All ETFs Historical Tick with Bid/Ask Data

This list contains symbols for all the ETFs in our tick (time and sales) interval "All ETFs Historical Tick with Bid/Ask Data" historical data package. All calculations are performed using files containing tick with bid/ask prices. Tab delimited text version of this list is also available.

Other Historical Data

Please visit our buy page for more information about our US stocks and ETFs, Futures and Forex historical data packages, and to download free historical data sample files. We offer daily (end-of-day or EOD) data, 1 minute and higher interval intraday data and tick (time and sales) bid and ask data.

Product Details

Listed: 2253 symbols and 342 gigabytes
Delisted: 948 symbols and 8 gigabytes
List last updated on: 9/16/2019

Listed Instruments:

 #   Symbol   StartDate   Size(MB)   Description   Industry   Sector 
1    AAAU 8/15/2018 0.62 PERTH MINT PHYSICAL GOLD ETF Exchange Traded Fund Financial
2    AADR 7/21/2010 3.4 ADVISORSHARES DORSEY WRIGHT ADR ETF AdvisorShares Foreign Large Growth
3    AAXJ 9/25/2009 320 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN iShares Pacific/Asia ex-Japan Stk
4    ACES 6/29/2018 0.2 ALPS ETF TRUST Exchange Traded Fund Financial
5    ACIM 2/28/2012 1.55 SPDR MSCI ACWI IMI ETF SPDR State Street Global Advisors World Stock
6    ACSG 12/6/2018 0.03 XTRACKERS MSCI ACWI EX USA ESG LEADERS EQUITY ETF Exchange Traded Fund Financial
7    ACSI 11/1/2016 0.25 AMERICANCUSTOMERSATISFACTIONCOREALPHAETF ACSI Large Blend
8    ACT 9/28/2009 610 ADVISORSHARES VICE ETF
9    ACWF 5/4/2015 1.05 ISHARES EDGE MSCI MULTIFACTOR GLOBAL ETF Exchange Traded Fund Financial
10    ACWI 9/25/2009 494 ISHARES MSCI ACWI iShares World Stock
11    ACWV 10/20/2011 35 ISHARES EDGE MSCI MIN VOL GLOBAL iShares World Stock
12    ACWX 9/25/2009 122 ISHARES MSCI ACWI EX US iShares Foreign Large Blend
13    ADRA 9/25/2009 1.33 BLDRS ASIA 50 ADR INDEX FUND
14    ADRD 9/25/2009 2.25 BLDRS DEVELOPED MARKETS 100 ADR ETF PowerShares Foreign Large Value
15    ADRE 9/25/2009 13 BLDRS EMERGING MARKETS 50 ADR ETF PowerShares Diversified Emerging Mkts
16    ADRU 9/25/2009 1.14 BLDRS EUROPE SELECT ADR ETF PowerShares Europe Stock
17    AFIF 9/18/2018 0.44 TWO ROADS SHARED TRUST Exchange Traded Fund Financial
18    AFK 9/25/2009 9.79 VANECK VECTORS AFRICA ETF Van Eck Miscellaneous Region
19    AFTY 3/12/2015 3.11 CSOP FTSE CHINA A50 ETF CSOP Asset Management China Region
20    AGG 9/25/2009 605 ISHARES CORE US AGGREGATE BOND iShares Intermediate-Term Bond
21    AGGE 5/10/2016 0.83 IQ ENHANCED CORE BOND US ETF IndexIQ Intermediate-Term Bond
22    AGGP 5/10/2016 2.98 IQ ENHANCED CORE PLUS BOND US ETF IndexIQ Intermediate-Term Bond
23    AGGY 7/9/2015 4.18 WISDOMTREE BARCLAYS YLDENH US AGGTBD ETF WisdomTree Intermediate-Term Bond
24    AGND 12/18/2013 1.13 WISDOMTREE BARCLAYS NGTDUR US AGGTBD ETF WisdomTree Nontraditional Bond
25    AGQ 9/25/2009 321 PROSHARES ULTRA SILVER ProShares Trading--Leveraged Commodities
26    AGT 9/25/2009 7.47 ISHARES TRUST Exchange Traded Fund Financial
27    AGZ 9/25/2009 8.17 ISHARES AGENCY BOND iShares Intermediate Government
28    AGZD 12/18/2013 1.37 WISDOMTREE BARCLAYS INTRRTHGUSAGGTBD ETF WisdomTree Nontraditional Bond
29    AIA 9/25/2009 15 ISHARES ASIA 50 ETF
30    AIEQ 10/17/2017 4.11 AI POWERED EQUITY ETF Exchange Traded Fund Financial
31    AIIQ 6/6/2018 0.1 AI POWERED INTERNATIONAL EQUITY ETF Exchange Traded Fund Financial
32    AIQ 9/25/2009 28 GLOBAL X FUTURE ANALYTICS TECH ETF
33    AIRR 3/11/2014 4.15 FIRST TRUST RBA AMER INDL RENAISTM ETF First Trust Industrials
34    ALFA 5/31/2012 2.88 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
35    ALT 11/16/2009 32 ISHARES DIVERSIFIED ALTERNATIVE Pharmaceutical Preparations Manufacturing
36    ALTS 10/9/2014 0.84 PROSHARES MORNINGSTAR ALTS SOLU ProShares Multialternative
37    ALTY 7/14/2015 0.63 GLOBAL X SUPERDIVIDEND ALTERNATIVES ETF Global X Funds Allocation--70% to 85% Equity
38    AMCA 8/11/2017 0.18 ISHARES RUSSELL 1000 PURE U.S. REVENUE ETF
39    AMJ 9/25/2009 591 JPMORGAN CHASE CAPITAL XVI JP M JPMorgan Equity Energy
40    AMJL 5/18/2016 0.45 CREDIT SUISSE X-LINKS MP2XLVGALRNMLP ETN Credit Suisse AG Trading--Leveraged Equity
41    AMLP 9/24/2010 1053 ALERIAN MLP ETF ALPS Equity Energy
42    AMOM 5/21/2019 0.02 QRAFT AI-ENHANCED U.S. LARGE CAP MOMENTUM ETF Exchange Traded Fund Financial
43    AMU 7/18/2012 22 ETRACS 2X WELLS FARGO - BDCI Exchange Traded Fund Financial
44    AMUB 10/9/2015 0.03 UBS AG Major Banks Finance
45    AMZA 10/2/2014 52 INFRACAP MLP ETF InfraCap Energy Limited Partnership
46    ANGL 4/11/2012 33 VANECK VECTORS FALLEN ANGEL HIYLD BD ETF Van Eck High Yield Bond
47    AOA 9/25/2009 11 ISHARES CORE AGGRESSIVE ALLOCATION iShares Allocation--70% to 85% Equity
48    AOIL 9/6/2018 0.05 ABERDEEN STANDARD BLOOMBERG WTI CRUDE OIL STRATEGY K-1 FREE ET Exchange Traded Fund Financial
49    AOK 9/25/2009 8.96 ISHARES CORE CONSERVATIVE ALLOCATION iShares Allocation--30% to 50% Equity
50    AOM 9/25/2009 16 ISHARES CORE MODERATE ALLOCATION iShares Allocation--30% to 50% Equity
51    AOR 9/25/2009 13 ISHARES CORE GROWTH ALLOCATION iShares Allocation--50% to 70% Equity
52    ARCM 3/31/2017 0.04 ARROW INVESTMENTS TRUST Exchange Traded Fund Financial
53    ARGT 3/3/2011 12 GLOBAL X MSCI ARGENTINA ETF Global X Funds Miscellaneous Region
54    ARKG 10/31/2014 8.64 ARK GENOMIC REVOLUTION MULTI-SECTOR ETF ARK ETF Trust Health
55    ARKK 10/31/2014 21 ARK INNOVATION ETF ARK ETF Trust Technology
56    ARKQ 9/30/2014 3.2 ARK INDUSTRIAL INNOVATION ETF ARK ETF Trust Technology
57    ARKW 9/30/2014 11 ARK WEB X.0 ETF ARK ETF Trust Technology
58    ASEA 2/17/2011 3.85 GLOBAL X FTSE SOUTHEAST ASIA ETF Global X Funds Pacific/Asia ex-Japan Stk
59    ASET 11/24/2015 0.25 FLEXSHARES REAL ASSETS ALLOCATION ETF Flexshares Trust World Stock
60    ASHR 11/6/2013 331 DEUTSCHE X-TRACKERS HARVEST CSI300 CHN A Deutsche Asset Management China Region
61    ASHS 5/21/2014 9.13 DEUTSCHE X-TRACKERS HRVSTCSI500CHN A SC Deutsche Asset Management China Region
62    ASHX 10/20/2015 0.42 DEUTSCHE X-TRACKERS CSI300 CHN A HDGD EQ Deutsche Asset Management China Region
63    ATMP 3/13/2013 7.53 BARCLAYS ETN+ SELECT MLP Barclays Funds Energy Limited Partnership
64    AUSF 8/28/2018 0.41 GLOBAL X FUNDS GLOBAL X ADAPTIVE U.S. FACTOR ETF Exchange Traded Fund Financial
65    AWTM 1/29/2019 0.05 AWARE ULTRA-SHORT DURATION ENHANCED INCOME ETF Exchange Traded Fund Financial
66    AXJL 2/28/2011 1.49 WISDOMTREE ASIA PACIFIC EX-JAPAN ETF WisdomTree Pacific/Asia ex-Japan Stk
67    AXJV 6/5/2014 0.46 ISHARES EDGE MSCI MIN VOL ASIA EX JAPAN iShares Pacific/Asia ex-Japan Stk
68    BAB 11/17/2009 43 POWERSHARES BUILD AMERICA BOND PowerShares Long-Term Bond
69    BAL 9/25/2009 9.9 IPATH BLOOMBERG COTTON SUBTR ETN Barclays Funds Commodities Agriculture
70    BAR 5/5/2014 2.16 GRANITESHARES GOLD TRUST Exchange Traded Fund Financial
71    BATT 6/6/2018 0.26 AMPLIFY ADVANCED BATTERY METALS AND MATERIALS ETF Exchange Traded Fund Financial
72    BBAX 8/8/2018 5.2 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
73    BBC 12/17/2014 2.57 BIOSHARES BIOTECHNOLOGY CLINICAL TRIALS Bio Shares Health
74    BBCA 8/8/2018 7.46 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
75    BBEU 6/18/2018 14 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
76    BBH 9/25/2009 32 VANECK VECTORS BIOTECH ETF Van Eck Health
77    BBJP 6/18/2018 16 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
78    BBP 12/17/2014 1.57 BIOSHARES BIOTECHNOLOGY PRODUCTS Bio Shares Health
79    BBRE 6/18/2018 0.58 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
80    BBSA 3/13/2019 0.07 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
81    BBUS 3/13/2019 0.09 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
82    BCD 3/31/2017 0.12 ABERDEEN STANDARD BLOOMBERG ALL COMMODITY LONGER DATED STRATEG Exchange Traded Fund Financial
83    BCI 3/31/2017 2.02 ABERDEEN STANDARD BLOOMBERG ALL COMMODITY STRATEGY K-1 FREE ET Exchange Traded Fund Financial
84    BCM 4/21/2011 1.65 IPATH PURE BETA BROAD COMMODITY ETN Barclays Funds Commodities Broad Basket
85    BCNA 6/20/2018 0.06 REALITY SHARES NASDAQ NEXGEN ECONOMY CHINA ETF
86    BDCL 5/25/2011 31 UBS ETRACS 2XLVG LNG WF BUSN DEV CO ETN UBS Group AG Trading--Leveraged Equity
87    BDCS 4/28/2011 5.52 UBS ETRACS WELLS FARGO BUSN DEV CO ETN UBS Group AG Financial
88    BDCZ 10/9/2015 0.12 UBS AG Major Banks Finance
89    BDRY 3/22/2018 0.2 BREAKWAVE DRY BULK SHIPPING ETF Exchange Traded Fund Financial
90    BEMO 6/9/2016 0.69 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
91    BFIT 5/10/2016 0.2 GLOBAL X HEALTH & WELLNESS THEMATIC ETF Global X Funds World Stock
92    BFOR 6/4/2013 3.89 BARRON'S 400 ETF ALPS ETF Mid-Cap Growth
93    BGRN 11/27/2018 0.08 ISHARES GLOBAL GREEN BOND ETF
94    BIB 4/9/2010 121 PROSHARES ULTRA NASDAQ BIOTECHNOLOGY ProShares Trading--Leveraged Equity
95    BIBL 10/31/2017 0.51 INSPIRE 100 ETF Exchange Traded Fund Financial
96    BICK 4/13/2010 2.93 FIRST TRUST BICK ETF First Trust Diversified Emerging Mkts
97    BIL 9/25/2009 70 SPDR BLMBG BARCLAYS 1-3 MTH T-BILL ETF SPDR State Street Global Advisors Ultrashort Bond
98    BIS 4/9/2010 62 PROSHARES ULTRASHORT NASDAQ BIOTECH ProShares Trading--Inverse Equity
99    BIV 9/25/2009 110 VANGUARD INTERM-TERM BOND ETF Vanguard Intermediate-Term Bond
100    BIZD 2/12/2013 6.97 VANECK VECTORS BDC INCOME ETF Van Eck Financial
101    BJAN 1/2/2019 0.16 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
102    BJK 9/25/2009 4.87 VANECK VECTORS GAMING ETF Van Eck Consumer Cyclical
103    BJUL 8/29/2018 0.39 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
104    BJUN 6/3/2019 0.03 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
105    BKCH 2/7/2019 0.1 ADVISORSHARES SABRETOOTH ETF
106    BKF 9/25/2009 32 ISHARES MSCI BRIC iShares Diversified Emerging Mkts
107    BKLN 3/3/2011 385 POWERSHARES EXCHANGE-TRADED FUN PowerShares Bank Loan
108    BLCN 1/17/2018 2.69 REALITY SHARES NASDAQ NEXTGEN ECONOMY ETF
109    BLES 2/28/2017 1.03 INSPIRE GLOBAL HOPE LARGE CAP ETF Inspire World Stock
110    BLHY 12/6/2016 2.18 VIRTUS NEWFLEET DYNAMIC CREDIT Exchange Traded Fund Financial
111    BLOK 1/17/2018 5.78 AMPLIFY TRANSFORMATIONAL DATA SHARING ETF Exchange Traded Fund Financial
112    BLV 9/25/2009 43 VANGUARD LONG-TERM BOND ETF Vanguard Long-Term Bond
113    BMLP 12/21/2016 0.05 BANK OF MONTREAL Commercial Banks Finance
114    BND 9/25/2009 437 VANGUARD TOTAL BOND MARKET ETF Vanguard Intermediate-Term Bond
115    BNDC 11/21/2016 0.26 FLEXSHARES CORE SELECT BOND ETF Flexshares Trust Intermediate-Term Bond
116    BNDX 6/4/2013 123 VANGUARD TOTAL INTERNATIONAL BOND ETF
117    BNKD 4/3/2019 0.03 BANK OF MONTREAL Commercial Banks Finance
118    BNKO 4/3/2019 0.02 BANK OF MONTREAL Commercial Banks Finance
119    BNKU 4/3/2019 0.02 BANK OF MONTREAL Commercial Banks Finance
120    BNKZ 4/3/2019 0.02 BANK OF MONTREAL Commercial Banks Finance
121    BNO 7/12/2010 35 UNITED STATES BRENT OIL United States Commodity Funds LLC Commodities Energy
122    BOIL 10/6/2011 50 PROSHARES ULTRA BLOOMBERG NATURAL GAS ProShares Trading--Leveraged Commodities
123    BOND 3/1/2012 64 PIMCO ACTIVE BOND EXCHANGE-TRADED FUND EXCHANGE-TRADED FUND Exchange Traded Fund Financial
124    BOSS 2/15/2017 0.14 GLOBAL X FOUNDER-RUN COMPANIES ETF Global X Funds Large Blend
125    BOTZ 9/13/2016 69 GLOBAL X ROBTCS&ARTFCL INTLLGNC THTC ETF Global X Funds Miscellaneous Sector
126    BRF 9/25/2009 54 VANECK VECTORS BRAZIL SMALL-CAP ETF Van Eck Latin America Stock
127    BRZU 4/10/2013 199 DIREXION DAILY BRAZIL BULL 3X ETF Direxion Funds Trading--Leveraged Equity
128    BSAE 10/8/2018 0.1 INVESCO BULLETSHARES 2021 USD EMERGING MARKETS DEBT ETF Exchange Traded Fund Financial
129    BSBE 10/10/2018 0.08 INVESCO BULLETSHARES 2022 USD EMERGING MARKETS DEBT ETF Exchange Traded Fund Financial
130    BSCE 7/12/2010 5.82 GUGGENHEIM BULLETSHARES 2014 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond
131    BSCJ 3/29/2012 18 GUGGENHEIM BULLETSHRS 2019 CORP BD ETF Guggenheim Investments Corporate Bond
132    BSCK 3/29/2012 21 GUGGENHEIM BULLETSHRS 2020 CORP BD ETF Guggenheim Investments Corporate Bond
133    BSCL 7/17/2013 17 GUGGENHEIM BULLETSHRS 2021 CORP BD ETF Guggenheim Investments Corporate Bond
134    BSCM 7/17/2013 14 GUGGENHEIM BULLETSHRS 2022 CORP BD ETF Guggenheim Investments Corporate Bond
135    BSCN 9/17/2014 8.01 GUGGENHEIM BULLETSHRS 2023 CORP BD ETF Guggenheim Investments Corporate Bond
136    BSCO 9/19/2014 6.36 GUGGENHEIM BULLETSHRS 2024 CORP BD ETF Guggenheim Investments Corporate Bond
137    BSCP 10/9/2015 2.84 GUGGENHEIM BULLETSHRS 2025 CORP BD ETF Guggenheim Investments Corporate Bond
138    BSCQ 9/16/2016 1.77 GUGGENHEIM BULLETSHARES 2026 CORP BD ETF Guggenheim Investments Corporate Bond
139    BSCR 9/27/2017 0.7 INVESCO BULLETSHARES 2027 CORPORATE BOND ETF Exchange Traded Fund Financial
140    BSCS 8/9/2018 0.3 INVESCO BULLETSHARES 2028 CORPORATE BOND ETF Exchange Traded Fund Financial
