trust Technology NASDAQ
598    FPA 4/20/2011 2.54 FIRST TRUST ASIAPAC EX-JPN ALPHADEX ETF First Trust Pacific/Asia ex-Japan Stk NASDAQ
599    FPE 2/12/2013 23.69 FIRST TRUST PREFERRED SEC & INC ETF First Trust Preferred Stock NYSE
600    FPX 9/28/2009 12.28 FIRST TRUST US EQUITY OPPORTUNITIES ETF First Trust Large Growth NYSE
601    FPXI 11/7/2014 1.74 FIRST TRUST INTERNATIONAL IPO ETF First Trust Foreign Large Growth NASDAQ
602    FQAL 9/15/2016 0.42 FIDELITY QUALITY FACTOR ETF Fidelity Investments Large Blend NYSE
603    FRAK 2/15/2012 4.31 MARKET VECTORS UNCONVNT OIL & GAS ETF Exchange Traded Fund Financial NYSE
604    FREL 2/5/2015 3.6 FIDELITY MSCI REAL ESTATE ETF Fidelity Investments Real Estate NYSE
605    FRI 9/28/2009 19.56 FIRST TRUST S&P REIT ETF First Trust Real Estate NYSE
606    FRN 9/28/2009 10.88 GUGGENHEIM FRONTIER MARKETS ETF Guggenheim Investments Diversified Emerging Mkts NYSE
607    FSTA 10/24/2013 5.43 FIDELITY MSCI CONSUMER STAPLES ETF Fidelity Investments Consumer Defensive NYSE
608    FSZ 2/16/2012 3.05 FIRST TRUST SWITZERLAND ALPHADEX ETF First Trust Miscellaneous Region NASDAQ
609    FTA 9/28/2009 15.58 FIRST TRUST LARGE CAP VAL ALPHADEX ETF First Trust Large Value NASDAQ
610    FTAG 6/29/2015 0.7 FIRST TRUST INDXX GLOBAL AGRICULTURE ETF NASDAQ
611    FTC 9/28/2009 8.89 FIRST TRUST LARGE CAP GR ALPHADEX ETF First Trust Large Growth NASDAQ
612    FTCS 2/11/2013 2.78 FIRST TRUST CAPITAL STRENGTH ETF First Trust Large Blend NASDAQ
613    FTEC 10/24/2013 11.13 FIDELITY MSCI INFORMATION TECH ETF Fidelity Investments Technology NYSE
614    FTGC 10/23/2013 5.3 FIRST TRUST GLOBAL TACT CMDTY STRAT ETF First Trust Commodities Broad Basket NASDAQ
615    FTHI 1/7/2014 1.18 FIRST TRUST HIGH INCOME ETF First Trust Long-Short Equity NASDAQ
616    FTLB 1/7/2014 0.52 FIRST TRUST LOW BETA INCOME ETF First Trust Long-Short Equity NASDAQ
617    FTLS 9/9/2014 1.43 FIRST TRUST LONG/SHORT EQUITY ETF First Trust Long-Short Equity NYSE
618    FTRI 6/29/2015 1.24 FIRST TRUST INDXX GLBL NATRL RES INC ETF First Trust Natural Resources NASDAQ
619    FTSD 11/5/2013 0.19 FRANKLIN LIBERTY SHORT DUR US GOVT ETF Franklin Templeton Investments Short Government NYSE
620    FTSL 5/2/2013 10.44 FIRST TRUST SENIOR LOAN ETF First Trust Bank Loan NASDAQ
621    FTSM 8/6/2014 8.43 FIRST TRUST ENHANCED SHORT MATURITY ETF First Trust Ultrashort Bond NASDAQ
622    FTW 2/28/2012 0.56 FIRST TRUST TAIWAN ALPHADEX ETF First Trust China Region NASDAQ
623    FTXD 10/11/2016 0.01 FIRST TRUST NASDAQ RETAIL ETF First Trust Consumer Cyclical NASDAQ
624    FTXG 10/10/2016 0.06 FIRST TRUST NASDAQ FOOD & BEVERAGE ETF First Trust Consumer Defensive NASDAQ
625    FTXH 9/22/2016 0.03 FIRST TRUST NASDAQ PHARMACEUTICALS ETF First Trust Health NASDAQ
626    FTXL 9/21/2016 0.2 FIRST TRUST NASDAQ SEMICONDUCTOR ETF First Trust Technology NASDAQ
627    FTXN 9/23/2016 0.01 FIRST TRUST NASDAQ OIL & GAS ETF First Trust Equity Energy NASDAQ
628    FTXO 10/7/2016 1.64 FIRST TRUST NASDAQ BANK ETF First Trust Financial NASDAQ
629    FTXR 9/22/2016 0.02 FIRST TRUST NASDAQ TRANSPORTATION ETF NASDAQ
630    FUD 9/28/2009 1.41 UBS ETRACS CMCI FOOD TOTAL RETURN ETN UBS Group AG Commodities Agriculture NYSE
631    FUE 9/28/2009 0.73 ELEMENTS MLCX BIOFUELS EXCH SER TR ETN ELEMENTS Commodities Agriculture NYSE
632    FUT 2/18/2016 0.05 PROSHARES MANAGED FUTURES STRATEGY ProShares Managed Futures BATS
633    FUTY 10/24/2013 6.2 FIDELITY MSCI UTILITIES ETF Fidelity Investments Utilities NYSE
634    FV 3/6/2014 67.43 FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF First Trust Mid-Cap Growth NASDAQ
635    FVAL 9/15/2016 0.44 FIDELITY VALUE FACTOR ETF Fidelity Investments Large Value NYSE
636    FVC 3/18/2016 1.74 FIRST TRUST DORSEY WRIGHT DYNAMIC FOC 5 First Trust Mid-Cap Blend NASDAQ
637    FVD 9/28/2009 29.7 FIRST TRUST VALUE LINE DIVIDEND ETF First Trust Large Value NYSE
638    FVL 9/28/2009 2.86 FIRST TRUST VALUE LINE 100 ETF ETF First Trust Mid-Cap Blend NYSE
639    FWDB 6/21/2011 1.02 ADVISORSHARES MADRONA GLOBAL BOND ETF AdvisorShares World Bond NYSE
640    FWDD 6/21/2011 0.67 ADVISORSHARES MADRONA DOMESTIC ETF AdvisorShares Large Blend NYSE
641    FWDI 6/21/2011 1.44 ADVISORSHARES MADRONA INTERNATIONAL ETF AdvisorShares Foreign Large Blend NYSE
642    FXA 9/28/2009 42.61 CURRENCYSHARES AUSTRALIAN DOLLAR ETF Guggenheim Investments Single Currency NYSE
643    FXB 9/28/2009 13.1 CURRENCYSHARES BRITISH POUND STER ETF Guggenheim Investments Single Currency NYSE
644    FXC 9/28/2009 37.75 RYDEX CURRENCYSHARES CANADIAN D Rydex/SGI Currency NYSE
645    FXCH 10/4/2011 0.27 CURRENCYSHARES CHINESE RENMINBI Rydex/SGI Currency NYSE
646    FXD 9/28/2009 51.84 FIRST TRUST CNSMR DISCRET ALPHADEX ETF First Trust Consumer Cyclical NYSE
647    FXE 9/28/2009 247.63 CURRENCYSHARES EURO ETF Guggenheim Investments Single Currency NYSE
648    FXEP 10/9/2015 0.02
649    FXEU 5/11/2015 1.61 POWERSHARES EUROPE CURRENCY HDGD LW VLTL PowerShares Europe Stock NYSE
650    FXF 9/28/2009 13.71 CURRENCYSHARES SWISS FRANC ETF Guggenheim Investments Single Currency NYSE
651    FXG 9/28/2009 41.51 FIRST TRUST CNSMR STAPLES ALPHADEX ETF First Trust Consumer Defensive NYSE
652    FXH 9/28/2009 44.82 FIRST TRUST HEALTH CARE ALPHADEX ETF First Trust Health NYSE
653    FXI 9/28/2009 4499.72 ISHARES FTSE CHINA 25 INDEX FUN iShares China Region NYSE
654    FXJP 1/12/2016 0.11 POWERSHARES JAPAN CCY HDGD LW VLTL PowerShares Japan Stock NYSE
655    FXL 9/28/2009 26.77 FIRST TRUST TECHNOLOGY ALPHADEX ETF First Trust Technology NYSE
656    FXN 9/28/2009 52.33 FIRST TRUST ENERGY ALPHADEX ETF First Trust Equity Energy NYSE
657    FXO 9/28/2009 38.49 FIRST TRUST FINANCIALS ALPHADEX ETF First Trust Financial NYSE
658    FXP 9/28/2009 142.79 PROSHARES ULTRASHORT FTSE CHINA 50 ProShares Trading--Inverse Equity NYSE
659    FXR 9/28/2009 23.79 FIRST TRUST INDTLS/PRDCRDURBALPHADEXETF First Trust Industrials NYSE
660    FXS 9/28/2009 1.35 CURRENCYSHARES SWEDISH KRONA ETF Guggenheim Investments Single Currency NYSE
661    FXSG 2/13/2013 0.14 CURRENCYSHARES SINGAPORE DOLLAR ETF Exchange Traded Fund Financial NYSE
662    FXU 9/28/2009 33.47 FIRST TRUST UTILITIES ALPHADEX ETF First Trust Utilities NYSE
663    FXY 9/28/2009 56.51 CURRENCYSHARES JAPANESE YEN ETF Guggenheim Investments Single Currency NYSE
664    FXZ 9/28/2009 25.21 FIRST TRUST MATERIALS ALPHADEX ETF First Trust Natural Resources NYSE
665    FYC 4/20/2011 2.48 FIRST TRUST SMALL CAP GR ALPHADEX ETF First Trust Small Growth NASDAQ
666    FYLD 12/3/2013 2.34 CAMBRIA FOREIGN SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Foreign Small/Mid Value BATS
667    FYT 4/20/2011 2.94 FIRST TRUST SMALL CAP VAL ALPHADEX ETF First Trust Small Value NASDAQ
668    FYX 9/28/2009 11.96 FIRST TRUST SMALL CAP CORE ALPHADEX ETF First Trust Small Blend NASDAQ
669    GAA 12/10/2014 0.72 CAMBRIA GLOBAL ASSET ALLOCATION ETF CAMBRIA ETF TRUST Multialternative BATS
670    GAF 9/28/2009 2.48 SPDR S&P EMERGING MIDDLE EAST&AFR ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
671    GAL 4/26/2012 2.86 SPDR SSGA GLOBAL ALLOCATION ETF Exchange Traded Fund Financial NYSE
672    GAMR 3/10/2016 0.25 PUREFUNDS VIDEO GAME TECH ETF Pure Funds Technology NYSE
673    GASL 2/1/2011 68.29 DIREXION DAILY NAT GAS RLTD BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
674    GASX 1/31/2011 11.57 DIREXION DAILY NAT GAS RLTD BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
675    GAZ 9/28/2009 20.71 IPATH BLOOMBERG NATURAL GAS SUBTR ETN Barclays Funds Commodities Energy NYSE
676    GBB 9/28/2009 0.47 IPATH GBP/USD EXCHANGE RATE ETN Barclays Funds Single Currency NYSE
677    GBF 9/28/2009 3.47 ISHARES GOVERNMENT/CREDIT BOND iShares Intermediate-Term Bond NYSE
678    GBIL 9/8/2016 0.09 GOLDMAN SACHS TREASURYACCESS 0-1 YEARETF Goldman Sachs Ultrashort Bond NYSE
679    GBTC 5/4/2015 1 BITCOIN INVESTMENT TRUST Grayscale Trading--Miscellaneous NASDAQ
680    GCC 9/28/2009 16.3 WISDOMTREE CONTINUOUS COMMODITY ETF GreenHaven Commodities Broad Basket NYSE
681    GCE 9/28/2009 1.2 CLAYMORE CEF GS CONNECT ETN Goldman Sachs Allocation--50% to 70% Equity NYSE
682    GDJJ 2/13/2015 0.74 PROSHARES ULTRA JUNIOR MINERS ProShares Trading--Leveraged Equity NYSE
683    GDX 9/28/2009 6568.31 VANECK VECTORS GOLD MINERS ETF Van Eck Equity Precious Metals NYSE
684    GDXJ 11/11/2009 2251.45 VANECK VECTORS JUNIOR GOLD MINERS ETF Van Eck Equity Precious Metals NYSE
685    GDXS 2/13/2015 1.93 PROSHARES ULTRASHORT GOLD MINERS ProShares Trading--Inverse Equity NYSE
686    GDXX 2/13/2015 1.56 PROSHARES ULTRA GOLD MINERS ProShares Trading--Leveraged Equity NYSE
687    GEM 9/29/2015 3.35 GOLDMAN SACHS ACTIVEBETA EMKTS EQ ETF Goldman Sachs Diversified Emerging Mkts NYSE
688    GENY 8/22/2016 0.02 PRINCIPAL MILLENNIALS ETF Principal Funds World Stock NASDAQ
689    GEUR 2/12/2014 1.17 ADVISORSHARES GARTMAN GOLD/EURO ETF AdvisorShares Commodities Precious Metals NYSE
690    GEX 9/28/2009 5.92 VANECK VECTORS GLOBAL ALT ENERGY ETF Van Eck Miscellaneous Sector NYSE
691    GGOV 1/26/2012 2.06 PROSHARES GERMAN SOVEREIGN/SUB-SOVEREIGN Exchange Traded Fund Financial NYSE
692    GHE 4/5/2016 0.03 REX GOLD HEDGED FTSE EMERGING MKTS ETF Rex Diversified Emerging Mkts NYSE
693    GHII 2/11/2015 0.51
694    GHS 4/5/2016 0.05 REX GOLD HEDGED S&P 500 ETF Rex Large Blend NYSE
695    GHYG 4/5/2012 2.65 ISHARES GLOBAL HIGH YIELD CORPORATE BOND iShares World Bond BATS
696    GII 9/28/2009 2.55 SPDR S&P GLOBAL INFRASTRUCTURE ETF SPDR State Street Global Advisors Infrastructure NYSE
697    GLD 9/28/2009 3746.14 SPDR GOLD TRUST State Street Global Advisors Commodities Precious Metals NYSE
698    GLDI 1/29/2013 2.5 CREDIT SUISSE GOLD SHARES COV CALL ETN Exchange Traded Fund Financial NASDAQ
699    GLDW 1/30/2017 0.05 SPDR LONG DOLLAR GOLD TRUST SPDR State Street Global Advisors Commodities Precious Metals NYSE
700    GLL 9/28/2009 59.4 PROSHARES ULTRASHORT GOLD ProShares Trading--Inverse Commodities NYSE
701    GLTR 10/22/2010 6.28 ETFS PHYSICAL PM BASKET ETF Securities Commodities Precious Metals NYSE
702    GMF 9/28/2009 17 SPDR S&P EMERGING ASIA PACIFIC ETF SPDR State Street Global Advisors Pacific/Asia ex-Japan Stk NYSE
703    GML 9/28/2009 4.15 SPDR S&P EMERGING LATIN AMERICA ETF SPDR State Street Global Advisors Latin America Stock NYSE
704    GMM 9/28/2009 6.13 SPDR S&P EMERGING MARKETS ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
705    GMMB 1/29/2010 0.19 COLUMBIA INTERMEDIATE MUNICIPAL Columbia Muni National Interm NYSE
706    GMOM 11/4/2014 0.86 CAMBRIA GLOBAL MOMENTUM ETF CAMBRIA ETF TRUST World Allocation NYSE
707    GMTB 1/29/2010 0.31 COLUMBIA CORE BOND STRATEGY FUN Columbia Intermediate-Term Bond NYSE
708    GNMA 2/17/2012 2.56 ISHARES GNMA BOND iShares Intermediate Government NASDAQ
709    GNR 9/24/2010 16.08 SPDR S&P GLOBAL NATURAL RESOURCES ETF SPDR State Street Global Advisors Natural Resources NYSE
710    GNRX 1/13/2016 0.09 VANECK VECTORS GENERIC DRUGS ETF NASDAQ
711    GOEX 3/28/2016 1.64 GLOBAL X GOLD EXPLORERS ETF Global X Funds Equity Precious Metals NYSE
712    GOVT 2/24/2012 19.08 ISHARES US TREASURY BOND iShares Intermediate Government NYSE
713    GQRE 11/6/2013 1.15 FLEXSHARES GLBL QUALITY REAL ESTATE ETF Flexshares Trust Global Real Estate NYSE
714    GREK 12/8/2011 62.64 GLOBAL X MSCI GREECE ETF Global X Funds Miscellaneous Region NYSE
715    GRES 10/27/2009 3.97 IQ GLOBAL RESOURCES ETF IndexIQ Natural Resources NYSE
716    GRI 9/28/2009 2.64 COHEN & STEERS GLOBAL REALTY MAJORS ETF ALPS Global Real Estate NYSE
717    GRID 11/17/2009 1.48 FIRST TRUST NASDAQ CLN EDGESTGIDIFSETF First Trust Miscellaneous Sector NASDAQ
718    GRN 9/28/2009 1.11 IPATH GLOBAL CARBON ETN Barclays Funds Commodities Miscellaneous NYSE
719    GRU 9/28/2009 3.71 ELEMENTS MLCX GRAINS TR ETN ELEMENTS Commodities Agriculture NYSE
720    GSC 9/28/2009 2.18 GS CONNECT S&P GSCI ENH COMMODITY TR ETN Goldman Sachs Commodities Broad Basket NYSE
721    GSEU 9/8/2015 87.73 GOLDMAN SACHS ACTIVEBETA EUROPE EQ ETF Goldman Sachs Europe Stock NYSE
722    GSG 9/28/2009 60.84 ISHARES S&P GSCI COMMODITY-INDEXED TRUST iShares Commodities Broad Basket NYSE
723    GSIE 11/10/2015 2.33 GOLDMAN SACHS ACTIVEBETA INTL EQ ETF Goldman Sachs Foreign Large Blend NYSE
724    GSJY 3/4/2016 0.17 GOLDMAN SACHS ACTIVEBETA JAPAN EQ ETF Goldman Sachs Japan Stock NYSE
725    GSLC 9/21/2015 3.92 GOLDMAN SACHS ACTIVEBETA US LGCP EQ ETF Goldman Sachs Large Blend NYSE
726    GSP 9/28/2009 6.02 IPATH S&P GSCI TOTAL RETURN ETN Barclays Funds Commodities Broad Basket NYSE
727    GSY 2/8/2011 10.63 GUGGENHEIM ENHANCED SHORT DUR ETF Guggenheim Investments Ultrashort Bond NYSE
728    GTO 2/10/2016 0.32 GUGGENHEIM TOTAL RETURN BOND ETF Guggenheim Investments Intermediate-Term Bond NYSE
729    GULF 9/28/2009 4.78 WISDOMTREE MIDDLE EAST DIVIDEND ETF WisdomTree Miscellaneous Region NASDAQ
730    GUNR 9/22/2011 45 FLEXSHARES MSTAR GLBL UPSTRM NAT RES ETF Flexshares Trust Natural Resources NYSE
731    GUR 9/28/2009 10.75 SPDR S&P EMERGING EUROPE ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
732    GURI 3/11/2014 0.09 GLOBAL X GURU INTERNATIONAL ETF Global X Funds Foreign Large Blend NYSE
733    GURU 6/5/2012 7.5 GLOBAL X GURU ETF Global X Funds Large Growth NYSE
734    GUSH 5/29/2015 31.56 DIREXION DLY S&P OIL&GS EX&PRD BL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
735    GVAL 3/12/2014 3.31 CAMBRIA GLOBAL VALUE ETF CAMBRIA ETF TRUST Foreign Small/Mid Value NYSE
736    GVI 9/28/2009 15.79 ISHARES INTERM GOVERNMENT/CREDIT BD iShares Intermediate-Term Bond NYSE
737    GVIP 11/3/2016 0.24 GOLDMAN SACHS HEDGE INDUSTRY VIP ETF Goldman Sachs Large Blend NYSE
738    GWL 9/28/2009 13.54 SPDR S&P WORLD EX-US ETF SPDR State Street Global Advisors Foreign Large Blend NYSE
739    GWX 9/28/2009 24.87 SPDR S&P INTERNATIONAL SMALL CAP ETF SPDR State Street Global Advisors Foreign Small/Mid Blend NYSE
740    GXC 9/28/2009 38.62 SPDR S&P CHINA ETF SPDR State Street Global Advisors China Region NYSE
741    GXF 9/28/2009 2.63 GLOBAL X FTSE NORDIC REGION ETF Global X Funds Miscellaneous Region NYSE
742    GXG 9/28/2009 28.12 GLOBAL X MSCI COLOMBIA ETF Global X Funds Miscellaneous Region NYSE
743    GYEN 2/12/2014 1.57 ADVISORSHARES GARTMAN GOLD/YEN ETF AdvisorShares Commodities Precious Metals NYSE
744    GYLD 5/8/2012 9.65 ARROW DOW JONES GLOBAL YIELD ETF ArrowShares World Allocation NYSE
745    HACK 11/12/2014 34.46 PUREFUNDS ISE CYBER SECURITY ETF Pure Funds Technology NYSE
746    HACV 11/4/2015 0.03 ISHARES EDGE MSCI MIN VOL GLOBAL CCY HDG iShares World Stock BATS
747    HACW 7/21/2015 0.02
748    HAHA 10/20/2015 0.03 CSOP CHINA CSI 300 A-H DYNAMIC ETF CSOP Asset Management China Region NYSE
749    HAKK 9/17/2015 0.09 DIREXION DAILY CYBER SEC&IT BULL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
750    HAO 9/28/2009 32.25 GUGGENHEIM CHINA SMALL CAP ETF Guggenheim Investments China Region NYSE
751    HAP 9/28/2009 9.87 VANECK VECTORS NATURAL RESOURCES ETF Van Eck Natural Resources NYSE
752    HAUD 7/13/2015 0.03 ISHARES CURRENCY HEDGED MSCI AUS iShares Miscellaneous Region NYSE
753    HAWX 7/1/2015 0.23 ISHARES CURRENCY HEDGED MSCI ACWI EX US iShares Foreign Large Blend NYSE
754    HCRF 5/12/2016 0.03 ISHARES EDGE MSCI MULTIFACTOR HEALTHCARE iShares Health BATS
755    HDAW 8/14/2015 0.06 DEUTSCHE X-TRACKERS MSCIAWDEXUSHDVYDHGEQ Deutsche Asset Management Foreign Large Value NYSE
756    HDEE 8/18/2015 0.01
757    HDEF 8/18/2015 0.04
758    HDEZ 8/18/2015 0.04 DEUTSCHE X-TRACKERS MSCI EUROZONE HIDIVY Deutsche Asset Management Europe Stock BATS
759    HDG 7/14/2011 0.91 PROSHARES HEDGE REPLICATION ProShares Multialternative NYSE
760    HDGE 1/27/2011 24.82 ADVISORSHARES RANGER EQUITY BEAR ETF AdvisorShares Bear Market NYSE
761    HDLV 10/1/2014 1.51 UBS ETRACS M PY 2XLVG US HIDIVLOWVOL ETN UBS Group AG Trading--Leveraged Equity NYSE
762    HDMV 8/26/2016 0.1 FIRST TRUST HRZN MGDVOLATIL DEV INTL ETF First Trust Foreign Large Blend NYSE
763    HDRW 10/29/2015 0.02 WISDOMTREE GLOBAL EX-US HDGD REL EST ETF WisdomTree Global Real Estate BATS
764    HDV 3/31/2011 57.03 ISHARES CORE HIGH DIVIDEND iShares Large Value NYSE
765    HDWX 9/15/2015 0.11 SPDR S&P INTERNATIONAL DIV CCY HDGD ETF SPDR State Street Global Advisors Foreign Large Value NYSE
766    HECO 6/20/2012 5.49 HUNTINGTON ECOLOGICAL STRATEGY ETF Exchange Traded Fund Financial NYSE
767    HEDJ 12/31/2009 366.8 WISDOMTREE EUROPE HEDGED EQUITY ETF WisdomTree Europe Stock NYSE
768    HEEM 9/25/2014 4.58 ISHARES CURRENCY HEDGED MSCI EMERG MKTS iShares Diversified Emerging Mkts NYSE
769    HEFA 2/14/2014 59.64 ISHARES CURRENCY HEDGED MSCI EAFE Exchange Traded Fund Financial NYSE
770    HEFV 11/4/2015 0.13 ISHARES EDGE MSCI MIN VOL EAFE CCY HDG iShares Foreign Large Blend BATS
771    HEMV 11/4/2015 0.06 ISHARES EDGE MSCI MIN VOL EM CCY HDG iShares Diversified Emerging Mkts BATS
772    HEUS 11/6/2015 0.04 ISHARES CURRENCY HEDGED MSCI EURP SM-CP iShares Europe Stock BATS
773    HEUV 11/9/2015 0.07 ISHARES EDGE MSCI MIN VOL EUROPE CCY HG iShares Europe Stock BATS
774    HEWC 7/1/2015 0.09 ISHARES CURRENCY HEDGED MSCI CANADA iShares Miscellaneous Region NYSE
775    HEWG 2/18/2014 42.13 ISHARES CURRENCY HEDGED MSCI GERMANY iShares Miscellaneous Region NYSE
776    HEWI 7/8/2015 0.72 ISHARES CURRENCY HEDGED MSCI ITALY iShares Miscellaneous Region NYSE
777    HEWJ 2/5/2014 35.67 ISHARES CURRENCY HEDGED MSCI JAPAN iShares Japan Stock NYSE
778    HEWL 7/15/2015 0.11 ISHARES CURRENCY HEDGED MSCI SWZ iShares Miscellaneous Region NYSE
779    HEWP 7/2/2015 0.83 ISHARES CURRENCY HEDGED MSCI SPAIN iShares Miscellaneous Region NYSE
780    HEWU 7/9/2015 0.92 ISHARES CURRENCY HEDGED MSCI UK iShares Miscellaneous Region NYSE
781    HEWW 7/13/2015 0.04 ISHARES CURRENCY HEDGED MSCI MEXICO iShares Miscellaneous Region NYSE
782    HEWY 7/1/2015 0.13 ISHARES CURRENCY HEDGED MSCI SOUTH KOREA iShares Miscellaneous Region NYSE
783    HEZU 8/22/2014 55 ISHARES CURRENCY HEDGED MSCI EUROZONE iShares Europe Stock NYSE
784    HFEZ 6/10/2015 0.22 SPDR EURO STOXX 50 CURRENCY HEDGED ETF SPDR State Street Global Advisors Europe Stock NYSE
785    HFXE 7/22/2015 0.41
786    HFXI 7/22/2015 0.7 IQ 50 PERCENT HEDGED FTSE INTL ETF IndexIQ Foreign Large Blend NYSE
787    HFXJ 7/22/2015 0.19 IQ 50 PERCENT HEDGED FTSE JAPAN ETF IndexIQ Japan Stock NYSE
788    HGEU 6/25/2015 0.17 PROSHARES HEDGED FTSE EUROPE ProShares Europe Stock NYSE
789    HGI 9/28/2009 2.97 GUGGENHEIM INTL MULTI-ASSET INC ETF Guggenheim Investments Foreign Large Value NYSE
790    HGJP 6/25/2015 0.19 PROSHARES HEDGED FTSE JAPAN ProShares Japan Stock NYSE
791    HHYX 7/30/2015 0.12
792    HILO 8/4/2011 3.48 COLUMBIA EM QUALITY DIVIDEND ETF Columbia Diversified Emerging Mkts NYSE
793    HIPS 1/7/2015 0.24 MASTER INCOME ETF Master Shares Allocation--85%+ Equity NYSE
794    HJPX 10/2/2015 0.1
795    HOLD 1/15/2014 0.14 ADVISORSHARES SAGE CORE RESERVES ETF AdvisorShares Ultrashort Bond NYSE
796    HOML 3/11/2015 1.7 UBS ETRACS M RST 2XLVG ISE EXCLY HBS ETN UBS Group AG Trading--Leveraged Equity NYSE
797    HSCZ 7/14/2015 0.09 ISHARES CURRENCY HEDGED MSCI EAFE SM-CP iShares Foreign Small/Mid Blend NYSE
798    HSPX 6/24/2013 1.89 HORIZONS S&P 500 COVERED CALL ETF Horizons ETFs Option Writing NYSE
799    HTUS 6/25/2015 0.82 HULL TACTICAL US ETF Exchange Traded Concepts Trust Long-Short Equity NYSE
800    HUSE 7/25/2012 6.88 US MARKET ROTATION STRATEGY ETF Strategy shares Large Blend NYSE
801    HUSV 8/25/2016 0.22 FIRST TRUST HRZN MGDVOLATIL DOMESTIC ETF First Trust Large Blend NYSE
802    HVPW 2/28/2013 2.56 US EQUITY HIGH VOLATILITY PUT WRITE ETF ALPS Long-Short Equity NYSE
803    HYD 9/28/2009 63.91 VANECK VECTORS HIGH-YIELD MUNICIPAL ETF Van Eck High Yield Muni NYSE
804    HYDD 6/16/2016 0.07 DIREXION DAILY HIGH YIELD BEAR 2X ETF Direxion Funds Trading--Inverse Debt NYSE
805    HYEM 5/9/2012 16.84 VANECK VECTORS EM HIGH YIELD BOND ETF Van Eck Emerging Markets Bond NYSE
806    HYG 9/28/2009 1356.03 ISHARES IBOXX $ HIGH YIELD CORPORATE BD iShares High Yield Bond NYSE
807    HYGH 5/29/2014 0.66 ISHARES INTEREST RATE HEDGED HIGH YLD BD iShares High Yield Bond NYSE
808    HYHG 5/23/2013 2.41 PROSHARES HIGH YIELD INTEREST RATE HDGD ProShares Nontraditional Bond BATS
809    HYIH 3/3/2015 0.22 DEUTSCHE X-TRACKERS HY CORP BD INTRRTHDG Deutsche Asset Management Nontraditional Bond BATS
810    HYLB 12/7/2016 0.09 DEUTSCHE X-TRACKERS USD HY CORP BD Deutsche Asset Management High Yield Bond NYSE
811    HYLD 12/1/2010 19.97 PERITUS HIGH YIELD ETF AdvisorShares High Yield Bond NYSE
812    HYLS 2/27/2013 10.62 FIRST TRUST TACTICAL HIGH YIELD ETF First Trust High Yield Bond NASDAQ
813    HYLV 2/15/2017 0.03 IQ S&P HIGH YIELD LOW VOLATILITY BD ETF IndexIQ High Yield Bond NYSE
814    HYMB 4/14/2011 13.82 SPDR NUVEEN S&P HIGH YIELD MUNI BD ETF SPDR State Street Global Advisors High Yield Muni NYSE
815    HYND 12/18/2013 0.49 WISDOMTREE NEGATIVE DUR HIGH YLD BD ETF WisdomTree Nontraditional Bond NASDAQ
816    HYS 6/17/2011 51.79 PIMCO 0-5 YEAR HIGH YIELD CORPO PIMCO High Yield Bond NYSE
817    HYXE 6/17/2016 0.01 ISHARES IBOXX $ HIGH YIELD EX OIL & GAS CORPORATE BOND ETF NASDAQ
818    HYXU 4/3/2012 2.91 ISHARES INTERNATIONAL HIGH YIELD BOND iShares World Bond BATS
819    HYZD 12/18/2013 1.36 WISDOMTREE INTEREST RT HDG HI YLD BD ETF WisdomTree Nontraditional Bond NASDAQ
820    IAGG 11/12/2015 1.14 ISHARES CORE INTERNATIONAL AGGREGATE BD iShares World Bond BATS
