All ETFs Historical Tick with Bid/Ask Data

The list below contains symbols for all the ETFs in our tick (time and sales) interval "All ETFs Historical Tick with Bid/Ask Data" historical data package. Data presented in the table below is calculated using the files containing tick with bid/ask prices. Tab delimited text version of this list is also available.

Other Historical Data

Please visit our buy page for more information about our US and Canadian stocks, ETFs, indexes and indicators, futures, forex and OTC BB historical data packages, and to download free historical data sample files. We offer daily (end-of-day or EOD) data, 1 minute and higher interval intraday data and tick (time and sales) bid and ask data.

Product Details

Listed: 1892 symbols and 258358 MB
Delisted: 585 symbols and 3071 MB
List last updated on: 5/19/2017

Listed Instruments:

 #   Symbol   StartDate   Size(MB)   Description   Industry   Sector   Exchange 
1    AADR 7/21/2010 1.21 ADVISORSHARES DORSEY WRIGHT ADR ETF AdvisorShares Foreign Large Growth NYSE
2    AAXJ 9/25/2009 210.91 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN iShares Pacific/Asia ex-Japan Stk NASDAQ
3    ACIM 2/28/2012 0.92 SPDR MSCI ACWI IMI ETF SPDR State Street Global Advisors World Stock NYSE
4    ACSI 11/1/2016 0.07 AMERICANCUSTOMERSATISFACTIONCOREALPHAETF ACSI Large Blend BATS
5    ACTX 4/29/2015 0.07 GLOBAL X GURU ACTIVIST ETF Global X Funds Large Blend NASDAQ
6    ACWF 5/4/2015 0.1
7    ACWI 9/25/2009 284.98 ISHARES MSCI ACWI iShares World Stock NASDAQ
8    ACWV 10/20/2011 19.93 ISHARES EDGE MSCI MIN VOL GLOBAL iShares World Stock NYSE
9    ACWX 9/25/2009 75.5 ISHARES MSCI ACWI EX US iShares Foreign Large Blend NASDAQ
10    ADRA 9/25/2009 1.22 BLDRS ASIA 50 ADR INDEX FUND NASDAQ
11    ADRD 9/25/2009 1.89 BLDRS DEVELOPED MARKETS 100 ADR ETF PowerShares Foreign Large Value NASDAQ
12    ADRE 9/25/2009 12.18 BLDRS EMERGING MARKETS 50 ADR ETF PowerShares Diversified Emerging Mkts NASDAQ
13    ADRU 9/25/2009 0.98 BLDRS EUROPE SELECT ADR ETF PowerShares Europe Stock NASDAQ
14    AFK 9/25/2009 9.12 VANECK VECTORS AFRICA ETF Van Eck Miscellaneous Region NYSE
15    AFTY 3/12/2015 2.51 CSOP FTSE CHINA A50 ETF CSOP Asset Management China Region NYSE
16    AGA 9/25/2009 2.04 DB AGRICULTURE DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
17    AGF 9/25/2009 1.94 DB AGRICULTURE LONG ETN DB AGRI Deutsche Bank Commodities Agriculture NYSE
18    AGG 9/25/2009 375.41 ISHARES CORE US AGGREGATE BOND iShares Intermediate-Term Bond NYSE
19    AGGE 5/10/2016 0.39 IQ ENHANCED CORE BOND US ETF IndexIQ Intermediate-Term Bond NYSE
20    AGGP 5/10/2016 0.72 IQ ENHANCED CORE PLUS BOND US ETF IndexIQ Intermediate-Term Bond NYSE
21    AGGY 7/9/2015 0.61 WISDOMTREE BARCLAYS YLDENH US AGGTBD ETF WisdomTree Intermediate-Term Bond NYSE
22    AGND 12/18/2013 0.77 WISDOMTREE BARCLAYS NGTDUR US AGGTBD ETF WisdomTree Nontraditional Bond NASDAQ
23    AGQ 9/25/2009 310.03 PROSHARES ULTRA SILVER ProShares Trading--Leveraged Commodities NYSE
24    AGZ 9/25/2009 6.25 ISHARES AGENCY BOND iShares Intermediate Government NYSE
25    AGZD 12/18/2013 0.68 WISDOMTREE BARCLAYS INTRRTHGUSAGGTBD ETF WisdomTree Nontraditional Bond NASDAQ
26    AIA 9/25/2009 7.73 ISHARES ASIA 50 ETF NASDAQ
27    AIRR 3/11/2014 2.49 FIRST TRUST RBA AMER INDL RENAISTM ETF First Trust Industrials NASDAQ
28    ALD 9/25/2009 44.71 WISDOMTREE ASIA LOCAL DEBT ETF WisdomTree Emerging-Markets Local-Currency Bond NYSE
29    ALFA 5/31/2012 2.65 ALPHACLONE ALTERNATIVE ALPHA ETF Exchange Traded Fund Financial NYSE
30    ALFI 11/10/2015 0.09
31    ALT 11/16/2009 1.82 ISHARES DIVERSIFIED ALTERNATIVE Pharmaceutical Preparations Manufacturing NYSE
32    ALTS 10/9/2014 0.7 PROSHARES MORNINGSTAR ALTS SOLU ProShares Multialternative BATS
33    ALTY 7/14/2015 0.17 GLOBAL X SUPERDIVIDEND ALTERNATIVES ETF Global X Funds Allocation--70% to 85% Equity NASDAQ
34    AMJ 9/25/2009 384.79 JPMORGAN CHASE CAPITAL XVI JP M JPMorgan Equity Energy NYSE
35    AMJL 5/18/2016 0.04 CREDIT SUISSE X-LINKS MP2XLVGALRNMLP ETN Credit Suisse AG Trading--Leveraged Equity NYSE
36    AMLP 9/24/2010 609.04 ALERIAN MLP ETF ALPS Equity Energy NYSE
37    AMU 7/18/2012 13.36 UBS ETRACS ALERIAN MLP ETN Exchange Traded Fund Financial NYSE
38    AMZA 10/2/2014 9.6 INFRACAP MLP ETF InfraCap Energy Limited Partnership NYSE
39    AND 2/3/2011 0.97 GLOBAL X FTSE ANDEAN 40 ETF Global X Funds Latin America Stock NYSE
40    ANGL 4/11/2012 9.49 VANECK VECTORS FALLEN ANGEL HIYLD BD ETF Van Eck High Yield Bond NYSE
41    AOA 9/25/2009 6.54 ISHARES CORE AGGRESSIVE ALLOCATION iShares Allocation--70% to 85% Equity NYSE
42    AOK 9/25/2009 5.35 ISHARES CORE CONSERVATIVE ALLOCATION iShares Allocation--30% to 50% Equity NYSE
43    AOM 9/25/2009 8.74 ISHARES CORE MODERATE ALLOCATION iShares Allocation--30% to 50% Equity NYSE
44    AOR 9/25/2009 7.68 ISHARES CORE GROWTH ALLOCATION iShares Allocation--50% to 70% Equity NYSE
45    ARGT 3/3/2011 4.07 GLOBAL X MSCI ARGENTINA ETF Global X Funds Miscellaneous Region NYSE
46    ARKG 10/31/2014 0.23 ARK GENOMIC REVOLUTION MULTI-SECTOR ETF ARK ETF Trust Health NYSE
47    ARKK 10/31/2014 0.27 ARK INNOVATION ETF ARK ETF Trust Technology NYSE
48    ARKQ 9/30/2014 0.3 ARK INDUSTRIAL INNOVATION ETF ARK ETF Trust Technology NYSE
49    ARKW 9/30/2014 0.3 ARK WEB X.0 ETF ARK ETF Trust Technology NYSE
50    ASEA 2/17/2011 3.1 GLOBAL X FTSE SOUTHEAST ASIA ETF Global X Funds Pacific/Asia ex-Japan Stk NYSE
51    ASET 11/24/2015 0.07 FLEXSHARES REAL ASSETS ALLOCATION ETF Flexshares Trust World Stock NASDAQ
52    ASHR 11/6/2013 151.97 DEUTSCHE X-TRACKERS HARVEST CSI300 CHN A Deutsche Asset Management China Region NYSE
53    ASHS 5/21/2014 7.28 DEUTSCHE X-TRACKERS HRVSTCSI500CHN A SC Deutsche Asset Management China Region NYSE
54    ASHX 10/20/2015 0.08 DEUTSCHE X-TRACKERS CSI300 CHN A HDGD EQ Deutsche Asset Management China Region NYSE
55    ATMP 3/13/2013 4.4 BARCLAYS ETN+ SELECT MLP Barclays Funds Energy Limited Partnership NYSE
56    AUSE 2/28/2011 1.4 WISDOMTREE AUSTRALIA DIVIDEND ETF WisdomTree Miscellaneous Region NYSE
57    AXJL 2/28/2011 1.25 WISDOMTREE ASIA PACIFIC EX-JAPAN ETF WisdomTree Pacific/Asia ex-Japan Stk NYSE
58    AXJV 6/5/2014 0.26 ISHARES EDGE MSCI MIN VOL ASIA EX JAPAN iShares Pacific/Asia ex-Japan Stk NYSE
59    AYT 9/25/2009 1.54 IPATH GEMS ASIA 8 ETN Barclays Funds Multicurrency NYSE
60    BAB 11/17/2009 35.15 POWERSHARES BUILD AMERICA BOND PowerShares Long-Term Bond NYSE
61    BAL 9/25/2009 9.42 IPATH BLOOMBERG COTTON SUBTR ETN Barclays Funds Commodities Agriculture NYSE
62    BBC 12/17/2014 1.42 BIOSHARES BIOTECHNOLOGY CLINICAL TRIALS Bio Shares Health NASDAQ
63    BBH 9/25/2009 28.91 VANECK VECTORS BIOTECH ETF Van Eck Health NASDAQ
64    BBP 12/17/2014 1.14 BIOSHARES BIOTECHNOLOGY PRODUCTS Bio Shares Health NASDAQ
65    BBRC 8/15/2012 5.96 EGSHARES BEYOND BRICS ETF Exchange Traded Fund Financial NYSE
66    BCM 4/21/2011 1.41 IPATH PURE BETA BROAD COMMODITY ETN Barclays Funds Commodities Broad Basket NYSE
67    BDCL 5/25/2011 23.23 UBS ETRACS 2XLVG LNG WF BUSN DEV CO ETN UBS Group AG Trading--Leveraged Equity NYSE
68    BDCS 4/28/2011 4.21 UBS ETRACS WELLS FARGO BUSN DEV CO ETN UBS Group AG Financial NYSE
69    BDCZ 10/9/2015 0.08
70    BDD 9/25/2009 3.46 DB BASE METALS DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
71    BFIT 5/10/2016 0.01 GLOBAL X HEALTH & WELLNESS THEMATIC ETF Global X Funds World Stock NASDAQ
72    BFOR 6/4/2013 3.01 BARRON'S 400 ETF ALPS ETF Mid-Cap Growth NYSE
73    BIB 4/9/2010 100.55 PROSHARES ULTRA NASDAQ BIOTECHNOLOGY ProShares Trading--Leveraged Equity NASDAQ
74    BICK 4/13/2010 2.15 FIRST TRUST BICK ETF First Trust Diversified Emerging Mkts NASDAQ
75    BIGD 10/5/2015 0.03 PUREFUNDS ISE BIG DATA ETF Pure Funds Technology NYSE
76    BIL 9/25/2009 42.75 SPDR BLMBG BARCLAYS 1-3 MTH T-BILL ETF SPDR State Street Global Advisors Ultrashort Bond NYSE
77    BIS 4/9/2010 56.37 PROSHARES ULTRASHORT NASDAQ BIOTECH ProShares Trading--Inverse Equity NASDAQ
78    BIV 9/25/2009 72.47 VANGUARD INTERM-TERM BOND ETF Vanguard Intermediate-Term Bond NYSE
79    BIZD 2/12/2013 3.38 VANECK VECTORS BDC INCOME ETF Van Eck Financial NYSE
80    BJK 9/25/2009 4.05 VANECK VECTORS GAMING ETF Van Eck Consumer Cyclical NYSE
81    BKF 9/25/2009 28.49 ISHARES MSCI BRIC iShares Diversified Emerging Mkts NYSE
82    BKLN 3/3/2011 223.68 POWERSHARES EXCHANGE-TRADED FUN PowerShares Bank Loan NYSE
83    BLES 2/28/2017 0.08 INSPIRE GLOBAL HOPE LARGE CAP ETF Inspire World Stock NYSE
84    BLNG 4/21/2011 0.2 IPATH PURE BETA PRECIOUS METAL NYSE
85    BLV 9/25/2009 27.21 VANGUARD LONG-TERM BOND ETF Vanguard Long-Term Bond NYSE
86    BMLA 5/19/2016 0.02 BULLMARK LATAM SELECT LEADERS ETF NASDAQ
87    BND 9/25/2009 304.91 VANGUARD TOTAL BOND MARKET ETF Vanguard Intermediate-Term Bond NYSE
88    BNDC 11/21/2016 0.01 FLEXSHARES CORE SELECT BOND ETF Flexshares Trust Intermediate-Term Bond NYSE
89    BNDS 5/26/2015 3.88 SPDR BLMBG BARCLAYS AGGREGATE BOND ETF SPDR State Street Global Advisors Intermediate-Term Bond NYSE
90    BNDX 6/4/2013 54.96 VANGUARD TOTAL INTERNATIONAL BOND ETF NASDAQ
91    BNO 7/12/2010 17.14 UNITED STATES BRENT OIL United States Commodity Funds LLC Commodities Energy NYSE
92    BOIL 10/6/2011 34.33 PROSHARES ULTRA BLOOMBERG NATURAL GAS ProShares Trading--Leveraged Commodities NYSE
93    BOM 9/25/2009 2.96 DB BASE METALS DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
94    BOND 3/1/2012 55.25 PIMCO TOTAL RETURN ACTIVE ETF Exchange Traded Fund Financial NYSE
95    BOS 9/25/2009 1.04 POWERSHARES DB BASE METALS SHOR Deutsche Bank Trading-Inverse Commodities NYSE
96    BOSS 2/15/2017 0.03 GLOBAL X FOUNDER-RUN COMPANIES ETF Global X Funds Large Blend BATS
97    BOTZ 9/13/2016 1.06 GLOBAL X ROBTCS&ARTFCL INTLLGNC THTC ETF Global X Funds Miscellaneous Sector NASDAQ
98    BRAQ 7/12/2010 1.84 GLOBAL X BRAZIL CONSUMER ETF Global X Funds Latin America Stock NYSE
99    BRAZ 7/12/2010 1.82 GLOBAL X BRAZIL MID CAP ETF Global X Funds Latin America Stock NYSE
100    BRF 9/25/2009 51.52 VANECK VECTORS BRAZIL SMALL-CAP ETF Van Eck Latin America Stock NYSE
101    BRZU 4/10/2013 32.41 DIREXION DAILY BRAZIL BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
102    BSCH 7/12/2010 15.02 GUGGENHEIM BULLETSHRS 2017 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
103    BSCI 3/28/2012 12.89 GUGGENHEIM BULLETSHRS 2018 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
104    BSCJ 3/29/2012 9.5 GUGGENHEIM BULLETSHRS 2019 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
105    BSCK 3/29/2012 9.86 GUGGENHEIM BULLETSHRS 2020 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
106    BSCL 7/17/2013 6.28 GUGGENHEIM BULLETSHRS 2021 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
107    BSCM 7/17/2013 5.31 GUGGENHEIM BULLETSHRS 2022 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
108    BSCN 9/17/2014 2.39 GUGGENHEIM BULLETSHRS 2023 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
109    BSCO 9/19/2014 1.92 GUGGENHEIM BULLETSHRS 2024 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
110    BSCP 10/9/2015 0.63 GUGGENHEIM BULLETSHRS 2025 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
111    BSCQ 9/16/2016 0.3 GUGGENHEIM BULLETSHARES 2026 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
112    BSJH 4/25/2012 11.65 GUGGENHEIM BULLETSHRS 2017 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
113    BSJI 4/25/2012 13.36 GUGGENHEIM BULLETSHRS 2018 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
114    BSJJ 9/24/2013 8.88 GUGGENHEIM BULLETSHRS 2019 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
115    BSJK 9/24/2013 5.26 GUGGENHEIM BULLETSHRS 2020 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
116    BSJL 9/17/2014 1.87 GUGGENHEIM BULLETSHRS 2021 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
117    BSJM 9/17/2014 1.82 GUGGENHEIM BULLETSHRS 2022 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
118    BSJN 10/14/2015 0.47 GUGGENHEIM BULLETSHRS 2023 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
119    BSJO 9/14/2016 0.33
120    BSV 9/25/2009 173.54 VANGUARD SHORT-TERM BOND ETF Vanguard Short-Term Bond NYSE
121    BSWN 7/14/2016 0.05 VELOCITYSHARES VIX TAIL RISK ETN UBS Volatility NYSE
122    BTAL 9/13/2011 1.99 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
123    BTEC 8/22/2016 0.01 PRINCIPAL HEALTHCARE INNOVATORS ETF Principal Funds Health NASDAQ
124    BUZ 4/19/2016 0.1 SPROTT BUZZ SOCIAL MEDIA INSIGHTS ETF ALPS Large Growth NYSE
125    BWV 9/25/2009 0.59 IPATH CBOE S&P 500 BUYWRITE ETN Barclays Funds Large Blend NYSE
126    BWX 9/25/2009 55.79 SPDR BLMBG BARCLAYS INTL TRS BD ETF SPDR State Street Global Advisors World Bond NYSE
127    BWZ 9/25/2009 7.29 SPDR BLMBG BARCLAYS ST INTRN TRSBD ETF SPDR State Street Global Advisors World Bond NYSE
128    BYLD 4/24/2014 0.36 ISHARES YIELD OPTIMIZED BOND iShares Intermediate-Term Bond NYSE
129    BZF 9/25/2009 8.85 WISDOMTREE BRAZILIAN REAL STRATEGY ETF WisdomTree Single Currency NYSE
130    BZQ 9/25/2009 26.83 PROSHARES ULTRASHORT MSCI BRAZIL CAPPED ProShares Trading--Inverse Equity NYSE
131    CAFE 4/21/2011 1.73 IPATH PURE BETA COFFEE ETN Barclays Funds Commodities Agriculture NYSE
132    CANE 9/19/2011 1.35 TEUCRIUM SUGAR ETF Teucrium Commodities Agriculture NYSE
133    CAPE 10/11/2012 0.37 BARCLAYS ETN+ SHILLER CAPET Barclays Funds Large Value NYSE
134    CARZ 5/10/2011 2.09 FIRST TRUST NASDAQ GLOBAL AUTO ETF First Trust Consumer Cyclical NASDAQ
135    CATH 4/19/2016 0.2 GLOBAL X S&P 500 CATHOLIC VALUES ETF Global X Funds Large Blend NASDAQ
136    CBND 4/7/2011 1.81 SPDR BLMBG BARCLAYS ISR SCR CORPBD ETF SPDR State Street Global Advisors Corporate Bond NYSE
137    CBON 11/11/2014 0.95 VANECK VECTORS CHINAAMC CHINA BOND ETF Van Eck Emerging-Markets Local-Currency Bond NYSE
138    CDC 7/2/2014 2.21 VICTORYSHARES US EQ INCOME ENHANCED VOLATILITY WTD ETF NASDAQ
139    CDL 7/8/2015 0.65 VICTORYSHARES US LGCP HI DIV VOL WTD ETF Victory Large Value NASDAQ
140    CEFL 12/11/2013 18.57 UBS ETRACS MTHLY PY 2XLVG CLOSED-END ETN UBS Group AG Trading--Miscellaneous NYSE
141    CEMB 4/19/2012 1.17 ISHARES EMERGING MARKETS CORPORATE BOND iShares Emerging Markets Bond BATS
142    CEW 9/28/2009 13.83 WISDOMTREE EMERGING CURRENCY STRAT ETF WisdomTree Multicurrency NYSE
143    CEZ 9/29/2009 0.15 VICTORYSHARES EMERGING MARKET VOLATILITY WTD ETF NASDAQ
144    CFA 7/2/2014 1.09 VICTORYSHARES US 500 VOLATILITY WTD ETF Victory Large Blend NASDAQ
145    CFO 7/2/2014 1.89 VICTORYSHARES US 500 ENHANCED VOLATILITY WTD ETF NASDAQ
146    CGW 9/28/2009 11.98 GUGGENHEIM S&P GLOBAL WATER ETF Guggenheim Investments Miscellaneous Sector NYSE
147    CHAD 6/17/2015 9.97 DIREXION DLY CSI 300 CHN A SHR BR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
148    CHAU 4/16/2015 17.28 DIREXION DLY CSI 300 CHN A SHR BL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
149    CHEP 9/13/2011 1.05 QUANTSHARES US MARKET NEUTRAL VALUE QuantShares Market Neutral NYSE
150    CHIE 12/16/2009 0.96 GLOBAL X CHINA ENERGY ETF Global X Funds China Region NYSE
151    CHII 12/1/2009 1.62 GLOBAL X CHINA INDUSTRIALS ETF Global X Funds China Region NYSE
152    CHIM 1/14/2010 1.45 GLOBAL X CHINA MATERIALS ETF Global X Funds China Region NYSE
153    CHIQ 12/1/2009 15.09 GLOBAL X CHINA CONSUMER ETF Global X Funds China Region NYSE
154    CHIX 12/11/2009 8.64 GLOBAL X CHINA FINANCIALS ETF Global X Funds China Region NYSE
155    CHOC 4/21/2011 0.85 IPATH PURE BETA COCOA ETN Barclays Funds Commodities Agriculture NYSE
156    CIBR 7/7/2015 3.68 FIRST TRUST NASDAQ CYBERSECURITY ETF First Trust Technology NASDAQ
157    CID 8/20/2015 0.33 VICTORYSHARES INTL HI DIV VOL WTD ETF Victory Foreign Large Value NASDAQ
158    CIL 7/12/2010 0.83 VICTORYSHARES INTERNATIONAL VOL WTD ETF Victory Foreign Large Blend NASDAQ
159    CIU 9/28/2009 81.64 ISHARES INTERMEDIATE CREDIT BOND iShares Corporate Bond NYSE
160    CIZ 10/1/2014 0.7 VICTORYSHARES DEVELOPED ENH VOL WTD ETF Victory Foreign Large Blend NASDAQ
161    CJNK 11/17/2014 0.86 SPDR BOFA ML CROSSOVER CORP BD ETF SPDR State Street Global Advisors Corporate Bond NYSE
162    CLAW 8/19/2015 0.07 DIREXION DAILY HMBLDRS&SUPLS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
163    CLTL 1/12/2017 0.01 POWERSHARES TREASURY COLLATERAL ETF PowerShares Ultrashort Bond NYSE
164    CLY 12/9/2009 23.15 ISHARES 10+ YEAR CREDIT BOND iShares Corporate Bond NYSE
165    CLYH 9/11/2015 0.18 ISHARES INTEREST RT HDGD 10+ YR CRDT BD iShares Corporate Bond NYSE
166    CMBS 2/16/2012 4.62 ISHARES CMBS iShares Intermediate-Term Bond NYSE
167    CMD 9/28/2009 7.4 PROSHARES ULTRASHORT DJ-AIG COM ProShares Trading-Inverse Commodities NYSE
168    CMDT 8/13/2013 0.38 ISHARES COMMODITY OPTIMIZED TRUST iShares Commodities Broad Basket NYSE
169    CMF 9/28/2009 5.28 ISHARES S&P CALI MUNI BOND iShares Muni California Long NYSE
170    CN 4/30/2014 0.33 DEUTSCHE X-TRACKERS MSCI ALL CHINA EQ Deutsche Asset Management China Region NYSE
171    CNCR 10/14/2015 0.78 LONCAR CANCER IMMUNOTHERAPY ETF ETF Series Solutions Health NASDAQ
172    CNDA 4/9/2010 2.16 IQ CANADA SMALL CAP ETF IndexIQ Miscellaneous Region NYSE
173    CNDF 5/12/2016 0.02 ISHARES EDGE MSCI MLTIFCTR CNSMR DCRTNRY iShares Consumer Cyclical BATS
174    CNHX 10/20/2015 0.01
175    CNSF 5/12/2016 0.02 ISHARES EDGE MSCI MLTFCTR CNSMR STPLS iShares Consumer Defensive BATS
176    CNTR 5/19/2011 0.07 POWERSHARES CONTRARIAN OPPORTUNITIES ETF PowerShares Mid-Cap Value NYSE
177    CNXT 9/28/2009 70.43 VANECK VECTORS CHINAAMC SME-CHINEXT ETF Van Eck China Region NYSE
178    CNY 9/28/2009 2.7 MARKET VECTORS CHINESE RENMINBI/USD ETN Market Vectors Single Currency NYSE
179    COBO 5/25/2012 0.19
180    COMT 10/25/2010 1.93 ISHARES COMMODITIES SELECT STRATEGY iShares Commodities Broad Basket NASDAQ
181    COPX 7/12/2010 9.97 GLOBAL X COPPER MINERS ETF Global X Funds Natural Resources NYSE
182    CORN 7/12/2010 23.12 TEUCRIUM CORN ETF Teucrium Commodities Agriculture NYSE
183    CORP 9/24/2010 5.17 PIMCO INVESTMENT GRADE CORPORATE BD ETF Pimco Corporate Bond NYSE
184    COW 9/28/2009 7.49 IPATH BLOOMBERG LIVESTOCK SUBTR ETN Barclays Funds Commodities Agriculture NYSE
185    COWZ 12/19/2016 0.1 PACER US CASH COWS 100 ETF Pacer Large Blend BATS
186    CPER 11/15/2011 0.45 UNITED STATES COPPER INDEX United States Commodity Funds LLC Commodities Industrial Metals NYSE
187    CPI 10/27/2009 2.06 IQ REAL RETURN ETF IndexIQ Tactical Allocation NYSE
188    CQQQ 12/8/2009 5.92 GUGGENHEIM CHINA TECHNOLOGY ETF Guggenheim Investments China Region NYSE
189    CRAK 8/19/2015 0.3
190    CRBN 12/9/2014 0.77
191    CRDT 2/11/2014 0.09 WISDOMTREE STRATEGIC CORPORATE BOND ETF WisdomTree World Bond NASDAQ
192    CRED 9/28/2009 8.82 ISHARES US CREDIT BOND iShares Corporate Bond NYSE
193    CROC 7/19/2012 1.11 PROSHARES ULTRASHORT AUSTRALIAN DOLLAR ProShares Trading--Miscellaneous NYSE
194    CROP 3/22/2011 2.06 IQ GLOBAL AGRIBUSINESS SMALL CA IndexIQ Consumer Defensive NYSE
195    CSA 9/28/2009 34.6 VICTORYSHARES US SMALL CAP VOL WTD ETF Victory Small Blend NASDAQ
196    CSB 7/8/2015 0.25 VICTORYSHARES US SMCP HI DIV VOL WTD ETF Victory Small Value NASDAQ
197    CSCR 6/12/2013 0.29 CREDIT SUISSE X-LINKS CMDTY ROTATION ETN Credit Suisse AG Commodities Broad Basket NYSE
198    CSD 9/28/2009 11.07 GUGGENHEIM S&P SPIN-OFF ETF Guggenheim Investments Mid-Cap Blend NYSE
199    CSF 8/1/2014 0.52 VICTORYSHARES US DISCV ENH VOL WTD ETF Victory Small Blend NASDAQ
200    CSJ 9/28/2009 129.38 ISHARES LEHMAN 1-3 YEAR CREDIT iShares Short-Term Bond NYSE
201    CSLS 2/22/2010 1.47 CREDIT SUISSE X-LINKS LONG/SHORT EQ ETN Credit Suisse AG Long-Short Equity NYSE
202    CSM 9/28/2009 6.22 PROSHARES LARGE CAP CORE PLUS ProShares Large Blend BATS
203    CTNN 4/21/2011 0.34 IPATH PURE BETA COTTON ETN Barclays Funds Commodities Agriculture NYSE
204    CUMB 1/18/2017 0.09 VIRTUS CUMBERLAND MUNICIPAL BOND ETF Cumberland Advisors Muni National Interm NYSE
205    CUPM 4/21/2011 0.24 IPATH PURE BETA COPPER ETN Barclays Funds Commodities Industrial Metals NYSE
206    CURE 6/15/2011 28.15 DIREXION DAILY HEALTHCARE BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
207    CUT 9/28/2009 11.1 GUGGENHEIM MSCI GLOBAL TIMBER ETF Guggenheim Investments Natural Resources NYSE
208    CVY 9/28/2009 27.2 GUGGENHEIM MULTI-ASSET INCOME ETF Guggenheim Investments Allocation--85%+ Equity NYSE
209    CWB 9/28/2009 103.98 SPDR BLMBG BARCLAYS CONVERT SECS ETF SPDR State Street Global Advisors Convertibles NYSE
210    CWI 9/28/2009 23.85 SPDR MSCI ACWI EX-US ETF SPDR State Street Global Advisors Foreign Large Blend NYSE
211    CWS 12/29/2009 3.96 ADVISORSHARES FOCUSED EQUITY ETF AdvisorShares Large Blend NYSE
212    CXSE 1/5/2015 0.16 WISDOMTREE CHINA EX-STATE-OWD ENTPR ETF WisdomTree China Region NASDAQ
213    CYB 9/28/2009 17.8 WISDOMTREE CHINESE YUAN STRATEGY ETF WisdomTree Single Currency NYSE
214    CZA 9/28/2009 2.31 GUGGENHEIM MID-CAP CORE ETF Guggenheim Investments Mid-Cap Blend NYSE
215    DAG 9/28/2009 16.77 DB AGRICULTURE DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
216    DAX 10/23/2014 0.61 HORIZONS DAX GERMANY ETF NASDAQ
217    DBA 9/28/2009 269.03 POWERSHARES DB AGRICULTURE ETF PowerShares DB Commodities Agriculture NYSE
218    DBAP 10/1/2013 0.69 DEUTSCHE X-TRACKERS MSCI ASPC EXJP HGDEQ Deutsche Asset Management Pacific/Asia ex-Japan Stk NYSE
219    DBAU 8/19/2015 0.02 DEUTSCHE X-TRACKERS MSCI AUST HDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
220    DBAW 1/27/2014 1.59 DEUTSCHE X-TRACKERS MSCI ALWD EXUS HGDEQ Deutsche Asset Management Foreign Large Blend NYSE
221    DBB 9/28/2009 35.18 POWERSHARES DB BASE METALS ETF PowerShares DB Commodities Industrial Metals NYSE
222    DBBR 6/9/2011 1.1 DEUTSCHE X-TRACKERS MSCI BRAZIL HEDGD EQ Deutsche Asset Management Latin America Stock NYSE
223    DBC 9/28/2009 405.92 POWERSHARES DB COMMODITY TRACKING ETF PowerShares DB Commodities Broad Basket NYSE
224    DBE 9/28/2009 15.17 POWERSHARES DB ENERGY ETF PowerShares DB Commodities Energy NYSE
225    DBEF 6/9/2011 164.37 DEUTSCHE X-TRACKERS MSCI EAFE HEDGED EQ Deutsche Asset Management Foreign Large Blend NYSE
226    DBEM 6/9/2011 6.34 DEUTSCHE X-TRACKERS MSCI EM MKTS HDGD EQ Deutsche Asset Management Diversified Emerging Mkts NYSE
227    DBES 8/19/2015 0.01
228    DBEU 10/1/2013 76.19 DEUTSCHE X-TRACKERS MSCI EUROPE HEDGD EQ Deutsche Asset Management Europe Stock NYSE
229    DBEZ 12/15/2014 1.66 DEUTSCHE X-TRACKERS MSCI EUROZONE HDG EQ Deutsche Asset Management Europe Stock NYSE
230    DBGR 2/5/2013 4.31 DEUTSCHE X-TRACKERS MSCI GERMANY HDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
231    DBIF 4/9/2015 0.05 DEUTSCHE X-TRACKERS S&P HDGD GLBL INFRAS Deutsche Asset Management Infrastructure NYSE
232    DBIT 8/19/2015 0.01 DEUTSCHE X-TRACKERS MSCI ITALY HEDGED EQ Deutsche Asset Management Miscellaneous Region BATS
233    DBJP 6/9/2011 40.31 DEUTSCHE X-TRACKERS MSCI JAPAN HEDGED EQ Deutsche Asset Management Japan Stock NYSE
234    DBKO 1/27/2014 2.5 DEUTSCHE X-TRACKERS MSCI SKOREA HEDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
235    DBMX 1/27/2014 0.24 DEUTSCHE X-TRACKERS MSCI MEXICO HEDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
236    DBO 9/28/2009 80.26 POWERSHARES DB OIL ETF PowerShares DB Commodities Energy NYSE
237    DBP 9/28/2009 14.36 POWERSHARES DB PRECIOUS METALS ETF PowerShares DB Commodities Precious Metals NYSE
238    DBRE 4/9/2015 0.04 DEUTSCHE X-TRACKERS DJ HDGD INTL RL ESTT Deutsche Asset Management Global Real Estate BATS
239    DBS 9/28/2009 8.68 POWERSHARES DB SILVER ETF PowerShares DB Commodities Precious Metals NYSE
240    DBSE 8/19/2015 0.01
241    DBSP 8/19/2015 0.01
242    DBUK 10/1/2013 0.19 DEUTSCHE X-TRACKERS MSCI UK HEDGED EQ Deutsche Asset Management Miscellaneous Region NYSE
243    DBV 9/28/2009 12.56 POWERSHARES DB G10 CURRENCY HARVEST ETF PowerShares DB Multicurrency NYSE
244    DCNG 4/21/2011 0.43 IPATH SEASONAL NATURAL GAS ETN NYSE
245    DDBI 12/29/2015 0.05 LEGG MASON DEV EX-US DIVERS COR ETF Legg Mason Foreign Large Blend NASDAQ
246    DDEZ 1/7/2016 0.03 WISDOMTREE DYNAMIC CCY HDGD EURP EQ ETF WisdomTree Europe Stock BATS
247    DDG 9/28/2009 1.9 PROSHARES SHORT OIL & GAS ProShares Trading--Inverse Equity NYSE
248    DDJP 1/7/2016 0.02 WISDOMTREE DYNAMIC CCY HDGD JPN EQ ETF WisdomTree Japan Stock BATS
249    DDLS 1/7/2016 0.05 WISDOMTREE DYN CCY HDGD INTL SMCP EQ ETF WisdomTree Foreign Small/Mid Value BATS
250    DDM 9/28/2009 295.53 PROSHARES ULTRA DOW30 ProShares Trading--Leveraged Equity NYSE
251    DDP 9/28/2009 0.76 DB COMMODITY SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
252    DDWM 1/7/2016 0.69 WISDOMTREE DYNAMIC CCY HDGD INTL EQ ETF WisdomTree Foreign Large Value BATS
253    DEEF 6/1/2015 0.28 DEUTSCHE X-TRACKERS FTSE DEV EXUSCMPSFTR Deutsche Asset Management Foreign Large Blend NYSE
254    DEF 9/28/2009 4.36 GUGGENHEIM DEFENSIVE EQUITY ETF Guggenheim Investments Large Value NYSE
255    DEFA 1/8/2016 0.02 ISHARES ADAPTIVE CCY HDGD MSCI EAFE iShares Foreign Large Blend BATS
256    DEM 9/28/2009 113.86 WISDOMTREE EMERGING MARKETS HIGH DIV ETF WisdomTree Diversified Emerging Mkts NYSE
257    DEMG 4/19/2016 0.04 DEUTSCHE X-TRACKERS FTSE EMERG CMPS FTR Deutsche Asset Management Diversified Emerging Mkts NYSE
258    DES 9/28/2009 15.75 WISDOMTREE SMALLCAP DIVIDEND ETF WisdomTree Small Value NYSE
259    DEUS 11/24/2015 0.57 DEUTSCHE X-TRACKERS RUSSELL 1000 CMPSFTR Deutsche Asset Management Mid-Cap Blend NYSE
260    DEW 9/28/2009 2.83 WISDOMTREE GLOBAL HIGH DIVIDEND ETF WisdomTree World Stock NYSE
261    DEWJ 1/8/2016 0.02 ISHARES ADAPTIVE CCY HDGD MSCI JAPAN iShares Japan Stock BATS
262    DEZU 1/8/2016 0.02 ISHARES ADAPTIVE CCY HDGD MSCI EUROZONE iShares Europe Stock BATS
263    DFE 9/28/2009 27.75 WISDOMTREE EUROPE SMALLCAP DIVIDEND ETF WisdomTree Europe Stock NYSE
264    DFJ 9/28/2009 11.13 WISDOMTREE JAPAN SMALLCAP DIVIDEND ETF WisdomTree Japan Stock NYSE
265    DFNL 1/12/2017 0.13 DAVIS SELECT FINANCIAL ETF Davis ETFs Financial NASDAQ
266    DFVL 7/12/2011 0.18 IPATH US TREASURY 5-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt NASDAQ
267    DFVS 7/12/2011 0.64 IPATH US TREASURY 5-YEAR BEAR ETN Exchange Traded Fund Financial NYSE
268    DGAZ 2/8/2012 444.93 VELOCITYSHARES 3X INV NATURAL GAS ETN Credit Suisse AG Trading--Inverse Commodities NYSE
269    DGL 9/28/2009 14.34 POWERSHARES DB GOLD ETF PowerShares DB Commodities Precious Metals NYSE
270    DGLD 10/17/2011 8.06 VELOCITYSHARES 3X INVERSE GOLD ETN Credit Suisse AG Trading--Inverse Commodities NASDAQ
271    DGP 9/28/2009 117.73 DB GOLD DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
272    DGRE 8/1/2013 1.55 WISDOMTREE EMERGING MKTS QUAL DIV GR ETF WisdomTree Diversified Emerging Mkts NASDAQ
273    DGRO 6/12/2014 9.22 ISHARES CORE DIVIDEND GROWTH iShares Large Blend NYSE
274    DGRS 7/25/2013 1.31 WISDOMTREE U.S. SMALLCAP QUALITY DIVIDEND GROWTH FUND NASDAQ
275    DGRW 5/22/2013 7.51 WISDOMTREE US QUALITY DIVIDEND GR ETF WisdomTree Large Blend NASDAQ
276    DGS 9/28/2009 39.95 WISDOMTREE EMERGING MARKETS SMCP DIV ETF WisdomTree Diversified Emerging Mkts NYSE
277    DGT 9/28/2009 1.8 SPDR GLOBAL DOW ETF SPDR State Street Global Advisors World Stock NYSE
278    DGZ 9/28/2009 14.61 DB GOLD SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
279    DHS 9/28/2009 12.05 WISDOMTREE HIGH DIVIDEND ETF WisdomTree Large Value NYSE
280    DHVW 5/12/2015 0.75
281    DIA 9/28/2009 2338.66 SPDR DOW JONES INDUSTRIAL AVERAGE ETF SPDR State Street Global Advisors Large Value NYSE
282    DIG 9/28/2009 305.19 PROSHARES ULTRA OIL & GAS ProShares Trading--Leveraged Equity NYSE
283    DIM 9/28/2009 2.96 WISDOMTREE INTERNATIONAL MIDCAP DIV ETF WisdomTree Foreign Small/Mid Value NYSE
284    DIRT 4/21/2011 0.16 IPATH PURE BETA AGRICULTURE ETN Barclays Funds Commodities Agriculture NYSE
285    DIV 3/12/2013 6.7 GLOBAL X SUPERDIVIDEND US ETF Exchange Traded Fund Financial NYSE
286    DIVA 1/15/2015 0.1
287    DIVY 12/18/2014 1.13 REALITY SHARES DIVS ETF Reality Shares ETF Trust Multialternative NYSE
288    DJCI 10/29/2009 1.87 UBS ETRACS BLOOMBERG CMDTY TOT RET ETN UBS Group AG Commodities Broad Basket NYSE
289    DJD 12/16/2015 0.14 GUGGENHEIM DOW JONES INDL AVG DIV ETF Guggenheim Investments Large Value NYSE
290    DJP 9/28/2009 74.46 IPATH BLOOMBERG CMDTY TR ETN Barclays Funds Commodities Broad Basket NYSE
291    DLBS 8/10/2010 2.89 IPATH US TREASURY LONG BOND BEA iPath Trading-Inverse Debt NYSE
292    DLN 9/28/2009 16.67 WISDOMTREE LARGECAP DIVIDEND ETF WisdomTree Large Value NYSE