141    BSDE 10/16/2018 0.05 INVESCO BULLETSHARES 2024 USD EMERGING MARKETS DEBT ETF Exchange Traded Fund Financial
142    BSJJ 9/24/2013 20 GUGGENHEIM BULLETSHRS 2019 HY CORPBD ETF Guggenheim Investments High Yield Bond
143    BSJK 9/24/2013 17 GUGGENHEIM BULLETSHRS 2020 HY CORPBD ETF Guggenheim Investments High Yield Bond
144    BSJL 9/17/2014 10 GUGGENHEIM BULLETSHRS 2021 HY CORPBD ETF Guggenheim Investments High Yield Bond
145    BSJM 9/17/2014 7.39 GUGGENHEIM BULLETSHRS 2022 HY CORPBD ETF Guggenheim Investments High Yield Bond
146    BSJN 10/14/2015 3.2 GUGGENHEIM BULLETSHRS 2023 HY CORPBD ETF Guggenheim Investments High Yield Bond
147    BSJO 9/14/2016 1.51 INVESCO BULLETSHARES 2024 HIGH YIELD CORPORATE BOND ETF Exchange Traded Fund Financial
148    BSJP 9/27/2017 0.85 INVESCO BULLETSHARES 2025 HIGH YIELD CORPORATE BOND ETF Exchange Traded Fund Financial
149    BSJQ 8/9/2018 0.23 INVESCO BULLETSHARES 2026 HIGH YIELD CORPORATE BOND ETF Exchange Traded Fund Financial
150    BSV 9/25/2009 245 VANGUARD SHORT-TERM BOND ETF Vanguard Short-Term Bond
151    BTAL 9/13/2011 2.9 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral
152    BTEC 8/22/2016 0.12 PRINCIPAL HEALTHCARE INNOVATORS ETF Principal Funds Health
153    BUL 5/3/2019 0.02 PACER US CASH COWS GROWTH ETF Exchange Traded Fund Financial
154    BUY 12/1/2017 0.05 USCF SUMMERHAVEN SHPEI INDEX FUND Exchange Traded Fund Financial
155    BUYN 12/1/2017 0.03 USCF SUMMERHAVEN SHPEN INDEX FUND Exchange Traded Fund Financial
156    BVAL 6/13/2017 0.16 BRAND VALUE ETF Exchange Traded Fund Financial
157    BWX 9/25/2009 84 SPDR BLMBG BARCLAYS INTL TRS BD ETF SPDR State Street Global Advisors World Bond
158    BWZ 9/25/2009 9.74 SPDR BLMBG BARCLAYS ST INTRN TRSBD ETF SPDR State Street Global Advisors World Bond
159    BYLD 4/24/2014 1.44 ISHARES YIELD OPTIMIZED BOND iShares Intermediate-Term Bond
160    BZQ 9/25/2009 39 PROSHARES ULTRASHORT MSCI BRAZIL CAPPED ProShares Trading--Inverse Equity
161    CACG 3/12/2013 1.69 CLEARBRIDGE ALL CAP GROWTH ETF
162    CALF 6/19/2017 0.42 PACER FUNDS Exchange Traded Fund Financial
163    CANE 9/19/2011 2.91 TEUCRIUM SUGAR ETF Teucrium Commodities Agriculture
164    CAPE 10/11/2012 0.81 BARCLAYS ETN+ SHILLER CAPET Barclays Funds Large Value
165    CARZ 5/10/2011 2.44 FIRST TRUST NASDAQ GLOBAL AUTO ETF First Trust Consumer Cyclical
166    CATH 4/19/2016 0.96 GLOBAL X S&P 500 CATHOLIC VALUES ETF Global X Funds Large Blend
167    CBND 4/7/2011 2.37 SPDR BLMBG BARCLAYS ISR SCR CORPBD ETF SPDR State Street Global Advisors Corporate Bond
168    CBON 11/11/2014 1.03 VANECK VECTORS CHINAAMC CHINA BOND ETF Van Eck Emerging-Markets Local-Currency Bond
169    CCD 3/27/2015 15 CALAMOS DYNAMIC CONVERTIBLE & INCOME FUND
170    CCOR 5/24/2017 0.61 CAMBRIA CORE EQUITY ETF Exchange Traded Fund Financial
171    CCX 9/24/2010 1.9 WISDOMTREE DREYFUS COMMODITY CU WisdomTree Currency
172    CDC 7/2/2014 5.31 VICTORYSHARES US EQ INCOME ENHANCED VOLATILITY WTD ETF
173    CDL 7/8/2015 1.75 VICTORYSHARES US LGCP HI DIV VOL WTD ETF Victory Large Value
174    CEF 9/28/2009 346 SPROTT PHYSICAL GOLD AND SILVER TRUST UNITS Exchange Traded Fund Financial
175    CEFL 12/11/2013 28 UBS ETRACS MTHLY PY 2XLVG CLOSED-END ETN UBS Group AG Trading--Miscellaneous
176    CEFS 3/21/2017 0.63 EXCHANGE LISTED FUNDS TRUST Exchange Traded Fund Financial
177    CEMB 4/19/2012 2.1 ISHARES EMERGING MARKETS CORPORATE BOND iShares Emerging Markets Bond
178    CEW 9/28/2009 14 WISDOMTREE EMERGING CURRENCY STRAT ETF WisdomTree Multicurrency
179    CEY 10/26/2017 0.56 VICTORYSHARES EMERGING MARKET HIGH DIV VOLATILITY WTD ETF
180    CEZ 9/29/2009 0.53 VICTORYSHARES EMERGING MARKET VOLATILITY WTD ETF
181    CFA 7/2/2014 4.07 VICTORYSHARES US 500 VOLATILITY WTD ETF Victory Large Blend
182    CFO 7/2/2014 6.34 VICTORYSHARES US 500 ENHANCED VOLATILITY WTD ETF
183    CGO 9/28/2009 11 CALAMOS GLOBAL TOTAL RETURN FUND
184    CGW 9/28/2009 15 GUGGENHEIM S&P GLOBAL WATER ETF Guggenheim Investments Miscellaneous Sector
185    CHAD 6/17/2015 12 DIREXION DLY CSI 300 CHN A SHR BR 1X ETF Direxion Funds Trading--Inverse Equity
186    CHAU 4/16/2015 45 DIREXION DLY CSI 300 CHN A SHR BL 2X ETF Direxion Funds Trading--Leveraged Equity
187    CHEP 9/13/2011 1.17 QUANTSHARES US MARKET NEUTRAL VALUE QuantShares Market Neutral
188    CHGX 10/10/2017 0.13 CHANGE FINANCE U.S. LARGE CAP FOSSIL FUEL FREE ETF Exchange Traded Fund Financial
189    CHI 9/28/2009 68 CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND
190    CHIC 9/28/2009 0.55 GLOBAL X FUNDS GLOBAL X MSCI CHINA COMMUNICATION SERVICES ETF
191    CHIE 12/16/2009 1.17 GLOBAL X CHINA ENERGY ETF Global X Funds China Region
192    CHIH 12/11/2018 0.04 GLOBAL X FUNDS GLOBAL X MSCI CHINA HEALTH CARE ETF Exchange Traded Fund Financial
193    CHII 12/1/2009 1.74 GLOBAL X CHINA INDUSTRIALS ETF Global X Funds China Region
194    CHIK 12/11/2018 0.1 GLOBAL X FUNDS GLOBAL X MSCI CHINA INFORMATION TECHNOLOGY ETF Exchange Traded Fund Financial
195    CHIL 12/11/2018 0.04 GLOBAL X FUNDS GLOBAL X MSCI CHINA LARGE-CAP 50 ETF Exchange Traded Fund Financial
196    CHIM 1/14/2010 1.66 GLOBAL X CHINA MATERIALS ETF Global X Funds China Region
197    CHIQ 12/1/2009 21 GLOBAL X CHINA CONSUMER ETF Global X Funds China Region
198    CHIR 12/11/2018 0.03 GLOBAL X FUNDS GLOBAL X MSCI CHINA REAL ESTATE ETF Exchange Traded Fund Financial
199    CHIS 12/11/2018 0.04 GLOBAL X FUNDS GLOBAL X MSCI CHINA CONSUMER STAPLES ETF Exchange Traded Fund Financial
200    CHIU 12/11/2018 0.03 GLOBAL X FUNDS GLOBAL X MSCI CHINA UTILITIES ETF Exchange Traded Fund Financial
201    CHIX 12/11/2009 13 GLOBAL X CHINA FINANCIALS ETF Global X Funds China Region
202    CHNA 10/10/2013 0.57 POWERSHARES CHINA A-SHARE ETF PowerShares China Region
203    CHW 9/28/2009 54 CALAMOS GLOBAL DYNAMIC INCOME FUND
204    CHY 9/28/2009 66 CALAMOS CONVERTIBLE AND HIGH INCOME FUND
205    CIBR 7/7/2015 14 FIRST TRUST NASDAQ CYBERSECURITY ETF First Trust Technology
206    CID 8/20/2015 0.73 VICTORYSHARES INTL HI DIV VOL WTD ETF Victory Foreign Large Value
207    CIL 7/12/2010 1.08 VICTORYSHARES INTERNATIONAL VOL WTD ETF Victory Foreign Large Blend
208    CIZ 10/1/2014 2.09 VICTORYSHARES DEVELOPED ENH VOL WTD ETF Victory Foreign Large Blend
209    CJNK 11/17/2014 2.19 SPDR BOFA ML CROSSOVER CORP BD ETF SPDR State Street Global Advisors Corporate Bond
210    CLIX 11/16/2017 0.93 PROSHARES LONG ONLINE/SHORT STORES ETF Exchange Traded Fund Financial
211    CLOU 4/16/2019 3.3 GLOBAL X CLOUD COMPUTING ETF
212    CLRG 12/13/2017 0.37 IQ CHAIKIN U.S. LARGE CAP ETF
213    CLTL 1/12/2017 0.36 POWERSHARES TREASURY COLLATERAL ETF PowerShares Ultrashort Bond
214    CMBS 2/16/2012 7.17 ISHARES CMBS iShares Intermediate-Term Bond
215    CMD 9/28/2009 34 PROSHARES ULTRASHORT DJ-AIG COM ProShares Trading-Inverse Commodities
216    CMDY 4/5/2018 0.13 ISHARES BLOOMBERG ROLL SELECT COMMODITY STRATEGY ETF Exchange Traded Fund Financial
217    CMF 9/28/2009 9.62 ISHARES S&P CALI MUNI BOND iShares Muni California Long
218    CN 4/30/2014 1.92 DEUTSCHE X-TRACKERS MSCI ALL CHINA EQ Deutsche Asset Management China Region
219    CNBS 7/23/2019 0.08 AMPLIFY SEYMOUR CANNABIS ETF Exchange Traded Fund Financial
220    CNCR 10/14/2015 2.42 LONCAR CANCER IMMUNOTHERAPY ETF ETF Series Solutions Health
221    CNHX 10/20/2015 0.04 CSOP MSCI CHINA A INTERNATIONAL HEDGED ETF Exchange Traded Fund Financial
222    CNXT 9/28/2009 71 VANECK VECTORS CHINAAMC SME-CHINEXT ETF Van Eck China Region
223    CNY 9/28/2009 2.95 MARKET VECTORS CHINESE RENMINBI/USD ETN Market Vectors Single Currency
224    CNYA 6/15/2016 0.9 ISHARES TRUST Exchange Traded Fund Financial
225    COM 3/30/2017 0.29 DIREXION AUSPICE BROAD COMMODITY STRATEGY ETF Exchange Traded Fund Financial
226    COMB 5/25/2017 0.81 GRANITESHARES BLOOMBERG COMMODITY BROAD STRATEGY NO K-1 ETF Exchange Traded Fund Financial
227    COMG 5/25/2017 0.18 GRANITESHARES S&P GSCI COMMODITY BROAD STRATEGY NO K-1 ETF Exchange Traded Fund Financial
228    COMT 10/25/2010 5 ISHARES COMMODITIES SELECT STRATEGY iShares Commodities Broad Basket
229    COPX 7/12/2010 13 GLOBAL X COPPER MINERS ETF Global X Funds Natural Resources
230    CORN 7/12/2010 28 TEUCRIUM CORN ETF Teucrium Commodities Agriculture
231    CORP 9/24/2010 8.93 PIMCO INVESTMENT GRADE CORPORATE BD ETF Pimco Corporate Bond
232    COW 9/28/2009 8.21 IPATH BLOOMBERG LIVESTOCK SUBTR ETN Barclays Funds Commodities Agriculture
233    COWZ 12/19/2016 1.86 PACER US CASH COWS 100 ETF Pacer Large Blend
234    CPER 11/15/2011 1.16 UNITED STATES COPPER INDEX United States Commodity Funds LLC Commodities Industrial Metals
235    CPI 10/27/2009 2.36 IQ REAL RETURN ETF IndexIQ Tactical Allocation
236    CQQQ 12/8/2009 21 GUGGENHEIM CHINA TECHNOLOGY ETF Guggenheim Investments China Region
237    CRAK 8/19/2015 1.46 VANECK VECTORS OIL REFINERS ETF Exchange Traded Fund Financial
238    CRBN 12/9/2014 1.75 ISHARES MSCI ACWI LOW CARBON TARGET ETF Exchange Traded Fund Financial
239    CROC 7/19/2012 1.37 PROSHARES ULTRASHORT AUSTRALIAN DOLLAR ProShares Trading--Miscellaneous
240    CROP 3/22/2011 2.24 IQ GLOBAL AGRIBUSINESS SMALL CA IndexIQ Consumer Defensive
241    CSA 9/28/2009 35 VICTORYSHARES US SMALL CAP VOL WTD ETF Victory Small Blend
242    CSB 7/8/2015 0.78 VICTORYSHARES US SMCP HI DIV VOL WTD ETF Victory Small Value
243    CSD 9/28/2009 12 GUGGENHEIM S&P SPIN-OFF ETF Guggenheim Investments Mid-Cap Blend
244    CSF 8/1/2014 1.68 VICTORYSHARES US DISCV ENH VOL WTD ETF Victory Small Blend
245    CSM 9/28/2009 8.3 PROSHARES LARGE CAP CORE PLUS ProShares Large Blend
246    CSML 5/16/2017 2.58 IQ CHAIKIN U.S. SMALL CAP ETF
247    CSQ 9/28/2009 97 CALAMOS STRATEGIC TOTAL RETURN FUND
248    CURE 6/15/2011 45 DIREXION DAILY HEALTHCARE BULL 3X ETF Direxion Funds Trading--Leveraged Equity
249    CUT 9/28/2009 13 GUGGENHEIM MSCI GLOBAL TIMBER ETF Guggenheim Investments Natural Resources
250    CVY 9/28/2009 30 GUGGENHEIM MULTI-ASSET INCOME ETF Guggenheim Investments Allocation--85%+ Equity
251    CWAI 3/30/2017 0.16
252    CWB 9/28/2009 198 SPDR BLMBG BARCLAYS CONVERT SECS ETF SPDR State Street Global Advisors Convertibles
253    CWEB 11/2/2016 6.58 DIREXION DAILY CSI CHINA INTERNET INDEX BULL 2X SHARES Exchange Traded Fund Financial
254    CWI 9/28/2009 36 SPDR MSCI ACWI EX-US ETF SPDR State Street Global Advisors Foreign Large Blend
255    CWS 12/29/2009 4.14 ADVISORSHARES FOCUSED EQUITY ETF AdvisorShares Large Blend
256    CXSE 1/5/2015 2.15 WISDOMTREE CHINA EX-STATE-OWD ENTPR ETF WisdomTree China Region
257    CYB 9/28/2009 18 WISDOMTREE CHINESE YUAN STRATEGY ETF WisdomTree Single Currency
258    CZA 9/28/2009 3.37 GUGGENHEIM MID-CAP CORE ETF Guggenheim Investments Mid-Cap Blend
259    DALI 5/15/2018 0.31 FIRST TRUST DORSEYWRIGHT DALI 1 ETF
260    DALT 9/29/2017 0.4 ANFIELD CAPITAL DIVERSIFIED ALTERNATIVES ETF Exchange Traded Fund Financial
261    DAUD 12/12/2017 0.08 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
262    DAX 10/23/2014 0.99 HORIZONS DAX GERMANY ETF
263    DBA 9/28/2009 291 POWERSHARES DB AGRICULTURE ETF PowerShares DB Commodities Agriculture
264    DBAW 1/27/2014 2.45 DEUTSCHE X-TRACKERS MSCI ALWD EXUS HGDEQ Deutsche Asset Management Foreign Large Blend
265    DBB 9/28/2009 44 POWERSHARES DB BASE METALS ETF PowerShares DB Commodities Industrial Metals
266    DBC 9/28/2009 469 POWERSHARES DB COMMODITY TRACKING ETF PowerShares DB Commodities Broad Basket
267    DBE 9/28/2009 19 POWERSHARES DB ENERGY ETF PowerShares DB Commodities Energy
268    DBEF 6/9/2011 212 DEUTSCHE X-TRACKERS MSCI EAFE HEDGED EQ Deutsche Asset Management Foreign Large Blend
269    DBEM 6/9/2011 8.27 DEUTSCHE X-TRACKERS MSCI EM MKTS HDGD EQ Deutsche Asset Management Diversified Emerging Mkts
270    DBEU 10/1/2013 99 DEUTSCHE X-TRACKERS MSCI EUROPE HEDGD EQ Deutsche Asset Management Europe Stock
271    DBEZ 12/15/2014 2.32 DEUTSCHE X-TRACKERS MSCI EUROZONE HDG EQ Deutsche Asset Management Europe Stock
272    DBGR 2/5/2013 5.08 DEUTSCHE X-TRACKERS MSCI GERMANY HDGD EQ Deutsche Asset Management Miscellaneous Region
273    DBJP 6/9/2011 57 DEUTSCHE X-TRACKERS MSCI JAPAN HEDGED EQ Deutsche Asset Management Japan Stock
274    DBKO 1/27/2014 2.78 DEUTSCHE X-TRACKERS MSCI SKOREA HEDGD EQ Deutsche Asset Management Miscellaneous Region
275    DBLV 4/16/2018 0.23 ADVISORSHARES DOUBLELINE VALUE EQUITY ETF Exchange Traded Fund Financial
276    DBMF 5/8/2019 0.03 IM DBI MANAGED FUTURES STRATEGY ETF ETF Exchange Traded Fund Financial
277    DBO 9/28/2009 106 POWERSHARES DB OIL ETF PowerShares DB Commodities Energy
278    DBP 9/28/2009 16 POWERSHARES DB PRECIOUS METALS ETF PowerShares DB Commodities Precious Metals
279    DBS 9/28/2009 8.86 POWERSHARES DB SILVER ETF PowerShares DB Commodities Precious Metals
280    DBV 9/28/2009 13 POWERSHARES DB G10 CURRENCY HARVEST ETF PowerShares DB Multicurrency
281    DCHF 12/12/2017 0.03 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
282    DDG 9/28/2009 2.04 PROSHARES SHORT OIL & GAS ProShares Trading--Inverse Equity