821    IAI 9/28/2009 16.21 ISHARES US BROKER-DEALERS & SECS EXCHS iShares Financial NYSE
822    IAK 9/28/2009 5.4 ISHARES US INSURANCE iShares Financial NYSE
823    IAT 9/28/2009 28.94 ISHARES US REGIONAL BANKS iShares Financial NYSE
824    IAU 9/28/2009 383.04 ISHARES GOLD TRUST iShares Commodities Precious Metals NYSE
825    IBB 9/28/2009 538.64 ISHARES NASDAQ BIOTECHNOLOGY iShares Health NASDAQ
826    IBCC 4/19/2013 0.52 ISHARES IBONDS MAR 2018 TERM CORP EXFNCL iShares Corporate Bond NYSE
827    IBCD 4/19/2013 0.52 ISHARES IBONDS MAR 2020 TERM CORP EXFNCL iShares Corporate Bond NYSE
828    IBCE 4/19/2013 0.46 ISHARES IBONDS MAR 2023 TERM CORP EXFNCL iShares Corporate Bond NYSE
829    IBDB 7/10/2013 0.69 ISHARES IBONDS MAR 2018 TERM CORPORATE iShares Short-Term Bond NYSE
830    IBDC 7/10/2013 0.55 ISHARES IBONDS MAR 2020 TERM CORPORATE iShares Corporate Bond NYSE
831    IBDD 7/10/2013 0.4 ISHARES IBONDS MAR 2023 TERM CORPORATE iShares Corporate Bond NYSE
832    IBDH 6/12/2014 2.22 ISHARES IBONDS DEC 2018 TERM CORPORATE iShares Corporate Bond NYSE
833    IBDJ 3/12/2015 1.62 ISHARES IBONDS DEC 2017 TERM CORPORATE iShares Short-Term Bond NYSE
834    IBDK 3/12/2015 2.6 ISHARES IBONDS DEC 2019 TERM CORPORATE iShares Short-Term Bond NYSE
835    IBDL 12/5/2014 2.56 ISHARES IBONDS DEC 2020 TERM CORPORATE iShares Corporate Bond NYSE
836    IBDM 3/12/2015 2.74 ISHARES IBONDS DEC 2021 TERM CORPORATE iShares Corporate Bond NYSE
837    IBDN 3/12/2015 2.07 ISHARES IBONDS DEC 2022 TERM CORPORATE iShares Corporate Bond NYSE
838    IBDO 3/12/2015 1.36 ISHARES IBONDS DEC 2023 TERM CORPORATE iShares Corporate Bond NYSE
839    IBDP 3/12/2015 1.35 ISHARES IBONDS DEC 2024 TERM CORPORATE iShares Corporate Bond NYSE
840    IBDQ 3/12/2015 1.26 ISHARES IBONDS DEC 2025 TERM CORPORATE iShares Corporate Bond NYSE
841    IBLN 8/1/2014 1.43 DIREXION IBILLIONAIRE INDEX ETF Exchange Traded Fund Financial NYSE
842    IBMF 3/17/2014 1.47 ISHARES IBONDS SEP 2017 TERM MUNI BOND iShares Muni National Short NYSE
843    IBMG 3/17/2014 1.61 ISHARES IBONDS SEP 2018 TERM MUNI BOND iShares Muni National Short NYSE
844    IBMH 3/17/2014 1.71 ISHARES IBONDS SEP 2019 TERM MUNI BOND iShares Muni National Short NYSE
845    IBMI 8/14/2014 1.51 ISHARES IBONDS SEP 2020 TERM MUNI BOND iShares Muni National Interm NYSE
846    IBMJ 9/4/2015 0.94 ISHARES IBONDS DEC 2021 TERM MUNI BOND iShares Muni National Interm NYSE
847    IBMK 9/4/2015 0.81 ISHARES IBONDS DEC 2022 TERM MUNI BOND iShares Muni National Interm NYSE
848    IBND 7/12/2010 9.62 SPDR BLMBG BARCLAYS INTL CORP BD ETF SPDR State Street Global Advisors World Bond NYSE
849    IBUY 4/20/2016 0.52 AMPLIFY ONLINE RETAIL ETF Amplifyetfs Consumer Cyclical NASDAQ
850    ICF 9/28/2009 172.89 ISHARES COHEN & STEERS REIT iShares Real Estate NYSE
851    ICI 9/28/2009 1.59 IPATH OPTIMIZED CURRENCY CARRY ETN Barclays Funds Multicurrency NYSE
852    ICLN 9/28/2009 6.24 ISHARES GLOBAL CLEAN ENERGY iShares Miscellaneous Sector NASDAQ
853    ICOL 6/20/2013 0.92 ISHARES MSCI COLOMBIA CAPPED iShares Miscellaneous Region NYSE
854    ICSH 12/13/2013 0.29 ISHARES ULTRA SHORT-TERM BOND iShares Ultrashort Bond BATS
855    ICVT 6/4/2015 0.28 ISHARES CONVERTIBLE BOND iShares Convertibles BATS
856    IDHD 12/1/2016 0.03 POWERSHARES S&P INTL DEV HI DIV LOW VLTL PowerShares Foreign Large Value BATS
857    IDHQ 11/7/2011 0.83 POWERSHARES S&P INTL DEV QUALITY ETF PowerShares Foreign Small/Mid Value NYSE
858    IDLB 11/5/2015 0.66 POWERSHARES FTSE INTL LW BT EQ WGT PowerShares Foreign Large Blend NASDAQ
859    IDLV 1/17/2012 9.77 POWERSHARES S&P INTL DEV LOW VOLATIL ETF PowerShares Foreign Large Blend NYSE
860    IDMO 10/5/2015 0.12 POWERSHARES S&P INTL DEV MOMENTUM ETF PowerShares Foreign Large Blend NYSE
861    IDOG 6/28/2013 4.29 ALPS INTERNATIONAL SECTOR DIV DOGS ETF ALPS Foreign Large Value NYSE
862    IDU 9/28/2009 41.11 ISHARES US UTILITIES iShares Utilities NYSE
863    IDV 9/28/2009 98.37 ISHARES INTERNATIONAL SELECT DIVIDEND iShares Foreign Large Value NYSE
864    IDX 9/28/2009 55.26 VANECK VECTORS INDONESIA ETF Van Eck Miscellaneous Region NYSE
865    IEF 9/28/2009 314.58 ISHARES 7-10 YEAR TREASURY BOND iShares Long Government NYSE
866    IEFA 10/22/2012 178 ISHARES CORE MSCI EAFE iShares Foreign Large Blend NYSE
867    IEI 9/28/2009 58.13 ISHARES 3-7 YEAR TREASURY BOND iShares Intermediate Government NYSE
868    IEMG 10/22/2012 396.61 ISHARES CORE MSCI EMERGING MARKET Exchange Traded Fund Financial NYSE
869    IEO 9/28/2009 64.74 ISHARES US OIL&GAS EXPLOR&PRODTN iShares Equity Energy NYSE
870    IEUR 6/12/2014 11.55 ISHARES CORE MSCI EUROPE iShares Europe Stock NYSE
871    IEUS 5/12/2014 0.99 ISHARES MSCI EUROPE SMALL-CAP iShares Europe Stock NASDAQ
872    IEV 9/28/2009 135.58 ISHARES S&P EUROPE 350 INDEX FU iShares Europe Stock NYSE
873    IEZ 9/28/2009 52.88 ISHARES US OIL EQUIPMENT&SERVICES iShares Equity Energy NYSE
874    IFEU 9/28/2009 2.48 ISHARES FTSE EPRA/NAREIT EUROPE INDEX FUND NASDAQ
875    IFGL 9/28/2009 24.27 ISHARES INTERNATIONAL DEV REL EST iShares Global Real Estate NASDAQ
876    IFIX 10/25/2016 0.01 DEUTSCHE X-TRCKRSBRCLYS INTLCRPBDHDGDETF Deutsche Asset Management World Bond BATS
877    IFLY 3/9/2016 0.23 PUREFUNDS DRONE ECONOMY STRATEGY ETF Pure Funds World Stock NYSE
878    IFV 7/23/2014 14.66 FIRST TRUST DORSEY WRIGHT INTL FOC 5 First Trust Foreign Large Blend NASDAQ
879    IGE 9/28/2009 118.3 ISHARES NORTH AMERICAN NATURAL RESOURCES iShares Natural Resources NYSE
880    IGF 9/28/2009 26.07 ISHARES GLOBAL INFRASTRUCTURE iShares Infrastructure NASDAQ
881    IGHG 11/7/2013 2.5 PROSHARES INVESTMENT GRADE INTR RT HDGD ProShares Nontraditional Bond BATS
882    IGIH 3/3/2015 0.11 DEUTSCHE X-TRACKERS INVT GRD BDINTRRTHDG Deutsche Asset Management Nontraditional Bond BATS
883    IGM 9/28/2009 10.44 ISHARES NORTH AMERICAN TECH iShares Technology NYSE
884    IGN 9/28/2009 9.61 ISHARES NORTH AMERICAN TECH-MULTIMD NTWK iShares Technology NYSE
885    IGOV 9/28/2009 14.09 ISHARES INTERNATIONAL TREASURY BOND iShares World Bond NASDAQ
886    IGV 9/28/2009 30.47 ISHARES NORTH AMERICAN TECH-SOFTWARE iShares Technology NYSE
887    IGVT 10/25/2016 0.01
888    IHDG 5/7/2014 6.4 WISDOMTREE INTL HDGD QUAL DIV GR ETF WisdomTree Foreign Large Growth NYSE
889    IHE 9/28/2009 12.07 ISHARES US PHARMACEUTICALS iShares Health NYSE
890    IHF 9/28/2009 19.06 ISHARES US HEALTHCARE PROVIDERS iShares Health NYSE
891    IHI 9/28/2009 23.04 ISHARES US MEDICAL DEVICES iShares Health NYSE
892    IHY 4/3/2012 7.31 VANECK VECTORS INTL HI YLD BD ETF Van Eck World Bond NYSE
893    IJH 9/28/2009 380.66 ISHARES CORE S&P MID-CAP iShares Mid-Cap Blend NYSE
894    IJJ 9/28/2009 49.8 ISHARES S&P MID-CAP 400 VALUE iShares Mid-Cap Value NYSE
895    IJK 9/28/2009 61.01 ISHARES S&P MID-CAP 400 GROWTH iShares Mid-Cap Growth NYSE
896    IJR 9/28/2009 487.9 ISHARES CORE S&P SMALL-CAP iShares Small Blend NYSE
897    IJS 9/28/2009 51.54 ISHARES S&P SMALL-CAP 600 VALUE iShares Small Value NYSE
898    IJT 9/28/2009 50.14 ISHARES S&P SMALL-CAP 600 GROWTH iShares Small Growth NYSE
899    ILF 9/28/2009 418.52 ISHARES LATIN AMERICA 40 iShares Latin America Stock NYSE
900    ILTB 6/25/2012 4.2 ISHARES CORE 10+ YEAR USD BOND iShares Long-Term Bond NYSE
901    IMED 8/31/2016 0.02 PUREFUNDS ETFX HEALTHTECH ETF NASDAQ
902    IMLP 1/4/2013 1.72 IPATH S&P MLP ETN Barclays Energy Limited Partnership NYSE
903    IMOM 12/23/2015 0.23 MOMENTUMSHARES INTL QUANT MOM ETF Alpha Architect Foreign Large Blend BATS
904    IMTB 11/7/2016 0.08 ISHARES 5-10 YEAR USD BOND iShares Intermediate-Term Bond NYSE
905    IMTM 1/26/2015 0.26 ISHARES EDGE MSCI INTL MOMENTUM FACTOR iShares Foreign Large Growth NYSE
906    INCO 8/10/2011 3.88 COLUMBIA INDIA CONSUMER ETF Columbia India Equity NYSE
907    INDA 2/3/2012 198.06 ISHARES MSCI INDIA iShares India Equity BATS
908    INDF 5/12/2016 0.03 ISHARES EDGE MSCI MULTIFACTOR INDTLS iShares Industrials BATS
909    INDL 4/9/2010 14.6 DIREXION DAILY MSCI INDIA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
910    INDY 11/20/2009 43.61 ISHARES INDIA 50 iShares India Equity NASDAQ
911    INFR 12/30/2016 0.02 LEGG MASON GLOBAL INFRASTRUCTURE ETF Legg Mason Infrastructure NASDAQ
912    INKM 4/26/2012 2.06 SPDR SSGA INCOME ALLOCATION ETF SPDR State Street Global Advisors Allocation--50% to 70% Equity NYSE
913    INP 9/28/2009 42.68 IPATH MSCI INDIA ETN Barclays Funds India Equity NYSE
914    INR 9/28/2009 0.78 MARKET VECTORS INDIAN RUPEE/USD ETN Market Vectors Single Currency NYSE
915    INTF 5/4/2015 0.82 ISHARES EDGE MSCI MULTIFACTOR INTL iShares Foreign Large Blend NYSE
916    INXX 8/11/2010 5.63 COLUMBIA INDIA INFRASTRUCTURE ETF Columbia India Equity NYSE
917    IOIL 5/5/2011 0.78 IQ GLOBAL OIL SMALL CAP ETF IndexIQ Equity Energy NYSE
918    IOO 9/28/2009 17.26 ISHARES GLOBAL 100 iShares World Stock NYSE
919    IPAC 6/12/2014 5.89 ISHARES CORE MSCI PACIFIC iShares Diversified Pacific/Asia NYSE
920    IPAY 7/16/2015 1.12 PUREFUNDS ISE MOBILE PAYMENTS ETF Pure Funds Miscellaneous Sector NYSE
921    IPD 9/29/2009 1.15 SPDR S&P INTERNATIONAL CONSUMER State Street Global Advisors Consumer Cyclical NYSE
922    IPE 9/28/2009 10.71 SPDR BLMBG BARCLAYS TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond NYSE
923    IPF 9/28/2009 1.12 SPDR S&P INTERNATIONAL FINCL SECT ETF SPDR State Street Global Advisors Financial NYSE
924    IPFF 11/17/2011 7.88 ISHARES INTERNATIONAL PREFERRED STOCK iShares Preferred Stock NYSE
925    IPK 9/28/2009 1.09 SPDR S&P INTERNATIONAL TECH SECT ETF SPDR State Street Global Advisors Technology NYSE
926    IPKW 2/27/2014 1.86 POWERSHARES INTL BUYBACK ACHIEV ETF PowerShares Foreign Large Blend NASDAQ
927    IPN 9/28/2009 1.51 SPDR S&P INTERNATIONAL INDL SECT ETF SPDR State Street Global Advisors Industrials NYSE
928    IPO 10/16/2013 1.29 RENAISSANCE IPO ETF Renaissance Capital Mid-Cap Growth NYSE
929    IPOS 10/7/2014 0.06 RENAISSANCE INTERNATIONAL IPO ETF Renaissance Capital Foreign Small/Mid Growth NYSE
930    IPS 9/28/2009 1.27 SPDR S&P INTL CNSMR STAPL SECT ETF SPDR State Street Global Advisors Consumer Defensive NYSE
931    IPU 9/28/2009 1.77 SPDR S&P INTERNATIONAL UTLS SECT ETF SPDR State Street Global Advisors Utilities NYSE
932    IPW 9/28/2009 2.14 SPDR S&P INTERNATIONAL ENERGY SECT ETF SPDR State Street Global Advisors Equity Energy NYSE
933    IQDE 4/16/2013 1.83 FLEXSHARES INTL QUAL DIV DEFENSV ETF Exchange Traded Fund Financial NYSE
934    IQDF 4/16/2013 6.21 FLEXSHARES INTL QUAL DIV ETF Flexshares Trust Foreign Large Value NYSE
935    IQDG 4/7/2016 0.11 WISDOMTREE INTERNATIONAL QUAL DIV GR ETF WisdomTree Foreign Large Growth BATS
936    IQDY 4/16/2013 1.55 FLEXSHARES INTL QUAL DIV DYNAMIC ETF Flexshares Trust Foreign Large Value NYSE
937    IQLT 1/15/2015 0.28 ISHARES EDGE MSCI INTL QUALITY FACTOR iShares Foreign Large Blend NYSE
938    IRV 9/28/2009 1.37 SPDR S&P INTERNATIONAL MATLS SECT ETF SPDR State Street Global Advisors Natural Resources NYSE
939    IRY 9/28/2009 2.4 SPDR S&P INTERNATIONAL HEALTHC SECT ETF SPDR State Street Global Advisors Health NYSE
940    ISCF 5/1/2015 0.21 ISHARES EDGE MSCI MULTIFACTOR INTL SM-CP iShares Foreign Small/Mid Blend NYSE
941    ISHG 9/28/2009 3.25 ISHARES 1-3 YEAR INTERNATIONAL TRS BD iShares World Bond NASDAQ
942    ISMD 2/28/2017 0.04 INSPIRE SMALL/MID CAP IMPACT ETF Inspire Mid-Cap Blend NYSE
943    ISRA 6/26/2013 1.13 VANECK VECTORS ISRAEL ETF Van Eck Miscellaneous Region NYSE
944    IST 9/28/2009 2.26 SPDR S&P INTERNATIONAL TELECOMSSECT ETF SPDR State Street Global Advisors Communications NYSE
945    ISTB 10/22/2012 5.9 ISHARES CORE 1-5 YEAR USD BOND iShares Short-Term Bond NYSE
946    ISZE 7/7/2015 0.01 ISHARES EDGE MSCI INTL SIZE FACTOR iShares Foreign Large Blend NYSE
947    ITA 9/28/2009 18.48 ISHARES US AEROSPACE & DEFENSE iShares Industrials NYSE
948    ITB 9/28/2009 621.05 ISHARES US HOME CONSTRUCTION iShares Consumer Cyclical NYSE
949    ITE 9/28/2009 6.82 SPDR BLMBG BARCLAYS INTERM TERM TRS ETF SPDR State Street Global Advisors Intermediate Government NYSE
950    ITEQ 11/3/2015 0.51 BLUESTAR TA-BIGITECH ISRAEL TECH ETF BlueStar Global Investors Technology NASDAQ
951    ITM 9/28/2009 32.41 VANECK VECTORS AMT-FREE INTERM MUNI ETF Van Eck Muni National Interm NYSE
952    ITOT 6/25/2012 29.91 ISHARES CORE S&P TOTAL US STOCK MKT iShares Large Blend NYSE
953    ITR 9/28/2009 21.18 SPDR BLMBG BARCLAYS INTMTERMCORPBD ETF SPDR State Street Global Advisors Corporate Bond NYSE
954    IUSB 6/12/2014 3.38 ISHARES CORE TOTAL USD BOND MARKET iShares Intermediate-Term Bond NYSE
955    IUSG 6/12/2014 11.47 ISHARES CORE S&P US GROWTH iShares Large Growth NYSE
956    IUSV 6/12/2014 7.42 ISHARES CORE S&P US VALUE iShares Large Value NYSE
957    IVAL 12/17/2014 0.5 VALUESHARES INTERNATIONAL QUANT VAL ETF Alpha Architect Foreign Large Value BATS
958    IVE 9/28/2009 204.52 ISHARES S&P 500 VALUE iShares Large Value NYSE
959    IVLU 7/15/2015 0.41 ISHARES EDGE MSCI INTL VALUE FACTOR iShares Foreign Large Value NYSE
960    IVOG 9/24/2010 3.69 VANGUARD S&P MID-CAP 400 GROWTH ETF Vanguard Mid-Cap Growth NYSE
961    IVOO 9/24/2010 3.99 VANGUARD S&P MID-CAP 400 ETF Vanguard Mid-Cap Blend NYSE
962    IVOV 9/24/2010 2.82 VANGUARD S&P MID-CAP 400 VALUE ETF Vanguard Mid-Cap Value NYSE
963    IVV 9/28/2009 1187.78 ISHARES CORE S&P 500 iShares Large Blend NYSE
964    IVW 9/28/2009 240.87 ISHARES S&P 500 GROWTH iShares Large Growth NYSE
965    IWB 9/28/2009 365.91 ISHARES RUSSELL 1000 iShares Large Blend NYSE
966    IWC 9/28/2009 32.44 ISHARES MICRO-CAP iShares Small Blend NYSE
967    IWD 9/28/2009 619.14 ISHARES RUSSELL 1000 VALUE iShares Large Value NYSE
968    IWF 9/28/2009 688.33 ISHARES RUSSELL 1000 GROWTH iShares Large Growth NYSE
969    IWL 9/28/2009 1.4 ISHARES RUSSELL TOP 200 iShares Large Blend NYSE
970    IWM 9/28/2009 10282.54 ISHARES RUSSELL 2000 iShares Small Blend NYSE
971    IWN 9/28/2009 643.2 ISHARES RUSSELL 2000 VALUE iShares Small Value NYSE
972    IWO 9/28/2009 561.33 ISHARES RUSSELL 2000 GROWTH iShares Small Growth NYSE
973    IWP 9/28/2009 133.45 ISHARES RUSSELL MID-CAP GROWTH iShares Mid-Cap Growth NYSE
974    IWR 9/28/2009 146.75 ISHARES RUSSELL MID-CAP iShares Mid-Cap Blend NYSE
975    IWS 9/28/2009 218.19 ISHARES RUSSELL MID-CAP VALUE iShares Mid-Cap Value NYSE
976    IWV 9/28/2009 90.87 ISHARES RUSSELL 3000 iShares Large Blend NYSE
977    IWX 9/28/2009 3.09 ISHARES RUSSELL TOP 200 VALUE iShares Large Value NYSE
978    IWY 9/28/2009 6.2 ISHARES RUSSELL TOP 200 GROWTH iShares Large Growth NYSE
979    IXC 9/28/2009 45.99 ISHARES GLOBAL ENERGY iShares Equity Energy NYSE
980    IXG 9/28/2009 12.29 ISHARES GLOBAL FINANCIALS iShares Financial NYSE
981    IXJ 9/28/2009 19.26 ISHARES GLOBAL HEALTHCARE iShares Health NYSE
982    IXN 9/28/2009 12.75 ISHARES GLOBAL TECH iShares Technology NYSE
983    IXP 9/28/2009 12.96 ISHARES GLOBAL TELECOM iShares Communications NYSE
984    IXUS 10/22/2012 21.87 ISHARES CORE MSCI TOTAL INTL STK iShares Foreign Large Blend NASDAQ
985    IYC 9/28/2009 16 ISHARES US CONSUMER SERVICES iShares Consumer Cyclical NYSE
986    IYE 9/28/2009 180.13 ISHARES US ENERGY iShares Equity Energy NYSE
987    IYF 9/28/2009 228.44 ISHARES US FINANCIALS iShares Financial NYSE
988    IYG 9/28/2009 44.25 ISHARES US FINANCIAL SERVICES iShares Financial NYSE
989    IYH 9/28/2009 40.79 ISHARES US HEALTHCARE iShares Health NYSE
990    IYJ 9/28/2009 31.49 ISHARES US INDUSTRIALS iShares Industrials NYSE
991    IYK 9/28/2009 11.64 ISHARES US CONSUMER GOODS iShares Consumer Defensive NYSE
992    IYLD 4/5/2012 5.33 ISHARES MORNINGSTAR MULTI-ASSET INCOME iShares Allocation--30% to 50% Equity BATS
993    IYM 9/28/2009 131.63 ISHARES DOW JONES U.S. BASIC MA iShares Natural Resources NYSE
994    IYR 9/28/2009 3258.41 ISHARES US REAL ESTATE iShares Real Estate NYSE
995    IYT 9/28/2009 175.43 ISHARES TRANSPORTATION AVERAGE iShares Industrials NYSE
996    IYW 9/28/2009 79.27 ISHARES US TECHNOLOGY iShares Technology NYSE
997    IYY 9/28/2009 10.21 ISHARES DOW JONES U.S. TOTAL MA iShares Large Blend NYSE
998    IYZ 9/28/2009 105.78 ISHARES US TELECOMMUNICATIONS iShares Communications NYSE
999    JDST 10/3/2013 410.79 DIREXION DAILY JR GLD MNRS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1000    JEM 9/30/2009 0.5 IPATH GEMS ETN Barclays Funds Multicurrency NYSE
1001    JETS 4/30/2015 2.75 US GLOBAL JETS ETF U.S. Global Investors Miscellaneous Sector NYSE
1002    JHDG 4/9/2015 0.37 WISDOMTREE JAPAN HEDGED QUAL DIV GR ETF WisdomTree Japan Stock NYSE
1003    JHMC 10/1/2015 0.09
1004    JHMD 12/16/2016 0.06 JHANCOCK MULTIFACTOR DEVELOPED INTL ETF John Hancock Foreign Large Blend NYSE
1005    JHMF 9/29/2015 0.2 JHANCOCK MULTIFACTOR FINANCIALS ETF John Hancock Financial NYSE
1006    JHMH 9/30/2015 0.15 JHANCOCK MULTIFACTOR HEALTH CARE ETF John Hancock Health NYSE
1007    JHML 9/30/2015 0.72 JHANCOCK MULTIFACTOR LARGE CAP ETF John Hancock Large Blend NYSE
1008    JHMM 9/29/2015 0.5 JHANCOCK MULTIFACTOR MID CAP ETF John Hancock Mid-Cap Blend NYSE
1009    JHMT 9/30/2015 0.18 JHANCOCK MULTIFACTOR TECHNOLOGY ETF John Hancock Technology NYSE
1010    JJA 9/28/2009 4.71 IPATH BLOOMBERG AGRICULTURE SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1011    JJC 9/28/2009 22.65 IPATH DOW JONES UBS COPPER TOTA iPath Commodities Industrial Metals NYSE
1012    JJE 9/28/2009 1.14 IPATH BLOOMBERG ENERGY SUBTR ETN Barclays Funds Commodities Energy NYSE
1013    JJG 9/28/2009 19.78 IPATH BLOOMBERG GRAINS SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1014    JJM 9/28/2009 1.67 IPATH DOW JONES UBS INDUSTRIAL iPath Commodities Industrial Metals NYSE
1015    JJN 9/28/2009 2.22 IPATH BLOOMBERG NICKEL SUBTR ETN Barclays Funds Commodities Industrial Metals NYSE
1016    JJP 9/28/2009 1.27 IPATH DJ-UBS PRECIOUS METALS SU iPath Commodities Precious Metals NYSE
1017    JJS 9/28/2009 1.96 IPATH BLOOMBERG SOFTS SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1018    JJT 9/30/2009 2.43 IPATH BLOOMBERG TIN SUBTR ETN Barclays Funds Commodities Industrial Metals NYSE
1019    JJU 9/28/2009 1.09 IPATH DJ-UBS ALUMINUM SUBINDEX iPath Commodities Industrial Metals NYSE
1020    JKD 9/28/2009 4.87 ISHARES MORNINGSTAR LARGE-CAP iShares Large Blend NYSE
1021    JKE 9/28/2009 6.17 ISHARES MORNINGSTAR LARGE GROWT iShares Large Growth NYSE
1022    JKF 9/28/2009 3.49 ISHARES MORNINGSTAR LARGE-CAP VALUE iShares Large Value NYSE
1023    JKG 9/28/2009 3.44 ISHARES MORNINGSTAR MID-CAP iShares Mid-Cap Blend NYSE
1024    JKH 9/28/2009 2.38 ISHARES MORNINGSTAR MID-CAP GROWTH iShares Mid-Cap Growth NYSE
1025    JKI 9/28/2009 2.57 ISHARES MORNINGSTAR MID-CAP VALUE iShares Mid-Cap Value NASDAQ
1026    JKJ 9/28/2009 2.53 ISHARES MORNINGSTAR SMALL-CAP iShares Small Blend NYSE
1027    JKK 9/28/2009 1.91 ISHARES MORNINGSTAR SMALL-CAP GROWTH iShares Small Growth NYSE
1028    JKL 9/28/2009 4.2 ISHARES MORNINGSTAR SMALL-CAP VALUE iShares Small Value NYSE
1029    JNK 9/28/2009 1186.75 SPDR BLMBG BARCLAYS HIGH YIELD BD ETF SPDR State Street Global Advisors High Yield Bond NYSE
1030    JNUG 10/3/2013 818.28 DIREXION DAILY JR GLD MNRS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1031    JO 9/28/2009 29.07 IPATH BLOOMBERG COFFEE SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1032    JPEH 4/4/2016 0.01 JPMORGAN DIVERS RET EURP CCY HDGD ETF JPMorgan Europe Stock NYSE
1033    JPEM 1/9/2015 0.61 JPMORGAN DIVERSIFIED RETURN EMKTS EQ ETF JPMorgan Diversified Emerging Mkts NYSE
1034    JPGE 6/17/2014 0.6 JPMORGAN DIVERSIFIED RETURN GLBL EQ ETF JPMorgan World Stock NYSE
1035    JPHF 9/15/2016 0.16 JPMORGAN DIVERSIFIED ALTERNATIVE ETF JPMorgan Multialternative NYSE
1036    JPHY 9/15/2016 0.03 JPMORGAN DISCIPLINED HIGH YIELD ETF JPMorgan High Yield Bond BATS
1037    JPIH 4/4/2016 0.12 JPMORGAN DIVERS RET INTL CCY HDGD ETF JPMorgan Foreign Large Blend NYSE
1038    JPIN 11/7/2014 3.05 JPMORGAN DIVERSIFIED RETURN INTL EQ ETF JPMorgan Foreign Large Blend NYSE
1039    JPME 5/18/2016 0.15 JPMORGAN DIVERS RET US MID CP EQ ETF JPMorgan Mid-Cap Blend NYSE
1040    JPMV 6/5/2014 0.69 ISHARES EDGE MSCI MIN VOL JAPAN iShares Japan Stock NYSE
1041    JPN 6/24/2015 0.22 DEUTSCHE X-TRACKERS JPN JPX-NIKKEI400 EQ Deutsche Asset Management Japan Stock NYSE
1042    JPNL 6/26/2013 2.07 DIREXION DAILY JAPAN BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1043    JPSE 11/17/2016 0.08 JPMORGAN DIVERS RET US SMALL CAP EQ ETF JPMorgan Small Blend NYSE
1044    JPUS 9/30/2015 0.56 JPMORGAN DIVERSIFIED RETURN US EQ ETF JPMorgan Large Blend NYSE
1045    JPXN 3/9/2015 0.89 ISHARES JPX-NIKKEI 400 iShares Japan Stock NYSE
1046    JSMD 2/25/2016 0.1 JANUS SMALL/MID CAP GROWTH ALPHA ETF Janus Mid-Cap Growth NASDAQ
1047    JSML 2/25/2016 0.07 JANUS SMALL CAP GROWTH ALPHA ETF NASDAQ
1048    JUNE 4/4/2016 0.08 DHANDHO JUNOON ETF Dhandho Funds Mid-Cap Blend NYSE
1049    JXI 9/28/2009 9.52 ISHARES GLOBAL UTILITIES iShares Utilities NYSE
1050    KBA 3/5/2014 2.97 KRANESHARES BOSERA MSCI CHINA A ETF KraneShares China Region NYSE
1051    KBE 9/28/2009 691.32 SPDR S&P BANK ETF SPDR State Street Global Advisors Financial NYSE
1052    KBWB 11/1/2011 14.08 POWERSHARES KBW BANK ETF PowerShares Financial NASDAQ
1053    KBWD 12/2/2010 9.6 POWERSHARES KBW HIGH DIV YLD FINCL ETF PowerShares Financial NASDAQ
1054    KBWP 12/2/2010 1.44 POWERSHARES KBW PRPTY & CASUALTY INS ETF PowerShares Financial NASDAQ
1055    KBWR 11/1/2011 2.77 POWERSHARES KBW REGIONAL BANKING ETF PowerShares Financial NASDAQ
1056    KBWY 12/2/2010 5.07 POWERSHARES KBW PREMIUM YLD EQ REIT ETF PowerShares Real Estate NASDAQ