293    DLS 9/28/2009 14.7 WISDOMTREE INTERNATIONAL SMALLCP DIV ETF WisdomTree Foreign Small/Mid Value NYSE
294    DNL 9/28/2009 2.26 WISDOMTREE GLOBAL EX-US QUAL DIV GR ETF WisdomTree Foreign Large Growth NYSE
295    DNO 9/28/2009 5.19 UNITED STATES SHORT OIL United States Commodity Funds LLC Trading--Inverse Commodities NYSE
296    DOD 9/28/2009 3.19 ELEMENTS DOGS OF DOW DJ HY SEL 10 TR ETN ELEMENTS Large Value NYSE
297    DOG 9/28/2009 85.13 PROSHARES SHORT DOW30 ProShares Trading--Inverse Equity NYSE
298    DOL 9/28/2009 7.07 WISDOMTREE INTERNATIONAL LARGECP DIV ETF WisdomTree Foreign Large Value NYSE
299    DON 9/28/2009 15.22 WISDOMTREE MIDCAP DIVIDEND ETF WisdomTree Mid-Cap Value NYSE
300    DOO 9/28/2009 9.04 WISDOMTREE INTL DIV EX-FINCLS ETF WisdomTree Foreign Large Value NYSE
301    DPK 9/28/2009 10.46 DIREXION DAILY DEV MKTS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
302    DPST 8/19/2015 0.76 DIREXION DAILY REGIONAL BNKS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
303    DRIP 5/29/2015 31.62 DIREXION DLY S&P OIL&GS EX&PRD BR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
304    DRN 9/28/2009 159.42 DIREXION DAILY REAL ESTATE BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
305    DRR 9/28/2009 5.75 MARKET VECTORS DOUBLE SHORT EURO ETN Market Vectors Trading--Miscellaneous NYSE
306    DRV 9/28/2009 146.96 DIREXION DAILY REAL ESTATE BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
307    DRW 9/28/2009 4.99 WISDOMTREE GLOBAL EX-US REAL ESTATE ETF WisdomTree Global Real Estate NYSE
308    DSI 9/28/2009 4.25 ISHARES MSCI KLD 400 SOCIAL iShares Large Blend NYSE
309    DSLV 10/17/2011 21.39 VELOCITYSHARES 3X INVERSE SILVER ETN Credit Suisse AG Trading--Inverse Commodities NASDAQ
310    DSUM 9/23/2011 7.6 POWERSHARES CHINESE YUAN DIM SU PowerShares Emerging Markets Bond NYSE
311    DTD 9/28/2009 5.44 WISDOMTREE TOTAL DIVIDEND ETF WisdomTree Large Value NYSE
312    DTH 9/28/2009 6.12 WISDOMTREE INTERNATIONAL HIGH DIV ETF WisdomTree Foreign Large Value NYSE
313    DTN 9/28/2009 14.04 WISDOMTREE DIVIDEND EX-FINANCIALS ETF WisdomTree Large Value NYSE
314    DTO 9/28/2009 69.44 DB CRUDE OIL DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
315    DTUS 8/10/2010 1.39 IPATH US TREASURY 2-YEAR BEAR ETN Barclays Funds Trading--Inverse Debt NASDAQ
316    DTYS 8/10/2010 6.34 IPATH US TREASURY 10-YEAR BEAR ETN Barclays Funds Trading--Inverse Debt NASDAQ
317    DUG 9/28/2009 250.37 PROSHARES ULTRASHORT OIL & GAS ProShares Trading--Inverse Equity NYSE
318    DULL 9/8/2016 0.05 DIREXION DAILY SILVER MNRS BEAR 2X ETF Direxion Funds Trading--Inverse Equity NYSE
319    DUSA 9/28/2009 16.98 DAVIS SELECT US EQUITY ETF Davis ETFs Large Blend NASDAQ
320    DUST 12/8/2010 1069.49 DIREXION DAILY GOLD MINERS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
321    DVEM 4/7/2016 0.11 WISDOMTREE EMERGING MARKETS DIVIDEND ETF WisdomTree Diversified Emerging Mkts BATS
322    DVHL 11/13/2013 2.42 UBS ETRACS M PY 2XLVG DIVERS HI INC ETN UBS Group AG Trading--Leveraged Equity NYSE
323    DVP 9/23/2014 2.26 DEEP VALUE ETF TWM FUNDS Large Value NYSE
324    DVY 9/28/2009 250.26 ISHARES SELECT DIVIDEND iShares Mid-Cap Value NYSE
325    DVYA 2/24/2012 1.98 ISHARES ASIA/PACIFIC DIVIDEND iShares Diversified Pacific/Asia NYSE
326    DVYE 2/24/2012 8.31 ISHARES EMERGING MARKETS DIVIDEND Exchange Traded Fund Financial NYSE
327    DVYL 5/23/2012 1.57 UBS ETRACS MTHLY PY 2XLVG DJ SEL DIV ETN UBS Group AG Trading--Leveraged Equity NYSE
328    DWAC 9/21/2016 0.1 ELKHORN COMMODITY ROTATION STRATEGY ETF NASDAQ
329    DWAQ 2/19/2014 0.39 POWERSHARES DWA NASDAQ MOMENTUM ETF PowerShares Mid-Cap Growth NASDAQ
330    DWAS 7/19/2012 10.52 POWERSHARES DWA SMALLCAP MOMENTUM ETF PowerShares Small Growth NASDAQ
331    DWAT 10/1/2014 0.37 ARROW DWA TACTICAL ETF ArrowShares Tactical Allocation NASDAQ
332    DWFI 6/2/2016 0.28 SPDR DORSEY WRIGHT FIXED INC ALLC ETF SPDR State Street Global Advisors Long-Term Bond NASDAQ
333    DWIN 3/10/2016 0.97 POWERSHARES DWA TACT MULTI-ASST INC PowerShares Allocation--30% to 50% Equity NASDAQ
334    DWLD 1/12/2017 0.12 DAVIS SELECT WORLDWIDE ETF Davis ETFs World Stock NASDAQ
335    DWLV 7/15/2016 0.09 POWERSHARES DWA MOMENTUM&LOW VOL RTTN PowerShares Mid-Cap Growth NASDAQ
336    DWM 9/28/2009 10.66 WISDOMTREE INTERNATIONAL EQUITY ETF WisdomTree Foreign Large Value NYSE
337    DWT 12/9/2016 19.59 VELOCITYSHARES 3X INVRS CRUDE OIL ETNNEW Credit Suisse AG Trading--Inverse Commodities NYSE
338    DWTR 10/9/2015 1.84 POWERSHARES DWA TACTICAL SECTOR RTN PowerShares Mid-Cap Growth NASDAQ
339    DWX 9/28/2009 35.83 SPDR S&P INTERNATIONAL DIVIDEND ETF SPDR State Street Global Advisors Foreign Large Value NYSE
340    DXD 9/28/2009 439.9 PROSHARES ULTRASHORT DOW30 ProShares Trading--Inverse Equity NYSE
341    DXGE 10/17/2013 6.25 WISDOMTREE GERMANY HEDGED EQUITY ETF WisdomTree Miscellaneous Region NASDAQ
342    DXJ 9/28/2009 805.45 WISDOMTREE JAPAN HEDGED EQUITY ETF WisdomTree Japan Stock NYSE
343    DXJC 4/8/2014 0.24 WISDOMTREE JAPAN HEDGED CAPITAL GDS ETF WisdomTree Japan Stock NYSE
344    DXJF 4/8/2014 1.89 WISDOMTREE JAPAN HEDGED FINANCIALS ETF WisdomTree Japan Stock NYSE
345    DXJH 4/25/2014 0.72 WISDOMTREE JAPAN HEDGED HEALTH CARE ETF WisdomTree Japan Stock NYSE
346    DXJR 4/9/2014 1.56 WISDOMTREE JAPAN HEDGED REAL ESTATE ETF WisdomTree Japan Stock NYSE
347    DXJS 6/28/2013 4.48 WISDOMTREE JAPAN HEDGED SMALLCAP EQ ETF WisdomTree Japan Stock NASDAQ
348    DXPS 6/28/2013 1.14 WISDOMTREE UNITED KINGDOM HEDGED EQ ETF WisdomTree Miscellaneous Region NASDAQ
349    DXUS 6/4/2015 0.09 WISDOMTREE GLOBAL EX-US HEDGED DIV ETF WisdomTree Foreign Large Value NYSE
350    DYY 9/28/2009 3.06 DB COMMODITY DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
351    DZK 9/28/2009 6.02 DIREXION DAILY DEV MKTS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
352    DZZ 9/28/2009 62.89 DB GOLD DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
353    EBND 2/24/2011 8.62 SPDR BLMBG BARCLAYS EM MKTS LCL BD ETF SPDR State Street Global Advisors Emerging-Markets Local-Currency Bond NYSE
354    ECH 9/28/2009 83.14 ISHARES MSCI CHILE CAPPED iShares Miscellaneous Region NYSE
355    ECNS 9/29/2010 3.16 ISHARES MSCI CHINA SMALL-CAP iShares China Region NYSE
356    ECON 9/24/2010 33 COLUMBIA EMERGING MARKETS CONSUMER ETF Columbia Diversified Emerging Mkts NYSE
357    EDBI 12/29/2015 0.05 LEGG MASON EMERGING MKTS DIVERS COR ETF Legg Mason Diversified Emerging Mkts NASDAQ
358    EDC 9/28/2009 626.26 DIREXION DAILY EMRG MKTS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
359    EDEN 1/26/2012 3.65 ISHARES MSCI DENMARK CAPPED iShares Miscellaneous Region BATS
360    EDIV 2/24/2011 17.66 SPDR S&P EMERGING MARKETS DIVIDEND ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
361    EDOG 3/28/2014 0.89 ALPS EMERGING SECTOR DIVIDEND DOGS ETF ALPS Diversified Emerging Mkts NYSE
362    EDV 9/28/2009 13.82 VANGUARD EXTENDED DURATION TRS ETF Vanguard Long Government NYSE
363    EDZ 9/28/2009 519.13 DIREXION EMERGING MARKETS BEAR Direxion Funds Trading-Inverse Equity NYSE
364    EEB 9/28/2009 29.97 GUGGENHEIM BRIC ETF Guggenheim Investments Diversified Emerging Mkts NYSE
365    EEH 10/8/2009 0.49 AKTIEBOLAGET SVENSK EXPORTKREDI Swedish Export Credit Corporation Large Blend NYSE
366    EELV 1/13/2012 8.42 POWERSHARES S&P EM MKTS LOW VOLATIL ETF PowerShares Diversified Emerging Mkts NYSE
367    EEM 9/28/2009 8225.76 ISHARES MSCI EMERGING MARKETS iShares Diversified Emerging Mkts NYSE
368    EEMA 2/9/2012 3.79 ISHARES MSCI EMERGING MARKETS ASIA iShares Pacific/Asia ex-Japan Stk NASDAQ
369    EEMO 10/8/2015 0.13 POWERSHARES S&P EMERG MKTS MOMENTUM ETF PowerShares Diversified Emerging Mkts NYSE
370    EEMS 8/18/2011 5.38 ISHARES MSCI EMERGING MARKETS SMALL-CAP iShares Diversified Emerging Mkts NYSE
371    EEMV 10/20/2011 74.78 ISHARES EDGE MSCI MIN VOL EMERGING MKTS iShares Diversified Emerging Mkts NYSE
372    EEMX 10/25/2016 0.01
373    EES 9/28/2009 5.2 WISDOMTREE SMALLCAP EARNINGS ETF WisdomTree Small Blend NYSE
374    EET 9/28/2009 5.3 PROSHARES ULTRA MSCI EMERGING MARKETS ProShares Trading--Leveraged Equity NYSE
375    EEV 9/28/2009 127.36 PROSHARES ULTRASHORT MSCI EMERGING MKTS ProShares Trading--Inverse Equity NYSE
376    EFA 9/28/2009 3930.53 ISHARES MSCI EAFE iShares Foreign Large Blend NYSE
377    EFAD 8/21/2014 1.02 PROSHARES MSCI EAFE DIVIDEND GROWERS ProShares Foreign Large Growth BATS
378    EFAS 11/16/2016 0.02 GLOBAL X MSCI SUPERDIVIDEND EAFE ETF Global X Funds Foreign Large Value NASDAQ
379    EFAV 10/20/2011 65.28 ISHARES MSCI EAFE MINIMUM VOLAT iShares Foreign Large Value NYSE
380    EFAX 10/25/2016 0.01 SPDR MSCI EAFE FOSSIL FUEL FREE ETF SPDR State Street Global Advisors Foreign Large Blend NYSE
381    EFFE 10/23/2014 0.3 JPMORGAN EFFICIENTE ETF Exchange Traded Fund Financial NYSE
382    EFG 9/28/2009 31.21 ISHARES MSCI EAFE GROWTH iShares Foreign Large Growth NYSE
383    EFNL 1/26/2012 2.1 ISHARES MSCI FINLAND CAPPED iShares Miscellaneous Region BATS
384    EFO 9/28/2009 1.13 PROSHARES ULTRA MSCI EAFE ProShares Trading--Leveraged Equity NYSE
385    EFU 9/28/2009 6.89 PROSHARES ULTRASHORT MSCI EAFE ProShares Trading--Inverse Equity NYSE
386    EFV 9/28/2009 50.24 ISHARES MSCI EAFE VALUE iShares Foreign Large Value NYSE
387    EFZ 9/28/2009 18.38 PROSHARES SHORT MSCI EAFE ProShares Trading--Inverse Equity NYSE
388    EGPT 2/18/2010 10.35 VANECK VECTORS EGYPT ETF Van Eck Miscellaneous Region NYSE
389    EIDO 7/12/2010 145.52 ISHARES MSCI INDONESIA iShares Miscellaneous Region NYSE
390    EIRL 7/12/2010 7.44 ISHARES MSCI IRELAND CAPPED iShares Miscellaneous Region NYSE
391    EIS 9/28/2009 9.54 ISHARES MSCI ISRAEL CAPPED iShares Miscellaneous Region NYSE
392    ELD 8/9/2010 36.61 WISDOMTREE EMERGING MARKETS LCL DBT ETF WisdomTree Emerging-Markets Local-Currency Bond NYSE
393    EMAG 8/19/2013 0.54 MARKET VECTORS EM AGGREGATE BD ETF Exchange Traded Fund Financial NYSE
394    EMB 9/28/2009 246.51 ISHARES JPMORGAN USD EMERG MARKETS BOND iShares Emerging Markets Bond NYSE
395    EMBH 7/30/2015 0.03 ISHARES INTEREST RT HDGD EMERG MKTS BD iShares Emerging Markets Bond NYSE
396    EMCB 3/8/2012 3.05 WISDOMTREE EMERGING MARKETS CORP BD ETF WisdomTree Emerging Markets Bond NASDAQ
397    EMCG 9/27/2013 0.43 WISDOMTREE EMERGING MARKETS CNSMR GR ETF WisdomTree Diversified Emerging Mkts NASDAQ
398    EMCR 10/16/2012 0.45 EGSHARES EMERGING MARKETS CORE ETF Exchange Traded Fund Financial NYSE
399    EMDD 8/15/2012 0.87 EGSHARES EMERG MKTS DOMESTIC DEMAND ETF Exchange Traded Fund Financial NYSE
400    EMDV 1/27/2016 0.11 PROSHARES MSCI EMERG MKTS DIV GROWERS ProShares Diversified Emerging Mkts BATS
401    EMFM 11/7/2013 1.78 GLOBAL X NEXT EMERGING & FRONTIER ETF Global X Funds Diversified Emerging Mkts NYSE
402    EMGF 12/10/2015 0.18 ISHARES EDGE MSCI MULTIFACTOR EMERG MKTS iShares Diversified Emerging Mkts BATS
403    EMHY 4/3/2012 5.65 ISHARES EMERGING MARKETS HIGH YIELD BOND iShares Emerging Markets Bond BATS
404    EMIF 9/28/2009 3.57 ISHARES EMERGING MARKETS INFRASTRUCTURE iShares Diversified Emerging Mkts NASDAQ
405    EMIH 3/3/2015 0.08 DEUTSCHE X-TRACKERS EMKTS BD INTR RT HDG Deutsche Asset Management Nontraditional Bond BATS
406    EMLC 7/23/2010 80.84 VANECK VECTORS JP MORGAN EM LC BD ETF Van Eck Emerging-Markets Local-Currency Bond NYSE
407    EMLP 6/21/2012 23.08 FIRST TRUST NORTH AMER ENGY INFRASETF First Trust Equity Energy NYSE
408    EMQQ 11/13/2014 0.97 EMQQ EMERGING MARKETS INTRNT & ECMRC ETF Exchange Traded Concepts Trust Diversified Emerging Mkts NYSE
409    EMSD 10/30/2015 0.21 WISDOMTREE STRONG DLR EMERG MKTS EQ ETF WisdomTree Diversified Emerging Mkts BATS
410    EMSH 11/21/2013 0.13 PROSHARES SHORT TERM USD EMERG MKTS BD Exchange Traded Fund Financial BATS
411    EMTL 4/14/2016 0.05 SPDR DOUBLELINE EMERG MKTS FXD INC ETF SPDR State Street Global Advisors Emerging Markets Bond BATS
412    ENFR 11/1/2013 0.78 ALERIAN ENERGY INFRASTRUCTURE ETF ALPS Energy Limited Partnership NYSE
413    ENOR 1/24/2012 2.49 ISHARES MSCI NORWAY CAPPED iShares Miscellaneous Region BATS
414    ENY 9/28/2009 7.93 GUGGENHEIM CANADIAN ENERGY INCO Guggenheim Funds Distributors, Inc. Equity Energy NYSE
415    ENZL 9/24/2010 11.09 ISHARES MSCI NEW ZEALAND CAPPED iShares Miscellaneous Region NASDAQ
416    EPHE 9/29/2010 64.95 ISHARES MSCI PHILIPPINES iShares Miscellaneous Region NYSE
417    EPI 9/28/2009 803.68 WISDOMTREE INDIA EARNINGS ETF WisdomTree India Equity NYSE
418    EPOL 7/12/2010 46.13 ISHARES MSCI POLAND CAPPED iShares Miscellaneous Region NYSE
419    EPP 9/28/2009 262.6 ISHARES MSCI PACIFIC EX JAPAN iShares Pacific/Asia ex-Japan Stk NYSE
420    EPS 9/28/2009 1.45 WISDOMTREE EARNINGS 500 ETF WisdomTree Large Blend NYSE
421    EPU 9/28/2009 48.19 ISHARES MSCI ALL PERU CAPPED iShares Miscellaneous Region NYSE
422    EPV 9/28/2009 34.8 PROSHARES ULTRASHORT FTSE EUROPE ProShares Trading--Inverse Equity NYSE
423    EQAL 12/29/2014 2.83 POWERSHARES RUSSELL 1000 EQUAL WGHT ETF PowerShares Mid-Cap Blend NYSE
424    EQL 9/28/2009 2.44 ALPS EQUAL SECTOR WEIGHT ETF ALPS Large Blend NYSE
425    EQLT 2/25/2014 0.17 WORKPLACE EQUALITY ETF ALPS Large Blend NYSE
426    EQWL 12/1/2014 0.24 POWERSHARES RUSSELL TOP 200 EQUAL WT ETF PowerShares Large Blend NYSE
427    EQWM 12/1/2014 0.23 POWERSHARES RUSSELL MIDCAP EQUAL WT ETF PowerShares Mid-Cap Blend NYSE
428    EQWS 12/1/2014 0.17
429    ERGF 5/12/2016 0.02
430    ERO 9/28/2009 0.45 IPATH EUR/USD EXCHANGE RATE ETN Barclays Funds Single Currency NYSE
431    ERUS 11/10/2010 58.21 ISHARES MSCI RUSSIA CAPPED iShares Miscellaneous Region NYSE
432    ERX 9/28/2009 885.09 DIREXION DAILY ENERGY BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
433    ERY 9/28/2009 480.82 DIREXION DAILY ENERGY BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
434    ERYY 4/7/2016 0.01 DIREXION DAILY ENERGY BEAR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
435    ESG 7/14/2016 0.02 FLEXSHARES STOXX US ESG IMPACT ETF Flexshares Trust Large Blend NASDAQ
436    ESGD 6/30/2016 0.08 ISHARES MSCI EAFE ESG OPTIMIZED ETF NASDAQ
437    ESGE 7/20/2016 0.07 ISHARES MSCI EM ESG OPTIMIZED ETF NASDAQ
438    ESGG 7/14/2016 0.01 FLEXSHARES STOXX GLBL ESG IMPACT ETF Flexshares Trust World Stock NASDAQ
439    ESGU 12/6/2016 0.01 ISHARES MSCI USA ESG OPTIMIZED ETF NASDAQ
440    ETHO 5/26/2015 6.77 ETHO CLIMATE LEADERSHIP US ETF ETHO Capital Mid-Cap Growth NYSE
441    EUDG 5/7/2014 0.57 WISDOMTREE EUROPE QUALITY DIV GR ETF WisdomTree Europe Stock NYSE
442    EUFL 7/27/2016 0.03 DIREXION DAILY EURP FINCLS BULL 2X ETF Direxion Funds Trading--Inverse Equity NYSE
443    EUFN 2/3/2010 35.92 ISHARES MSCI EUROPE FINANCIALS iShares Financial NASDAQ
444    EUFS 8/10/2016 0.02 DIREXION DAILY EURP FINCLS BEAR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
445    EUFX 6/27/2012 0.59 PROSHARES SHORT EURO ProShares Trading--Miscellaneous NYSE
446    EUM 9/28/2009 44.29 PROSHARES SHORT MSCI EMERGING MARKETS ProShares Trading--Inverse Equity NYSE
447    EUMV 6/5/2014 1 ISHARES EDGE MSCI MIN VOL EUROPE iShares Europe Stock NYSE
448    EUO 9/28/2009 162.8 PROSHARES ULTRASHORT EURO ProShares Trading--Miscellaneous NYSE
449    EURL 1/22/2014 4.74 DIREXION DAILY FTSE EUROPE BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
450    EUSA 7/20/2010 1.44 ISHARES MSCI USA EQUAL WEIGHTED iShares Large Blend NYSE
451    EUSC 3/4/2015 4.84 WISDOMTREE EUROPE HEDGED SMALLCAP EQ ETF WisdomTree Europe Stock NYSE
452    EVGBC 3/31/2016 0.01 EATON VANCE GLOBAL INCOME BUILDER NS Eaton Vance World Allocation NASDAQ
453    EVLMC 3/31/2016 0.01 EATON VANCE TABS 5TO15YR LDRD MUNIBD NS Eaton Vance Muni National Interm NASDAQ
454    EVX 9/28/2009 0.4 VANECK VECTORS ENVIRONMENTAL SVCS ETF Van Eck Industrials NYSE
455    EWA 9/28/2009 767.87 ISHARES MSCI AUSTRALIA iShares Miscellaneous Region NYSE
456    EWC 9/28/2009 542.44 ISHARES MSCI CANADA iShares Miscellaneous Region NYSE
457    EWD 9/28/2009 49.09 ISHARES MSCI SWEDEN CAPPED iShares Miscellaneous Region NYSE
458    EWEM 12/8/2010 0.96 GUGGENHEIM MSCI EM MKTS EQL CNTRY WT ETF Guggenheim Investments Diversified Emerging Mkts NYSE
459    EWG 9/28/2009 604.15 ISHARES MSCI GERMANY iShares Miscellaneous Region NYSE
460    EWGS 1/26/2012 1.16 ISHARES MSCI GERMANY SMALL-CAP iShares Miscellaneous Region BATS
461    EWH 9/28/2009 768.12 ISHARES MSCI HONG KONG INDEX FU iShares China Region NYSE
462    EWI 9/28/2009 199.96 ISHARES MSCI ITALY CAPPED iShares Miscellaneous Region NYSE
463    EWJ 9/28/2009 1744.04 ISHARES MSCI JAPAN iShares Japan Stock NYSE
464    EWK 9/28/2009 22.8 ISHARES MSCI BELGIUM CAPPED iShares Miscellaneous Region NYSE
465    EWL 9/28/2009 98.15 ISHARES MSCI SWITZERLAND CAPPED iShares Miscellaneous Region NYSE
466    EWM 9/28/2009 366.92 ISHARES MSCI MALAYSIA iShares Miscellaneous Region NYSE
467    EWMC 8/3/2015 0.65 GUGGENHEIM S&P MIDCAP 400 EQUAL WT ETF Guggenheim Investments Mid-Cap Blend NYSE
468    EWN 9/28/2009 27.72 ISHARES MSCI NETHERLANDS iShares Miscellaneous Region NYSE
469    EWO 9/28/2009 20.09 ISHARES MSCI AUSTRIA CAPPED iShares Miscellaneous Region NYSE
470    EWP 9/28/2009 178.14 ISHARES MSCI SPAIN CAPPED iShares Miscellaneous Region NYSE
471    EWQ 9/28/2009 101.32 ISHARES MSCI FRANCE iShares Miscellaneous Region NYSE
472    EWRE 8/14/2015 0.24 GUGGENHEIM S&P 500 EQL WGHT REL EST ETF Guggenheim Investments Real Estate NYSE
473    EWS 9/28/2009 339.32 ISHARES MSCI SINGAPORE CAPPED iShares Miscellaneous Region NYSE
474    EWSC 8/3/2015 0.33 GUGGENHEIM S&P SMALLCAP 600 EQL WT ETF Guggenheim Investments Small Blend NYSE
475    EWT 9/28/2009 1228.92 ISHARES MSCI TAIWAN CAPPED iShares China Region NYSE
476    EWU 9/28/2009 386.53 ISHARES MSCI UNITED KINGDOM iShares Miscellaneous Region NYSE
477    EWUS 1/26/2012 1.2 ISHARES MSCI UNITED KINGDOM SMALL-CAP iShares Miscellaneous Region BATS
478    EWV 9/28/2009 6.39 PROSHARES ULTRASHORT MSCI JAPAN ProShares Trading--Inverse Equity NYSE
479    EWW 9/28/2009 1124.44 ISHARES MSCI MEXICO CAPPED iShares Miscellaneous Region NYSE
480    EWX 9/28/2009 26.46 SPDR S&P EMERGING MARKETS SMALL CAP ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
481    EWY 9/28/2009 1041.99 ISHARES MSCI SOUTH KOREA CAPPED iShares Miscellaneous Region NYSE
482    EWZ 9/28/2009 5074.05 ISHARES MSCI BRAZIL CAPPED iShares Latin America Stock NYSE
483    EWZS 9/29/2010 5.9 ISHARES MSCI BRAZIL SMALL-CAP iShares Latin America Stock NASDAQ
484    EXI 9/28/2009 6.25 ISHARES GLOBAL INDUSTRIALS iShares Industrials NYSE
485    EXT 9/28/2009 1.02 WISDOMTREE TOTAL EARNINGS ETF WisdomTree Large Blend NYSE
486    EYLD 7/14/2016 0.07 CAMBRIA EMERGING SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Diversified Emerging Mkts BATS
487    EZA 9/28/2009 147.5 ISHARES MSCI SOUTH AFRICA iShares Miscellaneous Region NYSE
488    EZJ 9/28/2009 3.13 PROSHARES ULTRA MSCI JAPAN ProShares Trading--Leveraged Equity NYSE
489    EZM 9/28/2009 6.33 WISDOMTREE MIDCAP EARNINGS ETF WisdomTree Mid-Cap Blend NYSE
490    EZU 9/28/2009 478.73 ISHARES MSCI EUROZONE iShares Europe Stock BATS
491    EZY 9/29/2009 0.94 WISDOMTREE LOW P/E FUND WisdomTree Large Value NYSE
492    FAAR 5/23/2016 0.06 FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGY ETF NASDAQ
493    FAB 9/28/2009 3.43 FIRST TRUST MULTI CAP VAL ALPHADEX ETF First Trust Mid-Cap Value NASDAQ
494    FAD 9/28/2009 1.77 FIRST TRUST MULTI CAP GR ALPHADEX ETF First Trust Mid-Cap Growth NASDAQ
495    FALN 6/17/2016 0.08 ISHARES FALLEN ANGELS USD BOND ETF NASDAQ
496    FAN 9/28/2009 8.67 FIRST TRUST GLOBAL WIND ENERGY ETF First Trust Miscellaneous Sector NYSE
497    FAS 9/28/2009 4352.27 DIREXION DAILY FINANCIAL BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
498    FAUS 2/17/2012 0.36 FIRST TRUST AUSTRALIA ALPHADEX ETF First Trust Miscellaneous Region NYSE
499    FAZ 9/28/2009 3313.93 DIREXION FINANCIAL BEAR 3X SHAR Direxion Funds Trading-Inverse Equity NYSE
500    FAZZ 4/7/2016 0.03
501    FBGX 6/11/2014 3.1 UBS AG FI ENHANCED LARGE CAP GROWTH ETN UBS Group AG Large Growth NYSE
502    FBM 3/30/2011 4.43 FOCUS MORNINGSTAR BASIC MATERIA Focusshares Trust Industrials NYSE
503    FBND 10/9/2014 2.37 FIDELITY TOTAL BOND ETF Fidelity Investments Intermediate-Term Bond NYSE
504    FBT 9/28/2009 41.84 FIRST TRUST NYSE ARCA BIOTECH ETF First Trust Health NYSE
505    FBZ 4/19/2011 1.54 FIRST TRUST BRAZIL ALPHADEX ETF First Trust Latin America Stock NASDAQ
506    FCA 4/21/2011 0.73 FIRST TRUST CHINA ALPHADEX ETF First Trust China Region NASDAQ
507    FCAN 2/17/2012 1.92 FIRST TRUST CANADA ALPHADEX ETF First Trust Miscellaneous Region NASDAQ
508    FCEF 9/29/2016 0.16 FIRST TRUST CEF INCOME OPPORTUNITY ETF First Trust Allocation--50% to 70% Equity NASDAQ
509    FCG 9/28/2009 143.53 FIRST TRUST NATURAL GAS ETF First Trust Equity Energy NYSE
510    FCOM 10/24/2013 3.04 FIDELITY MSCI TELECOMMUNICATION SVC ETF Fidelity Investments Communications NYSE
511    FCOR 10/9/2014 0.66 FIDELITY CORPORATE BOND ETF Fidelity Investments Corporate Bond NYSE
512    FCVT 11/4/2015 0.27 FIRST TRUST SSI STRAT CONVERT SECS ETF First Trust Convertibles NASDAQ
513    FDD 9/28/2009 8.9 FIRST TRUST STOXX EUROPEAN SEL DIV ETF First Trust Europe Stock NYSE
514    FDIS 10/24/2013 6.26 FIDELITY MSCI CONSUMER DISCRET ETF Fidelity Investments Consumer Cyclical NYSE
515    FDIV 8/14/2014 0.72 FIRST TRUST STRATEGIC INCOME ETF First Trust Allocation--30% to 50% Equity NASDAQ
516    FDL 9/28/2009 27.48 FIRST TRUST MORNINGSTAR DIV LEADERS ETF First Trust Large Value NYSE
517    FDLO 9/15/2016 0.26 FIDELITY LOW VOLATILITY FACTOR ETF Fidelity Investments Large Blend NYSE
518    FDM 9/28/2009 3.95 FIRST TRUST DOW JONES SEL MICROCAP ETF First Trust Small Value NYSE
519    FDMO 9/15/2016 0.27 FIDELITY MOMENTUM FACTOR ETF Fidelity Investments Large Growth NYSE
520    FDN 9/28/2009 76.4 FIRST TRUST DOW JONES INTERNET ETF First Trust Technology NYSE
521    FDRR 9/15/2016 0.89 FIDELITY DIVIDEND ETF FOR RISING RATES Fidelity Investments Large Value NYSE
522    FDT 4/19/2011 5.18 FIRST TRUST DEV MKTS EX-US ALPHADEX ETF First Trust Foreign Large Blend NASDAQ
523    FDTS 2/16/2012 0.44 FIRST TRUST DEVMKTS EXUS SC ALPHADEXETF First Trust Foreign Small/Mid Value NASDAQ
524    FDVV 9/15/2016 0.58 FIDELITY CORE DIVIDEND ETF Fidelity Investments Large Value NYSE
525    FEEU 5/23/2013 1.47 BARCLAYS ETN+ FI ENHANCED EUROPE 50 Barclays Funds Foreign Large Blend NYSE
526    FEM 4/19/2011 17.64 FIRST TRUST EMERGING MRKTS ALPHADEX ETF First Trust Diversified Emerging Mkts NASDAQ
527    FEMB 11/5/2014 0.42 FIRST TRUST EMERGING MKTS LCL CCY BD ETF First Trust Emerging-Markets Local-Currency Bond NASDAQ
528    FEMS 2/17/2012 4.75 FIRST TRUST EMERG MKTS SC ALPHADEX ETF First Trust Diversified Emerging Mkts NASDAQ
529    FENY 10/24/2013 12.25 FIDELITY MSCI ENERGY ETF Fidelity Investments Equity Energy NYSE
530    FEP 9/28/2009 13.94 FIRST TRUST EUROPE ALPHADEX ETF First Trust Europe Stock NASDAQ
531    FEU 9/28/2009 8.06 SPDR STOXX EUROPE 50 ETF SPDR State Street Global Advisors Europe Stock NYSE
532    FEUZ 10/27/2014 1.01 FIRST TRUST EUROZONE ALPHADEX ETF NASDAQ
533    FEX 9/28/2009 22.32 FIRST TRUST LARGE CAP CORE ALPHADEX ETF First Trust Large Blend NASDAQ
534    FEZ 9/28/2009 269.32 SPDR EURO STOXX 50 ETF SPDR State Street Global Advisors Europe Stock NYSE
535    FFR 9/28/2009 2.97 FIRST TRUST FTSE EN DEV MKTS REL EST ETF First Trust Global Real Estate NYSE
536    FFTY 4/9/2015 1.92
537    FGD 9/28/2009 14.46 FIRST TRUST DOW JONES GLOBAL SEL DIV ETF First Trust Foreign Large Value NYSE
538    FGM 2/17/2012 2.57 FIRST TRUST GERMANY ALPHADEX ETF First Trust Miscellaneous Region NASDAQ
539    FHK 2/24/2012 3.12 FIRST TRUST HONG KONG ALPHADEX ETF First Trust China Region NASDAQ
540    FHLC 10/24/2013 13.1 FIDELITY MSCI HEALTH CARE ETF Fidelity Investments Health NYSE
541    FIBG 10/18/2013 0.4
542    FIBR 5/12/2016 0.17 ISHARES EDGE US FIXED INCOME BAL RISK iShares Nontraditional Bond BATS
543    FIDU 10/24/2013 5.24 FIDELITY MSCI INDUSTRIALS ETF Fidelity Investments Industrials NYSE
544    FIEE 2/18/2016 0.36 UBS AG FI ENHANCED EUROPE 50 ETN UBS Group AG Europe Stock NYSE
545    FIEG 10/8/2013 1.12
546    FIEU 9/6/2013 1.38 CREDIT SUISSE FI ENHANCED EUROPE50 ETN Credit Suisse AG Europe Stock NYSE
547    FIGY 5/22/2013 1.97 BARCLAYS ETN+ FI ENHANCED GLB HI YLD Barclays Funds World Stock NYSE
548    FIHD 2/22/2016 0.87 UBS AG FI ENHANCED GLOBAL HIGH YIELD ETN UBS Group AG World Stock NYSE
549    FILL 2/2/2012 2.05 ISHARES MSCI GLOBAL ENERGY PRODUCERS iShares Equity Energy NYSE
550    FINQ 8/31/2016 0.01 PUREFUNDS SOLACTIVE FINTECH ETF NASDAQ
551    FINU 7/12/2012 0.98 PROSHARES ULTRAPRO FINANCIAL SELECT SECT ProShares Trading--Leveraged Equity NYSE
552    FINX 9/13/2016 0.06 GLOBAL X FINTECH THEMATIC ETF Global X Funds Technology NASDAQ
553    FINZ 7/12/2012 0.46 PROSHARES ULTRAPRO SHORT FINCL SEL SECT ProShares Trading--Inverse Equity NYSE
554    FITS 6/9/2016 0.02 THE HEALTH AND FITNESS ETF Janus Consumer Cyclical NASDAQ
555    FIW 9/28/2009 5.4 FIRST TRUST WATER ETF First Trust Miscellaneous Sector NYSE
556    FIXD 2/15/2017 0.1 FIRST TRUST TCWOPPORTUNISTIC FXD INC ETF First Trust Exchange-Traded Fund VIII Intermediate-Term Bond NASDAQ
557    FJP 4/26/2011 4.47 FIRST TRUST JAPAN ALPHADEX ETF First Trust Japan Stock NASDAQ
558    FKO 4/25/2011 0.77 FIRST TRUST SOUTH KOREA ALPHADEX FUND NASDAQ
559    FKU 2/27/2012 4.41 FIRST TRUST UNITED KINGDOM ALPHADEX ETF First Trust Miscellaneous Region NASDAQ
560    FLAG 1/31/2013 0.63 WEATHERSTORM FORENSIC ACCNTG LG-SHRT ETF Exchange Traded Concepts, LLC Large Value NASDAQ
561    FLAT 8/10/2010 2.1 IPATH US TREASURY FLATTENER ETN iPath Trading-Miscellaneous NYSE
562    FLCO 10/5/2016 0.02 FRANKLIN LIBERTY INVESTMENT GRD CORP ETF Franklin Templeton Investments Corporate Bond NYSE
563    FLGE 6/11/2014 0.85 CREDIT SUISSE FI LARGE CAP GR ENH ETN Credit Suisse AG Large Growth NYSE
564    FLIO 1/27/2017 0.01 FRANKLIN LIBERTY INTERNATIONAL OPPS ETF Franklin Templeton Investments Foreign Large Blend NYSE
565    FLM 9/28/2009 1.29 FIRST TRUST GLOBAL ENG AND CONST ETF First Trust Industrials NYSE
566    FLN 4/20/2011 1.76 FIRST TRUST LATIN AMERICA ALPHADEX ETF First Trust Latin America Stock NASDAQ
567    FLOT 6/17/2011 50.74 ISHARES FLOATING RATE BOND iShares Ultrashort Bond NYSE
568    FLQD 6/3/2016 0.07 FRANKLIN LIBERTYQ GLOBAL DIVIDEND ETF Franklin Templeton Investments World Stock NYSE
569    FLQE 6/3/2016 0.11 FRANKLIN LIBERTYQ EMERGING MARKETS ETF Franklin Templeton Investments Diversified Emerging Mkts NYSE
570    FLQG 6/3/2016 0.04 FRANKLIN LIBERTYQ GLOBAL EQUITY ETF Franklin Templeton Investments World Stock NYSE
571    FLQH 6/3/2016 0.07 FRANKLIN LIBERTYQ INTL EQ HDGD ETF Franklin Templeton Investments Foreign Large Blend NYSE
572    FLRN 12/1/2011 6.8 SPDR BLMBG BARCLAYS INV GRD FLT RT ETF SPDR State Street Global Advisors Ultrashort Bond NYSE
573    FLRT 2/19/2015 0.16 ADVISORSHARES PACIFIC ASST ENH FL RT ETF AdvisorShares Bank Loan NYSE
574    FLTB 10/9/2014 2.17 FIDELITY LIMITED TERM BOND ETF Fidelity Investments Short-Term Bond NYSE
575    FLTR 4/26/2011 3.62 MARKET VECTORS INVESTMENT GRADE Van Eck Short-Term Bond NYSE
576    FM 9/13/2012 37.25 ISHARES MSCI FRONTIER 100 iShares Diversified Emerging Mkts NYSE
577    FMAT 10/24/2013 3.98 FIDELITY MSCI MATERIALS ETF Fidelity Investments Natural Resources NYSE
578    FMB 5/15/2014 1.25 FIRST TRUST MANAGED MUNICIPAL ETF First Trust Muni National Interm NASDAQ
579    FMF 8/2/2013 0.28 FIRST TRUST MORNINGSTAR MGD FUTSSTRT ETF First Trust Managed Futures NYSE
580    FMK 5/12/2011 0.65 FIRST TRUST MEGA CAP ALPHADEX ETF First Trust Large Blend NASDAQ
581    FNCF 5/12/2016 0.03 ISHARES EDGE MSCI MULTIFACTOR FINANCIALS iShares Financial BATS
582    FNCL 10/24/2013 10.22 FIDELITY MSCI FINANCIALS ETF Fidelity Investments Financial NYSE
583    FNDA 8/15/2013 6.06 SCHWAB FUNDAMENTAL US SMALL COMPANY ETF Schwab ETFs Small Blend NYSE
584    FNDB 8/15/2013 2.55 SCHWAB FUNDAMENTAL US BROAD MARKET ETF Schwab ETFs Large Value NYSE
585    FNDC 8/15/2013 4.28 SCHWAB FUNDAMENTAL INTL SM CO ETF Schwab ETFs Foreign Small/Mid Blend NYSE
586    FNDE 8/15/2013 7.01 SCHWAB FUNDAMENTAL EMERG MKTS LG CO ETF Schwab ETFs Diversified Emerging Mkts NYSE
587    FNDF 8/15/2013 9.44 SCHWAB FUNDAMENTAL INTL LG CO ETF Schwab ETFs Foreign Large Value NYSE
588    FNDX 8/15/2013 6.46 SCHWAB FUNDAMENTAL US LARGE COMPANY ETF Exchange Traded Fund Financial NYSE
589    FNI 9/28/2009 7.22 FIRST TRUST CHINDIA ETF First Trust Miscellaneous Region NYSE
590    FNK 4/20/2011 2.14 FIRST TRUST MID CAP VALUE ALPHADEX ETF First Trust Small Value NASDAQ