283    DDIV 3/12/2018 0.31 FIRST TRUST DORSEY WRIGHT MOMENTUM & DIVIDEND ETF
284    DDLS 1/7/2016 0.39 WISDOMTREE DYN CCY HDGD INTL SMCP EQ ETF WisdomTree Foreign Small/Mid Value
285    DDM 9/28/2009 353 PROSHARES ULTRA DOW30 ProShares Trading--Leveraged Equity
286    DDWM 1/7/2016 2.68 WISDOMTREE DYNAMIC CCY HDGD INTL EQ ETF WisdomTree Foreign Large Value
287    DEEF 6/1/2015 0.93 DEUTSCHE X-TRACKERS FTSE DEV EXUSCMPSFTR Deutsche Asset Management Foreign Large Blend
288    DEF 9/28/2009 5.36 GUGGENHEIM DEFENSIVE EQUITY ETF Guggenheim Investments Large Value
289    DEFA 1/8/2016 0.07 ISHARES ADAPTIVE CCY HDGD MSCI EAFE iShares Foreign Large Blend
290    DEM 9/28/2009 132 WISDOMTREE EMERGING MARKETS HIGH DIV ETF WisdomTree Diversified Emerging Mkts
291    DEMG 4/19/2016 0.18 DEUTSCHE X-TRACKERS FTSE EMERG CMPS FTR Deutsche Asset Management Diversified Emerging Mkts
292    DES 9/28/2009 26 WISDOMTREE SMALLCAP DIVIDEND ETF WisdomTree Small Value
293    DESC 6/28/2016 0.15 XTRACKERS RUSSELL 2000 COMPREHENSIVE FACTOR ETF Exchange Traded Fund Financial
294    DEUR 12/12/2017 0.27 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
295    DEUS 11/24/2015 2.2 DEUTSCHE X-TRACKERS RUSSELL 1000 CMPSFTR Deutsche Asset Management Mid-Cap Blend
296    DEW 9/28/2009 3.52 WISDOMTREE GLOBAL HIGH DIVIDEND ETF WisdomTree World Stock
297    DEWJ 1/8/2016 0.06 ISHARES ADAPTIVE CCY HDGD MSCI JAPAN iShares Japan Stock
298    DEZU 1/8/2016 0.07 ISHARES ADAPTIVE CCY HDGD MSCI EUROZONE iShares Europe Stock
299    DFE 9/28/2009 35 WISDOMTREE EUROPE SMALLCAP DIVIDEND ETF WisdomTree Europe Stock
300    DFEN 5/3/2017 6.31 DIREXION DAILY AEROSPACE & DEFENSE BULL 3X SHARES Exchange Traded Fund Financial
301    DFJ 9/28/2009 16 WISDOMTREE JAPAN SMALLCAP DIVIDEND ETF WisdomTree Japan Stock
302    DFND 1/14/2016 0.15 REALITY SHARES ETF TRUST Exchange Traded Fund Financial
303    DFNL 1/12/2017 1.18 DAVIS SELECT FINANCIAL ETF Davis ETFs Financial
304    DFVL 7/12/2011 0.19 IPATH US TREASURY 5-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt
305    DFVS 7/12/2011 0.71 BARCLAYS PLC Commercial Banks Finance
306    DGAZ 2/8/2012 760 VELOCITYSHARES 3X INV NATURAL GAS ETN Credit Suisse AG Trading--Inverse Commodities
307    DGBP 12/12/2017 0.07 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
308    DGL 9/28/2009 16 POWERSHARES DB GOLD ETF PowerShares DB Commodities Precious Metals
309    DGLD 10/17/2011 16 VELOCITYSHARES 3X INVERSE GOLD ETN Credit Suisse AG Trading--Inverse Commodities
310    DGP 9/28/2009 120 DB GOLD DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities
311    DGRE 8/1/2013 2.93 WISDOMTREE EMERGING MKTS QUAL DIV GR ETF WisdomTree Diversified Emerging Mkts
312    DGRO 6/12/2014 54 ISHARES CORE DIVIDEND GROWTH iShares Large Blend
313    DGRS 7/25/2013 2.14 WISDOMTREE U.S. SMALLCAP QUALITY DIVIDEND GROWTH FUND
314    DGRW 5/22/2013 21 WISDOMTREE US QUALITY DIVIDEND GR ETF WisdomTree Large Blend
315    DGS 9/28/2009 50 WISDOMTREE EMERGING MARKETS SMCP DIV ETF WisdomTree Diversified Emerging Mkts
316    DGT 9/28/2009 2.06 SPDR GLOBAL DOW ETF SPDR State Street Global Advisors World Stock
317    DGZ 9/28/2009 15 DB GOLD SHORT ETN Deutsche Bank AG Trading--Inverse Commodities
318    DHDG 11/3/2016 0.23 WISDOMTREE TRUST Exchange Traded Fund Financial
319    DHS 9/28/2009 15 WISDOMTREE HIGH DIVIDEND ETF WisdomTree Large Value
320    DIA 9/28/2009 2797 SPDR DOW JONES INDUSTRIAL AVERAGE ETF SPDR State Street Global Advisors Large Value
321    DIAL 7/5/2011 1.59 COLUMBIA DIVERSIFIED FIXED INCOME ALLOCATION ETF Exchange Traded Fund Financial
322    DIG 9/28/2009 317 PROSHARES ULTRA OIL & GAS ProShares Trading--Leveraged Equity
323    DIM 9/28/2009 4.09 WISDOMTREE INTERNATIONAL MIDCAP DIV ETF WisdomTree Foreign Small/Mid Value
324    DINT 3/2/2018 0.5 DAVIS SELECT INTERNATIONAL ETF
325    DIV 3/12/2013 11 GLOBAL X SUPER DIVIDEND ETF Exchange Traded Fund Financial
326    DIVA 1/15/2015 0.21 AGFIQ HEDGED DIVIDEND INCOME FUND Exchange Traded Fund Financial
327    DIVB 11/9/2017 0.21 ISHARES TRUST Exchange Traded Fund Financial
328    DIVC 9/16/2014 0.24 C-TRACKS ETN MILLER/HOWARD STRT DIV RINV Citigroup Large Value
329    DIVO 12/14/2016 0.29 AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF Exchange Traded Fund Financial
330    DIVY 12/18/2014 2.1 REALITY SHARES DIVS ETF Reality Shares ETF Trust Multialternative
331    DJCI 10/29/2009 2.2 UBS ETRACS BLOOMBERG CMDTY TOT RET ETN UBS Group AG Commodities Broad Basket
332    DJD 12/16/2015 0.94 GUGGENHEIM DOW JONES INDL AVG DIV ETF Guggenheim Investments Large Value
333    DJP 9/28/2009 88 IPATH BLOOMBERG CMDTY TR ETN Barclays Funds Commodities Broad Basket
334    DJPY 12/12/2017 0.05 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
335    DLBR 8/16/2017 0.1 CITIGROUP GLOBAL MARKETS HOLDINGS INC VELOCITYSHARES SHORT LIB Exchange Traded Fund Financial
336    DLBS 8/10/2010 3.24 IPATH US TREASURY LONG BOND BEA iPath Trading-Inverse Debt
337    DLN 9/28/2009 21 WISDOMTREE LARGECAP DIVIDEND ETF WisdomTree Large Value
338    DLS 9/28/2009 21 WISDOMTREE INTERNATIONAL SMALLCP DIV ETF WisdomTree Foreign Small/Mid Value
339    DMRE 3/21/2019 0.02 DELTASHARES S&P EM 100 & MANAGED RISK ETF Exchange Traded Fund Financial
340    DMRI 8/2/2017 0.09 DELTASHARES S&P INTERNATIONAL MANAGED RISK ETF Exchange Traded Fund Financial
341    DMRL 8/2/2017 0.23 DELTASHARES S&P 500 MANAGED RISK ETF Exchange Traded Fund Financial
342    DMRM 8/2/2017 0.09 DELTASHARES S&P 400 MANAGED RISK ETF Exchange Traded Fund Financial
343    DMRS 8/2/2017 0.11 DELTASHARES S&P 600 MANAGED RISK ETF Exchange Traded Fund Financial
344    DNL 9/28/2009 2.75 WISDOMTREE GLOBAL EX-US QUAL DIV GR ETF WisdomTree Foreign Large Growth
345    DOG 9/28/2009 128 PROSHARES SHORT DOW30 ProShares Trading--Inverse Equity
346    DOGS 1/3/2018 0.05 ARROW DOGS OF THE WORLD ETF Exchange Traded Fund Financial
347    DOL 9/28/2009 8.92 WISDOMTREE INTERNATIONAL LARGECP DIV ETF WisdomTree Foreign Large Value
348    DON 9/28/2009 29 WISDOMTREE MIDCAP DIVIDEND ETF WisdomTree Mid-Cap Value
349    DOO 9/28/2009 10 WISDOMTREE INTL DIV EX-FINCLS ETF WisdomTree Foreign Large Value
350    DPK 9/28/2009 11 DIREXION DAILY DEV MKTS BEAR 3X ETF Direxion Funds Trading--Inverse Equity
351    DPST 8/19/2015 4.31 DIREXION DAILY REGIONAL BNKS BULL 3X ETF Direxion Funds Trading--Leveraged Equity
352    DQML 11/1/2018 0.06 REALITY SHARES FUNDSTRAT DQM LONG ETF Exchange Traded Fund Financial
353    DRIP 5/29/2015 173 DIREXION DLY S&P OIL&GS EX&PRD BR 3X ETF Direxion Funds Trading--Inverse Equity
354    DRIV 9/28/2009 168 GLOBAL X AUTONOMOUS & ELECTRIC VEHICLES ETF
355    DRN 9/28/2009 167 DIREXION DAILY REAL ESTATE BULL 3X ETF Direxion Funds Trading--Leveraged Equity
356    DRR 9/28/2009 5.85 MARKET VECTORS DOUBLE SHORT EURO ETN Market Vectors Trading--Miscellaneous
357    DRSK 8/8/2018 0.37 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
358    DRV 9/28/2009 152 DIREXION DAILY REAL ESTATE BEAR 3X ETF Direxion Funds Trading--Inverse Equity
359    DRW 9/28/2009 6.2 WISDOMTREE GLOBAL EX-US REAL ESTATE ETF WisdomTree Global Real Estate
360    DSI 9/28/2009 9.12 ISHARES MSCI KLD 400 SOCIAL iShares Large Blend
361    DSLV 10/17/2011 36 VELOCITYSHARES 3X INVERSE SILVER ETN Credit Suisse AG Trading--Inverse Commodities
362    DSTL 10/24/2018 0.18 DISTILLATE U.S. FUNDAMENTAL STABILITY & VALUE ETF Exchange Traded Fund Financial
363    DTD 9/28/2009 6.85 WISDOMTREE TOTAL DIVIDEND ETF WisdomTree Large Value
364    DTEC 12/29/2017 0.86 NASDAQ DALLAS REGIONAL CHAMBER INDEX Exchange Traded Fund Financial
365    DTH 9/28/2009 7.58 WISDOMTREE INTERNATIONAL HIGH DIV ETF WisdomTree Foreign Large Value
366    DTN 9/28/2009 15 WISDOMTREE DIVIDEND EX-FINANCIALS ETF WisdomTree Large Value
367    DTO 9/28/2009 70 DB CRUDE OIL DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities
368    DTUL 8/10/2010 2.97 IPATH US TREASURY 2-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt
369    DTUS 8/10/2010 1.48 IPATH US TREASURY 2-YEAR BEAR ETN Barclays Funds Trading--Inverse Debt
370    DTYL 8/10/2010 1.32 IPATH US TREASURY 10-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt
371    DTYS 8/10/2010 8.25 IPATH US TREASURY 10-YEAR BEAR ETN Barclays Funds Trading--Inverse Debt
372    DUG 9/28/2009 257 PROSHARES ULTRASHORT OIL & GAS ProShares Trading--Inverse Equity
373    DURA 10/31/2018 0.13 VANECK VECTORS MORNINGSTAR DURABLE DIVIDEND ETF Exchange Traded Fund Financial
374    DUSA 9/28/2009 18 DAVIS SELECT US EQUITY ETF Davis ETFs Large Blend
375    DUSL 5/3/2017 0.64 DIREXION DAILY INDUSTRIALS BULL 3X SHARES Exchange Traded Fund Financial
376    DUST 12/8/2010 1408 DIREXION DAILY GOLD MINERS BEAR 3X ETF Direxion Funds Trading--Inverse Equity
377    DVEM 4/7/2016 0.56 WISDOMTREE EMERGING MARKETS DIVIDEND ETF WisdomTree Diversified Emerging Mkts
378    DVHL 11/13/2013 3.04 UBS ETRACS M PY 2XLVG DIVERS HI INC ETN UBS Group AG Trading--Leveraged Equity
379    DVP 9/23/2014 4.63 DEEP VALUE ETF TWM FUNDS Large Value
380    DVY 9/28/2009 307 ISHARES SELECT DIVIDEND iShares Mid-Cap Value
381    DVYA 2/24/2012 2.36 ISHARES ASIA/PACIFIC DIVIDEND iShares Diversified Pacific/Asia
382    DVYE 2/24/2012 16 ISHARES EMERGING MARKETS DIVIDEND INDEX FUND EXCHANGE TRADED F Exchange Traded Fund Financial
383    DVYL 5/23/2012 1.96 UBS ETRACS MTHLY PY 2XLVG DJ SEL DIV ETN UBS Group AG Trading--Leveraged Equity
384    DWAQ 2/19/2014 0.66 POWERSHARES DWA NASDAQ MOMENTUM ETF PowerShares Mid-Cap Growth
385    DWAS 7/19/2012 13 POWERSHARES DWA SMALLCAP MOMENTUM ETF PowerShares Small Growth
386    DWAT 10/1/2014 0.45 ARROW DWA TACTICAL ETF ArrowShares Tactical Allocation
387    DWCR 12/29/2017 0.05 ARROW DWA COUNTRY ROTATION ETF
388    DWFI 6/2/2016 1.47 SPDR DORSEY WRIGHT FIXED INC ALLC ETF SPDR State Street Global Advisors Long-Term Bond
389    DWIN 3/10/2016 1.81 POWERSHARES DWA TACT MULTI-ASST INC PowerShares Allocation--30% to 50% Equity
390    DWLD 1/12/2017 2.28 DAVIS SELECT WORLDWIDE ETF Davis ETFs World Stock
391    DWM 9/28/2009 14 WISDOMTREE INTERNATIONAL EQUITY ETF WisdomTree Foreign Large Value
392    DWMC 7/11/2018 0.04 ADVISORSHARES DORSEY WRIGHT MICRO-CAP ETF
393    DWMF 8/10/2018 0.13 WISDOMTREE INTERNATIONAL MULTIFACTOR FUND Exchange Traded Fund Financial
394    DWPP 2/21/2017 0.35 FIRST TRUST DORSEY WRIGHT PEOPLE'S PORTFOLIO ETF
395    DWSH 7/11/2018 0.73 ADVISORSHARES DORSEY WRIGHT SHORT ETF
396    DWT 12/9/2016 220 VELOCITYSHARES 3X INVRS CRUDE OIL ETNNEW Credit Suisse AG Trading--Inverse Commodities
397    DWTR 10/9/2015 2.49 POWERSHARES DWA TACTICAL SECTOR RTN PowerShares Mid-Cap Growth
398    DWX 9/28/2009 42 SPDR S&P INTERNATIONAL DIVIDEND ETF SPDR State Street Global Advisors Foreign Large Value
399    DXD 9/28/2009 507 PROSHARES ULTRASHORT DOW30 ProShares Trading--Inverse Equity
400    DXGE 10/17/2013 7.26 WISDOMTREE GERMANY HEDGED EQUITY ETF WisdomTree Miscellaneous Region
401    DXJ 9/28/2009 1000 WISDOMTREE JAPAN HEDGED EQUITY ETF WisdomTree Japan Stock
402    DXJS 6/28/2013 6.5 WISDOMTREE JAPAN HEDGED SMALLCAP EQ ETF WisdomTree Japan Stock
403    DYB 12/23/2015 0.46 WISDOMTREE TRUST Exchange Traded Fund Financial
404    DYLS 12/23/2015 1.99 WISDOMTREE TRUST Exchange Traded Fund Financial
405    DYNF 3/21/2019 0.06 BLACKROCK U.S. EQUITY FACTOR ROTATION ETF Exchange Traded Fund Financial
406    DZK 9/28/2009 6.45 DIREXION DAILY DEV MKTS BULL 3X ETF Direxion Funds Trading--Leveraged Equity
407    DZZ 9/28/2009 64 DB GOLD DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities
408    EAGG 10/23/2018 0.29 ISHARES ESG U.S. AGGREGATE BOND ETF Exchange Traded Fund Financial
409    EASG 9/6/2018 0.04 XTRACKERS MSCI EAFE ESG LEADERS EQUITY ETF Exchange Traded Fund Financial
410    EASI 6/14/2018 0.24 AMPLIFY ETF TRUST ETF Exchange Traded Fund Financial
411    EBND 2/24/2011 15 SPDR BLMBG BARCLAYS EM MKTS LCL BD ETF SPDR State Street Global Advisors Emerging-Markets Local-Currency Bond
412    ECH 9/28/2009 120 ISHARES MSCI CHILE CAPPED iShares Miscellaneous Region
413    ECLN 8/20/2019 0.01 FIRST TRUST EIP CARBON IMPACT ETF Exchange Traded Fund Financial
414    ECNS 9/29/2010 3.66 ISHARES MSCI CHINA SMALL-CAP iShares China Region
415    ECON 9/24/2010 43 COLUMBIA EMERGING MARKETS CONSUMER ETF Columbia Diversified Emerging Mkts
416    ECOW 5/6/2019 0.02 PACER EMERGING MARKETS CASH COWS 100 ETF
417    EDC 9/28/2009 652 DIREXION DAILY EMRG MKTS BULL 3X ETF Direxion Funds Trading--Leveraged Equity
418    EDEN 1/26/2012 4.8 ISHARES MSCI DENMARK CAPPED iShares Miscellaneous Region
419    EDIV 2/24/2011 22 SPDR S&P EMERGING MARKETS DIVIDEND ETF SPDR State Street Global Advisors Diversified Emerging Mkts
420    EDOG 3/28/2014 1.73 ALPS EMERGING SECTOR DIVIDEND DOGS ETF ALPS Diversified Emerging Mkts
421    EDOW 8/9/2017 0.44 FIRST TRUST DOW 30 EQUAL WEIGHT ETF Exchange Traded Fund Financial
422    EDV 9/28/2009 21 VANGUARD EXTENDED DURATION TRS ETF Vanguard Long Government
423    EDZ 9/28/2009 554 DIREXION EMERGING MARKETS BEAR Direxion Funds Trading-Inverse Equity
424    EEB 9/28/2009 31 GUGGENHEIM BRIC ETF Guggenheim Investments Diversified Emerging Mkts