1057    KCE 9/28/2009 7.8 SPDR S&P CAPITAL MARKETS ETF SPDR State Street Global Advisors Financial NYSE
1058    KCNY 12/3/2014 1.59 KRANESHARES E CHINA COMRCL PAPER ETF KraneShares Emerging-Markets Local-Currency Bond NYSE
1059    KEMP 2/13/2015 0.04
1060    KFYP 7/23/2013 0.2 KRANESHARES ZACKS NEW CHINA ETF KraneShares China Region NYSE
1061    KIE 9/28/2009 51.48 SPDR S&P INSURANCE ETF SPDR State Street Global Advisors Financial NYSE
1062    KLD 9/28/2009 2.85 ISHARES MSCI USA ESG SELECT iShares Large Blend NYSE
1063    KLDW 7/9/2015 0.59 GAVEKAL KNOWLEDGE LEADERS DEV WLD ETF GaveKal World Stock NYSE
1064    KNOW 12/8/2011 2.33 DIREXION ALL CAP INSIDER SENTIMENT ETF Direxion Funds Mid-Cap Blend NYSE
1065    KOL 9/28/2009 58.5 VANECK VECTORS COAL ETF Van Eck Miscellaneous Sector NYSE
1066    KOLD 10/6/2011 10.11 PROSHARES ULTRASHORT BLOOMBERG NATRL GAS ProShares Trading--Inverse Commodities NYSE
1067    KOR 9/29/2016 0.01
1068    KORU 4/10/2013 0.64 DIREXION DAILY SOUTH KOREA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1069    KRE 9/28/2009 1247.79 SPDR S&P REGIONAL BANKING ETF SPDR State Street Global Advisors Financial NYSE
1070    KRMA 7/12/2016 0.07 GLOBAL X CONSCIOUS COMPANIES ETF Global X Funds Large Blend NASDAQ
1071    KROO 4/9/2010 1.24 IQ AUSTRALIA SMALL CAP ETF IndexIQ Pacific/Asia ex-Japan Stk NYSE
1072    KRS 7/12/2010 1.6 PROSHARES SHORT S&P REGIONAL BANKING ProShares Trading--Inverse Equity NYSE
1073    KRU 7/12/2010 1.84 PROSHARES ULTRA S&P REGIONAL BANKING ProShares Trading--Leveraged Equity NYSE
1074    KSA 9/28/2009 0.7 ISHARES MSCI SAUDI ARABIA CAPPED iShares Miscellaneous Region NYSE
1075    KWEB 8/1/2013 13.36 KRANESHARES CSI CHINA INTERNET ETF NASDAQ
1076    KWT 9/28/2009 3.09 VANECK VECTORS SOLAR ENERGY ETF Van Eck Miscellaneous Sector NYSE
1077    KXI 9/28/2009 9.34 ISHARES GLOBAL CONSUMER STAPLES iShares Consumer Defensive NYSE
1078    LABD 5/28/2015 133.53 DIREXION DAILY S&P BIOTECH BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1079    LABS 12/4/2015 0.07
1080    LABU 5/28/2015 244.36 DIREXION DAILY S&P BIOTECH BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1081    LALT 5/29/2014 0.58 POWERSHARES MULTI-STRATEGY ALT ETF PowerShares Multialternative NASDAQ
1082    LARE 12/3/2015 0.09 TIERRA XP LATIN AMERICA REAL ESTATE ETF ETF Managers Trust Global Real Estate NYSE
1083    LBDC 10/9/2015 0.07 UBS ETRACS 2\U00D7LVG LNG WF B D CO ETN SERB UBS Group AG Trading--Leveraged Equity NYSE
1084    LBJ 12/3/2009 9.92 DIREXION DAILY LATIN AMERICA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1085    LD 9/28/2009 0.72 IPATH DJ-UBS LEAD SUBINDEX TOTA iPath Commodities Industrial Metals NYSE
1086    LDRI 9/10/2014 0.3
1087    LDUR 1/23/2014 0.63 PIMCO LOW DURATION ACTIVE ETF Pimco Short-Term Bond NYSE
1088    LEDD 4/21/2011 0.17 IPATH PURE BETA LEAD ETN Barclays Funds Commodities Industrial Metals NYSE
1089    LEMB 10/20/2011 11.42 ISHARES EMERG MKTS LOCAL CURRENCY BOND iShares Emerging-Markets Local-Currency Bond NYSE
1090    LGLV 2/21/2013 0.7 SPDR SSGA US LARGE CAP LOW VOLATIL ETF SPDR State Street Global Advisors Large Blend NYSE
1091    LIT 7/23/2010 11.31 GLOBAL X LITHIUM & BATTERY TECH ETF Global X Funds Natural Resources NYSE
1092    LKOR 9/24/2015 0.17 FLEXSHARES CREDIT-SCORED US LONG CORPORATE BOND INDEX FUND NASDAQ
1093    LLSC 1/7/2015 0.09 DIREXION DAILY SMALL CAP BULL 1.25X ETF Direxion Funds Trading--Leveraged Equity NYSE
1094    LLSP 1/7/2015 0.25 DIREXION DAILY S&P 500 BULL 1.25X ETF Direxion Funds Trading--Leveraged Equity NYSE
1095    LMBS 11/5/2014 3.31 FIRST TRUST LOW DURATION OPPORTUNITIES ETF NASDAQ
1096    LMLP 9/28/2009 14.76 UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN UBS Group AG Trading--Leveraged Equity NYSE
1097    LNGR 5/10/2016 0.02 GLOBAL X LONGEVITY THEMATIC ETF Global X Funds Health NASDAQ
1098    LOWC 11/26/2014 0.08 SPDR MSCI ACWI LOW CARBON TARGET ETF SPDR State Street Global Advisors World Stock NYSE
1099    LQD 9/28/2009 640.78 ISHARES IBOXX $ INVESTMENT GRAD iShares Long-Term Bond NYSE
1100    LQDH 6/17/2014 0.35 ISHARES INTEREST RATE HEDGED CORP BD Exchange Traded Fund Financial NYSE
1101    LRET 5/6/2015 1.39 UBS ETRACS MONPAY 2XLVG MSCI US REIT ETN UBS Group AG Trading--Leveraged Equity NYSE
1102    LRGE 5/25/2017 0.01 CLEARBRIDGE LARGE CAP GROWTH ESG ETF NASDAQ
1103    LRGF 4/30/2015 1.28 ISHARES EDGE MSCI MULTIFACTOR USA iShares Large Value NYSE
1104    LSTK 4/21/2011 0.26 IPATH PURE BETA LIVESTOCK ETN Barclays Funds Commodities Agriculture NYSE
1105    LSVX 7/14/2016 0.02 VELOCITYSHARES VIX VARIABLE L/S ETN UBS Volatility NYSE
1106    LTL 9/28/2009 0.87 PROSHARES ULTRA TELECOMMUNICATI ProShares Trading-Leveraged Equity NYSE
1107    LTPZ 9/28/2009 4.47 PIMCO 15+ YEAR US TIPS ETF Pimco Inflation-Protected Bond NYSE
1108    LVHB 10/20/2016 0.45 ELKHORN LUNT LOW VOL/HIGH BETA TACT Elkhorn Large Blend BATS
1109    LVHD 12/29/2015 1.25 LEGG MASON LOW VOLATILITY HIGH DIV ETF Legg Mason Large Value NASDAQ
1110    LVHE 11/18/2016 0.02
1111    LVHI 7/28/2016 0.11 LEGG MASON INTL LOW VOLATIL HI DIV ETF Legg Mason Foreign Large Value BATS
1112    LVL 9/28/2009 5.39 GUGGENHEIM S&P GLOBAL DIVIDEND OPPS ETF Guggenheim Investments World Stock NYSE
1113    LWC 9/28/2009 8.97 SPDR BLMBG BARCLAYS LT CORP BD ETF SPDR State Street Global Advisors Corporate Bond NYSE
1114    MATF 5/12/2016 0.02 ISHARES EDGE MSCI MULTIFACTOR MATERIALS iShares Natural Resources BATS
1115    MATH 6/23/2011 1.11 ADVISORSHARES MEIDELL TACTICL ADVTGE ETF AdvisorShares Tactical Allocation NYSE
1116    MAUI 6/1/2015 0.25 ADVISORSHARES MARKET ADAPTIVE UNCONSTRAINED INCOME ETF NASDAQ
1117    MBB 9/28/2009 85.8 ISHARES MBS iShares Intermediate-Term Bond NYSE
1118    MBG 9/28/2009 3.94 SPDR BLMBG BARCLAYS MORTG BACKED BD ETF SPDR State Street Global Advisors Intermediate-Term Bond NYSE
1119    MBSD 9/4/2014 0.5 FLEXSHARES DISCIPLINED DURATION MBS ETF Flexshares Trust Intermediate Government NASDAQ
1120    MCEF 9/29/2016 0.07 FIRST TRUST MUNICIPAL CEF INCOME OPP ETF First Trust Muni National Interm NASDAQ
1121    MCHI 3/31/2011 164.8 ISHARES MSCI CHINA iShares China Region NASDAQ
1122    MCRO 9/28/2009 1.84 IQ HEDGE MACRO TRACKER ETF IndexIQ World Allocation NYSE
1123    MDIV 8/14/2012 18.58 MULTI-ASSET DIVERSIFIED INCOME ETF First Trust Allocation--50% to 70% Equity NASDAQ
1124    MDY 9/28/2009 980.38 SPDR S&P MIDCAP 400 ETF SPDR State Street Global Advisors Mid-Cap Blend NYSE
1125    MDYG 8/30/2010 2.47 SPDR S&P 400 MID CAP GROWTH ETF SPDR State Street Global Advisors Mid-Cap Growth NYSE
1126    MDYV 8/30/2010 2.3 SPDR S&P 400 MID CAP VALUE ETF SPDR State Street Global Advisors Mid-Cap Value NYSE
1127    MEAR 3/5/2015 0.25 ISHARES SHORT MATURITY MUNICIPAL BOND iShares Muni National Short BATS
1128    MELT 7/29/2016 0.37 DIREXION DLY GOLD MINERS BEAR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
1129    MGC 9/28/2009 10.98 VANGUARD MEGA CAP ETF Vanguard Large Blend NYSE
1130    MGK 9/28/2009 20.5 VANGUARD MEGA CAP GROWTH ETF Vanguard Large Growth NYSE
1131    MGV 9/28/2009 9.61 VANGUARD MEGA CAP VALUE ETF Vanguard Large Value NYSE
1132    MIDU 3/5/2012 16 DIREXION DAILY MID CAP BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1133    MIDZ 3/5/2012 6.06 DIREXION DAILY MID CAP BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1134    MILN 5/6/2016 0.16 GLOBAL X MILLENNIALS THEMATIC ETF Global X Funds Large Growth NASDAQ
1135    MINC 3/20/2013 3.02 ADVISORSHARES NEWFLEET MULT-SECT INC ETF Exchange Traded Fund Financial NYSE
1136    MINT 11/17/2009 45.76 PIMCO ENHANCED SHORT MATURITY ACTIVE ETF Pimco Ultrashort Bond NYSE
1137    MLN 9/28/2009 7.77 VANECK VECTORS AMT-FREE LONG MUNI ETF Van Eck Muni National Long NYSE
1138    MLPA 4/19/2012 10.11 GLOBAL X MLP ETF Global X Funds Energy Limited Partnership NYSE
1139    MLPB 10/9/2015 0.01 UBS ETRACS ALERIAN MLPINFRS ETN SERB UBS Group AG Energy Limited Partnership NYSE
1140    MLPC 9/26/2013 1.26 C-TRACKS ETN BSD ON PERF OF M/H MLP FDMT Citigroup Energy Limited Partnership NYSE
1141    MLPG 7/14/2010 0.82 UBS ETRACS ALERIAN NATURAL GAS MLP ETN UBS Group AG Energy Limited Partnership NYSE
1142    MLPI 4/9/2010 53.29 UBS ETRACS ALERIAN MLP INFRAS ETN UBS Group AG Energy Limited Partnership NYSE
1143    MLPJ 1/15/2013 0.82 GLOBAL X JUNIOR MLP ETF Global X Funds Energy Limited Partnership NYSE
1144    MLPQ 2/9/2016 0.4 UBS ETRACS 2XMLVGALERIANMLPIFR ETN SERB UBS AG Trading--Leveraged Equity NYSE
1145    MLPS 9/29/2010 1.11 UBS AG 1XMONTHLY SHORT EXCHANG UBS AG Trading-Inverse Equity NYSE
1146    MLPX 8/7/2013 5.03 GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF Global X Funds Energy Limited Partnership NYSE
1147    MLPY 3/17/2011 1.54 MORGAN STANLEY CUSHING MLP HIGH NYSE
1148    MLPZ 2/9/2016 0.23 UBS ETRACS 2X M LVG S&P MLP ETN SERB UBS AG Trading--Leveraged Equity NYSE
1149    MMTM 10/25/2012 0.2 SPDR S&P 1500 MOMENTUM TILT ETF SPDR State Street Global Advisors Large Blend NYSE
1150    MNA 11/17/2009 4.51 IQ MERGER ARBITRAGE ETF IndexIQ Market Neutral NYSE
1151    MOAT 4/25/2012 12.11 VANECK VECTORS MORNINGSTAR WIDE MOAT ETF Van Eck Large Blend NYSE
1152    MOGLC 12/1/2016 0.01 GABELLI MEDIA MOGUL NEXTSHARES Gabelli Communications NASDAQ
1153    MOM 9/7/2011 0.77 QUANTSHARES US MARKET NEUT MOMENTUM QuantShares Market Neutral NYSE
1154    MOO 9/28/2009 173.26 VANECK VECTORS AGRIBUSINESS ETF Van Eck Natural Resources NYSE
1155    MORL 10/17/2012 32.56 UBS ETRACS MTHLY PY 2XLVG MORTG REIT ETN UBS Group AG Trading--Leveraged Equity NYSE
1156    MORT 8/17/2011 5.69 VANECK VECTORS MORTGAGE REIT INCOME ETF Van Eck Real Estate NYSE
1157    MOTI 7/14/2015 0.28 VANECK VECTORS MORNINGSTAR INTL MOAT ETF Van Eck Foreign Large Value NYSE
1158    MPCT 4/22/2016 0.08 ISHARES MSCI GLOBAL IMPACT ETF NASDAQ
1159    MRGR 12/13/2012 0.3 PROSHARES MERGER ProShares Market Neutral BATS
1160    MRRL 10/9/2015 0.27 UBS ETRACS M PY 2XLVG MORTGREIT ETN SERB UBS Group AG Trading--Leveraged Equity NYSE
1161    MTK 9/28/2009 3.39 SPDR MORGAN STANLEY TECHNOLOGY ETF SPDR State Street Global Advisors Technology NYSE
1162    MTUM 4/18/2013 12.85 ISHARES EDGE MSCI USA MOMENTUM FACTOR iShares Large Growth NYSE
1163    MUB 9/28/2009 79.98 ISHARES NATIONAL MUNI BOND iShares Muni National Interm NYSE
1164    MUNI 12/2/2009 5.35 PIMCO INTERMEDIATE MUNICIPAL BD ACTV ETF Pimco Muni National Interm NYSE
1165    MVIN 10/27/2016 0.02 NATIXIS SEEYOND INTL MNMM VOLATIL ETF Natixis Funds Foreign Large Blend NYSE
1166    MVV 9/28/2009 56.21 PROSHARES ULTRA MIDCAP400 ProShares Trading--Leveraged Equity NYSE
1167    MXI 9/28/2009 15.52 ISHARES S&P GLOBAL MATERIALS SE iShares Natural Resources NYSE
1168    MYY 9/28/2009 10.02 PROSHARES SHORT MIDCAP400 ProShares Trading--Inverse Equity NYSE
1169    MZZ 9/28/2009 23.33 PROSHARES ULTRASHORT MIDCAP400 ProShares Trading--Inverse Equity NYSE
1170    NAIL 8/19/2015 0.24 DIREXION DAILY HMBLDRS&SUPLS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1171    NANR 12/16/2015 0.98 SPDR S&P NORTH AMERICAN NATURAL RES ETF SPDR State Street Global Advisors Natural Resources NYSE
1172    NASH 8/1/2013 0.89 LOCALSHARES NASHVILLE AREA ETF Exchange Traded Fund Financial NYSE
1173    NEAR 9/26/2013 13.4 ISHARES SHORT MATURITY BOND iShares Ultrashort Bond BATS
1174    NFLT 8/11/2015 2.5 VIRTUS NEWFLEET MULTI-SECT UNCONS BD ETF Newfleet Asset Management Multisector Bond NYSE
1175    NFO 9/28/2009 5.24 GUGGENHEIM INSIDER SENTIMENT ETF Guggenheim Investments Mid-Cap Blend NYSE
1176    NFRA 10/9/2013 3.51 FLEXSHARES STOXX GLOBAL BROAD INFRAS ETF Flexshares Trust Infrastructure NYSE
1177    NGE 4/3/2013 7.88 GLOBAL X MSCI NIGERIA ETF Global X Funds Miscellaneous Region NYSE
1178    NIB 9/29/2009 6.93 IPATH BLOOMBERG COCOA SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1179    NINI 4/21/2011 0.3 IPATH PURE BETA NICKEL ETN Barclays Funds Commodities Industrial Metals NYSE
1180    NLR 9/28/2009 7.94 VANECK VECTORS URANIUM+NUCLEAR ENGY ETF Van Eck Miscellaneous Sector NYSE
1181    NOBL 10/10/2013 17.6 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ProShares Large Blend BATS
1182    NORW 11/10/2010 8.59 GLOBAL X MSCI NORWAY ETF Global X Funds Miscellaneous Region NYSE
1183    NUAG 9/15/2016 0.26 NUSHARES ENHANCED YIELD US AGGT BD ETF Nuveen Intermediate-Term Bond NYSE
1184    NUGT 12/8/2010 1792.19 DIREXION DAILY GOLD MINERS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1185    NURE 12/20/2016 0.01 NUSHARES SHORT-TERM REIT ETF Nuveen Real Estate BATS
1186    NYF 9/28/2009 2.47 ISHARES S&P NY MUNI iShares Muni New York Long NYSE
1187    OAPH 8/27/2015 0.09 O'SHARES FTSE ASIA PAC QUAL DIV HDGD ETF O\u2019Shares Investments Diversified Pacific/Asia NYSE
1188    OASI 8/19/2015 0.18 O'SHARES FTSE ASIA PACIFIC QUAL DIV ETF O\u2019Shares Investments Diversified Pacific/Asia NYSE
1189    OEF 9/28/2009 225.64 ISHARES S&P 100 iShares Large Blend NYSE
1190    OEUH 8/25/2015 0.46 O'SHARES FTSE EUROPE QUAL DIV HDGD ETF O\u2019Shares Investments Europe Stock NYSE
1191    OEUR 8/19/2015 0.77 O'SHARES FTSE EUROPE QUALITY DIV ETF O\u2019Shares Investments Europe Stock NYSE
1192    OEW 6/30/2016 0.05 GUGGENHEIM S&P 100 EQUAL WEIGHT ETF Guggenheim Investments Large Blend NYSE
1193    OIH 9/28/2009 1913.81 VANECK VECTORS OIL SERVICES ETF Van Eck Equity Energy NYSE
1194    OIL 9/28/2009 221.8 IPATH S&P GSCI CRUDE OIL TR ETN Barclays Funds Commodities Energy NYSE
1195    OILB 11/18/2016 0.02
1196    OILD 7/1/2016 0.43
1197    OILK 9/28/2016 0.2 PROSHARES K-1 FREE CRUDE OIL STRATEGY ProShares Commodities Energy BATS
1198    OILU 7/1/2016 0.7
1199    OILX 2/18/2016 0.23
1200    OLD 6/9/2016 0.11 THE LONG-TERM CARE ETF Janus Real Estate NASDAQ
1201    OLEM 4/21/2011 0.52 IPATH PURE BETA CRUDE OIL ETN Barclays Funds Commodities Energy NYSE
1202    OLO 9/28/2009 2.46 DB CRUDE OIL LONG ETN Deutsche Bank AG Commodities Energy NYSE
1203    ONEK 3/18/2013 0.56 SPDR RUSSELL 1000 ETF SPDR State Street Global Advisors Large Blend NYSE
1204    ONEO 12/3/2015 0.16 SPDR RUSSELL 1000 MOMENTUM ETF SPDR State Street Global Advisors Mid-Cap Blend NYSE
1205    ONEQ 9/28/2009 5.16 FIDELITY NASDAQ COMPOSITE TR STK ETF Fidelity Investments Large Growth NASDAQ
1206    ONEV 12/3/2015 0.12 SPDR RUSSELL 1000 LOW VOL FOC ETF SPDR State Street Global Advisors Mid-Cap Blend NYSE
1207    ONEY 6/8/2015 0.08 SPDR RUSSELL 1000 YIELD ETF SPDR State Street Global Advisors Mid-Cap Value NYSE
1208    ONG 4/21/2011 0.08 IPATH PURE BETA ENERGY ETN NYSE
1209    ORG 6/9/2016 0.05 THE ORGANICS ETF Janus Consumer Defensive NASDAQ
1210    OUNZ 5/16/2014 2.28 VANECK MERK GOLD TRUST Merk Funds Commodities Precious Metals NYSE
1211    OUSA 7/14/2015 3.35 O'SHARES FTSE US QUALITY DIVIDEND ETF O\u2019Shares Investments Large Value NYSE
1212    OVLC 5/11/2016 0.01 GUGGENHEIM US LG CP OPTIMIZED VOL ETF Guggenheim Investments Large Blend NYSE
1213    PAF 9/28/2009 1.4 POWERSHARES FTSE RAFI ASA PAC EX-JPN ETF PowerShares Pacific/Asia ex-Japan Stk NYSE
1214    PAGG 9/28/2009 3.95 POWERSHARES GLOBAL AGRICULTURE PowerShares Natural Resources NASDAQ
1215    PAK 4/23/2015 1.34 GLOBAL X MSCI PAKISTAN ETF Global X Funds Miscellaneous Region NYSE
1216    PALL 1/8/2010 27.9 ETFS PHYSICAL PALLADIUM ETF Securities Commodities Precious Metals NYSE
1217    PBD 9/28/2009 5.78 POWERSHARES GLOBAL CLEAN ENERGY ETF PowerShares Miscellaneous Sector NYSE
1218    PBE 9/28/2009 12.57 POWERSHARES DYNAMIC BIOTECH & GENOME ETF PowerShares Health NYSE
1219    PBJ 9/28/2009 9.96 POWERSHARES DYNAMIC FOOD & BEVERAGE ETF PowerShares Consumer Defensive NYSE
1220    PBP 9/28/2009 16.18 POWERSHARES S&P 500 BUYWRITE ETF PowerShares Option Writing NYSE
1221    PBS 9/28/2009 11.54 POWERSHARES DYNAMIC MEDIA ETF PowerShares Consumer Cyclical NYSE
1222    PBW 9/28/2009 43.42 POWERSHARES WILDERHILL CLEAN ENERGY ETF PowerShares Miscellaneous Sector NYSE
1223    PCEF 2/19/2010 19.76 POWERSHARES CEF INCOME COMPOSITE ETF PowerShares Allocation--30% to 50% Equity NYSE
1224    PCY 9/28/2009 172.99 POWERSHARES EMERGING MARKETS SO PowerShares Emerging Markets Bond NYSE
1225    PDBC 11/7/2014 5.22
1226    PDN 9/28/2009 4.84 POWERSHARES FTSE RAFI DVMKT EXUS S/M ETF PowerShares Foreign Small/Mid Value NYSE
1227    PDP 9/28/2009 32.73 POWERSHARES DWA TECHNICAL LEADE PowerShares Mid-Cap Growth NYSE
1228    PEJ 9/28/2009 8.01 POWERSHARES DYNAMIC LEISURE & ENTMNT ETF PowerShares Consumer Cyclical NYSE
1229    PEK 10/14/2010 7.25 VANECK VECTORS CHINAAMC CSI 300 ETF Van Eck China Region NYSE
1230    PERM 2/8/2012 0.94 GLOBAL X PERMANENT ETF Global X Funds World Allocation NYSE
1231    PEX 2/28/2013 0.37 PROSHARES GLOBAL LISTED PRIVATE EQUITY ProShares Miscellaneous Sector BATS
1232    PEY 9/28/2009 24.06 POWERSHARES HIGH YLD EQ DIV ACHIEV ETF PowerShares Mid-Cap Value NASDAQ
1233    PEZ 9/28/2009 3.71 POWERSHARES DWA CNSMR CYCLICALS MOM ETF PowerShares Consumer Cyclical NASDAQ
1234    PFF 9/28/2009 414.6 ISHARES US PREFERRED STOCK iShares Preferred Stock NYSE
1235    PFI 9/28/2009 1.89 POWERSHARES DWA FINANCIAL MOMENTUM ETF PowerShares Financial NASDAQ
1236    PFIG 9/15/2011 2.02 POWERSHARES FUNDAMENTAL INVESTM PowerShares Intermediate-Term Bond NYSE
1237    PFM 9/28/2009 9.63 POWERSHARES DIVIDEND ACHIEVERS ETF PowerShares Large Value NASDAQ
1238    PFV 9/21/2016 0.03 AMPLIFY YIELDSHARES PRIME 5 DIVIDEND ETF Amplifyetfs Large Blend BATS
1239    PFXF 7/17/2012 12.4 VANECK VECTORS PREF SECS EX FINCLS ETF Van Eck Preferred Stock NYSE
1240    PGAL 11/13/2013 3.9 GLOBAL X MSCI PORTUGAL ETF Global X Funds Miscellaneous Region NYSE
1241    PGD 9/28/2009 0.25 IPATH ASIAN AND GULF CURRENCY R Barclays Bank PLC Currency NYSE
1242    PGF 9/28/2009 86.23 POWERSHARES FINANCIAL PREFERRED ETF PowerShares Preferred Stock NYSE
1243    PGHY 6/21/2013 3.1 POWERSHARES GLOBAL SHRTTERM HIYLD BD ETF Exchange Traded Fund Financial NYSE
1244    PGJ 9/28/2009 15.73 POWERSHARES GOLDEN DRAGON CHINA ETF PowerShares China Region NASDAQ
1245    PGM 9/28/2009 3.22 IPATH DJ-UBS PLATINUM SUBINDEX iPath Commodities Precious Metals NYSE
1246    PGX 9/28/2009 154.75 POWERSHARES PREFERRED ETF PowerShares Preferred Stock NYSE
1247    PHB 9/28/2009 66.1 POWERSHARES HIGH YIELD CORPORAT PowerShares High Yield Bond NYSE
1248    PHDG 12/6/2012 5.48 POWERSHARES S&P 500 DOWNSIDE HEDGED ETF PowerShares Long-Short Equity NYSE
1249    PHO 9/28/2009 30.49 POWERSHARES WATER RESOURCES ETF PowerShares Miscellaneous Sector NASDAQ
1250    PHYS 4/9/2010 163.06 SPROTT PHYSICAL GOLD TRUST ETV NYSE
1251    PICB 7/12/2010 8.92 POWERSHARES INTERNATIONAL CORPO PowerShares World Bond NYSE
1252    PICK 2/2/2012 15.42 ISHARES MSCI GLBL METALS & MINING PRDCRS Exchange Traded Fund Financial NYSE
1253    PID 9/28/2009 38.9 POWERSHARES INTL DIV ACHIEV ETF PowerShares Foreign Large Value NASDAQ
1254    PIE 9/28/2009 27.5 POWERSHARES DWA EMERGING MARKETS MOM ETF PowerShares Diversified Emerging Mkts NASDAQ
1255    PIN 9/28/2009 142.02 POWERSHARES INDIA ETF PowerShares India Equity NYSE
1256    PIO 9/28/2009 9.98 POWERSHARES GLOBAL WATER ETF PowerShares Miscellaneous Sector NASDAQ
1257    PIZ 9/28/2009 17.59 POWERSHARES DWA DEVELOPED MKTS MOM ETF PowerShares Foreign Large Growth NASDAQ
1258    PJP 9/28/2009 31.97 POWERSHARES DYNAMIC PHARMACEUTICALS ETF PowerShares Health NYSE
1259    PKB 9/28/2009 6.86 POWERSHARES DYNAMIC BUILDING & CONST ETF PowerShares Industrials NYSE
1260    PKW 9/28/2009 35.04 POWERSHARES BUYBACK ACHIEVERS ETF PowerShares Large Blend NASDAQ
1261    PLND 11/25/2009 4.33 VANECK VECTORS POLAND ETF Van Eck Miscellaneous Region NYSE
1262    PLW 9/28/2009 5.3 POWERSHARES 1-30 TREASURY LADDE PowerShares Long Government NYSE
1263    PMPT 8/17/2016 0.1 ISECTORS POST-MPT GROWTH ETF iSectors Allocation--50% to 70% Equity NASDAQ
1264    PMR 9/28/2009 2.86 POWERSHARES DYNAMIC RETAIL ETF PowerShares Consumer Cyclical NYSE
1265    PNQI 9/28/2009 6.93 POWERSHARES NASDAQ INTERNET ETF PowerShares Technology NASDAQ
1266    PPA 9/28/2009 9.53 POWERSHARES AEROSPACE & DEFENSE ETF PowerShares Industrials NYSE
1267    PPH 9/28/2009 49.55 VANECK VECTORS PHARMACEUTICAL ETF NASDAQ
1268    PPLT 1/8/2010 18.94 ETFS PHYSICAL PLATINUM ETF Securities Commodities Precious Metals NYSE
1269    PRB 9/28/2009 1.22 VANECK VECTORS PRE-REFUNDED MUNI ETF Van Eck Muni National Short NYSE
1270    PRF 9/28/2009 28.87 POWERSHARES FTSE RAFI US 1000 ETF PowerShares Large Value NYSE
1271    PRFZ 9/28/2009 10.57 POWERSHARES FTSE RAFI US 1500 SM-MID ETF PowerShares Small Blend NASDAQ
1272    PRME 11/12/2015 0.22 FIRST TRUST HEITMAN GLBL PRM RL ESTT ETF First Trust Global Real Estate NYSE
1273    PRN 4/30/2010 3.88 POWERSHARES DYNAMIC INDUSTRIALS PowerShares Industrials NYSE
1274    PRNT 7/19/2016 0.36 THE 3D PRINTING ETF ARK ETF Trust Technology BATS
1275    PSAU 9/28/2009 4.45 POWERSHARES GLOBAL GOLD & PREC MTLS ETF PowerShares Equity Precious Metals NASDAQ
1276    PSC 9/29/2009 0.03 PRINCIPAL U.S. SMALL CAP INDEX ETF NASDAQ
1277    PSCC 11/29/2010 2 POWERSHARES S&P SMALLCAP CNSMR STAPL ETF PowerShares Consumer Defensive NASDAQ
1278    PSCD 11/29/2010 2.56 POWERSHARES S&P SMCAP CNSMR DISCRET ETF PowerShares Consumer Cyclical NASDAQ
1279    PSCE 11/29/2010 4.99 POWERSHARES S&P SMALLCAP ENERGY ETF PowerShares Equity Energy NASDAQ
1280    PSCF 11/29/2010 2.64 POWERSHARES S&P SMALLCAP FINANC PowerShares Financial NASDAQ
1281    PSCH 11/29/2010 4.93 POWERSHARES S&P SMALLCAP HEALTH CARE ETF PowerShares Health NASDAQ
1282    PSCI 11/29/2010 1.66 POWERSHARES S&P SMALLCAP INDUSTRIALS ETF PowerShares Industrials NASDAQ