591    FNX 9/28/2009 14.43 FIRST TRUST MID CAP CORE ALPHADEX FUND NASDAQ
592    FNY 4/20/2011 2.65 FIRST TRUST MID CAP GROWTH ALPHADEX ETF First Trust Mid-Cap Growth NASDAQ
593    FOANC 2/14/2017 0.01
594    FOIL 4/21/2011 0.15 IPATH PURE BETA ALUMINUM ETN Barclays Funds Commodities Industrial Metals NYSE
595    FONE 2/18/2011 0.58 FIRST TRUST NASDAQ SMARTPHONE ETF First Trust Technology NASDAQ
596    FPA 4/20/2011 2.5 FIRST TRUST ASIAPAC EX-JPN ALPHADEX ETF First Trust Pacific/Asia ex-Japan Stk NASDAQ
597    FPE 2/12/2013 22.25 FIRST TRUST PREFERRED SEC & INC ETF First Trust Preferred Stock NYSE
598    FPX 9/28/2009 12.06 FIRST TRUST US EQUITY OPPORTUNITIES ETF First Trust Large Growth NYSE
599    FPXI 11/7/2014 1.72 FIRST TRUST INTERNATIONAL IPO ETF First Trust Foreign Large Growth NASDAQ
600    FQAL 9/15/2016 0.38 FIDELITY QUALITY FACTOR ETF Fidelity Investments Large Blend NYSE
601    FRAK 2/15/2012 4.25 MARKET VECTORS UNCONVNT OIL & GAS ETF Exchange Traded Fund Financial NYSE
602    FREL 2/5/2015 3.4 FIDELITY MSCI REAL ESTATE ETF Fidelity Investments Real Estate NYSE
603    FRI 9/28/2009 19.45 FIRST TRUST S&P REIT ETF First Trust Real Estate NYSE
604    FRN 9/28/2009 10.83 GUGGENHEIM FRONTIER MARKETS ETF Guggenheim Investments Diversified Emerging Mkts NYSE
605    FSTA 10/24/2013 5.29 FIDELITY MSCI CONSUMER STAPLES ETF Fidelity Investments Consumer Defensive NYSE
606    FSZ 2/16/2012 2.97 FIRST TRUST SWITZERLAND ALPHADEX ETF First Trust Miscellaneous Region NASDAQ
607    FTA 9/28/2009 15.43 FIRST TRUST LARGE CAP VAL ALPHADEX ETF First Trust Large Value NASDAQ
608    FTAG 6/29/2015 0.69 FIRST TRUST INDXX GLOBAL AGRICULTURE ETF NASDAQ
609    FTC 9/28/2009 8.78 FIRST TRUST LARGE CAP GR ALPHADEX ETF First Trust Large Growth NASDAQ
610    FTCS 2/11/2013 2.67 FIRST TRUST CAPITAL STRENGTH ETF First Trust Large Blend NASDAQ
611    FTEC 10/24/2013 10.43 FIDELITY MSCI INFORMATION TECH ETF Fidelity Investments Technology NYSE
612    FTGC 10/23/2013 5.21 FIRST TRUST GLOBAL TACT CMDTY STRAT ETF First Trust Commodities Broad Basket NASDAQ
613    FTHI 1/7/2014 1.17 FIRST TRUST HIGH INCOME ETF First Trust Long-Short Equity NASDAQ
614    FTLB 1/7/2014 0.5 FIRST TRUST LOW BETA INCOME ETF First Trust Long-Short Equity NASDAQ
615    FTLS 9/9/2014 1.38 FIRST TRUST LONG/SHORT EQUITY ETF First Trust Long-Short Equity NYSE
616    FTRI 6/29/2015 1.23 FIRST TRUST INDXX GLBL NATRL RES INC ETF First Trust Natural Resources NASDAQ
617    FTSD 11/5/2013 0.17 FRANKLIN LIBERTY SHORT DUR US GOVT ETF Franklin Templeton Investments Short Government NYSE
618    FTSL 5/2/2013 10.08 FIRST TRUST SENIOR LOAN ETF First Trust Bank Loan NASDAQ
619    FTSM 8/6/2014 8.05 FIRST TRUST ENHANCED SHORT MATURITY ETF First Trust Ultrashort Bond NASDAQ
620    FTW 2/28/2012 0.56 FIRST TRUST TAIWAN ALPHADEX ETF First Trust China Region NASDAQ
621    FTXD 10/11/2016 0.01 FIRST TRUST NASDAQ RETAIL ETF First Trust Consumer Cyclical NASDAQ
622    FTXG 10/10/2016 0.06 FIRST TRUST NASDAQ FOOD & BEVERAGE ETF First Trust Consumer Defensive NASDAQ
623    FTXH 9/22/2016 0.03 FIRST TRUST NASDAQ PHARMACEUTICALS ETF First Trust Health NASDAQ
624    FTXL 9/21/2016 0.17 FIRST TRUST NASDAQ SEMICONDUCTOR ETF First Trust Technology NASDAQ
625    FTXN 9/23/2016 0.01 FIRST TRUST NASDAQ OIL & GAS ETF First Trust Equity Energy NASDAQ
626    FTXO 10/7/2016 1.46 FIRST TRUST NASDAQ BANK ETF First Trust Financial NASDAQ
627    FTXR 9/22/2016 0.02 FIRST TRUST NASDAQ TRANSPORTATION ETF NASDAQ
628    FUD 9/28/2009 1.41 UBS ETRACS CMCI FOOD TOTAL RETURN ETN UBS Group AG Commodities Agriculture NYSE
629    FUE 9/28/2009 0.73 ELEMENTS MLCX BIOFUELS EXCH SER TR ETN ELEMENTS Commodities Agriculture NYSE
630    FUT 2/18/2016 0.05 PROSHARES MANAGED FUTURES STRATEGY ProShares Managed Futures BATS
631    FUTY 10/24/2013 6 FIDELITY MSCI UTILITIES ETF Fidelity Investments Utilities NYSE
632    FV 3/6/2014 66.84 FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF First Trust Mid-Cap Growth NASDAQ
633    FVAL 9/15/2016 0.4 FIDELITY VALUE FACTOR ETF Fidelity Investments Large Value NYSE
634    FVC 3/18/2016 1.66 FIRST TRUST DORSEY WRIGHT DYNAMIC FOC 5 First Trust Mid-Cap Blend NASDAQ
635    FVD 9/28/2009 28.87 FIRST TRUST VALUE LINE DIVIDEND ETF First Trust Large Value NYSE
636    FVL 9/28/2009 2.84 FIRST TRUST VALUE LINE 100 ETF ETF First Trust Mid-Cap Blend NYSE
637    FWDB 6/21/2011 1.01 ADVISORSHARES MADRONA GLOBAL BOND ETF AdvisorShares World Bond NYSE
638    FWDD 6/21/2011 0.66 ADVISORSHARES MADRONA DOMESTIC ETF AdvisorShares Large Blend NYSE
639    FWDI 6/21/2011 1.44 ADVISORSHARES MADRONA INTERNATIONAL ETF AdvisorShares Foreign Large Blend NYSE
640    FXA 9/28/2009 42.57 CURRENCYSHARES AUSTRALIAN DOLLAR ETF Guggenheim Investments Single Currency NYSE
641    FXB 9/28/2009 12.82 CURRENCYSHARES BRITISH POUND STER ETF Guggenheim Investments Single Currency NYSE
642    FXC 9/28/2009 37.6 RYDEX CURRENCYSHARES CANADIAN D Rydex/SGI Currency NYSE
643    FXCH 10/4/2011 0.27 CURRENCYSHARES CHINESE RENMINBI Rydex/SGI Currency NYSE
644    FXD 9/28/2009 51.63 FIRST TRUST CNSMR DISCRET ALPHADEX ETF First Trust Consumer Cyclical NYSE
645    FXE 9/28/2009 246.43 CURRENCYSHARES EURO ETF Guggenheim Investments Single Currency NYSE
646    FXEP 10/9/2015 0.02
647    FXEU 5/11/2015 1.6 POWERSHARES EUROPE CURRENCY HDGD LW VLTL PowerShares Europe Stock NYSE
648    FXF 9/28/2009 13.68 CURRENCYSHARES SWISS FRANC ETF Guggenheim Investments Single Currency NYSE
649    FXG 9/28/2009 41.34 FIRST TRUST CNSMR STAPLES ALPHADEX ETF First Trust Consumer Defensive NYSE
650    FXH 9/28/2009 44.58 FIRST TRUST HEALTH CARE ALPHADEX ETF First Trust Health NYSE
651    FXI 9/28/2009 4470.12 ISHARES FTSE CHINA 25 INDEX FUN iShares China Region NYSE
652    FXJP 1/12/2016 0.11 POWERSHARES JAPAN CCY HDGD LW VLTL PowerShares Japan Stock NYSE
653    FXL 9/28/2009 26.53 FIRST TRUST TECHNOLOGY ALPHADEX ETF First Trust Technology NYSE
654    FXN 9/28/2009 51.38 FIRST TRUST ENERGY ALPHADEX ETF First Trust Equity Energy NYSE
655    FXO 9/28/2009 38.05 FIRST TRUST FINANCIALS ALPHADEX ETF First Trust Financial NYSE
656    FXP 9/28/2009 142.57 PROSHARES ULTRASHORT FTSE CHINA 50 ProShares Trading--Inverse Equity NYSE
657    FXR 9/28/2009 23.5 FIRST TRUST INDTLS/PRDCRDURBALPHADEXETF First Trust Industrials NYSE
658    FXS 9/28/2009 1.34 CURRENCYSHARES SWEDISH KRONA ETF Guggenheim Investments Single Currency NYSE
659    FXSG 2/13/2013 0.14 CURRENCYSHARES SINGAPORE DOLLAR ETF Exchange Traded Fund Financial NYSE
660    FXU 9/28/2009 33.06 FIRST TRUST UTILITIES ALPHADEX ETF First Trust Utilities NYSE
661    FXY 9/28/2009 56.19 CURRENCYSHARES JAPANESE YEN ETF Guggenheim Investments Single Currency NYSE
662    FXZ 9/28/2009 25.08 FIRST TRUST MATERIALS ALPHADEX ETF First Trust Natural Resources NYSE
663    FYC 4/20/2011 2.44 FIRST TRUST SMALL CAP GR ALPHADEX ETF First Trust Small Growth NASDAQ
664    FYLD 12/3/2013 2.32 CAMBRIA FOREIGN SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Foreign Small/Mid Value BATS
665    FYT 4/20/2011 2.91 FIRST TRUST SMALL CAP VAL ALPHADEX ETF First Trust Small Value NASDAQ
666    FYX 9/28/2009 11.85 FIRST TRUST SMALL CAP CORE ALPHADEX ETF First Trust Small Blend NASDAQ
667    GAA 12/10/2014 0.7 CAMBRIA GLOBAL ASSET ALLOCATION ETF CAMBRIA ETF TRUST Multialternative BATS
668    GAF 9/28/2009 2.47 SPDR S&P EMERGING MIDDLE EAST&AFR ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
669    GAL 4/26/2012 2.82 SPDR SSGA GLOBAL ALLOCATION ETF Exchange Traded Fund Financial NYSE
670    GAMR 3/10/2016 0.14 PUREFUNDS VIDEO GAME TECH ETF Pure Funds Technology NYSE
671    GASL 2/1/2011 67.75 DIREXION DAILY NAT GAS RLTD BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
672    GASX 1/31/2011 11.52 DIREXION DAILY NAT GAS RLTD BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
673    GAZ 9/28/2009 20.66 IPATH BLOOMBERG NATURAL GAS SUBTR ETN Barclays Funds Commodities Energy NYSE
674    GBB 9/28/2009 0.47 IPATH GBP/USD EXCHANGE RATE ETN Barclays Funds Single Currency NYSE
675    GBF 9/28/2009 3.46 ISHARES GOVERNMENT/CREDIT BOND iShares Intermediate-Term Bond NYSE
676    GBIL 9/8/2016 0.06 GOLDMAN SACHS TREASURYACCESS 0-1 YEARETF Goldman Sachs Ultrashort Bond NYSE
677    GBTC 5/4/2015 0.76 BITCOIN INVESTMENT TRUST Grayscale Trading--Miscellaneous NASDAQ
678    GCC 9/28/2009 16.23 WISDOMTREE CONTINUOUS COMMODITY ETF GreenHaven Commodities Broad Basket NYSE
679    GCE 9/28/2009 1.19 CLAYMORE CEF GS CONNECT ETN Goldman Sachs Allocation--50% to 70% Equity NYSE
680    GDJJ 2/13/2015 0.72 PROSHARES ULTRA JUNIOR MINERS ProShares Trading--Leveraged Equity NYSE
681    GDX 9/28/2009 6471.26 VANECK VECTORS GOLD MINERS ETF Van Eck Equity Precious Metals NYSE
682    GDXJ 11/11/2009 2191.08 VANECK VECTORS JUNIOR GOLD MINERS ETF Van Eck Equity Precious Metals NYSE
683    GDXS 2/13/2015 1.88 PROSHARES ULTRASHORT GOLD MINERS ProShares Trading--Inverse Equity NYSE
684    GDXX 2/13/2015 1.53 PROSHARES ULTRA GOLD MINERS ProShares Trading--Leveraged Equity NYSE
685    GEM 9/29/2015 3.05 GOLDMAN SACHS ACTIVEBETA EMKTS EQ ETF Goldman Sachs Diversified Emerging Mkts NYSE
686    GENY 8/22/2016 0.02 PRINCIPAL MILLENNIALS ETF Principal Funds World Stock NASDAQ
687    GEUR 2/12/2014 1.15 ADVISORSHARES GARTMAN GOLD/EURO ETF AdvisorShares Commodities Precious Metals NYSE
688    GEX 9/28/2009 5.9 VANECK VECTORS GLOBAL ALT ENERGY ETF Van Eck Miscellaneous Sector NYSE
689    GGOV 1/26/2012 2.06 PROSHARES GERMAN SOVEREIGN/SUB-SOVEREIGN Exchange Traded Fund Financial NYSE
690    GHE 4/5/2016 0.03 REX GOLD HEDGED FTSE EMERGING MKTS ETF Rex Diversified Emerging Mkts NYSE
691    GHII 2/11/2015 0.49
692    GHS 4/5/2016 0.05 REX GOLD HEDGED S&P 500 ETF Rex Large Blend NYSE
693    GHYG 4/5/2012 2.6 ISHARES GLOBAL HIGH YIELD CORPORATE BOND iShares World Bond BATS
694    GII 9/28/2009 2.49 SPDR S&P GLOBAL INFRASTRUCTURE ETF SPDR State Street Global Advisors Infrastructure NYSE
695    GIVE 5/24/2012 0.18 ADVISORSHARES GLOBAL ECHO ETF Exchange Traded Fund Financial NYSE
696    GLD 9/28/2009 3719.3 SPDR GOLD TRUST State Street Global Advisors Commodities Precious Metals NYSE
697    GLDI 1/29/2013 2.46 CREDIT SUISSE GOLD SHARES COV CALL ETN Exchange Traded Fund Financial NASDAQ
698    GLDW 1/30/2017 0.05 SPDR LONG DOLLAR GOLD TRUST SPDR State Street Global Advisors Commodities Precious Metals NYSE
699    GLL 9/28/2009 59.29 PROSHARES ULTRASHORT GOLD ProShares Trading--Inverse Commodities NYSE
700    GLTR 10/22/2010 6.22 ETFS PHYSICAL PM BASKET ETF Securities Commodities Precious Metals NYSE
701    GMF 9/28/2009 16.91 SPDR S&P EMERGING ASIA PACIFIC ETF SPDR State Street Global Advisors Pacific/Asia ex-Japan Stk NYSE
702    GML 9/28/2009 4.14 SPDR S&P EMERGING LATIN AMERICA ETF SPDR State Street Global Advisors Latin America Stock NYSE
703    GMM 9/28/2009 6.06 SPDR S&P EMERGING MARKETS ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
704    GMMB 1/29/2010 0.19 COLUMBIA INTERMEDIATE MUNICIPAL Columbia Muni National Interm NYSE
705    GMOM 11/4/2014 0.83 CAMBRIA GLOBAL MOMENTUM ETF CAMBRIA ETF TRUST World Allocation NYSE
706    GMTB 1/29/2010 0.31 COLUMBIA CORE BOND STRATEGY FUN Columbia Intermediate-Term Bond NYSE
707    GNMA 2/17/2012 2.5 ISHARES GNMA BOND iShares Intermediate Government NASDAQ
708    GNR 9/24/2010 15.85 SPDR S&P GLOBAL NATURAL RESOURCES ETF SPDR State Street Global Advisors Natural Resources NYSE
709    GNRX 1/13/2016 0.09 VANECK VECTORS GENERIC DRUGS ETF NASDAQ
710    GOEX 3/28/2016 1.6 GLOBAL X GOLD EXPLORERS ETF Global X Funds Equity Precious Metals NYSE
711    GOVT 2/24/2012 18.15 ISHARES US TREASURY BOND iShares Intermediate Government NYSE
712    GQRE 11/6/2013 1.12 FLEXSHARES GLBL QUALITY REAL ESTATE ETF Flexshares Trust Global Real Estate NYSE
713    GREK 12/8/2011 60.6 GLOBAL X MSCI GREECE ETF Global X Funds Miscellaneous Region NYSE
714    GRES 10/27/2009 3.9 IQ GLOBAL RESOURCES ETF IndexIQ Natural Resources NYSE
715    GRI 9/28/2009 2.63 COHEN & STEERS GLOBAL REALTY MAJORS ETF ALPS Global Real Estate NYSE
716    GRID 11/17/2009 1.46 FIRST TRUST NASDAQ CLN EDGESTGIDIFSETF First Trust Miscellaneous Sector NASDAQ
717    GRN 9/28/2009 1.11 IPATH GLOBAL CARBON ETN Barclays Funds Commodities Miscellaneous NYSE
718    GRU 9/28/2009 3.71 ELEMENTS MLCX GRAINS TR ETN ELEMENTS Commodities Agriculture NYSE
719    GSC 9/28/2009 2.17 GS CONNECT S&P GSCI ENH COMMODITY TR ETN Goldman Sachs Commodities Broad Basket NYSE
720    GSEU 9/8/2015 87.71 GOLDMAN SACHS ACTIVEBETA EUROPE EQ ETF Goldman Sachs Europe Stock NYSE
721    GSG 9/28/2009 60.27 ISHARES S&P GSCI COMMODITY-INDEXED TRUST iShares Commodities Broad Basket NYSE
722    GSIE 11/10/2015 2.2 GOLDMAN SACHS ACTIVEBETA INTL EQ ETF Goldman Sachs Foreign Large Blend NYSE
723    GSJY 3/4/2016 0.15 GOLDMAN SACHS ACTIVEBETA JAPAN EQ ETF Goldman Sachs Japan Stock NYSE
724    GSLC 9/21/2015 3.68 GOLDMAN SACHS ACTIVEBETA US LGCP EQ ETF Goldman Sachs Large Blend NYSE
725    GSP 9/28/2009 6 IPATH S&P GSCI TOTAL RETURN ETN Barclays Funds Commodities Broad Basket NYSE
726    GSY 2/8/2011 10.36 GUGGENHEIM ENHANCED SHORT DUR ETF Guggenheim Investments Ultrashort Bond NYSE
727    GTAA 10/26/2010 3.11 ADVISORSHARES MORG CRK GLBL TACTICL ETF AdvisorShares Tactical Allocation NYSE
728    GTO 2/10/2016 0.29 GUGGENHEIM TOTAL RETURN BOND ETF Guggenheim Investments Intermediate-Term Bond NYSE
729    GULF 9/28/2009 4.74 WISDOMTREE MIDDLE EAST DIVIDEND ETF WisdomTree Miscellaneous Region NASDAQ
730    GUNR 9/22/2011 43.48 FLEXSHARES MSTAR GLBL UPSTRM NAT RES ETF Flexshares Trust Natural Resources NYSE
731    GUR 9/28/2009 10.69 SPDR S&P EMERGING EUROPE ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
732    GURI 3/11/2014 0.09 GLOBAL X GURU INTERNATIONAL ETF Global X Funds Foreign Large Blend NYSE
733    GURU 6/5/2012 7.48 GLOBAL X GURU ETF Global X Funds Large Growth NYSE
734    GUSH 5/29/2015 26.43 DIREXION DLY S&P OIL&GS EX&PRD BL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
735    GVAL 3/12/2014 3.22 CAMBRIA GLOBAL VALUE ETF CAMBRIA ETF TRUST Foreign Small/Mid Value NYSE
736    GVI 9/28/2009 15.57 ISHARES INTERM GOVERNMENT/CREDIT BD iShares Intermediate-Term Bond NYSE
737    GVIP 11/3/2016 0.21 GOLDMAN SACHS HEDGE INDUSTRY VIP ETF Goldman Sachs Large Blend NYSE
738    GWL 9/28/2009 13.34 SPDR S&P WORLD EX-US ETF SPDR State Street Global Advisors Foreign Large Blend NYSE
739    GWX 9/28/2009 24.67 SPDR S&P INTERNATIONAL SMALL CAP ETF SPDR State Street Global Advisors Foreign Small/Mid Blend NYSE
740    GXC 9/28/2009 38.39 SPDR S&P CHINA ETF SPDR State Street Global Advisors China Region NYSE
741    GXF 9/28/2009 2.61 GLOBAL X FTSE NORDIC REGION ETF Global X Funds Miscellaneous Region NYSE
742    GXG 9/28/2009 27.71 GLOBAL X MSCI COLOMBIA ETF Global X Funds Miscellaneous Region NYSE
743    GYEN 2/12/2014 1.56 ADVISORSHARES GARTMAN GOLD/YEN ETF AdvisorShares Commodities Precious Metals NYSE
744    GYLD 5/8/2012 9.59 ARROW DOW JONES GLOBAL YIELD ETF ArrowShares World Allocation NYSE
745    HACK 11/12/2014 33.33 PUREFUNDS ISE CYBER SECURITY ETF Pure Funds Technology NYSE
746    HACV 11/4/2015 0.03 ISHARES EDGE MSCI MIN VOL GLOBAL CCY HDG iShares World Stock BATS
747    HACW 7/21/2015 0.02
748    HAHA 10/20/2015 0.03 CSOP CHINA CSI 300 A-H DYNAMIC ETF CSOP Asset Management China Region NYSE
749    HAKK 9/17/2015 0.08 DIREXION DAILY CYBER SEC&IT BULL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
750    HAO 9/28/2009 32.2 GUGGENHEIM CHINA SMALL CAP ETF Guggenheim Investments China Region NYSE
751    HAP 9/28/2009 9.83 VANECK VECTORS NATURAL RESOURCES ETF Van Eck Natural Resources NYSE
752    HAUD 7/13/2015 0.03 ISHARES CURRENCY HEDGED MSCI AUS iShares Miscellaneous Region NYSE
753    HAWX 7/1/2015 0.19 ISHARES CURRENCY HEDGED MSCI ACWI EX US iShares Foreign Large Blend NYSE
754    HCRF 5/12/2016 0.03 ISHARES EDGE MSCI MULTIFACTOR HEALTHCARE iShares Health BATS
755    HDAW 8/14/2015 0.06 DEUTSCHE X-TRACKERS MSCIAWDEXUSHDVYDHGEQ Deutsche Asset Management Foreign Large Value NYSE
756    HDEE 8/18/2015 0.01
757    HDEF 8/18/2015 0.04
758    HDEZ 8/18/2015 0.04 DEUTSCHE X-TRACKERS MSCI EUROZONE HIDIVY Deutsche Asset Management Europe Stock BATS
759    HDG 7/14/2011 0.89 PROSHARES HEDGE REPLICATION ProShares Multialternative NYSE
760    HDGE 1/27/2011 24.69 ADVISORSHARES RANGER EQUITY BEAR ETF AdvisorShares Bear Market NYSE
761    HDLV 10/1/2014 1.5 UBS ETRACS M PY 2XLVG US HIDIVLOWVOL ETN UBS Group AG Trading--Leveraged Equity NYSE
762    HDMV 8/26/2016 0.08 FIRST TRUST HRZN MGDVOLATIL DEV INTL ETF First Trust Foreign Large Blend NYSE
763    HDRW 10/29/2015 0.02 WISDOMTREE GLOBAL EX-US HDGD REL EST ETF WisdomTree Global Real Estate BATS
764    HDV 3/31/2011 56.23 ISHARES CORE HIGH DIVIDEND iShares Large Value NYSE
765    HDWX 9/15/2015 0.1 SPDR S&P INTERNATIONAL DIV CCY HDGD ETF SPDR State Street Global Advisors Foreign Large Value NYSE
766    HECO 6/20/2012 5.48 HUNTINGTON ECOLOGICAL STRATEGY ETF Exchange Traded Fund Financial NYSE
767    HEDJ 12/31/2009 362.33 WISDOMTREE EUROPE HEDGED EQUITY ETF WisdomTree Europe Stock NYSE
768    HEEM 9/25/2014 4.49 ISHARES CURRENCY HEDGED MSCI EMERG MKTS iShares Diversified Emerging Mkts NYSE
769    HEFA 2/14/2014 58.17 ISHARES CURRENCY HEDGED MSCI EAFE Exchange Traded Fund Financial NYSE
770    HEFV 11/4/2015 0.12 ISHARES EDGE MSCI MIN VOL EAFE CCY HDG iShares Foreign Large Blend BATS
771    HEMV 11/4/2015 0.06 ISHARES EDGE MSCI MIN VOL EM CCY HDG iShares Diversified Emerging Mkts BATS
772    HEUS 11/6/2015 0.03 ISHARES CURRENCY HEDGED MSCI EURP SM-CP iShares Europe Stock BATS
773    HEUV 11/9/2015 0.06 ISHARES EDGE MSCI MIN VOL EUROPE CCY HG iShares Europe Stock BATS
774    HEWC 7/1/2015 0.08 ISHARES CURRENCY HEDGED MSCI CANADA iShares Miscellaneous Region NYSE
775    HEWG 2/18/2014 41.38 ISHARES CURRENCY HEDGED MSCI GERMANY iShares Miscellaneous Region NYSE
776    HEWI 7/8/2015 0.71 ISHARES CURRENCY HEDGED MSCI ITALY iShares Miscellaneous Region NYSE
777    HEWJ 2/5/2014 34.71 ISHARES CURRENCY HEDGED MSCI JAPAN iShares Japan Stock NYSE
778    HEWL 7/15/2015 0.1 ISHARES CURRENCY HEDGED MSCI SWZ iShares Miscellaneous Region NYSE
779    HEWP 7/2/2015 0.8 ISHARES CURRENCY HEDGED MSCI SPAIN iShares Miscellaneous Region NYSE
780    HEWU 7/9/2015 0.87 ISHARES CURRENCY HEDGED MSCI UK iShares Miscellaneous Region NYSE
781    HEWW 7/13/2015 0.04 ISHARES CURRENCY HEDGED MSCI MEXICO iShares Miscellaneous Region NYSE
782    HEWY 7/1/2015 0.12 ISHARES CURRENCY HEDGED MSCI SOUTH KOREA iShares Miscellaneous Region NYSE
783    HEZU 8/22/2014 53.52 ISHARES CURRENCY HEDGED MSCI EUROZONE iShares Europe Stock NYSE
784    HFEZ 6/10/2015 0.21 SPDR EURO STOXX 50 CURRENCY HEDGED ETF SPDR State Street Global Advisors Europe Stock NYSE
785    HFXE 7/22/2015 0.38
786    HFXI 7/22/2015 0.65 IQ 50 PERCENT HEDGED FTSE INTL ETF IndexIQ Foreign Large Blend NYSE
787    HFXJ 7/22/2015 0.19 IQ 50 PERCENT HEDGED FTSE JAPAN ETF IndexIQ Japan Stock NYSE
788    HGEU 6/25/2015 0.16 PROSHARES HEDGED FTSE EUROPE ProShares Europe Stock NYSE
789    HGI 9/28/2009 2.96 GUGGENHEIM INTL MULTI-ASSET INC ETF Guggenheim Investments Foreign Large Value NYSE
790    HGJP 6/25/2015 0.19 PROSHARES HEDGED FTSE JAPAN ProShares Japan Stock NYSE
791    HHYX 7/30/2015 0.12
792    HILO 8/4/2011 3.47 COLUMBIA EM QUALITY DIVIDEND ETF Columbia Diversified Emerging Mkts NYSE
793    HIPS 1/7/2015 0.23 MASTER INCOME ETF Master Shares Allocation--85%+ Equity NYSE
794    HJPX 10/2/2015 0.1
795    HOLD 1/15/2014 0.14 ADVISORSHARES SAGE CORE RESERVES ETF AdvisorShares Ultrashort Bond NYSE
796    HOML 3/11/2015 1.7 UBS ETRACS M RST 2XLVG ISE EXCLY HBS ETN UBS Group AG Trading--Leveraged Equity NYSE
797    HSCZ 7/14/2015 0.08 ISHARES CURRENCY HEDGED MSCI EAFE SM-CP iShares Foreign Small/Mid Blend NYSE
798    HSPX 6/24/2013 1.87 HORIZONS S&P 500 COVERED CALL ETF Horizons ETFs Option Writing NYSE
799    HTUS 6/25/2015 0.79 HULL TACTICAL US ETF Exchange Traded Concepts Trust Long-Short Equity NYSE
800    HUSE 7/25/2012 6.87 US MARKET ROTATION STRATEGY ETF Strategy shares Large Blend NYSE
801    HUSV 8/25/2016 0.2 FIRST TRUST HRZN MGDVOLATIL DOMESTIC ETF First Trust Large Blend NYSE
802    HVPW 2/28/2013 2.53 US EQUITY HIGH VOLATILITY PUT WRITE ETF ALPS Long-Short Equity NYSE
803    HYD 9/28/2009 63.01 VANECK VECTORS HIGH-YIELD MUNICIPAL ETF Van Eck High Yield Muni NYSE
804    HYDD 6/16/2016 0.07 DIREXION DAILY HIGH YIELD BEAR 2X ETF Direxion Funds Trading--Inverse Debt NYSE
805    HYEM 5/9/2012 16.46 VANECK VECTORS EM HIGH YIELD BOND ETF Van Eck Emerging Markets Bond NYSE
806    HYG 9/28/2009 1328.58 ISHARES IBOXX $ HIGH YIELD CORPORATE BD iShares High Yield Bond NYSE
807    HYGH 5/29/2014 0.64 ISHARES INTEREST RATE HEDGED HIGH YLD BD iShares High Yield Bond NYSE
808    HYHG 5/23/2013 2.37 PROSHARES HIGH YIELD INTEREST RATE HDGD ProShares Nontraditional Bond BATS
809    HYIH 3/3/2015 0.22 DEUTSCHE X-TRACKERS HY CORP BD INTRRTHDG Deutsche Asset Management Nontraditional Bond BATS
810    HYLB 12/7/2016 0.06 DEUTSCHE X-TRACKERS USD HY CORP BD Deutsche Asset Management High Yield Bond NYSE
811    HYLD 12/1/2010 19.9 PERITUS HIGH YIELD ETF AdvisorShares High Yield Bond NYSE
812    HYLS 2/27/2013 10.26 FIRST TRUST TACTICAL HIGH YIELD ETF First Trust High Yield Bond NASDAQ
813    HYLV 2/15/2017 0.02 IQ S&P HIGH YIELD LOW VOLATILITY BD ETF IndexIQ High Yield Bond NYSE
814    HYMB 4/14/2011 13.62 SPDR NUVEEN S&P HIGH YIELD MUNI BD ETF SPDR State Street Global Advisors High Yield Muni NYSE
815    HYND 12/18/2013 0.47 WISDOMTREE NEGATIVE DUR HIGH YLD BD ETF WisdomTree Nontraditional Bond NASDAQ
816    HYS 6/17/2011 50.81 PIMCO 0-5 YEAR HIGH YIELD CORPO PIMCO High Yield Bond NYSE
817    HYXE 6/17/2016 0.01 ISHARES IBOXX $ HIGH YIELD EX OIL & GAS CORPORATE BOND ETF NASDAQ
818    HYXU 4/3/2012 2.88 ISHARES INTERNATIONAL HIGH YIELD BOND iShares World Bond BATS
819    HYZD 12/18/2013 1.31 WISDOMTREE INTEREST RT HDG HI YLD BD ETF WisdomTree Nontraditional Bond NASDAQ
820    IAGG 11/12/2015 1.03 ISHARES CORE INTERNATIONAL AGGREGATE BD iShares World Bond BATS
821    IAI 9/28/2009 16.11 ISHARES US BROKER-DEALERS & SECS EXCHS iShares Financial NYSE
822    IAK 9/28/2009 5.37 ISHARES US INSURANCE iShares Financial NYSE
823    IAT 9/28/2009 28.21 ISHARES US REGIONAL BANKS iShares Financial NYSE
824    IAU 9/28/2009 377.87 ISHARES GOLD TRUST iShares Commodities Precious Metals NYSE
825    IBB 9/28/2009 529.44 ISHARES NASDAQ BIOTECHNOLOGY iShares Health NASDAQ
826    IBCC 4/19/2013 0.5 ISHARES IBONDS MAR 2018 TERM CORP EXFNCL iShares Corporate Bond NYSE
827    IBCD 4/19/2013 0.51 ISHARES IBONDS MAR 2020 TERM CORP EXFNCL iShares Corporate Bond NYSE
828    IBCE 4/19/2013 0.45 ISHARES IBONDS MAR 2023 TERM CORP EXFNCL iShares Corporate Bond NYSE
829    IBDB 7/10/2013 0.67 ISHARES IBONDS MAR 2018 TERM CORPORATE iShares Short-Term Bond NYSE
830    IBDC 7/10/2013 0.53 ISHARES IBONDS MAR 2020 TERM CORPORATE iShares Corporate Bond NYSE
831    IBDD 7/10/2013 0.38 ISHARES IBONDS MAR 2023 TERM CORPORATE iShares Corporate Bond NYSE
832    IBDH 6/12/2014 2.11 ISHARES IBONDS DEC 2018 TERM CORPORATE iShares Corporate Bond NYSE
833    IBDJ 3/12/2015 1.58 ISHARES IBONDS DEC 2017 TERM CORPORATE iShares Short-Term Bond NYSE
834    IBDK 3/12/2015 2.4 ISHARES IBONDS DEC 2019 TERM CORPORATE iShares Short-Term Bond NYSE
835    IBDL 12/5/2014 2.38 ISHARES IBONDS DEC 2020 TERM CORPORATE iShares Corporate Bond NYSE
836    IBDM 3/12/2015 2.53 ISHARES IBONDS DEC 2021 TERM CORPORATE iShares Corporate Bond NYSE
837    IBDN 3/12/2015 1.88 ISHARES IBONDS DEC 2022 TERM CORPORATE iShares Corporate Bond NYSE
838    IBDO 3/12/2015 1.24 ISHARES IBONDS DEC 2023 TERM CORPORATE iShares Corporate Bond NYSE
839    IBDP 3/12/2015 1.27 ISHARES IBONDS DEC 2024 TERM CORPORATE iShares Corporate Bond NYSE
840    IBDQ 3/12/2015 1.21 ISHARES IBONDS DEC 2025 TERM CORPORATE iShares Corporate Bond NYSE
841    IBLN 8/1/2014 1.42 DIREXION IBILLIONAIRE INDEX ETF Exchange Traded Fund Financial NYSE
842    IBMF 3/17/2014 1.44 ISHARES IBONDS SEP 2017 TERM MUNI BOND iShares Muni National Short NYSE
843    IBMG 3/17/2014 1.57 ISHARES IBONDS SEP 2018 TERM MUNI BOND iShares Muni National Short NYSE
844    IBMH 3/17/2014 1.66 ISHARES IBONDS SEP 2019 TERM MUNI BOND iShares Muni National Short NYSE
845    IBMI 8/14/2014 1.46 ISHARES IBONDS SEP 2020 TERM MUNI BOND iShares Muni National Interm NYSE
846    IBMJ 9/4/2015 0.9 ISHARES IBONDS DEC 2021 TERM MUNI BOND iShares Muni National Interm NYSE
847    IBMK 9/4/2015 0.76 ISHARES IBONDS DEC 2022 TERM MUNI BOND iShares Muni National Interm NYSE
848    IBND 7/12/2010 9.46 SPDR BLMBG BARCLAYS INTL CORP BD ETF SPDR State Street Global Advisors World Bond NYSE
849    IBUY 4/20/2016 0.29 AMPLIFY ONLINE RETAIL ETF Amplifyetfs Consumer Cyclical NASDAQ
850    ICF 9/28/2009 171.99 ISHARES COHEN & STEERS REIT iShares Real Estate NYSE
851    ICI 9/28/2009 1.59 IPATH OPTIMIZED CURRENCY CARRY ETN Barclays Funds Multicurrency NYSE
852    ICLN 9/28/2009 6.12 ISHARES GLOBAL CLEAN ENERGY iShares Miscellaneous Sector NASDAQ
853    ICOL 6/20/2013 0.9 ISHARES MSCI COLOMBIA CAPPED iShares Miscellaneous Region NYSE
854    ICSH 12/13/2013 0.25 ISHARES ULTRA SHORT-TERM BOND iShares Ultrashort Bond BATS
855    ICVT 6/4/2015 0.25 ISHARES CONVERTIBLE BOND iShares Convertibles BATS
856    IDHD 12/1/2016 0.02 POWERSHARES S&P INTL DEV HI DIV LOW VLTL PowerShares Foreign Large Value BATS
857    IDHQ 11/7/2011 0.82 POWERSHARES S&P INTL DEV QUALITY ETF PowerShares Foreign Small/Mid Value NYSE
858    IDLB 11/5/2015 0.63 POWERSHARES FTSE INTL LW BT EQ WGT PowerShares Foreign Large Blend NASDAQ
859    IDLV 1/17/2012 9.53 POWERSHARES S&P INTL DEV LOW VOLATIL ETF PowerShares Foreign Large Blend NYSE
860    IDMO 10/5/2015 0.12 POWERSHARES S&P INTL DEV MOMENTUM ETF PowerShares Foreign Large Blend NYSE
861    IDOG 6/28/2013 4.14 ALPS INTERNATIONAL SECTOR DIV DOGS ETF ALPS Foreign Large Value NYSE
862    IDU 9/28/2009 40.93 ISHARES US UTILITIES iShares Utilities NYSE
863    IDV 9/28/2009 96.58 ISHARES INTERNATIONAL SELECT DIVIDEND iShares Foreign Large Value NYSE
864    IDX 9/28/2009 55.15 VANECK VECTORS INDONESIA ETF Van Eck Miscellaneous Region NYSE
865    IEF 9/28/2009 310.91 ISHARES 7-10 YEAR TREASURY BOND iShares Long Government NYSE
866    IEFA 10/22/2012 170.24 ISHARES CORE MSCI EAFE iShares Foreign Large Blend NYSE
867    IEI 9/28/2009 57.16 ISHARES 3-7 YEAR TREASURY BOND iShares Intermediate Government NYSE
868    IEMG 10/22/2012 384.1 ISHARES CORE MSCI EMERGING MARKET Exchange Traded Fund Financial NYSE
869    IEO 9/28/2009 64.34 ISHARES US OIL&GAS EXPLOR&PRODTN iShares Equity Energy NYSE
870    IEUR 6/12/2014 10.93 ISHARES CORE MSCI EUROPE iShares Europe Stock NYSE
871    IEUS 5/12/2014 0.92 ISHARES MSCI EUROPE SMALL-CAP iShares Europe Stock NASDAQ
872    IEV 9/28/2009 133.32 ISHARES S&P EUROPE 350 INDEX FU iShares Europe Stock NYSE
873    IEZ 9/28/2009 52.71 ISHARES US OIL EQUIPMENT&SERVICES iShares Equity Energy NYSE
874    IFEU 9/28/2009 2.46 ISHARES FTSE EPRA/NAREIT EUROPE INDEX FUND NASDAQ
875    IFGL 9/28/2009 24.04 ISHARES INTERNATIONAL DEV REL EST iShares Global Real Estate NASDAQ
876    IFIX 10/25/2016 0.01 DEUTSCHE X-TRCKRSBRCLYS INTLCRPBDHDGDETF Deutsche Asset Management World Bond BATS
877    IFLY 3/9/2016 0.19 PUREFUNDS DRONE ECONOMY STRATEGY ETF Pure Funds World Stock NYSE
878    IFV 7/23/2014 14.39 FIRST TRUST DORSEY WRIGHT INTL FOC 5 First Trust Foreign Large Blend NASDAQ
879    IGE 9/28/2009 117.7 ISHARES NORTH AMERICAN NATURAL RESOURCES iShares Natural Resources NYSE
880    IGEM 6/23/2011 0.14 EGSHARES INDUSTRIALS GEMS ETF Emerging Global Advisors Industrials NYSE
881    IGF 9/28/2009 25.44 ISHARES GLOBAL INFRASTRUCTURE iShares Infrastructure NASDAQ
882    IGHG 11/7/2013 2.38 PROSHARES INVESTMENT GRADE INTR RT HDGD ProShares Nontraditional Bond BATS
883    IGIH 3/3/2015 0.1 DEUTSCHE X-TRACKERS INVT GRD BDINTRRTHDG Deutsche Asset Management Nontraditional Bond BATS
884    IGM 9/28/2009 10.33 ISHARES NORTH AMERICAN TECH iShares Technology NYSE
885    IGN 9/28/2009 9.53 ISHARES NORTH AMERICAN TECH-MULTIMD NTWK iShares Technology NYSE
886    IGOV 9/28/2009 13.92 ISHARES INTERNATIONAL TREASURY BOND iShares World Bond NASDAQ
887    IGV 9/28/2009 29.18 ISHARES NORTH AMERICAN TECH-SOFTWARE iShares Technology NYSE
888    IGVT 10/25/2016 0.01
889    IHDG 5/7/2014 6.17 WISDOMTREE INTL HDGD QUAL DIV GR ETF WisdomTree Foreign Large Growth NYSE
890    IHE 9/28/2009 11.98 ISHARES US PHARMACEUTICALS iShares Health NYSE
891    IHF 9/28/2009 18.99 ISHARES US HEALTHCARE PROVIDERS iShares Health NYSE
892    IHI 9/28/2009 22.53 ISHARES US MEDICAL DEVICES iShares Health NYSE
893    IHY 4/3/2012 7.26 VANECK VECTORS INTL HI YLD BD ETF Van Eck World Bond NYSE