425    EEH 10/8/2009 0.53 AKTIEBOLAGET SVENSK EXPORTKREDI Swedish Export Credit Corporation Large Blend
426    EELV 1/13/2012 12 POWERSHARES S&P EM MKTS LOW VOLATIL ETF PowerShares Diversified Emerging Mkts
427    EEM 9/28/2009 10260 ISHARES MSCI EMERGING MARKETS iShares Diversified Emerging Mkts
428    EEMA 2/9/2012 7.65 ISHARES MSCI EMERGING MARKETS ASIA iShares Pacific/Asia ex-Japan Stk
429    EEMD 11/29/2017 0.07 AAM S&P EMERGING MARKETS HIGH DIVIDEND VALUE ETF Exchange Traded Fund Financial
430    EEMO 10/8/2015 1.71 POWERSHARES S&P EMERG MKTS MOMENTUM ETF PowerShares Diversified Emerging Mkts
431    EEMS 8/18/2011 9.23 ISHARES MSCI EMERGING MARKETS SMALL-CAP iShares Diversified Emerging Mkts
432    EEMV 10/20/2011 116 ISHARES EDGE MSCI MIN VOL EMERGING MKTS iShares Diversified Emerging Mkts
433    EEMX 10/25/2016 0.21 SPDR MSCI EMERGING MARKETS FUEL RESERVES FREE ETF Exchange Traded Fund Financial
434    EES 9/28/2009 9.28 WISDOMTREE SMALLCAP EARNINGS ETF WisdomTree Small Blend
435    EET 9/28/2009 6.5 PROSHARES ULTRA MSCI EMERGING MARKETS ProShares Trading--Leveraged Equity
436    EEV 9/28/2009 130 PROSHARES ULTRASHORT MSCI EMERGING MKTS ProShares Trading--Inverse Equity
437    EFA 9/28/2009 4953 ISHARES MSCI EAFE iShares Foreign Large Blend
438    EFAD 8/21/2014 2.42 PROSHARES MSCI EAFE DIVIDEND GROWERS ProShares Foreign Large Growth
439    EFAS 11/16/2016 0.23 GLOBAL X MSCI SUPERDIVIDEND EAFE ETF Global X Funds Foreign Large Value
440    EFAV 10/20/2011 113 ISHARES MSCI EAFE MINIMUM VOLAT iShares Foreign Large Value
441    EFAX 10/25/2016 0.26 SPDR MSCI EAFE FOSSIL FUEL FREE ETF SPDR State Street Global Advisors Foreign Large Blend
442    EFG 9/28/2009 47 ISHARES MSCI EAFE GROWTH iShares Foreign Large Growth
443    EFNL 1/26/2012 3.11 ISHARES MSCI FINLAND CAPPED iShares Miscellaneous Region
444    EFO 9/28/2009 1.31 PROSHARES ULTRA MSCI EAFE ProShares Trading--Leveraged Equity
445    EFU 9/28/2009 7.08 PROSHARES ULTRASHORT MSCI EAFE ProShares Trading--Inverse Equity
446    EFV 9/28/2009 95 ISHARES MSCI EAFE VALUE iShares Foreign Large Value
447    EFZ 9/28/2009 20 PROSHARES SHORT MSCI EAFE ProShares Trading--Inverse Equity
448    EGPT 2/18/2010 12 VANECK VECTORS EGYPT ETF Van Eck Miscellaneous Region
449    EIDO 7/12/2010 251 ISHARES MSCI INDONESIA iShares Miscellaneous Region
450    EIRL 7/12/2010 8.62 ISHARES MSCI IRELAND CAPPED iShares Miscellaneous Region
451    EIS 9/28/2009 11 ISHARES MSCI ISRAEL CAPPED iShares Miscellaneous Region
452    EKAR 2/13/2018 0.05 IDEANOMICS NEXTGEN VEHICLES AND TECHNOLOGY ETF Exchange Traded Fund Financial
453    ELD 8/9/2010 40 WISDOMTREE EMERGING MARKETS LCL DBT ETF WisdomTree Emerging-Markets Local-Currency Bond
454    EMAG 8/19/2013 0.66 VANECK VECTORS EMERGING MARKETS AGGREGATE BOND ETF Exchange Traded Fund Financial
455    EMB 9/28/2009 505 ISHARES JPMORGAN USD EMERG MARKETS BOND iShares Emerging Markets Bond
456    EMBH 7/30/2015 0.19 ISHARES INTEREST RT HDGD EMERG MKTS BD iShares Emerging Markets Bond
457    EMCB 3/8/2012 3.27 WISDOMTREE EMERGING MARKETS CORP BD ETF WisdomTree Emerging Markets Bond
458    EMCG 9/27/2013 1.08 WISDOMTREE EMERGING MARKETS CNSMR GR ETF WisdomTree Diversified Emerging Mkts
459    EMDV 1/27/2016 0.38 PROSHARES MSCI EMERG MKTS DIV GROWERS ProShares Diversified Emerging Mkts
460    EMEM 11/9/2017 0.12 VIRTUS GLOVISTA EMERGING MARKETS ETF Exchange Traded Fund Financial
461    EMFM 11/7/2013 2.13 GLOBAL X NEXT EMERGING & FRONTIER ETF Global X Funds Diversified Emerging Mkts
462    EMGF 12/10/2015 3.54 ISHARES EDGE MSCI MULTIFACTOR EMERG MKTS iShares Diversified Emerging Mkts
463    EMHY 4/3/2012 12 ISHARES EMERGING MARKETS HIGH YIELD BOND iShares Emerging Markets Bond
464    EMIF 9/28/2009 3.95 ISHARES EMERGING MARKETS INFRASTRUCTURE iShares Diversified Emerging Mkts
465    EMIH 3/3/2015 0.2 DEUTSCHE X-TRACKERS EMKTS BD INTR RT HDG Deutsche Asset Management Nontraditional Bond
466    EMLC 7/23/2010 197 VANECK VECTORS JP MORGAN EM LC BD ETF Van Eck Emerging-Markets Local-Currency Bond
467    EMLP 6/21/2012 49 FIRST TRUST NORTH AMER ENGY INFRASETF First Trust Equity Energy
468    EMMF 8/10/2018 0.11 WISDOMTREE EMERGING MARKETS MULTIFACTOR FUND Exchange Traded Fund Financial
469    EMQQ 11/13/2014 10 EMQQ EMERGING MARKETS INTRNT & ECMRC ETF Exchange Traded Concepts Trust Diversified Emerging Mkts
470    EMSG 12/6/2018 0.03 XTRACKERS MSCI EMERGING MARKETS ESG LEADERS EQUITY ETF Exchange Traded Fund Financial
471    EMSH 11/21/2013 0.19 PROSHARES TRUST Exchange Traded Fund Financial
472    EMTL 4/14/2016 0.48 SPDR DOUBLELINE EMERG MKTS FXD INC ETF SPDR State Street Global Advisors Emerging Markets Bond
473    EMTY 11/16/2017 0.38 PROSHARES DECLINE OF THE RETAIL STORE ETF Exchange Traded Fund Financial
474    EMXC 7/26/2017 0.13 ISHARES MSCI EMERGING MARKETS EX CHINA ETF
475    ENFR 11/1/2013 1.53 ALERIAN ENERGY INFRASTRUCTURE ETF ALPS Energy Limited Partnership
476    ENOR 1/24/2012 3.69 ISHARES MSCI NORWAY CAPPED iShares Miscellaneous Region
477    ENTR 9/28/2009 313 ERSHARES ENTREPRENEUR 30 ETF Exchange Traded Fund Financial
478    ENZL 9/24/2010 15 ISHARES MSCI NEW ZEALAND CAPPED iShares Miscellaneous Region
479    EPHE 9/29/2010 93 ISHARES MSCI PHILIPPINES iShares Miscellaneous Region
480    EPI 9/28/2009 928 WISDOMTREE INDIA EARNINGS ETF WisdomTree India Equity
481    EPOL 7/12/2010 78 ISHARES MSCI POLAND CAPPED iShares Miscellaneous Region
482    EPP 9/28/2009 296 ISHARES MSCI PACIFIC EX JAPAN iShares Pacific/Asia ex-Japan Stk
483    EPRF 5/24/2016 0.48 ELKHORN ETF TRUST Exchange Traded Fund Financial
484    EPS 9/28/2009 2.82 WISDOMTREE EARNINGS 500 ETF WisdomTree Large Blend
485    EPU 9/28/2009 54 ISHARES MSCI ALL PERU CAPPED iShares Miscellaneous Region
486    EPV 9/28/2009 36 PROSHARES ULTRASHORT FTSE EUROPE ProShares Trading--Inverse Equity
487    EQAL 12/29/2014 5.08 POWERSHARES RUSSELL 1000 EQUAL WGHT ETF PowerShares Mid-Cap Blend
488    EQL 9/28/2009 2.94 ALPS EQUAL SECTOR WEIGHT ETF ALPS Large Blend
489    EQRR 7/25/2017 0.26 PROSHARES EQUITIES FOR RISING RATES ETF
490    EQWL 12/1/2014 0.54 POWERSHARES RUSSELL TOP 200 EQUAL WT ETF PowerShares Large Blend
491    ERM 4/11/2017 0.46 EQUITYCOMPASS RISK MANAGER ETF Exchange Traded Fund Financial
492    ERSX 12/28/2018 0.03 ERSHARES NON-US SMALL CAP ETF Exchange Traded Fund Financial
493    ERUS 11/10/2010 93 ISHARES MSCI RUSSIA CAPPED iShares Miscellaneous Region
494    ERX 9/28/2009 1116 DIREXION DAILY ENERGY BULL 3X ETF Direxion Funds Trading--Leveraged Equity
495    ERY 9/28/2009 525 DIREXION DAILY ENERGY BEAR 3X ETF Direxion Funds Trading--Inverse Equity
496    ESG 7/14/2016 0.16 FLEXSHARES STOXX US ESG IMPACT ETF Flexshares Trust Large Blend
497    ESGD 6/30/2016 3.86 ISHARES MSCI EAFE ESG OPTIMIZED ETF
498    ESGE 7/20/2016 5.79 ISHARES MSCI EM ESG OPTIMIZED ETF
499    ESGF 10/31/2016 0.11 INVESCO EXCHANGE-TRADED FUND TRUST II INVESCO GLOBAL ESG REVEN Exchange Traded Fund Financial
500    ESGG 7/14/2016 0.2 FLEXSHARES STOXX GLBL ESG IMPACT ETF Flexshares Trust World Stock
501    ESGL 11/1/2016 0.12 INVESCO EXCHANGE-TRADED SELF-INDEXED FUND TRUST INVESCO ESG RE Exchange Traded Fund Financial
502    ESGN 6/13/2016 0.17 COLUMBIA SUSTAINABLE INTERNATIONAL EQUITY INCOME ETF Exchange Traded Fund Financial
503    ESGS 6/17/2016 0.09 COLUMBIA SUSTAINABLE U.S. EQUITY INCOME ETF Exchange Traded Fund Financial
504    ESGU 12/6/2016 1.09 ISHARES MSCI USA ESG OPTIMIZED ETF
505    ESGV 9/20/2018 1.22 VANGUARD WORLD FUNDS Exchange Traded Fund Financial
506    ESGW 6/13/2016 0.08 COLUMBIA SUSTAINABLE GLOBAL EQUITY INCOME ETF Exchange Traded Fund Financial
507    ESML 4/12/2018 0.44 ISHARES TRUST Exchange Traded Fund Financial
508    ESPO 10/17/2018 0.37 VANECK VECTORS VIDEO GAMING AND ESPORTS ETF Exchange Traded Fund Financial
509    ETHO 5/26/2015 7.13 ETHO CLIMATE LEADERSHIP US ETF ETHO Capital Mid-Cap Growth
510    EUDG 5/7/2014 0.99 WISDOMTREE EUROPE QUALITY DIV GR ETF WisdomTree Europe Stock
511    EUDV 9/11/2015 0.36 PROSHARES TRUST Exchange Traded Fund Financial
512    EUFL 7/27/2016 0.23 DIREXION DAILY EURP FINCLS BULL 2X ETF Direxion Funds Trading--Inverse Equity
513    EUFN 2/3/2010 110 ISHARES MSCI EUROPE FINANCIALS iShares Financial
514    EUFX 6/27/2012 0.73 PROSHARES SHORT EURO ProShares Trading--Miscellaneous
515    EUM 9/28/2009 63 PROSHARES SHORT MSCI EMERGING MARKETS ProShares Trading--Inverse Equity
516    EUMF 3/29/2019 0.01 WISDOMTREE TRUST Exchange Traded Fund Financial
517    EUMV 6/5/2014 1.87 ISHARES EDGE MSCI MIN VOL EUROPE iShares Europe Stock
518    EUO 9/28/2009 170 PROSHARES ULTRASHORT EURO ProShares Trading--Miscellaneous
519    EURL 1/22/2014 7.64 DIREXION DAILY FTSE EUROPE BULL 3X ETF Direxion Funds Trading--Leveraged Equity
520    EURZ 1/22/2014 0.16 DB-X MSCI Exchange Traded Fund Financial
521    EUSA 7/20/2010 2.65 ISHARES MSCI USA EQUAL WEIGHTED iShares Large Blend
522    EUSC 3/4/2015 6.2 WISDOMTREE EUROPE HEDGED SMALLCAP EQ ETF WisdomTree Europe Stock
523    EUXL 7/12/2017 0.27 DIREXION DAILY EURO STOXX 50 BULL 3X SHARES Exchange Traded Fund Financial
524    EVIX 5/3/2017 0.16 UBS AG Major Banks Finance
525    EVX 9/28/2009 0.53 VANECK VECTORS ENVIRONMENTAL SVCS ETF Van Eck Industrials
526    EWA 9/28/2009 881 ISHARES MSCI AUSTRALIA iShares Miscellaneous Region
527    EWC 9/28/2009 670 ISHARES MSCI CANADA iShares Miscellaneous Region
528    EWCO 11/7/2018 0.15 INVESCO S&P 500 EQUAL WEIGHT COMMUNICATION SERVICES ETF Exchange Traded Fund Financial
529    EWD 9/28/2009 72 ISHARES MSCI SWEDEN CAPPED iShares Miscellaneous Region
530    EWEM 12/8/2010 1.11 GUGGENHEIM MSCI EM MKTS EQL CNTRY WT ETF Guggenheim Investments Diversified Emerging Mkts
531    EWG 9/28/2009 744 ISHARES MSCI GERMANY iShares Miscellaneous Region
532    EWGS 1/26/2012 1.91 ISHARES MSCI GERMANY SMALL-CAP iShares Miscellaneous Region
533    EWH 9/28/2009 975 ISHARES MSCI HONG KONG INDEX FU iShares China Region
534    EWI 9/28/2009 267 ISHARES MSCI ITALY CAPPED iShares Miscellaneous Region
535    EWJ 9/28/2009 2205 ISHARES MSCI JAPAN iShares Japan Stock
536    EWJE 3/7/2019 0.01 ISHARES MSCI JAPAN EQUAL WEIGHTED ETF
537    EWJV 3/7/2019 0.01 ISHARES MSCI JAPAN VALUE ETF
538    EWK 9/28/2009 25 ISHARES MSCI BELGIUM CAPPED iShares Miscellaneous Region
539    EWL 9/28/2009 164 ISHARES MSCI SWITZERLAND CAPPED iShares Miscellaneous Region
540    EWM 9/28/2009 451 ISHARES MSCI MALAYSIA iShares Miscellaneous Region
541    EWMC 8/3/2015 1.08 GUGGENHEIM S&P MIDCAP 400 EQUAL WT ETF Guggenheim Investments Mid-Cap Blend
542    EWN 9/28/2009 42 ISHARES MSCI NETHERLANDS iShares Miscellaneous Region
543    EWO 9/28/2009 27 ISHARES MSCI AUSTRIA CAPPED iShares Miscellaneous Region
544    EWP 9/28/2009 254 ISHARES MSCI SPAIN CAPPED iShares Miscellaneous Region
545    EWQ 9/28/2009 152 ISHARES MSCI FRANCE iShares Miscellaneous Region
546    EWRE 8/14/2015 0.69 GUGGENHEIM S&P 500 EQL WGHT REL EST ETF Guggenheim Investments Real Estate
547    EWS 9/28/2009 392 ISHARES MSCI SINGAPORE CAPPED iShares Miscellaneous Region
548    EWSC 8/3/2015 0.61 GUGGENHEIM S&P SMALLCAP 600 EQL WT ETF Guggenheim Investments Small Blend
549    EWT 9/28/2009 1538 ISHARES MSCI TAIWAN CAPPED iShares China Region
550    EWU 9/28/2009 493 ISHARES MSCI UNITED KINGDOM iShares Miscellaneous Region
551    EWUS 1/26/2012 1.48 ISHARES MSCI UNITED KINGDOM SMALL-CAP iShares Miscellaneous Region
552    EWV 9/28/2009 6.79 PROSHARES ULTRASHORT MSCI JAPAN ProShares Trading--Inverse Equity
553    EWW 9/28/2009 1588 ISHARES MSCI MEXICO CAPPED iShares Miscellaneous Region
554    EWX 9/28/2009 32 SPDR S&P EMERGING MARKETS SMALL CAP ETF SPDR State Street Global Advisors Diversified Emerging Mkts
555    EWY 9/28/2009 1402 ISHARES MSCI SOUTH KOREA CAPPED iShares Miscellaneous Region
556    EWZ 9/28/2009 6830 ISHARES MSCI BRAZIL CAPPED iShares Latin America Stock
557    EWZS 9/29/2010 9.77 ISHARES MSCI BRAZIL SMALL-CAP iShares Latin America Stock
558    EXI 9/28/2009 8.47 ISHARES GLOBAL INDUSTRIALS iShares Industrials
559    EXIV 5/3/2017 0.82 UBS AG Major Banks Finance
560    EXT 9/28/2009 1.72 WISDOMTREE TOTAL EARNINGS ETF WisdomTree Large Blend
561    EYLD 7/14/2016 0.33 CAMBRIA EMERGING SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Diversified Emerging Mkts
562    EZA 9/28/2009 224 ISHARES MSCI SOUTH AFRICA iShares Miscellaneous Region
563    EZJ 9/28/2009 3.28 PROSHARES ULTRA MSCI JAPAN ProShares Trading--Leveraged Equity
564    EZM 9/28/2009 11 WISDOMTREE MIDCAP EARNINGS ETF WisdomTree Mid-Cap Blend
565    EZU 9/28/2009 761 ISHARES MSCI EUROZONE iShares Europe Stock
566    FAAR 5/23/2016 0.57 FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGY ETF
567    FAB 9/28/2009 3.85 FIRST TRUST MULTI CAP VAL ALPHADEX ETF First Trust Mid-Cap Value
568    FAD 9/28/2009 2.49 FIRST TRUST MULTI CAP GR ALPHADEX ETF First Trust Mid-Cap Growth
569    FALN 6/17/2016 1.62 ISHARES FALLEN ANGELS USD BOND ETF
570    FAN 9/28/2009 10 FIRST TRUST GLOBAL WIND ENERGY ETF First Trust Miscellaneous Sector