1283    PSCM 11/29/2010 1.44 POWERSHARES S&P SMALLCAP MATERIALS ETF PowerShares Natural Resources NASDAQ
1284    PSCT 11/29/2010 5.85 POWERSHARES S&P SMALLCAP INFO TECH ETF PowerShares Technology NASDAQ
1285    PSCU 11/29/2010 1.76 POWERSHARES S&P SMALLCAP UTILITIES ETF PowerShares Utilities NASDAQ
1286    PSET 3/22/2016 0.02 PRINCIPAL PRICE SETTERS INDEX ETF NASDAQ
1287    PSI 9/28/2009 5.02 POWERSHARES DYNAMIC SEMICONDUCTORS ETF PowerShares Technology NYSE
1288    PSJ 9/28/2009 2.74 POWERSHARES DYNAMIC SOFTWARE ETF PowerShares Technology NYSE
1289    PSK 9/28/2009 13.68 SPDR WELLS FARGO PREFERRED STOCK ETF SPDR State Street Global Advisors Preferred Stock NYSE
1290    PSL 9/28/2009 4.13 POWERSHARES DWA CONSUMER STAPLES MOM ETF PowerShares Consumer Defensive NASDAQ
1291    PSLV 10/29/2010 121.3 SPROTT PHYSICAL SILVER TRUST ET NYSE
1292    PSMB 2/23/2017 0.01 POWERSHARES BAL MULTI-ASST ALLC PowerShares Allocation--50% to 70% Equity BATS
1293    PSMC 2/23/2017 0.01 POWERSHARES CNSRV MULTI-ASST ALLC PowerShares Allocation--30% to 50% Equity BATS
1294    PSMG 2/23/2017 0.01 POWERSHARES GR MULTI-ASST ALLC PowerShares Allocation--70% to 85% Equity BATS
1295    PSMM 2/23/2017 0.01
1296    PSP 9/28/2009 33.3 POWERSHARES GLOBAL LISTED PRIVATE EQ ETF PowerShares Miscellaneous Sector NYSE
1297    PSQ 9/28/2009 99.08 PROSHARES SHORT QQQ ProShares Trading--Inverse Equity NYSE
1298    PSR 9/28/2009 0.83 POWERSHARES ACTIVE U.S. REAL ES PowerShares Real Estate NYSE
1299    PST 9/28/2009 23.63 PROSHARES ULTRASHORT LEHMAN 7-1 ProShares Trading-Inverse Debt NYSE
1300    PTF 9/28/2009 3.9 POWERSHARES DWA TECHNOLOGY MOMENTUM ETF PowerShares Technology NASDAQ
1301    PTH 9/28/2009 5.03 POWERSHARES DWA HEALTHCARE MOMENTUM ETF PowerShares Health NASDAQ
1302    PTLC 6/12/2015 3.46 PACER TRENDPILOT 750 ETF Pacer Large Blend BATS
1303    PTM 9/28/2009 5.23 UBS ETRACS CMCI LNG PLATINUM TOT RET ETN UBS Group AG Commodities Precious Metals NYSE
1304    PTMC 6/12/2015 1.87 PACER TRENDPILOT 450 ETF Pacer Mid-Cap Blend BATS
1305    PTNQ 6/12/2015 1.06 PACER TRENDPILOT 100 ETF Pacer Large Growth BATS
1306    PUI 9/28/2009 3.9 POWERSHARES DWA UTILITIES MOMENTUM ETF PowerShares Utilities NASDAQ
1307    PUW 9/28/2009 1.47 POWERSHARES WILDERHILL PROG ENGY ETF PowerShares Miscellaneous Sector NYSE
1308    PVI 9/28/2009 7.5 POWERSHARES VRDO TAX FREE WEEKL PowerShares Muni Short NYSE
1309    PWB 9/28/2009 7.45 POWERSHARES DYNAMIC LARGE CAP GROWTH ETF PowerShares Large Growth NYSE
1310    PWC 9/28/2009 2.4 POWERSHARES DYNAMIC MARKET ETF PowerShares Mid-Cap Blend NYSE
1311    PWV 9/28/2009 16 POWERSHARES DYNAMIC LARGE CAP VALUE ETF PowerShares Large Value NYSE
1312    PWZ 9/28/2009 4.48 POWERSHARES INSURED CA MUNICIPA PowerShares Muni California Long NYSE
1313    PXE 9/28/2009 6.65 POWERSHARES DYNAMIC ENGY EXPLR&PRDTN ETF PowerShares Equity Energy NYSE
1314    PXF 9/28/2009 14.23 POWERSHARES FTSE RAFI DEV MKTS EX-US ETF PowerShares Foreign Large Value NYSE
1315    PXH 9/28/2009 22.42 POWERSHARES FTSE RAFI EMERGING MKTS ETF PowerShares Diversified Emerging Mkts NYSE
1316    PXI 9/28/2009 7.33 POWERSHARES DWA ENERGY MOMENTUM ETF PowerShares Equity Energy NASDAQ
1317    PXJ 9/28/2009 12.04 POWERSHARES DYNAMIC OIL & GAS SVCS ETF PowerShares Equity Energy NYSE
1318    PXLG 6/16/2011 1.14 POWERSHARES RUSSELL TOP 200 PURE GR ETF PowerShares Large Growth NYSE
1319    PXLV 6/16/2011 0.93 POWERSHARES RUSSELL TOP 200 PURE VAL ETF PowerShares Large Value NYSE
1320    PXMG 2/22/2011 1.43 POWERSHARES RUSSELL MIDCAP PURE GR ETF PowerShares Mid-Cap Growth NYSE
1321    PXMV 2/22/2011 1.49 POWERSHARES RUSSELL MIDCAP PURE VAL ETF PowerShares Mid-Cap Value NYSE
1322    PXQ 9/28/2009 4.34 POWERSHARES DYNAMIC NETWORKING ETF PowerShares Technology NYSE
1323    PXR 9/28/2009 3.95 POWERSHARES EMERGING MARKETS INFRAS ETF PowerShares Diversified Emerging Mkts NYSE
1324    PXSG 2/22/2011 1.11 POWERSHARES RUSSELL 2000 PURE GROWTH ETF PowerShares Small Growth NYSE
1325    PXSV 2/22/2011 2.22 POWERSHARES RUSSELL 2000 PURE VALUE ETF PowerShares Small Value NYSE
1326    PY 3/22/2016 0.02 PRINCIPAL SHAREHOLDER YIELD INDEX ETF NASDAQ
1327    PYZ 9/28/2009 3.66 POWERSHARES DWA BASIC MATERIALS MOM ETF PowerShares Natural Resources NASDAQ
1328    PZA 9/28/2009 39.26 POWERSHARES INSURED NATIONAL MU PowerShares Muni National Long NYSE
1329    PZD 9/28/2009 2.77 POWERSHARES CLEANTECH ETF PowerShares Miscellaneous Sector NYSE
1330    PZI 9/28/2009 2.56 POWERSHARES ZACKS MICRO CAP ETF PowerShares Small Value NYSE
1331    PZT 9/28/2009 2.22 POWERSHARES INSURED NY MUNICIPA PowerShares Muni New York Long NYSE
1332    QABA 9/28/2009 5.42 FIRST TRUST NASDAQ ABA COMMUNITY BK ETF First Trust Financial NASDAQ
1333    QAI 9/28/2009 16.3 IQ HEDGE MULTI-STRATEGY TRACKER ETF IndexIQ Multialternative NYSE
1334    QAT 5/1/2014 1.1 ISHARES MSCI QATAR CAPPED iShares Miscellaneous Region NASDAQ
1335    QAUS 6/12/2014 0.27 SPDR MSCI AUSTRALIA STRATEGICFACTORSETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1336    QCAN 6/12/2014 0.23 SPDR MSCI CANADA STRATEGICFACTORS ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1337    QCLN 9/28/2009 5.65 FIRST TRUST NASDAQ CLN EDGE GRNENGYETF First Trust Miscellaneous Sector NASDAQ
1338    QDEF 12/19/2012 1.48 FLEXSHARES QUALITY DIVIDEND DEFENSV ETF Flexshares Trust Large Value NYSE
1339    QDEU 6/12/2014 0.19 SPDR MSCI GERMANY STRATEGICFACTORS ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1340    QDF 12/19/2012 4.5 FLEXSHARES QUALITY DIVIDEND ETF Flexshares Trust Large Value NYSE
1341    QDYN 12/19/2012 0.48 FLEXSHARES QUALITY DIVIDEND DYNAMIC ETF Flexshares Trust Large Value NYSE
1342    QED 3/24/2015 0.04
1343    QEFA 6/5/2014 0.38 SPDR MSCI EAFE STRATEGICFACTORS ETF SPDR State Street Global Advisors Foreign Large Blend NYSE
1344    QEH 8/8/2012 0.79 ADVISORSHARES QAM EQUITY HEDGE ETF Exchange Traded Fund Financial NYSE
1345    QEMM 6/5/2014 0.67 SPDR MSCI EMERGING MKTS STRATCFACTS ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
1346    QESP 6/12/2014 0.12 SPDR MSCI SPAIN STRATEGICFACTORS ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1347    QGBR 6/12/2014 0.09 SPDR MSCI UNITED KINGDOM STRATFACTS ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1348    QGTA 9/30/2015 0.04 IQ LEADERS GTAA TRACKER ETF IndexIQ World Allocation NYSE
1349    QID 9/28/2009 1279.21 PROSHARES ULTRASHORT QQQ ProShares Trading-Inverse Equity NYSE
1350    QINC 3/11/2014 0.63 FIRST TRUST RBA QUALITY INCOME ETF First Trust Mid-Cap Value NASDAQ
1351    QJPN 6/12/2014 0.16 SPDR MSCI JAPAN STRATEGICFACTORS ETF SPDR State Street Global Advisors Japan Stock NYSE
1352    QLC 9/24/2015 0.07 FLEXSHARES US QUALITY LARGE CAP INDEX FUND NASDAQ
1353    QLD 9/28/2009 1189.73 PROSHARES ULTRA QQQ ProShares Trading--Leveraged Equity NYSE
1354    QLS 3/24/2015 0.02 IQ HEDGE LONG/SHORT TRACKER ETF IndexIQ Long-Short Equity NYSE
1355    QLTA 2/16/2012 2.82 ISHARES AAA - A RATED CORPORATE BOND iShares Corporate Bond NYSE
1356    QMN 10/4/2012 0.98 IQ HEDGE MARKET NEUTRAL TRACKER ETF IndexIQ Market Neutral NYSE
1357    QQEW 9/28/2009 10.58 FIRST TRUST NASDAQ-100 EQUAL WTD ETF First Trust Large Growth NASDAQ
1358    QQQ 9/28/2009 7166.35 POWERSHARES QQQ TRUST, SERIES 1 PowerShares Large Growth NASDAQ
1359    QQQC 8/22/2011 1.21 GLOBAL X NASDAQ CHINA TECHNOLOGY ETF NASDAQ
1360    QQQE 3/21/2012 2.41 DIREXION NASDAQ-100 EQUAL WTD ETF Direxion Funds Large Growth NYSE
1361    QQQX 9/28/2009 20.75 NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND NASDAQ
1362    QQXT 9/28/2009 3.49 FIRST TRUST NASDAQ-100 EX-TECH SECT ETF First Trust Large Growth NASDAQ
1363    QTEC 9/28/2009 18.64 FIRST TRUST NASDAQ-100-TECH SECTOR ETF First Trust Technology NASDAQ
1364    QUAL 7/18/2013 12.03 ISHARES EDGE MSCI USA QUALITY FACTOR iShares Large Growth NYSE
1365    QUS 4/16/2015 0.12 SPDR MSCI USA STRATEGICFACTORS ETF SPDR State Street Global Advisors Large Blend NYSE
1366    QVAL 10/22/2014 1.04 VALUESHARES US QUANTITATIVE VALUE Exchange Traded Fund Financial BATS
1367    QVM 2/27/2015 0.1
1368    QWLD 6/5/2014 0.1 SPDR MSCI WORLD STRATEGICFACTORS ETF SPDR State Street Global Advisors World Stock NYSE
1369    QXGG 1/26/2017 0.02 QUANTX RISK MANAGED GROWTH ETF QUANTX World Stock BATS
1370    QXMI 1/26/2017 0.01
1371    QXRR 1/26/2017 0.01 QUANTX RISK MGD MULTI-ASST TTL RET ETF QUANTX World Allocation BATS
1372    QXTR 1/26/2017 0.02 QUANTX RISK MANAGED REAL ASSET ETF QUANTX World Allocation BATS
1373    QYLD 12/12/2013 1.77 RECON CAPITAL NASDAQ 100 COV CALL ETF Recon Capital Series Trust Option Writing NASDAQ
1374    RALS 12/9/2010 2.06 PROSHARES RAFI LONG/SHORT ProShares Market Neutral NYSE
1375    RAVI 10/11/2012 0.87 FLEXSHARES READY ACCESS VARIABLE INC ETF Flexshares Trust Ultrashort Bond NYSE
1376    RBL 4/9/2010 5.56 SPDR S&P RUSSIA ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1377    RCD 9/28/2009 3.04 GUGGENHEIM S&P 500 EQ WT CONS DISCR ETF Guggenheim Investments Consumer Cyclical NYSE
1378    RDIV 10/1/2013 3.26 OPPENHEIMER ULTRA DIVIDEND REVENUE ETF OppenheimerFunds Large Value NYSE
1379    RDVY 1/7/2014 1.66 FIRST TRUST RISING DIVIDEND ACHIEV ETF First Trust Large Value NASDAQ
1380    REET 7/10/2014 3.11 ISHARES GLOBAL REIT iShares Real Estate NYSE
1381    REGL 2/5/2015 2.19
1382    REK 4/9/2010 4.88 PROSHARES SHORT REAL ESTATE ProShares Trading--Inverse Equity NYSE
1383    REM 9/28/2009 92.93 ISHARES MORTGAGE REAL ESTATE CAPPED iShares Real Estate NYSE
1384    REML 7/13/2016 0.04 CREDIT SUISSE X-LINKSMP2XLVGMORTREIT ETN Credit Suisse AG Trading--Leveraged Equity NYSE
1385    REMX 10/28/2010 21.71 VANECK VECTORS RARE EARTH/STRAT MTLS ETF Van Eck Equity Precious Metals NYSE
1386    RETL 7/14/2010 3.68 DIREXION DAILY RETAIL BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1387    REW 9/28/2009 8.28 PROSHARES ULTRASHORT TECHNOLOGY ProShares Trading--Inverse Equity NYSE
1388    REZ 9/28/2009 9.57 ISHARES RESIDENTIAL REL EST CAPPED iShares Real Estate NYSE
1389    RFAP 4/14/2016 0.08 FIRST TRUST RIVERFRONT DYN ASIA PAC ETF First Trust Diversified Pacific/Asia NASDAQ
1390    RFDA 6/7/2016 0.24 RIVERFRONT DYNAMIC US DIVIDEND ADVTG ETF ALPS Large Blend NYSE
1391    RFDI 4/14/2016 0.82 FIRST TRUST RIVERFRONT DYN DEV INTL ETF First Trust Foreign Large Blend NASDAQ
1392    RFEM 6/15/2016 0.13 FIRST TRUST RIVERFRONT DYN EM MKTS ETF First Trust Diversified Emerging Mkts NASDAQ
1393    RFEU 4/14/2016 0.33 FIRST TRUST RIVERFRONT DYNAMIC EURP ETF First Trust Europe Stock NASDAQ
1394    RFFC 6/7/2016 0.22 RIVERFRONT DYNAMIC US FLEX-CAP ETF ALPS Large Blend NYSE
1395    RFG 9/28/2009 11.36 GUGGENHEIM S&P MIDCAP 400 PURE GR ETF Guggenheim Investments Mid-Cap Growth NYSE
1396    RFV 9/28/2009 3.09 GUGGENHEIM S&P MIDCAP 400 PURE VAL ETF Guggenheim Investments Small Value NYSE
1397    RGI 9/28/2009 2.64 GUGGENHEIM S&P 500 EQ WT INDLS ETF Guggenheim Investments Industrials NYSE
1398    RHS 9/28/2009 5.94 GUGGENHEIM S&P 500 EQ WT CONS STAPL ETF Guggenheim Investments Consumer Defensive NYSE
1399    RIGS 10/9/2013 5.65 RIVERFRONT STRATEGIC INCOME ETF ALPS World Bond NYSE
1400    RINF 1/12/2012 1.95 PROSHARES INFLATION EXPECTATIONS ProShares Trading--Miscellaneous NYSE
1401    RING 2/2/2012 18.67 ISHARES MSCI GLOBAL GOLD MINERS iShares Equity Precious Metals NYSE
1402    RISE 2/19/2015 0.1 SIT RISING RATE ETF RISE Nontraditional Bond NYSE
1403    RJA 9/28/2009 36.23 ELEMENTS ROGERS INTL CMDTY AGRI TR ETN ELEMENTS Commodities Agriculture NYSE
1404    RJI 9/28/2009 39.61 ELEMENTS ROGERS INTL CMDTY TR ETN ELEMENTS Commodities Broad Basket NYSE
1405    RJN 9/28/2009 4.91 ELEMENTS ROGERS INTL CMDTY ENERGY TR ETN ELEMENTS Commodities Energy NYSE
1406    RJZ 9/28/2009 2.77 ELEMENTS ROGERS INTL CMDTY METALS TR ETN ELEMENTS Commodities Industrial Metals NYSE
1407    RLY 4/26/2012 3.19 SPDR SSGA MULTI-ASSET REAL RETURN ETF SPDR State Street Global Advisors Allocation--50% to 70% Equity NYSE
1408    RNDM 6/23/2017 0.01 FIRST TRUST DEVELOPED INTERNATIONAL EQUITY SELECT ETF NASDAQ
1409    RNDV 6/22/2017 0.01 FIRST TRUST US EQUITY DIVIDEND SELECT ETF NASDAQ
1410    RNEM 6/23/2017 0.01 FIRST TRUST EMERGING MARKETS EQUITY SELECT ETF NASDAQ
1411    RNLC 6/22/2017 0.01 FIRST TRUST LARGE CAP US EQUITY SELECT ETF NASDAQ
1412    RNMC 6/22/2017 0.01 FIRST TRUST MID CAP US EQUITY SELECT ETF NASDAQ
1413    RNSC 6/22/2017 0.01 FIRST TRUST SMALL CAP US EQUITY SELECT ETF NASDAQ
1414    ROAM 2/26/2015 0.29 HARTFORD MULTIFACTOR EMERGING MKTS ETF Lattice Strategies LLC Diversified Emerging Mkts NYSE
1415    ROBO 10/22/2013 7.26 ROBO GLOBAL ROBOTICS&AUTOMATION ETF Exchange Traded Concepts Trust Miscellaneous Sector NASDAQ
1416    RODM 9/28/2009 10.74 HARTFORD MULTIFACTOR DEV MKTS (EXUS) ETF Lattice Strategies LLC Foreign Large Blend NYSE
1417    ROGS 3/24/2015 0.13 HARTFORD MULTIFACTOR GLOBAL SMALLCAP ETF Lattice Strategies LLC World Stock NYSE
1418    ROM 9/28/2009 17.31 PROSHARES ULTRA TECHNOLOGY ProShares Trading--Leveraged Equity NYSE
1419    ROOF 6/14/2011 2.82 IQ US REAL ESTATE SMALL CAP ETF IndexIQ Real Estate NYSE
1420    RORE 10/4/2016 0.03 HARTFORD MULTIFACTOR REIT ETF Lattice Strategies LLC Real Estate NYSE
1421    ROUS 2/26/2015 0.13 HARTFORD MULTIFACTOR US EQUITY ETF Lattice Strategies LLC Large Blend NYSE
1422    RPG 9/28/2009 23.78 GUGGENHEIM S&P 500 PURE GROWTH ETF Guggenheim Investments Large Growth NYSE
1423    RPV 9/28/2009 26.08 GUGGENHEIM S&P 500 PURE VALUE ETF Guggenheim Investments Large Value NYSE
1424    RRF 7/14/2011 1.81 WISDOMTREE GLOBAL REAL RETURN ETF WisdomTree World Bond NYSE
1425    RSP 9/28/2009 253.72 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF Guggenheim Investments Large Blend NYSE
1426    RSX 9/28/2009 1596.4 VANECK VECTORS RUSSIA ETF Van Eck Miscellaneous Region NYSE
1427    RSXJ 4/14/2011 7.62 VANECK VECTORS RUSSIA SMALL-CAP ETF Van Eck Miscellaneous Region NYSE
1428    RTH 9/28/2009 161.33 VANECK VECTORS RETAIL ETF Van Eck Consumer Cyclical NYSE
1429    RTM 9/28/2009 2.39 GUGGENHEIM S&P 500 EQ WT MATERIALS ETF Guggenheim Investments Natural Resources NYSE
1430    RUSL 5/25/2011 114.96 DIREXION DAILY RUSSIA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1431    RUSS 5/25/2011 76.08 DIREXION DAILY RUSSIA BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1432    RVNU 6/4/2013 1.1 DEUTSCHE X-TRACKERS MUNI INFRAS REVN BD Deutsche Asset Management Muni National Long NYSE
1433    RWJ 9/28/2009 6.89 OPPENHEIMER SMALL CAP REVENUE ETF OppenheimerFunds Small Blend NYSE
1434    RWK 9/28/2009 4.84 OPPENHEIMER MID CAP REVENUE ETF OppenheimerFunds Mid-Cap Value NYSE
1435    RWL 9/28/2009 7.16 OPPENHEIMER LARGE CAP REVENUE ETF OppenheimerFunds Large Value NYSE
1436    RWM 9/28/2009 199.25 PROSHARES SHORT RUSSELL2000 ProShares Trading--Inverse Equity NYSE
1437    RWO 9/28/2009 38.26 SPDR DOW JONES GLOBAL REAL ESTATE ETF SPDR State Street Global Advisors Global Real Estate NYSE
1438    RWR 9/28/2009 108.75 SPDR DOW JONES REIT ETF SPDR State Street Global Advisors Real Estate NYSE
1439    RWW 9/28/2009 1.17 OPPENHEIMER FINANCIALS SECT REVENUE ETF OppenheimerFunds Financial NYSE
1440    RWX 9/28/2009 126.95 SPDR DOW JONES INTERNATIONAL RELEST ETF SPDR State Street Global Advisors Global Real Estate NYSE
1441    RXD 9/28/2009 1.12 PROSHARES ULTRASHORT HEALTH CAR ProShares Trading-Inverse Equity NYSE
1442    RXI 9/28/2009 7 ISHARES GLOBL CONSUMER DISCRETIONARY iShares Consumer Cyclical NYSE
1443    RXL 9/28/2009 5.31 PROSHARES ULTRA HEALTH CARE ProShares Trading--Leveraged Equity NYSE
1444    RYE 9/28/2009 5.02 GUGGENHEIM S&P 500 EQUAL WT ENERGY ETF Guggenheim Investments Equity Energy NYSE
1445    RYF 9/28/2009 6.26 GUGGENHEIM S&P 500 EQ WEIGHT FINCL ETF Guggenheim Investments Financial NYSE
1446    RYH 9/28/2009 6.82 GUGGENHEIM S&P 500 EQ WEIGHT HC ETF Guggenheim Investments Health NYSE
1447    RYJ 9/28/2009 4.85 GUGGENHEIM RAYMOND JAMES SB-1 EQUITY ETF Guggenheim Investments Mid-Cap Blend NYSE
1448    RYT 9/28/2009 11.58 GUGGENHEIM S&P 500 EQ WT TECHNOLOGY ETF Guggenheim Investments Technology NYSE
1449    RYU 9/28/2009 3.72 GUGGENHEIM S&P 500 EQ WT UTILITIES ETF Guggenheim Investments Utilities NYSE
1450    RZG 9/28/2009 3.34 GUGGENHEIM S&P SMALLCAP 600 PURE GR ETF Guggenheim Investments Small Growth NYSE
1451    RZV 9/28/2009 6.26 GUGGENHEIM S&P SMALLCAP 600 PUREVAL ETF Guggenheim Investments Small Value NYSE
1452    SAA 9/28/2009 7 PROSHARES ULTRA SMALLCAP600 ProShares Trading--Leveraged Equity NYSE
1453    SAGG 3/23/2011 1.7 DIREXION DAILY TOTAL BOND MARKE Direxion Funds Trading-Inverse Debt NYSE
1454    SBB 9/28/2009 4.04 PROSHARES SHORT SMALLCAP600 ProShares Trading--Inverse Equity NYSE
1455    SBIO 12/31/2014 6.07 ALPS MEDICAL BREAKTHROUGHS ETF ALPS Health NYSE
1456    SBM 4/12/2010 1.33 SHORT BASIC MATERIALS ProShares Trading-Inverse Equity NYSE
1457    SCAP 7/7/2016 0.04
1458    SCC 9/28/2009 4.09 PROSHARES ULTRASHORT CONSUMER SERVICES ProShares Trading--Inverse Equity NYSE
1459    SCHA 11/3/2009 52.96 SCHWAB US SMALL-CAP ETF Schwab ETFs Small Blend NYSE
1460    SCHB 11/3/2009 77.43 SCHWAB US BROAD MARKET ETF Schwab ETFs Large Blend NYSE
1461    SCHC 1/14/2010 14.95 SCHWAB INTERNATIONAL SMALL-CAP EQ ETF Schwab ETFs Foreign Small/Mid Blend NYSE
1462    SCHD 10/20/2011 49.4 SCHWAB US DIVIDEND EQUITY ETF Schwab ETFs Large Value NYSE
1463    SCHE 1/14/2010 62.68 SCHW EMG MKT EQ ETF Schwab Funds Diversified Emerging Mkts NYSE
1464    SCHF 11/3/2009 95.78 SCHWAB INTERNATIONAL EQUITY ETF Schwab ETFs Foreign Large Blend NYSE
1465    SCHG 12/11/2009 25.57 SCHWAB US LARGE-CAP GROWTH ETF Schwab ETFs Large Growth NYSE
1466    SCHH 1/13/2011 39.91 SCHWAB US REIT ETF Schwab ETFs Real Estate NYSE
1467    SCHM 1/13/2011 24.98 SCHWAB US MID-CAP ETF Schwab ETFs Mid-Cap Blend NYSE
1468    SCHO 8/5/2010 14.39 SCHWAB SHORT-TERM US TREASURY ETF Schwab ETFs Short Government NYSE
1469    SCHP 8/5/2010 17.05 SCHWAB US TIPS ETF Schwab ETFs Inflation-Protected Bond NYSE
1470    SCHR 8/5/2010 9 SCHWAB INTERMEDIATE-TERM US TRS ETF Schwab ETFs Intermediate Government NYSE
1471    SCHV 12/11/2009 22.2 SCHWAB US LARGE-CAP VALUE ETF Schwab ETFs Large Value NYSE
1472    SCHX 11/3/2009 67.47 SCHWAB US LARGE-CAP ETF Schwab ETFs Large Blend NYSE
1473    SCHZ 7/14/2011 27.28 SCHWAB US AGGREGATE BOND ETF Schwab ETFs Intermediate-Term Bond NYSE
1474    SCID 5/14/2015 0.09 GLOBAL X SCIENTIFIC BETA EUROPE ETF Global X Funds Europe Stock NYSE
1475    SCIF 9/24/2010 25.92 VANECK VECTORS INDIA SMALL-CAP ETF Van Eck India Equity NYSE
1476    SCIJ 5/13/2015 0.06 GLOBAL X SCIENTIFIC BETA JAPAN ETF Global X Funds Japan Stock NYSE
1477    SCIN 7/12/2010 3.56 COLUMBIA INDIA SMALL CAP ETF Columbia India Equity NYSE
1478    SCIU 5/13/2015 0.44 GLOBAL X SCIENTIFIC BETA US ETF Global X Funds Large Blend NYSE
1479    SCIX 5/13/2015 0.05
1480    SCJ 9/28/2009 5.42 ISHARES MSCI JAPAN SMALL-CAP iShares Japan Stock NYSE
1481    SCO 9/28/2009 405.48 PROSHARES ULTRASHORT BLOOMBERG CRUDE OIL ProShares Trading--Inverse Commodities NYSE
1482    SCPB 12/17/2009 57.25 SPDR BLMBG BARCLAYS ST CORP BD ETF SPDR State Street Global Advisors Short-Term Bond NYSE
1483    SCTO 10/23/2014 0.5 GLOBAL X | JPMORGAN US SECTOR ROTAT ETF Global X Funds Allocation--70% to 85% Equity NYSE
1484    SCZ 9/28/2009 111.95 ISHARES MSCI EAFE SMALL-CAP iShares Foreign Small/Mid Blend NASDAQ
1485    SDD 9/28/2009 4.44 PROSHARES ULTRASHORT SMALLCAP600 ProShares Trading--Inverse Equity NYSE
1486    SDEM 3/17/2015 0.37 GLOBAL X MSCI SUPERDIVIDEND EM MKTS ETF Global X Funds Diversified Emerging Mkts NYSE
1487    SDIV 6/9/2011 28.12 GLOBAL X SUPERDIVIDEND ETF Global X Funds World Stock NYSE
1488    SDOG 6/29/2012 17.47 ALPS SECTOR DIVIDEND DOGS ETF ALPS Large Value NYSE
1489    SDOW 2/11/2010 188.01 PROSHARES ULTRAPRO SHORT DOW30 ProShares Trading--Inverse Equity NYSE
1490    SDP 9/28/2009 1.94 PROSHARES ULTRASHORT UTILITIES ProShares Trading--Inverse Equity NYSE
1491    SDS 9/28/2009 2641.9 PROSHARES ULTRASHORT S&P500 ProShares Trading--Inverse Equity NYSE
1492    SDY 9/28/2009 188.46 SPDR S&P DIVIDEND ETF SPDR State Street Global Advisors Large Value NYSE
1493    SDYL 5/23/2012 0.84 UBS ETRACS MTHLY PAY 2XLVRGD S&P DIV ETN UBS Group AG Trading--Leveraged Equity NYSE
1494    SEA 9/28/2009 10.82 GUGGENHEIM SHIPPING ETF Guggenheim Investments Industrials NYSE
1495    SEF 9/28/2009 14.67 PROSHARES SHORT FINANCIALS ProShares Trading--Inverse Equity NYSE
1496    SGAR 4/21/2011 0.52 IPATH PURE BETA SUGAR ETN NYSE
1497    SGDJ 3/31/2015 2.2 ALPS SPROTT JUNIOR GOLD MINERS ETF ALPS Equity Precious Metals NYSE
1498    SGDM 7/15/2014 10.16 SPROTT GOLD MINERS ETF ALPS Equity Precious Metals NYSE
1499    SGG 9/28/2009 14.04 IPATH BLOOMBERG SUGAR SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1500    SGOL 9/28/2009 25.37 ETFS PHYSICAL SWISS GOLD ETFS Swiss Gold Trust Commodities Precious Metals NYSE
1501    SGQI 12/8/2016 0.02 JANUS SG GLOBAL QUALITY INCOME ETF NASDAQ
1502    SH 9/28/2009 508.47 PROSHARES SHORT S&P500 ProShares Trading--Inverse Equity NYSE
1503    SHE 12/23/2009 0.65 SPDR SSGA GENDER DIVERSITY ETF SPDR State Street Global Advisors Large Blend NYSE
1504    SHM 9/28/2009 64.03 SPDR NUVEEN BLMBG BARCLAYS ST MUNBD ETF SPDR State Street Global Advisors Muni National Short NYSE
1505    SHNY 9/8/2016 0.37 DIREXION DAILY SILVER MNRS BULL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
1506    SHV 9/28/2009 53.8 ISHARES SHORT TREASURY BOND iShares Short Government NYSE