894    IJH 9/28/2009 376.39 ISHARES CORE S&P MID-CAP iShares Mid-Cap Blend NYSE
895    IJJ 9/28/2009 49.41 ISHARES S&P MID-CAP 400 VALUE iShares Mid-Cap Value NYSE
896    IJK 9/28/2009 60.75 ISHARES S&P MID-CAP 400 GROWTH iShares Mid-Cap Growth NYSE
897    IJR 9/28/2009 476.76 ISHARES CORE S&P SMALL-CAP iShares Small Blend NYSE
898    IJS 9/28/2009 51.21 ISHARES S&P SMALL-CAP 600 VALUE iShares Small Value NYSE
899    IJT 9/28/2009 49.86 ISHARES S&P SMALL-CAP 600 GROWTH iShares Small Growth NYSE
900    ILF 9/28/2009 414.02 ISHARES LATIN AMERICA 40 iShares Latin America Stock NYSE
901    ILTB 6/25/2012 4.14 ISHARES CORE 10+ YEAR USD BOND iShares Long-Term Bond NYSE
902    IMED 8/31/2016 0.01 PUREFUNDS ETFX HEALTHTECH ETF NASDAQ
903    IMLP 1/4/2013 1.67 IPATH S&P MLP ETN Barclays Energy Limited Partnership NYSE
904    IMOM 12/23/2015 0.2 MOMENTUMSHARES INTL QUANT MOM ETF Alpha Architect Foreign Large Blend BATS
905    IMTB 11/7/2016 0.07 ISHARES 5-10 YEAR USD BOND iShares Intermediate-Term Bond NYSE
906    IMTM 1/26/2015 0.23 ISHARES EDGE MSCI INTL MOMENTUM FACTOR iShares Foreign Large Growth NYSE
907    INCO 8/10/2011 3.8 COLUMBIA INDIA CONSUMER ETF Columbia India Equity NYSE
908    INDA 2/3/2012 190.93 ISHARES MSCI INDIA iShares India Equity BATS
909    INDF 5/12/2016 0.03 ISHARES EDGE MSCI MULTIFACTOR INDTLS iShares Industrials BATS
910    INDL 4/9/2010 14.45 DIREXION DAILY MSCI INDIA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
911    INDY 11/20/2009 43.01 ISHARES INDIA 50 iShares India Equity NASDAQ
912    INFR 12/30/2016 0.02 LEGG MASON GLOBAL INFRASTRUCTURE ETF Legg Mason Infrastructure NASDAQ
913    INKM 4/26/2012 2.05 SPDR SSGA INCOME ALLOCATION ETF SPDR State Street Global Advisors Allocation--50% to 70% Equity NYSE
914    INP 9/28/2009 42.65 IPATH MSCI INDIA ETN Barclays Funds India Equity NYSE
915    INR 9/28/2009 0.78 MARKET VECTORS INDIAN RUPEE/USD ETN Market Vectors Single Currency NYSE
916    INTF 5/4/2015 0.75 ISHARES EDGE MSCI MULTIFACTOR INTL iShares Foreign Large Blend NYSE
917    INXX 8/11/2010 5.54 COLUMBIA INDIA INFRASTRUCTURE ETF Columbia India Equity NYSE
918    IOIL 5/5/2011 0.78 IQ GLOBAL OIL SMALL CAP ETF IndexIQ Equity Energy NYSE
919    IOO 9/28/2009 17.17 ISHARES GLOBAL 100 iShares World Stock NYSE
920    IPAC 6/12/2014 5.77 ISHARES CORE MSCI PACIFIC iShares Diversified Pacific/Asia NYSE
921    IPAY 7/16/2015 1.01 PUREFUNDS ISE MOBILE PAYMENTS ETF Pure Funds Miscellaneous Sector NYSE
922    IPD 9/29/2009 1.13 SPDR S&P INTERNATIONAL CONSUMER State Street Global Advisors Consumer Cyclical NYSE
923    IPE 9/28/2009 10.6 SPDR BLMBG BARCLAYS TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond NYSE
924    IPF 9/28/2009 1.11 SPDR S&P INTERNATIONAL FINCL SECT ETF SPDR State Street Global Advisors Financial NYSE
925    IPFF 11/17/2011 7.79 ISHARES INTERNATIONAL PREFERRED STOCK iShares Preferred Stock NYSE
926    IPK 9/28/2009 1.04 SPDR S&P INTERNATIONAL TECH SECT ETF SPDR State Street Global Advisors Technology NYSE
927    IPKW 2/27/2014 1.77 POWERSHARES INTL BUYBACK ACHIEV ETF PowerShares Foreign Large Blend NASDAQ
928    IPN 9/28/2009 1.49 SPDR S&P INTERNATIONAL INDL SECT ETF SPDR State Street Global Advisors Industrials NYSE
929    IPO 10/16/2013 1.27 RENAISSANCE IPO ETF Renaissance Capital Mid-Cap Growth NYSE
930    IPOS 10/7/2014 0.06 RENAISSANCE INTERNATIONAL IPO ETF Renaissance Capital Foreign Small/Mid Growth NYSE
931    IPS 9/28/2009 1.25 SPDR S&P INTL CNSMR STAPL SECT ETF SPDR State Street Global Advisors Consumer Defensive NYSE
932    IPU 9/28/2009 1.75 SPDR S&P INTERNATIONAL UTLS SECT ETF SPDR State Street Global Advisors Utilities NYSE
933    IPW 9/28/2009 2.09 SPDR S&P INTERNATIONAL ENERGY SECT ETF SPDR State Street Global Advisors Equity Energy NYSE
934    IQDE 4/16/2013 1.83 FLEXSHARES INTL QUAL DIV DEFENSV ETF Exchange Traded Fund Financial NYSE
935    IQDF 4/16/2013 6.03 FLEXSHARES INTL QUAL DIV ETF Flexshares Trust Foreign Large Value NYSE
936    IQDG 4/7/2016 0.09 WISDOMTREE INTERNATIONAL QUAL DIV GR ETF WisdomTree Foreign Large Growth BATS
937    IQDY 4/16/2013 1.54 FLEXSHARES INTL QUAL DIV DYNAMIC ETF Flexshares Trust Foreign Large Value NYSE
938    IQLT 1/15/2015 0.26 ISHARES EDGE MSCI INTL QUALITY FACTOR iShares Foreign Large Blend NYSE
939    IRV 9/28/2009 1.37 SPDR S&P INTERNATIONAL MATLS SECT ETF SPDR State Street Global Advisors Natural Resources NYSE
940    IRY 9/28/2009 2.37 SPDR S&P INTERNATIONAL HEALTHC SECT ETF SPDR State Street Global Advisors Health NYSE
941    ISCF 5/1/2015 0.2 ISHARES EDGE MSCI MULTIFACTOR INTL SM-CP iShares Foreign Small/Mid Blend NYSE
942    ISHG 9/28/2009 3.23 ISHARES 1-3 YEAR INTERNATIONAL TRS BD iShares World Bond NASDAQ
943    ISMD 2/28/2017 0.03 INSPIRE SMALL/MID CAP IMPACT ETF Inspire Mid-Cap Blend NYSE
944    ISRA 6/26/2013 1.11 VANECK VECTORS ISRAEL ETF Van Eck Miscellaneous Region NYSE
945    IST 9/28/2009 2.24 SPDR S&P INTERNATIONAL TELECOMSSECT ETF SPDR State Street Global Advisors Communications NYSE
946    ISTB 10/22/2012 5.61 ISHARES CORE 1-5 YEAR USD BOND iShares Short-Term Bond NYSE
947    ISZE 7/7/2015 0.01 ISHARES EDGE MSCI INTL SIZE FACTOR iShares Foreign Large Blend NYSE
948    ITA 9/28/2009 17.53 ISHARES US AEROSPACE & DEFENSE iShares Industrials NYSE
949    ITB 9/28/2009 609.75 ISHARES US HOME CONSTRUCTION iShares Consumer Cyclical NYSE
950    ITE 9/28/2009 6.77 SPDR BLMBG BARCLAYS INTERM TERM TRS ETF SPDR State Street Global Advisors Intermediate Government NYSE
951    ITEQ 11/3/2015 0.45 BLUESTAR TA-BIGITECH ISRAEL TECH ETF BlueStar Global Investors Technology NASDAQ
952    ITM 9/28/2009 31.8 VANECK VECTORS AMT-FREE INTERM MUNI ETF Van Eck Muni National Interm NYSE
953    ITOT 6/25/2012 28.83 ISHARES CORE S&P TOTAL US STOCK MKT iShares Large Blend NYSE
954    ITR 9/28/2009 20.67 SPDR BLMBG BARCLAYS INTMTERMCORPBD ETF SPDR State Street Global Advisors Corporate Bond NYSE
955    IUSB 6/12/2014 3.16 ISHARES CORE TOTAL USD BOND MARKET iShares Intermediate-Term Bond NYSE
956    IUSG 6/12/2014 11.05 ISHARES CORE S&P US GROWTH iShares Large Growth NYSE
957    IUSV 6/12/2014 7.07 ISHARES CORE S&P US VALUE iShares Large Value NYSE
958    IVAL 12/17/2014 0.47 VALUESHARES INTERNATIONAL QUANT VAL ETF Alpha Architect Foreign Large Value BATS
959    IVE 9/28/2009 201.49 ISHARES S&P 500 VALUE iShares Large Value NYSE
960    IVLU 7/15/2015 0.39 ISHARES EDGE MSCI INTL VALUE FACTOR iShares Foreign Large Value NYSE
961    IVOG 9/24/2010 3.64 VANGUARD S&P MID-CAP 400 GROWTH ETF Vanguard Mid-Cap Growth NYSE
962    IVOO 9/24/2010 3.88 VANGUARD S&P MID-CAP 400 ETF Vanguard Mid-Cap Blend NYSE
963    IVOP 9/19/2011 0.66 IPATH INVERSE S&P 500 VIX SHORT NYSE
964    IVOV 9/24/2010 2.75 VANGUARD S&P MID-CAP 400 VALUE ETF Vanguard Mid-Cap Value NYSE
965    IVV 9/28/2009 1174.05 ISHARES CORE S&P 500 iShares Large Blend NYSE
966    IVW 9/28/2009 239.13 ISHARES S&P 500 GROWTH iShares Large Growth NYSE
967    IWB 9/28/2009 361.15 ISHARES RUSSELL 1000 iShares Large Blend NYSE
968    IWC 9/28/2009 32.32 ISHARES MICRO-CAP iShares Small Blend NYSE
969    IWD 9/28/2009 609.37 ISHARES RUSSELL 1000 VALUE iShares Large Value NYSE
970    IWF 9/28/2009 681.22 ISHARES RUSSELL 1000 GROWTH iShares Large Growth NYSE
971    IWL 9/28/2009 1.38 ISHARES RUSSELL TOP 200 iShares Large Blend NYSE
972    IWM 9/28/2009 10176.37 ISHARES RUSSELL 2000 iShares Small Blend NYSE
973    IWN 9/28/2009 638.52 ISHARES RUSSELL 2000 VALUE iShares Small Value NYSE
974    IWO 9/28/2009 558.65 ISHARES RUSSELL 2000 GROWTH iShares Small Growth NYSE
975    IWP 9/28/2009 132.7 ISHARES RUSSELL MID-CAP GROWTH iShares Mid-Cap Growth NYSE
976    IWR 9/28/2009 145.9 ISHARES RUSSELL MID-CAP iShares Mid-Cap Blend NYSE
977    IWS 9/28/2009 217.15 ISHARES RUSSELL MID-CAP VALUE iShares Mid-Cap Value NYSE
978    IWV 9/28/2009 90.43 ISHARES RUSSELL 3000 iShares Large Blend NYSE
979    IWX 9/28/2009 3.06 ISHARES RUSSELL TOP 200 VALUE iShares Large Value NYSE
980    IWY 9/28/2009 6.04 ISHARES RUSSELL TOP 200 GROWTH iShares Large Growth NYSE
981    IXC 9/28/2009 45.55 ISHARES GLOBAL ENERGY iShares Equity Energy NYSE
982    IXG 9/28/2009 12.13 ISHARES GLOBAL FINANCIALS iShares Financial NYSE
983    IXJ 9/28/2009 19.05 ISHARES GLOBAL HEALTHCARE iShares Health NYSE
984    IXN 9/28/2009 12.61 ISHARES GLOBAL TECH iShares Technology NYSE
985    IXP 9/28/2009 12.88 ISHARES GLOBAL TELECOM iShares Communications NYSE
986    IXUS 10/22/2012 21.09 ISHARES CORE MSCI TOTAL INTL STK iShares Foreign Large Blend NASDAQ
987    IYC 9/28/2009 15.87 ISHARES US CONSUMER SERVICES iShares Consumer Cyclical NYSE
988    IYE 9/28/2009 177.23 ISHARES US ENERGY iShares Equity Energy NYSE
989    IYF 9/28/2009 227.15 ISHARES US FINANCIALS iShares Financial NYSE
990    IYG 9/28/2009 43.54 ISHARES US FINANCIAL SERVICES iShares Financial NYSE
991    IYH 9/28/2009 40.46 ISHARES US HEALTHCARE iShares Health NYSE
992    IYJ 9/28/2009 31.25 ISHARES US INDUSTRIALS iShares Industrials NYSE
993    IYK 9/28/2009 11.38 ISHARES US CONSUMER GOODS iShares Consumer Defensive NYSE
994    IYLD 4/5/2012 5.23 ISHARES MORNINGSTAR MULTI-ASSET INCOME iShares Allocation--30% to 50% Equity BATS
995    IYM 9/28/2009 131.34 ISHARES DOW JONES U.S. BASIC MA iShares Natural Resources NYSE
996    IYR 9/28/2009 3226.65 ISHARES US REAL ESTATE iShares Real Estate NYSE
997    IYT 9/28/2009 173.53 ISHARES TRANSPORTATION AVERAGE iShares Industrials NYSE
998    IYW 9/28/2009 78.3 ISHARES US TECHNOLOGY iShares Technology NYSE
999    IYY 9/28/2009 10.15 ISHARES DOW JONES U.S. TOTAL MA iShares Large Blend NYSE
1000    IYZ 9/28/2009 104 ISHARES US TELECOMMUNICATIONS iShares Communications NYSE
1001    JDST 10/3/2013 398.96 DIREXION DAILY JR GLD MNRS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1002    JEM 9/30/2009 0.5 IPATH GEMS ETN Barclays Funds Multicurrency NYSE
1003    JETS 4/30/2015 2.61 US GLOBAL JETS ETF U.S. Global Investors Miscellaneous Sector NYSE
1004    JHDG 4/9/2015 0.37 WISDOMTREE JAPAN HEDGED QUAL DIV GR ETF WisdomTree Japan Stock NYSE
1005    JHMC 10/1/2015 0.08
1006    JHMD 12/16/2016 0.04 JHANCOCK MULTIFACTOR DEVELOPED INTL ETF John Hancock Foreign Large Blend NYSE
1007    JHMF 9/29/2015 0.19 JHANCOCK MULTIFACTOR FINANCIALS ETF John Hancock Financial NYSE
1008    JHMH 9/30/2015 0.14 JHANCOCK MULTIFACTOR HEALTH CARE ETF John Hancock Health NYSE
1009    JHML 9/30/2015 0.66 JHANCOCK MULTIFACTOR LARGE CAP ETF John Hancock Large Blend NYSE
1010    JHMM 9/29/2015 0.45 JHANCOCK MULTIFACTOR MID CAP ETF John Hancock Mid-Cap Blend NYSE
1011    JHMT 9/30/2015 0.15 JHANCOCK MULTIFACTOR TECHNOLOGY ETF John Hancock Technology NYSE
1012    JJA 9/28/2009 4.7 IPATH BLOOMBERG AGRICULTURE SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1013    JJC 9/28/2009 22.56 IPATH DOW JONES UBS COPPER TOTA iPath Commodities Industrial Metals NYSE
1014    JJE 9/28/2009 1.14 IPATH BLOOMBERG ENERGY SUBTR ETN Barclays Funds Commodities Energy NYSE
1015    JJG 9/28/2009 19.65 IPATH BLOOMBERG GRAINS SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1016    JJM 9/28/2009 1.67 IPATH DOW JONES UBS INDUSTRIAL iPath Commodities Industrial Metals NYSE
1017    JJN 9/28/2009 2.2 IPATH BLOOMBERG NICKEL SUBTR ETN Barclays Funds Commodities Industrial Metals NYSE
1018    JJP 9/28/2009 1.27 IPATH DJ-UBS PRECIOUS METALS SU iPath Commodities Precious Metals NYSE
1019    JJS 9/28/2009 1.96 IPATH BLOOMBERG SOFTS SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1020    JJT 9/30/2009 2.43 IPATH BLOOMBERG TIN SUBTR ETN Barclays Funds Commodities Industrial Metals NYSE
1021    JJU 9/28/2009 1.08 IPATH DJ-UBS ALUMINUM SUBINDEX iPath Commodities Industrial Metals NYSE
1022    JKD 9/28/2009 4.8 ISHARES MORNINGSTAR LARGE-CAP iShares Large Blend NYSE
1023    JKE 9/28/2009 6.12 ISHARES MORNINGSTAR LARGE GROWT iShares Large Growth NYSE
1024    JKF 9/28/2009 3.46 ISHARES MORNINGSTAR LARGE-CAP VALUE iShares Large Value NYSE
1025    JKG 9/28/2009 3.4 ISHARES MORNINGSTAR MID-CAP iShares Mid-Cap Blend NYSE
1026    JKH 9/28/2009 2.38 ISHARES MORNINGSTAR MID-CAP GROWTH iShares Mid-Cap Growth NYSE
1027    JKI 9/28/2009 2.53 ISHARES MORNINGSTAR MID-CAP VALUE iShares Mid-Cap Value NASDAQ
1028    JKJ 9/28/2009 2.51 ISHARES MORNINGSTAR SMALL-CAP iShares Small Blend NYSE
1029    JKK 9/28/2009 1.9 ISHARES MORNINGSTAR SMALL-CAP GROWTH iShares Small Growth NYSE
1030    JKL 9/28/2009 4.15 ISHARES MORNINGSTAR SMALL-CAP VALUE iShares Small Value NYSE
1031    JNK 9/28/2009 1170.5 SPDR BLMBG BARCLAYS HIGH YIELD BD ETF SPDR State Street Global Advisors High Yield Bond NYSE
1032    JNUG 10/3/2013 763.56 DIREXION DAILY JR GLD MNRS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1033    JO 9/28/2009 28.41 IPATH BLOOMBERG COFFEE SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1034    JPEH 4/4/2016 0.01 JPMORGAN DIVERS RET EURP CCY HDGD ETF JPMorgan Europe Stock NYSE
1035    JPEM 1/9/2015 0.55 JPMORGAN DIVERSIFIED RETURN EMKTS EQ ETF JPMorgan Diversified Emerging Mkts NYSE
1036    JPGE 6/17/2014 0.58 JPMORGAN DIVERSIFIED RETURN GLBL EQ ETF JPMorgan World Stock NYSE
1037    JPHF 9/15/2016 0.13 JPMORGAN DIVERSIFIED ALTERNATIVE ETF JPMorgan Multialternative NYSE
1038    JPHY 9/15/2016 0.03 JPMORGAN DISCIPLINED HIGH YIELD ETF JPMorgan High Yield Bond BATS
1039    JPIH 4/4/2016 0.11 JPMORGAN DIVERS RET INTL CCY HDGD ETF JPMorgan Foreign Large Blend NYSE
1040    JPIN 11/7/2014 2.8 JPMORGAN DIVERSIFIED RETURN INTL EQ ETF JPMorgan Foreign Large Blend NYSE
1041    JPME 5/18/2016 0.12 JPMORGAN DIVERS RET US MID CP EQ ETF JPMorgan Mid-Cap Blend NYSE
1042    JPMV 6/5/2014 0.67 ISHARES EDGE MSCI MIN VOL JAPAN iShares Japan Stock NYSE
1043    JPN 6/24/2015 0.21 DEUTSCHE X-TRACKERS JPN JPX-NIKKEI400 EQ Deutsche Asset Management Japan Stock NYSE
1044    JPNH 8/19/2015 0.01 DEUTSCHE X-TRACKERSJPNJPXNIKKEI400HDGDEQ Deutsche Asset Management Japan Stock BATS
1045    JPNL 6/26/2013 2.05 DIREXION DAILY JAPAN BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1046    JPSE 11/17/2016 0.05 JPMORGAN DIVERS RET US SMALL CAP EQ ETF JPMorgan Small Blend NYSE
1047    JPUS 9/30/2015 0.5 JPMORGAN DIVERSIFIED RETURN US EQ ETF JPMorgan Large Blend NYSE
1048    JPXN 3/9/2015 0.87 ISHARES JPX-NIKKEI 400 iShares Japan Stock NYSE
1049    JSMD 2/25/2016 0.09 JANUS SMALL/MID CAP GROWTH ALPHA ETF Janus Mid-Cap Growth NASDAQ
1050    JSML 2/25/2016 0.07 JANUS SMALL CAP GROWTH ALPHA ETF NASDAQ
1051    JUNE 4/4/2016 0.06 DHANDHO JUNOON ETF Dhandho Funds Mid-Cap Blend NYSE
1052    JXI 9/28/2009 9.44 ISHARES GLOBAL UTILITIES iShares Utilities NYSE
1053    JYN 9/29/2009 0.57 IPATH JPY/USD EXCHANGE RATE ETN Barclays Funds Single Currency NYSE
1054    KBA 3/5/2014 2.36 KRANESHARES BOSERA MSCI CHINA A ETF KraneShares China Region NYSE
1055    KBE 9/28/2009 680 SPDR S&P BANK ETF SPDR State Street Global Advisors Financial NYSE
1056    KBWB 11/1/2011 13.05 POWERSHARES KBW BANK ETF PowerShares Financial NASDAQ
1057    KBWD 12/2/2010 9.4 POWERSHARES KBW HIGH DIV YLD FINCL ETF PowerShares Financial NASDAQ
1058    KBWP 12/2/2010 1.42 POWERSHARES KBW PRPTY & CASUALTY INS ETF PowerShares Financial NASDAQ
1059    KBWR 11/1/2011 2.72 POWERSHARES KBW REGIONAL BANKING ETF PowerShares Financial NASDAQ
1060    KBWY 12/2/2010 4.88 POWERSHARES KBW PREMIUM YLD EQ REIT ETF PowerShares Real Estate NASDAQ
1061    KCE 9/28/2009 7.79 SPDR S&P CAPITAL MARKETS ETF SPDR State Street Global Advisors Financial NYSE
1062    KCNY 12/3/2014 1.58 KRANESHARES E CHINA COMRCL PAPER ETF KraneShares Emerging-Markets Local-Currency Bond NYSE
1063    KEMP 2/13/2015 0.04
1064    KFYP 7/23/2013 0.19 KRANESHARES ZACKS NEW CHINA ETF KraneShares China Region NYSE
1065    KIE 9/28/2009 50.98 SPDR S&P INSURANCE ETF SPDR State Street Global Advisors Financial NYSE
1066    KLD 9/28/2009 2.77 ISHARES MSCI USA ESG SELECT iShares Large Blend NYSE
1067    KLDW 7/9/2015 0.56 GAVEKAL KNOWLEDGE LEADERS DEV WLD ETF GaveKal World Stock NYSE
1068    KNOW 12/8/2011 2.26 DIREXION ALL CAP INSIDER SENTIMENT ETF Direxion Funds Mid-Cap Blend NYSE
1069    KOL 9/28/2009 58.34 VANECK VECTORS COAL ETF Van Eck Miscellaneous Sector NYSE
1070    KOLD 10/6/2011 9.92 PROSHARES ULTRASHORT BLOOMBERG NATRL GAS ProShares Trading--Inverse Commodities NYSE
1071    KOR 9/29/2016 0.01
1072    KORU 4/10/2013 0.57 DIREXION DAILY SOUTH KOREA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1073    KRE 9/28/2009 1209.41 SPDR S&P REGIONAL BANKING ETF SPDR State Street Global Advisors Financial NYSE
1074    KRMA 7/12/2016 0.06 GLOBAL X CONSCIOUS COMPANIES ETF Global X Funds Large Blend NASDAQ
1075    KROO 4/9/2010 1.23 IQ AUSTRALIA SMALL CAP ETF IndexIQ Pacific/Asia ex-Japan Stk NYSE
1076    KRS 7/12/2010 1.6 PROSHARES SHORT S&P REGIONAL BANKING ProShares Trading--Inverse Equity NYSE
1077    KRU 7/12/2010 1.82 PROSHARES ULTRA S&P REGIONAL BANKING ProShares Trading--Leveraged Equity NYSE
1078    KSA 9/28/2009 0.63 ISHARES MSCI SAUDI ARABIA CAPPED iShares Miscellaneous Region NYSE
1079    KWEB 8/1/2013 11.89 KRANESHARES CSI CHINA INTERNET ETF NASDAQ
1080    KWT 9/28/2009 3.09 VANECK VECTORS SOLAR ENERGY ETF Van Eck Miscellaneous Sector NYSE
1081    KXI 9/28/2009 9.27 ISHARES GLOBAL CONSUMER STAPLES iShares Consumer Defensive NYSE
1082    LABD 5/28/2015 122.49 DIREXION DAILY S&P BIOTECH BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1083    LABS 12/4/2015 0.06
1084    LABU 5/28/2015 238.16 DIREXION DAILY S&P BIOTECH BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1085    LALT 5/29/2014 0.57 POWERSHARES MULTI-STRATEGY ALT ETF PowerShares Multialternative NASDAQ
1086    LARE 12/3/2015 0.09 TIERRA XP LATIN AMERICA REAL ESTATE ETF ETF Managers Trust Global Real Estate NYSE
1087    LBDC 10/9/2015 0.07 UBS ETRACS 2\U00D7LVG LNG WF B D CO ETN SERB UBS Group AG Trading--Leveraged Equity NYSE
1088    LBJ 12/3/2009 9.88 DIREXION DAILY LATIN AMERICA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1089    LDRI 9/10/2014 0.29
1090    LDUR 1/23/2014 0.61 PIMCO LOW DURATION ACTIVE ETF Pimco Short-Term Bond NYSE
1091    LEDD 4/21/2011 0.17 IPATH PURE BETA LEAD ETN Barclays Funds Commodities Industrial Metals NYSE
1092    LEMB 10/20/2011 11.19 ISHARES EMERG MKTS LOCAL CURRENCY BOND iShares Emerging-Markets Local-Currency Bond NYSE
1093    LGLV 2/21/2013 0.69 SPDR SSGA US LARGE CAP LOW VOLATIL ETF SPDR State Street Global Advisors Large Blend NYSE
1094    LIT 7/23/2010 11 GLOBAL X LITHIUM & BATTERY TECH ETF Global X Funds Natural Resources NYSE
1095    LKOR 9/24/2015 0.16 FLEXSHARES CREDIT-SCORED US LONG CORPORATE BOND INDEX FUND NASDAQ
1096    LLSC 1/7/2015 0.09 DIREXION DAILY SMALL CAP BULL 1.25X ETF Direxion Funds Trading--Leveraged Equity NYSE
1097    LLSP 1/7/2015 0.25 DIREXION DAILY S&P 500 BULL 1.25X ETF Direxion Funds Trading--Leveraged Equity NYSE
1098    LMBS 11/5/2014 3.03 FIRST TRUST LOW DURATION OPPORTUNITIES ETF NASDAQ
1099    LMLP 9/28/2009 14.7 UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN UBS Group AG Trading--Leveraged Equity NYSE
1100    LNGR 5/10/2016 0.01 GLOBAL X LONGEVITY THEMATIC ETF Global X Funds Health NASDAQ
1101    LOWC 11/26/2014 0.08 SPDR MSCI ACWI LOW CARBON TARGET ETF SPDR State Street Global Advisors World Stock NYSE
1102    LQD 9/28/2009 627.32 ISHARES IBOXX $ INVESTMENT GRAD iShares Long-Term Bond NYSE
1103    LQDH 6/17/2014 0.34 ISHARES INTEREST RATE HEDGED CORP BD Exchange Traded Fund Financial NYSE
1104    LRET 5/6/2015 1.38 UBS ETRACS MONPAY 2XLVG MSCI US REIT ETN UBS Group AG Trading--Leveraged Equity NYSE
1105    LRGF 4/30/2015 1.14 ISHARES EDGE MSCI MULTIFACTOR USA iShares Large Value NYSE
1106    LSTK 4/21/2011 0.25 IPATH PURE BETA LIVESTOCK ETN Barclays Funds Commodities Agriculture NYSE
1107    LSVX 7/14/2016 0.02 VELOCITYSHARES VIX VARIABLE L/S ETN UBS Volatility NYSE
1108    LTL 9/28/2009 0.87 PROSHARES ULTRA TELECOMMUNICATI ProShares Trading-Leveraged Equity NYSE
1109    LTPZ 9/28/2009 4.43 PIMCO 15+ YEAR US TIPS ETF Pimco Inflation-Protected Bond NYSE
1110    LVHB 10/20/2016 0.4 ELKHORN LUNT LOW VOL/HIGH BETA TACT Elkhorn Large Blend BATS
1111    LVHD 12/29/2015 1.18 LEGG MASON LOW VOLATILITY HIGH DIV ETF Legg Mason Large Value NASDAQ
1112    LVHE 11/18/2016 0.02
1113    LVHI 7/28/2016 0.09 LEGG MASON INTL LOW VOLATIL HI DIV ETF Legg Mason Foreign Large Value BATS
1114    LVL 9/28/2009 5.36 GUGGENHEIM S&P GLOBAL DIVIDEND OPPS ETF Guggenheim Investments World Stock NYSE
1115    LWC 9/28/2009 8.9 SPDR BLMBG BARCLAYS LT CORP BD ETF SPDR State Street Global Advisors Corporate Bond NYSE
1116    MATF 5/12/2016 0.02 ISHARES EDGE MSCI MULTIFACTOR MATERIALS iShares Natural Resources BATS
1117    MATH 6/23/2011 1.11 ADVISORSHARES MEIDELL TACTICL ADVTGE ETF AdvisorShares Tactical Allocation NYSE
1118    MAUI 6/1/2015 0.25 ADVISORSHARES MARKET ADAPTIVE UNCONSTRAINED INCOME ETF NASDAQ
1119    MBB 9/28/2009 84.65 ISHARES MBS iShares Intermediate-Term Bond NYSE
1120    MBG 9/28/2009 3.85 SPDR BLMBG BARCLAYS MORTG BACKED BD ETF SPDR State Street Global Advisors Intermediate-Term Bond NYSE
1121    MBSD 9/4/2014 0.46 FLEXSHARES DISCIPLINED DURATION MBS ETF Flexshares Trust Intermediate Government NASDAQ
1122    MCEF 9/29/2016 0.05 FIRST TRUST MUNICIPAL CEF INCOME OPP ETF First Trust Muni National Interm NASDAQ
1123    MCHI 3/31/2011 155.76 ISHARES MSCI CHINA iShares China Region NASDAQ
1124    MCRO 9/28/2009 1.84 IQ HEDGE MACRO TRACKER ETF IndexIQ World Allocation NYSE
1125    MDIV 8/14/2012 18.35 MULTI-ASSET DIVERSIFIED INCOME ETF First Trust Allocation--50% to 70% Equity NASDAQ
1126    MDY 9/28/2009 974.41 SPDR S&P MIDCAP 400 ETF SPDR State Street Global Advisors Mid-Cap Blend NYSE
1127    MDYG 8/30/2010 2.41 SPDR S&P 400 MID CAP GROWTH ETF SPDR State Street Global Advisors Mid-Cap Growth NYSE
1128    MDYV 8/30/2010 2.26 SPDR S&P 400 MID CAP VALUE ETF SPDR State Street Global Advisors Mid-Cap Value NYSE
1129    MEAR 3/5/2015 0.24 ISHARES SHORT MATURITY MUNICIPAL BOND iShares Muni National Short BATS
1130    MELT 7/29/2016 0.36 DIREXION DLY GOLD MINERS BEAR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
1131    MGC 9/28/2009 10.88 VANGUARD MEGA CAP ETF Vanguard Large Blend NYSE
1132    MGK 9/28/2009 20.05 VANGUARD MEGA CAP GROWTH ETF Vanguard Large Growth NYSE
1133    MGV 9/28/2009 9.42 VANGUARD MEGA CAP VALUE ETF Vanguard Large Value NYSE
1134    MIDU 3/5/2012 15.92 DIREXION DAILY MID CAP BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1135    MIDZ 3/5/2012 6.04 DIREXION DAILY MID CAP BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1136    MILN 5/6/2016 0.14 GLOBAL X MILLENNIALS THEMATIC ETF Global X Funds Large Growth NASDAQ
1137    MINC 3/20/2013 2.95 ADVISORSHARES NEWFLEET MULT-SECT INC ETF Exchange Traded Fund Financial NYSE
1138    MINT 11/17/2009 44.63 PIMCO ENHANCED SHORT MATURITY ACTIVE ETF Pimco Ultrashort Bond NYSE
1139    MLN 9/28/2009 7.69 VANECK VECTORS AMT-FREE LONG MUNI ETF Van Eck Muni National Long NYSE
1140    MLPA 4/19/2012 9.58 GLOBAL X MLP ETF Global X Funds Energy Limited Partnership NYSE
1141    MLPB 10/9/2015 0.01 UBS ETRACS ALERIAN MLPINFRS ETN SERB UBS Group AG Energy Limited Partnership NYSE
1142    MLPC 9/26/2013 1.25 C-TRACKS ETN BSD ON PERF OF M/H MLP FDMT Citigroup Energy Limited Partnership NYSE
1143    MLPG 7/14/2010 0.82 UBS ETRACS ALERIAN NATURAL GAS MLP ETN UBS Group AG Energy Limited Partnership NYSE
1144    MLPI 4/9/2010 51.88 UBS ETRACS ALERIAN MLP INFRAS ETN UBS Group AG Energy Limited Partnership NYSE
1145    MLPJ 1/15/2013 0.81 GLOBAL X JUNIOR MLP ETF Global X Funds Energy Limited Partnership NYSE
1146    MLPO 12/4/2014 0.04
1147    MLPQ 2/9/2016 0.35 UBS ETRACS 2XMLVGALERIANMLPIFR ETN SERB UBS AG Trading--Leveraged Equity NYSE
1148    MLPS 9/29/2010 1.1 UBS AG 1XMONTHLY SHORT EXCHANG UBS AG Trading-Inverse Equity NYSE
1149    MLPX 8/7/2013 4.87 GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF Global X Funds Energy Limited Partnership NYSE
1150    MLPY 3/17/2011 1.54 MORGAN STANLEY CUSHING MLP HIGH NYSE
1151    MLPZ 2/9/2016 0.23 UBS ETRACS 2X M LVG S&P MLP ETN SERB UBS AG Trading--Leveraged Equity NYSE
1152    MMTM 10/25/2012 0.2 SPDR S&P 1500 MOMENTUM TILT ETF SPDR State Street Global Advisors Large Blend NYSE
1153    MNA 11/17/2009 4.38 IQ MERGER ARBITRAGE ETF IndexIQ Market Neutral NYSE
1154    MOAT 4/25/2012 11.87 VANECK VECTORS MORNINGSTAR WIDE MOAT ETF Van Eck Large Blend NYSE
1155    MOGLC 12/1/2016 0.01 GABELLI MEDIA MOGUL NEXTSHARES Gabelli Communications NASDAQ
1156    MOM 9/7/2011 0.77 QUANTSHARES US MARKET NEUT MOMENTUM QuantShares Market Neutral NYSE
1157    MOO 9/28/2009 173.11 VANECK VECTORS AGRIBUSINESS ETF Van Eck Natural Resources NYSE
1158    MORL 10/17/2012 32.03 UBS ETRACS MTHLY PY 2XLVG MORTG REIT ETN UBS Group AG Trading--Leveraged Equity NYSE
1159    MORT 8/17/2011 5.59 VANECK VECTORS MORTGAGE REIT INCOME ETF Van Eck Real Estate NYSE
1160    MOTI 7/14/2015 0.2 VANECK VECTORS MORNINGSTAR INTL MOAT ETF Van Eck Foreign Large Value NYSE
1161    MPCT 4/22/2016 0.06 ISHARES MSCI GLOBAL IMPACT ETF NASDAQ
1162    MRGR 12/13/2012 0.29 PROSHARES MERGER ProShares Market Neutral BATS
1163    MRRL 10/9/2015 0.26 UBS ETRACS M PY 2XLVG MORTGREIT ETN SERB UBS Group AG Trading--Leveraged Equity NYSE
1164    MTK 9/28/2009 3.29 SPDR MORGAN STANLEY TECHNOLOGY ETF SPDR State Street Global Advisors Technology NYSE
1165    MTUM 4/18/2013 12.1 ISHARES EDGE MSCI USA MOMENTUM FACTOR iShares Large Growth NYSE
1166    MUB 9/28/2009 78.57 ISHARES NATIONAL MUNI BOND iShares Muni National Interm NYSE
1167    MUNI 12/2/2009 5.29 PIMCO INTERMEDIATE MUNICIPAL BD ACTV ETF Pimco Muni National Interm NYSE
1168    MVIN 10/27/2016 0.02 NATIXIS SEEYOND INTL MNMM VOLATIL ETF Natixis Funds Foreign Large Blend NYSE
1169    MVV 9/28/2009 56.09 PROSHARES ULTRA MIDCAP400 ProShares Trading--Leveraged Equity NYSE
1170    MXI 9/28/2009 15.47 ISHARES S&P GLOBAL MATERIALS SE iShares Natural Resources NYSE
1171    MYY 9/28/2009 9.99 PROSHARES SHORT MIDCAP400 ProShares Trading--Inverse Equity NYSE
1172    MZZ 9/28/2009 23.33 PROSHARES ULTRASHORT MIDCAP400 ProShares Trading--Inverse Equity NYSE
1173    NAIL 8/19/2015 0.21 DIREXION DAILY HMBLDRS&SUPLS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1174    NANR 12/16/2015 0.92 SPDR S&P NORTH AMERICAN NATURAL RES ETF SPDR State Street Global Advisors Natural Resources NYSE
1175    NASH 8/1/2013 0.89 LOCALSHARES NASHVILLE AREA ETF Exchange Traded Fund Financial NYSE
1176    NEAR 9/26/2013 12.77 ISHARES SHORT MATURITY BOND iShares Ultrashort Bond BATS
1177    NFLT 8/11/2015 2.39 VIRTUS NEWFLEET MULTI-SECT UNCONS BD ETF Newfleet Asset Management Multisector Bond NYSE
1178    NFO 9/28/2009 5.23 GUGGENHEIM INSIDER SENTIMENT ETF Guggenheim Investments Mid-Cap Blend NYSE
1179    NFRA 10/9/2013 3.4 FLEXSHARES STOXX GLOBAL BROAD INFRAS ETF Flexshares Trust Infrastructure NYSE
1180    NGE 4/3/2013 7.72 GLOBAL X MSCI NIGERIA ETF Global X Funds Miscellaneous Region NYSE
1181    NIB 9/29/2009 6.62 IPATH BLOOMBERG COCOA SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1182    NINI 4/21/2011 0.3 IPATH PURE BETA NICKEL ETN Barclays Funds Commodities Industrial Metals NYSE
1183    NLR 9/28/2009 7.93 VANECK VECTORS URANIUM+NUCLEAR ENGY ETF Van Eck Miscellaneous Sector NYSE
1184    NOBL 10/10/2013 17.17 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ProShares Large Blend BATS
1185    NORW 11/10/2010 8.49 GLOBAL X MSCI NORWAY ETF Global X Funds Miscellaneous Region NYSE
1186    NUAG 9/15/2016 0.22 NUSHARES ENHANCED YIELD US AGGT BD ETF Nuveen Intermediate-Term Bond NYSE
1187    NUGT 12/8/2010 1750.62 DIREXION DAILY GOLD MINERS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1188    NURE 12/20/2016 0.01 NUSHARES SHORT-TERM REIT ETF Nuveen Real Estate BATS
1189    NYF 9/28/2009 2.44 ISHARES S&P NY MUNI iShares Muni New York Long NYSE
1190    OAPH 8/27/2015 0.09 O'SHARES FTSE ASIA PAC QUAL DIV HDGD ETF O\u2019Shares Investments Diversified Pacific/Asia NYSE
1191    OASI 8/19/2015 0.18 O'SHARES FTSE ASIA PACIFIC QUAL DIV ETF O\u2019Shares Investments Diversified Pacific/Asia NYSE
1192    OEF 9/28/2009 224.55 ISHARES S&P 100 iShares Large Blend NYSE
1193    OEUH 8/25/2015 0.43 O'SHARES FTSE EUROPE QUAL DIV HDGD ETF O\u2019Shares Investments Europe Stock NYSE
1194    OEUR 8/19/2015 0.66 O'SHARES FTSE EUROPE QUALITY DIV ETF O\u2019Shares Investments Europe Stock NYSE
1195    OEW 6/30/2016 0.05 GUGGENHEIM S&P 100 EQUAL WEIGHT ETF Guggenheim Investments Large Blend NYSE
1196    OIH 9/28/2009 1885.29 VANECK VECTORS OIL SERVICES ETF Van Eck Equity Energy NYSE
1197    OIL 9/28/2009 216.72 IPATH S&P GSCI CRUDE OIL TR ETN Barclays Funds Commodities Energy NYSE
1198    OILB 11/18/2016 0.02
1199    OILD 7/1/2016 0.13
1200    OILK 9/28/2016 0.17 PROSHARES K-1 FREE CRUDE OIL STRATEGY ProShares Commodities Energy BATS