571    FAS 9/28/2009 4516 DIREXION DAILY FINANCIAL BULL 3X ETF Direxion Funds Trading--Leveraged Equity
572    FAUS 2/17/2012 0.39 FIRST TRUST AUSTRALIA ALPHADEX ETF First Trust Miscellaneous Region
573    FAZ 9/28/2009 3421 DIREXION FINANCIAL BEAR 3X SHAR Direxion Funds Trading-Inverse Equity
574    FBGX 6/11/2014 3.48 UBS AG FI ENHANCED LARGE CAP GROWTH ETN UBS Group AG Large Growth
575    FBM 3/30/2011 22 FOCUS MORNINGSTAR BASIC MATERIA Focusshares Trust Industrials
576    FBND 10/9/2014 6.53 FIDELITY TOTAL BOND ETF Fidelity Investments Intermediate-Term Bond
577    FBT 9/28/2009 54 FIRST TRUST NYSE ARCA BIOTECH ETF First Trust Health
578    FBZ 4/19/2011 3.36 FIRST TRUST BRAZIL ALPHADEX ETF First Trust Latin America Stock
579    FCA 4/21/2011 1.17 FIRST TRUST CHINA ALPHADEX ETF First Trust China Region
580    FCAL 9/28/2009 8.86 FIRST TRUST CALIFORNIA MUNICIPAL HIGH INCOME ETF
581    FCAN 2/17/2012 2.12 FIRST TRUST CANADA ALPHADEX ETF First Trust Miscellaneous Region
582    FCEF 9/29/2016 0.7 FIRST TRUST CEF INCOME OPPORTUNITY ETF First Trust Allocation--50% to 70% Equity
583    FCG 9/28/2009 161 FIRST TRUST NATURAL GAS ETF First Trust Equity Energy
584    FCOM 10/24/2013 6.57 FIDELITY MSCI TELECOMMUNICATION SVC ETF Fidelity Investments Communications
585    FCOR 10/9/2014 1.88 FIDELITY CORPORATE BOND ETF Fidelity Investments Corporate Bond
586    FCTR 7/26/2018 0.2 FIRST TRUST EXCHANGE-TRADED FUND Exchange Traded Fund Financial
587    FCVT 11/4/2015 3.35 FIRST TRUST SSI STRAT CONVERT SECS ETF First Trust Convertibles
588    FDD 9/28/2009 17 FIRST TRUST STOXX EUROPEAN SEL DIV ETF First Trust Europe Stock
589    FDEM 2/28/2019 0.05 FIDELITY Exchange Traded Fund Financial
590    FDEV 2/28/2019 0.05 FIDELITY Exchange Traded Fund Financial
591    FDHY 6/14/2018 0.54 FIDELITY HIGH YIELD FACTOR ETF Exchange Traded Fund Financial
592    FDIS 10/24/2013 13 FIDELITY MSCI CONSUMER DISCRET ETF Fidelity Investments Consumer Cyclical
593    FDIV 8/14/2014 1.4 FIRST TRUST STRATEGIC INCOME ETF First Trust Allocation--30% to 50% Equity
594    FDL 9/28/2009 35 FIRST TRUST MORNINGSTAR DIV LEADERS ETF First Trust Large Value
595    FDLO 9/15/2016 2.02 FIDELITY LOW VOLATILITY FACTOR ETF Fidelity Investments Large Blend
596    FDM 9/28/2009 4.92 FIRST TRUST DOW JONES SEL MICROCAP ETF First Trust Small Value
597    FDMO 9/15/2016 1.83 FIDELITY MOMENTUM FACTOR ETF Fidelity Investments Large Growth
598    FDN 9/28/2009 129 FIRST TRUST DOW JONES INTERNET ETF First Trust Technology
599    FDNI 11/7/2018 0.06 FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF
600    FDRR 9/15/2016 4.47 FIDELITY DIVIDEND ETF FOR RISING RATES Fidelity Investments Large Value
601    FDT 4/19/2011 14 FIRST TRUST DEV MKTS EX-US ALPHADEX ETF First Trust Foreign Large Blend
602    FDTS 2/16/2012 0.74 FIRST TRUST DEVMKTS EXUS SC ALPHADEXETF First Trust Foreign Small/Mid Value
603    FDVV 9/15/2016 4.06 FIDELITY CORE DIVIDEND ETF Fidelity Investments Large Value
604    FEM 4/19/2011 28 FIRST TRUST EMERGING MRKTS ALPHADEX ETF First Trust Diversified Emerging Mkts
605    FEMB 11/5/2014 1.83 FIRST TRUST EMERGING MKTS LCL CCY BD ETF First Trust Emerging-Markets Local-Currency Bond
606    FEMS 2/17/2012 8.73 FIRST TRUST EMERG MKTS SC ALPHADEX ETF First Trust Diversified Emerging Mkts
607    FENY 10/24/2013 24 FIDELITY MSCI ENERGY ETF Fidelity Investments Equity Energy
608    FEP 9/28/2009 24 FIRST TRUST EUROPE ALPHADEX ETF First Trust Europe Stock
609    FEU 9/28/2009 11 SPDR STOXX EUROPE 50 ETF SPDR State Street Global Advisors Europe Stock
610    FEUL 5/22/2018 0.27 CREDIT SUISSE AG Investment Bankers/Brokers/Service Finance
611    FEUZ 10/27/2014 2.35 FIRST TRUST EUROZONE ALPHADEX ETF
612    FEX 9/28/2009 29 FIRST TRUST LARGE CAP CORE ALPHADEX ETF First Trust Large Blend
613    FEZ 9/28/2009 440 SPDR EURO STOXX 50 ETF SPDR State Street Global Advisors Europe Stock
614    FFEU 3/27/2018 1.07 BARCLAYS PLC Commercial Banks Finance
615    FFHG 6/6/2017 0.57 NORTHERN LIGHTS FUND TRUST IV Exchange Traded Fund Financial
616    FFIU 8/21/2017 0.18 UVA UNCONSTRAINED MEDIUM-TERM FIXED INCOME ETF Exchange Traded Fund Financial
617    FFR 9/28/2009 3.46 FIRST TRUST FTSE EN DEV MKTS REL EST ETF First Trust Global Real Estate
618    FFSG 11/1/2017 0.28 NORTHERN LIGHTS FUND TRUST IV Exchange Traded Fund Financial
619    FFTG 11/1/2017 0.36 NORTHERN LIGHTS FUND TRUST IV Exchange Traded Fund Financial
620    FFTI 6/6/2017 1.2 NORTHERN LIGHTS FUND TRUST IV Exchange Traded Fund Financial
621    FFTY 4/9/2015 16 INNOVATOR IBD 50 ETF Exchange Traded Fund Financial
622    FGD 9/28/2009 19 FIRST TRUST DOW JONES GLOBAL SEL DIV ETF First Trust Foreign Large Value
623    FGM 2/17/2012 3.34 FIRST TRUST GERMANY ALPHADEX ETF First Trust Miscellaneous Region
624    FHK 2/24/2012 3.26 FIRST TRUST HONG KONG ALPHADEX ETF First Trust China Region
625    FHLC 10/24/2013 24 FIDELITY MSCI HEALTH CARE ETF Fidelity Investments Health
626    FIBR 5/12/2016 1.15 ISHARES EDGE US FIXED INCOME BAL RISK iShares Nontraditional Bond
627    FID 3/5/2018 0.24 FIRST TRUST S&P INTERNATIONAL DIVIDEND ARISTOCRATS ETF
628    FIDI 1/18/2018 0.77 FIDELITY INTERNATIONAL HIGH DIVIDEND ETF Exchange Traded Fund Financial
629    FIDU 10/24/2013 11 FIDELITY MSCI INDUSTRIALS ETF Fidelity Investments Industrials
630    FIEE 2/18/2016 0.64 UBS AG FI ENHANCED EUROPE 50 ETN UBS Group AG Europe Stock
631    FIHD 2/22/2016 3.1 UBS AG FI ENHANCED GLOBAL HIGH YIELD ETN UBS Group AG World Stock
632    FILL 2/2/2012 2.88 ISHARES MSCI GLOBAL ENERGY PRODUCERS iShares Equity Energy
633    FINU 7/12/2012 2.63 PROSHARES ULTRAPRO FINANCIAL SELECT SECT ProShares Trading--Leveraged Equity
634    FINX 9/13/2016 8.12 GLOBAL X FINTECH THEMATIC ETF Global X Funds Technology
635    FINZ 7/12/2012 0.97 PROSHARES ULTRAPRO SHORT FINCL SEL SECT ProShares Trading--Inverse Equity
636    FITE 12/31/2018 0.1 SPDR S&P KENSHO FUTURE SECURITY ETF Exchange Traded Fund Financial
637    FIVA 1/18/2018 0.31 FIDELITY INTERNATIONAL VALUE FACTOR ETF Exchange Traded Fund Financial
638    FIW 9/28/2009 7.2 FIRST TRUST WATER ETF First Trust Miscellaneous Sector
639    FIXD 2/15/2017 5.07 FIRST TRUST TCWOPPORTUNISTIC FXD INC ETF First Trust Exchange-Traded Fund VIII Intermediate-Term Bond
640    FIYY 3/16/2018 0.73 BARCLAYS PLC Commercial Banks Finance
641    FJP 4/26/2011 6.66 FIRST TRUST JAPAN ALPHADEX ETF First Trust Japan Stock
642    FKO 4/25/2011 0.92 FIRST TRUST SOUTH KOREA ALPHADEX FUND
643    FKU 2/27/2012 4.81 FIRST TRUST UNITED KINGDOM ALPHADEX ETF First Trust Miscellaneous Region
644    FLAG 1/31/2013 0.81 WEATHERSTORM FORENSIC ACCNTG LG-SHRT ETF Exchange Traded Concepts, LLC Large Value
645    FLAT 8/10/2010 2.12 IPATH US TREASURY FLATTENER ETN iPath Trading-Miscellaneous
646    FLAU 11/6/2017 0.22 FRANKLIN FTSE AUSTRALIA ETF Exchange Traded Fund Financial
647    FLAX 2/8/2018 0.19 FRANKLIN FTSE ASIA EX JAPAN ETF Exchange Traded Fund Financial
648    FLBL 6/1/2018 0.03 FRANKLIN TEMPLETON ETF TRUST Exchange Traded Fund Financial
649    FLBR 11/6/2017 0.34 FRANKLIN FTSE BRAZIL ETF Exchange Traded Fund Financial
650    FLCA 11/6/2017 0.2 FRANKLIN FTSE CANADA ETF Exchange Traded Fund Financial
651    FLCH 11/6/2017 0.49 FRANKLIN FTSE CHINA ETF Exchange Traded Fund Financial
652    FLCO 10/5/2016 0.21 FRANKLIN LIBERTY INVESTMENT GRD CORP ETF Franklin Templeton Investments Corporate Bond
653    FLDR 9/28/2009 1.56 FIDELITY MERRIMACK STREET TRUST Exchange Traded Fund Financial
654    FLEE 11/6/2017 0.16 FRANKLIN FTSE EUROPE ETF Exchange Traded Fund Financial
655    FLEH 11/6/2017 0.06 FRANKLIN FTSE EUROPE HEDGED ETF Exchange Traded Fund Financial
656    FLEU 11/8/2016 0.66 BARCLAYS ETN FI ENHANCED EUROPE 50 ETN SERIES B Exchange Traded Fund Financial
657    FLFR 11/6/2017 0.05 FRANKLIN FTSE FRANCE ETF Exchange Traded Fund Financial
658    FLGB 11/6/2017 0.28 FRANKLIN FTSE UNITED KINGDOM ETF Exchange Traded Fund Financial
659    FLGE 6/11/2014 1.66 CREDIT SUISSE FI LARGE CAP GR ENH ETN Credit Suisse AG Large Growth
660    FLGR 11/6/2017 0.08 FRANKLIN FTSE GERMANY ETF Exchange Traded Fund Financial
661    FLHK 11/6/2017 0.1 FRANKLIN FTSE HONG KONG ETF Exchange Traded Fund Financial
662    FLHY 6/1/2018 0.03 FRANKLIN TEMPLETON ETF TRUST Exchange Traded Fund Financial
663    FLIA 6/1/2018 0.02 FRANKLIN TEMPLETON ETF TRUST Exchange Traded Fund Financial
664    FLIN 2/8/2018 0.15 FRANKLIN FTSE INDIA ETF Exchange Traded Fund Financial
665    FLIO 1/27/2017 0.05 FRANKLIN LIBERTY INTERNATIONAL OPPS ETF Franklin Templeton Investments Foreign Large Blend
666    FLIY 11/6/2017 0.08 FRANKLIN FTSE ITALY ETF Exchange Traded Fund Financial
667    FLJH 11/6/2017 0.05 FRANKLIN FTSE JAPAN HEDGED ETF Exchange Traded Fund Financial
668    FLJP 11/6/2017 1.06 FRANKLIN FTSE JAPAN ETF Exchange Traded Fund Financial
669    FLKR 11/6/2017 0.2 FRANKLIN FTSE SOUTH KOREA ETF Exchange Traded Fund Financial
670    FLLA 10/11/2018 0.04 FRANKLIN FTSE LATIN AMERICA ETF Exchange Traded Fund Financial
671    FLLV 9/22/2016 0.12 FRANKLIN LIBERTY U.S. LOW VOLATILITY ETF Exchange Traded Fund Financial
672    FLM 9/28/2009 1.7 FIRST TRUST GLOBAL ENG AND CONST ETF First Trust Industrials
673    FLMB 9/5/2017 0.1 FRANKLIN TEMPLETON ETF TRUST FRANKLIN LIBERTY MUNICIPAL BOND E Exchange Traded Fund Financial
674    FLMI 9/5/2017 0.16 FRANKLIN TEMPLETON ETF TRUST FRANKLIN LIBERTY INTERMEDIATE MUN Exchange Traded Fund Financial
675    FLMX 11/6/2017 0.12 FRANKLIN FTSE MEXICO ETF Exchange Traded Fund Financial
676    FLN 4/20/2011 2.79 FIRST TRUST LATIN AMERICA ALPHADEX ETF First Trust Latin America Stock
677    FLOT 6/17/2011 111 ISHARES FLOATING RATE BOND iShares Ultrashort Bond
678    FLQD 6/3/2016 0.26 FRANKLIN LIBERTYQ GLOBAL DIVIDEND ETF Franklin Templeton Investments World Stock
679    FLQE 6/3/2016 0.74 FRANKLIN LIBERTYQ EMERGING MARKETS ETF Franklin Templeton Investments Diversified Emerging Mkts
680    FLQG 6/3/2016 0.16 FRANKLIN LIBERTYQ GLOBAL EQUITY ETF Franklin Templeton Investments World Stock
681    FLQH 6/3/2016 0.29 FRANKLIN LIBERTYQ INTL EQ HDGD ETF Franklin Templeton Investments Foreign Large Blend
682    FLQL 4/28/2017 0.44 FRANKLIN TEMPLETON ETF TRUST Exchange Traded Fund Financial
683    FLQM 4/28/2017 0.07 FRANKLIN TEMPLETON ETF TRUST Exchange Traded Fund Financial
684    FLQS 4/28/2017 0.11 FRANKLIN TEMPLETON ETF TRUST Exchange Traded Fund Financial
685    FLRN 12/1/2011 37 SPDR BLMBG BARCLAYS INV GRD FLT RT ETF SPDR State Street Global Advisors Ultrashort Bond
686    FLRT 2/19/2015 0.23 ADVISORSHARES PACIFIC ASST ENH FL RT ETF AdvisorShares Bank Loan
687    FLRU 2/8/2018 0.08 FRANKLIN FTSE RUSSIA ETF Exchange Traded Fund Financial
688    FLSA 10/11/2018 0.03 FRANKLIN FTSE SAUDI ARABIA ETF Exchange Traded Fund Financial
689    FLSW 2/8/2018 0.09 FRANKLIN FTSE SWITZERLAND ETF Exchange Traded Fund Financial
690    FLTB 10/9/2014 3.28 FIDELITY LIMITED TERM BOND ETF Fidelity Investments Short-Term Bond
691    FLTR 4/26/2011 11 MARKET VECTORS INVESTMENT GRADE Van Eck Short-Term Bond
692    FLTW 11/6/2017 0.1 FRANKLIN FTSE TAIWAN ETF Exchange Traded Fund Financial
693    FLZA 10/11/2018 0.04 FRANKLIN FTSE SOUTH AFRICA ETF Exchange Traded Fund Financial
694    FM 9/13/2012 51 ISHARES MSCI FRONTIER 100 iShares Diversified Emerging Mkts
695    FMAT 10/24/2013 7.77 FIDELITY MSCI MATERIALS ETF Fidelity Investments Natural Resources
696    FMB 5/15/2014 5.64 FIRST TRUST MANAGED MUNICIPAL ETF First Trust Muni National Interm
697    FMF 8/2/2013 0.44 FIRST TRUST MORNINGSTAR MGD FUTSSTRT ETF First Trust Managed Futures
698    FMHI 11/3/2017 0.3 FIRST TRUST MUNICIPAL HIGH INCOME ETF
699    FMK 5/12/2011 0.89 FIRST TRUST MEGA CAP ALPHADEX ETF First Trust Large Blend
700    FNCL 10/24/2013 26 FIDELITY MSCI FINANCIALS ETF Fidelity Investments Financial
701    FNDA 8/15/2013 13 SCHWAB FUNDAMENTAL US SMALL COMPANY ETF Schwab ETFs Small Blend
702    FNDB 8/15/2013 3.88 SCHWAB FUNDAMENTAL US BROAD MARKET ETF Schwab ETFs Large Value
703    FNDC 8/15/2013 9.63 SCHWAB FUNDAMENTAL INTL SM CO ETF Schwab ETFs Foreign Small/Mid Blend
704    FNDE 8/15/2013 17 SCHWAB FUNDAMENTAL EMERG MKTS LG CO ETF Schwab ETFs Diversified Emerging Mkts
705    FNDF 8/15/2013 20 SCHWAB FUNDAMENTAL INTL LG CO ETF Schwab ETFs Foreign Large Value
706    FNDX 8/15/2013 13 SCHWAB FUNDAMENTAL U.S. LARGE COMPANY INDEX ETF Exchange Traded Fund Financial
707    FNG 7/12/2017 2.07 ADVISORSHARES NEW TECH AND MEDIA ETF Exchange Traded Fund Financial
708    FNGD 1/23/2018 3.1 BANK OF MONTREAL Commercial Banks Finance
709    FNGO 8/2/2018 0.11 BANK OF MONTREAL Commercial Banks Finance
710    FNGU 1/23/2018 7.09 BANK OF MONTREAL Commercial Banks Finance
711    FNGZ 8/2/2018 0.2 BANK OF MONTREAL Commercial Banks Finance
712    FNI 9/28/2009 9.04 FIRST TRUST CHINDIA ETF First Trust Miscellaneous Region
713    FNK 4/20/2011 2.59 FIRST TRUST MID CAP VALUE ALPHADEX ETF First Trust Small Value
714    FNX 9/28/2009 17 FIRST TRUST MID CAP CORE ALPHADEX FUND
715    FNY 4/20/2011 4.46 FIRST TRUST MID CAP GROWTH ALPHADEX ETF First Trust Mid-Cap Growth