1507    SHY 9/28/2009 156.43 ISHARES 1-3 YEAR TREASURY BOND iShares Short Government NYSE
1508    SHYD 1/14/2014 2.25 VANECK VECTORS SHORT HIGH-YIELD MUNI ETF Van Eck High Yield Muni NYSE
1509    SHYG 10/17/2013 16.99 ISHARES 0-5 YEAR HIGH YIELD CORP BD iShares High Yield Bond NYSE
1510    SICK 6/15/2011 0.19 DIREXION DAILY HEALTHCARE BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1511    SIJ 9/28/2009 3.48 PROSHARES ULTRASHORT INDUSTRIAL ProShares Trading-Inverse Equity NYSE
1512    SIL 7/12/2010 61.1 GLOBAL X SILVER MINERS ETF Global X Funds Equity Precious Metals NYSE
1513    SILJ 11/29/2012 6.84 PUREFUNDS ISE JUNIOR SILVER ETF Exchange Traded Fund Financial NYSE
1514    SIPE 2/27/2014 0.14 SPDR BLMBG BARCLAYS 0-5 YEAR TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond NYSE
1515    SIVR 9/28/2009 41.02 ETFS PHYSICAL SILVER ETF Securities Commodities Precious Metals NYSE
1516    SIZ 9/7/2011 0.36 QUANTSHARES US MARKET NEUTRAL SIZE QuantShares Market Neutral NYSE
1517    SIZE 4/18/2013 0.7 ISHARES EDGE MSCI USA SIZE FACTOR iShares Large Blend NYSE
1518    SJB 3/22/2011 10.5 PROSHARES SHORT HIGH YIELD ProShares Trading--Inverse Debt NYSE
1519    SJNK 3/15/2012 134.01 SPDR BLMBG BARCLAYSST HY BD ETF SPDR State Street Global Advisors High Yield Bond NYSE
1520    SKF 9/28/2009 805.49 PROSHARES ULTRASHORT FINANCIALS ProShares Trading--Inverse Equity NYSE
1521    SKOR 4/14/2010 0.93 FLEXSHARES CREDIT-SCORED US CORP BD ETF Flexshares Trust Corporate Bond NASDAQ
1522    SKYY 7/6/2011 10.46 FIRST TRUST CLOUD COMPUTING ETF First Trust Technology NASDAQ
1523    SLIM 6/9/2016 0.03 THE OBESITY ETF Janus Health NASDAQ
1524    SLQD 10/17/2013 2.47 ISHARES 0-5 YEAR INVMT GRD CORP BD iShares Short-Term Bond NASDAQ
1525    SLV 9/28/2009 2718.15 ISHARES SILVER TRUST iShares Commodities Precious Metals NYSE
1526    SLVO 4/17/2013 2.46 CREDIT SUISSE X-LINKS SILVER COVCALL ETN Credit Suisse AG Commodities Precious Metals NASDAQ
1527    SLVP 2/2/2012 6.16 ISHARES MSCI GLOBAL SILVER MINERS iShares Equity Precious Metals NYSE
1528    SLX 9/28/2009 35.8 VANECK VECTORS STEEL ETF Van Eck Natural Resources NYSE
1529    SLY 8/30/2010 4.08 SPDR S&P 600 SMALL CAP ETF SPDR State Street Global Advisors Small Blend NYSE
1530    SLYG 8/30/2010 3.45 SPDR S&P 600 SMALL CAP GROWTH ETF SPDR State Street Global Advisors Small Growth NYSE
1531    SLYV 8/30/2010 4.4 SPDR S&P 600 SMALL CAP VALUE ETF SPDR State Street Global Advisors Small Value NYSE
1532    SMB 9/28/2009 9.23 VANECK VECTORS AMT-FREE SHORT MUNI ETF Van Eck Muni National Short NYSE
1533    SMCP 4/21/2015 0.17 ALPHAMARK ACTIVELY MANAGED SMALL CAP ETF NASDAQ
1534    SMD 3/7/2016 0.28 SPDR S&P 1000 ETF SPDR State Street Global Advisors Mid-Cap Blend NYSE
1535    SMDD 2/11/2010 9.47 PROSHARES ULTRAPRO SHORT MIDCAP400 ProShares Trading--Inverse Equity NYSE
1536    SMDV 2/5/2015 2.2 PROSHARES RUSSELL 2000 DIVIDEND GROWERS ProShares Small Value BATS
1537    SMEZ 6/5/2014 0.95 SPDR EURO STOXX SMALL CAP ETF SPDR State Street Global Advisors Europe Stock NYSE
1538    SMH 9/28/2009 1306.87 VANECK VECTORS SEMICONDUCTOR ETF Van Eck Technology NYSE
1539    SMHD 2/4/2015 3.15
1540    SMIN 2/9/2012 3.5 ISHARES MSCI INDIA SMALL-CAP iShares India Equity BATS
1541    SMK 9/28/2009 0.64 PROSHARES ULTRASHORT MSCI MEXIC ProShares Trading-Inverse Equity NYSE
1542    SMLF 4/30/2015 0.32 ISHARES EDGE MSCI MULTIFACTOR USA SM-CP iShares Small Blend NYSE
1543    SMLL 7/29/2014 0.25 DIREXION DAILY SMALL CAP BULL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
1544    SMLV 2/21/2013 1.11 SPDR SSGA US SMALL CAP LOW VOLATIL ETF SPDR State Street Global Advisors Small Blend NYSE
1545    SMMU 2/3/2010 1.56 PIMCO SHORT TERM MUNICIPAL BOND ACTV ETF Pimco Muni National Short NYSE
1546    SMMV 9/9/2016 0.1 ISHARES EDGE MSCI MIN VOL USA SMALL-CAP iShares Small Blend BATS
1547    SMN 9/28/2009 171.68 PROSHARES ULTRASHORT BASIC MATE ProShares Trading-Inverse Equity NYSE
1548    SNLN 11/7/2012 10.71 HIGHLAND/IBOXX SENIOR LOAN ETF Highland Funds Bank Loan NASDAQ
1549    SNSR 9/16/2016 0.74 GLOBAL X INTERNET OF THINGS THEMATIC ETF Global X Funds Technology NASDAQ
1550    SOCL 11/15/2011 12.11 GLOBAL X SOCIAL MEDIA ETF NASDAQ
1551    SOIL 5/26/2011 2.43 GLOBAL X FERTILIZERS/POTASH ETF Global X Funds Natural Resources NYSE
1552    SOP 6/29/2015 0.14 PROSHARES ULTRASHRT OIL&GAS EXPLOR&PRDTN ProShares Trading--Inverse Equity NYSE
1553    SOVB 2/23/2016 0.14
1554    SOXL 4/9/2010 108.14 DIREXION DAILY SEMICONDCT BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1555    SOXS 4/9/2010 55.88 DIREXION DAILY SEMICONDCT BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1556    SOXX 9/24/2010 93.43 ISHARES PHLX SOX SEMICONDUCTOR SECTOR INDEX FUND NASDAQ
1557    SOYB 9/19/2011 2.4 TEUCRIUM SOYBEAN FUND ETV Teucrium Commodities Agriculture NYSE
1558    SPDN 6/8/2016 0.67 DIREXION DAILY S&P 500 BEAR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
1559    SPFF 7/17/2012 10.98 GLOBAL X SUPERINCOME PREFERRED ETF Global X Funds Preferred Stock NYSE
1560    SPHB 5/5/2011 12.17 POWERSHARES S&P 500 HIGH BETA ETF PowerShares Large Blend NYSE
1561    SPHD 10/18/2012 24.3 POWERSHARES S&P 500 HIGH DIV LOW VOLETF PowerShares Large Value NYSE
1562    SPHQ 11/7/2011 12.88 POWERSHARES S&P 500 QUALITY ETF PowerShares Large Blend NYSE
1563    SPLV 5/5/2011 157.6 POWERSHARES S&P 500 LOW VOLATILITY ETF PowerShares Large Value NYSE
1564    SPLX 3/26/2014 1.08 UBS ETRACS M RESET 2XLVG S&P 500 TR ETN UBS Group AG Trading--Leveraged Equity NYSE
1565    SPMO 10/12/2015 0.03 POWERSHARES S&P 500 MOMENTUM PowerShares Large Growth NYSE
1566    SPPP 12/19/2012 14.78 SPROTT PHYSICAL PLATINUM AND PA Exchange Traded Fund Financial NYSE
1567    SPUN 6/10/2015 0.08 VANECK VECTORS GLOBAL SPIN-OFF ETF Van Eck Mid-Cap Blend NYSE
1568    SPUU 5/28/2014 1.87 DIREXION DAILY S&P 500 BULL 2X ETF Exchange Traded Fund Financial NYSE
1569    SPVU 10/9/2015 0.05
1570    SPXE 9/24/2015 0.12 PROSHARES S&P 500 EX-ENERGY ProShares Large Blend NYSE
1571    SPXH 6/24/2013 0.66 JANUS VELOCITY VOLATILITY HDGD LG CP ETF Janus Long-Short Equity NYSE
1572    SPXL 3/5/2012 285.98 DIREXION DAILY S&P500 BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1573    SPXN 9/24/2015 0.01 PROSHARES S&P 500 EX-FINANCIALS ProShares Large Blend NYSE
1574    SPXS 3/5/2012 368.54 DIREXION DAILY S&P 500 BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1575    SPXT 9/24/2015 0.02
1576    SPXU 9/28/2009 1331.21 PROSHARES ULTRAPRO SHORT S&P500 ProShares Trading--Inverse Equity NYSE
1577    SPXV 9/24/2015 0.01
1578    SPY 9/30/2009 30547.87 SPDR S&P 500 ETF SPDR State Street Global Advisors Large Blend NYSE
1579    SPYB 2/5/2015 0.15 SPDR S&P 500 BUYBACK ETF SPDR State Street Global Advisors Large Blend NYSE
1580    SPYD 10/22/2015 1.25 SPDR S&P 500 HIGH DIVIDEND ETF SPDR State Street Global Advisors Large Value NYSE
1581    SPYG 8/30/2010 4.91 SPDR S&P 500 GROWTH ETF SPDR State Street Global Advisors Large Growth NYSE
1582    SPYV 8/30/2010 2.33 SPDR S&P 500 VALUE ETF SPDR State Street Global Advisors Large Value NYSE
1583    SPYX 12/1/2015 0.35 SPDR S&P 500 FOSSIL FUEL RSRV FREE ETF SPDR State Street Global Advisors Large Blend NYSE
1584    SQQQ 2/11/2010 711.88 PROSHARES ULTRAPRO SHORT QQQ ProShares Trading--Inverse Equity NASDAQ
1585    SQZZ 3/22/2017 0.01 ACTIVE ALTS CONTRARIAN ETF NASDAQ
1586    SRET 3/17/2015 0.9 GLOBAL X SUPERDIVIDEND REIT ETF Global X Funds Real Estate NASDAQ
1587    SRLN 4/4/2013 14.74 SPDR BLACKSTONE / GSO SENIOR LOAN ETF SPDR State Street Global Advisors Bank Loan NYSE
1588    SRS 9/28/2009 450.28 PROSHARES ULTRASHORT REAL ESTATE ProShares Trading--Inverse Equity NYSE
1589    SRTY 2/11/2010 213.86 PROSHARES ULTRAPRO SHORT RUSSELL2000 ProShares Trading--Inverse Equity NYSE
1590    SSG 9/28/2009 14.26 PROSHARES ULTRASHORT SEMICONDUCTORS ProShares Trading--Inverse Equity NYSE
1591    SSO 9/28/2009 2472.24 PROSHARES ULTRA S&P500 ProShares Trading--Leveraged Equity NYSE
1592    SST 12/1/2011 1.77 SPDR BLMBG BARCLAYS ST TREASURY ETF SPDR State Street Global Advisors Short Government NYSE
1593    STIP 12/3/2010 6.42 ISHARES 0-5 YEAR TIPS BOND iShares Inflation-Protected Bond NYSE
1594    STN 9/28/2009 7.92
1595    STOT 4/14/2016 0.15
1596    STPP 8/10/2010 2 IPATH US TREASURY STEEPENER ETN iPath Trading-Miscellaneous NYSE
1597    STPZ 9/28/2009 16.05 PIMCO 1-5 YEAR US TIPS ETF Pimco Inflation-Protected Bond NYSE
1598    SUB 9/28/2009 11.43 ISHARES SHORT-TERM NATIONAL MUNI BOND iShares Muni National Short NYSE
1599    SVXY 10/4/2011 687.94 PROSHARES SHORT VIX SHORT-TERM FUTURES ProShares Volatility NYSE
1600    SWIN 1/10/2017 0.09 ALPS/DORSEY WRIGHT SECTOR MOMENTUM ETF NASDAQ
1601    SYE 1/9/2014 0.14 SPDR MFS SYSTEMATIC CORE EQUITY ETF SPDR State Street Global Advisors Large Value NYSE
1602    SYG 1/9/2014 0.28 SPDR MFS SYSTEMATIC GROWTH EQUITY ETF SPDR State Street Global Advisors Large Growth NYSE
1603    SYLD 5/14/2013 4 CAMBRIA SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Mid-Cap Value NYSE
1604    SYV 1/9/2014 0.09 SPDR MFS SYSTEMATIC VALUE EQUITY ETF SPDR State Street Global Advisors Large Value NYSE
1605    SZK 9/28/2009 1.43 PROSHARES ULTRASHORT CONSUMER GOODS ProShares Trading--Inverse Equity NYSE
1606    SZO 9/28/2009 1.39 POWERSHARES DB CRUDE OIL SHORT Deutsche Bank Trading-Inverse Commodities NYSE
1607    TAGS 3/28/2012 0.37 TEUCRIUM AGRICULTURAL ETF Exchange Traded Fund Financial NYSE
1608    TAN 9/28/2009 76.17 GUGGENHEIM SOLAR ETF Guggenheim Investments Miscellaneous Sector NYSE
1609    TAO 9/28/2009 9.99 GUGGENHEIM CHINA REAL ESTATE ETF Guggenheim Investments China Region NYSE
1610    TAPR 7/15/2014 0.3 BARCLAYS INVERSE US TREASURY AGGT ETN Barclays Funds Trading--Inverse Debt NASDAQ
1611    TBF 9/28/2009 95.68 PROSHARES SHORT 20+ YEAR TREASURY ProShares Trading--Inverse Debt NYSE
1612    TBLU 2/15/2017 0.02 TORTOISE WATER Tortoise Capital Advisors Natural Resources BATS
1613    TBT 9/28/2009 1792.95 PROSHARES ULTRASHORT 20+ YEAR TREASURY ProShares Trading--Inverse Debt NYSE
1614    TBX 4/5/2011 2.27 PROSHARES SHORT 7-10 YEAR TREASURY ProShares Trading--Inverse Debt NYSE
1615    TBZ 4/5/2011 0.32 PROSHARES ULTRASHORT 3-7 YEAR TREASURY ProShares Trading--Inverse Debt NYSE
1616    TCHF 5/12/2016 0.04 ISHARES EDGE MSCI MULTIFACTOR TECHNOLOGY iShares Technology BATS
1617    TDIV 8/14/2012 11.17 FIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUND NASDAQ
1618    TDTF 9/22/2011 4.27 FLEXSHARES IBOXX 5YR TARGET DUR TIPS ETF Flexshares Trust Inflation-Protected Bond NYSE
1619    TDTT 9/23/2011 7.36 FLEXSHARES IBOXX 3 YEAR TARGET Northern Trust Inflation-Protected Bond NYSE
1620    TECL 3/5/2012 37.06 DIREXION DAILY TECHNOLOGY BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1621    TECS 3/5/2012 18.52 DIREXION DAILY TECHNOLOGY BEAR 3X ETF Exchange Traded Fund Financial NYSE
1622    TECZ 4/7/2016 0.02
1623    TFI 9/28/2009 57.5 SPDR NUVEEN BLMBG BARCLAYS MUNI BD ETF SPDR State Street Global Advisors Muni National Long NYSE
1624    TFLO 2/4/2014 0.27 ISHARES TREASURY FLOATING RATE BOND iShares Short Government NYSE
1625    THD 9/28/2009 88.22 ISHARES MSCI THAILAND CAPPED iShares Miscellaneous Region NYSE
1626    THHY 3/22/2013 0.6 VANECK VECTORS TRS-HDGD HI YLD BD ETF Van Eck Nontraditional Bond NYSE
1627    THRK 3/18/2013 0.76 SPDR RUSSELL 3000 ETF SPDR State Street Global Advisors Large Blend NYSE
1628    TILT 9/22/2011 2 FLEXSHARES MSTAR US MKT FACTORS TILT ETF Flexshares Trust Large Blend NYSE
1629    TIP 9/28/2009 274.17 ISHARES BARCLAYS TIPS BOND FUND iShares Inflation-Protected Bond NYSE
1630    TIPX 5/30/2013 0.43 SPDR BLMBG BARCLAYS 1-10 YEAR TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond NYSE
1631    TIPZ 9/28/2009 1.79 PIMCO BROAD US TIPS ETF Pimco Inflation-Protected Bond NYSE
1632    TLDH 11/10/2015 0.1
1633    TLEH 11/10/2015 0.3 FLEXSHARES CCY HDGD MS EM FCT TILTIDX Flexshares Trust Diversified Emerging Mkts NYSE
1634    TLH 9/28/2009 11.7 ISHARES 10-20 YEAR TREASURY BOND iShares Long Government NYSE
1635    TLO 9/28/2009 7.26 SPDR BLMBG BARCLAYS LONG TERM TRS ETF SPDR State Street Global Advisors Long Government NYSE
1636    TLT 9/28/2009 2881.13 ISHARES 20+ YEAR TREASURY BOND iShares Long Government NASDAQ
1637    TLTD 9/28/2012 4.62 FLEXSHARES MSTAR DEVMKS EXUS FCTTILT ETF Flexshares Trust Foreign Large Blend NYSE
1638    TLTE 9/28/2012 3.83 FLEXSHARES MSTAR EMGMKTS FCTTILT ETF Flexshares Trust Diversified Emerging Mkts NYSE
1639    TMF 9/28/2009 57.37 DIREXION DAILY 20+ YR TRSY BULL 3X ETF Direxion Funds Trading--Leveraged Debt NYSE
1640    TMV 9/28/2009 222.63 DIREXION DAILY 20+ YR TRSY BEAR 3X ETF Direxion Funds Trading--Inverse Debt NYSE
1641    TNA 9/28/2009 2964.67 DIREXION DAILY SMALL CAP BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1642    TOFR 9/16/2014 0.15
1643    TOK 9/28/2009 3.03 ISHARES MSCI KOKUSAI iShares World Stock NYSE
1644    TOLZ 3/27/2014 0.76 PROSHARES DJ BROOKFIELD GLOBAL INFRAS ProShares Infrastructure NYSE
1645    TOTL 2/24/2015 19.28 SPDR DOUBLELINE TOTAL RETURN TACT ETF SPDR State Street Global Advisors Intermediate-Term Bond NYSE
1646    TPS 2/10/2011 1.62 PROSHARES ULTRASHORT TIPS ProShares Trading-Inverse Debt NYSE
1647    TPYP 6/30/2015 0.51 TORTOISE NORTH AMERICAN PIPELINE FUND Tortoise Capital Energy Limited Partnership NYSE
1648    TQQQ 2/11/2010 660.22 PROSHARES ULTRAPRO QQQ ProShares Trading--Leveraged Equity NASDAQ
1649    TRSK 6/24/2013 1.13 JANUS VELOCITY TAIL RISK HDGD LG CP ETF Janus Long-Short Equity NYSE
1650    TTAC 9/28/2016 0.16 TRIMTABS FLOAT SHRINK ETF TrimTabs Large Blend BATS
1651    TTFS 10/5/2011 2.6 ADVISORSHARES WILSHIRE BUYBACK ETF AdvisorShares Mid-Cap Blend NYSE
1652    TTT 4/9/2010 21.11 PROSHARES ULTRAPRO SHORT 20+ YEAR TRS ProShares Trading--Inverse Debt NYSE
1653    TUR 9/28/2009 111.41 ISHARES MSCI TURKEY INVESTABLE iShares Diversified Emerging Mkts NYSE
1654    TUSA 9/16/2014 0.21 FIRST TRUST TOTAL US MARKET ALPHADEX ETF NASDAQ
1655    TUTI 6/10/2015 0.28 TUTTLE TACTICAL MGMT MULTI-STRAT INC ETF Tuttle Allocation--15% to 30% Equity NASDAQ
1656    TUTT 2/25/2015 0.76 TUTTLE TACTICAL MANAGEMENT US CORE ETF Tuttle Allocation--50% to 70% Equity NASDAQ
1657    TUZ 9/28/2009 2.99 PIMCO 1-3 YEAR US TREASURY ETF Pimco Short Government NYSE
1658    TVIX 11/30/2010 1475.67 VELOCITYSHARES DAILY 2X VIX ST ETN Credit Suisse AG Volatility NASDAQ
1659    TVIZ 11/30/2010 1.64 VELOCITYSHARES DAILY 2X VIX MT ETN Credit Suisse AG Volatility NASDAQ
1660    TWM 9/28/2009 839.05 PROSHARES ULTRASHORT RUSSELL2000 ProShares Trading--Inverse Equity NYSE
1661    TWOK 7/9/2013 1.12 SPDR RUSSELL 2000 ETF SPDR State Street Global Advisors Small Blend NYSE
1662    TYBS 3/23/2011 0.57 DIREXION DAILY 20+ YEAR TRS BEAR 1X ETF Direxion Funds Trading--Inverse Debt NYSE
1663    TYD 9/28/2009 2.48 DIREXION DAILY 10-YR TREASURY B Direxion Funds Trading-Leveraged Debt NYSE
1664    TYNS 3/23/2011 0.37 DIREXION DAILY 7 10 YEAR TREASU Direxion Funds Trading-Inverse Debt NYSE
1665    TYO 9/28/2009 4.75 DIREXION DAILY 7-10 YR TRS BEAR 3X ETF Direxion Funds Trading--Inverse Debt NYSE
1666    TZA 9/28/2009 2961.03 DIREXION DAILY SMALL CAP BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1667    UAE 5/1/2014 1.79 ISHARES MSCI UAE CAPPED iShares Miscellaneous Region NASDAQ
1668    UAG 9/28/2009 1.1 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Agriculture NYSE
1669    UBC 9/28/2009 1.25 UBS ETRACS CMCI LIVESTOCK TOT RET ETN UBS Group AG Commodities Agriculture NYSE
1670    UBG 9/28/2009 0.8 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Precious Metals NYSE
1671    UBIO 6/23/2015 13.73 PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ProShares Trading--Leveraged Equity NASDAQ
1672    UBM 9/29/2009 0.92 UBS ETRACS CMCI INDL MTLS TOT RET ETN UBS Group AG Commodities Industrial Metals NYSE
1673    UBN 9/29/2009 0.66 UBS ETRACS CMCI ENERGY TOTAL RETURN ETN UBS Group AG Commodities Energy NYSE
1674    UBND 6/11/2015 0.06 WISDOMTREE WESTERN ASSET UNCNSTND BD ETF WisdomTree Nontraditional Bond NASDAQ
1675    UBR 7/12/2010 3.26 PROSHARES ULTRA MSCI BRAZIL CAPPED ProShares Trading--Leveraged Equity NYSE
1676    UBT 1/21/2010 9.54 PROSHARES ULTRA 20+ YEAR TREASURY ProShares Trading--Leveraged Debt NYSE
1677    UCC 9/28/2009 1.29 PROSHARES ULTRA CONSUMER SERVICES ProShares Trading--Leveraged Equity NYSE
1678    UCI 9/29/2009 4.22 UBS ETRACS CMCI TOTAL RETURN ETN UBS Group AG Commodities Broad Basket NYSE
1679    UCIB 10/9/2015 0.04
1680    UCO 9/28/2009 994.67 PROSHARES ULTRA DJ-AIG CRUDE OI ProShares Trading-Leveraged Commodities NYSE
1681    UDBI 12/29/2015 0.02 LEGG MASON US DIVERSIFIED CORE ETF Legg Mason Large Blend NASDAQ
1682    UDN 9/28/2009 17.43 POWERSHARES DB US DOLLAR BEARISH ETF PowerShares DB Multicurrency NYSE
1683    UDOW 2/11/2010 87.31 PROSHARES ULTRAPRO DOW30 ProShares Trading--Leveraged Equity NYSE
1684    UGA 9/28/2009 14.46 UNITED STATES GASOLINE United States Commodity Funds LLC Commodities Energy NYSE
1685    UGAZ 2/8/2012 456.5 VELOCITYSHARES 3X LONG NATURAL GAS ETN Credit Suisse AG Trading--Leveraged Commodities NYSE
1686    UGE 9/28/2009 1.07 PROSHARES ULTRA CONSUMER GOODS ProShares Trading--Leveraged Equity NYSE
1687    UGL 9/28/2009 48.06 PROSHARES ULTRA GOLD ProShares Trading--Leveraged Commodities NYSE
1688    UGLD 10/17/2011 29.62 VELOCITYSHARES 3X LONG GOLD ETN Credit Suisse AG Trading--Leveraged Commodities NASDAQ
1689    UHN 9/28/2009 1.32 UNITED STATES DIESEL-HEATING OIL United States Commodity Funds LLC Commodities Energy NYSE
1690    UJB 4/14/2011 0.5 PROSHARES ULTRA HIGH YIELD ProShares Trading--Leveraged Debt NYSE
1691    ULE 9/28/2009 3.57 PROSHARES ULTRA EURO ProShares Trading--Miscellaneous NYSE
1692    ULST 10/10/2013 1.07 SPDR SSGA ULTRA SHORT TERM BOND ETF SPDR State Street Global Advisors Ultrashort Bond NYSE
1693    UMDD 2/11/2010 10.41 PROSHARES ULTRAPRO MIDCAP400 ProShares Trading--Leveraged Equity NYSE
1694    UMX 7/13/2010 0.58 PROSHARES ULTRA MSCI MEXICO CAPPED IMI ProShares Trading--Leveraged Equity NYSE
1695    UNG 9/28/2009 1461.23 UNITED STATES NATURAL GAS United States Commodity Funds LLC Commodities Energy NYSE
1696    UNL 11/18/2009 5.55 UNITED STATES 12 MONTH NATURAL GAS United States Commodity Funds LLC Commodities Energy NYSE
1697    UOP 6/23/2015 0.08 PROSHARES ULTRA OIL & GAS EXPLOR & PRDTN ProShares Trading--Leveraged Equity NYSE
1698    UPRO 9/28/2009 791.37 PROSHARES ULTRAPRO S&P500 ProShares Trading--Leveraged Equity NYSE
1699    UPV 7/12/2010 1.66 PROSHARES ULTRA FTSE EUROPE ProShares Trading--Leveraged Equity NYSE
1700    UPW 9/28/2009 2.14 PROSHARES ULTRA UTILITIES ProShares Trading--Leveraged Equity NYSE
1701    URA 11/5/2010 45.48 GLOBAL X URANIUM ETF Global X Funds Natural Resources NYSE
1702    URE 9/28/2009 225.61 PROSHARES ULTRA REAL ESTATE ProShares Trading-Leveraged Equity NYSE
1703    URR 9/28/2009 0.51 MARKET VECTORS DOUBLE LONG EURO ETN Market Vectors Trading--Miscellaneous NYSE
1704    URTH 1/12/2012 4.24 ISHARES MSCI WORLD iShares World Stock NYSE
1705    URTY 2/11/2010 96.49 PROSHARES ULTRAPRO RUSSELL2000 ProShares Trading--Leveraged Equity NYSE
1706    USCI 8/10/2010 12 UNITED STATES COMMODITY INDEX United States Commodity Funds LLC Commodities Broad Basket NYSE
1707    USD 9/28/2009 21.95 PROSHARES ULTRA SEMICONDUCTORS ProShares Trading--Leveraged Equity NYSE
1708    USDU 12/18/2013 4.42 WISDOMTREE BLOOMBERG US DLLR BULLISH ETF WisdomTree Multicurrency NYSE
1709    USFR 2/4/2014 0.34 WISDOMTREE BLOOMBERG FLOATING RT TRS ETF WisdomTree Short Government NYSE
1710    USL 9/28/2009 11.85 UNITED STATES 12 MONTH OIL United States Commodity Funds LLC Commodities Energy NYSE
1711    USLB 11/5/2015 0.4 POWERSHARES RUSSELL 1000 LOW BETA EQ WGT PowerShares Mid-Cap Blend NASDAQ
1712    USLV 10/17/2011 105.21 VELOCITYSHARES 3X LONG SILVER ETN Credit Suisse AG Trading--Leveraged Commodities NASDAQ
1713    USMR 9/20/2016 0.01 RECON CAPITAL USA MANAGED RISK ETF Recon Capital Series Trust Large Blend NYSE
1714    USMV 10/20/2011 135.54 ISHARES EDGE MSCI MIN VOL USA iShares Large Blend NYSE
1715    USO 9/28/2009 2467.63 UNITED STATES OIL FUND United States Commodity Funds LLC Commodities Energy NYSE
1716    USRT 11/3/2016 0.28 ISHARES CORE US REIT iShares Real Estate NYSE
1717    UST 1/22/2010 17.48 PROSHARES ULTRA 7-10 YEAR TREASURY ProShares Trading--Leveraged Debt NYSE
1718    USV 9/29/2009 1.24 UBS ETRACS CMCI SILVER TOTAL RETURN ETN UBS Group AG Commodities Precious Metals NYSE
1719    UTES 9/24/2015 0.1
1720    UTLF 5/12/2016 0.01 ISHARES EDGE MSCI MULTIFACTOR UTILITIES iShares Utilities BATS
1721    UUP 9/28/2009 259.59 POWERSHARES DB US DOLLAR BULLISH ETF PowerShares DB Multicurrency NYSE
1722    UVXY 10/4/2011 3669.26 PROSHARES ULTRA VIX SHORT-TERM FUTURES ProShares Volatility NYSE
1723    UWM 9/28/2009 394.53 PROSHARES ULTRA RUSSELL2000 ProShares Trading--Leveraged Equity NYSE
1724    UWT 12/9/2016 47.26 VELOCITYSHARES 3X LNG CRUDE OIL ETN NEW Credit Suisse AG Trading--Leveraged Commodities NYSE
1725    UXI 9/28/2009 5.01 PROSHARES ULTRA INDUSTRIALS ProShares Trading--Leveraged Equity NYSE
1726    UYG 9/28/2009 549.73 PROSHARES ULTRA FINANCIALS ProShares Trading--Leveraged Equity NYSE
1727    UYM 9/28/2009 280.5 PROSHARES ULTRA BASIC MATERIALS ProShares Trading--Leveraged Equity NYSE
1728    VALX 12/10/2014 0.32 VALIDEA MARKET LEGENDS ETF NASDAQ
1729    VAMO 9/9/2015 0.18 CAMBRIA VALUE AND MOMENTUM ETF CAMBRIA ETF TRUST Large Value BATS
1730    VAW 9/28/2009 28.41 VANGUARD MATERIALS ETF Vanguard Natural Resources NYSE