1201    OILU 7/1/2016 0.27
1202    OILX 2/18/2016 0.23
1203    OLD 6/9/2016 0.1 THE LONG-TERM CARE ETF Janus Real Estate NASDAQ
1204    OLEM 4/21/2011 0.51 IPATH PURE BETA CRUDE OIL ETN Barclays Funds Commodities Energy NYSE
1205    OLO 9/28/2009 2.45 DB CRUDE OIL LONG ETN Deutsche Bank AG Commodities Energy NYSE
1206    ONEK 3/18/2013 0.54 SPDR RUSSELL 1000 ETF SPDR State Street Global Advisors Large Blend NYSE
1207    ONEO 12/3/2015 0.14 SPDR RUSSELL 1000 MOMENTUM ETF SPDR State Street Global Advisors Mid-Cap Blend NYSE
1208    ONEQ 9/28/2009 5.03 FIDELITY NASDAQ COMPOSITE TR STK ETF Fidelity Investments Large Growth NASDAQ
1209    ONEV 12/3/2015 0.12 SPDR RUSSELL 1000 LOW VOL FOC ETF SPDR State Street Global Advisors Mid-Cap Blend NYSE
1210    ONEY 6/8/2015 0.08 SPDR RUSSELL 1000 YIELD ETF SPDR State Street Global Advisors Mid-Cap Value NYSE
1211    ORG 6/9/2016 0.04 THE ORGANICS ETF Janus Consumer Defensive NASDAQ
1212    OUNZ 5/16/2014 2.24 VANECK MERK GOLD TRUST Merk Funds Commodities Precious Metals NYSE
1213    OUSA 7/14/2015 3.22 O'SHARES FTSE US QUALITY DIVIDEND ETF O\u2019Shares Investments Large Value NYSE
1214    OVLC 5/11/2016 0.01 GUGGENHEIM US LG CP OPTIMIZED VOL ETF Guggenheim Investments Large Blend NYSE
1215    PAF 9/28/2009 1.39 POWERSHARES FTSE RAFI ASA PAC EX-JPN ETF PowerShares Pacific/Asia ex-Japan Stk NYSE
1216    PAGG 9/28/2009 3.94 POWERSHARES GLOBAL AGRICULTURE PowerShares Natural Resources NASDAQ
1217    PAK 4/23/2015 1.01 GLOBAL X MSCI PAKISTAN ETF Global X Funds Miscellaneous Region NYSE
1218    PALL 1/8/2010 27.74 ETFS PHYSICAL PALLADIUM ETF Securities Commodities Precious Metals NYSE
1219    PBD 9/28/2009 5.75 POWERSHARES GLOBAL CLEAN ENERGY ETF PowerShares Miscellaneous Sector NYSE
1220    PBE 9/28/2009 12.5 POWERSHARES DYNAMIC BIOTECH & GENOME ETF PowerShares Health NYSE
1221    PBJ 9/28/2009 9.9 POWERSHARES DYNAMIC FOOD & BEVERAGE ETF PowerShares Consumer Defensive NYSE
1222    PBP 9/28/2009 16.05 POWERSHARES S&P 500 BUYWRITE ETF PowerShares Option Writing NYSE
1223    PBS 9/28/2009 11.48 POWERSHARES DYNAMIC MEDIA ETF PowerShares Consumer Cyclical NYSE
1224    PBW 9/28/2009 43.34 POWERSHARES WILDERHILL CLEAN ENERGY ETF PowerShares Miscellaneous Sector NYSE
1225    PCEF 2/19/2010 19.45 POWERSHARES CEF INCOME COMPOSITE ETF PowerShares Allocation--30% to 50% Equity NYSE
1226    PCY 9/28/2009 169.31 POWERSHARES EMERGING MARKETS SO PowerShares Emerging Markets Bond NYSE
1227    PDBC 11/7/2014 4.82
1228    PDN 9/28/2009 4.79 POWERSHARES FTSE RAFI DVMKT EXUS S/M ETF PowerShares Foreign Small/Mid Value NYSE
1229    PDP 9/28/2009 32.55 POWERSHARES DWA TECHNICAL LEADE PowerShares Mid-Cap Growth NYSE
1230    PEJ 9/28/2009 7.97 POWERSHARES DYNAMIC LEISURE & ENTMNT ETF PowerShares Consumer Cyclical NYSE
1231    PEK 10/14/2010 7.18 VANECK VECTORS CHINAAMC CSI 300 ETF Van Eck China Region NYSE
1232    PERM 2/8/2012 0.93 GLOBAL X PERMANENT ETF Global X Funds World Allocation NYSE
1233    PEX 2/28/2013 0.36 PROSHARES GLOBAL LISTED PRIVATE EQUITY ProShares Miscellaneous Sector BATS
1234    PEY 9/28/2009 23.77 POWERSHARES HIGH YLD EQ DIV ACHIEV ETF PowerShares Mid-Cap Value NASDAQ
1235    PEZ 9/28/2009 3.63 POWERSHARES DWA CNSMR CYCLICALS MOM ETF PowerShares Consumer Cyclical NASDAQ
1236    PFF 9/28/2009 408.4 ISHARES US PREFERRED STOCK iShares Preferred Stock NYSE
1237    PFI 9/28/2009 1.85 POWERSHARES DWA FINANCIAL MOMENTUM ETF PowerShares Financial NASDAQ
1238    PFIG 9/15/2011 1.99 POWERSHARES FUNDAMENTAL INVESTM PowerShares Intermediate-Term Bond NYSE
1239    PFM 9/28/2009 9.58 POWERSHARES DIVIDEND ACHIEVERS ETF PowerShares Large Value NASDAQ
1240    PFV 9/21/2016 0.02 AMPLIFY YIELDSHARES PRIME 5 DIVIDEND ETF Amplifyetfs Large Blend BATS
1241    PFXF 7/17/2012 12.18 VANECK VECTORS PREF SECS EX FINCLS ETF Van Eck Preferred Stock NYSE
1242    PGAL 11/13/2013 3.8 GLOBAL X MSCI PORTUGAL ETF Global X Funds Miscellaneous Region NYSE
1243    PGF 9/28/2009 85.7 POWERSHARES FINANCIAL PREFERRED ETF PowerShares Preferred Stock NYSE
1244    PGHY 6/21/2013 2.89 POWERSHARES GLOBAL SHRTTERM HIYLD BD ETF Exchange Traded Fund Financial NYSE
1245    PGJ 9/28/2009 15.6 POWERSHARES GOLDEN DRAGON CHINA ETF PowerShares China Region NASDAQ
1246    PGM 9/28/2009 3.22 IPATH DJ-UBS PLATINUM SUBINDEX iPath Commodities Precious Metals NYSE
1247    PGX 9/28/2009 152.11 POWERSHARES PREFERRED ETF PowerShares Preferred Stock NYSE
1248    PHB 9/28/2009 64.76 POWERSHARES HIGH YIELD CORPORAT PowerShares High Yield Bond NYSE
1249    PHDG 12/6/2012 5.46 POWERSHARES S&P 500 DOWNSIDE HEDGED ETF PowerShares Long-Short Equity NYSE
1250    PHO 9/28/2009 30.38 POWERSHARES WATER RESOURCES ETF PowerShares Miscellaneous Sector NASDAQ
1251    PHYS 4/9/2010 162.32 SPROTT PHYSICAL GOLD TRUST ETV NYSE
1252    PICB 7/12/2010 8.83 POWERSHARES INTERNATIONAL CORPO PowerShares World Bond NYSE
1253    PICK 2/2/2012 15.24 ISHARES MSCI GLBL METALS & MINING PRDCRS Exchange Traded Fund Financial NYSE
1254    PID 9/28/2009 38.58 POWERSHARES INTL DIV ACHIEV ETF PowerShares Foreign Large Value NASDAQ
1255    PIE 9/28/2009 27.36 POWERSHARES DWA EMERGING MARKETS MOM ETF PowerShares Diversified Emerging Mkts NASDAQ
1256    PIN 9/28/2009 141.69 POWERSHARES INDIA ETF PowerShares India Equity NYSE
1257    PIO 9/28/2009 9.95 POWERSHARES GLOBAL WATER ETF PowerShares Miscellaneous Sector NASDAQ
1258    PIZ 9/28/2009 17.39 POWERSHARES DWA DEVELOPED MKTS MOM ETF PowerShares Foreign Large Growth NASDAQ
1259    PJP 9/28/2009 31.73 POWERSHARES DYNAMIC PHARMACEUTICALS ETF PowerShares Health NYSE
1260    PKB 9/28/2009 6.72 POWERSHARES DYNAMIC BUILDING & CONST ETF PowerShares Industrials NYSE
1261    PKW 9/28/2009 34.81 POWERSHARES BUYBACK ACHIEVERS ETF PowerShares Large Blend NASDAQ
1262    PLND 11/25/2009 4.31 VANECK VECTORS POLAND ETF Van Eck Miscellaneous Region NYSE
1263    PLW 9/28/2009 5.26 POWERSHARES 1-30 TREASURY LADDE PowerShares Long Government NYSE
1264    PMPT 8/17/2016 0.09 ISECTORS POST-MPT GROWTH ETF iSectors Allocation--50% to 70% Equity NASDAQ
1265    PMR 9/28/2009 2.84 POWERSHARES DYNAMIC RETAIL ETF PowerShares Consumer Cyclical NYSE
1266    PNQI 9/28/2009 6.78 POWERSHARES NASDAQ INTERNET ETF PowerShares Technology NASDAQ
1267    PPA 9/28/2009 9.22 POWERSHARES AEROSPACE & DEFENSE ETF PowerShares Industrials NYSE
1268    PPH 9/28/2009 49.34 VANECK VECTORS PHARMACEUTICAL ETF NASDAQ
1269    PPLT 1/8/2010 18.8 ETFS PHYSICAL PLATINUM ETF Securities Commodities Precious Metals NYSE
1270    PRB 9/28/2009 1.22 VANECK VECTORS PRE-REFUNDED MUNI ETF Van Eck Muni National Short NYSE
1271    PRF 9/28/2009 28.51 POWERSHARES FTSE RAFI US 1000 ETF PowerShares Large Value NYSE
1272    PRFZ 9/28/2009 10.47 POWERSHARES FTSE RAFI US 1500 SM-MID ETF PowerShares Small Blend NASDAQ
1273    PRME 11/12/2015 0.22 FIRST TRUST HEITMAN GLBL PRM RL ESTT ETF First Trust Global Real Estate NYSE
1274    PRN 4/30/2010 3.85 POWERSHARES DYNAMIC INDUSTRIALS PowerShares Industrials NYSE
1275    PRNT 7/19/2016 0.3 THE 3D PRINTING ETF ARK ETF Trust Technology BATS
1276    PSAU 9/28/2009 4.4 POWERSHARES GLOBAL GOLD & PREC MTLS ETF PowerShares Equity Precious Metals NASDAQ
1277    PSC 9/29/2009 0.02 PRINCIPAL U.S. SMALL CAP INDEX ETF NASDAQ
1278    PSCC 11/29/2010 1.98 POWERSHARES S&P SMALLCAP CNSMR STAPL ETF PowerShares Consumer Defensive NASDAQ
1279    PSCD 11/29/2010 2.54 POWERSHARES S&P SMCAP CNSMR DISCRET ETF PowerShares Consumer Cyclical NASDAQ
1280    PSCE 11/29/2010 4.88 POWERSHARES S&P SMALLCAP ENERGY ETF PowerShares Equity Energy NASDAQ
1281    PSCF 11/29/2010 2.57 POWERSHARES S&P SMALLCAP FINANC PowerShares Financial NASDAQ
1282    PSCH 11/29/2010 4.9 POWERSHARES S&P SMALLCAP HEALTH CARE ETF PowerShares Health NASDAQ
1283    PSCI 11/29/2010 1.63 POWERSHARES S&P SMALLCAP INDUSTRIALS ETF PowerShares Industrials NASDAQ
1284    PSCM 11/29/2010 1.41 POWERSHARES S&P SMALLCAP MATERIALS ETF PowerShares Natural Resources NASDAQ
1285    PSCT 11/29/2010 5.74 POWERSHARES S&P SMALLCAP INFO TECH ETF PowerShares Technology NASDAQ
1286    PSCU 11/29/2010 1.71 POWERSHARES S&P SMALLCAP UTILITIES ETF PowerShares Utilities NASDAQ
1287    PSET 3/22/2016 0.02 PRINCIPAL PRICE SETTERS INDEX ETF NASDAQ
1288    PSI 9/28/2009 4.7 POWERSHARES DYNAMIC SEMICONDUCTORS ETF PowerShares Technology NYSE
1289    PSJ 9/28/2009 2.7 POWERSHARES DYNAMIC SOFTWARE ETF PowerShares Technology NYSE
1290    PSK 9/28/2009 13.53 SPDR WELLS FARGO PREFERRED STOCK ETF SPDR State Street Global Advisors Preferred Stock NYSE
1291    PSL 9/28/2009 4.11 POWERSHARES DWA CONSUMER STAPLES MOM ETF PowerShares Consumer Defensive NASDAQ
1292    PSLV 10/29/2010 120.63 SPROTT PHYSICAL SILVER TRUST ET NYSE
1293    PSMB 2/23/2017 0.01 POWERSHARES BAL MULTI-ASST ALLC PowerShares Allocation--50% to 70% Equity BATS
1294    PSMC 2/23/2017 0.01 POWERSHARES CNSRV MULTI-ASST ALLC PowerShares Allocation--30% to 50% Equity BATS
1295    PSMG 2/23/2017 0.01 POWERSHARES GR MULTI-ASST ALLC PowerShares Allocation--70% to 85% Equity BATS
1296    PSMM 2/23/2017 0.01
1297    PSP 9/28/2009 33.09 POWERSHARES GLOBAL LISTED PRIVATE EQ ETF PowerShares Miscellaneous Sector NYSE
1298    PSQ 9/28/2009 97.75 PROSHARES SHORT QQQ ProShares Trading--Inverse Equity NYSE
1299    PSR 9/28/2009 0.83 POWERSHARES ACTIVE U.S. REAL ES PowerShares Real Estate NYSE
1300    PST 9/28/2009 23.6 PROSHARES ULTRASHORT LEHMAN 7-1 ProShares Trading-Inverse Debt NYSE
1301    PTF 9/28/2009 3.84 POWERSHARES DWA TECHNOLOGY MOMENTUM ETF PowerShares Technology NASDAQ
1302    PTH 9/28/2009 5 POWERSHARES DWA HEALTHCARE MOMENTUM ETF PowerShares Health NASDAQ
1303    PTLC 6/12/2015 3.32 PACER TRENDPILOT 750 ETF Pacer Large Blend BATS
1304    PTM 9/28/2009 5.22 UBS ETRACS CMCI LNG PLATINUM TOT RET ETN UBS Group AG Commodities Precious Metals NYSE
1305    PTMC 6/12/2015 1.77 PACER TRENDPILOT 450 ETF Pacer Mid-Cap Blend BATS
1306    PTNQ 6/12/2015 0.99 PACER TRENDPILOT 100 ETF Pacer Large Growth BATS
1307    PUI 9/28/2009 3.78 POWERSHARES DWA UTILITIES MOMENTUM ETF PowerShares Utilities NASDAQ
1308    PUW 9/28/2009 1.46 POWERSHARES WILDERHILL PROG ENGY ETF PowerShares Miscellaneous Sector NYSE
1309    PVI 9/28/2009 7.48 POWERSHARES VRDO TAX FREE WEEKL PowerShares Muni Short NYSE
1310    PWB 9/28/2009 7.39 POWERSHARES DYNAMIC LARGE CAP GROWTH ETF PowerShares Large Growth NYSE
1311    PWC 9/28/2009 2.39 POWERSHARES DYNAMIC MARKET ETF PowerShares Mid-Cap Blend NYSE
1312    PWV 9/28/2009 15.81 POWERSHARES DYNAMIC LARGE CAP VALUE ETF PowerShares Large Value NYSE
1313    PWZ 9/28/2009 4.4 POWERSHARES INSURED CA MUNICIPA PowerShares Muni California Long NYSE
1314    PXE 9/28/2009 6.62 POWERSHARES DYNAMIC ENGY EXPLR&PRDTN ETF PowerShares Equity Energy NYSE
1315    PXF 9/28/2009 14.08 POWERSHARES FTSE RAFI DEV MKTS EX-US ETF PowerShares Foreign Large Value NYSE
1316    PXH 9/28/2009 22.14 POWERSHARES FTSE RAFI EMERGING MKTS ETF PowerShares Diversified Emerging Mkts NYSE
1317    PXI 9/28/2009 7.27 POWERSHARES DWA ENERGY MOMENTUM ETF PowerShares Equity Energy NASDAQ
1318    PXJ 9/28/2009 12.01 POWERSHARES DYNAMIC OIL & GAS SVCS ETF PowerShares Equity Energy NYSE
1319    PXLG 6/16/2011 1.12 POWERSHARES RUSSELL TOP 200 PURE GR ETF PowerShares Large Growth NYSE
1320    PXLV 6/16/2011 0.9 POWERSHARES RUSSELL TOP 200 PURE VAL ETF PowerShares Large Value NYSE
1321    PXMG 2/22/2011 1.42 POWERSHARES RUSSELL MIDCAP PURE GR ETF PowerShares Mid-Cap Growth NYSE
1322    PXMV 2/22/2011 1.46 POWERSHARES RUSSELL MIDCAP PURE VAL ETF PowerShares Mid-Cap Value NYSE
1323    PXQ 9/28/2009 4.33 POWERSHARES DYNAMIC NETWORKING ETF PowerShares Technology NYSE
1324    PXR 9/28/2009 3.94 POWERSHARES EMERGING MARKETS INFRAS ETF PowerShares Diversified Emerging Mkts NYSE
1325    PXSG 2/22/2011 1.09 POWERSHARES RUSSELL 2000 PURE GROWTH ETF PowerShares Small Growth NYSE
1326    PXSV 2/22/2011 2.19 POWERSHARES RUSSELL 2000 PURE VALUE ETF PowerShares Small Value NYSE
1327    PY 3/22/2016 0.02 PRINCIPAL SHAREHOLDER YIELD INDEX ETF NASDAQ
1328    PYZ 9/28/2009 3.63 POWERSHARES DWA BASIC MATERIALS MOM ETF PowerShares Natural Resources NASDAQ
1329    PZA 9/28/2009 38.73 POWERSHARES INSURED NATIONAL MU PowerShares Muni National Long NYSE
1330    PZD 9/28/2009 2.74 POWERSHARES CLEANTECH ETF PowerShares Miscellaneous Sector NYSE
1331    PZI 9/28/2009 2.55 POWERSHARES ZACKS MICRO CAP ETF PowerShares Small Value NYSE
1332    PZT 9/28/2009 2.2 POWERSHARES INSURED NY MUNICIPA PowerShares Muni New York Long NYSE
1333    QABA 9/28/2009 5.24 FIRST TRUST NASDAQ ABA COMMUNITY BK ETF First Trust Financial NASDAQ
1334    QAI 9/28/2009 16.08 IQ HEDGE MULTI-STRATEGY TRACKER ETF IndexIQ Multialternative NYSE
1335    QAT 5/1/2014 1 ISHARES MSCI QATAR CAPPED iShares Miscellaneous Region NASDAQ
1336    QAUS 6/12/2014 0.26 SPDR MSCI AUSTRALIA STRATEGICFACTORSETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1337    QCAN 6/12/2014 0.23 SPDR MSCI CANADA STRATEGICFACTORS ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1338    QCLN 9/28/2009 5.59 FIRST TRUST NASDAQ CLN EDGE GRNENGYETF First Trust Miscellaneous Sector NASDAQ
1339    QDEF 12/19/2012 1.46 FLEXSHARES QUALITY DIVIDEND DEFENSV ETF Flexshares Trust Large Value NYSE
1340    QDEU 6/12/2014 0.18 SPDR MSCI GERMANY STRATEGICFACTORS ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1341    QDF 12/19/2012 4.33 FLEXSHARES QUALITY DIVIDEND ETF Flexshares Trust Large Value NYSE
1342    QDYN 12/19/2012 0.47 FLEXSHARES QUALITY DIVIDEND DYNAMIC ETF Flexshares Trust Large Value NYSE
1343    QED 3/24/2015 0.04
1344    QEFA 6/5/2014 0.31 SPDR MSCI EAFE STRATEGICFACTORS ETF SPDR State Street Global Advisors Foreign Large Blend NYSE
1345    QEH 8/8/2012 0.78 ADVISORSHARES QAM EQUITY HEDGE ETF Exchange Traded Fund Financial NYSE
1346    QEMM 6/5/2014 0.65 SPDR MSCI EMERGING MKTS STRATCFACTS ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
1347    QESP 6/12/2014 0.11 SPDR MSCI SPAIN STRATEGICFACTORS ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1348    QGBR 6/12/2014 0.09 SPDR MSCI UNITED KINGDOM STRATFACTS ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1349    QGTA 9/30/2015 0.04 IQ LEADERS GTAA TRACKER ETF IndexIQ World Allocation NYSE
1350    QID 9/28/2009 1274.59 PROSHARES ULTRASHORT QQQ ProShares Trading-Inverse Equity NYSE
1351    QINC 3/11/2014 0.6 FIRST TRUST RBA QUALITY INCOME ETF First Trust Mid-Cap Value NASDAQ
1352    QJPN 6/12/2014 0.16 SPDR MSCI JAPAN STRATEGICFACTORS ETF SPDR State Street Global Advisors Japan Stock NYSE
1353    QLC 9/24/2015 0.06 FLEXSHARES US QUALITY LARGE CAP INDEX FUND NASDAQ
1354    QLD 9/28/2009 1185.09 PROSHARES ULTRA QQQ ProShares Trading--Leveraged Equity NYSE
1355    QLS 3/24/2015 0.02 IQ HEDGE LONG/SHORT TRACKER ETF IndexIQ Long-Short Equity NYSE
1356    QLTA 2/16/2012 2.8 ISHARES AAA - A RATED CORPORATE BOND iShares Corporate Bond NYSE
1357    QMN 10/4/2012 0.97 IQ HEDGE MARKET NEUTRAL TRACKER ETF IndexIQ Market Neutral NYSE
1358    QQEW 9/28/2009 10.42 FIRST TRUST NASDAQ-100 EQUAL WTD ETF First Trust Large Growth NASDAQ
1359    QQQ 9/28/2009 7064.9 POWERSHARES QQQ TRUST, SERIES 1 PowerShares Large Growth NASDAQ
1360    QQQC 8/22/2011 1.19 GLOBAL X NASDAQ CHINA TECHNOLOGY ETF NASDAQ
1361    QQQE 3/21/2012 2.32 DIREXION NASDAQ-100 EQUAL WTD ETF Direxion Funds Large Growth NYSE
1362    QQXT 9/28/2009 3.47 FIRST TRUST NASDAQ-100 EX-TECH SECT ETF First Trust Large Growth NASDAQ
1363    QTEC 9/28/2009 17.97 FIRST TRUST NASDAQ-100-TECH SECTOR ETF First Trust Technology NASDAQ
1364    QUAL 7/18/2013 11.69 ISHARES EDGE MSCI USA QUALITY FACTOR iShares Large Growth NYSE
1365    QUS 4/16/2015 0.11 SPDR MSCI USA STRATEGICFACTORS ETF SPDR State Street Global Advisors Large Blend NYSE
1366    QVAL 10/22/2014 1.01 VALUESHARES US QUANTITATIVE VALUE Exchange Traded Fund Financial BATS
1367    QVM 2/27/2015 0.1
1368    QWLD 6/5/2014 0.1 SPDR MSCI WORLD STRATEGICFACTORS ETF SPDR State Street Global Advisors World Stock NYSE
1369    QXGG 1/26/2017 0.01 QUANTX RISK MANAGED GROWTH ETF QUANTX World Stock BATS
1370    QXMI 1/26/2017 0.01
1371    QXRR 1/26/2017 0.01 QUANTX RISK MGD MULTI-ASST TTL RET ETF QUANTX World Allocation BATS
1372    QXTR 1/26/2017 0.01 QUANTX RISK MANAGED REAL ASSET ETF QUANTX World Allocation BATS
1373    QYLD 12/12/2013 1.64 RECON CAPITAL NASDAQ 100 COV CALL ETF Recon Capital Series Trust Option Writing NASDAQ
1374    RALS 12/9/2010 2.04 PROSHARES RAFI LONG/SHORT ProShares Market Neutral NYSE
1375    RAVI 10/11/2012 0.84 FLEXSHARES READY ACCESS VARIABLE INC ETF Flexshares Trust Ultrashort Bond NYSE
1376    RBL 4/9/2010 5.53 SPDR S&P RUSSIA ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1377    RCD 9/28/2009 3.02 GUGGENHEIM S&P 500 EQ WT CONS DISCR ETF Guggenheim Investments Consumer Cyclical NYSE
1378    RDIV 10/1/2013 3.07 OPPENHEIMER ULTRA DIVIDEND REVENUE ETF OppenheimerFunds Large Value NYSE
1379    RDVY 1/7/2014 1.47 FIRST TRUST RISING DIVIDEND ACHIEV ETF First Trust Large Value NASDAQ
1380    REET 7/10/2014 2.85 ISHARES GLOBAL REIT iShares Real Estate NYSE
1381    REGL 2/5/2015 2.07
1382    REK 4/9/2010 4.87 PROSHARES SHORT REAL ESTATE ProShares Trading--Inverse Equity NYSE
1383    REM 9/28/2009 92.11 ISHARES MORTGAGE REAL ESTATE CAPPED iShares Real Estate NYSE
1384    REML 7/13/2016 0.04 CREDIT SUISSE X-LINKSMP2XLVGMORTREIT ETN Credit Suisse AG Trading--Leveraged Equity NYSE
1385    REMX 10/28/2010 21.55 VANECK VECTORS RARE EARTH/STRAT MTLS ETF Van Eck Equity Precious Metals NYSE
1386    RETL 7/14/2010 3.6 DIREXION DAILY RETAIL BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1387    REW 9/28/2009 8.25 PROSHARES ULTRASHORT TECHNOLOGY ProShares Trading--Inverse Equity NYSE
1388    REZ 9/28/2009 9.49 ISHARES RESIDENTIAL REL EST CAPPED iShares Real Estate NYSE
1389    RFAP 4/14/2016 0.07 FIRST TRUST RIVERFRONT DYN ASIA PAC ETF First Trust Diversified Pacific/Asia NASDAQ
1390    RFDA 6/7/2016 0.22 RIVERFRONT DYNAMIC US DIVIDEND ADVTG ETF ALPS Large Blend NYSE
1391    RFDI 4/14/2016 0.63 FIRST TRUST RIVERFRONT DYN DEV INTL ETF First Trust Foreign Large Blend NASDAQ
1392    RFEM 6/15/2016 0.11 FIRST TRUST RIVERFRONT DYN EM MKTS ETF First Trust Diversified Emerging Mkts NASDAQ
1393    RFEU 4/14/2016 0.27 FIRST TRUST RIVERFRONT DYNAMIC EURP ETF First Trust Europe Stock NASDAQ
1394    RFFC 6/7/2016 0.2 RIVERFRONT DYNAMIC US FLEX-CAP ETF ALPS Large Blend NYSE
1395    RFG 9/28/2009 11.34 GUGGENHEIM S&P MIDCAP 400 PURE GR ETF Guggenheim Investments Mid-Cap Growth NYSE
1396    RFV 9/28/2009 3.06 GUGGENHEIM S&P MIDCAP 400 PURE VAL ETF Guggenheim Investments Small Value NYSE
1397    RGI 9/28/2009 2.6 GUGGENHEIM S&P 500 EQ WT INDLS ETF Guggenheim Investments Industrials NYSE
1398    RHS 9/28/2009 5.86 GUGGENHEIM S&P 500 EQ WT CONS STAPL ETF Guggenheim Investments Consumer Defensive NYSE
1399    RIGS 10/9/2013 5.55 RIVERFRONT STRATEGIC INCOME ETF ALPS World Bond NYSE
1400    RINF 1/12/2012 1.92 PROSHARES INFLATION EXPECTATIONS ProShares Trading--Miscellaneous NYSE
1401    RING 2/2/2012 17.64 ISHARES MSCI GLOBAL GOLD MINERS iShares Equity Precious Metals NYSE
1402    RISE 2/19/2015 0.1 SIT RISING RATE ETF RISE Nontraditional Bond NYSE
1403    RJA 9/28/2009 36.19 ELEMENTS ROGERS INTL CMDTY AGRI TR ETN ELEMENTS Commodities Agriculture NYSE
1404    RJI 9/28/2009 39.51 ELEMENTS ROGERS INTL CMDTY TR ETN ELEMENTS Commodities Broad Basket NYSE
1405    RJN 9/28/2009 4.9 ELEMENTS ROGERS INTL CMDTY ENERGY TR ETN ELEMENTS Commodities Energy NYSE
1406    RJZ 9/28/2009 2.76 ELEMENTS ROGERS INTL CMDTY METALS TR ETN ELEMENTS Commodities Industrial Metals NYSE
1407    RLY 4/26/2012 3.15 SPDR SSGA MULTI-ASSET REAL RETURN ETF SPDR State Street Global Advisors Allocation--50% to 70% Equity NYSE
1408    ROAM 2/26/2015 0.28 HARTFORD MULTIFACTOR EMERGING MKTS ETF Lattice Strategies LLC Diversified Emerging Mkts NYSE
1409    ROBO 10/22/2013 6.07 ROBO GLOBAL ROBOTICS&AUTOMATION ETF Exchange Traded Concepts Trust Miscellaneous Sector NASDAQ
1410    RODM 9/28/2009 10.64 HARTFORD MULTIFACTOR DEV MKTS (EXUS) ETF Lattice Strategies LLC Foreign Large Blend NYSE
1411    ROGS 3/24/2015 0.12 HARTFORD MULTIFACTOR GLOBAL SMALLCAP ETF Lattice Strategies LLC World Stock NYSE
1412    ROM 9/28/2009 17.12 PROSHARES ULTRA TECHNOLOGY ProShares Trading--Leveraged Equity NYSE
1413    ROOF 6/14/2011 2.77 IQ US REAL ESTATE SMALL CAP ETF IndexIQ Real Estate NYSE
1414    RORE 10/4/2016 0.03 HARTFORD MULTIFACTOR REIT ETF Lattice Strategies LLC Real Estate NYSE
1415    ROUS 2/26/2015 0.13 HARTFORD MULTIFACTOR US EQUITY ETF Lattice Strategies LLC Large Blend NYSE
1416    RPG 9/28/2009 23.51 GUGGENHEIM S&P 500 PURE GROWTH ETF Guggenheim Investments Large Growth NYSE
1417    RPV 9/28/2009 25.8 GUGGENHEIM S&P 500 PURE VALUE ETF Guggenheim Investments Large Value NYSE
1418    RRF 7/14/2011 1.8 WISDOMTREE GLOBAL REAL RETURN ETF WisdomTree World Bond NYSE
1419    RSP 9/28/2009 251.98 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF Guggenheim Investments Large Blend NYSE
1420    RSX 9/28/2009 1577.46 VANECK VECTORS RUSSIA ETF Van Eck Miscellaneous Region NYSE
1421    RSXJ 4/14/2011 7.55 VANECK VECTORS RUSSIA SMALL-CAP ETF Van Eck Miscellaneous Region NYSE
1422    RTH 9/28/2009 161.3 VANECK VECTORS RETAIL ETF Van Eck Consumer Cyclical NYSE
1423    RTM 9/28/2009 2.36 GUGGENHEIM S&P 500 EQ WT MATERIALS ETF Guggenheim Investments Natural Resources NYSE
1424    RUSL 5/25/2011 114.16 DIREXION DAILY RUSSIA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1425    RUSS 5/25/2011 75.52 DIREXION DAILY RUSSIA BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1426    RVNU 6/4/2013 1.09 DEUTSCHE X-TRACKERS MUNI INFRAS REVN BD Deutsche Asset Management Muni National Long NYSE
1427    RWJ 9/28/2009 6.79 OPPENHEIMER SMALL CAP REVENUE ETF OppenheimerFunds Small Blend NYSE
1428    RWK 9/28/2009 4.79 OPPENHEIMER MID CAP REVENUE ETF OppenheimerFunds Mid-Cap Value NYSE
1429    RWL 9/28/2009 6.99 OPPENHEIMER LARGE CAP REVENUE ETF OppenheimerFunds Large Value NYSE
1430    RWM 9/28/2009 197.52 PROSHARES SHORT RUSSELL2000 ProShares Trading--Inverse Equity NYSE
1431    RWO 9/28/2009 37.82 SPDR DOW JONES GLOBAL REAL ESTATE ETF SPDR State Street Global Advisors Global Real Estate NYSE
1432    RWR 9/28/2009 107.92 SPDR DOW JONES REIT ETF SPDR State Street Global Advisors Real Estate NYSE
1433    RWW 9/28/2009 1.17 OPPENHEIMER FINANCIALS SECT REVENUE ETF OppenheimerFunds Financial NYSE
1434    RWX 9/28/2009 125.71 SPDR DOW JONES INTERNATIONAL RELEST ETF SPDR State Street Global Advisors Global Real Estate NYSE
1435    RXD 9/28/2009 1.12 PROSHARES ULTRASHORT HEALTH CAR ProShares Trading-Inverse Equity NYSE
1436    RXI 9/28/2009 6.96 ISHARES GLOBL CONSUMER DISCRETIONARY iShares Consumer Cyclical NYSE
1437    RXL 9/28/2009 5.29 PROSHARES ULTRA HEALTH CARE ProShares Trading--Leveraged Equity NYSE
1438    RYE 9/28/2009 4.93 GUGGENHEIM S&P 500 EQUAL WT ENERGY ETF Guggenheim Investments Equity Energy NYSE
1439    RYF 9/28/2009 6.12 GUGGENHEIM S&P 500 EQ WEIGHT FINCL ETF Guggenheim Investments Financial NYSE
1440    RYH 9/28/2009 6.77 GUGGENHEIM S&P 500 EQ WEIGHT HC ETF Guggenheim Investments Health NYSE
1441    RYJ 9/28/2009 4.83 GUGGENHEIM RAYMOND JAMES SB-1 EQUITY ETF Guggenheim Investments Mid-Cap Blend NYSE
1442    RYT 9/28/2009 11.37 GUGGENHEIM S&P 500 EQ WT TECHNOLOGY ETF Guggenheim Investments Technology NYSE
1443    RYU 9/28/2009 3.69 GUGGENHEIM S&P 500 EQ WT UTILITIES ETF Guggenheim Investments Utilities NYSE
1444    RZG 9/28/2009 3.32 GUGGENHEIM S&P SMALLCAP 600 PURE GR ETF Guggenheim Investments Small Growth NYSE
1445    RZV 9/28/2009 6.23 GUGGENHEIM S&P SMALLCAP 600 PUREVAL ETF Guggenheim Investments Small Value NYSE
1446    SAA 9/28/2009 7 PROSHARES ULTRA SMALLCAP600 ProShares Trading--Leveraged Equity NYSE
1447    SAGG 3/23/2011 1.7 DIREXION DAILY TOTAL BOND MARKE Direxion Funds Trading-Inverse Debt NYSE
1448    SBB 9/28/2009 4.04 PROSHARES SHORT SMALLCAP600 ProShares Trading--Inverse Equity NYSE
1449    SBIO 12/31/2014 5.94 ALPS MEDICAL BREAKTHROUGHS ETF ALPS Health NYSE
1450    SBM 4/12/2010 1.33 SHORT BASIC MATERIALS ProShares Trading-Inverse Equity NYSE
1451    SBV 4/21/2011 0.21 IPATH PURE BETA BROAD COMMODITY NYSE
1452    SCAP 7/7/2016 0.03
1453    SCC 9/28/2009 4.09 PROSHARES ULTRASHORT CONSUMER SERVICES ProShares Trading--Inverse Equity NYSE
1454    SCHA 11/3/2009 52.05 SCHWAB US SMALL-CAP ETF Schwab ETFs Small Blend NYSE
1455    SCHB 11/3/2009 76.49 SCHWAB US BROAD MARKET ETF Schwab ETFs Large Blend NYSE
1456    SCHC 1/14/2010 14.65 SCHWAB INTERNATIONAL SMALL-CAP EQ ETF Schwab ETFs Foreign Small/Mid Blend NYSE
1457    SCHD 10/20/2011 48.57 SCHWAB US DIVIDEND EQUITY ETF Schwab ETFs Large Value NYSE
1458    SCHE 1/14/2010 61.42 SCHW EMG MKT EQ ETF Schwab Funds Diversified Emerging Mkts NYSE
1459    SCHF 11/3/2009 93.71 SCHWAB INTERNATIONAL EQUITY ETF Schwab ETFs Foreign Large Blend NYSE
1460    SCHG 12/11/2009 25.07 SCHWAB US LARGE-CAP GROWTH ETF Schwab ETFs Large Growth NYSE
1461    SCHH 1/13/2011 38.92 SCHWAB US REIT ETF Schwab ETFs Real Estate NYSE
1462    SCHM 1/13/2011 24.51 SCHWAB US MID-CAP ETF Schwab ETFs Mid-Cap Blend NYSE
1463    SCHO 8/5/2010 14.02 SCHWAB SHORT-TERM US TREASURY ETF Schwab ETFs Short Government NYSE
1464    SCHP 8/5/2010 16.61 SCHWAB US TIPS ETF Schwab ETFs Inflation-Protected Bond NYSE
1465    SCHR 8/5/2010 8.68 SCHWAB INTERMEDIATE-TERM US TRS ETF Schwab ETFs Intermediate Government NYSE
1466    SCHV 12/11/2009 21.74 SCHWAB US LARGE-CAP VALUE ETF Schwab ETFs Large Value NYSE
1467    SCHX 11/3/2009 66.23 SCHWAB US LARGE-CAP ETF Schwab ETFs Large Blend NYSE
1468    SCHZ 7/14/2011 26.56 SCHWAB US AGGREGATE BOND ETF Schwab ETFs Intermediate-Term Bond NYSE
1469    SCID 5/14/2015 0.08 GLOBAL X SCIENTIFIC BETA EUROPE ETF Global X Funds Europe Stock NYSE
1470    SCIF 9/24/2010 25.51 VANECK VECTORS INDIA SMALL-CAP ETF Van Eck India Equity NYSE
1471    SCIJ 5/13/2015 0.05 GLOBAL X SCIENTIFIC BETA JAPAN ETF Global X Funds Japan Stock NYSE
1472    SCIN 7/12/2010 3.51 COLUMBIA INDIA SMALL CAP ETF Columbia India Equity NYSE
1473    SCIU 5/13/2015 0.41 GLOBAL X SCIENTIFIC BETA US ETF Global X Funds Large Blend NYSE
1474    SCIX 5/13/2015 0.04
1475    SCJ 9/28/2009 5.35 ISHARES MSCI JAPAN SMALL-CAP iShares Japan Stock NYSE
1476    SCO 9/28/2009 402.31 PROSHARES ULTRASHORT BLOOMBERG CRUDE OIL ProShares Trading--Inverse Commodities NYSE
1477    SCPB 12/17/2009 56.64 SPDR BLMBG BARCLAYS ST CORP BD ETF SPDR State Street Global Advisors Short-Term Bond NYSE
1478    SCTO 10/23/2014 0.5 GLOBAL X | JPMORGAN US SECTOR ROTAT ETF Global X Funds Allocation--70% to 85% Equity NYSE
1479    SCZ 9/28/2009 109.79 ISHARES MSCI EAFE SMALL-CAP iShares Foreign Small/Mid Blend NASDAQ
1480    SDD 9/28/2009 4.43 PROSHARES ULTRASHORT SMALLCAP600 ProShares Trading--Inverse Equity NYSE
1481    SDEM 3/17/2015 0.35 GLOBAL X MSCI SUPERDIVIDEND EM MKTS ETF Global X Funds Diversified Emerging Mkts NYSE
1482    SDIV 6/9/2011 27.64 GLOBAL X SUPERDIVIDEND ETF Global X Funds World Stock NYSE
1483    SDOG 6/29/2012 17.06 ALPS SECTOR DIVIDEND DOGS ETF ALPS Large Value NYSE
1484    SDOW 2/11/2010 184.03 PROSHARES ULTRAPRO SHORT DOW30 ProShares Trading--Inverse Equity NYSE
1485    SDP 9/28/2009 1.93 PROSHARES ULTRASHORT UTILITIES ProShares Trading--Inverse Equity NYSE
1486    SDS 9/28/2009 2636.85 PROSHARES ULTRASHORT S&P500 ProShares Trading--Inverse Equity NYSE
1487    SDY 9/28/2009 186.66 SPDR S&P DIVIDEND ETF SPDR State Street Global Advisors Large Value NYSE
1488    SDYL 5/23/2012 0.83 UBS ETRACS MTHLY PAY 2XLVRGD S&P DIV ETN UBS Group AG Trading--Leveraged Equity NYSE
1489    SEA 9/28/2009 10.69 GUGGENHEIM SHIPPING ETF Guggenheim Investments Industrials NYSE
1490    SEF 9/28/2009 14.62 PROSHARES SHORT FINANCIALS ProShares Trading--Inverse Equity NYSE
1491    SGAR 4/21/2011 0.52 IPATH PURE BETA SUGAR ETN NYSE
1492    SGDJ 3/31/2015 2.04 ALPS SPROTT JUNIOR GOLD MINERS ETF ALPS Equity Precious Metals NYSE
1493    SGDM 7/15/2014 10.07 SPROTT GOLD MINERS ETF ALPS Equity Precious Metals NYSE
1494    SGG 9/28/2009 13.67 IPATH BLOOMBERG SUGAR SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1495    SGOL 9/28/2009 25.3 ETFS PHYSICAL SWISS GOLD ETFS Swiss Gold Trust Commodities Precious Metals NYSE
1496    SGQI 12/8/2016 0.02 JANUS SG GLOBAL QUALITY INCOME ETF NASDAQ
1497    SH 9/28/2009 505.89 PROSHARES SHORT S&P500 ProShares Trading--Inverse Equity NYSE
1498    SHE 12/23/2009 0.63 SPDR SSGA GENDER DIVERSITY ETF SPDR State Street Global Advisors Large Blend NYSE
1499    SHM 9/28/2009 63.37 SPDR NUVEEN BLMBG BARCLAYS ST MUNBD ETF SPDR State Street Global Advisors Muni National Short NYSE
1500    SHNY 9/8/2016 0.34 DIREXION DAILY SILVER MNRS BULL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