716    FOVL 3/21/2019 0.03 ISHARES FOCUSED VALUE FACTOR ETF Exchange Traded Fund Financial
717    FPA 4/20/2011 3.11 FIRST TRUST ASIAPAC EX-JPN ALPHADEX ETF First Trust Pacific/Asia ex-Japan Stk
718    FPE 2/12/2013 67 FIRST TRUST PREFERRED SEC & INC ETF First Trust Preferred Stock
719    FPEI 8/23/2017 1.9 FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES AND INCOME ETF Exchange Traded Fund Financial
720    FPX 9/28/2009 17 FIRST TRUST US EQUITY OPPORTUNITIES ETF First Trust Large Growth
721    FPXE 10/5/2018 0.01 FIRST TRUST IPOX EUROPE EQUITY OPPORTUNITIES ETF
722    FPXI 11/7/2014 2.4 FIRST TRUST INTERNATIONAL IPO ETF First Trust Foreign Large Growth
723    FQAL 9/15/2016 1.65 FIDELITY QUALITY FACTOR ETF Fidelity Investments Large Blend
724    FRAK 2/15/2012 5.67 VANECK VECTORS UNCONVENTIONAL OIL & GAS ETF Exchange Traded Fund Financial
725    FREL 2/5/2015 12 FIDELITY MSCI REAL ESTATE ETF Fidelity Investments Real Estate
726    FRI 9/28/2009 22 FIRST TRUST S&P REIT ETF First Trust Real Estate
727    FRLG 4/3/2018 0.99 GOLDMAN SACHS GROUP Exchange Traded Fund Financial
728    FRN 9/28/2009 13 GUGGENHEIM FRONTIER MARKETS ETF Guggenheim Investments Diversified Emerging Mkts
729    FSMB 11/27/2018 0.12 FIRST TRUST SHORT DURATION MANAGED MUNICIPAL ETF Exchange Traded Fund Financial
730    FSMD 2/28/2019 0.12 FIDELITY SMALL-MID FACTOR ETF Exchange Traded Fund Financial
731    FSTA 10/24/2013 10 FIDELITY MSCI CONSUMER STAPLES ETF Fidelity Investments Consumer Defensive
732    FSZ 2/16/2012 3.8 FIRST TRUST SWITZERLAND ALPHADEX ETF First Trust Miscellaneous Region
733    FTA 9/28/2009 20 FIRST TRUST LARGE CAP VAL ALPHADEX ETF First Trust Large Value
734    FTAG 6/29/2015 0.78 FIRST TRUST INDXX GLOBAL AGRICULTURE ETF
735    FTC 9/28/2009 12 FIRST TRUST LARGE CAP GR ALPHADEX ETF First Trust Large Growth
736    FTCS 2/11/2013 13 FIRST TRUST CAPITAL STRENGTH ETF First Trust Large Blend
737    FTEC 10/24/2013 40 FIDELITY MSCI INFORMATION TECH ETF Fidelity Investments Technology
738    FTGC 10/23/2013 7.89 FIRST TRUST GLOBAL TACT CMDTY STRAT ETF First Trust Commodities Broad Basket
739    FTHI 1/7/2014 1.91 FIRST TRUST HIGH INCOME ETF First Trust Long-Short Equity
740    FTLB 1/7/2014 0.81 FIRST TRUST LOW BETA INCOME ETF First Trust Long-Short Equity
741    FTLS 9/9/2014 2.77 FIRST TRUST LONG/SHORT EQUITY ETF First Trust Long-Short Equity
742    FTRI 6/29/2015 1.39 FIRST TRUST INDXX GLBL NATRL RES INC ETF First Trust Natural Resources
743    FTSD 11/5/2013 0.84 FRANKLIN LIBERTY SHORT DUR US GOVT ETF Franklin Templeton Investments Short Government
744    FTSL 5/2/2013 22 FIRST TRUST SENIOR LOAN ETF First Trust Bank Loan
745    FTSM 8/6/2014 27 FIRST TRUST ENHANCED SHORT MATURITY ETF First Trust Ultrashort Bond
746    FTVA 11/1/2017 0.51 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
747    FTXD 10/11/2016 0.14 FIRST TRUST NASDAQ RETAIL ETF First Trust Consumer Cyclical
748    FTXG 10/10/2016 0.14 FIRST TRUST NASDAQ FOOD & BEVERAGE ETF First Trust Consumer Defensive
749    FTXH 9/22/2016 0.19 FIRST TRUST NASDAQ PHARMACEUTICALS ETF First Trust Health
750    FTXL 9/21/2016 1.09 FIRST TRUST NASDAQ SEMICONDUCTOR ETF First Trust Technology
751    FTXN 9/23/2016 0.62 FIRST TRUST NASDAQ OIL & GAS ETF First Trust Equity Energy
752    FTXO 10/7/2016 10 FIRST TRUST NASDAQ BANK ETF First Trust Financial
753    FTXR 9/22/2016 0.08 FIRST TRUST NASDAQ TRANSPORTATION ETF
754    FUD 9/28/2009 1.52 UBS ETRACS CMCI FOOD TOTAL RETURN ETN UBS Group AG Commodities Agriculture
755    FUE 9/28/2009 0.8 ELEMENTS MLCX BIOFUELS EXCH SER TR ETN ELEMENTS Commodities Agriculture
756    FUMB 11/5/2018 0.07 FIRST TRUST ULTRA SHORT DURATION MUNICIPAL ETF Exchange Traded Fund Financial
757    FUT 2/18/2016 0.14 PROSHARES MANAGED FUTURES STRATEGY ProShares Managed Futures
758    FUTY 10/24/2013 13 FIDELITY MSCI UTILITIES ETF Fidelity Investments Utilities
759    FV 3/6/2014 78 FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF First Trust Mid-Cap Growth
760    FVAL 9/15/2016 1.73 FIDELITY VALUE FACTOR ETF Fidelity Investments Large Value
761    FVC 3/18/2016 4.41 FIRST TRUST DORSEY WRIGHT DYNAMIC FOC 5 First Trust Mid-Cap Blend
762    FVD 9/28/2009 55 FIRST TRUST VALUE LINE DIVIDEND ETF First Trust Large Value
763    FVL 9/28/2009 3.19 FIRST TRUST VALUE LINE 100 ETF ETF First Trust Mid-Cap Blend
764    FWDB 6/21/2011 1.15 ADVISORSHARES MADRONA GLOBAL BOND ETF AdvisorShares World Bond
765    FXA 9/28/2009 44 CURRENCYSHARES AUSTRALIAN DOLLAR ETF Guggenheim Investments Single Currency
766    FXB 9/28/2009 17 CURRENCYSHARES BRITISH POUND STER ETF Guggenheim Investments Single Currency
767    FXC 9/28/2009 41 RYDEX CURRENCYSHARES CANADIAN D Rydex/SGI Currency
768    FXCH 10/4/2011 0.31 CURRENCYSHARES CHINESE RENMINBI Rydex/SGI Currency
769    FXD 9/28/2009 56 FIRST TRUST CNSMR DISCRET ALPHADEX ETF First Trust Consumer Cyclical
770    FXE 9/28/2009 267 CURRENCYSHARES EURO ETF Guggenheim Investments Single Currency
771    FXF 9/28/2009 15 CURRENCYSHARES SWISS FRANC ETF Guggenheim Investments Single Currency
772    FXG 9/28/2009 45 FIRST TRUST CNSMR STAPLES ALPHADEX ETF First Trust Consumer Defensive
773    FXH 9/28/2009 54 FIRST TRUST HEALTH CARE ALPHADEX ETF First Trust Health
774    FXI 9/28/2009 5799 ISHARES FTSE CHINA 25 INDEX FUN iShares China Region
775    FXL 9/28/2009 42 FIRST TRUST TECHNOLOGY ALPHADEX ETF First Trust Technology
776    FXN 9/28/2009 64 FIRST TRUST ENERGY ALPHADEX ETF First Trust Equity Energy
777    FXO 9/28/2009 50 FIRST TRUST FINANCIALS ALPHADEX ETF First Trust Financial
778    FXP 9/28/2009 152 PROSHARES ULTRASHORT FTSE CHINA 50 ProShares Trading--Inverse Equity
779    FXR 9/28/2009 34 FIRST TRUST INDTLS/PRDCRDURBALPHADEXETF First Trust Industrials
780    FXS 9/28/2009 1.52 CURRENCYSHARES SWEDISH KRONA ETF Guggenheim Investments Single Currency
781    FXSG 2/13/2013 0.19 INVESCO CURRENCYSHARES SINGAPORE DOLLAR TRUST ETF Exchange Traded Fund Financial
782    FXU 9/28/2009 45 FIRST TRUST UTILITIES ALPHADEX ETF First Trust Utilities
783    FXY 9/28/2009 65 CURRENCYSHARES JAPANESE YEN ETF Guggenheim Investments Single Currency
784    FXZ 9/28/2009 29 FIRST TRUST MATERIALS ALPHADEX ETF First Trust Natural Resources
785    FYC 4/20/2011 6.03 FIRST TRUST SMALL CAP GR ALPHADEX ETF First Trust Small Growth
786    FYLD 12/3/2013 2.72 CAMBRIA FOREIGN SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Foreign Small/Mid Value
787    FYT 4/20/2011 3.94 FIRST TRUST SMALL CAP VAL ALPHADEX ETF First Trust Small Value
788    FYX 9/28/2009 15 FIRST TRUST SMALL CAP CORE ALPHADEX ETF First Trust Small Blend
789    GAA 12/10/2014 1.31 CAMBRIA GLOBAL ASSET ALLOCATION ETF CAMBRIA ETF TRUST Multialternative
790    GAL 4/26/2012 3.91 SPDR SSGA GLOBAL ALLOCATION ETF Exchange Traded Fund Financial
791    GAMR 3/10/2016 1.98 PUREFUNDS VIDEO GAME TECH ETF Pure Funds Technology
792    GARD 1/14/2016 0.14 REALITY SHARES ETF TRUST Exchange Traded Fund Financial
793    GASL 2/1/2011 95 DIREXION DAILY NAT GAS RLTD BULL 3X ETF Direxion Funds Trading--Leveraged Equity
794    GASX 1/31/2011 14 DIREXION DAILY NAT GAS RLTD BEAR 3X ETF Direxion Funds Trading--Inverse Equity
795    GAZ 9/28/2009 21 IPATH BLOOMBERG NATURAL GAS SUBTR ETN Barclays Funds Commodities Energy
796    GBF 9/28/2009 3.92 ISHARES GOVERNMENT/CREDIT BOND iShares Intermediate-Term Bond
797    GBIL 9/8/2016 5.75 GOLDMAN SACHS TREASURYACCESS 0-1 YEARETF Goldman Sachs Ultrashort Bond
798    GCC 9/28/2009 18 WISDOMTREE CONTINUOUS COMMODITY ETF GreenHaven Commodities Broad Basket
799    GCE 9/28/2009 1.33 CLAYMORE CEF GS CONNECT ETN Goldman Sachs Allocation--50% to 70% Equity
800    GCOW 1/13/2017 2.13 PACER FUNDS Exchange Traded Fund Financial
801    GDVD 5/10/2017 0.11 PRINCIPAL EXCHANGE-TRADED FUNDS Exchange Traded Fund Financial
802    GDX 9/28/2009 8138 VANECK VECTORS GOLD MINERS ETF Van Eck Equity Precious Metals
803    GDXJ 11/11/2009 3088 VANECK VECTORS JUNIOR GOLD MINERS ETF Van Eck Equity Precious Metals
804    GEM 9/29/2015 12 GOLDMAN SACHS ACTIVEBETA EMKTS EQ ETF Goldman Sachs Diversified Emerging Mkts
805    GENY 8/22/2016 0.2 PRINCIPAL MILLENNIALS ETF Principal Funds World Stock
806    GHII 2/11/2015 1.03 INVESCO S&P HIGH INCOME INFRASTRUCTURE ETF Exchange Traded Fund Financial
807    GHYB 9/7/2017 0.24 GOLDMAN SACHS ACCESS HIGH YIELD CORPORATE BOND ETF Exchange Traded Fund Financial
808    GHYG 4/5/2012 4.24 ISHARES GLOBAL HIGH YIELD CORPORATE BOND iShares World Bond
809    GIGB 6/8/2017 0.83 GOLDMAN SACHS ACCESS INVESTMENT GRADE CORPORATE BOND ETF Exchange Traded Fund Financial
810    GIGE 5/8/2019 0.07 SOFI GIG ECONOMY ETF
811    GII 9/28/2009 3.63 SPDR S&P GLOBAL INFRASTRUCTURE ETF SPDR State Street Global Advisors Infrastructure
812    GLBY 12/13/2018 0.03 WISDOMTREE YIELD ENHANCED GLOBAL AGGREGATE BOND FUND Exchange Traded Fund Financial
813    GLD 9/28/2009 4439 SPDR GOLD TRUST State Street Global Advisors Commodities Precious Metals
814    GLDI 1/29/2013 3.37 CREDIT SUISSE AG Investment Bankers/Brokers/Service Finance
815    GLDM 6/26/2018 6.73 SPDR GOLD MINISHARES TRUST Exchange Traded Fund Financial
816    GLDW 1/30/2017 0.2 SPDR LONG DOLLAR GOLD TRUST SPDR State Street Global Advisors Commodities Precious Metals
817    GLIF 5/23/2019 0.01 AGFIQ GLOBAL INFRASTRUCTURE ETF Exchange Traded Fund Financial
818    GLL 9/28/2009 62 PROSHARES ULTRASHORT GOLD ProShares Trading--Inverse Commodities
819    GLTR 10/22/2010 8.01 ETFS PHYSICAL PM BASKET ETF Securities Commodities Precious Metals
820    GMF 9/28/2009 19 SPDR S&P EMERGING ASIA PACIFIC ETF SPDR State Street Global Advisors Pacific/Asia ex-Japan Stk
821    GMOM 11/4/2014 1.77 CAMBRIA GLOBAL MOMENTUM ETF CAMBRIA ETF TRUST World Allocation
822    GNAF 8/2/2018 0.1 BANK OF MONTREAL Commercial Banks Finance
823    GNMA 2/17/2012 3.81 ISHARES GNMA BOND iShares Intermediate Government
824    GNOM 11/11/2010 48 GLOBAL X GENOMICS & BIOTECHNOLOGY ETF
825    GNR 9/24/2010 24 SPDR S&P GLOBAL NATURAL RESOURCES ETF SPDR State Street Global Advisors Natural Resources
826    GOAT 10/31/2018 0.07 VANECK VECTORS MORNINGSTAR GLOBAL WIDE MOAT ETF Exchange Traded Fund Financial
827    GOAU 6/28/2017 1.13 US GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF Exchange Traded Fund Financial
828    GOEX 3/28/2016 2.48 GLOBAL X GOLD EXPLORERS ETF Global X Funds Equity Precious Metals
829    GOVT 2/24/2012 61 ISHARES US TREASURY BOND iShares Intermediate Government
830    GQRE 11/6/2013 1.86 FLEXSHARES GLBL QUALITY REAL ESTATE ETF Flexshares Trust Global Real Estate
831    GREK 12/8/2011 99 GLOBAL X MSCI GREECE ETF Global X Funds Miscellaneous Region
832    GRES 10/27/2009 5.06 IQ GLOBAL RESOURCES ETF IndexIQ Natural Resources
833    GRI 9/28/2009 2.92 COHEN & STEERS GLOBAL REALTY MAJORS ETF ALPS Global Real Estate
834    GRID 11/17/2009 1.77 FIRST TRUST NASDAQ CLN EDGESTGIDIFSETF First Trust Miscellaneous Sector
835    GRN 9/28/2009 1.27 IPATH GLOBAL CARBON ETN Barclays Funds Commodities Miscellaneous
836    GRNB 9/28/2009 5.46 VANECK VECTORS GREEN BOND ETF Exchange Traded Fund Financial
837    GRU 9/28/2009 3.95 ELEMENTS MLCX GRAINS TR ETN ELEMENTS Commodities Agriculture
838    GSC 9/28/2009 2.3 GS CONNECT S&P GSCI ENH COMMODITY TR ETN Goldman Sachs Commodities Broad Basket
839    GSEU 9/8/2015 88 GOLDMAN SACHS ACTIVEBETA EUROPE EQ ETF Goldman Sachs Europe Stock
840    GSEW 9/14/2017 0.75 GOLDMAN SACHS ETF TRUST Exchange Traded Fund Financial
841    GSG 9/28/2009 80 ISHARES S&P GSCI COMMODITY-INDEXED TRUST iShares Commodities Broad Basket
842    GSIE 11/10/2015 9.6 GOLDMAN SACHS ACTIVEBETA INTL EQ ETF Goldman Sachs Foreign Large Blend
843    GSJY 3/4/2016 0.44 GOLDMAN SACHS ACTIVEBETA JAPAN EQ ETF Goldman Sachs Japan Stock
844    GSLC 9/21/2015 18 GOLDMAN SACHS ACTIVEBETA US LGCP EQ ETF Goldman Sachs Large Blend
845    GSP 9/28/2009 6.61 IPATH S&P GSCI TOTAL RETURN ETN Barclays Funds Commodities Broad Basket
846    GSSC 6/29/2017 0.58 GS ACTIVEBETA U.S. SMALL CAP EQUITY ETF Exchange Traded Fund Financial
847    GSY 2/8/2011 21 GUGGENHEIM ENHANCED SHORT DUR ETF Guggenheim Investments Ultrashort Bond
848    GTIP 5/23/2011 1.18 ISHARES GLOBAL INFLATION LINKED iShares World Bond
849    GTO 2/10/2016 1.12 GUGGENHEIM TOTAL RETURN BOND ETF Guggenheim Investments Intermediate-Term Bond
850    GUDB 10/31/2017 0.07 NORTHERN LIGHTS FUND TRUST IV Exchange Traded Fund Financial
851    GULF 9/28/2009 5.4 WISDOMTREE MIDDLE EAST DIVIDEND ETF WisdomTree Miscellaneous Region
852    GUNR 9/22/2011 67 FLEXSHARES MSTAR GLBL UPSTRM NAT RES ETF Flexshares Trust Natural Resources
853    GURU 6/5/2012 8.02 GLOBAL X GURU ETF Global X Funds Large Growth
854    GUSH 5/29/2015 204 DIREXION DLY S&P OIL&GS EX&PRD BL 3X ETF Direxion Funds Trading--Leveraged Equity
855    GVAL 3/12/2014 5.24 CAMBRIA GLOBAL VALUE ETF CAMBRIA ETF TRUST Foreign Small/Mid Value
856    GVI 9/28/2009 22 ISHARES INTERM GOVERNMENT/CREDIT BD iShares Intermediate-Term Bond
857    GVIP 11/3/2016 1.15 GOLDMAN SACHS HEDGE INDUSTRY VIP ETF Goldman Sachs Large Blend
858    GWX 9/28/2009 31 SPDR S&P INTERNATIONAL SMALL CAP ETF SPDR State Street Global Advisors Foreign Small/Mid Blend