1731    VB 9/28/2009 138.48 VANGUARD SMALL-CAP ETF Vanguard Small Blend NYSE
1732    VBK 9/28/2009 50.14 VANGUARD SMALL-CAP GROWTH ETF Vanguard Small Growth NYSE
1733    VBND 10/16/2014 1.42 VIDENT CORE US BOND STRATEGY ETF Vident Financial Intermediate-Term Bond NASDAQ
1734    VBR 9/28/2009 55.94 VANGUARD SMALL-CAP VALUE ETF Vanguard Small Value NYSE
1735    VCIT 11/23/2009 82.35 VANGUARD INTERM-TERM CORP BD ETF Vanguard Corporate Bond NASDAQ
1736    VCLT 11/23/2009 30.1 VANGUARD LONG-TERM CORPORATE BD ETF Vanguard Corporate Bond NASDAQ
1737    VCR 9/28/2009 27.78 VANGUARD CONSUMER DISCRETIONARY ETF Vanguard Consumer Cyclical NYSE
1738    VCSH 11/23/2009 117.07 VANGUARD SHORT-TERM CORPORATE BOND ETF Vanguard Short-Term Bond NASDAQ
1739    VDC 9/28/2009 25.85 VANGUARD CONSUMER STAPLES ETF Vanguard Consumer Defensive NYSE
1740    VDE 9/28/2009 86.62 VANGUARD ENERGY ETF Vanguard Equity Energy NYSE
1741    VEA 9/28/2009 758.58 VANGUARD FTSE DEVELOPED MARKETS ETF Vanguard Foreign Large Blend NYSE
1742    VEGA 9/18/2012 1.12 ADVISORSHARES STAR GLOBAL BUY-WRITE ETF Exchange Traded Fund Financial NYSE
1743    VEGI 2/2/2012 1.55 ISHARES MSCI GLBL AGRICULTURE PRODUCERS iShares Natural Resources NYSE
1744    VEU 9/28/2009 318.83 VANGUARD FTSE ALL-WLD EX-US ETF Vanguard Foreign Large Blend NYSE
1745    VFH 9/28/2009 81.43 VANGUARD FINANCIALS ETF Vanguard Financial NYSE
1746    VGIT 11/23/2009 7.54 VANGUARD INTERM-TERM GOVT BD ETF Vanguard Intermediate Government NASDAQ
1747    VGK 9/28/2009 747.13 VANGUARD FTSE EUROPE ETF Vanguard Europe Stock NYSE
1748    VGLT 11/24/2009 9.48 VANGUARD LONG-TERM GOVERNMENT BD ETF Vanguard Long Government NASDAQ
1749    VGSH 11/23/2009 8.95 VANGUARD SHORT-TERM GOVERNMENT BOND ETF Vanguard Short Government NASDAQ
1750    VGT 9/28/2009 77.86 VANGUARD INFORMATION TECHNOLOGY ETF Vanguard Technology NYSE
1751    VHT 9/28/2009 53.87 VANGUARD HEALTH CARE ETF Vanguard Health NYSE
1752    VIDI 10/30/2013 3.4 VIDENT INTERNATIONAL EQUITY FUND NASDAQ
1753    VIG 9/28/2009 216.7 VANGUARD DIVIDEND APPRECIATION ETF Vanguard Large Blend NYSE
1754    VIGI 3/2/2016 2.39 VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF NASDAQ
1755    VIIX 11/30/2010 64.14 VELOCITYSHARES VIX ST ETN Credit Suisse AG Volatility NASDAQ
1756    VIIZ 11/30/2010 0.79 VELOCITYSHARES VIX MT ETN Credit Suisse AG Volatility NASDAQ
1757    VIOG 9/24/2010 1.82 VANGUARD S&P SMALL-CAP 600 GROW Vanguard Small Growth NYSE
1758    VIOO 9/24/2010 3.8 VANGUARD S&P SMALL-CAP 600 ETF Vanguard Small Blend NYSE
1759    VIOV 9/24/2010 1.69 VANGUARD S&P SMALL-CAP 600 VALUE ETF Vanguard Small Value NYSE
1760    VIS 9/28/2009 28.66 VANGUARD INDUSTRIALS ETF Vanguard Industrials NYSE
1761    VIXH 8/30/2012 0.22 FIRST TRUST CBOE S&P 500 VIXTAIL H ETF First Trust Long-Short Equity NYSE
1762    VIXM 1/4/2011 11.16 PROSHARES VIX MID-TERM FUTURES ProShares Volatility NYSE
1763    VIXY 1/4/2011 437.49 PROSHARES VIX SHORT-TERM FUTURES ProShares Volatility NYSE
1764    VLU 10/25/2012 0.12 SPDR S&P 1500 VALUE TILT ETF SPDR State Street Global Advisors Large Value NYSE
1765    VLUE 4/18/2013 4.69 ISHARES EDGE MSCI USA VALUE FACTOR iShares Large Value NYSE
1766    VMAX 5/3/2016 0.44 REX VOLMAXX LNG VIX WKLY FUTS STRAT ETF VolMAXX Volatility BATS
1767    VMBS 11/23/2009 20.33 VANGUARD MORTGAGE-BACKED SECS ETF Vanguard Intermediate-Term Bond NASDAQ
1768    VMIN 5/3/2016 0.48 REX VOLMAXX SHORT VIX WKLY FUTSSTRATETF VolMAXX Volatility BATS
1769    VNLA 11/17/2016 0.2 JANUS SHORT DURATION INCOME ETF Janus World Bond NYSE
1770    VNM 9/28/2009 75.93 VANECK VECTORS VIETNAM ETF Van Eck Miscellaneous Region NYSE
1771    VNQ 9/28/2009 1238.31 VANGUARD REIT ETF Vanguard Real Estate NYSE
1772    VNQI 11/1/2010 38.23 VANGUARD GLOBAL EX-US REAL EST ETF Vanguard Global Real Estate NASDAQ
1773    VO 9/28/2009 86.09 VANGUARD MID-CAP ETF Vanguard Mid-Cap Blend NYSE
1774    VOE 9/28/2009 44.12 VANGUARD MID-CAP VALUE ETF Vanguard Mid-Cap Value NYSE
1775    VONE 9/24/2010 3.85 VANGUARD RUSSELL 1000 ETF Vanguard Large Blend NASDAQ
1776    VONG 9/24/2010 4.62 VANGUARD RUSSELL 1000 GROWTH ETF Vanguard Large Growth NASDAQ
1777    VONV 9/24/2010 4.07 VANGUARD RUSSELL 1000 VALUE ETF Vanguard Large Value NASDAQ
1778    VOO 9/24/2010 369.69 VANGUARD 500 ETF Vanguard Large Blend NYSE
1779    VOOG 9/24/2010 5.9 VANGUARD S&P 500 GROWTH ETF Vanguard Large Growth NYSE
1780    VOOV 9/24/2010 3.01 VANGUARD S&P 500 VALUE ETF Vanguard Large Value NYSE
1781    VOT 9/28/2009 32.05 VANGUARD MID-CAP GROWTH ETF Vanguard Mid-Cap Growth NYSE
1782    VOX 9/28/2009 17.75 VANGUARD TELECOMMUNICATION SERVICES ETF Vanguard Communications NYSE
1783    VPL 9/28/2009 93.15 VANGUARD FTSE PACIFIC ETF Vanguard Diversified Pacific/Asia NYSE
1784    VPU 9/28/2009 39.19 VANGUARD UTILITIES ETF Vanguard Utilities NYSE
1785    VQT 9/24/2010 3.01 BARCLAYS ETN+ S&P VEQTOR Barclays Funds Long-Short Equity NYSE
1786    VRP 5/1/2014 16.3 POWERSHARES VARIABLE RATE PREFERRED ETF PowerShares Preferred Stock NYSE
1787    VSDA 4/18/2017 0.02 VICTORYSHARES DIVIDEND ACCELERATOR ETF NASDAQ
1788    VSMV 6/22/2017 0.01 VICTORYSHARES US MULTI-FACTOR MINIMUM VOLATILITY ETF NASDAQ
1789    VSS 9/28/2009 24.86 VANGUARD FTSE ALL-WLD EX-US SMCP ETF Vanguard Foreign Small/Mid Blend NYSE
1790    VT 9/28/2009 85.61 VANGUARD TOTAL WORLD STOCK ETF Vanguard World Stock NYSE
1791    VTEB 8/25/2015 6.17
1792    VTHR 9/24/2010 1.61 VANGUARD RUSSELL 3000 ETF Vanguard Large Blend NASDAQ
1793    VTI 9/28/2009 695.4 VANGUARD TOTAL STOCK MARKET ETF Vanguard Large Blend NYSE
1794    VTIP 10/16/2012 21.54 VANGUARD SHORT-TERM INFL-PROT SECS ETF Vanguard Inflation-Protected Bond NASDAQ
1795    VTV 9/28/2009 187.05 VANGUARD VALUE ETF Vanguard Large Value NYSE
1796    VTWG 9/24/2010 3.18 VANGUARD RUSSELL 2000 GROWTH ETF Vanguard Small Growth NASDAQ
1797    VTWO 9/24/2010 9.76 VANGUARD RUSSELL 2000 ETF NASDAQ
1798    VTWV 9/24/2010 1.7 VANGUARD RUSSELL 2000 VALUE ETF Vanguard Small Value NASDAQ
1799    VUG 9/28/2009 169.8 VANGUARD GROWTH ETF Vanguard Large Growth NYSE
1800    VUSE 1/22/2014 1.7 VIDENT CORE US EQUITY Vident Financial Mid-Cap Value NASDAQ
1801    VV 9/28/2009 60.17 VANGUARD LARGE-CAP ETF Vanguard Large Blend NYSE
1802    VWO 9/28/2009 3324.61 VANGUARD FTSE EMERGING MARKETS ETF Vanguard Diversified Emerging Mkts NYSE
1803    VWOB 6/4/2013 9.23 VANGUARD EMERGING MKTS GOVT BD ETF Vanguard Emerging Markets Bond NASDAQ
1804    VXF 9/28/2009 54.27 VANGUARD EXTENDED MARKET ETF Vanguard Mid-Cap Blend NYSE
1805    VXUS 1/28/2011 59.45 VANGUARD TOTAL INTERNATIONAL STOCK ETF Vanguard Foreign Large Blend NASDAQ
1806    VXX 9/28/2009 10469.17 IPATH S&P 500 VIX ST FUTURES ETN Barclays Funds Volatility NYSE
1807    VXZ 9/28/2009 153.52 IPATH S&P 500 VIX MT FUTURES ETN Barclays Funds Volatility NYSE
1808    VYM 9/28/2009 127.38 VANGUARD HIGH DIVIDEND YIELD ETF Vanguard Large Value NYSE
1809    VYMI 3/2/2016 1.66 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF NASDAQ
1810    WBIA 8/27/2014 0.81 WBI TACTICAL SMG SHARES ETF WBI Investments Mid-Cap Blend NYSE
1811    WBIB 8/27/2014 0.8 WBI TACTICAL SMV SHARES ETF WBI Investments Mid-Cap Blend NYSE
1812    WBIC 8/27/2014 0.99 WBI TACTICAL SMY SHARES ETF WBI Investments Mid-Cap Value NYSE
1813    WBID 8/27/2014 0.77 WBI TACTICAL SMS SHARES ETF WBI Investments Mid-Cap Blend NYSE
1814    WBIE 8/27/2014 0.88 WBI TACTICAL LCG SHARES ETF WBI Investments Large Growth NYSE
1815    WBIF 8/27/2014 0.83 WBI TACTICAL LCV SHARES ETF WBI Investments Large Blend NYSE
1816    WBIG 8/27/2014 0.94 WBI TACTICAL LCY SHARES ETF WBI Investments Large Blend NYSE
1817    WBIH 8/27/2014 1.56 WBI TACTICAL HIGH INCOME SHARES ETF WBI Investments Allocation--15% to 30% Equity NYSE
1818    WBII 8/27/2014 1.41 WBI TACTICAL INCOME SHARES ETF WBI Investments Allocation--15% to 30% Equity NYSE
1819    WBIL 8/27/2014 0.76 WBI TACTICAL LCS SHARES ETF WBI Investments Large Blend NYSE
1820    WBIR 7/27/2016 0.13 WBI TACTICAL ROTATION SHARES WBI Investments Multialternative NYSE
1821    WBIY 12/22/2016 0.11 WBI POWER FACTOR HIGH DIVIDEND ETF WBI Investments Large Value NYSE
1822    WDIV 5/30/2013 1.34 SPDR S&P GLOBAL DIVIDEND ETF SPDR State Street Global Advisors World Stock NYSE
1823    WDRW 8/19/2015 0.19 DIREXION DAILY REGIONAL BNKS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1824    WDTI 1/5/2011 7.07 WISDOMTREE MANAGED FUTURES STRATEGY ETF WisdomTree Managed Futures NYSE
1825    WEAR 12/9/2016 0.05 THE WEAR ETF Wear Technology BATS
1826    WEAT 9/19/2011 6.87 TEUCRIUM WHEAT ETF Teucrium Commodities Agriculture NYSE
1827    WIL 7/10/2014 0.04 BARCLAYS WOMEN IN LEADERSHIP ETN Barclays Funds Large Blend NYSE
1828    WIP 9/28/2009 28.51 SPDR CITI INTL GOVT INFL-PROT BD ETF SPDR State Street Global Advisors World Bond NYSE
1829    WMCR 9/24/2010 1.33 WILSHIRE MICRO-CAP ETF Guggenheim Investments Small Blend NYSE
1830    WMW 9/28/2009 1.56 ELEMENTS MORNINGSTAR WIDEMOAT FOC TR ETN ELEMENTS Large Blend NYSE
1831    WOOD 9/28/2009 6.3 ISHARES GLOBAL TIMBER & FORESTRY iShares Natural Resources NASDAQ
1832    WPS 9/28/2009 4.91 ISHARES TRUST ISHARES S&P DEVEL iShares Global Real Estate NYSE
1833    WREI 4/12/2010 0.82 WILSHIRE US REIT ETF Guggenheim Investments Real Estate NYSE
1834    WSKY 10/12/2016 0.06 SPIRITED FUNDS/ETFMG WHISKEY&SPIRITS ETF SpiritedFund Consumer Defensive NYSE
1835    WTID 1/5/2017 0.18 UBS ETRACS PROSHARES DLY 3X INVRS CRDETN UBS Trading--Inverse Commodities NYSE
1836    WTIU 1/5/2017 0.31 UBS ETRACS PROSHARES DLY 3X LNG CRUD ETN UBS Trading--Leveraged Commodities NYSE
1837    WTRX 8/9/2016 0.04 SUMMIT WATER INFRAS MULTIFACTOR ETF Summit Water Natural Resources NYSE
1838    WYDE 8/7/2014 0.15 PROSHARES CDS SHRT NRTH AMER HY CRDT ETF Exchange Traded Fund Financial BATS
1839    XAR 9/29/2011 4.46 SPDR S&P AEROSPACE & DEFENSE ETF SPDR State Street Global Advisors Industrials NYSE
1840    XBI 9/28/2009 656.57 SPDR S&P BIOTECH ETF SPDR State Street Global Advisors Health NYSE
1841    XCEM 9/2/2015 0.12 COLUMBIA EM CORE EX-CHINA ETF Columbia Diversified Emerging Mkts NYSE
1842    XES 9/28/2009 76.3 SPDR S&P OIL & GAS EQUIPMENT&SVCS ETF SPDR State Street Global Advisors Equity Energy NYSE
1843    XHB 9/28/2009 1206.7 SPDR S&P HOMEBUILDERS ETF SPDR State Street Global Advisors Consumer Cyclical NYSE
1844    XHE 1/27/2011 1.5 SPDR S&P HEALTH CARE EQUIPMENT ETF SPDR State Street Global Advisors Health NYSE
1845    XHS 9/29/2011 3.54 SPDR S&P HEALTH CARE SERVICES ETF SPDR State Street Global Advisors Health NYSE
1846    XIV 11/30/2010 3298.52 VELOCITYSHARES DAILY INVERSE VIX ST ETN Credit Suisse AG Volatility NASDAQ
1847    XIVH 7/14/2016 0.1 VELOCITYSHARES VIX SHRT VOLATIL HDG ETN UBS Volatility NYSE
1848    XLB 9/28/2009 1862.84 MATERIALS SELECT SECTOR SPDR State Street Global Advisors Natural Resources NYSE
1849    XLE 9/28/2009 5588.8 ENERGY SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Equity Energy NYSE
1850    XLF 9/28/2009 3845.84 FINANCIAL SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Financial NYSE
1851    XLG 9/28/2009 7.52 GUGGENHEIM S&P 500 TOP 50 ETF Guggenheim Investments Large Blend NYSE
1852    XLI 9/28/2009 2523.2 INDUSTRIAL SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Industrials NYSE
1853    XLK 9/28/2009 1513.14 TECHNOLOGY SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Technology NYSE
1854    XLP 9/28/2009 1523.41 CONSUMER STAPLES SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Consumer Defensive NYSE
1855    XLRE 10/8/2015 44.78 REAL ESTATE SELECT SECTOR SPDR SPDR State Street Global Advisors Real Estate NYSE
1856    XLU 9/28/2009 2348.68 UTILITIES SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Utilities NYSE
1857    XLV 9/28/2009 2139.43 HEALTH CARE SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Health NYSE
1858    XLY 9/28/2009 1796.49 CONSUMER DISCRET SEL SECT SPDR ETF SPDR State Street Global Advisors Consumer Cyclical NYSE
1859    XME 9/28/2009 1283.66 SPDR S&P METALS AND MINING ETF SPDR State Street Global Advisors Natural Resources NYSE
1860    XMLV 2/15/2013 6.01 POWERSHARES S&P MIDCAP LOW VOLATIL ETF PowerShares Mid-Cap Value NYSE
1861    XMPT 7/13/2011 2.87 VANECK VECTORS CEF MUNICIPAL INCOME ETF Van Eck Muni National Long NYSE
1862    XMX 2/10/2017 0.01 WISDOMTREE GLOBAL EX-MEXICO EQUITY ETF WisdomTree World Stock NYSE
1863    XOP 9/28/2009 2908.37 SPDR S&P OIL & GAS EXPLOR & PRODTN ETF SPDR State Street Global Advisors Equity Energy NYSE
1864    XPH 9/28/2009 25.87 SPDR S&P PHARMACEUTICALS ETF SPDR State Street Global Advisors Health NYSE
1865    XPP 9/28/2009 13.48 PROSHARES ULTRA FTSE CHINA 50 ProShares Trading--Leveraged Equity NYSE
1866    XRLV 4/9/2015 1.27 POWERSHARES S&P 500EX-RATE SNSVLWVTL ETF PowerShares Large Blend NYSE
1867    XRT 9/28/2009 1951.02 SPDR S&P RETAIL ETF SPDR State Street Global Advisors Consumer Cyclical NYSE
1868    XSD 9/28/2009 22.67 SPDR S&P SEMICONDUCTOR ETF State Street Global Advisors Technology NYSE
1869    XSHD 12/1/2016 0.08 POWERSHARES S&P SMCP HI DIV LOW VOLATIL PowerShares Small Value BATS
1870    XSLV 2/15/2013 6.21 POWERSHARES S&P SMALLCAP LOW VOLATIL ETF PowerShares Small Value NYSE
1871    XSOE 12/10/2014 0.12
1872    XSW 9/29/2011 0.71 SPDR S&P SOFTWARE & SERVICES ETF SPDR State Street Global Advisors Technology NYSE
1873    XT 3/23/2015 2.6 ISHARES EXPONENTIAL TECHNOLOGIES iShares Miscellaneous Sector NYSE
1874    XTH 6/28/2016 0.02
1875    XTL 1/27/2011 1.27 SPDR S&P TELECOM ETF SPDR State Street Global Advisors Communications NYSE
1876    XTN 1/27/2011 6.68 SPDR S&P TRANSPORTATION ETF SPDR State Street Global Advisors Industrials NYSE
1877    XUSA 1/26/2017 0.03 QUANTX DYNAMIC BETA US EQUITY ETF QUANTX Large Blend BATS
1878    XVZ 8/18/2011 3.5 IPATH S&P 500 DYNAMIC VIX ETN Barclays Funds Volatility NYSE
1879    XWEB 6/28/2016 0.02 SPDR S&P INTERNET ETF SPDR State Street Global Advisors Technology NYSE
1880    XXV 8/3/2010 5.25 IPATH INVERSE S&P 500 VIX ST FUT ETN Barclays Funds Volatility NYSE
1881    YANG 2/22/2011 43.45 DIREXION DAILY FTSE CHINA BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1882    YAO 10/19/2009 4.59 GUGGENHEIM CHINA ALL-CAP ETF Guggenheim Investments China Region NYSE
1883    YCL 9/28/2009 1.3 PROSHARES ULTRA YEN ProShares Trading--Miscellaneous NYSE
1884    YCS 9/28/2009 47.19 PROSHARES ULTRASHORT YEN ProShares Trading--Miscellaneous NYSE
1885    YDIV 8/23/2013 0.93 INTERNATIONAL MA DIVERS INC ETF First Trust World Allocation NASDAQ
1886    YINN 2/22/2011 123.83 DIREXION DAILY FTSE CHINA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1887    YLCO 5/28/2015 0.35 GLOBAL X YIELDCO ETF Global X Funds World Stock NASDAQ
1888    YLD 7/9/2015 0.19 PRINCIPAL EDGE ACTIVE INCOME ETF Principal Funds Allocation--30% to 50% Equity NYSE
1889    YLDE 5/23/2017 0.01 CLEARBRIDGE DIVIDEND STRATEGY ESG ETF NASDAQ
1890    YMLI 2/12/2013 1.64 VANECK VECTORS HIGH INC INFRAS MLP ETF Van Eck Energy Limited Partnership NYSE
1891    YMLP 3/13/2012 11.7 VANECK VECTORS HIGH INCOME MLP ETF Van Eck Energy Limited Partnership NYSE
1892    YXI 4/9/2010 1.76 PROSHARES SHORT FTSE CHINA 50 ProShares Trading--Inverse Equity NYSE
1893    YYY 2/25/2013 3.77 YIELDSHARES HIGH INCOME ETF YieldShares Tactical Allocation NYSE
1894    ZBIO 6/23/2015 5.1 PROSHARES ULTRAPRO SHORT NASDAQ BIOTECH ProShares Trading--Inverse Equity NASDAQ
1895    ZIV 11/30/2010 11.92 VELOCITYSHARES DAILY INVERSE VIX MT ETN Credit Suisse AG Volatility NASDAQ
1896    ZMLP 1/28/2014 2.39 DIREXION ZACKS MLP HIGH INCOME ETF Direxion Funds Energy Limited Partnership NYSE
1897    ZROZ 11/4/2009 7.28 PIMCO 25+ YEAR ZERO COUPON US TRS ETF Pimco Long Government NYSE
1898    ZSL 9/28/2009 305.35 PROSHARES ULTRASHORT SILVER ProShares Trading--Inverse Commodities NYSE

Delisted Instruments:

 #   Symbol   StartDate   Size(MB)   Description   Industry   Sector   Exchange 
1    AAIT 2/9/2012 0.45 ISHARES MSCI ALL COUNTRY ASIA INFO TECH Exchange Traded Fund Financial NASDAQ
2    AAVX 9/8/2011 0.22 ETRACS DAILY SHORT 1 MONTH S&P NYSE
3    ABCS 6/8/2011 0.38 GUGGENHEIM ABC HIGH DIVIDEND ET Guggenheim Funds Distributors, Inc. Foreign Large Value NYSE
4    ACCU 1/26/2012 1.25 ADVISORSHARES ACCUVEST GLOBAL OPPORT ETF Exchange Traded Fund Financial NYSE
5    ADZ 9/25/2009 0.28 DB AGRICULTURE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
6    AGEM 2/28/2011 0.47 EGSHARES GEMS COMPOSITE ETF Emerging Global Advisors Diversified Emerging Mkts NYSE
7    AGLS 8/8/2011 0.73 ACCUVEST GLOBAL LONG SHORT ETF NYSE
8    AGOL 1/14/2011 0.22 ETFS ASIAN GOLD TRUST ETF Securities Ltd Commodities Precious Metals NYSE
9    AGRG 5/19/2011 0.03 RUSSELL AGGRESSIVE GROWTH ETF Russell Large Growth NYSE
10    ALTL 9/6/2012 0.34 RBS US LARGE CAP ALTERNATOR ETN Royal Bank of Scotland NV Large Blend NYSE
11    ALUM 1/5/2011 0.21 GLOBAL X ALUMINUM ETF Global X Funds Natural Resources NYSE
12    AMPS 2/22/2012 0.6 ISHARES UTILITIES BOND iShares Corporate Bond NYSE
13    ASDR 4/9/2013 0.02 VELOCITYSHARES EMERGING ASIA DR ETF ALPS Diversified Pacific/Asia NYSE
14    AUD 11/1/2011 0.58 PIMCO AUSTRALIA BOND INDEX FUND PIMCO World Bond NYSE
15    AUNZ 7/5/2011 2.57 WISDOMTREE AUSTRALIA & NZL DBT ETF WisdomTree World Bond NYSE
16    AXDI 8/10/2010 0.09 ISHARES MSCI ACWI EX US CONSUME iShares Consumer Cyclical NYSE
17    AXEN 8/10/2010 0.22 ISHARES MSCI ACWI EX US ENERGY iShares Equity Energy NYSE
18    AXFN 1/28/2010 0.22 ISHARES MSCI ACWI EX US FINANCI iShares Financial NASDAQ
19    AXHE 8/10/2010 0.18 ISHARES MSCI ACWI EX US HEALTH iShares Health NYSE
20    AXID 8/10/2010 0.14 ISHARES MSCI ACWI EX US INDUSTR iShares Industrials NYSE
21    AXIT 7/20/2010 0.1 ISHARES MSCI ACWI EX US INFORMA iShares Technology NYSE
22    AXJS 2/3/2012 0.28 ISHARES MSCI AC ASIA EX JAPAN SMALL-CAP iShares Pacific/Asia ex-Japan Stk NYSE
23    AXMT 8/10/2010 0.22 ISHARES MSCI ACWI EX US MATERIA iShares Natural Resources NYSE
24    AXSL 8/4/2010 0.12 ISHARES TMSCI ACWI EX US CONSUM iShares Consumer Defensive NYSE
25    AXTE 8/10/2010 0.15 ISHARES MSCI ACWI EX US TELECOM iShares Communications NYSE
26    AXUT 8/10/2010 0.31 ISHARES MSCI ACWI EX US UTILITI iShares Utilities NYSE
27    AZIA 4/3/2013 0.32 GLOBAL X CENTRAL ASIA & MONGOLIA ETF Exchange Traded Fund Financial NYSE
28    BABS 8/3/2010 4.14 SPDR NUVEEN BARCLAYS CAPITAL BU State Street Global Advisors Long-Term Bond NYSE
29    BABZ 9/24/2010 1.72 PIMCO BUILD AMERICA BOND STRATE PIMCO Long-Term Bond NYSE
30    BAR 5/5/2014 0.17 DIREXION DAILY GOLD BULL 3X ETF Exchange Traded Fund Financial NYSE
31    BARN 6/2/2011 0.11 GLOBAL X FARMING ETF Global X Funds Natural Resources NYSE
32    BARS 5/6/2014 0.03 DIREXION DAILY GOLD BEAR 3X ETF Exchange Traded Fund Financial NYSE
33    BBVX 9/8/2011 0.13 ETRACS DAILY SHORT 2 MONTH S&P Commercial Banks, Not Elsewhere Classified Finance, Insurance, and Real Estate NYSE
34    BCHP 4/23/2014 0.16 EGSHARES BLUE CHIP ETF Exchange Traded Fund Financial NYSE
35    BDAT 7/16/2015 0.02 NASDAQ
36    BDG 9/25/2009 0.25 DB BASE METALS LONG ETN Deutsche Bank AG Commodities Industrial Metals NYSE
37    BDH 9/25/2009 0.61 MERRILL LYNCH & CO., INC. BROAD Merrill Lynch Technology AMEX
38    BGU 9/25/2009 427.52 DIREXION LARGE CAP BULL 3X SHAR Direxion Funds Trading-Leveraged Equity NYSE
39    BGZ 9/25/2009 468.07 DIREXION LARGE CAP BEAR 3X SHAR Direxion Funds Trading-Inverse Equity NYSE
40    BHH 9/25/2009 2.39 MERRILL LYNCH & CO., INC. B2B I Merrill Lynch Technology AMEX
41    BIK 9/25/2009 14.65 SPDR S&P BRIC 40 State Street Global Advisors Diversified Emerging Mkts NYSE
42    BITE 10/28/2015 0.08 NASDAQ
43    BNZ 9/25/2009 1.1 WISDOMTREE DREYFUS NEW ZEALAND WisdomTree Trust Currency NYSE
44    BONO 5/12/2011 1 MARKET VECTORS LATAM AGGREGATE Van Eck Emerging Markets Bond NYSE
45    BOS 9/25/2009 1.04 POWERSHARES DB BASE METALS SHOR Deutsche Bank Trading-Inverse Commodities NYSE
46    BRAF 7/29/2010 0.58 GLOBAL X BRAZIL FINANCIALS ETF Global X Funds Latin America Stock NYSE
47    BRIL 4/9/2010 0.57 DIREXION DAILY BRIC BULL 3X SHA Direxion Funds Trading-Leveraged Equity NYSE
48    BRIS 4/12/2010 0.28 DIREXION DAILY BRIC BEAR 3X SHA Direxion Funds Trading-Inverse Equity NYSE
49    BRXX 2/24/2010 4.79 EGSHARES BRAZIL INFRASTRUCTURE Emerging Global Advisors Latin America Stock NYSE
50    BRZS 5/1/2013 0.57 NASDAQ
51    BSC 9/25/2009 0.12 ELEMENTS BG SMALL CAP ETN Deutsche Bank AG Small Value NYSE
52    BSCC 7/12/2010 0.84 GUGGENHEIM BULLETSHARES 2012 CB Guggenheim Funds Distributors, Inc. Short-Term Bond NYSE
53    BSCD 7/12/2010 2.03 GUGGENHEIM BULLETSHARES 2013 CO Guggenheim Funds Distributors, Inc. Short-Term Bond NYSE
54    BSCE 7/12/2010 5.74 GUGGENHEIM BULLETSHARES 2014 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
55    BSCF 7/12/2010 8.57 GUGGENHEIM BULLETSHARES 2015 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
56    BSCG 7/12/2010 12.02 GUGGENHEIM BULLETSHARES 2016 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
57    BSJE 1/25/2011 6.52 GUGGENHEIM BULLETSHARES 2014 HI Guggenheim Funds Distributors, Inc. High Yield Bond NYSE
58    BSJF 1/25/2011 15.22 GUGGENHEIM BULLETSHARES 2015 HI Guggenheim Funds Distributors, Inc. High Yield Bond NYSE
59    BSJG 4/25/2012 11.04 GUGGENHEIM BULLETSHRS2016 HY CORPBD ETF Exchange Traded Fund Financial NYSE
60    BTAH 9/13/2011 0.07 QUANTSHARES U.S. MARKET NEUTRAL NYSE
61    BUND 11/10/2011 0.06 PIMCO GERMANY BOND INDEX FUND PIMCO World Bond NYSE
62    BUNL 3/23/2011 1.08 POWERSHARES DB GERMAN BUND FUTU NYSE