1501    SHV 9/28/2009 52.02 ISHARES SHORT TREASURY BOND iShares Short Government NYSE
1502    SHY 9/28/2009 155.04 ISHARES 1-3 YEAR TREASURY BOND iShares Short Government NYSE
1503    SHYD 1/14/2014 2.22 VANECK VECTORS SHORT HIGH-YIELD MUNI ETF Van Eck High Yield Muni NYSE
1504    SHYG 10/17/2013 15.7 ISHARES 0-5 YEAR HIGH YIELD CORP BD iShares High Yield Bond NYSE
1505    SICK 6/15/2011 0.18 DIREXION DAILY HEALTHCARE BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1506    SIJ 9/28/2009 3.48 PROSHARES ULTRASHORT INDUSTRIAL ProShares Trading-Inverse Equity NYSE
1507    SIL 7/12/2010 60.65 GLOBAL X SILVER MINERS ETF Global X Funds Equity Precious Metals NYSE
1508    SILJ 11/29/2012 6.72 PUREFUNDS ISE JUNIOR SILVER ETF Exchange Traded Fund Financial NYSE
1509    SIPE 2/27/2014 0.14 SPDR BLMBG BARCLAYS 0-5 YEAR TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond NYSE
1510    SIVR 9/28/2009 40.79 ETFS PHYSICAL SILVER ETF Securities Commodities Precious Metals NYSE
1511    SIZ 9/7/2011 0.36 QUANTSHARES US MARKET NEUTRAL SIZE QuantShares Market Neutral NYSE
1512    SIZE 4/18/2013 0.54 ISHARES EDGE MSCI USA SIZE FACTOR iShares Large Blend NYSE
1513    SJB 3/22/2011 10.32 PROSHARES SHORT HIGH YIELD ProShares Trading--Inverse Debt NYSE
1514    SJNK 3/15/2012 130.39 SPDR BLMBG BARCLAYSST HY BD ETF SPDR State Street Global Advisors High Yield Bond NYSE
1515    SKF 9/28/2009 805.39 PROSHARES ULTRASHORT FINANCIALS ProShares Trading--Inverse Equity NYSE
1516    SKOR 4/14/2010 0.92 FLEXSHARES CREDIT-SCORED US CORP BD ETF Flexshares Trust Corporate Bond NASDAQ
1517    SKYY 7/6/2011 10.11 FIRST TRUST CLOUD COMPUTING ETF First Trust Technology NASDAQ
1518    SLIM 6/9/2016 0.03 THE OBESITY ETF Janus Health NASDAQ
1519    SLQD 10/17/2013 2.3 ISHARES 0-5 YEAR INVMT GRD CORP BD iShares Short-Term Bond NASDAQ
1520    SLV 9/28/2009 2708.13 ISHARES SILVER TRUST iShares Commodities Precious Metals NYSE
1521    SLVO 4/17/2013 2.41 CREDIT SUISSE X-LINKS SILVER COVCALL ETN Credit Suisse AG Commodities Precious Metals NASDAQ
1522    SLVP 2/2/2012 6.07 ISHARES MSCI GLOBAL SILVER MINERS iShares Equity Precious Metals NYSE
1523    SLX 9/28/2009 35.52 VANECK VECTORS STEEL ETF Van Eck Natural Resources NYSE
1524    SLY 8/30/2010 4 SPDR S&P 600 SMALL CAP ETF SPDR State Street Global Advisors Small Blend NYSE
1525    SLYG 8/30/2010 3.37 SPDR S&P 600 SMALL CAP GROWTH ETF SPDR State Street Global Advisors Small Growth NYSE
1526    SLYV 8/30/2010 4.3 SPDR S&P 600 SMALL CAP VALUE ETF SPDR State Street Global Advisors Small Value NYSE
1527    SMB 9/28/2009 9.15 VANECK VECTORS AMT-FREE SHORT MUNI ETF Van Eck Muni National Short NYSE
1528    SMCP 4/21/2015 0.16 ALPHAMARK ACTIVELY MANAGED SMALL CAP ETF NASDAQ
1529    SMD 3/7/2016 0.27 SPDR S&P 1000 ETF SPDR State Street Global Advisors Mid-Cap Blend NYSE
1530    SMDD 2/11/2010 9.47 PROSHARES ULTRAPRO SHORT MIDCAP400 ProShares Trading--Inverse Equity NYSE
1531    SMDV 2/5/2015 2.08 PROSHARES RUSSELL 2000 DIVIDEND GROWERS ProShares Small Value BATS
1532    SMEZ 6/5/2014 0.94 SPDR EURO STOXX SMALL CAP ETF SPDR State Street Global Advisors Europe Stock NYSE
1533    SMH 9/28/2009 1289.72 VANECK VECTORS SEMICONDUCTOR ETF Van Eck Technology NYSE
1534    SMHD 2/4/2015 3.1
1535    SMIN 2/9/2012 3.26 ISHARES MSCI INDIA SMALL-CAP iShares India Equity BATS
1536    SMK 9/28/2009 0.64 PROSHARES ULTRASHORT MSCI MEXIC ProShares Trading-Inverse Equity NYSE
1537    SMLF 4/30/2015 0.3 ISHARES EDGE MSCI MULTIFACTOR USA SM-CP iShares Small Blend NYSE
1538    SMLL 7/29/2014 0.25 DIREXION DAILY SMALL CAP BULL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
1539    SMLV 2/21/2013 1.08 SPDR SSGA US SMALL CAP LOW VOLATIL ETF SPDR State Street Global Advisors Small Blend NYSE
1540    SMMU 2/3/2010 1.55 PIMCO SHORT TERM MUNICIPAL BOND ACTV ETF Pimco Muni National Short NYSE
1541    SMMV 9/9/2016 0.08 ISHARES EDGE MSCI MIN VOL USA SMALL-CAP iShares Small Blend BATS
1542    SMN 9/28/2009 171.66 PROSHARES ULTRASHORT BASIC MATE ProShares Trading-Inverse Equity NYSE
1543    SNLN 11/7/2012 10.45 HIGHLAND/IBOXX SENIOR LOAN ETF Highland Funds Bank Loan NASDAQ
1544    SNSR 9/16/2016 0.65 GLOBAL X INTERNET OF THINGS THEMATIC ETF Global X Funds Technology NASDAQ
1545    SOCL 11/15/2011 11.95 GLOBAL X SOCIAL MEDIA ETF NASDAQ
1546    SOIL 5/26/2011 2.41 GLOBAL X FERTILIZERS/POTASH ETF Global X Funds Natural Resources NYSE
1547    SOP 6/29/2015 0.13 PROSHARES ULTRASHRT OIL&GAS EXPLOR&PRDTN ProShares Trading--Inverse Equity NYSE
1548    SOVB 2/23/2016 0.13
1549    SOXL 4/9/2010 105.72 DIREXION DAILY SEMICONDCT BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1550    SOXS 4/9/2010 54.48 DIREXION DAILY SEMICONDCT BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1551    SOXX 9/24/2010 89.57 ISHARES PHLX SOX SEMICONDUCTOR SECTOR INDEX FUND NASDAQ
1552    SOYB 9/19/2011 2.33 TEUCRIUM SOYBEAN FUND ETV Teucrium Commodities Agriculture NYSE
1553    SPDN 6/8/2016 0.64 DIREXION DAILY S&P 500 BEAR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
1554    SPFF 7/17/2012 10.73 GLOBAL X SUPERINCOME PREFERRED ETF Global X Funds Preferred Stock NYSE
1555    SPHB 5/5/2011 11.97 POWERSHARES S&P 500 HIGH BETA ETF PowerShares Large Blend NYSE
1556    SPHD 10/18/2012 23.42 POWERSHARES S&P 500 HIGH DIV LOW VOLETF PowerShares Large Value NYSE
1557    SPHQ 11/7/2011 12.55 POWERSHARES S&P 500 QUALITY ETF PowerShares Large Blend NYSE
1558    SPLV 5/5/2011 155.5 POWERSHARES S&P 500 LOW VOLATILITY ETF PowerShares Large Value NYSE
1559    SPLX 3/26/2014 1.08 UBS ETRACS M RESET 2XLVG S&P 500 TR ETN UBS Group AG Trading--Leveraged Equity NYSE
1560    SPMO 10/12/2015 0.03 POWERSHARES S&P 500 MOMENTUM PowerShares Large Growth NYSE
1561    SPPP 12/19/2012 14.66 SPROTT PHYSICAL PLATINUM AND PA Exchange Traded Fund Financial NYSE
1562    SPUN 6/10/2015 0.08 VANECK VECTORS GLOBAL SPIN-OFF ETF Van Eck Mid-Cap Blend NYSE
1563    SPUU 5/28/2014 1.86 DIREXION DAILY S&P 500 BULL 2X ETF Exchange Traded Fund Financial NYSE
1564    SPVU 10/9/2015 0.03
1565    SPXE 9/24/2015 0.12 PROSHARES S&P 500 EX-ENERGY ProShares Large Blend NYSE
1566    SPXH 6/24/2013 0.65 JANUS VELOCITY VOLATILITY HDGD LG CP ETF Janus Long-Short Equity NYSE
1567    SPXL 3/5/2012 283.22 DIREXION DAILY S&P500 BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1568    SPXN 9/24/2015 0.01 PROSHARES S&P 500 EX-FINANCIALS ProShares Large Blend NYSE
1569    SPXS 3/5/2012 364.67 DIREXION DAILY S&P 500 BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1570    SPXT 9/24/2015 0.02
1571    SPXU 9/28/2009 1325.97 PROSHARES ULTRAPRO SHORT S&P500 ProShares Trading--Inverse Equity NYSE
1572    SPXV 9/24/2015 0.01
1573    SPY 9/30/2009 30354.45 SPDR S&P 500 ETF SPDR State Street Global Advisors Large Blend NYSE
1574    SPYB 2/5/2015 0.15 SPDR S&P 500 BUYBACK ETF SPDR State Street Global Advisors Large Blend NYSE
1575    SPYD 10/22/2015 1.16 SPDR S&P 500 HIGH DIVIDEND ETF SPDR State Street Global Advisors Large Value NYSE
1576    SPYG 8/30/2010 4.77 SPDR S&P 500 GROWTH ETF SPDR State Street Global Advisors Large Growth NYSE
1577    SPYV 8/30/2010 2.28 SPDR S&P 500 VALUE ETF SPDR State Street Global Advisors Large Value NYSE
1578    SPYX 12/1/2015 0.31 SPDR S&P 500 FOSSIL FUEL RSRV FREE ETF SPDR State Street Global Advisors Large Blend NYSE
1579    SQQQ 2/11/2010 698.07 PROSHARES ULTRAPRO SHORT QQQ ProShares Trading--Inverse Equity NASDAQ
1580    SQZZ 3/22/2017 0.01 ACTIVE ALTS CONTRARIAN ETF NASDAQ
1581    SRET 3/17/2015 0.84 GLOBAL X SUPERDIVIDEND REIT ETF Global X Funds Real Estate NASDAQ
1582    SRLN 4/4/2013 14.16 SPDR BLACKSTONE / GSO SENIOR LOAN ETF SPDR State Street Global Advisors Bank Loan NYSE
1583    SRS 9/28/2009 450.19 PROSHARES ULTRASHORT REAL ESTATE ProShares Trading--Inverse Equity NYSE
1584    SRTY 2/11/2010 210.13 PROSHARES ULTRAPRO SHORT RUSSELL2000 ProShares Trading--Inverse Equity NYSE
1585    SSG 9/28/2009 14.24 PROSHARES ULTRASHORT SEMICONDUCTORS ProShares Trading--Inverse Equity NYSE
1586    SSO 9/28/2009 2466.46 PROSHARES ULTRA S&P500 ProShares Trading--Leveraged Equity NYSE
1587    SST 12/1/2011 1.73 SPDR BLMBG BARCLAYS ST TREASURY ETF SPDR State Street Global Advisors Short Government NYSE
1588    STIP 12/3/2010 6.26 ISHARES 0-5 YEAR TIPS BOND iShares Inflation-Protected Bond NYSE
1589    STN 9/28/2009 7.84
1590    STOT 4/14/2016 0.14
1591    STPP 8/10/2010 2 IPATH US TREASURY STEEPENER ETN iPath Trading-Miscellaneous NYSE
1592    STPZ 9/28/2009 15.92 PIMCO 1-5 YEAR US TIPS ETF Pimco Inflation-Protected Bond NYSE
1593    SUB 9/28/2009 11.24 ISHARES SHORT-TERM NATIONAL MUNI BOND iShares Muni National Short NYSE
1594    SVXY 10/4/2011 670.43 PROSHARES SHORT VIX SHORT-TERM FUTURES ProShares Volatility NYSE
1595    SWIN 1/10/2017 0.08 ALPS/DORSEY WRIGHT SECTOR MOMENTUM ETF NASDAQ
1596    SYE 1/9/2014 0.14 SPDR MFS SYSTEMATIC CORE EQUITY ETF SPDR State Street Global Advisors Large Value NYSE
1597    SYG 1/9/2014 0.26 SPDR MFS SYSTEMATIC GROWTH EQUITY ETF SPDR State Street Global Advisors Large Growth NYSE
1598    SYLD 5/14/2013 3.98 CAMBRIA SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Mid-Cap Value NYSE
1599    SYV 1/9/2014 0.08 SPDR MFS SYSTEMATIC VALUE EQUITY ETF SPDR State Street Global Advisors Large Value NYSE
1600    SZK 9/28/2009 1.42 PROSHARES ULTRASHORT CONSUMER GOODS ProShares Trading--Inverse Equity NYSE
1601    SZO 9/28/2009 1.39 POWERSHARES DB CRUDE OIL SHORT Deutsche Bank Trading-Inverse Commodities NYSE
1602    TAGS 3/28/2012 0.37 TEUCRIUM AGRICULTURAL ETF Exchange Traded Fund Financial NYSE
1603    TAN 9/28/2009 75.52 GUGGENHEIM SOLAR ETF Guggenheim Investments Miscellaneous Sector NYSE
1604    TAO 9/28/2009 9.88 GUGGENHEIM CHINA REAL ESTATE ETF Guggenheim Investments China Region NYSE
1605    TAPR 7/15/2014 0.3 BARCLAYS INVERSE US TREASURY AGGT ETN Barclays Funds Trading--Inverse Debt NASDAQ
1606    TBF 9/28/2009 95.19 PROSHARES SHORT 20+ YEAR TREASURY ProShares Trading--Inverse Debt NYSE
1607    TBLU 2/15/2017 0.02 TORTOISE WATER Tortoise Capital Advisors Natural Resources BATS
1608    TBT 9/28/2009 1786.17 PROSHARES ULTRASHORT 20+ YEAR TREASURY ProShares Trading--Inverse Debt NYSE
1609    TBX 4/5/2011 2.25 PROSHARES SHORT 7-10 YEAR TREASURY ProShares Trading--Inverse Debt NYSE
1610    TBZ 4/5/2011 0.32 PROSHARES ULTRASHORT 3-7 YEAR TREASURY ProShares Trading--Inverse Debt NYSE
1611    TCHF 5/12/2016 0.03 ISHARES EDGE MSCI MULTIFACTOR TECHNOLOGY iShares Technology BATS
1612    TDIV 8/14/2012 11.01 FIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUND NASDAQ
1613    TDTF 9/22/2011 4.13 FLEXSHARES IBOXX 5YR TARGET DUR TIPS ETF Flexshares Trust Inflation-Protected Bond NYSE
1614    TDTT 9/23/2011 7.25 FLEXSHARES IBOXX 3 YEAR TARGET Northern Trust Inflation-Protected Bond NYSE
1615    TECL 3/5/2012 36.53 DIREXION DAILY TECHNOLOGY BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1616    TECS 3/5/2012 18.24 DIREXION DAILY TECHNOLOGY BEAR 3X ETF Exchange Traded Fund Financial NYSE
1617    TECZ 4/7/2016 0.02
1618    TFI 9/28/2009 56.86 SPDR NUVEEN BLMBG BARCLAYS MUNI BD ETF SPDR State Street Global Advisors Muni National Long NYSE
1619    TFLO 2/4/2014 0.26 ISHARES TREASURY FLOATING RATE BOND iShares Short Government NYSE
1620    THD 9/28/2009 87.45 ISHARES MSCI THAILAND CAPPED iShares Miscellaneous Region NYSE
1621    THHY 3/22/2013 0.6 VANECK VECTORS TRS-HDGD HI YLD BD ETF Van Eck Nontraditional Bond NYSE
1622    THRK 3/18/2013 0.74 SPDR RUSSELL 3000 ETF SPDR State Street Global Advisors Large Blend NYSE
1623    TILT 9/22/2011 1.96 FLEXSHARES MSTAR US MKT FACTORS TILT ETF Flexshares Trust Large Blend NYSE
1624    TIP 9/28/2009 270.87 ISHARES BARCLAYS TIPS BOND FUND iShares Inflation-Protected Bond NYSE
1625    TIPX 5/30/2013 0.39 SPDR BLMBG BARCLAYS 1-10 YEAR TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond NYSE
1626    TIPZ 9/28/2009 1.76 PIMCO BROAD US TIPS ETF Pimco Inflation-Protected Bond NYSE
1627    TLDH 11/10/2015 0.1
1628    TLEH 11/10/2015 0.28 FLEXSHARES CCY HDGD MS EM FCT TILTIDX Flexshares Trust Diversified Emerging Mkts NYSE
1629    TLH 9/28/2009 11.64 ISHARES 10-20 YEAR TREASURY BOND iShares Long Government NYSE
1630    TLO 9/28/2009 7.12 SPDR BLMBG BARCLAYS LONG TERM TRS ETF SPDR State Street Global Advisors Long Government NYSE
1631    TLT 9/28/2009 2854.89 ISHARES 20+ YEAR TREASURY BOND iShares Long Government NASDAQ
1632    TLTD 9/28/2012 4.55 FLEXSHARES MSTAR DEVMKS EXUS FCTTILT ETF Flexshares Trust Foreign Large Blend NYSE
1633    TLTE 9/28/2012 3.78 FLEXSHARES MSTAR EMGMKTS FCTTILT ETF Flexshares Trust Diversified Emerging Mkts NYSE
1634    TMF 9/28/2009 56.36 DIREXION DAILY 20+ YR TRSY BULL 3X ETF Direxion Funds Trading--Leveraged Debt NYSE
1635    TMV 9/28/2009 219.6 DIREXION DAILY 20+ YR TRSY BEAR 3X ETF Direxion Funds Trading--Inverse Debt NYSE
1636    TNA 9/28/2009 2950.85 DIREXION DAILY SMALL CAP BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1637    TOFR 9/16/2014 0.15
1638    TOK 9/28/2009 2.97 ISHARES MSCI KOKUSAI iShares World Stock NYSE
1639    TOLZ 3/27/2014 0.74 PROSHARES DJ BROOKFIELD GLOBAL INFRAS ProShares Infrastructure NYSE
1640    TOTL 2/24/2015 18.62 SPDR DOUBLELINE TOTAL RETURN TACT ETF SPDR State Street Global Advisors Intermediate-Term Bond NYSE
1641    TPS 2/10/2011 1.61 PROSHARES ULTRASHORT TIPS ProShares Trading-Inverse Debt NYSE
1642    TPYP 6/30/2015 0.47 TORTOISE NORTH AMERICAN PIPELINE FUND Tortoise Capital Energy Limited Partnership NYSE
1643    TQQQ 2/11/2010 643.97 PROSHARES ULTRAPRO QQQ ProShares Trading--Leveraged Equity NASDAQ
1644    TRSK 6/24/2013 1.12 JANUS VELOCITY TAIL RISK HDGD LG CP ETF Janus Long-Short Equity NYSE
1645    TTAC 9/28/2016 0.13 TRIMTABS FLOAT SHRINK ETF TrimTabs Large Blend BATS
1646    TTFS 10/5/2011 2.57 ADVISORSHARES WILSHIRE BUYBACK ETF AdvisorShares Mid-Cap Blend NYSE
1647    TTT 4/9/2010 21.05 PROSHARES ULTRAPRO SHORT 20+ YEAR TRS ProShares Trading--Inverse Debt NYSE
1648    TUR 9/28/2009 110.15 ISHARES MSCI TURKEY INVESTABLE iShares Diversified Emerging Mkts NYSE
1649    TUSA 9/16/2014 0.2 FIRST TRUST TOTAL US MARKET ALPHADEX ETF NASDAQ
1650    TUTI 6/10/2015 0.27 TUTTLE TACTICAL MGMT MULTI-STRAT INC ETF Tuttle Allocation--15% to 30% Equity NASDAQ
1651    TUTT 2/25/2015 0.73 TUTTLE TACTICAL MANAGEMENT US CORE ETF Tuttle Allocation--50% to 70% Equity NASDAQ
1652    TUZ 9/28/2009 2.96 PIMCO 1-3 YEAR US TREASURY ETF Pimco Short Government NYSE
1653    TVIX 11/30/2010 1440.05 VELOCITYSHARES DAILY 2X VIX ST ETN Credit Suisse AG Volatility NASDAQ
1654    TVIZ 11/30/2010 1.6 VELOCITYSHARES DAILY 2X VIX MT ETN Credit Suisse AG Volatility NASDAQ
1655    TWM 9/28/2009 835.1 PROSHARES ULTRASHORT RUSSELL2000 ProShares Trading--Inverse Equity NYSE
1656    TWOK 7/9/2013 1.09 SPDR RUSSELL 2000 ETF SPDR State Street Global Advisors Small Blend NYSE
1657    TYBS 3/23/2011 0.57 DIREXION DAILY 20+ YEAR TRS BEAR 1X ETF Direxion Funds Trading--Inverse Debt NYSE
1658    TYD 9/28/2009 2.47 DIREXION DAILY 10-YR TREASURY B Direxion Funds Trading-Leveraged Debt NYSE
1659    TYNS 3/23/2011 0.37 DIREXION DAILY 7 10 YEAR TREASU Direxion Funds Trading-Inverse Debt NYSE
1660    TYO 9/28/2009 4.73 DIREXION DAILY 7-10 YR TRS BEAR 3X ETF Direxion Funds Trading--Inverse Debt NYSE
1661    TZA 9/28/2009 2940.17 DIREXION DAILY SMALL CAP BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1662    UAE 5/1/2014 1.78 ISHARES MSCI UAE CAPPED iShares Miscellaneous Region NASDAQ
1663    UAG 9/28/2009 1.09 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Agriculture NYSE
1664    UBC 9/28/2009 1.24 UBS ETRACS CMCI LIVESTOCK TOT RET ETN UBS Group AG Commodities Agriculture NYSE
1665    UBG 9/28/2009 0.8 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Precious Metals NYSE
1666    UBIO 6/23/2015 13.41 PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ProShares Trading--Leveraged Equity NASDAQ
1667    UBM 9/29/2009 0.92 UBS ETRACS CMCI INDL MTLS TOT RET ETN UBS Group AG Commodities Industrial Metals NYSE
1668    UBN 9/29/2009 0.66 UBS ETRACS CMCI ENERGY TOTAL RETURN ETN UBS Group AG Commodities Energy NYSE
1669    UBND 6/11/2015 0.06 WISDOMTREE WESTERN ASSET UNCNSTND BD ETF WisdomTree Nontraditional Bond NASDAQ
1670    UBR 7/12/2010 3.21 PROSHARES ULTRA MSCI BRAZIL CAPPED ProShares Trading--Leveraged Equity NYSE
1671    UBT 1/21/2010 9.5 PROSHARES ULTRA 20+ YEAR TREASURY ProShares Trading--Leveraged Debt NYSE
1672    UCC 9/28/2009 1.28 PROSHARES ULTRA CONSUMER SERVICES ProShares Trading--Leveraged Equity NYSE
1673    UCI 9/29/2009 4.19 UBS ETRACS CMCI TOTAL RETURN ETN UBS Group AG Commodities Broad Basket NYSE
1674    UCIB 10/9/2015 0.04
1675    UCO 9/28/2009 978.85 PROSHARES ULTRA DJ-AIG CRUDE OI ProShares Trading-Leveraged Commodities NYSE
1676    UDBI 12/29/2015 0.02 LEGG MASON US DIVERSIFIED CORE ETF Legg Mason Large Blend NASDAQ
1677    UDN 9/28/2009 17.37 POWERSHARES DB US DOLLAR BEARISH ETF PowerShares DB Multicurrency NYSE
1678    UDOW 2/11/2010 86.74 PROSHARES ULTRAPRO DOW30 ProShares Trading--Leveraged Equity NYSE
1679    UGA 9/28/2009 14.33 UNITED STATES GASOLINE United States Commodity Funds LLC Commodities Energy NYSE
1680    UGAZ 2/8/2012 440.27 VELOCITYSHARES 3X LONG NATURAL GAS ETN Credit Suisse AG Trading--Leveraged Commodities NYSE
1681    UGE 9/28/2009 1.06 PROSHARES ULTRA CONSUMER GOODS ProShares Trading--Leveraged Equity NYSE
1682    UGL 9/28/2009 47.95 PROSHARES ULTRA GOLD ProShares Trading--Leveraged Commodities NYSE
1683    UGLD 10/17/2011 28.83 VELOCITYSHARES 3X LONG GOLD ETN Credit Suisse AG Trading--Leveraged Commodities NASDAQ
1684    UHN 9/28/2009 1.32 UNITED STATES DIESEL-HEATING OIL United States Commodity Funds LLC Commodities Energy NYSE
1685    UJB 4/14/2011 0.5 PROSHARES ULTRA HIGH YIELD ProShares Trading--Leveraged Debt NYSE
1686    ULE 9/28/2009 3.54 PROSHARES ULTRA EURO ProShares Trading--Miscellaneous NYSE
1687    ULST 10/10/2013 1.06 SPDR SSGA ULTRA SHORT TERM BOND ETF SPDR State Street Global Advisors Ultrashort Bond NYSE
1688    UMDD 2/11/2010 10.38 PROSHARES ULTRAPRO MIDCAP400 ProShares Trading--Leveraged Equity NYSE
1689    UMX 7/13/2010 0.53 PROSHARES ULTRA MSCI MEXICO CAPPED IMI ProShares Trading--Leveraged Equity NYSE
1690    UNG 9/28/2009 1454.9 UNITED STATES NATURAL GAS United States Commodity Funds LLC Commodities Energy NYSE
1691    UNL 11/18/2009 5.53 UNITED STATES 12 MONTH NATURAL GAS United States Commodity Funds LLC Commodities Energy NYSE
1692    UOP 6/23/2015 0.08 PROSHARES ULTRA OIL & GAS EXPLOR & PRDTN ProShares Trading--Leveraged Equity NYSE
1693    UPRO 9/28/2009 785.17 PROSHARES ULTRAPRO S&P500 ProShares Trading--Leveraged Equity NYSE
1694    UPV 7/12/2010 1.65 PROSHARES ULTRA FTSE EUROPE ProShares Trading--Leveraged Equity NYSE
1695    UPW 9/28/2009 2.13 PROSHARES ULTRA UTILITIES ProShares Trading--Leveraged Equity NYSE
1696    URA 11/5/2010 44.58 GLOBAL X URANIUM ETF Global X Funds Natural Resources NYSE
1697    URE 9/28/2009 225.41 PROSHARES ULTRA REAL ESTATE ProShares Trading-Leveraged Equity NYSE
1698    URR 9/28/2009 0.51 MARKET VECTORS DOUBLE LONG EURO ETN Market Vectors Trading--Miscellaneous NYSE
1699    URTH 1/12/2012 4.15 ISHARES MSCI WORLD iShares World Stock NYSE
1700    URTY 2/11/2010 95.7 PROSHARES ULTRAPRO RUSSELL2000 ProShares Trading--Leveraged Equity NYSE
1701    USAG 4/13/2012 0.21
1702    USCI 8/10/2010 11.88 UNITED STATES COMMODITY INDEX United States Commodity Funds LLC Commodities Broad Basket NYSE
1703    USD 9/28/2009 21.9 PROSHARES ULTRA SEMICONDUCTORS ProShares Trading--Leveraged Equity NYSE
1704    USDU 12/18/2013 4.33 WISDOMTREE BLOOMBERG US DLLR BULLISH ETF WisdomTree Multicurrency NYSE
1705    USFR 2/4/2014 0.34 WISDOMTREE BLOOMBERG FLOATING RT TRS ETF WisdomTree Short Government NYSE
1706    USL 9/28/2009 11.52 UNITED STATES 12 MONTH OIL United States Commodity Funds LLC Commodities Energy NYSE
1707    USLB 11/5/2015 0.39 POWERSHARES RUSSELL 1000 LOW BETA EQ WGT PowerShares Mid-Cap Blend NASDAQ
1708    USLV 10/17/2011 101.14 VELOCITYSHARES 3X LONG SILVER ETN Credit Suisse AG Trading--Leveraged Commodities NASDAQ
1709    USMR 9/20/2016 0.01 RECON CAPITAL USA MANAGED RISK ETF Recon Capital Series Trust Large Blend NYSE
1710    USMV 10/20/2011 131.97 ISHARES EDGE MSCI MIN VOL USA iShares Large Blend NYSE
1711    USO 9/28/2009 2443.81 UNITED STATES OIL FUND United States Commodity Funds LLC Commodities Energy NYSE
1712    USRT 11/3/2016 0.24 ISHARES CORE US REIT iShares Real Estate NYSE
1713    UST 1/22/2010 17.45 PROSHARES ULTRA 7-10 YEAR TREASURY ProShares Trading--Leveraged Debt NYSE
1714    USV 9/29/2009 1.24 UBS ETRACS CMCI SILVER TOTAL RETURN ETN UBS Group AG Commodities Precious Metals NYSE
1715    UTES 9/24/2015 0.09
1716    UTLF 5/12/2016 0.01 ISHARES EDGE MSCI MULTIFACTOR UTILITIES iShares Utilities BATS
1717    UUP 9/28/2009 258.4 POWERSHARES DB US DOLLAR BULLISH ETF PowerShares DB Multicurrency NYSE
1718    UVXY 10/4/2011 3584.45 PROSHARES ULTRA VIX SHORT-TERM FUTURES ProShares Volatility NYSE
1719    UWM 9/28/2009 393.59 PROSHARES ULTRA RUSSELL2000 ProShares Trading--Leveraged Equity NYSE
1720    UWT 12/9/2016 34.65 VELOCITYSHARES 3X LNG CRUDE OIL ETN NEW Credit Suisse AG Trading--Leveraged Commodities NYSE
1721    UXI 9/28/2009 5 PROSHARES ULTRA INDUSTRIALS ProShares Trading--Leveraged Equity NYSE
1722    UYG 9/28/2009 549.53 PROSHARES ULTRA FINANCIALS ProShares Trading--Leveraged Equity NYSE
1723    UYM 9/28/2009 280.48 PROSHARES ULTRA BASIC MATERIALS ProShares Trading--Leveraged Equity NYSE
1724    VALX 12/10/2014 0.32 VALIDEA MARKET LEGENDS ETF NASDAQ
1725    VAMO 9/9/2015 0.17 CAMBRIA VALUE AND MOMENTUM ETF CAMBRIA ETF TRUST Large Value BATS
1726    VAW 9/28/2009 28.03 VANGUARD MATERIALS ETF Vanguard Natural Resources NYSE
1727    VB 9/28/2009 136.44 VANGUARD SMALL-CAP ETF Vanguard Small Blend NYSE
1728    VBK 9/28/2009 49.73 VANGUARD SMALL-CAP GROWTH ETF Vanguard Small Growth NYSE
1729    VBND 10/16/2014 1.39 VIDENT CORE US BOND STRATEGY ETF Vident Financial Intermediate-Term Bond NASDAQ
1730    VBR 9/28/2009 55.01 VANGUARD SMALL-CAP VALUE ETF Vanguard Small Value NYSE
1731    VCIT 11/23/2009 79.73 VANGUARD INTERM-TERM CORP BD ETF Vanguard Corporate Bond NASDAQ
1732    VCLT 11/23/2009 29.59 VANGUARD LONG-TERM CORPORATE BD ETF Vanguard Corporate Bond NASDAQ
1733    VCR 9/28/2009 27.44 VANGUARD CONSUMER DISCRETIONARY ETF Vanguard Consumer Cyclical NYSE
1734    VCSH 11/23/2009 113.99 VANGUARD SHORT-TERM CORPORATE BOND ETF Vanguard Short-Term Bond NASDAQ
1735    VDC 9/28/2009 25.54 VANGUARD CONSUMER STAPLES ETF Vanguard Consumer Defensive NYSE
1736    VDE 9/28/2009 85.48 VANGUARD ENERGY ETF Vanguard Equity Energy NYSE
1737    VEA 9/28/2009 748.15 VANGUARD FTSE DEVELOPED MARKETS ETF Vanguard Foreign Large Blend NYSE
1738    VEGA 9/18/2012 1.12 ADVISORSHARES STAR GLOBAL BUY-WRITE ETF Exchange Traded Fund Financial NYSE
1739    VEGI 2/2/2012 1.54 ISHARES MSCI GLBL AGRICULTURE PRODUCERS iShares Natural Resources NYSE
1740    VEU 9/28/2009 314.81 VANGUARD FTSE ALL-WLD EX-US ETF Vanguard Foreign Large Blend NYSE
1741    VFH 9/28/2009 78.92 VANGUARD FINANCIALS ETF Vanguard Financial NYSE
1742    VGIT 11/23/2009 7.37 VANGUARD INTERM-TERM GOVT BD ETF Vanguard Intermediate Government NASDAQ
1743    VGK 9/28/2009 734.78 VANGUARD FTSE EUROPE ETF Vanguard Europe Stock NYSE
1744    VGLT 11/24/2009 9.24 VANGUARD LONG-TERM GOVERNMENT BD ETF Vanguard Long Government NASDAQ
1745    VGSH 11/23/2009 8.66 VANGUARD SHORT-TERM GOVERNMENT BOND ETF Vanguard Short Government NASDAQ
1746    VGT 9/28/2009 76.05 VANGUARD INFORMATION TECHNOLOGY ETF Vanguard Technology NYSE
1747    VHT 9/28/2009 53.15 VANGUARD HEALTH CARE ETF Vanguard Health NYSE
1748    VIDI 10/30/2013 3.34 VIDENT INTERNATIONAL EQUITY Exchange Traded Fund Financial NASDAQ
1749    VIG 9/28/2009 215.02 VANGUARD DIVIDEND APPRECIATION ETF Vanguard Large Blend NYSE
1750    VIGI 3/2/2016 2.06 VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF NASDAQ
1751    VIIX 11/30/2010 63.22 VELOCITYSHARES VIX ST ETN Credit Suisse AG Volatility NASDAQ
1752    VIIZ 11/30/2010 0.78 VELOCITYSHARES VIX MT ETN Credit Suisse AG Volatility NASDAQ
1753    VIOG 9/24/2010 1.79 VANGUARD S&P SMALL-CAP 600 GROW Vanguard Small Growth NYSE
1754    VIOO 9/24/2010 3.68 VANGUARD S&P SMALL-CAP 600 ETF Vanguard Small Blend NYSE
1755    VIOV 9/24/2010 1.66 VANGUARD S&P SMALL-CAP 600 VALUE ETF Vanguard Small Value NYSE
1756    VIS 9/28/2009 28.36 VANGUARD INDUSTRIALS ETF Vanguard Industrials NYSE
1757    VIXH 8/30/2012 0.22 FIRST TRUST CBOE S&P 500 VIXTAIL H ETF First Trust Long-Short Equity NYSE
1758    VIXM 1/4/2011 11.11 PROSHARES VIX MID-TERM FUTURES ProShares Volatility NYSE
1759    VIXY 1/4/2011 430.78 PROSHARES VIX SHORT-TERM FUTURES ProShares Volatility NYSE
1760    VLU 10/25/2012 0.12 SPDR S&P 1500 VALUE TILT ETF SPDR State Street Global Advisors Large Value NYSE
1761    VLUE 4/18/2013 4.04 ISHARES EDGE MSCI USA VALUE FACTOR iShares Large Value NYSE
1762    VMAX 5/3/2016 0.39 REX VOLMAXX LNG VIX WKLY FUTS STRAT ETF VolMAXX Volatility BATS
1763    VMBS 11/23/2009 19.64 VANGUARD MORTGAGE-BACKED SECS ETF Vanguard Intermediate-Term Bond NASDAQ
1764    VMIN 5/3/2016 0.39 REX VOLMAXX SHORT VIX WKLY FUTSSTRATETF VolMAXX Volatility BATS
1765    VNLA 11/17/2016 0.13 JANUS SHORT DURATION INCOME ETF Janus World Bond NYSE
1766    VNM 9/28/2009 75.3 VANECK VECTORS VIETNAM ETF Van Eck Miscellaneous Region NYSE
1767    VNQ 9/28/2009 1218.16 VANGUARD REIT ETF Vanguard Real Estate NYSE
1768    VNQI 11/1/2010 36.9 VANGUARD GLOBAL EX-US REAL EST ETF Vanguard Global Real Estate NASDAQ
1769    VO 9/28/2009 84.79 VANGUARD MID-CAP ETF Vanguard Mid-Cap Blend NYSE
1770    VOE 9/28/2009 43.47 VANGUARD MID-CAP VALUE ETF Vanguard Mid-Cap Value NYSE
1771    VONE 9/24/2010 3.77 VANGUARD RUSSELL 1000 ETF Vanguard Large Blend NASDAQ
1772    VONG 9/24/2010 4.48 VANGUARD RUSSELL 1000 GROWTH ETF Vanguard Large Growth NASDAQ
1773    VONV 9/24/2010 3.94 VANGUARD RUSSELL 1000 VALUE ETF Vanguard Large Value NASDAQ
1774    VOO 9/24/2010 362.61 VANGUARD 500 ETF Vanguard Large Blend NYSE
1775    VOOG 9/24/2010 5.74 VANGUARD S&P 500 GROWTH ETF Vanguard Large Growth NYSE
1776    VOOV 9/24/2010 2.92 VANGUARD S&P 500 VALUE ETF Vanguard Large Value NYSE
1777    VOT 9/28/2009 31.62 VANGUARD MID-CAP GROWTH ETF Vanguard Mid-Cap Growth NYSE
1778    VOX 9/28/2009 17.47 VANGUARD TELECOMMUNICATION SERVICES ETF Vanguard Communications NYSE
1779    VPL 9/28/2009 91.81 VANGUARD FTSE PACIFIC ETF Vanguard Diversified Pacific/Asia NYSE
1780    VPU 9/28/2009 38.77 VANGUARD UTILITIES ETF Vanguard Utilities NYSE
1781    VQT 9/24/2010 3 BARCLAYS ETN+ S&P VEQTOR Barclays Funds Long-Short Equity NYSE
1782    VRP 5/1/2014 15.26 POWERSHARES VARIABLE RATE PREFERRED ETF PowerShares Preferred Stock NYSE
1783    VSDA 4/18/2017 0.01 VICTORYSHARES DIVIDEND ACCELERATOR ETF NASDAQ
1784    VSS 9/28/2009 24.32 VANGUARD FTSE ALL-WLD EX-US SMCP ETF Vanguard Foreign Small/Mid Blend NYSE
1785    VT 9/28/2009 82.13 VANGUARD TOTAL WORLD STOCK ETF Vanguard World Stock NYSE
1786    VTEB 8/25/2015 5.68
1787    VTHR 9/24/2010 1.57 VANGUARD RUSSELL 3000 ETF Vanguard Large Blend NASDAQ
1788    VTI 9/28/2009 687.71 VANGUARD TOTAL STOCK MARKET ETF Vanguard Large Blend NYSE
1789    VTIP 10/16/2012 20.84 VANGUARD SHORT-TERM INFL-PROT SECS ETF Vanguard Inflation-Protected Bond NASDAQ
1790    VTV 9/28/2009 183.51 VANGUARD VALUE ETF Vanguard Large Value NYSE
1791    VTWG 9/24/2010 3.15 VANGUARD RUSSELL 2000 GROWTH ETF Vanguard Small Growth NASDAQ
1792    VTWO 9/24/2010 9.55 VANGUARD RUSSELL 2000 ETF NASDAQ
1793    VTWV 9/24/2010 1.66 VANGUARD RUSSELL 2000 VALUE ETF Vanguard Small Value NASDAQ
1794    VUG 9/28/2009 167.79 VANGUARD GROWTH ETF Vanguard Large Growth NYSE
1795    VUSE 1/22/2014 1.67 VIDENT CORE US EQUITY Vident Financial Mid-Cap Value NASDAQ
1796    VV 9/28/2009 59.6 VANGUARD LARGE-CAP ETF Vanguard Large Blend NYSE
1797    VWO 9/28/2009 3303.63 VANGUARD FTSE EMERGING MARKETS ETF Vanguard Diversified Emerging Mkts NYSE
1798    VWOB 6/4/2013 8.99 VANGUARD EMERGING MKTS GOVT BD ETF Vanguard Emerging Markets Bond NASDAQ
1799    VXF 9/28/2009 53.42 VANGUARD EXTENDED MARKET ETF Vanguard Mid-Cap Blend NYSE
1800    VXUS 1/28/2011 57.91 VANGUARD TOTAL INTERNATIONAL STOCK ETF Vanguard Foreign Large Blend NASDAQ
1801    VXX 9/28/2009 10346.22 IPATH S&P 500 VIX ST FUTURES ETN Barclays Funds Volatility NYSE
1802    VXZ 9/28/2009 153.09 IPATH S&P 500 VIX MT FUTURES ETN Barclays Funds Volatility NYSE
1803    VYM 9/28/2009 125.39 VANGUARD HIGH DIVIDEND YIELD ETF Vanguard Large Value NYSE
1804    VYMI 3/2/2016 1.48 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF NASDAQ
1805    WBIA 8/27/2014 0.78 WBI TACTICAL SMG SHARES ETF WBI Investments Mid-Cap Blend NYSE