859    GXC 9/28/2009 49 SPDR S&P CHINA ETF SPDR State Street Global Advisors China Region
860    GXF 9/28/2009 3.06 GLOBAL X FTSE NORDIC REGION ETF Global X Funds Miscellaneous Region
861    GXG 9/28/2009 34 GLOBAL X MSCI COLOMBIA ETF Global X Funds Miscellaneous Region
862    GYLD 5/8/2012 11 ARROW DOW JONES GLOBAL YIELD ETF ArrowShares World Allocation
863    HACK 11/12/2014 53 PUREFUNDS ISE CYBER SECURITY ETF Pure Funds Technology
864    HAIL 12/31/2018 0.05 SPDR S&P KENSHO SMART MOBILITY ETF Exchange Traded Fund Financial
865    HAO 9/28/2009 33 GUGGENHEIM CHINA SMALL CAP ETF Guggenheim Investments China Region
866    HAP 9/28/2009 11 VANECK VECTORS NATURAL RESOURCES ETF Van Eck Natural Resources
867    HAUD 7/13/2015 0.08 ISHARES CURRENCY HEDGED MSCI AUS iShares Miscellaneous Region
868    HAUZ 8/27/2018 0.24 XTRACKERS INTERNATIONAL REAL ESTATE ETF Exchange Traded Fund Financial
869    HAWX 7/1/2015 0.83 ISHARES CURRENCY HEDGED MSCI ACWI EX US iShares Foreign Large Blend
870    HDAW 8/14/2015 0.32 DEUTSCHE X-TRACKERS MSCIAWDEXUSHDVYDHGEQ Deutsche Asset Management Foreign Large Value
871    HDEF 8/18/2015 1.02 XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF Exchange Traded Fund Financial
872    HDG 7/14/2011 1.33 PROSHARES HEDGE REPLICATION ProShares Multialternative
873    HDGE 1/27/2011 30 ADVISORSHARES RANGER EQUITY BEAR ETF AdvisorShares Bear Market
874    HDLV 10/1/2014 1.93 UBS ETRACS M PY 2XLVG US HIDIVLOWVOL ETN UBS Group AG Trading--Leveraged Equity
875    HDMV 8/26/2016 0.89 FIRST TRUST HRZN MGDVOLATIL DEV INTL ETF First Trust Foreign Large Blend
876    HDV 3/31/2011 94 ISHARES CORE HIGH DIVIDEND iShares Large Value
877    HECO 6/20/2012 5.79 STRATEGY SHS ECOLOGICAL STRATEGY ETF Exchange Traded Fund Financial
878    HEDJ 12/31/2009 445 WISDOMTREE EUROPE HEDGED EQUITY ETF WisdomTree Europe Stock
879    HEEM 9/25/2014 7.32 ISHARES CURRENCY HEDGED MSCI EMERG MKTS iShares Diversified Emerging Mkts
880    HEFA 2/14/2014 84 ISHARES TRUST Exchange Traded Fund Financial
881    HERD 5/7/2019 0.01 PACER CASH COWS FUND OF FUNDS ETF
882    HEWC 7/1/2015 0.42 ISHARES CURRENCY HEDGED MSCI CANADA iShares Miscellaneous Region
883    HEWG 2/18/2014 50 ISHARES CURRENCY HEDGED MSCI GERMANY iShares Miscellaneous Region
884    HEWI 7/8/2015 0.88 ISHARES CURRENCY HEDGED MSCI ITALY iShares Miscellaneous Region
885    HEWJ 2/5/2014 71 ISHARES CURRENCY HEDGED MSCI JAPAN iShares Japan Stock
886    HEWL 7/15/2015 0.19 ISHARES CURRENCY HEDGED MSCI SWZ iShares Miscellaneous Region
887    HEWP 7/2/2015 1.39 ISHARES CURRENCY HEDGED MSCI SPAIN iShares Miscellaneous Region
888    HEWU 7/9/2015 1.23 ISHARES CURRENCY HEDGED MSCI UK iShares Miscellaneous Region
889    HEWW 7/13/2015 0.13 ISHARES CURRENCY HEDGED MSCI MEXICO iShares Miscellaneous Region
890    HEWY 7/1/2015 0.28 ISHARES CURRENCY HEDGED MSCI SOUTH KOREA iShares Miscellaneous Region
891    HEZU 8/22/2014 78 ISHARES CURRENCY HEDGED MSCI EUROZONE iShares Europe Stock
892    HFXE 7/22/2015 0.67 IQ 50 PERCENT HEDGED FTSE EUROPE ETF Exchange Traded Fund Financial
893    HFXI 7/22/2015 3.09 IQ 50 PERCENT HEDGED FTSE INTL ETF IndexIQ Foreign Large Blend
894    HFXJ 7/22/2015 0.29 IQ 50 PERCENT HEDGED FTSE JAPAN ETF IndexIQ Japan Stock
895    HIPS 1/7/2015 0.49 MASTER INCOME ETF Master Shares Allocation--85%+ Equity
896    HJPX 10/2/2015 0.15 ISHARES CURRENCY HEDGED JPX-NIKKEI 400 ETF Exchange Traded Fund Financial
897    HLAL 7/16/2019 0.09 WAHED FTSE USA SHARIAH ETF
898    HMOP 12/14/2017 0.21 HARTFORD MUNICIPAL OPPORTUNITIES ETF Exchange Traded Fund Financial
899    HNDL 1/17/2018 0.29 STRATEGY SHARES NASDAQ 7HANDL INDEX ETF
900    HOLD 1/15/2014 0.22 ADVISORSHARES SAGE CORE RESERVES ETF AdvisorShares Ultrashort Bond
901    HOML 3/11/2015 1.82 UBS ETRACS M RST 2XLVG ISE EXCLY HBS ETN UBS Group AG Trading--Leveraged Equity
902    HOMZ 3/20/2019 0.06 HOYA CAPITAL HOUSING ETF Exchange Traded Fund Financial
903    HONR 1/19/2018 0.04 INSIGHTSHARES PATRIOTIC EMPLOYERS ETF Exchange Traded Fund Financial
904    HSCZ 7/14/2015 0.47 ISHARES CURRENCY HEDGED MSCI EAFE SM-CP iShares Foreign Small/Mid Blend
905    HSPX 6/24/2013 2.83 HORIZONS S&P 500 COVERED CALL ETF Horizons ETFs Option Writing
906    HSRT 5/31/2018 0.1 HARTFORD FUNDS EXCHANGE-TRADED TRUST Exchange Traded Fund Financial
907    HTAB 4/19/2018 0.05 HARTFORD SCHRODERS TAX-AWARE BOND ETF Exchange Traded Fund Financial
908    HTEC 6/25/2019 0.04 ROBO GLOBAL HEALTHCARE TECHNOLOGY AND INNOVATION ETF Exchange Traded Fund Financial
909    HTRB 9/28/2017 0.12 HARTFORD TOTAL RETURN BOND ETF Exchange Traded Fund Financial
910    HTUS 6/25/2015 1.55 HULL TACTICAL US ETF Exchange Traded Concepts Trust Long-Short Equity
911    HUSE 7/25/2012 7.67 US MARKET ROTATION STRATEGY ETF Strategy shares Large Blend
912    HUSV 8/25/2016 1.47 FIRST TRUST HRZN MGDVOLATIL DOMESTIC ETF First Trust Large Blend
913    HYD 9/28/2009 94 VANECK VECTORS HIGH-YIELD MUNICIPAL ETF Van Eck High Yield Muni
914    HYDB 7/13/2017 0.2 ISHARES TRUST Exchange Traded Fund Financial
915    HYDD 6/16/2016 0.29 DIREXION DAILY HIGH YIELD BEAR 2X ETF Direxion Funds Trading--Inverse Debt
916    HYDW 1/11/2018 0.12 XTRACKERS LOW BETA HIGH YIELD BOND ETF Exchange Traded Fund Financial
917    HYEM 5/9/2012 24 VANECK VECTORS EM HIGH YIELD BOND ETF Van Eck Emerging Markets Bond
918    HYG 9/28/2009 2114 ISHARES IBOXX $ HIGH YIELD CORPORATE BD iShares High Yield Bond
919    HYGH 5/29/2014 1.8 ISHARES INTEREST RATE HEDGED HIGH YLD BD iShares High Yield Bond
920    HYGV 7/18/2018 0.25 FLEXSHARES HIGH YIELD VALUE-SCORED BOND INDEX FUND Exchange Traded Fund Financial
921    HYHG 5/23/2013 3.93 PROSHARES HIGH YIELD INTEREST RATE HDGD ProShares Nontraditional Bond
922    HYIH 3/3/2015 0.43 DEUTSCHE X-TRACKERS HY CORP BD INTRRTHDG Deutsche Asset Management Nontraditional Bond
923    HYLB 12/7/2016 13 DEUTSCHE X-TRACKERS USD HY CORP BD Deutsche Asset Management High Yield Bond
924    HYLD 12/1/2010 22 PERITUS HIGH YIELD ETF AdvisorShares High Yield Bond
925    HYLS 2/27/2013 21 FIRST TRUST TACTICAL HIGH YIELD ETF First Trust High Yield Bond
926    HYLV 2/15/2017 0.45 IQ S&P HIGH YIELD LOW VOLATILITY BD ETF IndexIQ High Yield Bond
927    HYMB 4/14/2011 20 SPDR NUVEEN S&P HIGH YIELD MUNI BD ETF SPDR State Street Global Advisors High Yield Muni
928    HYND 12/18/2013 1.9 WISDOMTREE NEGATIVE DUR HIGH YLD BD ETF WisdomTree Nontraditional Bond
929    HYS 6/17/2011 79 PIMCO 0-5 YEAR HIGH YIELD CORPO PIMCO High Yield Bond
930    HYUP 1/11/2018 0.05 XTRACKERS HIGH BETA HIGH YIELD BOND ETF Exchange Traded Fund Financial
931    HYXE 6/17/2016 0.13 ISHARES IBOXX $ HIGH YIELD EX OIL & GAS CORPORATE BOND ETF
932    HYXU 4/3/2012 3.83 ISHARES INTERNATIONAL HIGH YIELD BOND iShares World Bond
933    HYZD 12/18/2013 6.22 WISDOMTREE INTEREST RT HDG HI YLD BD ETF WisdomTree Nontraditional Bond
934    IAGG 11/12/2015 8.08 ISHARES CORE INTERNATIONAL AGGREGATE BD iShares World Bond
935    IAI 9/28/2009 20 ISHARES US BROKER-DEALERS & SECS EXCHS iShares Financial
936    IAK 9/28/2009 6.26 ISHARES US INSURANCE iShares Financial
937    IAT 9/28/2009 49 ISHARES US REGIONAL BANKS iShares Financial
938    IAU 9/28/2009 511 ISHARES GOLD TRUST iShares Commodities Precious Metals
939    IAUF 6/8/2018 0.08 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
940    IBB 9/28/2009 789 ISHARES NASDAQ BIOTECHNOLOGY iShares Health
941    IBCD 4/19/2013 0.9 ISHARES IBONDS MAR 2020 TERM CORP EXFNCL iShares Corporate Bond
942    IBCE 4/19/2013 0.68 ISHARES IBONDS MAR 2023 TERM CORP EXFNCL iShares Corporate Bond
943    IBD 7/11/2017 0.79 INSPIRE CORPORATE BOND IMPACT ETF Exchange Traded Fund Financial
944    IBDC 7/10/2013 1.41 ISHARES IBONDS MAR 2020 TERM CORPORATE iShares Corporate Bond
945    IBDD 7/10/2013 0.8 ISHARES IBONDS MAR 2023 TERM CORPORATE iShares Corporate Bond
946    IBDK 3/12/2015 7.82 ISHARES IBONDS DEC 2019 TERM CORPORATE iShares Short-Term Bond
947    IBDL 12/5/2014 9.13 ISHARES IBONDS DEC 2020 TERM CORPORATE iShares Corporate Bond
948    IBDM 3/12/2015 9.43 ISHARES IBONDS DEC 2021 TERM CORPORATE iShares Corporate Bond
949    IBDN 3/12/2015 7.86 ISHARES IBONDS DEC 2022 TERM CORPORATE iShares Corporate Bond
950    IBDO 3/12/2015 6.34 ISHARES IBONDS DEC 2023 TERM CORPORATE iShares Corporate Bond
951    IBDP 3/12/2015 4.81 ISHARES IBONDS DEC 2024 TERM CORPORATE iShares Corporate Bond
952    IBDQ 3/12/2015 4.46 ISHARES IBONDS DEC 2025 TERM CORPORATE iShares Corporate Bond
953    IBDR 9/19/2016 2.5 ISHARES IBONDS DEC 2026 TERM CORPORATE ETF Exchange Traded Fund Financial
954    IBDS 9/14/2017 1.69 ISHARES IBONDS DEC 2027 TERM CORPORATE ETF Exchange Traded Fund Financial
955    IBDT 9/20/2018 0.55 ISHARES IBONDS DEC 2028 TERM CORPORATE ETF Exchange Traded Fund Financial
956    IBHA 5/9/2019 0.06 ISHARES TRUST Exchange Traded Fund Financial
957    IBHB 5/9/2019 0.07 ISHARES TRUST Exchange Traded Fund Financial
958    IBHC 5/9/2019 0.08 ISHARES TRUST Exchange Traded Fund Financial
959    IBHD 5/9/2019 0.09 ISHARES TRUST Exchange Traded Fund Financial
960    IBHE 5/9/2019 0.12 ISHARES TRUST Exchange Traded Fund Financial
961    IBMH 3/17/2014 3.23 ISHARES IBONDS SEP 2019 TERM MUNI BOND iShares Muni National Short
962    IBMI 8/14/2014 3.06 ISHARES IBONDS SEP 2020 TERM MUNI BOND iShares Muni National Interm
963    IBMJ 9/4/2015 2.5 ISHARES IBONDS DEC 2021 TERM MUNI BOND iShares Muni National Interm
964    IBMK 9/4/2015 2.17 ISHARES IBONDS DEC 2022 TERM MUNI BOND iShares Muni National Interm
965    IBML 4/13/2017 1.18 ISHARES TRUST Exchange Traded Fund Financial
966    IBMM 3/22/2018 0.54 ISHARES TRUST Exchange Traded Fund Financial
967    IBMN 11/15/2018 0.28 ISHARES TRUST Exchange Traded Fund Financial
968    IBMO 4/4/2019 0.1 ISHARES TRUST Exchange Traded Fund Financial
969    IBMQ 4/18/2019 0.08 ISHARES TRUST Exchange Traded Fund Financial
970    IBND 7/12/2010 13 SPDR BLMBG BARCLAYS INTL CORP BD ETF SPDR State Street Global Advisors World Bond
971    IBUY 4/20/2016 6.25 AMPLIFY ONLINE RETAIL ETF Amplifyetfs Consumer Cyclical
972    ICF 9/28/2009 187 ISHARES COHEN & STEERS REIT iShares Real Estate
973    ICLN 9/28/2009 11 ISHARES GLOBAL CLEAN ENERGY iShares Miscellaneous Sector
974    ICOL 6/20/2013 1.67 ISHARES MSCI COLOMBIA CAPPED iShares Miscellaneous Region
975    ICOW 6/19/2017 0.39 PACER FUNDS Exchange Traded Fund Financial
976    ICSH 12/13/2013 5.74 ISHARES ULTRA SHORT-TERM BOND iShares Ultrashort Bond
977    ICVT 6/4/2015 3.06 ISHARES CONVERTIBLE BOND iShares Convertibles
978    IDEV 3/23/2017 3.63 ISHARES CORE MSCI INTERNATIONAL DEVELOPED MARKETS ETF Exchange Traded Fund Financial
979    IDHD 12/1/2016 0.19 POWERSHARES S&P INTL DEV HI DIV LOW VLTL PowerShares Foreign Large Value
980    IDHQ 11/7/2011 1.32 POWERSHARES S&P INTL DEV QUALITY ETF PowerShares Foreign Small/Mid Value
981    IDIV 2/6/2018 0.06 U.S. EQUITY CUMULATIVE DIVIDENDS FUND SERIES 2027 SHARES Exchange Traded Fund Financial
982    IDLB 11/5/2015 1.24 POWERSHARES FTSE INTL LW BT EQ WGT PowerShares Foreign Large Blend
983    IDLV 1/17/2012 15 POWERSHARES S&P INTL DEV LOW VOLATIL ETF PowerShares Foreign Large Blend
984    IDMO 10/5/2015 0.18 POWERSHARES S&P INTL DEV MOMENTUM ETF PowerShares Foreign Large Blend
985    IDNA 6/13/2019 0.04 ISHARES GENOMICS IMMUNOLOGY AND HEALTHCARE ETF Exchange Traded Fund Financial
986    IDOG 6/28/2013 7.73 ALPS INTERNATIONAL SECTOR DIV DOGS ETF ALPS Foreign Large Value
987    IDRV 4/18/2019 0.02 ISHARES SELF-DRIVING EV AND TECH ETF Exchange Traded Fund Financial
988    IDU 9/28/2009 48 ISHARES US UTILITIES iShares Utilities
989    IDV 9/28/2009 137 ISHARES INTERNATIONAL SELECT DIVIDEND iShares Foreign Large Value
990    IDX 9/28/2009 57 VANECK VECTORS INDONESIA ETF Van Eck Miscellaneous Region
991    IECS 3/23/2018 0.1 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
992    IEDI 3/23/2018 0.09 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
993    IEF 9/28/2009 496 ISHARES 7-10 YEAR TREASURY BOND iShares Long Government
994    IEFA 10/22/2012 515 ISHARES CORE MSCI EAFE iShares Foreign Large Blend
995    IEFN 3/23/2018 0.04 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
996    IEHS 3/23/2018 0.11 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
997    IEI 9/28/2009 87 ISHARES 3-7 YEAR TREASURY BOND iShares Intermediate Government
998    IEIH 3/23/2018 0.08 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
999    IEME 3/23/2018 0.13 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
1000    IEMG 10/22/2012 1022 ISHARES CORE MSCI EMERGING MARKETS ETF Exchange Traded Fund Financial
1001    IEMV 8/15/2018 0.02 INVESCO EMERGING MARKETS DEBT VALUE ETF Exchange Traded Fund Financial
1002    IEO 9/28/2009 73 ISHARES US OIL&GAS EXPLOR&PRODTN iShares Equity Energy
1003    IETC 3/23/2018 0.26 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
1004    IEUR 6/12/2014 43 ISHARES CORE MSCI EUROPE iShares Europe Stock
1005    IEUS 5/12/2014 2.89 ISHARES MSCI EUROPE SMALL-CAP iShares Europe Stock
1006    IEV 9/28/2009 171 ISHARES S&P EUROPE 350 INDEX FU iShares Europe Stock