63    BUNT 3/23/2011 0.78 POWERSHARES DB 3X GERMAN BUND F NYSE
64    BVL 9/25/2009 0.02 DEUTSCHE BANK AG ETN Deutsche Bank AG Large Value NYSE
65    BVT 9/25/2009 0.08 DEUTSCHE BANK AG ETN Deutsche Bank AG Large Value NYSE
66    BXDB 11/18/2009 0.76 BARCLAYS SHORT B LEVERAGED S&P Barclays Bank PLC Trading-Inverse Equity NYSE
67    BXDC 11/18/2009 1.1 BARCLAYS SHORT C LEVERAGED INVE Barclays Bank PLC Trading-Inverse Equity NYSE
68    BXUB 11/18/2009 1.14 BARCLAYS LONG B LEVERAGED S&P 5 Barclays Bank PLC Trading-Leveraged Equity NYSE
69    BXUC 11/18/2009 1.99 BARCLAYS LONG C LEVERAGED S&P 5 Barclays Bank PLC Trading-Leveraged Equity NYSE
70    CAD 11/10/2011 0.44 PIMCO CANADA BOND INDEX FUND ET PIMCO World Bond NYSE
71    CAPX 5/27/2015 0.07 ELKHORN S&P 500 CAPITAL EXPENDITURES Elkhorn Large Blend NYSE
72    CCVX 9/8/2011 0.11 ETRACS DAILY SHORT 3 MONTH S&P NYSE
73    CCX 9/24/2010 1.89 WISDOMTREE DREYFUS COMMODITY CU WisdomTree Currency NYSE
74    CCXE 2/28/2011 0.75 WISDOMTREE COMMODITY COUNTRY EQ WisdomTree Natural Resources NYSE
75    CFGE 7/14/2014 0.05 NASDAQ
76    CFT 9/28/2009 13.14 ISHARES LEHMAN CREDIT BOND FUND iShares Intermediate-Term Bond NYSE
77    CHLC 10/12/2011 0.75 MARKET VECTORS RENMINBI BOND ETF Exchange Traded Fund Financial NYSE
78    CHNA 10/10/2013 0.46 POWERSHARES CHINA A-SHARE ETF PowerShares China Region NYSE
79    CHNB 11/19/2014 0.19 NASDAQ
80    CHXF 9/19/2012 0.56 WISDOMTREE CHINA DIVIDEND EX-FINCLS ETF Exchange Traded Fund Financial NASDAQ
81    CHXX 2/17/2010 1.68 EGSHARES CHINA INFRASTRUCTURE E Emerging Global Advisors China Region NYSE
82    CLTL 1/12/2017 0.01 POWERSHARES TREASURY COLLATERAL ETF PowerShares Ultrashort Bond NYSE
83    CNPF 5/25/2011 1.67 GLOBAL CANADA PREFERRED ETF Global X Funds Miscellaneous Sector NYSE
84    COLX 3/15/2011 0.49 MARKET VECTORS COLOMBIA ETF Van Eck Latin America Stock NYSE
85    CONG 5/19/2011 0.14 RUSSELL CONSISTENT GROWTH ETF Russell Large Growth NYSE
86    COWL 5/25/2011 0.61 DIREXION DAILY AGRIBUSINESS BUL Direxion Funds Trading-Leveraged Equity NYSE
87    COWS 5/25/2011 0.27 DIREXION DAILY AGRIBUSINESS BEA Direxion Funds Trading-Inverse Equity NYSE
88    CRBQ 9/28/2009 2.69 GLOBAL COMMODITY EQUITY ETF ALPS Natural Resources NYSE
89    CRO 9/28/2009 0.06 CRT PROPERTIES INC NYSE
90    CRUD 2/23/2011 0.27 TEUCRIUM CRUDE OIL FUND EXCHANG Teucrium Commodities Energy NYSE
91    CSCB 6/12/2013 0.09 NASDAQ
92    CSCR 6/12/2013 0.29 CREDIT SUISSE X-LINKS CMDTY ROTATION ETN Credit Suisse AG Commodities Broad Basket NYSE
93    CSLS 2/22/2010 1.47 CREDIT SUISSE X-LINKS LONG/SHORT EQ ETN Credit Suisse AG Long-Short Equity NYSE
94    CSMA 10/4/2010 1.36 CREDIT SUISSE X-LINKS MERGER ARBTRG ETN Credit Suisse AG Market Neutral NYSE
95    CSMB 3/8/2011 0.41 CREDIT SUISSE EXCHANGE TRADE NO NYSE
96    CSMN 9/21/2011 0.4 CREDIT SUISSE MARKET NEUT GLOBAL EQ ETN NASDAQ
97    CU 4/9/2010 7.03 FIRST TRUST ISE GLOBAL COPPER I First Trust Natural Resources NASDAQ
98    CVOL 11/15/2010 4.1 C-TRACKS ETN LINKED TO CITI VOLATIL TR Citigroup Volatility NYSE
99    CVRT 5/26/2011 0.27 POWERSHARES CONVERTIBLE SECURIT PowerShares Convertibles NYSE
100    CXA 9/28/2009 3.99 SPDR NUVEEN BARCLAYS CAPITAL CA State Street Global Advisors Muni California Long NYSE
101    DBAU 8/19/2015 0.02 DEUTSCHE X-TRACKERS MSCI AUST HDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
102    DBIF 4/9/2015 0.05 DEUTSCHE X-TRACKERS S&P HDGD GLBL INFRAS Deutsche Asset Management Infrastructure NYSE
103    DBIZ 12/19/2012 1.27 ADVISORSHARES PRING TURNER BUS CYCLE ETF Exchange Traded Fund Financial NYSE
104    DBN 9/28/2009 0.56 WISDOMTREE INTERNATIONAL BASIC NYSE
105    DBR 9/28/2009 0.1 WISDOMTREE INTERNATIONAL HEALTH CARE SECTOR NYSE
106    DBRE 4/9/2015 0.04 DEUTSCHE X-TRACKERS DJ HDGD INTL RL ESTT Deutsche Asset Management Global Real Estate BATS
107    DBSP 8/19/2015 0.01 NASDAQ
108    DBT 9/28/2009 0.12 WISDOMTREE TRUST NYSE
109    DBU 9/28/2009 1.73 WISDOMTREE GLOBAL EX-US UTILITY WisdomTree Utilities NYSE
110    DDI 9/28/2009 0.11 DDI CORP. (DDIC) Printed Circuit Boards Technology NASDAQ
111    DDVX 9/8/2011 0.05 ETRACS DAILY SHORT 4 MONTH S&P NYSE
112    DEB 9/28/2009 0.12 WISDOMTREE EUROPE TOTAL DIVIDEND ETF NYSE
113    DEE 9/28/2009 0.59 DB COMMODITY DB COMMODITY DOUBL Deutsche Bank Trading-Inverse Commodities NYSE
114    DEFL 12/6/2011 0.16 POWERSHARES DB US DEFLATION ETN Exchange Traded Fund Financial NYSE
115    DENT 9/28/2009 0.52 DENT TACTICAL ETF AdvisorShares World Allocation NYSE
116    DGG 9/28/2009 0.14 DOLLAR GENERAL CORP NYSE
117    DI 1/23/2014 0.37 PIMCO DIVERSIFIED INCOME ACTIVE ETF Pimco World Bond NYSE
118    DIVI 7/30/2014 0.24 ADVISORSHARES ATHENA HIGH DIVIDEND ETF Exchange Traded Fund Financial NYSE
119    DKA 9/28/2009 0.76 WISDOMTREE INTERNATIONAL ENERGY NYSE
120    DLBL 8/10/2010 1.83 IPATH US TREASURY LONG BOND BULL ETN Barclays Funds Trading--Leveraged Debt NASDAQ
121    DND 9/28/2009 0.51 WISDOMTREE PACIFIC EX-JAPAN TOT NYSE
122    DNH 9/28/2009 0.95 WISDOMTREE PACIFIC EX-JAPAN HIG NYSE
123    DOIL 2/8/2012 0.04 NASDAQ
124    DPC 9/28/2009 0.04 WISDOMTREE TRUST NYSE
125    DPN 9/28/2009 0.08 WISDOMTREE INTERNATIONAL CNSMR NONCYCLICAL S NYSE
126    DPU 9/28/2009 0.5 DB COMMODITY DB COMMODITY LONG Deutsche Bank Commodities Broad Basket NYSE
127    DRF 9/28/2009 0.2 WISDOMTREE TRUST NYSE
128    DRGS 10/24/2011 0.34 RBS GLOBAL BIG PHARMA ETN Royal Bank of Scotland NV Health NYSE
129    DRVN 6/2/2015 0.14 HIGHLAND HFR EVENT-DRIVEN ETF Highland Funds Market Neutral NYSE
130    DSC 9/28/2009 0.42 SPDR SERIES TRUST NYSE
131    DSG 9/28/2009 0.58 SPDR DOW JONES SMALL CAP GROWTH State Street Global Advisors Small Growth NYSE
132    DSTJ 10/7/2010 0.05 JPMORGAN DOUBLE SHORT US LONG B JPMorgan Trading-Inverse Debt NYSE
133    DSV 9/28/2009 0.63 SPDR SERIES TRUST NYSE
134    DSXJ 10/6/2010 0.04 JPMORGAN DOUBLE SHORT US 10 YEA JPMorgan Trading-Inverse Debt NYSE
135    DTYL 8/10/2010 1.31 IPATH US TREASURY 10-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt NASDAQ
136    DVHI 9/19/2013 0.12 NASDAQ
137    DWTI 2/8/2012 164.69 VELOCITYSHARES 3X INVERSE CRUDE OIL ETN Exchange Traded Fund Financial NYSE
138    DXJT 4/8/2014 0.23 WISDOMTREE JPN HDGD TECH,MEDIA&TELEC ETF WisdomTree Japan Stock NYSE
139    DXKW 11/7/2013 1.21 WISDOMTREE KOREA HEDGED EQUITY ETF WisdomTree Miscellaneous Region NYSE
140    EAPS 1/28/2011 0.77 PAX MSCI EAFE ESG INDEX ETF Pax World Foreign Large Blend NYSE
141    EATX 5/3/2011 0.06 GLOBAL X FOOD ETF Global X Funds Consumer Defensive NYSE
142    EEHB 2/24/2012 1.18 POWERSHARES S&P EMERG MKTS HI BETA ETF Exchange Traded Fund Financial NYSE
143    EEME 1/19/2012 0.3 ISHARES MSCI EMERGING MARKETS EMEA iShares Diversified Emerging Mkts NYSE
144    EEML 1/19/2012 0.45 ISHARES MSCI EMERGING MKTS LATIN AMERICA Exchange Traded Fund Financial NASDAQ
145    EEN 9/28/2009 0.09 GUGGENHEIM EW EURO-PACIFIC LDRS Guggenheim Funds Distributors, Inc. Foreign Large Blend NYSE
146    EEVX 9/8/2011 0.05 ETRACS DAILY SHORT 5 MONTH S&P NYSE
147    EEZ 9/28/2009 0.1 WISDOMTREE EARNINGS TOP 100 FUND COMMON SHAR NYSE
148    EGRW 2/9/2012 0.23 ISHARES MSCI EMERGING MARKETS GROWTH iShares Diversified Emerging Mkts NYSE
149    EKH 9/29/2009 0.05 MERRILL LYNCH & CO., INC. EUROP Merrill Lynch Europe Stock AMEX
150    ELG 9/28/2009 0.42 SPDR DOW JONES LARGE CAP GROWTH State Street Global Advisors Large Growth NYSE
151    ELR 9/28/2009 0.39 SPDR DJ WILSHIRE LARGE CAP ETF State Street Global Advisors Large Blend NYSE
152    ELV 9/28/2009 0.29 SPDR DOW JONES LARGE CAP VALUE State Street Global Advisors Large Value NYSE
153    EMBB 12/5/2013 0.09 NASDAQ
154    EMCD 6/19/2012 0.75 SPDR BOFA ML EMERGING MKTS CORP BD ETF Exchange Traded Fund Financial NYSE
155    EMDG 7/1/2013 0.21 EGSHARES EMERGING MARKETS DIV GR ETF Emerging Global Advisors Diversified Emerging Mkts NYSE
156    EMDI 2/16/2012 0.29 ISHARES MSCI EMERGING MKTS CNSMR DISCRET iShares Diversified Emerging Mkts NYSE
157    EMER 7/13/2011 0.06 IQ EMERGING MARKETS MID CAP ETF IndexIQ Diversified Emerging Mkts NYSE
158    EMEY 2/10/2012 0.74 ISHARES MSCI EMERGING MKTS ENERGY CAPPED iShares Diversified Emerging Mkts NYSE
159    EMFN 2/9/2010 0.33 ISHARES MSCI EMERGING MARKETS F iShares Financial NASDAQ
160    EMFT 2/28/2012 0.17 SPDR MSCI EM 50 ETF Exchange Traded Fund Financial NYSE
161    EMG 9/28/2009 7.16 ABERDEEN EMERGING MARKETS TELECOMMUNICATIONS & INFRASTRUCTURE FUND/INC NYSE
162    EMHD 8/15/2013 0.17 EGSHARES EM DIVIDEND HIGH INCOME ETF Emerging Global Advisors Diversified Emerging Mkts NYSE
163    EMHZ 10/16/2014 0.07 NASDAQ
164    EMLB 11/30/2010 0.09 IPATH LONG ENHANCED MSCI EMERG MKTS ETN Barclays Funds Trading--Leveraged Equity NYSE
165    EMM 9/28/2009 0.97 SPDR DJ WILSHIRE MID CAP ETF State Street Global Advisors Mid-Cap Blend NYSE
166    EMMT 1/22/2010 0.53 ISHARES MSCI EMERGING MARKETS M iShares Natural Resources NASDAQ
167    EMRE 9/29/2014 0.04 GUGGENHEIM EMERGING MARKETS REL EST ETF Exchange Traded Fund Financial NYSE
168    EMSA 11/30/2010 0.15 IPATH SHORT ENHANCED MSCI EMERG NYSE
169    EMSO 3/1/2016 0.04 NASDAQ
170    EMT 9/28/2009 1.03 EGSHARES EMERGING MARKETS METAL NYSE
171    EMV 9/28/2009 0.15 SPDR DOW JONES MID CAP VALUE State Street Global Advisors Mid-Cap Value NYSE
172    ENGN 2/22/2012 1.3 ISHARES INDUSTRIALS BOND iShares Corporate Bond NYSE
173    EPRO 8/12/2013 0.68 ADVISORSHARES EQUITYPRO ETF Exchange Traded Fund Financial NYSE
174    EQIN 5/19/2011 0.12 RUSSELL EQUITY INCOME ETF Russell Large Value NYSE
175    ERW 7/31/2013 0.04 JANUS EQUAL RISK WEIGHTED LARGE CAP ETF Exchange Traded Concepts, LLC Large Blend NYSE
176    ESR 10/2/2009 3.77 ISHARES MSCI EMERGING MARKETS E iShares Diversified Emerging Mkts NYSE
177    ESTX 9/23/2014 0.11 SOURCE EURO STOXX 50 ETF Exchange Traded Fund Financial NYSE
178    EU 9/28/2009 0.82 WISDOMTREE EURO DEBT FUND WisdomTree Currency NYSE
179    EURZ 1/22/2014 0.1 NASDAQ
180    EVAL 2/10/2012 0.34 ISHARES MSCI EMERGING MARKETS VALUE iShares Diversified Emerging Mkts NYSE
181    EWAS 1/26/2012 0.25 ISHARES MSCI AUSTRALIA SMALL-CAP iShares Miscellaneous Region NYSE
182    EWCS 1/26/2012 0.25 ISHARES MSCI CANADA SMALL-CAP iShares Miscellaneous Region NYSE
183    EWEF 12/8/2010 0.31 RYDEX MSCI EAFE EQUAL WEIGHT ET Rydex/SGI Foreign Large Blend NYSE
184    EWHS 1/13/2012 0.88 ISHARES MSCI HONG KONG SMALL-CAP Exchange Traded Fund Financial NYSE
185    EWMD 8/4/2011 1.05 RYDEX S&P MIDCAP 400 EQUAL WEIG Rydex/SGI Mid-Cap Blend NYSE
186    EWRI 12/8/2010 1.26 RYDEX RUSSELL 1000 EQUAL WEIGHT Rydex/SGI Mid-Cap Blend NYSE
187    EWRM 12/8/2010 1.89 RYDEX RUSSELL MIDCAP EQUAL WEIG Rydex/SGI Mid-Cap Blend NYSE
188    EWRS 12/8/2010 0.88 RYDEX RUSSELL 2000 EQUAL WEIGHT Rydex/SGI Small Blend NYSE
189    EWSM 8/4/2011 0.03 NASDAQ
190    EWSS 1/17/2012 0.8 ISHARES MSCI SINGAPORE SMALL-CAP iShares Miscellaneous Region NYSE
191    EXB 9/28/2009 0.06 CLAYMORE/BEACON GLBL EXCHANGES, BROKERS Claymore Securities Financial NYSE
192    FAA 9/28/2009 1.86 GUGGENHEIM AIRLINE ETF Guggenheim Funds Distributors, Inc. Industrials NYSE
193    FBG 6/11/2012 4.14 UBS AG FI ENHANCED BIG CAP GROWTH ETN Exchange Traded Fund Financial NYSE
194    FCAL 9/28/2009 8.61 FIRST TRUST CALIFORNIA MUNICIPAL HIGH INCOME ETF NASDAQ
195    FCD 3/30/2011 0.21 FOCUS MORNINGSTAR CONSUMER DEFE Focusshares Trust Consumer Defensive NYSE
196    FCFI 6/2/2015 0.05 TRIMTABS INTL FREE-CASH-FLOW ETF TrimTabs Foreign Large Value NYSE
197    FCHI 9/28/2009 1.3 ISHARES FTSE CHINA (HK LISTED) iShares China Region NASDAQ
198    FCL 3/30/2011 0.1 FOCUS MORNINGSTAR CONSUMER CYCL Focusshares Trust Consumer Cyclical NYSE
199    FCQ 3/30/2011 0.06 FOCUS MORNINGSTAR COMMUNICATION Focusshares Trust Communications NYSE
200    FDV 9/28/2009 0.8 FIRST TRUST DB STRATEGIC VALUE First Trust Large Value NYSE
201    FEFN 2/8/2010 0.31 ISHARES MSCI FAR EAST FINANCIAL iShares Financial NASDAQ
202    FEG 3/30/2011 0.5 FOCUS MORNINGSTAR ENERGY INDEX Focusshares Trust Equity Energy NYSE
203    FFL 3/30/2011 0.16 FOCUS MORNINGSTAR FINANCIAL SER Focusshares Trust Financial NYSE
204    FFVX 9/8/2011 0.02 ETRACS DAILY SHORT 6 MONTH S&P NYSE
205    FGEM 2/28/2011 0.25 EGSHARES FINANCIALS GEMS ETF Emerging Global Advisors Financial NYSE
206    FHC 3/30/2011 0.14 FOCUS MORNINGSTAR HEALTH CARE I Focusshares Trust Health NYSE
207    FIA 10/2/2014 0.04 NYSE
208    FIL 3/30/2011 0.1 FOCUS MORNINGSTAR INDUSTRIALS I Focusshares Trust Industrials NYSE
209    FINF 1/12/2012 1.09 PROSHARES SHORT 30 YEAR TIPS TS ProShares Trading-Miscellaneous NYSE
210    FIO 9/28/2009 409.05 FUSION-IO, INC. COMMON STOCK Data Storage Devices Technology NYSE
211    FISN 5/4/2011 0.03 GLOBAL X FISHING INDUSTRY ETF Global X Funds Natural Resources NYSE
212    FIVZ 11/4/2009 0.26 PIMCO 3-7 YR TREASU PIMCO Intermediate Government NYSE
213    FLG 3/30/2011 0.27 FOCUS MORNINGSTAR LARGE CAP IND Focusshares Trust Large Blend NYSE
214    FMLP 6/11/2014 0.25 NASDAQ
215    FMM 3/30/2011 0.45 FOCUS MORNINGSTAR MID CAP INDEX Focusshares Trust Mid-Cap Blend NYSE
216    FMU 3/30/2011 0.57 FOCUS MORNINGSTAR US MARKET IND Focusshares Trust Large Blend NYSE
217    FNIO 4/28/2011 0.29 ISHARES FTSE NAREIT INDUSTRIAL/ iShares Real Estate NYSE
218    FOIL 4/21/2011 0.15 IPATH PURE BETA ALUMINUM ETN Barclays Funds Commodities Industrial Metals NYSE
219    FOL 2/24/2011 0.61 FACTORSHARES OIL BULL S&P500 BE Factor Capital Management, LLC Long/Short Equity NYSE
220    FORX 2/12/2013 0.61 PIMCO FOREIGN CURRENCY STRATEGY ACTV ETF Exchange Traded Fund Financial NYSE
221    FOS 3/30/2011 0.28 FOCUS MORNINGSTAR SMALL CAP IND Focusshares Trust Small Blend NYSE
222    FRL 3/30/2011 0.14 FOCUS MORNINGSTAR REAL ESTATE I Focusshares Trust Real Estate NYSE
223    FSA 2/24/2011 0.08 FACTORSHARES 2X TBOND BULL S&P5 Factor Capital Management, LLC Long/Short Equity NYSE
224    FSE 2/24/2011 0.14 FACTORSHARES 2X S&P 500 BULL TB Factor Capital Management, LLC Long/Short Equity NYSE
225    FSG 2/24/2011 3.04 FACTORSHARES 2X GOLD BULL S&P50 Factor Capital Management, LLC Long/Short Equity NYSE
226    FTQ 3/30/2011 0.29 FOCUS MORNINGSTAR TECHNOLOGY IN Focusshares Trust Technology NYSE
227    FTY 9/28/2009 2.39 ISHARES FTSE NAREIT REAL ESTATE iShares Real Estate NYSE
228    FUI 3/30/2011 0.1 FOCUS MORNINGSTAR UTILITIES IND Focusshares Trust Utilities NYSE
229    FUTS 10/6/2014 0.14 NASDAQ
230    FVI 9/28/2009 0.43 FIRST TRUST VL EQUITY ALLOCATIO First Trust Mid-Cap Blend NYSE
231    FXM 9/28/2009 0.91 RYDEX CURRENCYSHARES MEXICAN PE Rydex/SGI Currency NYSE
232    FXRU 9/12/2011 0.02 CURRENCYSHARES RUSSIAN RUBLE TR Rydex/SGI Currency NYSE
233    GASZ 6/16/2011 0.47 NATURAL GAS FUTURES CONTANGO ET NYSE
234    GDAY 7/19/2012 0.09 PROSHARES ULTRA AUSTRALIAN DOLLAR Exchange Traded Fund Financial NYSE
235    GDJS 2/13/2015 0.4 NASDAQ
236    GERJ 4/5/2011 0.4 MARKET VECTORS GERMANY SMALL CA Van Eck Europe Stock NYSE
237    GGBP 2/12/2014 0.17 ADVISORSHARES GARTMAN GOLD/BRITSH PD ETF Exchange Traded Fund Financial NYSE
238    GGGG 3/15/2011 1.08 GLOBAL X PURE GOLD MINERS ETF Global X Funds Equity Precious Metals NYSE
239    GIVE 5/24/2012 0.18 ADVISORSHARES GLOBAL ECHO ETF Exchange Traded Fund Financial NYSE
240    GIY 2/8/2011 0.33 GUGGENHEIM ENHANCED CORE BOND E Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
241    GLCB 1/31/2013 0.05 NASDAQ
242    GLDE 2/12/2014 0.34 ADVISORSHARES INTERNATIONAL GOLD ETF Exchange Traded Fund Financial NYSE
243    GLDL 4/10/2014 0.05 NASDAQ
244    GLDS 4/10/2014 0.02 NASDAQ
245    GLDX 11/4/2010 9.09 GLOBAL X GOLD EXPLORERS ETF Global X Funds Equity Precious Metals NYSE
246    GLJ 12/9/2009 0.78 ISHARES 10+ YEAR GOVERNMENT/CRE iShares Long-Term Bond NYSE
247    GMFS 1/12/2012 0.14 SPDR S&P SMALL CAP EM ASIA PACIFIC ETF NASDAQ
248    GNAT 2/28/2011 1.2 WISDOMTREE GLOBAL NATURAL RESOU WisdomTree Trust Equity Energy NYSE
249    GRPC 5/19/2011 0.05 RUSSELL GROWTH AT A REASONABLE Russell Large Growth NYSE
250    GRWN 4/21/2011 0.13 IPATH PURE BETA SOFTS ETN Barclays Funds Commodities Agriculture NYSE
251    GSAX 12/20/2012 0.1 NASDAQ
252    GSGO 12/20/2012 0.21 NASDAQ
253    GSMA 12/20/2012 0.26 NASDAQ
254    GSRA 12/20/2012 0.15 NASDAQ
255    GTAA 10/26/2010 3.11 ADVISORSHARES MORG CRK GLBL TACTICL ETF AdvisorShares Tactical Allocation NYSE
256    GTIP 5/23/2011 1.1 ISHARES GLOBAL INFLATION LINKED iShares World Bond NYSE
257    GURX 3/11/2014 0.07 GLOBAL X GURU SMALL CAP ETF Exchange Traded Fund Financial NYSE
258    GVT 9/28/2009 0.25 COLUMBIA CONCENTRATED LARGE CAP Columbia Large Value NYSE
259    GWO 9/28/2009 0.19 CREDIT SUISSE GROUP ELEMENTS CS Credit Suisse AG Miscellaneous Sector NYSE
260    HAKD 9/22/2015 0.15 NASDAQ
261    HBU 6/23/2015 0.07 NYSE
262    HBZ 6/29/2015 0.08 NYSE
263    HDGI 7/19/2013 1.2 ADVISORSHARES ATHENA INTL BEAR ETF Exchange Traded Fund Financial NYSE
264    HDLS 6/4/2015 0.05 WISDOMTREE INTERNATIONAL HDG SMCP DIVETF WisdomTree Foreign Small/Mid Value NYSE
265    HDWM 7/9/2015 0.07 NASDAQ
266    HEGE 6/10/2015 0.04 NASDAQ
267    HEGJ 6/10/2015 0.04 DIREXION DLY MSCI JPN CCY HDGD BL 2X ETF Direxion Funds Trading-Leveraged Equity NYSE
268    HEVY 4/21/2011 0.06 IPATH PURE BETA INDUSTRIAL METALS ETN Barclays Funds Commodities Industrial Metals NYSE
269    HFIN 11/18/2013 0.57 HORIZONS S&P FINCL SEL SECT COV CALL ETF Exchange Traded Fund Financial NYSE
270    HGEM 6/23/2011 0.17 EGSHARES HEALTH CARE GEMS ETF Emerging Global Advisors Health NYSE
271    HHDG 6/2/2015 0.12 NASDAQ
272    HHFR 6/2/2015 0.39 HIGHLAND HFR GLOBAL ETF Highland Funds Multialternative NYSE
273    HHH 9/28/2009 1.87 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology AMEX
274    HKOR 3/4/2014 0.21 HORIZONS KOREA KOSPI 200 ETF Exchange Traded Fund Financial NYSE
275    HOMX 3/11/2015 0.03 NASDAQ
276    HREX 9/15/2015 0.02 NASDAQ
277    IAH 9/28/2009 0.52 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology AMEX
278    IBCB 4/19/2013 0.16 ISHARES IBONDS MAR 2016 CORP EX-FINCLS Exchange Traded Fund Financial NYSE
279    IBDA 7/10/2013 0.22 ISHARES IBONDS MAR 2016 CORPORATE Exchange Traded Fund Financial NYSE
280    IBDF 6/2/2014 0.46 ISHARES IBONDS DEC 2016 TERM CORPORATE iShares Ultrashort Bond NYSE
281    IBMD 3/17/2014 0.36 ISHARES IBONDS SEP 2015 AMT-FREE MUNI BD iShares Muni National Short NYSE
282    IBME 3/17/2014 0.83 ISHARES IBONDS SEP 2016 AMT-FREE MUNI BD Exchange Traded Fund Financial NYSE
283    ICN 9/28/2009 2.15 WISDOMTREE INDIAN RUPEE STRATEGY ETF WisdomTree Single Currency NYSE
284    IDHB 2/24/2012 0.71 POWERSHARES S&P INTL DEV HI BETA ETF Exchange Traded Fund Financial NYSE
285    IDXJ 3/21/2012 2.14 MARKET VECTORS INDONESIA SMALL-CAP ETF Exchange Traded Fund Financial NYSE
286    IEIL 2/27/2014 0.94 ISHARES ENHANCED INTERNATIONAL LARGE-CAP Exchange Traded Fund Financial NYSE
287    IEIS 2/27/2014 0.29 ISHARES ENHANCED INTERNATIONAL SMALL-CAP Exchange Traded Fund Financial NYSE
288    IELG 4/18/2013 0.79 ISHARES ENHANCED US LARGE-CAP Exchange Traded Fund Financial NYSE
289    IESM 4/18/2013 0.42 ISHARES ENHANCED US SMALL-CAP Exchange Traded Fund Financial NYSE
290    IFAS 9/28/2009 1.27 ISHARES FTSE EPRA/NAREIT ASIA I iShares Global Real Estate NASDAQ
291    IFNA 9/28/2009 0.64 ISHARES NORTH AMERICA REAL ESTATE iShares Real Estate NYSE
292    IFSM 9/28/2009 0.85 ISHARES FTSE DEVELOPED SMALL CA iShares Foreign Small/Mid Growth NASDAQ
293    IGEM 6/23/2011 0.14 EGSHARES INDUSTRIALS GEMS ETF Emerging Global Advisors Industrials NYSE
294    IGS 3/29/2011 0.53 PROSHARES SHORT INVESTMENT GRAD ProShares Trading-Inverse Debt NYSE
295    IGU 4/14/2011 0.71 PROSHARES ULTRA INVESTMENT GRAD ProShares Trading-Leveraged Debt NYSE
296    IGW 9/28/2009 5.6 ISHARES S&P NORTH AMER TECH-SEMICONDCTRS iShares Technology NYSE
297    IIH 9/28/2009 0.89 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology AMEX
298    IJNK 3/13/2014 0.25 SPDR BARCLAYS INTL HIGH YIELD BOND ETF Exchange Traded Fund Financial NYSE
299    ILB 5/1/2012 3.36 PIMCO GLOBAL ADVTG INFL-LKD BD ACTV ETF Exchange Traded Fund Financial NYSE
300    INC 2/26/2015 0.07 NYSE
301    INDZ 4/9/2010 0.83 DIREXION DAILY INDIA BEAR 3X SH Direxion Funds Trading-Inverse Equity NYSE
302    INFL 12/6/2011 0.06 POWERSHARES DB US INFLATION ETN NYSE
303    INY 9/28/2009 1.35 SPDR LEHMAN NEW YORK MUNICIPAL State Street Global Advisors Muni New York Long NYSE
304    IRO 9/28/2009 0.13 CLAYMORE EXCHANGE-TRADED FUND TRUST NYSE
305    ISI 9/28/2009 1.91 ISHARES S&P 1500 INDEX FUND iShares Large Blend NYSE
306    ITF 9/28/2009 2.59 ISHARES S&P/TOPIX 150 INDEX FUN iShares Japan Stock NYSE
307    ITIP 5/20/2011 2.62 ISHARES INTERNATIONAL INFLATION iShares World Bond NYSE
308    ITLT 3/23/2011 0.66 POWERSHARES DB 3X ITALIAN TREAS NYSE
309    ITLY 3/23/2011 0.5 POWERSHARES DB ITALIAN TREASURY NYSE
310    IVENC 10/18/2016 0.01 IVY ENERGY NEXTSHARES Ivy Funds Equity Energy NASDAQ
311    IVFGC 10/18/2016 0.01 IVY FOCUSED GROWTH NEXTSHARES Ivy Funds Large Growth NASDAQ
312    IVFVC 10/18/2016 0.01 IVY FOCUSED VALUE NEXTSHARES Ivy Funds Large Value NASDAQ
313    IVOP 9/19/2011 0.66 IPATH INVERSE S&P 500 VIX SHORT NYSE
314    IWW 9/28/2009 4.11 ISHARES RUSSELL 3000 VALUE iShares Large Value NYSE
315    IWZ 9/28/2009 4.6 ISHARES RUSSELL 3000 GROWTH iShares Large Growth NYSE
316    JDG 5/28/2015 0.03 WISDOMTREE JAPAN QUALITY DIVIDEND GR ETF WisdomTree Japan Stock NYSE
317    JFT 10/5/2009 0.06 KEYNOTES FIRST TRUST ENH 130/30 LGCP ETN JPMorgan Large Blend NYSE
318    JGBB 12/18/2013 0.24 NASDAQ