1806    WBIB 8/27/2014 0.77 WBI TACTICAL SMV SHARES ETF WBI Investments Mid-Cap Blend NYSE
1807    WBIC 8/27/2014 0.96 WBI TACTICAL SMY SHARES ETF WBI Investments Mid-Cap Value NYSE
1808    WBID 8/27/2014 0.74 WBI TACTICAL SMS SHARES ETF WBI Investments Mid-Cap Blend NYSE
1809    WBIE 8/27/2014 0.84 WBI TACTICAL LCG SHARES ETF WBI Investments Large Growth NYSE
1810    WBIF 8/27/2014 0.79 WBI TACTICAL LCV SHARES ETF WBI Investments Large Blend NYSE
1811    WBIG 8/27/2014 0.9 WBI TACTICAL LCY SHARES ETF WBI Investments Large Blend NYSE
1812    WBIH 8/27/2014 1.53 WBI TACTICAL HIGH INCOME SHARES ETF WBI Investments Allocation--15% to 30% Equity NYSE
1813    WBII 8/27/2014 1.37 WBI TACTICAL INCOME SHARES ETF WBI Investments Allocation--15% to 30% Equity NYSE
1814    WBIL 8/27/2014 0.72 WBI TACTICAL LCS SHARES ETF WBI Investments Large Blend NYSE
1815    WBIR 7/27/2016 0.11 WBI TACTICAL ROTATION SHARES WBI Investments Multialternative NYSE
1816    WBIY 12/22/2016 0.09 WBI POWER FACTOR HIGH DIVIDEND ETF WBI Investments Large Value NYSE
1817    WDIV 5/30/2013 1.29 SPDR S&P GLOBAL DIVIDEND ETF SPDR State Street Global Advisors World Stock NYSE
1818    WDRW 8/19/2015 0.18 DIREXION DAILY REGIONAL BNKS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1819    WDTI 1/5/2011 6.98 WISDOMTREE MANAGED FUTURES STRATEGY ETF WisdomTree Managed Futures NYSE
1820    WEAR 12/9/2016 0.04 THE WEAR ETF Wear Technology BATS
1821    WEAT 9/19/2011 6.64 TEUCRIUM WHEAT ETF Teucrium Commodities Agriculture NYSE
1822    WEET 4/21/2011 0.2 IPATH PURE BETA GRAINS ETN Barclays Funds Commodities Agriculture NYSE
1823    WIL 7/10/2014 0.04 BARCLAYS WOMEN IN LEADERSHIP ETN Barclays Funds Large Blend NYSE
1824    WIP 9/28/2009 28.37 SPDR CITI INTL GOVT INFL-PROT BD ETF SPDR State Street Global Advisors World Bond NYSE
1825    WMCR 9/24/2010 1.32 WILSHIRE MICRO-CAP ETF Guggenheim Investments Small Blend NYSE
1826    WMW 9/28/2009 1.55 ELEMENTS MORNINGSTAR WIDEMOAT FOC TR ETN ELEMENTS Large Blend NYSE
1827    WOOD 9/28/2009 6.27 ISHARES GLOBAL TIMBER & FORESTRY iShares Natural Resources NASDAQ
1828    WPS 9/28/2009 4.88 ISHARES TRUST ISHARES S&P DEVEL iShares Global Real Estate NYSE
1829    WREI 4/12/2010 0.82 WILSHIRE US REIT ETF Guggenheim Investments Real Estate NYSE
1830    WSKY 10/12/2016 0.05 SPIRITED FUNDS/ETFMG WHISKEY&SPIRITS ETF SpiritedFund Consumer Defensive NYSE
1831    WTID 1/5/2017 0.12 UBS ETRACS PROSHARES DLY 3X INVRS CRDETN UBS Trading--Inverse Commodities NYSE
1832    WTIU 1/5/2017 0.22 UBS ETRACS PROSHARES DLY 3X LNG CRUD ETN UBS Trading--Leveraged Commodities NYSE
1833    WTRX 8/9/2016 0.03 SUMMIT WATER INFRAS MULTIFACTOR ETF Summit Water Natural Resources NYSE
1834    WYDE 8/7/2014 0.15 PROSHARES CDS SHRT NRTH AMER HY CRDT ETF Exchange Traded Fund Financial BATS
1835    XAR 9/29/2011 4.17 SPDR S&P AEROSPACE & DEFENSE ETF SPDR State Street Global Advisors Industrials NYSE
1836    XBI 9/28/2009 634.33 SPDR S&P BIOTECH ETF SPDR State Street Global Advisors Health NYSE
1837    XCEM 9/2/2015 0.11 COLUMBIA EM CORE EX-CHINA ETF Columbia Diversified Emerging Mkts NYSE
1838    XES 9/28/2009 74.42 SPDR S&P OIL & GAS EQUIPMENT&SVCS ETF SPDR State Street Global Advisors Equity Energy NYSE
1839    XHB 9/28/2009 1200.41 SPDR S&P HOMEBUILDERS ETF SPDR State Street Global Advisors Consumer Cyclical NYSE
1840    XHE 1/27/2011 1.44 SPDR S&P HEALTH CARE EQUIPMENT ETF SPDR State Street Global Advisors Health NYSE
1841    XHS 9/29/2011 3.51 SPDR S&P HEALTH CARE SERVICES ETF SPDR State Street Global Advisors Health NYSE
1842    XIV 11/30/2010 3246.77 VELOCITYSHARES DAILY INVERSE VIX ST ETN Credit Suisse AG Volatility NASDAQ
1843    XIVH 7/14/2016 0.08 VELOCITYSHARES VIX SHRT VOLATIL HDG ETN UBS Volatility NYSE
1844    XLB 9/28/2009 1845.99 MATERIALS SELECT SECTOR SPDR State Street Global Advisors Natural Resources NYSE
1845    XLE 9/28/2009 5508.4 ENERGY SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Equity Energy NYSE
1846    XLF 9/28/2009 3776.51 FINANCIAL SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Financial NYSE
1847    XLG 9/28/2009 7.47 GUGGENHEIM S&P 500 TOP 50 ETF Guggenheim Investments Large Blend NYSE
1848    XLI 9/28/2009 2491.12 INDUSTRIAL SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Industrials NYSE
1849    XLK 9/28/2009 1476 TECHNOLOGY SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Technology NYSE
1850    XLP 9/28/2009 1493.53 CONSUMER STAPLES SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Consumer Defensive NYSE
1851    XLRE 10/8/2015 39.98 REAL ESTATE SELECT SECTOR SPDR SPDR State Street Global Advisors Real Estate NYSE
1852    XLU 9/28/2009 2312.04 UTILITIES SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Utilities NYSE
1853    XLV 9/28/2009 2110.41 HEALTH CARE SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Health NYSE
1854    XLY 9/28/2009 1773.8 CONSUMER DISCRET SEL SECT SPDR ETF SPDR State Street Global Advisors Consumer Cyclical NYSE
1855    XME 9/28/2009 1269.33 SPDR S&P METALS AND MINING ETF SPDR State Street Global Advisors Natural Resources NYSE
1856    XMLV 2/15/2013 5.71 POWERSHARES S&P MIDCAP LOW VOLATIL ETF PowerShares Mid-Cap Value NYSE
1857    XMPT 7/13/2011 2.82 VANECK VECTORS CEF MUNICIPAL INCOME ETF Van Eck Muni National Long NYSE
1858    XMX 2/10/2017 0.01 WISDOMTREE GLOBAL EX-MEXICO EQUITY ETF WisdomTree World Stock NYSE
1859    XOP 9/28/2009 2827.4 SPDR S&P OIL & GAS EXPLOR & PRODTN ETF SPDR State Street Global Advisors Equity Energy NYSE
1860    XPH 9/28/2009 25.61 SPDR S&P PHARMACEUTICALS ETF SPDR State Street Global Advisors Health NYSE
1861    XPP 9/28/2009 13.44 PROSHARES ULTRA FTSE CHINA 50 ProShares Trading--Leveraged Equity NYSE
1862    XRLV 4/9/2015 1.23 POWERSHARES S&P 500EX-RATE SNSVLWVTL ETF PowerShares Large Blend NYSE
1863    XRT 9/28/2009 1932.36 SPDR S&P RETAIL ETF SPDR State Street Global Advisors Consumer Cyclical NYSE
1864    XSD 9/28/2009 22.14 SPDR S&P SEMICONDUCTOR ETF State Street Global Advisors Technology NYSE
1865    XSHD 12/1/2016 0.07 POWERSHARES S&P SMCP HI DIV LOW VOLATIL PowerShares Small Value BATS
1866    XSLV 2/15/2013 5.91 POWERSHARES S&P SMALLCAP LOW VOLATIL ETF PowerShares Small Value NYSE
1867    XSOE 12/10/2014 0.11
1868    XSW 9/29/2011 0.69 SPDR S&P SOFTWARE & SERVICES ETF SPDR State Street Global Advisors Technology NYSE
1869    XT 3/23/2015 2.35 ISHARES EXPONENTIAL TECHNOLOGIES iShares Miscellaneous Sector NYSE
1870    XTH 6/28/2016 0.01
1871    XTL 1/27/2011 1.25 SPDR S&P TELECOM ETF SPDR State Street Global Advisors Communications NYSE
1872    XTN 1/27/2011 6.61 SPDR S&P TRANSPORTATION ETF SPDR State Street Global Advisors Industrials NYSE
1873    XUSA 1/26/2017 0.03 QUANTX DYNAMIC BETA US EQUITY ETF QUANTX Large Blend BATS
1874    XVZ 8/18/2011 3.5 IPATH S&P 500 DYNAMIC VIX ETN Barclays Funds Volatility NYSE
1875    XWEB 6/28/2016 0.02 SPDR S&P INTERNET ETF SPDR State Street Global Advisors Technology NYSE
1876    YANG 2/22/2011 42.75 DIREXION DAILY FTSE CHINA BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1877    YAO 10/19/2009 4.58 GUGGENHEIM CHINA ALL-CAP ETF Guggenheim Investments China Region NYSE
1878    YCL 9/28/2009 1.3 PROSHARES ULTRA YEN ProShares Trading--Miscellaneous NYSE
1879    YCS 9/28/2009 47.09 PROSHARES ULTRASHORT YEN ProShares Trading--Miscellaneous NYSE
1880    YDIV 8/23/2013 0.92 INTERNATIONAL MA DIVERS INC ETF First Trust World Allocation NASDAQ
1881    YINN 2/22/2011 121.1 DIREXION DAILY FTSE CHINA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1882    YLCO 5/28/2015 0.32 GLOBAL X YIELDCO ETF Global X Funds World Stock NASDAQ
1883    YLD 7/9/2015 0.18 PRINCIPAL EDGE ACTIVE INCOME ETF Principal Funds Allocation--30% to 50% Equity NYSE
1884    YMLI 2/12/2013 1.6 VANECK VECTORS HIGH INC INFRAS MLP ETF Van Eck Energy Limited Partnership NYSE
1885    YMLP 3/13/2012 11.65 VANECK VECTORS HIGH INCOME MLP ETF Van Eck Energy Limited Partnership NYSE
1886    YXI 4/9/2010 1.74 PROSHARES SHORT FTSE CHINA 50 ProShares Trading--Inverse Equity NYSE
1887    YYY 2/25/2013 3.56 YIELDSHARES HIGH INCOME ETF YieldShares Tactical Allocation NYSE
1888    ZBIO 6/23/2015 5.02 PROSHARES ULTRAPRO SHORT NASDAQ BIOTECH ProShares Trading--Inverse Equity NASDAQ
1889    ZIV 11/30/2010 11.65 VELOCITYSHARES DAILY INVERSE VIX MT ETN Credit Suisse AG Volatility NASDAQ
1890    ZMLP 1/28/2014 2.32 DIREXION ZACKS MLP HIGH INCOME ETF Direxion Funds Energy Limited Partnership NYSE
1891    ZROZ 11/4/2009 7.21 PIMCO 25+ YEAR ZERO COUPON US TRS ETF Pimco Long Government NYSE
1892    ZSL 9/28/2009 305.15 PROSHARES ULTRASHORT SILVER ProShares Trading--Inverse Commodities NYSE

Delisted Instruments:

 #   Symbol   StartDate   Size(MB)   Description   Industry   Sector   Exchange 
1    AAIT 2/9/2012 0.45 ISHARES MSCI ALL COUNTRY ASIA INFO TECH Exchange Traded Fund Financial NASDAQ
2    AAVX 9/8/2011 0.22 ETRACS DAILY SHORT 1 MONTH S&P NYSE
3    ABCS 6/8/2011 0.38 GUGGENHEIM ABC HIGH DIVIDEND ET Guggenheim Funds Distributors, Inc. Foreign Large Value NYSE
4    ACCU 1/26/2012 1.25 ADVISORSHARES ACCUVEST GLOBAL OPPORT ETF Exchange Traded Fund Financial NYSE
5    ADZ 9/25/2009 0.28 DB AGRICULTURE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
6    AGEM 2/28/2011 0.47 EGSHARES GEMS COMPOSITE ETF Emerging Global Advisors Diversified Emerging Mkts NYSE
7    AGLS 8/8/2011 0.73 ACCUVEST GLOBAL LONG SHORT ETF NYSE
8    AGOL 1/14/2011 0.22 ETFS ASIAN GOLD TRUST ETF Securities Ltd Commodities Precious Metals NYSE
9    AGRG 5/19/2011 0.03 RUSSELL AGGRESSIVE GROWTH ETF Russell Large Growth NYSE
10    ALTL 9/6/2012 0.34 RBS US LARGE CAP ALTERNATOR ETN Royal Bank of Scotland NV Large Blend NYSE
11    ALUM 1/5/2011 0.21 GLOBAL X ALUMINUM ETF Global X Funds Natural Resources NYSE
12    AMPS 2/22/2012 0.6 ISHARES UTILITIES BOND iShares Corporate Bond NYSE
13    AMUB 10/9/2015 0.01 NASDAQ
14    ASDR 4/9/2013 0.02 VELOCITYSHARES EMERGING ASIA DR ETF ALPS Diversified Pacific/Asia NYSE
15    AUD 11/1/2011 0.58 PIMCO AUSTRALIA BOND INDEX FUND PIMCO World Bond NYSE
16    AUNZ 7/5/2011 2.57 WISDOMTREE AUSTRALIA & NZL DBT ETF WisdomTree World Bond NYSE
17    AXDI 8/10/2010 0.09 ISHARES MSCI ACWI EX US CONSUME iShares Consumer Cyclical NYSE
18    AXEN 8/10/2010 0.22 ISHARES MSCI ACWI EX US ENERGY iShares Equity Energy NYSE
19    AXFN 1/28/2010 0.22 ISHARES MSCI ACWI EX US FINANCI iShares Financial NASDAQ
20    AXHE 8/10/2010 0.18 ISHARES MSCI ACWI EX US HEALTH iShares Health NYSE
21    AXID 8/10/2010 0.14 ISHARES MSCI ACWI EX US INDUSTR iShares Industrials NYSE
22    AXIT 7/20/2010 0.1 ISHARES MSCI ACWI EX US INFORMA iShares Technology NYSE
23    AXJS 2/3/2012 0.28 ISHARES MSCI AC ASIA EX JAPAN SMALL-CAP iShares Pacific/Asia ex-Japan Stk NYSE
24    AXMT 8/10/2010 0.22 ISHARES MSCI ACWI EX US MATERIA iShares Natural Resources NYSE
25    AXSL 8/4/2010 0.12 ISHARES TMSCI ACWI EX US CONSUM iShares Consumer Defensive NYSE
26    AXTE 8/10/2010 0.15 ISHARES MSCI ACWI EX US TELECOM iShares Communications NYSE
27    AXUT 8/10/2010 0.31 ISHARES MSCI ACWI EX US UTILITI iShares Utilities NYSE
28    AZIA 4/3/2013 0.32 GLOBAL X CENTRAL ASIA & MONGOLIA ETF Exchange Traded Fund Financial NYSE
29    BABS 8/3/2010 4.14 SPDR NUVEEN BARCLAYS CAPITAL BU State Street Global Advisors Long-Term Bond NYSE
30    BABZ 9/24/2010 1.72 PIMCO BUILD AMERICA BOND STRATE PIMCO Long-Term Bond NYSE
31    BAR 5/5/2014 0.17 DIREXION DAILY GOLD BULL 3X ETF Exchange Traded Fund Financial NYSE
32    BARN 6/2/2011 0.11 GLOBAL X FARMING ETF Global X Funds Natural Resources NYSE
33    BARS 5/6/2014 0.03 DIREXION DAILY GOLD BEAR 3X ETF Exchange Traded Fund Financial NYSE
34    BBVX 9/8/2011 0.13 ETRACS DAILY SHORT 2 MONTH S&P Commercial Banks, Not Elsewhere Classified Finance, Insurance, and Real Estate NYSE
35    BCHP 4/23/2014 0.16 EGSHARES BLUE CHIP ETF Exchange Traded Fund Financial NYSE
36    BDAT 7/16/2015 0.02 NASDAQ
37    BDG 9/25/2009 0.25 DB BASE METALS LONG ETN Deutsche Bank AG Commodities Industrial Metals NYSE
38    BDH 9/25/2009 0.61 MERRILL LYNCH & CO., INC. BROAD Merrill Lynch Technology AMEX
39    BGU 9/25/2009 427.52 DIREXION LARGE CAP BULL 3X SHAR Direxion Funds Trading-Leveraged Equity NYSE
40    BGZ 9/25/2009 468.07 DIREXION LARGE CAP BEAR 3X SHAR Direxion Funds Trading-Inverse Equity NYSE
41    BHH 9/25/2009 2.39 MERRILL LYNCH & CO., INC. B2B I Merrill Lynch Technology AMEX
42    BIK 9/25/2009 14.65 SPDR S&P BRIC 40 State Street Global Advisors Diversified Emerging Mkts NYSE
43    BITE 10/28/2015 0.08 NASDAQ
44    BNZ 9/25/2009 1.1 WISDOMTREE DREYFUS NEW ZEALAND WisdomTree Trust Currency NYSE
45    BONO 5/12/2011 1 MARKET VECTORS LATAM AGGREGATE Van Eck Emerging Markets Bond NYSE
46    BRAF 7/29/2010 0.58 GLOBAL X BRAZIL FINANCIALS ETF Global X Funds Latin America Stock NYSE
47    BRIL 4/9/2010 0.57 DIREXION DAILY BRIC BULL 3X SHA Direxion Funds Trading-Leveraged Equity NYSE
48    BRIS 4/12/2010 0.28 DIREXION DAILY BRIC BEAR 3X SHA Direxion Funds Trading-Inverse Equity NYSE
49    BRXX 2/24/2010 4.79 EGSHARES BRAZIL INFRASTRUCTURE Emerging Global Advisors Latin America Stock NYSE
50    BRZS 5/1/2013 0.57 NASDAQ
51    BSC 9/25/2009 0.12 ELEMENTS BG SMALL CAP ETN Deutsche Bank AG Small Value NYSE
52    BSCC 7/12/2010 0.84 GUGGENHEIM BULLETSHARES 2012 CB Guggenheim Funds Distributors, Inc. Short-Term Bond NYSE
53    BSCD 7/12/2010 2.03 GUGGENHEIM BULLETSHARES 2013 CO Guggenheim Funds Distributors, Inc. Short-Term Bond NYSE
54    BSCE 7/12/2010 5.74 GUGGENHEIM BULLETSHARES 2014 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
55    BSCF 7/12/2010 8.57 GUGGENHEIM BULLETSHARES 2015 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
56    BSCG 7/12/2010 12.02 GUGGENHEIM BULLETSHARES 2016 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
57    BSJE 1/25/2011 6.52 GUGGENHEIM BULLETSHARES 2014 HI Guggenheim Funds Distributors, Inc. High Yield Bond NYSE
58    BSJF 1/25/2011 15.22 GUGGENHEIM BULLETSHARES 2015 HI Guggenheim Funds Distributors, Inc. High Yield Bond NYSE
59    BSJG 4/25/2012 11.04 GUGGENHEIM BULLETSHRS2016 HY CORPBD ETF Exchange Traded Fund Financial NYSE
60    BTAH 9/13/2011 0.07 QUANTSHARES U.S. MARKET NEUTRAL NYSE
61    BUND 11/10/2011 0.06 PIMCO GERMANY BOND INDEX FUND PIMCO World Bond NYSE
62    BUNL 3/23/2011 1.08 POWERSHARES DB GERMAN BUND FUTU NYSE
63    BUNT 3/23/2011 0.78 POWERSHARES DB 3X GERMAN BUND F NYSE
64    BVL 9/25/2009 0.02 DEUTSCHE BANK AG ETN Deutsche Bank AG Large Value NYSE
65    BVT 9/25/2009 0.08 DEUTSCHE BANK AG ETN Deutsche Bank AG Large Value NYSE
66    BXDB 11/18/2009 0.76 BARCLAYS SHORT B LEVERAGED S&P Barclays Bank PLC Trading-Inverse Equity NYSE
67    BXDC 11/18/2009 1.1 BARCLAYS SHORT C LEVERAGED INVE Barclays Bank PLC Trading-Inverse Equity NYSE
68    BXUB 11/18/2009 1.14 BARCLAYS LONG B LEVERAGED S&P 5 Barclays Bank PLC Trading-Leveraged Equity NYSE
69    BXUC 11/18/2009 1.99 BARCLAYS LONG C LEVERAGED S&P 5 Barclays Bank PLC Trading-Leveraged Equity NYSE
70    CAD 11/10/2011 0.44 PIMCO CANADA BOND INDEX FUND ET PIMCO World Bond NYSE
71    CAPX 5/27/2015 0.07 ELKHORN S&P 500 CAPITAL EXPENDITURES Elkhorn Large Blend NYSE
72    CCVX 9/8/2011 0.11 ETRACS DAILY SHORT 3 MONTH S&P NYSE
73    CCX 9/24/2010 1.89 WISDOMTREE DREYFUS COMMODITY CU WisdomTree Currency NYSE
74    CCXE 2/28/2011 0.75 WISDOMTREE COMMODITY COUNTRY EQ WisdomTree Natural Resources NYSE
75    CFGE 7/14/2014 0.05 NASDAQ
76    CFT 9/28/2009 13.14 ISHARES LEHMAN CREDIT BOND FUND iShares Intermediate-Term Bond NYSE
77    CHLC 10/12/2011 0.75 MARKET VECTORS RENMINBI BOND ETF Exchange Traded Fund Financial NYSE
78    CHNA 10/10/2013 0.46 POWERSHARES CHINA A-SHARE ETF PowerShares China Region NYSE
79    CHNB 11/19/2014 0.19 NASDAQ
80    CHXF 9/19/2012 0.56 WISDOMTREE CHINA DIVIDEND EX-FINCLS ETF Exchange Traded Fund Financial NASDAQ
81    CHXX 2/17/2010 1.68 EGSHARES CHINA INFRASTRUCTURE E Emerging Global Advisors China Region NYSE
82    CNPF 5/25/2011 1.67 GLOBAL CANADA PREFERRED ETF Global X Funds Miscellaneous Sector NYSE
83    COLX 3/15/2011 0.49 MARKET VECTORS COLOMBIA ETF Van Eck Latin America Stock NYSE
84    CONG 5/19/2011 0.14 RUSSELL CONSISTENT GROWTH ETF Russell Large Growth NYSE
85    COWL 5/25/2011 0.61 DIREXION DAILY AGRIBUSINESS BUL Direxion Funds Trading-Leveraged Equity NYSE
86    COWS 5/25/2011 0.27 DIREXION DAILY AGRIBUSINESS BEA Direxion Funds Trading-Inverse Equity NYSE
87    CRBQ 9/28/2009 2.69 GLOBAL COMMODITY EQUITY ETF ALPS Natural Resources NYSE
88    CRO 9/28/2009 0.06 CRT PROPERTIES INC NYSE
89    CRUD 2/23/2011 0.27 TEUCRIUM CRUDE OIL FUND EXCHANG Teucrium Commodities Energy NYSE
90    CSCB 6/12/2013 0.09 NASDAQ
91    CSMA 10/4/2010 1.36 CREDIT SUISSE X-LINKS MERGER ARBTRG ETN Credit Suisse AG Market Neutral NYSE
92    CSMB 3/8/2011 0.41 CREDIT SUISSE EXCHANGE TRADE NO NYSE
93    CSMN 9/21/2011 0.4 CREDIT SUISSE MARKET NEUT GLOBAL EQ ETN NASDAQ
94    CU 4/9/2010 7.03 FIRST TRUST ISE GLOBAL COPPER I First Trust Natural Resources NASDAQ
95    CVOL 11/15/2010 4.1 C-TRACKS ETN LINKED TO CITI VOLATIL TR Citigroup Volatility NYSE
96    CVRT 5/26/2011 0.27 POWERSHARES CONVERTIBLE SECURIT PowerShares Convertibles NYSE
97    CXA 9/28/2009 3.99 SPDR NUVEEN BARCLAYS CAPITAL CA State Street Global Advisors Muni California Long NYSE
98    DBIZ 12/19/2012 1.27 ADVISORSHARES PRING TURNER BUS CYCLE ETF Exchange Traded Fund Financial NYSE
99    DBN 9/28/2009 0.56 WISDOMTREE INTERNATIONAL BASIC NYSE
100    DBR 9/28/2009 0.1 WISDOMTREE INTERNATIONAL HEALTH CARE SECTOR NYSE
101    DBT 9/28/2009 0.12 WISDOMTREE TRUST NYSE
102    DBU 9/28/2009 1.73 WISDOMTREE GLOBAL EX-US UTILITY WisdomTree Utilities NYSE
103    DDI 9/28/2009 0.11 DDI CORP. (DDIC) Printed Circuit Boards Technology NASDAQ
104    DDVX 9/8/2011 0.05 ETRACS DAILY SHORT 4 MONTH S&P NYSE
105    DEB 9/28/2009 0.12 WISDOMTREE EUROPE TOTAL DIVIDEND ETF NYSE
106    DEE 9/28/2009 0.59 DB COMMODITY DB COMMODITY DOUBL Deutsche Bank Trading-Inverse Commodities NYSE
107    DEFL 12/6/2011 0.16 POWERSHARES DB US DEFLATION ETN Exchange Traded Fund Financial NYSE
108    DENT 9/28/2009 0.52 DENT TACTICAL ETF AdvisorShares World Allocation NYSE
109    DGG 9/28/2009 0.14 DOLLAR GENERAL CORP NYSE
110    DI 1/23/2014 0.37 PIMCO DIVERSIFIED INCOME ACTIVE ETF Pimco World Bond NYSE
111    DIVC 9/16/2014 0.21 C-TRACKS ETN MILLER/HOWARD STRT DIV RINV Citigroup Large Value NYSE
112    DIVI 7/30/2014 0.24 ADVISORSHARES ATHENA HIGH DIVIDEND ETF Exchange Traded Fund Financial NYSE
113    DKA 9/28/2009 0.76 WISDOMTREE INTERNATIONAL ENERGY NYSE
114    DLBL 8/10/2010 1.83 IPATH US TREASURY LONG BOND BULL ETN Barclays Funds Trading--Leveraged Debt NASDAQ
115    DND 9/28/2009 0.51 WISDOMTREE PACIFIC EX-JAPAN TOT NYSE
116    DNH 9/28/2009 0.95 WISDOMTREE PACIFIC EX-JAPAN HIG NYSE
117    DOIL 2/8/2012 0.04 NASDAQ
118    DPC 9/28/2009 0.04 WISDOMTREE TRUST NYSE
119    DPN 9/28/2009 0.08 WISDOMTREE INTERNATIONAL CNSMR NONCYCLICAL S NYSE
120    DPU 9/28/2009 0.5 DB COMMODITY DB COMMODITY LONG Deutsche Bank Commodities Broad Basket NYSE
121    DRF 9/28/2009 0.2 WISDOMTREE TRUST NYSE
122    DRGS 10/24/2011 0.34 RBS GLOBAL BIG PHARMA ETN Royal Bank of Scotland NV Health NYSE
123    DRVN 6/2/2015 0.14 HIGHLAND HFR EVENT-DRIVEN ETF Highland Funds Market Neutral NYSE
124    DSC 9/28/2009 0.42 SPDR SERIES TRUST NYSE
125    DSG 9/28/2009 0.58 SPDR DOW JONES SMALL CAP GROWTH State Street Global Advisors Small Growth NYSE
126    DSTJ 10/7/2010 0.05 JPMORGAN DOUBLE SHORT US LONG B JPMorgan Trading-Inverse Debt NYSE
127    DSV 9/28/2009 0.63 SPDR SERIES TRUST NYSE
128    DSXJ 10/6/2010 0.04 JPMORGAN DOUBLE SHORT US 10 YEA JPMorgan Trading-Inverse Debt NYSE
129    DTUL 8/10/2010 2.97 IPATH US TREASURY 2-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt NASDAQ
130    DTYL 8/10/2010 1.31 IPATH US TREASURY 10-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt NASDAQ
131    DVHI 9/19/2013 0.12 NASDAQ
132    DWTI 2/8/2012 164.69 VELOCITYSHARES 3X INVERSE CRUDE OIL ETN Exchange Traded Fund Financial NYSE
133    DXJT 4/8/2014 0.23 WISDOMTREE JPN HDGD TECH,MEDIA&TELEC ETF WisdomTree Japan Stock NYSE
134    DXKW 11/7/2013 1.21 WISDOMTREE KOREA HEDGED EQUITY ETF WisdomTree Miscellaneous Region NYSE
135    EAPS 1/28/2011 0.77 PAX MSCI EAFE ESG INDEX ETF Pax World Foreign Large Blend NYSE
136    EATX 5/3/2011 0.06 GLOBAL X FOOD ETF Global X Funds Consumer Defensive NYSE
137    EEHB 2/24/2012 1.18 POWERSHARES S&P EMERG MKTS HI BETA ETF Exchange Traded Fund Financial NYSE
138    EEME 1/19/2012 0.3 ISHARES MSCI EMERGING MARKETS EMEA iShares Diversified Emerging Mkts NYSE
139    EEML 1/19/2012 0.45 ISHARES MSCI EMERGING MKTS LATIN AMERICA Exchange Traded Fund Financial NASDAQ
140    EEN 9/28/2009 0.09 GUGGENHEIM EW EURO-PACIFIC LDRS Guggenheim Funds Distributors, Inc. Foreign Large Blend NYSE
141    EEVX 9/8/2011 0.05 ETRACS DAILY SHORT 5 MONTH S&P NYSE
142    EEZ 9/28/2009 0.1 WISDOMTREE EARNINGS TOP 100 FUND COMMON SHAR NYSE
143    EGRW 2/9/2012 0.23 ISHARES MSCI EMERGING MARKETS GROWTH iShares Diversified Emerging Mkts NYSE
144    EKH 9/29/2009 0.05 MERRILL LYNCH & CO., INC. EUROP Merrill Lynch Europe Stock AMEX
145    ELG 9/28/2009 0.42 SPDR DOW JONES LARGE CAP GROWTH State Street Global Advisors Large Growth NYSE
146    ELR 9/28/2009 0.39 SPDR DJ WILSHIRE LARGE CAP ETF State Street Global Advisors Large Blend NYSE
147    ELV 9/28/2009 0.29 SPDR DOW JONES LARGE CAP VALUE State Street Global Advisors Large Value NYSE
148    EMBB 12/5/2013 0.09 NASDAQ
149    EMCD 6/19/2012 0.75 SPDR BOFA ML EMERGING MKTS CORP BD ETF Exchange Traded Fund Financial NYSE
150    EMDG 7/1/2013 0.21 EGSHARES EMERGING MARKETS DIV GR ETF Emerging Global Advisors Diversified Emerging Mkts NYSE
151    EMDI 2/16/2012 0.29 ISHARES MSCI EMERGING MKTS CNSMR DISCRET iShares Diversified Emerging Mkts NYSE
152    EMER 7/13/2011 0.06 IQ EMERGING MARKETS MID CAP ETF IndexIQ Diversified Emerging Mkts NYSE
153    EMEY 2/10/2012 0.74 ISHARES MSCI EMERGING MKTS ENERGY CAPPED iShares Diversified Emerging Mkts NYSE
154    EMFN 2/9/2010 0.33 ISHARES MSCI EMERGING MARKETS F iShares Financial NASDAQ
155    EMFT 2/28/2012 0.17 SPDR MSCI EM 50 ETF Exchange Traded Fund Financial NYSE
156    EMG 9/28/2009 7.16 ABERDEEN EMERGING MARKETS TELECOMMUNICATIONS & INFRASTRUCTURE FUND/INC NYSE
157    EMHD 8/15/2013 0.17 EGSHARES EM DIVIDEND HIGH INCOME ETF Emerging Global Advisors Diversified Emerging Mkts NYSE
158    EMHZ 10/16/2014 0.07 NASDAQ
159    EMLB 11/30/2010 0.09 IPATH LONG ENHANCED MSCI EMERG MKTS ETN Barclays Funds Trading--Leveraged Equity NYSE
160    EMM 9/28/2009 0.97 SPDR DJ WILSHIRE MID CAP ETF State Street Global Advisors Mid-Cap Blend NYSE
161    EMMT 1/22/2010 0.53 ISHARES MSCI EMERGING MARKETS M iShares Natural Resources NASDAQ
162    EMRE 9/29/2014 0.04 GUGGENHEIM EMERGING MARKETS REL EST ETF Exchange Traded Fund Financial NYSE
163    EMSA 11/30/2010 0.15 IPATH SHORT ENHANCED MSCI EMERG NYSE
164    EMSO 3/1/2016 0.04 NASDAQ
165    EMT 9/28/2009 1.03 EGSHARES EMERGING MARKETS METAL NYSE
166    EMV 9/28/2009 0.15 SPDR DOW JONES MID CAP VALUE State Street Global Advisors Mid-Cap Value NYSE
167    ENGN 2/22/2012 1.3 ISHARES INDUSTRIALS BOND iShares Corporate Bond NYSE
168    EPRO 8/12/2013 0.68 ADVISORSHARES EQUITYPRO ETF Exchange Traded Fund Financial NYSE
169    EQIN 5/19/2011 0.12 RUSSELL EQUITY INCOME ETF Russell Large Value NYSE
170    ERW 7/31/2013 0.04 JANUS EQUAL RISK WEIGHTED LARGE CAP ETF Exchange Traded Concepts, LLC Large Blend NYSE
171    ESR 10/2/2009 3.77 ISHARES MSCI EMERGING MARKETS E iShares Diversified Emerging Mkts NYSE
172    ESTX 9/23/2014 0.11 SOURCE EURO STOXX 50 ETF Exchange Traded Fund Financial NYSE
173    EU 9/28/2009 0.82 WISDOMTREE EURO DEBT FUND WisdomTree Currency NYSE
174    EURZ 1/22/2014 0.1 NASDAQ
175    EVAL 2/10/2012 0.34 ISHARES MSCI EMERGING MARKETS VALUE iShares Diversified Emerging Mkts NYSE
176    EWAS 1/26/2012 0.25 ISHARES MSCI AUSTRALIA SMALL-CAP iShares Miscellaneous Region NYSE
177    EWCS 1/26/2012 0.25 ISHARES MSCI CANADA SMALL-CAP iShares Miscellaneous Region NYSE
178    EWEF 12/8/2010 0.31 RYDEX MSCI EAFE EQUAL WEIGHT ET Rydex/SGI Foreign Large Blend NYSE
179    EWHS 1/13/2012 0.88 ISHARES MSCI HONG KONG SMALL-CAP Exchange Traded Fund Financial NYSE
180    EWMD 8/4/2011 1.05 RYDEX S&P MIDCAP 400 EQUAL WEIG Rydex/SGI Mid-Cap Blend NYSE
181    EWRI 12/8/2010 1.26 RYDEX RUSSELL 1000 EQUAL WEIGHT Rydex/SGI Mid-Cap Blend NYSE
182    EWRM 12/8/2010 1.89 RYDEX RUSSELL MIDCAP EQUAL WEIG Rydex/SGI Mid-Cap Blend NYSE
183    EWRS 12/8/2010 0.88 RYDEX RUSSELL 2000 EQUAL WEIGHT Rydex/SGI Small Blend NYSE
184    EWSM 8/4/2011 0.03 NASDAQ
185    EWSS 1/17/2012 0.8 ISHARES MSCI SINGAPORE SMALL-CAP iShares Miscellaneous Region NYSE
186    EXB 9/28/2009 0.06 CLAYMORE/BEACON GLBL EXCHANGES, BROKERS Claymore Securities Financial NYSE
187    FAA 9/28/2009 1.86 GUGGENHEIM AIRLINE ETF Guggenheim Funds Distributors, Inc. Industrials NYSE
188    FBG 6/11/2012 4.14 UBS AG FI ENHANCED BIG CAP GROWTH ETN Exchange Traded Fund Financial NYSE
189    FCD 3/30/2011 0.21 FOCUS MORNINGSTAR CONSUMER DEFE Focusshares Trust Consumer Defensive NYSE
190    FCFI 6/2/2015 0.05 TRIMTABS INTL FREE-CASH-FLOW ETF TrimTabs Foreign Large Value NYSE
191    FCHI 9/28/2009 1.3 ISHARES FTSE CHINA (HK LISTED) iShares China Region NASDAQ
192    FCL 3/30/2011 0.1 FOCUS MORNINGSTAR CONSUMER CYCL Focusshares Trust Consumer Cyclical NYSE
193    FCQ 3/30/2011 0.06 FOCUS MORNINGSTAR COMMUNICATION Focusshares Trust Communications NYSE
194    FDV 9/28/2009 0.8 FIRST TRUST DB STRATEGIC VALUE First Trust Large Value NYSE
195    FEFN 2/8/2010 0.31 ISHARES MSCI FAR EAST FINANCIAL iShares Financial NASDAQ
196    FEG 3/30/2011 0.5 FOCUS MORNINGSTAR ENERGY INDEX Focusshares Trust Equity Energy NYSE
197    FFL 3/30/2011 0.16 FOCUS MORNINGSTAR FINANCIAL SER Focusshares Trust Financial NYSE
198    FFVX 9/8/2011 0.02 ETRACS DAILY SHORT 6 MONTH S&P NYSE
199    FGEM 2/28/2011 0.25 EGSHARES FINANCIALS GEMS ETF Emerging Global Advisors Financial NYSE
200    FHC 3/30/2011 0.14 FOCUS MORNINGSTAR HEALTH CARE I Focusshares Trust Health NYSE
201    FIA 10/2/2014 0.04 NYSE
202    FIL 3/30/2011 0.1 FOCUS MORNINGSTAR INDUSTRIALS I Focusshares Trust Industrials NYSE
203    FINF 1/12/2012 1.09 PROSHARES SHORT 30 YEAR TIPS TS ProShares Trading-Miscellaneous NYSE
204    FIO 9/28/2009 409.05 FUSION-IO, INC. COMMON STOCK Data Storage Devices Technology NYSE
205    FISN 5/4/2011 0.03 GLOBAL X FISHING INDUSTRY ETF Global X Funds Natural Resources NYSE
206    FIVZ 11/4/2009 0.26 PIMCO 3-7 YR TREASU PIMCO Intermediate Government NYSE
207    FLG 3/30/2011 0.27 FOCUS MORNINGSTAR LARGE CAP IND Focusshares Trust Large Blend NYSE
208    FMLP 6/11/2014 0.25 NASDAQ
209    FMM 3/30/2011 0.45 FOCUS MORNINGSTAR MID CAP INDEX Focusshares Trust Mid-Cap Blend NYSE
210    FMU 3/30/2011 0.57 FOCUS MORNINGSTAR US MARKET IND Focusshares Trust Large Blend NYSE
211    FNIO 4/28/2011 0.29 ISHARES FTSE NAREIT INDUSTRIAL/ iShares Real Estate NYSE
212    FOL 2/24/2011 0.61 FACTORSHARES OIL BULL S&P500 BE Factor Capital Management, LLC Long/Short Equity NYSE
213    FORX 2/12/2013 0.61 PIMCO FOREIGN CURRENCY STRATEGY ACTV ETF Exchange Traded Fund Financial NYSE
214    FOS 3/30/2011 0.28 FOCUS MORNINGSTAR SMALL CAP IND Focusshares Trust Small Blend NYSE
215    FRL 3/30/2011 0.14 FOCUS MORNINGSTAR REAL ESTATE I Focusshares Trust Real Estate NYSE
216    FSA 2/24/2011 0.08 FACTORSHARES 2X TBOND BULL S&P5 Factor Capital Management, LLC Long/Short Equity NYSE
217    FSE 2/24/2011 0.14 FACTORSHARES 2X S&P 500 BULL TB Factor Capital Management, LLC Long/Short Equity NYSE
218    FSG 2/24/2011 3.04 FACTORSHARES 2X GOLD BULL S&P50 Factor Capital Management, LLC Long/Short Equity NYSE
219    FTQ 3/30/2011 0.29 FOCUS MORNINGSTAR TECHNOLOGY IN Focusshares Trust Technology NYSE
220    FTY 9/28/2009 2.39 ISHARES FTSE NAREIT REAL ESTATE iShares Real Estate NYSE
221    FUI 3/30/2011 0.1 FOCUS MORNINGSTAR UTILITIES IND Focusshares Trust Utilities NYSE
222    FUTS 10/6/2014 0.14 NASDAQ
223    FVI 9/28/2009 0.43 FIRST TRUST VL EQUITY ALLOCATIO First Trust Mid-Cap Blend NYSE
224    FXM 9/28/2009 0.91 RYDEX CURRENCYSHARES MEXICAN PE Rydex/SGI Currency NYSE
225    FXRU 9/12/2011 0.02 CURRENCYSHARES RUSSIAN RUBLE TR Rydex/SGI Currency NYSE
226    GASZ 6/16/2011 0.47 NATURAL GAS FUTURES CONTANGO ET NYSE
227    GDAY 7/19/2012 0.09 PROSHARES ULTRA AUSTRALIAN DOLLAR Exchange Traded Fund Financial NYSE
228    GDJS 2/13/2015 0.4 NASDAQ
229    GERJ 4/5/2011 0.4 MARKET VECTORS GERMANY SMALL CA Van Eck Europe Stock NYSE
230    GGBP 2/12/2014 0.17 ADVISORSHARES GARTMAN GOLD/BRITSH PD ETF Exchange Traded Fund Financial NYSE
231    GGGG 3/15/2011 1.08 GLOBAL X PURE GOLD MINERS ETF Global X Funds Equity Precious Metals NYSE