319    JGBD 11/9/2011 5.16 POWERSHARES DB 3X INVERSE GOVT NYSE
320    JGBL 3/24/2011 0.57 POWERSHARES DB JAPANESE GOVT BO NYSE
321    JGBS 11/9/2011 2.55 POWERSHARES DB INVERSE JAPANESE NYSE
322    JGBT 3/23/2011 3.74 POWERSHARES DB 3X JAPANESE GOVT NYSE
323    JPNH 8/19/2015 0.01 DEUTSCHE X-TRACKERSJPNJPXNIKKEI400HDGDEQ Deutsche Asset Management Japan Stock BATS
324    JPNS 6/26/2013 0.24 NASDAQ
325    JPP 9/28/2009 1.49 SPDR RUSSELL/NOMURA PRIME JAPAN State Street Global Advisors Japan Stock NYSE
326    JPX 9/28/2009 0.39 PROSHARES ULTRASHORT MSCI PACIF ProShares Trading-Inverse Equity NYSE
327    JSC 9/28/2009 2.55 SPDR RUSSELL/NOMURA SMALL CAP J State Street Global Advisors Japan Stock NYSE
328    JUNR 5/14/2012 0.81 GLOBAL X JUNIOR MINERS ETF Exchange Traded Fund Financial NYSE
329    JYF 9/28/2009 0.33 WISDOMTREE DREYFUS JAPANESE YEN WisdomTree Currency NYSE
330    JYN 9/29/2009 0.57 IPATH JPY/USD EXCHANGE RATE ETN Barclays Funds Single Currency NYSE
331    KBWC 11/1/2011 0.45 POWERSHARES KBW CAPITAL MARKETS ETF PowerShares Financial NYSE
332    KBWI 11/1/2011 0.31 POWERSHARES KBW INSURANCE PORTF PowerShares Financial NYSE
333    KLEM 7/9/2015 0.11 GAVEKAL KNOWLEDGE LEADERS EMERG MKTS ETF GaveKal Diversified Emerging Mkts NYSE
334    KME 9/29/2009 0.16 SPDR S&P MORTGAGE FINANCE ETF State Street Global Advisors Financial NYSE
335    KORZ 5/1/2013 0.05 NASDAQ
336    LAG 9/28/2009 7.71 SPDR BARCLAYS AGGREGATE BOND ET State Street Global Advisors Intermediate-Term Bond NYSE
337    LATM 4/9/2010 1.12 MARKET VECTORS LATIN AMERICA SM Van Eck Latin America Stock NYSE
338    LBND 8/2/2010 0.78 POWERSHARES DB 3X LONG 25 YEAR Deutsche Bank Trading-Leveraged Debt NYSE
339    LEMF 1/16/2014 0.05 NASDAQ
340    LGEM 6/23/2011 0.23 NASDAQ
341    LHB 12/3/2009 2.93 DIREXION DAILY LATIN AMERICA 3X Direxion Funds Trading-Inverse Equity NYSE
342    LLDM 1/7/2015 0.04 NASDAQ
343    LLEM 1/7/2015 0.04 NASDAQ
344    LSC 9/28/2009 2.67 ELEMENTS S&P CTI TR ETN ELEMENTS Managed Futures NYSE
345    LSKY 10/5/2011 0.04 ETRACS MONTHLY 2XLEVERAGED ISE NYSE
346    LWPE 5/19/2011 0.03 RUSSELL LOW P E ETF Russell Large Value NYSE
347    MATL 6/15/2011 1.23 DIREXION DAILY BASIC MATERIALS Direxion Funds Trading-Leveraged Equity NYSE
348    MATS 6/15/2011 0.45 DIREXION DAILY BASIC MATERIALS Direxion Funds Trading-Inverse Equity NYSE
349    MDD 9/28/2009 2.07 SPDR S&P INTERNATIONAL MID CAP State Street Global Advisors Foreign Small/Mid Value NYSE
350    MDLL 7/29/2014 0.1 DIREXION DAILY MID CAP BULL 2X ETF Exchange Traded Fund Financial NYSE
351    MES 9/28/2009 2.62 MARKET VECTORS GULF STATES INDE Van Eck Diversified Emerging Mkts NYSE
352    MFLA 11/30/2010 0.06 IPATH LONG ENHANCED MSCI EAFE ETN Barclays Funds Trading--Leveraged Equity NYSE
353    MKH 9/29/2009 0.05 MERRILL LYNCH & CO., INC. MARKE Merrill Lynch Large Blend AMEX
354    MLPL 7/12/2010 14.17 UBS AG 2X MONTHLY LEVERAGED LON UBS AG Trading-Leveraged Equity NYSE
355    MLPN 4/14/2010 18.38 CREDIT SUISSE GROUP INDEX ETN Credit Suisse AG Equity Energy NYSE
356    MLPO 12/4/2014 0.04 NASDAQ
357    MLPV 7/15/2015 0.2 NASDAQ
358    MLPW 11/1/2010 3.08 UBS AG EXCHANGE TRADED ACCESS S NYSE
359    MONY 2/17/2012 0.3 ISHARES FINANCIALS BOND iShares Corporate Bond NYSE
360    MUAA 1/8/2010 0.33 ISHARES 2012 S&P AMT-FREE MUNIC iShares Muni Short NYSE
361    MUAB 1/8/2010 0.53 ISHARES 2013 S&P AMT-FREE MUNIC iShares Muni Short NYSE
362    MUAC 1/13/2010 1.17 ISHARES 2014 S&P AMT-FREE MUNIC iShares Muni Short NYSE
363    MUAD 1/8/2010 0.98 ISHARES 2015 S&P AMT-FREE MUNIC iShares Muni National Interm NYSE
364    MUAE 1/11/2010 0.94 ISHARES 2016 S&P AMT-FREE MUNIC iShares Muni National Interm NYSE
365    MUAF 1/11/2010 1.11 ISHARES 2017 S&P AMT-FREE MUNIC iShares Muni National Interm NYSE
366    MUAG 3/21/2013 0.45 NASDAQ
367    MUAH 2/7/2014 0.12 NASDAQ
368    MULT 7/9/2014 0.05 NASDAQ
369    MWJ 9/28/2009 17.52 DIREXION MID CAP BULL 3X SHARES Direxion Funds Trading-Leveraged Equity NYSE
370    MWN 9/28/2009 6.73 DIREXION MID CAP BEAR 3X SHARES Direxion Funds Trading-Inverse Equity NYSE
371    MZG 9/28/2009 0.01 CLAYMORE MRNINGSTR MNFCTRNG SPR SEC INDX COM NYSE
372    MZN 9/28/2009 0.01 CLAYMORE MRNINGSTR INFRMTN SPR SEC INDX COMM NYSE
373    MZO 9/30/2009 0.01 CLAYMORE MORNINGSTAR SRVCS SPR SEC INDX COMM NYSE
374    NAGS 2/1/2011 0.56 TEUCRIUM NATURAL GAS ETV Teucrium Commodities Energy NYSE
375    NASI 7/16/2010 0.12 PAX MSCI NORTH AMERICA ESG INDE Pax World Large Blend NYSE
376    NKY 7/13/2011 14.47 MAXIS NIKKEI 225 ETF Precidian Funds LLC Japan Stock NYSE
377    NOMO 9/7/2011 0.04 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
378    NUCL 9/30/2009 0.65 ISHARES S&P GLOBAL NUCLEAR ENER iShares Equity Energy NASDAQ
379    NY 9/28/2009 0.65 ISHARES NYSE 100 INDEX FUND iShares Large Value NYSE
380    NYC 9/28/2009 0.87 ISHARES NYSE COMPOSITE INDEX FU iShares Large Blend NYSE
381    NYCC 1/15/2014 0.05 POWERSHARES NYSE CENTURY ETF Exchange Traded Fund Financial NYSE
382    OFF 11/30/2011 0.82 ETRACS FISHER-GARTMAN RISK OFF NYSE
383    OGEM 2/28/2011 0.48 EGSHARES ENERGY GEMS ETF Emerging Global Advisors Equity Energy NYSE
384    OILZ 6/16/2011 0.1 OIL FUTURES CONTANGO ETN DUE JU NYSE
385    ONEF 7/12/2010 1.2 RUSSELL EXCHANGE TRADED FUNDS T Russell World Allocation NYSE
386    ONN 11/30/2011 0.71 ETRACS FISHER-GARTMAN RISK ON E NYSE
387    OSMS 4/24/2014 0.05 BARCLAYS OFI STEELPATH MLP ETN Exchange Traded Fund Financial NYSE
388    OTP 9/30/2009 0.16 GUGGENHEIM OCEAN TOMO PATENT ET Guggenheim Funds Distributors, Inc. Large Blend NYSE
389    OTR 9/28/2009 0.25 GUGGENHEIM OCEAN TOMO GROWTH ET Guggenheim Funds Distributors, Inc. Large Growth NYSE
390    PAO 9/28/2009 0.6 POWERSHARES RIVERFRONT TACTICAL PowerShares Aggressive Allocation NYSE
391    PBTQ 9/28/2009 0.04 POWERSHARES GLOBAL BIOTECH NASDAQ
392    PCA 9/28/2009 0.55 POWERSHARES RIVERFRONT TACTICAL PowerShares World Allocation NYSE
393    PEF 9/28/2009 0.1 POWERSHARES EXCHANGE-TRADED FUND TRUST II NYSE
394    PFA 9/28/2009 0.63 POWERSHARES DYNAMIC DEVELOPED I PowerShares Foreign Large Blend NYSE
395    PFEM 5/9/2013 0.22 POWERSHARES FDMT EMERG MKTS LCL DBT ETF Exchange Traded Fund Financial NYSE
396    PIC 9/28/2009 0.35 POWERSHARES DYNAMIC INSURANCE PowerShares Financial NYSE
397    PILL 9/21/2015 0.05 DIREXION DAILY PHARMCTCL&MEDCL BL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
398    PILS 9/21/2015 0.02 DIREXION DAILY PHARMCTCL&MEDCL BR 2X ETF Direxion Funds Trading--Inverse Equity NYSE
399    PIQ 9/28/2009 0.67 POWERSHARES DYNAMIC MAGNIQUANT PowerShares Mid-Cap Blend NYSE
400    PIV 9/28/2009 1.72 POWERSHARES S&P 500 HIGH QUALIT PowerShares Mid-Cap Growth NYSE
401    PJB 9/28/2009 0.8 POWERSHARES DYNAMIC BANKING PowerShares Financial NYSE
402    PJF 9/28/2009 0.27 POWERSHARES DYNAMIC LARGE CAP NYSE
403    PJG 9/28/2009 0.27 POWERSHARES DYNAMIC MID CAP NYSE
404    PJM 9/28/2009 0.19 POWERSHARES DYNAMIC SMALL CAP NYSE
405    PJO 9/28/2009 0.05 POWERSHARES FTSE RAFI JAPAN PowerShares Japan Stock NYSE
406    PKN 9/28/2009 0.6 POWERSHARES GLOBAL NUCLEAR PORT PowerShares Equity Energy NYSE
407    PKOL 9/28/2009 1.11 POWERSHARES GLOBAL COAL PORTFOL PowerShares Equity Energy NASDAQ
408    PLK 9/28/2009 0.31 POWERSHARES ACTIVE LOW DURATION PowerShares Short Government NYSE
409    PLTM 4/9/2010 1.82 FIRST TRUST ISE GLOBAL PLATINUM First Trust Equity Precious Metals NASDAQ
410    PMA 9/29/2009 0.14 POWERSHARES ACTIVE MEGA CAP FUN PowerShares Large Blend NYSE
411    PMNA 9/28/2009 1.23 POWERSHARES MENA FRONTIER COUNT PowerShares Diversified Emerging Mkts NASDAQ
412    PNXQ 10/1/2009 0.09 POWERSHARES NXQ NASDAQ
413    PQBW 9/28/2009 0.11 POWERSHARES NASDAQ-100 BUYWRITE NASDAQ
414    PQSC 9/28/2009 0.03 POWERSHARES FTSE NASDAQ SMALL CAP NASDAQ
415    PQY 9/28/2009 0.51 POWERSHARES ACTIVE ALPHAQ FUND PowerShares Large Growth NYSE
416    PQZ 9/28/2009 0.1 POWERSHARES ACTIVE MULTI-CAP FU PowerShares Mid-Cap Growth NYSE
417    PSTL 9/28/2009 0.28 POWERSHARES GLOBAL STEEL PORTFO PowerShares Natural Resources NASDAQ
418    PTE 9/28/2009 0.18 POWERSHARES DYNAMIC TELECOM & WIRELESS Powershares Exchange Traded Fund Trust Specialty-Communications NYSE
419    PTJ 9/28/2009 0.42 POWERSHARES EXCHANGE TRADED FUND TRUST NYSE
420    PTO 9/28/2009 0.32 POWERSHARES IBBOTSON ALTERNATIV PowerShares World Allocation NYSE
421    PTRP 9/28/2009 0.09 POWERSHARES GLOBAL PROGRESSIVE TRANSPORT NASDAQ
422    PUTX 7/7/2015 0.13 ALPS ENHANCED PUT WRITE STRATEGY ETF ALPS Long/Short Equity NYSE
423    PWJ 9/28/2009 1.07 POWERSHARES DYNAMIC MID CAP GRO NYSE
424    PWND 9/28/2009 0.92 POWERSHARES GLOBAL WIND ENERGY PowerShares Equity Energy NASDAQ
425    PWO 9/28/2009 0.28 POWERSHARES XTF: DYNAMIC OTC PO PowerShares Mid-Cap Growth NYSE
426    PWP 9/28/2009 0.35 POWERSHARES DYNAMIC MID CAP VAL NYSE
427    PWT 9/28/2009 0.66 POWERSHARES DYNAMIC SMALLCAP GR NYSE
428    PWY 9/28/2009 0.71 POWERSHARES DYNAMIC SMALL CAP V NYSE
429    PXLC 2/22/2011 0.53 POWERSHARES FUNDAMENTAL PURE LA PowerShares Large Blend NYSE
430    PXMC 2/22/2011 0.43 POWERSHARES FUNDAMENTAL PURE MI PowerShares Mid-Cap Blend NYSE
431    PXN 9/28/2009 1.45 POWERSHARES LUX NANOTECH PORTFO PowerShares Technology NYSE
432    PXSC 2/22/2011 0.26 POWERSHARES FUNDAMENTAL PURE SM PowerShares Small Blend NYSE
433    PYH 9/28/2009 0.29 POWERSHARES MORNINGSTAR STOCKIN PowerShares Mid-Cap Growth NYSE
434    PZJ 9/28/2009 0.12 POWERSHARES ZACKS SMALL CAP PowerShares Small Blend NYSE
435    QDEM 1/23/2014 0.09 MARKET VECTORS MSCI EM QUALITY DIV ETF Exchange Traded Fund Financial NYSE
436    QDXU 1/23/2014 0.07 MARKET VECTORS MSCI INTL QUAL DIV ETF Exchange Traded Fund Financial NYSE
437    QEM 1/23/2014 0.07 MARKET VECTORS MSCI EM QUALITY ETF Exchange Traded Fund Financial NYSE
438    QKOR 9/18/2014 0.05 SPDR MSCI SOUTH KOREA STRATEGICFACTSETF SPDR State Street Global Advisors Miscellaneous Region NYSE
439    QLT 9/7/2011 0.05 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
440    QLTB 4/26/2012 1.32 ISHARES BAA - BA RATED CORPORATE BOND Exchange Traded Fund Financial BATS
441    QLTC 4/26/2012 0.38 ISHARES B - CA RATED CORPORATE BOND Exchange Traded Fund Financial BATS
442    QMEX 9/18/2014 0.08 NASDAQ
443    QQQV 12/6/2011 0.02 NASDAQ
444    QTWN 9/18/2014 0.01 NASDAQ
445    QXUS 1/23/2014 0.06 NASDAQ
446    REA 9/28/2009 0.28 KEYSTONE PROPERTY TRUST NYSE
447    REC 9/28/2009 0.18 RYDEX ETF TRUST NYSE
448    RETS 7/14/2010 0.54 DIREXION DAILY RETAIL BEAR 3X S Direxion Funds Trading-Inverse Equity NYSE
449    RFL 9/28/2009 0.59 RYDEX 2X S&P SELECT SECTOR FINANCIAL COMMON NYSE
450    RFN 9/28/2009 0.66 RYDEX INVERSE 2X S&P SELECT SECTOR FNNCL COM NYSE
451    RGRO 2/2/2015 0.05 NASDAQ
452    RHM 9/28/2009 0.05 RYDEX 2X S&P SELECT SECTOR HEALTH CARE COMMO NYSE
453    RHO 9/30/2009 0.05 RYDEX INVERSE 2X S&P SELECT SCTR HLTH CR COM NYSE
454    RKH 9/28/2009 54.62 MARKET VECTORS BANK AND BROKERAGE ETF Market Vectors Financial NYSE
455    RMB 9/22/2011 0.18 GUGGENHEIM YUAN BOND ETF Guggenheim Funds Distributors, Inc. Emerging Markets Bond NYSE
456    RMM 9/28/2009 0.28 RYDEX 2X S&P MIDCAP 400 NYSE
457    RMS 9/28/2009 0.12 RYDEX ETF TRUST NYSE
458    ROB 9/28/2009 0.12 CLAYMORE/ROBB REPORT GLOBAL LUXURY Claymore Securities World Stock NYSE
459    RODI 9/15/2014 0.01 NASDAQ
460    ROI 9/28/2009 0.26 WISDOMTREE LARGECAP GROWTH FUND WisdomTree Large Growth NYSE
461    ROLA 11/30/2010 0.1 IPATH LONG EXTENDED RUSSELL 100 NYSE
462    RORO 9/10/2014 0.08 NASDAQ
463    ROSA 11/30/2010 0.16 IPATH SHORT EXTENDED RUSSELL 10 NYSE
464    RPX 10/2/2009 0.46 COLUMBIA GROWTH EQUITY STRATEGY Columbia Large Growth NYSE
465    RRGR 7/11/2012 0.22 NASDAQ
466    RRY 9/28/2009 1.34 RYDEX 2X RUSSELL 2000 NYSE
467    RRZ 9/28/2009 0.65 RYDEX INVERSE 2X RUSSELL 2000 NYSE
468    RSCO 3/18/2013 0.46 SPDR RUSSELL SMALL CAP COMPLETENESS ETF Exchange Traded Fund Financial NYSE
469    RSU 9/28/2009 6.43 RYDEX 2X S&P 500 ETF Rydex/SGI Trading-Leveraged Equity NYSE
470    RSW 9/28/2009 9.74 RYDEX INVERSE 2X S&P 500 ETF Rydex/SGI Trading-Inverse Equity NYSE
471    RTG 9/29/2009 0.12 RYDEX 2X S&P SELECT SECTOR TECHNOLOGY COMMON NYSE
472    RTL 9/28/2009 0.81 ISHARES FTSE NAREIT RETAIL INDE iShares Real Estate NYSE
473    RTLA 11/30/2010 0.52 IPATH LONG EXTENDED RUSSELL 200 NYSE
474    RTR 9/28/2009 1.14 OPPENHEIMER ADR REVENUE ETF OppenheimerFunds Foreign Large Value NYSE
475    RTSA 11/30/2010 1.56 IPATH SHORT EXTENDED RUSSELL 20 NYSE
476    RTW 9/30/2009 0.05 RYDEX ETF TRUST NYSE
477    RUDR 4/9/2013 0.01 VELOCITYSHARES RUSSIA SELECT DR ETF ALPS Miscellaneous Region NYSE
478    RWG 10/2/2009 0.38 COLUMBIA LARGE-CAP GROWTH EQUIT Columbia Large Growth NYSE
479    RWV 9/28/2009 0.31 REVENUESHARES NAVALLIER OVERALL VTL Associates, LLC Mid-Cap Growth NYSE
480    RWXL 3/21/2012 1.71 UBS ETRACS M PY 2XLVG DJ INTL RELEST ETN Exchange Traded Fund Financial NYSE
481    SBEU 1/30/2015 0.02 NASDAQ
482    SBND 7/12/2010 5.33 POWERSHARES DB 3X SHORT 25 YEAR Deutsche Bank Trading-Inverse Debt NYSE
483    SBUS 1/30/2015 0.14 ETFS DIVERSIFIED-FACTOR US LARGE CAP ETF Securities Large Blend NYSE
484    SBV 4/21/2011 0.21 IPATH PURE BETA BROAD COMMODITY NYSE
485    SCLP 10/5/2011 0.01 NASDAQ
486    SCOG 10/5/2011 0.01 NASDAQ
487    SDK 9/28/2009 0.63 PROSHARES ULTRASHORT RUSSELL MI ProShares Trading-Inverse Equity NYSE
488    SFK 9/28/2009 0.68 PROSHARES ULTRASHORT RUSSELL100 ProShares Trading-Inverse Equity NYSE
489    SFLA 11/30/2010 0.4 IPATH LONG EXTENDED S&P 500 TR NYSE
490    SFSA 11/30/2010 0.91 IPATH SHORT EXTENDED S&P 500 TR NYSE
491    SINF 2/10/2012 0.12 PROSHARES ULTRAPRO SHRT 10YR TIPS/TSY SP Exchange Traded Fund Financial NYSE
492    SJF 9/29/2009 0.48 PROSHARES ULTRASHORT RUSSELL100 ProShares Trading-Inverse Equity NYSE
493    SJH 9/28/2009 1.52 PROSHARES ULTRASHORT RUSSELL200 ProShares Trading-Inverse Equity NYSE
494    SJL 9/28/2009 0.35 PROSHARES ULTRASHORT RUSSELL MI ProShares Trading-Inverse Equity NYSE
495    SKK 9/28/2009 2.67 PROSHARES ULTRASHORT RUSSELL200 ProShares Trading-Inverse Equity NYSE
496    SLDR 7/1/2015 0.01 NASDAQ
497    SLOW 7/1/2015 0.01 NASDAQ
498    SPGH 1/28/2010 0.64 UBS E-TRACS S&P 500 GOLD HEDGED UBS AG Trading-Miscellaneous NYSE
499    SSDD 9/15/2011 0.06 ETRACS ISE SOLID STATE DRIVE IN NYSE
500    SSDL 9/15/2011 0.04 ETRACS MONTHLY 2XLEVERAGED ISE NYSE
501    STH 9/28/2009 0.06 CLAYMORE EXCHANGE-TRADED FUND TRUST NYSE
502    STXX 9/28/2009 0.29 ALPS STOXX EUROPE 600 ETF ALPS Europe Stock NYSE
503    SUBD 5/5/2014 0.08 DEUTSCHE X-TRACKERS SLCTVINVGRD SBDTDBT Exchange Traded Fund Financial NYSE
504    SWH 9/28/2009 1.47 MERRILL LYNCH & CO., INC. SOFTW Merrill Lynch Technology AMEX
505    SYTL 7/29/2014 0.11 DIREXION DAILY 7-10 YR TRS BULL 2X ETF Exchange Traded Fund Financial NYSE
506    SZR 9/28/2009 0.35 WISDOMTREE DREYFUS SOUTH AFRICA WisdomTree Currency NYSE
507    TBAR 2/23/2011 1.66 RBS GOLD TRENDPILOT ETN Royal Bank of Scotland NV Commodities Precious Metals NYSE
508    TCHI 4/19/2012 0.44 RBS CHINA TRENDPILOT ETN Exchange Traded Fund Financial NYSE
509    TDD 9/28/2009 0.44 DB-X 2010 TARGET DATE FUND Deutsche Bank Target Date 2000-2010 NYSE
510    TDH 9/28/2009 0.69 DB-X 2020 TARGET DATE FUND Deutsche Bank Target Date 2016-2020 NYSE
511    TDN 9/28/2009 0.86 DB-X 2030 TARGET DATE FUND Deutsche Bank Target Date 2026-2030 NYSE
512    TDV 9/28/2009 0.76 DB-X 2040 TARGET DATE FUND Deutsche Bank Target Date 2036-2040 NYSE
513    TDX 9/28/2009 0.31 DB-X IN-TARGET DATE FUND Deutsche Bank Conservative Allocation NYSE
514    TENZ 9/29/2009 0.58 PIMCO 7-15 YEAR U.S. TREASURY I PIMCO Long Government NYSE
515    TGEM 6/23/2011 0.09 EGSHARES TELECOM GEMS ETF Emerging Global Advisors Communications NYSE
516    TGR 9/28/2009 2.42 ISHARES S&P TARGET DATE RETIREM iShares Conservative Allocation NYSE
517    TLL 9/28/2009 0.69 PROSHARES ULTRASHORT TELECOMMUN ProShares Trading-Inverse Equity NYSE
518    TMW 9/28/2009 1.05 SPDR DJ WILSHIRE TOTAL MARKET E State Street Global Advisors Large Blend NYSE
519    TNDQ 12/13/2011 0.78 RBS NASDAQ-100 TRENDPILOT ETN Royal Bank of Scotland NV Large Growth NYSE
520    TONS 2/20/2015 0.75 NASDAQ
521    TOTS 6/15/2011 0.64 DIREXION DAILY TOTAL MKT BEAR 1X ETF Direxion Funds Trading-Inverse Equity NYSE
522    TRND 12/8/2010 4.03 RBS US LARGE CAP TRENDPILOT ETN Royal Bank of Scotland NV Large Blend NYSE
523    TRNM 1/27/2011 1.53 RBS US MID CAP TRENDPILOT ETN Royal Bank of Scotland NV Mid-Cap Blend NYSE
524    TSXV 3/17/2011 0.17 GLOBAL X S&P TSX VENTURE 30 CAN Global X Funds Foreign Small/Mid Growth NYSE
525    TTH 9/28/2009 1.88 MERRILL LYNCH & CO., INC. TELEC Merrill Lynch Communications AMEX
526    TWOZ 2/25/2010 0.05 DIREXION DAILY 2 YR TRSY BEAR 3X SHARES Direxion Shares ETF Trust Bear Market AMEX
527    TWQ 9/28/2009 0.43 PROSHARES ULTRASHORT RUSSELL300 ProShares Trading-Inverse Equity NYSE
528    TWTI 9/15/2011 0.29 RBS OIL TRENDPILOT ETN Royal Bank of Scotland NV Commodities Energy NYSE
529    TYH 9/28/2009 137.15 DIREXION TECHNOLOGY BULL 3X SHA Direxion Funds Trading-Leveraged Equity NYSE
530    TYP 9/28/2009 49.67 DIREXION TECHNOLOGY BEAR 3X SHA Direxion Funds Trading-Inverse Equity NYSE
531    TYTE 8/7/2014 0.03 PROSHARES CDS NORTH AMERICAN HY CREDIT ProShares High Yield Bond NYSE
532    TZD 9/28/2009 0.73 ISHARES S&P TARGET DATE 2010 iShares Target Date 2000-2010 NYSE
533    TZE 9/28/2009 3.35 ISHARES TRUST TARGET DATE 2015 iShares Target Date 2011-2015 NYSE
534    TZG 9/29/2009 1.27 ISHARES S&P TARGET DATE 2020 ET iShares Target Date 2016-2020 NYSE
535    TZI 10/1/2009 0.8 ISHARES S&P TARGET DATE 2025 ET iShares Target Date 2021-2025 NYSE
536    TZL 9/28/2009 1.17 ISHARES S&P TARGET DATE 2030 iShares Target Date 2026-2030 NYSE
537    TZO 9/29/2009 0.73 ISHARES S&P TARGET DATE 2035 iShares Target Date 2031-2035 NYSE
538    TZV 9/28/2009 1.23 ISHARES S&P TARGET DATE 2040 iShares Target Date 2036-2040 NYSE
539    TZW 8/18/2011 0.79 ISHARES S&P TARGET DATE 2045 NYSE
540    TZY 8/31/2011 0.99 ISHARES S&P TARGET DATE 2050 NYSE
541    UBD 9/28/2009 0.07 GUGGENHEIM U.S. CAPITAL MARKETS NYSE
542    UCD 9/28/2009 1.68 PROSHARES ULTRA DJ-AIG COMMODIT ProShares Trading-Leveraged Commodities NYSE
543    UDNT 5/24/2011 0.56 POWERSHARES DB 3X SHORT US DOLL NYSE
544    UEM 9/28/2009 0.01 CLAYMORE EXCHANGE-TRADED FUND TRUST NYSE
545    UGEM 6/23/2011 0.2 EGSHARES UTILITIES GEMS ETF Emerging Global Advisors Utilities NYSE
546    UINF 2/10/2012 0.22 PROSHARES ULTRAPRO 10 YEAR TIPS/TSY SPRD Exchange Traded Fund Financial NYSE
547    UK 4/29/2015 0.02 RECON CAPITAL FTSE 100 ETF ETF Series Trust Miscellaneous Region NYSE
548    UKF 9/28/2009 0.6 PROSHARES ULTRA RUSSELL1000 GRO ProShares Trading-Leveraged Equity NYSE
549    UKK 9/28/2009 2.76 PROSHARES ULTRA RUSSELL2000 GRO ProShares Trading-Leveraged Equity NYSE
550    UKW 9/28/2009 0.94 PROSHARES ULTRA RUSSELL MIDCAP ProShares Trading-Leveraged Equity NYSE
551    ULQ 9/28/2009 0.03 GUGGENHEIM U.S. CAPITAL MARKETS NYSE
552    UOIL 2/8/2012 0.09 NASDAQ
553    USAG 4/13/2012 0.21 NASDAQ
554    USMI 6/19/2012 0.53 UNITED STATES METALS ETF Exchange Traded Fund Financial NYSE
555    USSD 7/21/2015 0.08 WISDOMTREE STRONG DOLLAR US EQUITY ETF WisdomTree Large Blend NYSE
556    USWD 7/21/2015 0.03 WISDOMTREE WEAK DOLLAR US EQUITY ETF WisdomTree Large Blend NYSE
557    USY 9/28/2009 0.05 WISDOMTREE U S CURRENT INCOME FUND COMMON SH NYSE
558    UTH 9/28/2009 0.57 MERRILL LYNCH & CO., INC. UTILI Merrill Lynch Utilities AMEX
559    UTLT 6/4/2013 0.66 DEUTSCHE X-TRACKERS REGULATED UTILITIES Exchange Traded Fund Financial NYSE
560    UUPT 5/24/2011 2 POWERSHARES DB 3X LONG US DOLLA NYSE
561    UVG 9/28/2009 0.81 PROSHARES ULTRA RUSSELL1000 VAL ProShares Trading-Leveraged Equity NYSE
562    UVT 9/28/2009 1.89 PROSHARES ULTRA RUSSELL2000 VAL ProShares Trading-Leveraged Equity NYSE
563    UVU 9/28/2009 0.82 PROSHARES ULTRA RUSSELL MIDCAP ProShares Trading-Leveraged Equity NYSE
564    UWC 9/29/2009 0.14 PROSHARES ULTRA RUSSELL3000 ProShares Trading-Leveraged Equity NYSE
565    UWTI 2/8/2012 823.22 VELOCITYSHARES 3X LONG CRUDE OIL ETN Credit Suisse AG Trading--Leveraged Commodities NYSE
566    UXJ 7/13/2010 0.4 PROSHARES ULTRA MSCI PACIFIC EX ProShares Trading-Leveraged Equity NYSE
567    VGEM 6/23/2011 0.17 EGSHARES CONSUMER SERVICES GEMS Emerging Global Advisors Consumer Cyclical NYSE
568    VLLV 3/11/2015 0.03 NASDAQ
569    VLML 3/11/2015 0.02 NASDAQ
570    VLSM 3/11/2015 0.07 NASDAQ
571    VQTS 12/3/2014 0.14 NASDAQ
572    VRD 9/28/2009 1.09 SPDR S&P VRDO MUNICIPAL BOND ET State Street Global Advisors Muni Short NYSE
573    VROM 5/19/2011 0.08 GLOBAL X/ AUTO ETF Global X Funds Industrials NYSE
574    VSPY 1/11/2012 3.34 DIREXION S&P 500 RC VOLATILITY Direxion Funds Large Blend NYSE
575    VXAA 9/8/2011 0.25 ETRACS 1 MONTH S&P 500 VIX FUTU NYSE
576    VXBB 9/8/2011 0.1 ETRACS 2 MONTH S&P 500 VIX FUTU NYSE
577    VXCC 9/8/2011 0.1 ETRACS 3 MONTH S&P 500 VIX FUTU NYSE
578    VXDD 9/8/2011 0.04 ETRACS 4 MONTH S&P 500 FUTURES NYSE
579    VXDN 5/19/2015 0.38 NASDAQ
580    VXUP 5/19/2015 0.43 NASDAQ
581    VZZB 7/11/2011 0.51 IPATH LONG ENHANCED S&P 500 VIX NYSE
582    WCAT 1/20/2010 0.42 JEFFERIES TR/J CRB WILDCATTERS ALPS Equity Energy NYSE
583    WEET 4/21/2011 0.2 IPATH PURE BETA GRAINS ETN Barclays Funds Commodities Agriculture NYSE
584    WFVK 4/12/2010 0.15 WILSHIRE 5000 TOTAL MARKET ETF Guggenheim Funds Distributors, Inc. Large Blend NYSE
585    WITE 12/3/2010 1.43 ETFS WHITE METALS BASKET TRUST ETF Securities Ltd Commodities Precious Metals NYSE