232    GIY 2/8/2011 0.33 GUGGENHEIM ENHANCED CORE BOND E Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
233    GLCB 1/31/2013 0.05 NASDAQ
234    GLDE 2/12/2014 0.34 ADVISORSHARES INTERNATIONAL GOLD ETF Exchange Traded Fund Financial NYSE
235    GLDL 4/10/2014 0.05 NASDAQ
236    GLDS 4/10/2014 0.02 NASDAQ
237    GLDX 11/4/2010 9.09 GLOBAL X GOLD EXPLORERS ETF Global X Funds Equity Precious Metals NYSE
238    GLJ 12/9/2009 0.78 ISHARES 10+ YEAR GOVERNMENT/CRE iShares Long-Term Bond NYSE
239    GMFS 1/12/2012 0.14 SPDR S&P SMALL CAP EM ASIA PACIFIC ETF NASDAQ
240    GNAT 2/28/2011 1.2 WISDOMTREE GLOBAL NATURAL RESOU WisdomTree Trust Equity Energy NYSE
241    GRPC 5/19/2011 0.05 RUSSELL GROWTH AT A REASONABLE Russell Large Growth NYSE
242    GRWN 4/21/2011 0.12 IPATH PURE BETA SOFTS ETN Barclays Funds Commodities Agriculture NYSE
243    GSAX 12/20/2012 0.1 NASDAQ
244    GSGO 12/20/2012 0.21 NASDAQ
245    GSMA 12/20/2012 0.26 NASDAQ
246    GSRA 12/20/2012 0.15 NASDAQ
247    GTIP 5/23/2011 1.1 ISHARES GLOBAL INFLATION LINKED iShares World Bond NYSE
248    GURX 3/11/2014 0.07 GLOBAL X GURU SMALL CAP ETF Exchange Traded Fund Financial NYSE
249    GVT 9/28/2009 0.25 COLUMBIA CONCENTRATED LARGE CAP Columbia Large Value NYSE
250    GWO 9/28/2009 0.19 CREDIT SUISSE GROUP ELEMENTS CS Credit Suisse AG Miscellaneous Sector NYSE
251    HAKD 9/22/2015 0.15 NASDAQ
252    HBU 6/23/2015 0.07 NYSE
253    HBZ 6/29/2015 0.08 NYSE
254    HDGI 7/19/2013 1.2 ADVISORSHARES ATHENA INTL BEAR ETF Exchange Traded Fund Financial NYSE
255    HDLS 6/4/2015 0.05 WISDOMTREE INTERNATIONAL HDG SMCP DIVETF WisdomTree Foreign Small/Mid Value NYSE
256    HDWM 7/9/2015 0.07 NASDAQ
257    HEGE 6/10/2015 0.04 NASDAQ
258    HEGJ 6/10/2015 0.04 DIREXION DLY MSCI JPN CCY HDGD BL 2X ETF Direxion Funds Trading-Leveraged Equity NYSE
259    HEVY 4/21/2011 0.06 IPATH PURE BETA INDUSTRIAL METALS ETN Barclays Funds Commodities Industrial Metals NYSE
260    HFIN 11/18/2013 0.57 HORIZONS S&P FINCL SEL SECT COV CALL ETF Exchange Traded Fund Financial NYSE
261    HGEM 6/23/2011 0.17 EGSHARES HEALTH CARE GEMS ETF Emerging Global Advisors Health NYSE
262    HHDG 6/2/2015 0.12 NASDAQ
263    HHFR 6/2/2015 0.39 HIGHLAND HFR GLOBAL ETF Highland Funds Multialternative NYSE
264    HHH 9/28/2009 1.87 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology AMEX
265    HKOR 3/4/2014 0.21 HORIZONS KOREA KOSPI 200 ETF Exchange Traded Fund Financial NYSE
266    HOMX 3/11/2015 0.03 NASDAQ
267    HREX 9/15/2015 0.02 NASDAQ
268    IAH 9/28/2009 0.52 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology AMEX
269    IBCB 4/19/2013 0.16 ISHARES IBONDS MAR 2016 CORP EX-FINCLS Exchange Traded Fund Financial NYSE
270    IBDA 7/10/2013 0.22 ISHARES IBONDS MAR 2016 CORPORATE Exchange Traded Fund Financial NYSE
271    IBDF 6/2/2014 0.46 ISHARES IBONDS DEC 2016 TERM CORPORATE iShares Ultrashort Bond NYSE
272    IBMD 3/17/2014 0.36 ISHARES IBONDS SEP 2015 AMT-FREE MUNI BD iShares Muni National Short NYSE
273    IBME 3/17/2014 0.83 ISHARES IBONDS SEP 2016 AMT-FREE MUNI BD Exchange Traded Fund Financial NYSE
274    ICN 9/28/2009 2.15 WISDOMTREE INDIAN RUPEE STRATEGY ETF WisdomTree Single Currency NYSE
275    IDHB 2/24/2012 0.71 POWERSHARES S&P INTL DEV HI BETA ETF Exchange Traded Fund Financial NYSE
276    IDXJ 3/21/2012 2.14 MARKET VECTORS INDONESIA SMALL-CAP ETF Exchange Traded Fund Financial NYSE
277    IEIL 2/27/2014 0.94 ISHARES ENHANCED INTERNATIONAL LARGE-CAP Exchange Traded Fund Financial NYSE
278    IEIS 2/27/2014 0.29 ISHARES ENHANCED INTERNATIONAL SMALL-CAP Exchange Traded Fund Financial NYSE
279    IELG 4/18/2013 0.79 ISHARES ENHANCED US LARGE-CAP Exchange Traded Fund Financial NYSE
280    IESM 4/18/2013 0.42 ISHARES ENHANCED US SMALL-CAP Exchange Traded Fund Financial NYSE
281    IFAS 9/28/2009 1.27 ISHARES FTSE EPRA/NAREIT ASIA I iShares Global Real Estate NASDAQ
282    IFNA 9/28/2009 0.64 ISHARES NORTH AMERICA REAL ESTATE iShares Real Estate NYSE
283    IFSM 9/28/2009 0.85 ISHARES FTSE DEVELOPED SMALL CA iShares Foreign Small/Mid Growth NASDAQ
284    IGS 3/29/2011 0.53 PROSHARES SHORT INVESTMENT GRAD ProShares Trading-Inverse Debt NYSE
285    IGU 4/14/2011 0.71 PROSHARES ULTRA INVESTMENT GRAD ProShares Trading-Leveraged Debt NYSE
286    IGW 9/28/2009 5.6 ISHARES S&P NORTH AMER TECH-SEMICONDCTRS iShares Technology NYSE
287    IIH 9/28/2009 0.89 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology AMEX
288    IJNK 3/13/2014 0.25 SPDR BARCLAYS INTL HIGH YIELD BOND ETF Exchange Traded Fund Financial NYSE
289    ILB 5/1/2012 3.36 PIMCO GLOBAL ADVTG INFL-LKD BD ACTV ETF Exchange Traded Fund Financial NYSE
290    INC 2/26/2015 0.07 NYSE
291    INDZ 4/9/2010 0.83 DIREXION DAILY INDIA BEAR 3X SH Direxion Funds Trading-Inverse Equity NYSE
292    INFL 12/6/2011 0.06 POWERSHARES DB US INFLATION ETN NYSE
293    INY 9/28/2009 1.35 SPDR LEHMAN NEW YORK MUNICIPAL State Street Global Advisors Muni New York Long NYSE
294    IRO 9/28/2009 0.13 CLAYMORE EXCHANGE-TRADED FUND TRUST NYSE
295    ISI 9/28/2009 1.91 ISHARES S&P 1500 INDEX FUND iShares Large Blend NYSE
296    ITF 9/28/2009 2.59 ISHARES S&P/TOPIX 150 INDEX FUN iShares Japan Stock NYSE
297    ITIP 5/20/2011 2.62 ISHARES INTERNATIONAL INFLATION iShares World Bond NYSE
298    ITLT 3/23/2011 0.66 POWERSHARES DB 3X ITALIAN TREAS NYSE
299    ITLY 3/23/2011 0.5 POWERSHARES DB ITALIAN TREASURY NYSE
300    IVENC 10/18/2016 0.01 IVY ENERGY NEXTSHARES Ivy Funds Equity Energy NASDAQ
301    IVFGC 10/18/2016 0.01 IVY FOCUSED GROWTH NEXTSHARES Ivy Funds Large Growth NASDAQ
302    IVFVC 10/18/2016 0.01 IVY FOCUSED VALUE NEXTSHARES Ivy Funds Large Value NASDAQ
303    IWW 9/28/2009 4.11 ISHARES RUSSELL 3000 VALUE iShares Large Value NYSE
304    IWZ 9/28/2009 4.6 ISHARES RUSSELL 3000 GROWTH iShares Large Growth NYSE
305    JDG 5/28/2015 0.03 WISDOMTREE JAPAN QUALITY DIVIDEND GR ETF WisdomTree Japan Stock NYSE
306    JFT 10/5/2009 0.06 KEYNOTES FIRST TRUST ENH 130/30 LGCP ETN JPMorgan Large Blend NYSE
307    JGBB 12/18/2013 0.24 NASDAQ
308    JGBD 11/9/2011 5.16 POWERSHARES DB 3X INVERSE GOVT NYSE
309    JGBL 3/24/2011 0.57 POWERSHARES DB JAPANESE GOVT BO NYSE
310    JGBS 11/9/2011 2.55 POWERSHARES DB INVERSE JAPANESE NYSE
311    JGBT 3/23/2011 3.74 POWERSHARES DB 3X JAPANESE GOVT NYSE
312    JPNS 6/26/2013 0.24 NASDAQ
313    JPP 9/28/2009 1.49 SPDR RUSSELL/NOMURA PRIME JAPAN State Street Global Advisors Japan Stock NYSE
314    JPX 9/28/2009 0.39 PROSHARES ULTRASHORT MSCI PACIF ProShares Trading-Inverse Equity NYSE
315    JSC 9/28/2009 2.55 SPDR RUSSELL/NOMURA SMALL CAP J State Street Global Advisors Japan Stock NYSE
316    JUNR 5/14/2012 0.81 GLOBAL X JUNIOR MINERS ETF Exchange Traded Fund Financial NYSE
317    JYF 9/28/2009 0.33 WISDOMTREE DREYFUS JAPANESE YEN WisdomTree Currency NYSE
318    KBWC 11/1/2011 0.45 POWERSHARES KBW CAPITAL MARKETS ETF PowerShares Financial NYSE
319    KBWI 11/1/2011 0.31 POWERSHARES KBW INSURANCE PORTF PowerShares Financial NYSE
320    KLEM 7/9/2015 0.11 GAVEKAL KNOWLEDGE LEADERS EMERG MKTS ETF GaveKal Diversified Emerging Mkts NYSE
321    KME 9/29/2009 0.16 SPDR S&P MORTGAGE FINANCE ETF State Street Global Advisors Financial NYSE
322    KORZ 5/1/2013 0.05 NASDAQ
323    LAG 9/28/2009 7.71 SPDR BARCLAYS AGGREGATE BOND ET State Street Global Advisors Intermediate-Term Bond NYSE
324    LATM 4/9/2010 1.12 MARKET VECTORS LATIN AMERICA SM Van Eck Latin America Stock NYSE
325    LBND 8/2/2010 0.78 POWERSHARES DB 3X LONG 25 YEAR Deutsche Bank Trading-Leveraged Debt NYSE
326    LD 9/28/2009 0.72 IPATH DJ-UBS LEAD SUBINDEX TOTA iPath Commodities Industrial Metals NYSE
327    LEMF 1/16/2014 0.05 NASDAQ
328    LGEM 6/23/2011 0.23 NASDAQ
329    LHB 12/3/2009 2.93 DIREXION DAILY LATIN AMERICA 3X Direxion Funds Trading-Inverse Equity NYSE
330    LLDM 1/7/2015 0.04 NASDAQ
331    LLEM 1/7/2015 0.04 NASDAQ
332    LSC 9/28/2009 2.67 ELEMENTS S&P CTI TR ETN ELEMENTS Managed Futures NYSE
333    LSKY 10/5/2011 0.04 ETRACS MONTHLY 2XLEVERAGED ISE NYSE
334    LWPE 5/19/2011 0.03 RUSSELL LOW P E ETF Russell Large Value NYSE
335    MATL 6/15/2011 1.23 DIREXION DAILY BASIC MATERIALS Direxion Funds Trading-Leveraged Equity NYSE
336    MATS 6/15/2011 0.45 DIREXION DAILY BASIC MATERIALS Direxion Funds Trading-Inverse Equity NYSE
337    MDD 9/28/2009 2.07 SPDR S&P INTERNATIONAL MID CAP State Street Global Advisors Foreign Small/Mid Value NYSE
338    MDLL 7/29/2014 0.1 DIREXION DAILY MID CAP BULL 2X ETF Exchange Traded Fund Financial NYSE
339    MES 9/28/2009 2.62 MARKET VECTORS GULF STATES INDE Van Eck Diversified Emerging Mkts NYSE
340    MFLA 11/30/2010 0.06 IPATH LONG ENHANCED MSCI EAFE ETN Barclays Funds Trading--Leveraged Equity NYSE
341    MKH 9/29/2009 0.05 MERRILL LYNCH & CO., INC. MARKE Merrill Lynch Large Blend AMEX
342    MLPL 7/12/2010 14.17 UBS AG 2X MONTHLY LEVERAGED LON UBS AG Trading-Leveraged Equity NYSE
343    MLPN 4/14/2010 18.38 CREDIT SUISSE GROUP INDEX ETN Credit Suisse AG Equity Energy NYSE
344    MLPV 7/15/2015 0.2 NASDAQ
345    MLPW 11/1/2010 3.08 UBS AG EXCHANGE TRADED ACCESS S NYSE
346    MONY 2/17/2012 0.3 ISHARES FINANCIALS BOND iShares Corporate Bond NYSE
347    MUAA 1/8/2010 0.33 ISHARES 2012 S&P AMT-FREE MUNIC iShares Muni Short NYSE
348    MUAB 1/8/2010 0.53 ISHARES 2013 S&P AMT-FREE MUNIC iShares Muni Short NYSE
349    MUAC 1/13/2010 1.17 ISHARES 2014 S&P AMT-FREE MUNIC iShares Muni Short NYSE
350    MUAD 1/8/2010 0.98 ISHARES 2015 S&P AMT-FREE MUNIC iShares Muni National Interm NYSE
351    MUAE 1/11/2010 0.94 ISHARES 2016 S&P AMT-FREE MUNIC iShares Muni National Interm NYSE
352    MUAF 1/11/2010 1.11 ISHARES 2017 S&P AMT-FREE MUNIC iShares Muni National Interm NYSE
353    MUAG 3/21/2013 0.45 NASDAQ
354    MUAH 2/7/2014 0.12 NASDAQ
355    MULT 7/9/2014 0.05 NASDAQ
356    MWJ 9/28/2009 17.52 DIREXION MID CAP BULL 3X SHARES Direxion Funds Trading-Leveraged Equity NYSE
357    MWN 9/28/2009 6.73 DIREXION MID CAP BEAR 3X SHARES Direxion Funds Trading-Inverse Equity NYSE
358    MZG 9/28/2009 0.01 CLAYMORE MRNINGSTR MNFCTRNG SPR SEC INDX COM NYSE
359    MZN 9/28/2009 0.01 CLAYMORE MRNINGSTR INFRMTN SPR SEC INDX COMM NYSE
360    MZO 9/30/2009 0.01 CLAYMORE MORNINGSTAR SRVCS SPR SEC INDX COMM NYSE
361    NAGS 2/1/2011 0.56 TEUCRIUM NATURAL GAS ETV Teucrium Commodities Energy NYSE
362    NASI 7/16/2010 0.12 PAX MSCI NORTH AMERICA ESG INDE Pax World Large Blend NYSE
363    NKY 7/13/2011 14.47 MAXIS NIKKEI 225 ETF Precidian Funds LLC Japan Stock NYSE
364    NOMO 9/7/2011 0.04 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
365    NUCL 9/30/2009 0.65 ISHARES S&P GLOBAL NUCLEAR ENER iShares Equity Energy NASDAQ
366    NY 9/28/2009 0.65 ISHARES NYSE 100 INDEX FUND iShares Large Value NYSE
367    NYC 9/28/2009 0.87 ISHARES NYSE COMPOSITE INDEX FU iShares Large Blend NYSE
368    NYCC 1/15/2014 0.05 POWERSHARES NYSE CENTURY ETF Exchange Traded Fund Financial NYSE
369    OFF 11/30/2011 0.82 ETRACS FISHER-GARTMAN RISK OFF NYSE
370    OGEM 2/28/2011 0.48 EGSHARES ENERGY GEMS ETF Emerging Global Advisors Equity Energy NYSE
371    OILZ 6/16/2011 0.1 OIL FUTURES CONTANGO ETN DUE JU NYSE
372    ONEF 7/12/2010 1.2 RUSSELL EXCHANGE TRADED FUNDS T Russell World Allocation NYSE
373    ONG 4/21/2011 0.08 IPATH PURE BETA ENERGY ETN NYSE
374    ONN 11/30/2011 0.71 ETRACS FISHER-GARTMAN RISK ON E NYSE
375    OSMS 4/24/2014 0.05 BARCLAYS OFI STEELPATH MLP ETN Exchange Traded Fund Financial NYSE
376    OTP 9/30/2009 0.16 GUGGENHEIM OCEAN TOMO PATENT ET Guggenheim Funds Distributors, Inc. Large Blend NYSE
377    OTR 9/28/2009 0.25 GUGGENHEIM OCEAN TOMO GROWTH ET Guggenheim Funds Distributors, Inc. Large Growth NYSE
378    PAO 9/28/2009 0.6 POWERSHARES RIVERFRONT TACTICAL PowerShares Aggressive Allocation NYSE
379    PBTQ 9/28/2009 0.04 POWERSHARES GLOBAL BIOTECH NASDAQ
380    PCA 9/28/2009 0.55 POWERSHARES RIVERFRONT TACTICAL PowerShares World Allocation NYSE
381    PEF 9/28/2009 0.1 POWERSHARES EXCHANGE-TRADED FUND TRUST II NYSE
382    PFA 9/28/2009 0.63 POWERSHARES DYNAMIC DEVELOPED I PowerShares Foreign Large Blend NYSE
383    PFEM 5/9/2013 0.22 POWERSHARES FDMT EMERG MKTS LCL DBT ETF Exchange Traded Fund Financial NYSE
384    PGD 9/28/2009 0.25 IPATH ASIAN AND GULF CURRENCY R Barclays Bank PLC Currency NYSE
385    PIC 9/28/2009 0.35 POWERSHARES DYNAMIC INSURANCE PowerShares Financial NYSE
386    PILL 9/21/2015 0.05 DIREXION DAILY PHARMCTCL&MEDCL BL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
387    PILS 9/21/2015 0.02 DIREXION DAILY PHARMCTCL&MEDCL BR 2X ETF Direxion Funds Trading--Inverse Equity NYSE
388    PIQ 9/28/2009 0.67 POWERSHARES DYNAMIC MAGNIQUANT PowerShares Mid-Cap Blend NYSE
389    PIV 9/28/2009 1.72 POWERSHARES S&P 500 HIGH QUALIT PowerShares Mid-Cap Growth NYSE
390    PJB 9/28/2009 0.8 POWERSHARES DYNAMIC BANKING PowerShares Financial NYSE
391    PJF 9/28/2009 0.27 POWERSHARES DYNAMIC LARGE CAP NYSE
392    PJG 9/28/2009 0.27 POWERSHARES DYNAMIC MID CAP NYSE
393    PJM 9/28/2009 0.19 POWERSHARES DYNAMIC SMALL CAP NYSE
394    PJO 9/28/2009 0.05 POWERSHARES FTSE RAFI JAPAN PowerShares Japan Stock NYSE
395    PKN 9/28/2009 0.6 POWERSHARES GLOBAL NUCLEAR PORT PowerShares Equity Energy NYSE
396    PKOL 9/28/2009 1.11 POWERSHARES GLOBAL COAL PORTFOL PowerShares Equity Energy NASDAQ
397    PLK 9/28/2009 0.31 POWERSHARES ACTIVE LOW DURATION PowerShares Short Government NYSE
398    PLTM 4/9/2010 1.82 FIRST TRUST ISE GLOBAL PLATINUM First Trust Equity Precious Metals NASDAQ
399    PMA 9/29/2009 0.14 POWERSHARES ACTIVE MEGA CAP FUN PowerShares Large Blend NYSE
400    PMNA 9/28/2009 1.23 POWERSHARES MENA FRONTIER COUNT PowerShares Diversified Emerging Mkts NASDAQ
401    PNXQ 10/1/2009 0.09 POWERSHARES NXQ NASDAQ
402    PQBW 9/28/2009 0.11 POWERSHARES NASDAQ-100 BUYWRITE NASDAQ
403    PQSC 9/28/2009 0.03 POWERSHARES FTSE NASDAQ SMALL CAP NASDAQ
404    PQY 9/28/2009 0.51 POWERSHARES ACTIVE ALPHAQ FUND PowerShares Large Growth NYSE
405    PQZ 9/28/2009 0.1 POWERSHARES ACTIVE MULTI-CAP FU PowerShares Mid-Cap Growth NYSE
406    PSTL 9/28/2009 0.28 POWERSHARES GLOBAL STEEL PORTFO PowerShares Natural Resources NASDAQ
407    PTE 9/28/2009 0.18 POWERSHARES DYNAMIC TELECOM & WIRELESS Powershares Exchange Traded Fund Trust Specialty-Communications NYSE
408    PTJ 9/28/2009 0.42 POWERSHARES EXCHANGE TRADED FUND TRUST NYSE
409    PTO 9/28/2009 0.32 POWERSHARES IBBOTSON ALTERNATIV PowerShares World Allocation NYSE
410    PTRP 9/28/2009 0.09 POWERSHARES GLOBAL PROGRESSIVE TRANSPORT NASDAQ
411    PUTX 7/7/2015 0.13 ALPS ENHANCED PUT WRITE STRATEGY ETF ALPS Long/Short Equity NYSE
412    PWJ 9/28/2009 1.07 POWERSHARES DYNAMIC MID CAP GRO NYSE
413    PWND 9/28/2009 0.92 POWERSHARES GLOBAL WIND ENERGY PowerShares Equity Energy NASDAQ
414    PWO 9/28/2009 0.28 POWERSHARES XTF: DYNAMIC OTC PO PowerShares Mid-Cap Growth NYSE
415    PWP 9/28/2009 0.35 POWERSHARES DYNAMIC MID CAP VAL NYSE
416    PWT 9/28/2009 0.66 POWERSHARES DYNAMIC SMALLCAP GR NYSE
417    PWY 9/28/2009 0.71 POWERSHARES DYNAMIC SMALL CAP V NYSE
418    PXLC 2/22/2011 0.53 POWERSHARES FUNDAMENTAL PURE LA PowerShares Large Blend NYSE
419    PXMC 2/22/2011 0.43 POWERSHARES FUNDAMENTAL PURE MI PowerShares Mid-Cap Blend NYSE
420    PXN 9/28/2009 1.45 POWERSHARES LUX NANOTECH PORTFO PowerShares Technology NYSE
421    PXSC 2/22/2011 0.26 POWERSHARES FUNDAMENTAL PURE SM PowerShares Small Blend NYSE
422    PYH 9/28/2009 0.29 POWERSHARES MORNINGSTAR STOCKIN PowerShares Mid-Cap Growth NYSE
423    PZJ 9/28/2009 0.12 POWERSHARES ZACKS SMALL CAP PowerShares Small Blend NYSE
424    QDEM 1/23/2014 0.09 MARKET VECTORS MSCI EM QUALITY DIV ETF Exchange Traded Fund Financial NYSE
425    QDXU 1/23/2014 0.07 MARKET VECTORS MSCI INTL QUAL DIV ETF Exchange Traded Fund Financial NYSE
426    QEM 1/23/2014 0.07 MARKET VECTORS MSCI EM QUALITY ETF Exchange Traded Fund Financial NYSE
427    QKOR 9/18/2014 0.05 SPDR MSCI SOUTH KOREA STRATEGICFACTSETF SPDR State Street Global Advisors Miscellaneous Region NYSE
428    QLT 9/7/2011 0.05 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
429    QLTB 4/26/2012 1.32 ISHARES BAA - BA RATED CORPORATE BOND Exchange Traded Fund Financial BATS
430    QLTC 4/26/2012 0.38 ISHARES B - CA RATED CORPORATE BOND Exchange Traded Fund Financial BATS
431    QMEX 9/18/2014 0.08 NASDAQ
432    QQQV 12/6/2011 0.02 NASDAQ
433    QTWN 9/18/2014 0.01 NASDAQ
434    QXUS 1/23/2014 0.06 NASDAQ
435    REA 9/28/2009 0.28 KEYSTONE PROPERTY TRUST NYSE
436    REC 9/28/2009 0.18 RYDEX ETF TRUST NYSE
437    RETS 7/14/2010 0.54 DIREXION DAILY RETAIL BEAR 3X S Direxion Funds Trading-Inverse Equity NYSE
438    RFL 9/28/2009 0.59 RYDEX 2X S&P SELECT SECTOR FINANCIAL COMMON NYSE
439    RFN 9/28/2009 0.66 RYDEX INVERSE 2X S&P SELECT SECTOR FNNCL COM NYSE
440    RGRO 2/2/2015 0.05 NASDAQ
441    RHM 9/28/2009 0.05 RYDEX 2X S&P SELECT SECTOR HEALTH CARE COMMO NYSE
442    RHO 9/30/2009 0.05 RYDEX INVERSE 2X S&P SELECT SCTR HLTH CR COM NYSE
443    RKH 9/28/2009 54.62 MARKET VECTORS BANK AND BROKERAGE ETF Market Vectors Financial NYSE
444    RMB 9/22/2011 0.18 GUGGENHEIM YUAN BOND ETF Guggenheim Funds Distributors, Inc. Emerging Markets Bond NYSE
445    RMM 9/28/2009 0.28 RYDEX 2X S&P MIDCAP 400 NYSE
446    RMS 9/28/2009 0.12 RYDEX ETF TRUST NYSE
447    ROB 9/28/2009 0.12 CLAYMORE/ROBB REPORT GLOBAL LUXURY Claymore Securities World Stock NYSE
448    RODI 9/15/2014 0.01 NASDAQ
449    ROI 9/28/2009 0.26 WISDOMTREE LARGECAP GROWTH FUND WisdomTree Large Growth NYSE
450    ROLA 11/30/2010 0.1 IPATH LONG EXTENDED RUSSELL 100 NYSE
451    RORO 9/10/2014 0.08 NASDAQ
452    ROSA 11/30/2010 0.16 IPATH SHORT EXTENDED RUSSELL 10 NYSE
453    RPX 10/2/2009 0.46 COLUMBIA GROWTH EQUITY STRATEGY Columbia Large Growth NYSE
454    RRGR 7/11/2012 0.22 NASDAQ
455    RRY 9/28/2009 1.34 RYDEX 2X RUSSELL 2000 NYSE
456    RRZ 9/28/2009 0.65 RYDEX INVERSE 2X RUSSELL 2000 NYSE
457    RSCO 3/18/2013 0.46 SPDR RUSSELL SMALL CAP COMPLETENESS ETF Exchange Traded Fund Financial NYSE
458    RSU 9/28/2009 6.43 RYDEX 2X S&P 500 ETF Rydex/SGI Trading-Leveraged Equity NYSE
459    RSW 9/28/2009 9.74 RYDEX INVERSE 2X S&P 500 ETF Rydex/SGI Trading-Inverse Equity NYSE
460    RTG 9/29/2009 0.12 RYDEX 2X S&P SELECT SECTOR TECHNOLOGY COMMON NYSE
461    RTL 9/28/2009 0.81 ISHARES FTSE NAREIT RETAIL INDE iShares Real Estate NYSE
462    RTLA 11/30/2010 0.52 IPATH LONG EXTENDED RUSSELL 200 NYSE
463    RTR 9/28/2009 1.14 OPPENHEIMER ADR REVENUE ETF OppenheimerFunds Foreign Large Value NYSE
464    RTSA 11/30/2010 1.56 IPATH SHORT EXTENDED RUSSELL 20 NYSE
465    RTW 9/30/2009 0.05 RYDEX ETF TRUST NYSE
466    RUDR 4/9/2013 0.01 VELOCITYSHARES RUSSIA SELECT DR ETF ALPS Miscellaneous Region NYSE
467    RWG 10/2/2009 0.38 COLUMBIA LARGE-CAP GROWTH EQUIT Columbia Large Growth NYSE
468    RWV 9/28/2009 0.31 REVENUESHARES NAVALLIER OVERALL VTL Associates, LLC Mid-Cap Growth NYSE
469    RWXL 3/21/2012 1.71 UBS ETRACS M PY 2XLVG DJ INTL RELEST ETN Exchange Traded Fund Financial NYSE
470    SBEU 1/30/2015 0.02 NASDAQ
471    SBND 7/12/2010 5.33 POWERSHARES DB 3X SHORT 25 YEAR Deutsche Bank Trading-Inverse Debt NYSE
472    SBUS 1/30/2015 0.14 ETFS DIVERSIFIED-FACTOR US LARGE CAP ETF Securities Large Blend NYSE
473    SCLP 10/5/2011 0.01 NASDAQ
474    SCOG 10/5/2011 0.01 NASDAQ
475    SDK 9/28/2009 0.63 PROSHARES ULTRASHORT RUSSELL MI ProShares Trading-Inverse Equity NYSE
476    SFK 9/28/2009 0.68 PROSHARES ULTRASHORT RUSSELL100 ProShares Trading-Inverse Equity NYSE
477    SFLA 11/30/2010 0.4 IPATH LONG EXTENDED S&P 500 TR NYSE
478    SFSA 11/30/2010 0.91 IPATH SHORT EXTENDED S&P 500 TR NYSE
479    SINF 2/10/2012 0.12 PROSHARES ULTRAPRO SHRT 10YR TIPS/TSY SP Exchange Traded Fund Financial NYSE
480    SJF 9/29/2009 0.48 PROSHARES ULTRASHORT RUSSELL100 ProShares Trading-Inverse Equity NYSE
481    SJH 9/28/2009 1.52 PROSHARES ULTRASHORT RUSSELL200 ProShares Trading-Inverse Equity NYSE
482    SJL 9/28/2009 0.35 PROSHARES ULTRASHORT RUSSELL MI ProShares Trading-Inverse Equity NYSE
483    SKK 9/28/2009 2.67 PROSHARES ULTRASHORT RUSSELL200 ProShares Trading-Inverse Equity NYSE
484    SLDR 7/1/2015 0.01 NASDAQ
485    SLOW 7/1/2015 0.01 NASDAQ
486    SPGH 1/28/2010 0.64 UBS E-TRACS S&P 500 GOLD HEDGED UBS AG Trading-Miscellaneous NYSE
487    SSDD 9/15/2011 0.06 ETRACS ISE SOLID STATE DRIVE IN NYSE
488    SSDL 9/15/2011 0.04 ETRACS MONTHLY 2XLEVERAGED ISE NYSE
489    STH 9/28/2009 0.06 CLAYMORE EXCHANGE-TRADED FUND TRUST NYSE
490    STXX 9/28/2009 0.29 ALPS STOXX EUROPE 600 ETF ALPS Europe Stock NYSE
491    SUBD 5/5/2014 0.08 DEUTSCHE X-TRACKERS SLCTVINVGRD SBDTDBT Exchange Traded Fund Financial NYSE
492    SWH 9/28/2009 1.47 MERRILL LYNCH & CO., INC. SOFTW Merrill Lynch Technology AMEX
493    SYTL 7/29/2014 0.11 DIREXION DAILY 7-10 YR TRS BULL 2X ETF Exchange Traded Fund Financial NYSE
494    SZR 9/28/2009 0.35 WISDOMTREE DREYFUS SOUTH AFRICA WisdomTree Currency NYSE
495    TBAR 2/23/2011 1.66 RBS GOLD TRENDPILOT ETN Royal Bank of Scotland NV Commodities Precious Metals NYSE
496    TCHI 4/19/2012 0.44 RBS CHINA TRENDPILOT ETN Exchange Traded Fund Financial NYSE
497    TDD 9/28/2009 0.44 DB-X 2010 TARGET DATE FUND Deutsche Bank Target Date 2000-2010 NYSE
498    TDH 9/28/2009 0.69 DB-X 2020 TARGET DATE FUND Deutsche Bank Target Date 2016-2020 NYSE
499    TDN 9/28/2009 0.86 DB-X 2030 TARGET DATE FUND Deutsche Bank Target Date 2026-2030 NYSE
500    TDV 9/28/2009 0.76 DB-X 2040 TARGET DATE FUND Deutsche Bank Target Date 2036-2040 NYSE
501    TDX 9/28/2009 0.31 DB-X IN-TARGET DATE FUND Deutsche Bank Conservative Allocation NYSE
502    TENZ 9/29/2009 0.58 PIMCO 7-15 YEAR U.S. TREASURY I PIMCO Long Government NYSE
503    TGEM 6/23/2011 0.09 EGSHARES TELECOM GEMS ETF Emerging Global Advisors Communications NYSE
504    TGR 9/28/2009 2.42 ISHARES S&P TARGET DATE RETIREM iShares Conservative Allocation NYSE
505    TLL 9/28/2009 0.69 PROSHARES ULTRASHORT TELECOMMUN ProShares Trading-Inverse Equity NYSE
506    TMW 9/28/2009 1.05 SPDR DJ WILSHIRE TOTAL MARKET E State Street Global Advisors Large Blend NYSE
507    TNDQ 12/13/2011 0.78 RBS NASDAQ-100 TRENDPILOT ETN Royal Bank of Scotland NV Large Growth NYSE
508    TONS 2/20/2015 0.75 NASDAQ
509    TOTS 6/15/2011 0.64 DIREXION DAILY TOTAL MKT BEAR 1X ETF Direxion Funds Trading-Inverse Equity NYSE
510    TRND 12/8/2010 4.03 RBS US LARGE CAP TRENDPILOT ETN Royal Bank of Scotland NV Large Blend NYSE
511    TRNM 1/27/2011 1.53 RBS US MID CAP TRENDPILOT ETN Royal Bank of Scotland NV Mid-Cap Blend NYSE
512    TSXV 3/17/2011 0.17 GLOBAL X S&P TSX VENTURE 30 CAN Global X Funds Foreign Small/Mid Growth NYSE
513    TTH 9/28/2009 1.88 MERRILL LYNCH & CO., INC. TELEC Merrill Lynch Communications AMEX
514    TWOZ 2/25/2010 0.05 DIREXION DAILY 2 YR TRSY BEAR 3X SHARES Direxion Shares ETF Trust Bear Market AMEX
515    TWQ 9/28/2009 0.43 PROSHARES ULTRASHORT RUSSELL300 ProShares Trading-Inverse Equity NYSE
516    TWTI 9/15/2011 0.29 RBS OIL TRENDPILOT ETN Royal Bank of Scotland NV Commodities Energy NYSE
517    TYH 9/28/2009 137.15 DIREXION TECHNOLOGY BULL 3X SHA Direxion Funds Trading-Leveraged Equity NYSE
518    TYP 9/28/2009 49.67 DIREXION TECHNOLOGY BEAR 3X SHA Direxion Funds Trading-Inverse Equity NYSE
519    TYTE 8/7/2014 0.03 PROSHARES CDS NORTH AMERICAN HY CREDIT ProShares High Yield Bond NYSE
520    TZD 9/28/2009 0.73 ISHARES S&P TARGET DATE 2010 iShares Target Date 2000-2010 NYSE
521    TZE 9/28/2009 3.35 ISHARES TRUST TARGET DATE 2015 iShares Target Date 2011-2015 NYSE
522    TZG 9/29/2009 1.27 ISHARES S&P TARGET DATE 2020 ET iShares Target Date 2016-2020 NYSE
523    TZI 10/1/2009 0.8 ISHARES S&P TARGET DATE 2025 ET iShares Target Date 2021-2025 NYSE
524    TZL 9/28/2009 1.17 ISHARES S&P TARGET DATE 2030 iShares Target Date 2026-2030 NYSE
525    TZO 9/29/2009 0.73 ISHARES S&P TARGET DATE 2035 iShares Target Date 2031-2035 NYSE
526    TZV 9/28/2009 1.23 ISHARES S&P TARGET DATE 2040 iShares Target Date 2036-2040 NYSE
527    TZW 8/18/2011 0.79 ISHARES S&P TARGET DATE 2045 NYSE
528    TZY 8/31/2011 0.99 ISHARES S&P TARGET DATE 2050 NYSE
529    UBD 9/28/2009 0.07 GUGGENHEIM U.S. CAPITAL MARKETS NYSE
530    UCD 9/28/2009 1.68 PROSHARES ULTRA DJ-AIG COMMODIT ProShares Trading-Leveraged Commodities NYSE
531    UDNT 5/24/2011 0.56 POWERSHARES DB 3X SHORT US DOLL NYSE
532    UEM 9/28/2009 0.01 CLAYMORE EXCHANGE-TRADED FUND TRUST NYSE
533    UGEM 6/23/2011 0.2 EGSHARES UTILITIES GEMS ETF Emerging Global Advisors Utilities NYSE
534    UINF 2/10/2012 0.22 PROSHARES ULTRAPRO 10 YEAR TIPS/TSY SPRD Exchange Traded Fund Financial NYSE
535    UK 4/29/2015 0.02 RECON CAPITAL FTSE 100 ETF ETF Series Trust Miscellaneous Region NYSE
536    UKF 9/28/2009 0.6 PROSHARES ULTRA RUSSELL1000 GRO ProShares Trading-Leveraged Equity NYSE
537    UKK 9/28/2009 2.76 PROSHARES ULTRA RUSSELL2000 GRO ProShares Trading-Leveraged Equity NYSE
538    UKW 9/28/2009 0.94 PROSHARES ULTRA RUSSELL MIDCAP ProShares Trading-Leveraged Equity NYSE
539    ULQ 9/28/2009 0.03 GUGGENHEIM U.S. CAPITAL MARKETS NYSE
540    UOIL 2/8/2012 0.09 NASDAQ
541    USMI 6/19/2012 0.53 UNITED STATES METALS ETF Exchange Traded Fund Financial NYSE
542    USSD 7/21/2015 0.08 WISDOMTREE STRONG DOLLAR US EQUITY ETF WisdomTree Large Blend NYSE
543    USWD 7/21/2015 0.03 WISDOMTREE WEAK DOLLAR US EQUITY ETF WisdomTree Large Blend NYSE
544    USY 9/28/2009 0.05 WISDOMTREE U S CURRENT INCOME FUND COMMON SH NYSE
545    UTH 9/28/2009 0.57 MERRILL LYNCH & CO., INC. UTILI Merrill Lynch Utilities AMEX
546    UTLT 6/4/2013 0.66 DEUTSCHE X-TRACKERS REGULATED UTILITIES Exchange Traded Fund Financial NYSE
547    UUPT 5/24/2011 2 POWERSHARES DB 3X LONG US DOLLA NYSE
548    UVG 9/28/2009 0.81 PROSHARES ULTRA RUSSELL1000 VAL ProShares Trading-Leveraged Equity NYSE
549    UVT 9/28/2009 1.89 PROSHARES ULTRA RUSSELL2000 VAL ProShares Trading-Leveraged Equity NYSE
550    UVU 9/28/2009 0.82 PROSHARES ULTRA RUSSELL MIDCAP ProShares Trading-Leveraged Equity NYSE
551    UWC 9/29/2009 0.14 PROSHARES ULTRA RUSSELL3000 ProShares Trading-Leveraged Equity NYSE
552    UWTI 2/8/2012 823.22 VELOCITYSHARES 3X LONG CRUDE OIL ETN Credit Suisse AG Trading--Leveraged Commodities NYSE
553    UXJ 7/13/2010 0.4 PROSHARES ULTRA MSCI PACIFIC EX ProShares Trading-Leveraged Equity NYSE
554    VGEM 6/23/2011 0.17 EGSHARES CONSUMER SERVICES GEMS Emerging Global Advisors Consumer Cyclical NYSE
555    VLLV 3/11/2015 0.03 NASDAQ
556    VLML 3/11/2015 0.02 NASDAQ
557    VLSM 3/11/2015 0.07 NASDAQ
558    VQTS 12/3/2014 0.14 NASDAQ
559    VRD 9/28/2009 1.09 SPDR S&P VRDO MUNICIPAL BOND ET State Street Global Advisors Muni Short NYSE
560    VROM 5/19/2011 0.08 GLOBAL X/ AUTO ETF Global X Funds Industrials NYSE
561    VSPY 1/11/2012 3.34 DIREXION S&P 500 RC VOLATILITY Direxion Funds Large Blend NYSE
562    VXAA 9/8/2011 0.25 ETRACS 1 MONTH S&P 500 VIX FUTU NYSE
563    VXBB 9/8/2011 0.1 ETRACS 2 MONTH S&P 500 VIX FUTU NYSE
564    VXCC 9/8/2011 0.1 ETRACS 3 MONTH S&P 500 VIX FUTU NYSE
565    VXDD 9/8/2011 0.04 ETRACS 4 MONTH S&P 500 FUTURES NYSE
566    VXDN 5/19/2015 0.38 NASDAQ
567    VXUP 5/19/2015 0.43 NASDAQ
568    VZZB 7/11/2011 0.51 IPATH LONG ENHANCED S&P 500 VIX NYSE
569    WCAT 1/20/2010 0.42 JEFFERIES TR/J CRB WILDCATTERS ALPS Equity Energy NYSE
570    WFVK 4/12/2010 0.15 WILSHIRE 5000 TOTAL MARKET ETF Guggenheim Funds Distributors, Inc. Large Blend NYSE
571    WITE 12/3/2010 1.43 ETFS WHITE METALS BASKET TRUST ETF Securities Ltd Commodities Precious Metals NYSE
572    WMH 9/28/2009 0.07 MERRILL LYNCH & CO., INC. WIREL Merrill Lynch Communications AMEX
573    WSTE 4/13/2011 0.04 GLOBAL X WASTE MANAGEMENT ETF Global X Funds Industrials NYSE
574    WXSP 4/9/2010 0.04 WILSHIRE 4500 COMPLETION Guggenheim Funds Distributors, Inc. Mid-Cap Blend NYSE
575    XGC 9/28/2009 0.31 GUGGENHEIM INTERNATIONAL SMALL Guggenheim Funds Distributors, Inc. Foreign Small/Mid Growth NYSE
576    XLFS 4/9/2010 0.9 FINANCIAL SERVICES SELECT SECTOR SPDR SPDR State Street Global Advisors Financial NYSE
577    XOVR 6/19/2012 1.69 SPDR BOFA ML CROSSOVER CORP BD ETF Exchange Traded Fund Financial NYSE
578    XRO 9/28/2009 0.32 GUGGENHEIM SECTOR ROTATION ETF Guggenheim Funds Distributors, Inc. Large Growth NYSE
579    XRU 10/1/2009 0.21 CURRENCYSHARES RUSSIAN RUBLE TR Rydex|SGI Currency NYSE
580    XVIX 12/1/2010 1.64 UBS AG EXCHANGE TRADED ACCESS S NYSE
581    XXV 8/3/2010 5.25 IPATH INVERSE S&P 500 VIX ST FUT ETN Barclays Funds Volatility NYSE
582    YGRO 7/29/2014 0.52 RBC YORKVILLE MLP DIS GRLDRS LIQD PR ETN Royal Bank of Canada Energy Limited Partnership NYSE
583    YPRO 3/5/2014 0.72 NASDAQ
584    ZLRG 1/20/2015 0.06 ETFS ZACKS EARNINGS LARGE-CAP US ETF Securities Large Blend NYSE
585    ZSML 1/21/2015 0.07 ETFS ZACKS EARNINGS SMALL-CAP US ETF Securities Small Blend NYSE