1007    IEZ 9/28/2009 59 ISHARES US OIL EQUIPMENT&SERVICES iShares Equity Energy
1008    IFEU 9/28/2009 2.77 ISHARES FTSE EPRA/NAREIT EUROPE INDEX FUND
1009    IFGL 9/28/2009 29 ISHARES INTERNATIONAL DEV REL EST iShares Global Real Estate
1010    IFIX 10/25/2016 0.04 DEUTSCHE X-TRCKRSBRCLYS INTLCRPBDHDGDETF Deutsche Asset Management World Bond
1011    IFLY 3/9/2016 0.94 PUREFUNDS DRONE ECONOMY STRATEGY ETF Pure Funds World Stock
1012    IFRA 4/5/2018 0.11 ISHARES TRUST Exchange Traded Fund Financial
1013    IFV 7/23/2014 22 FIRST TRUST DORSEY WRIGHT INTL FOC 5 First Trust Foreign Large Blend
1014    IG 9/28/2009 49 PRINCIPAL INVESTMENT GRADE CORPORATE ACTIVE ETF Exchange Traded Fund Financial
1015    IGBH 2/5/2018 0.39 ISHARES INTEREST RATE HEDGED LONG-TERM CORPORATE BOND ETF Exchange Traded Fund Financial
1016    IGE 9/28/2009 129 ISHARES NORTH AMERICAN NATURAL RESOURCES iShares Natural Resources
1017    IGEB 7/13/2017 0.62 ISHARES TRUST Exchange Traded Fund Financial
1018    IGF 9/28/2009 42 ISHARES GLOBAL INFRASTRUCTURE iShares Infrastructure
1019    IGHG 11/7/2013 6.79 PROSHARES INVESTMENT GRADE INTR RT HDGD ProShares Nontraditional Bond
1020    IGIB 2/5/2018 25 ISHARES INTERMEDIATE-TERM CORPORATE BOND ETF
1021    IGIH 3/3/2015 0.28 DEUTSCHE X-TRACKERS INVT GRD BDINTRRTHDG Deutsche Asset Management Nontraditional Bond
1022    IGLB 2/5/2018 6.13 SHARES LONG-TERM CORPORATE BOND ETF Exchange Traded Fund Financial
1023    IGM 9/28/2009 16 ISHARES NORTH AMERICAN TECH iShares Technology
1024    IGN 9/28/2009 11 ISHARES NORTH AMERICAN TECH-MULTIMD NTWK iShares Technology
1025    IGOV 9/28/2009 25 ISHARES INTERNATIONAL TREASURY BOND iShares World Bond
1026    IGRO 5/19/2016 0.67 ISHARES TRUST Exchange Traded Fund Financial
1027    IGSB 2/5/2018 33 ISHARES SHORT-TERM CORPORATE BOND ETF
1028    IGV 9/28/2009 69 ISHARES NORTH AMERICAN TECH-SOFTWARE iShares Technology
1029    IGVT 10/25/2016 0.06 DB-X MSCI Exchange Traded Fund Financial
1030    IHAK 6/13/2019 0.05 ISHARES CYBERSECURITY AND TECH ETF Exchange Traded Fund Financial
1031    IHDG 5/7/2014 9.47 WISDOMTREE INTL HDGD QUAL DIV GR ETF WisdomTree Foreign Large Growth
1032    IHE 9/28/2009 14 ISHARES US PHARMACEUTICALS iShares Health
1033    IHF 9/28/2009 25 ISHARES US HEALTHCARE PROVIDERS iShares Health
1034    IHI 9/28/2009 40 ISHARES US MEDICAL DEVICES iShares Health
1035    IHY 4/3/2012 9.57 VANECK VECTORS INTL HI YLD BD ETF Van Eck World Bond
1036    IHYD 9/7/2018 0.08 INVESCO CORPORATE INCOME DEFENSIVE ETF Exchange Traded Fund Financial
1037    IHYV 9/7/2018 0.04 INVESCO CORPORATE INCOME VALUE ETF Exchange Traded Fund Financial
1038    IIGV 9/7/2018 0.3 INVESCO INVESTMENT GRADE VALUE ETF Exchange Traded Fund Financial
1039    IJH 9/28/2009 509 ISHARES CORE S&P MID-CAP iShares Mid-Cap Blend
1040    IJJ 9/28/2009 58 ISHARES S&P MID-CAP 400 VALUE iShares Mid-Cap Value
1041    IJK 9/28/2009 71 ISHARES S&P MID-CAP 400 GROWTH iShares Mid-Cap Growth
1042    IJR 9/28/2009 814 ISHARES CORE S&P SMALL-CAP iShares Small Blend
1043    IJS 9/28/2009 64 ISHARES S&P SMALL-CAP 600 VALUE iShares Small Value
1044    IJT 9/28/2009 61 ISHARES S&P SMALL-CAP 600 GROWTH iShares Small Growth
1045    ILF 9/28/2009 548 ISHARES LATIN AMERICA 40 iShares Latin America Stock
1046    ILTB 6/25/2012 5.97 ISHARES CORE 10+ YEAR USD BOND iShares Long-Term Bond
1047    IMFC 8/9/2018 0.03 INVESCO MULTI-FACTOR CORE FIXED INCOME ETF Exchange Traded Fund Financial
1048    IMFD 12/6/2018 0.01 POWERSHARES EXCHANGE-TRADED SELF-INDEXED FUND TRUST Exchange Traded Fund Financial
1049    IMFI 12/6/2018 0.02 POWERSHARES EXCHANGE-TRADED SELF-INDEXED FUND TRUST Exchange Traded Fund Financial
1050    IMFP 9/7/2018 0.03 INVESCO MULTI-FACTOR CORE PLUS FIXED INCOME ETF Exchange Traded Fund Financial
1051    IMLP 1/4/2013 1.94 IPATH S&P MLP ETN Barclays Energy Limited Partnership
1052    IMOM 12/23/2015 0.67 MOMENTUMSHARES INTL QUANT MOM ETF Alpha Architect Foreign Large Blend
1053    IMTB 11/7/2016 0.77 ISHARES 5-10 YEAR USD BOND iShares Intermediate-Term Bond
1054    IMTM 1/26/2015 1.99 ISHARES EDGE MSCI INTL MOMENTUM FACTOR iShares Foreign Large Growth
1055    INAG 6/5/2019 0.01 INNOVATION GLOBAL ETF Exchange Traded Fund Financial
1056    INAU 6/5/2019 0.01 INNOVATION UNITED STATES ETF Exchange Traded Fund Financial
1057    INCO 8/10/2011 5.63 COLUMBIA INDIA CONSUMER ETF Columbia India Equity
1058    INDA 2/3/2012 498 ISHARES MSCI INDIA iShares India Equity
1059    INDL 4/9/2010 19 DIREXION DAILY MSCI INDIA BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1060    INDS 5/15/2018 0.21 PACER BENCHMARK INDUSTRIAL REAL ESTATE SCTR ETF Exchange Traded Fund Financial
1061    INDY 11/20/2009 60 ISHARES INDIA 50 iShares India Equity
1062    INFR 12/30/2016 0.2 LEGG MASON GLOBAL INFRASTRUCTURE ETF Legg Mason Infrastructure
1063    INKM 4/26/2012 2.46 SPDR SSGA INCOME ALLOCATION ETF SPDR State Street Global Advisors Allocation--50% to 70% Equity
1064    INR 9/28/2009 0.9 MARKET VECTORS INDIAN RUPEE/USD ETN Market Vectors Single Currency
1065    INTF 5/4/2015 11 ISHARES EDGE MSCI MULTIFACTOR INTL iShares Foreign Large Blend
1066    IOO 9/28/2009 21 ISHARES GLOBAL 100 iShares World Stock
1067    IPAC 6/12/2014 10 ISHARES CORE MSCI PACIFIC iShares Diversified Pacific/Asia
1068    IPAY 7/16/2015 9.91 PUREFUNDS ISE MOBILE PAYMENTS ETF Pure Funds Miscellaneous Sector
1069    IPE 9/28/2009 15 SPDR BLMBG BARCLAYS TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond
1070    IPFF 11/17/2011 10 ISHARES INTERNATIONAL PREFERRED STOCK iShares Preferred Stock
1071    IPKW 2/27/2014 4.47 POWERSHARES INTL BUYBACK ACHIEV ETF PowerShares Foreign Large Blend
1072    IPO 10/16/2013 2.59 RENAISSANCE IPO ETF Renaissance Capital Mid-Cap Growth
1073    IPOS 10/7/2014 0.11 RENAISSANCE INTERNATIONAL IPO ETF Renaissance Capital Foreign Small/Mid Growth
1074    IQDE 4/16/2013 2.3 FLEXSHARES INTERNATIONAL QUALITY DIVIDEND DEFENSIVE INDEX FUND Exchange Traded Fund Financial
1075    IQDF 4/16/2013 11 FLEXSHARES INTL QUAL DIV ETF Flexshares Trust Foreign Large Value
1076    IQDG 4/7/2016 0.59 WISDOMTREE INTERNATIONAL QUAL DIV GR ETF WisdomTree Foreign Large Growth
1077    IQDY 4/16/2013 1.83 FLEXSHARES INTL QUAL DIV DYNAMIC ETF Flexshares Trust Foreign Large Value
1078    IQIN 12/13/2018 0.05 IQ 500 INTERNATIONAL ETF Exchange Traded Fund Financial
1079    IQLT 1/15/2015 3.14 ISHARES EDGE MSCI INTL QUALITY FACTOR iShares Foreign Large Blend
1080    IRBO 6/28/2018 0.64 ISHARES ROBOTICS AND ARTIFICIAL INTELLIGENCE MULTISECTOR ETF Exchange Traded Fund Financial
1081    ISCF 5/1/2015 1.39 ISHARES EDGE MSCI MULTIFACTOR INTL SM-CP iShares Foreign Small/Mid Blend
1082    ISDS 9/14/2018 0.01 INVESCO RAFI STRATEGIC DEVELOPED EX-US SMALL COMPANY ETF
1083    ISDX 9/14/2018 0.04 INVESCO RAFI STRATEGIC DEVELOPED EX-US ETF
1084    ISHG 9/28/2009 3.6 ISHARES 1-3 YEAR INTERNATIONAL TRS BD iShares World Bond
1085    ISMD 2/28/2017 0.58 INSPIRE SMALL/MID CAP IMPACT ETF Inspire Mid-Cap Blend
1086    ISRA 6/26/2013 1.49 VANECK VECTORS ISRAEL ETF Van Eck Miscellaneous Region
1087    ISTB 10/22/2012 17 ISHARES CORE 1-5 YEAR USD BOND iShares Short-Term Bond
1088    ISZE 7/7/2015 0.07 ISHARES EDGE MSCI INTL SIZE FACTOR iShares Foreign Large Blend
1089    ITA 9/28/2009 44 ISHARES US AEROSPACE & DEFENSE iShares Industrials
1090    ITB 9/28/2009 903 ISHARES US HOME CONSTRUCTION iShares Consumer Cyclical
1091    ITE 9/28/2009 11 SPDR BLMBG BARCLAYS INTERM TERM TRS ETF SPDR State Street Global Advisors Intermediate Government
1092    ITEQ 11/3/2015 1.47 BLUESTAR TA-BIGITECH ISRAEL TECH ETF BlueStar Global Investors Technology
1093    ITM 9/28/2009 43 VANECK VECTORS AMT-FREE INTERM MUNI ETF Van Eck Muni National Interm
1094    ITOT 6/25/2012 100 ISHARES CORE S&P TOTAL US STOCK MKT iShares Large Blend
1095    IUS 9/12/2018 0.08 INVESCO RAFI STRATEGIC US ETF
1096    IUSB 6/12/2014 14 ISHARES CORE TOTAL USD BOND MARKET iShares Intermediate-Term Bond
1097    IUSG 6/12/2014 42 ISHARES CORE S&P US GROWTH iShares Large Growth
1098    IUSS 9/13/2018 0.04 INVESCO RAFI STRATEGIC US SMALL COMPANY ETF
1099    IUSV 6/12/2014 34 ISHARES CORE S&P US VALUE iShares Large Value
1100    IVAL 12/17/2014 1.14 VALUESHARES INTERNATIONAL QUANT VAL ETF Alpha Architect Foreign Large Value
1101    IVE 9/28/2009 294 ISHARES S&P 500 VALUE iShares Large Value
1102    IVLU 7/15/2015 2.44 ISHARES EDGE MSCI INTL VALUE FACTOR iShares Foreign Large Value
1103    IVOG 9/24/2010 5.2 VANGUARD S&P MID-CAP 400 GROWTH ETF Vanguard Mid-Cap Growth
1104    IVOO 9/24/2010 6.53 VANGUARD S&P MID-CAP 400 ETF Vanguard Mid-Cap Blend
1105    IVOV 9/24/2010 4 VANGUARD S&P MID-CAP 400 VALUE ETF Vanguard Mid-Cap Value
1106    IVV 9/28/2009 1569 ISHARES CORE S&P 500 iShares Large Blend
1107    IVW 9/28/2009 313 ISHARES S&P 500 GROWTH iShares Large Growth
1108    IWB 9/28/2009 484 ISHARES RUSSELL 1000 iShares Large Blend
1109    IWC 9/28/2009 37 ISHARES MICRO-CAP iShares Small Blend
1110    IWD 9/28/2009 813 ISHARES RUSSELL 1000 VALUE iShares Large Value
1111    IWF 9/28/2009 849 ISHARES RUSSELL 1000 GROWTH iShares Large Growth
1112    IWL 9/28/2009 2.45 ISHARES RUSSELL TOP 200 iShares Large Blend
1113    IWM 9/28/2009 12468 ISHARES RUSSELL 2000 iShares Small Blend
1114    IWN 9/28/2009 744 ISHARES RUSSELL 2000 VALUE iShares Small Value
1115    IWO 9/28/2009 643 ISHARES RUSSELL 2000 GROWTH iShares Small Growth
1116    IWP 9/28/2009 163 ISHARES RUSSELL MID-CAP GROWTH iShares Mid-Cap Growth
1117    IWR 9/28/2009 203 ISHARES RUSSELL MID-CAP iShares Mid-Cap Blend
1118    IWS 9/28/2009 264 ISHARES RUSSELL MID-CAP VALUE iShares Mid-Cap Value
1119    IWV 9/28/2009 122 ISHARES RUSSELL 3000 iShares Large Blend
1120    IWX 9/28/2009 4.42 ISHARES RUSSELL TOP 200 VALUE iShares Large Value
1121    IWY 9/28/2009 11 ISHARES RUSSELL TOP 200 GROWTH iShares Large Growth
1122    IXC 9/28/2009 62 ISHARES GLOBAL ENERGY iShares Equity Energy
1123    IXG 9/28/2009 17 ISHARES GLOBAL FINANCIALS iShares Financial
1124    IXJ 9/28/2009 26 ISHARES GLOBAL HEALTHCARE iShares Health
1125    IXN 9/28/2009 19 ISHARES GLOBAL TECH iShares Technology
1126    IXP 9/28/2009 15 ISHARES GLOBAL TELECOM iShares Communications
1127    IXSE 4/4/2019 0.02 WISDOMTREE INDIA EX-STATE-OWNED ENTERPRISES FUND Exchange Traded Fund Financial
1128    IXUS 10/22/2012 55 ISHARES CORE MSCI TOTAL INTL STK iShares Foreign Large Blend
1129    IYC 9/28/2009 20 ISHARES US CONSUMER SERVICES iShares Consumer Cyclical
1130    IYE 9/28/2009 229 ISHARES US ENERGY iShares Equity Energy
1131    IYF 9/28/2009 259 ISHARES US FINANCIALS iShares Financial
1132    IYG 9/28/2009 56 ISHARES US FINANCIAL SERVICES iShares Financial
1133    IYH 9/28/2009 50 ISHARES US HEALTHCARE iShares Health
1134    IYJ 9/28/2009 38 ISHARES US INDUSTRIALS iShares Industrials
1135    IYK 9/28/2009 15 ISHARES US CONSUMER GOODS iShares Consumer Defensive
1136    IYLD 4/5/2012 7.32 ISHARES MORNINGSTAR MULTI-ASSET INCOME iShares Allocation--30% to 50% Equity
1137    IYM 9/28/2009 141 ISHARES DOW JONES U.S. BASIC MA iShares Natural Resources
1138    IYR 9/28/2009 4058 ISHARES US REAL ESTATE iShares Real Estate
1139    IYT 9/28/2009 206 ISHARES TRANSPORTATION AVERAGE iShares Industrials
1140    IYW 9/28/2009 99 ISHARES US TECHNOLOGY iShares Technology
1141    IYY 9/28/2009 13 ISHARES DOW JONES U.S. TOTAL MA iShares Large Blend
1142    IYZ 9/28/2009 139 ISHARES US TELECOMMUNICATIONS iShares Communications
1143    IZRL 12/5/2017 0.54 ARK ETF TRUST Exchange Traded Fund Financial
1144    JAGG 12/14/2018 0.45 JPMORGAN U.S. AGGREGATE BOND ETF Exchange Traded Fund Financial
1145    JAMF 3/29/2019 0.01 WISDOMTREE TRUST Exchange Traded Fund Financial
1146    JCPB 1/30/2019 0.02 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
1147    JDIV 11/9/2017 0.09 JPMORGAN U.S. DIVIDEND ETF Exchange Traded Fund Financial
1148    JDST 10/3/2013 529 DIREXION DAILY JR GLD MNRS BEAR 3X ETF Direxion Funds Trading--Inverse Equity
1149    JETS 4/30/2015 4.92 US GLOBAL JETS ETF U.S. Global Investors Miscellaneous Sector
1150    JHCS 3/13/2019 0.03 JOHN HANCOCK MULTIFACTOR MEDIA AND COMMUNICATIONS ETF Exchange Traded Fund Financial
1151    JHEM 9/28/2018 0.22 JOHN HANCOCK MULTIFACTOR EMERGING MARKETS ETF Exchange Traded Fund Financial
1152    JHMA 3/29/2016 0.15 JOHN HANCOCK MULTIFACTOR MATERIALS ETF Exchange Traded Fund Financial
1153    JHMC 10/1/2015 0.41 JOHN HANCOCK MULTIFACTOR CONSUMER DISCRETIONARY ETF Exchange Traded Fund Financial
1154    JHMD 12/16/2016 1.07 JHANCOCK MULTIFACTOR DEVELOPED INTL ETF John Hancock Foreign Large Blend
1155    JHME 3/29/2016 0.32 JOHN HANCOCK MULTIFACTOR ENERGY ETF Exchange Traded Fund Financial
1156    JHMF 9/29/2015 0.61 JHANCOCK MULTIFACTOR FINANCIALS ETF John Hancock Financial
1157    JHMH 9/30/2015 0.49 JHANCOCK MULTIFACTOR HEALTH CARE ETF John Hancock Health
1158    JHMI 3/29/2016 0.23 JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF Exchange Traded Fund Financial
1159    JHML 9/30/2015 2.51 JHANCOCK MULTIFACTOR LARGE CAP ETF John Hancock Large Blend
1160    JHMM 9/29/2015 4.72 JHANCOCK MULTIFACTOR MID CAP ETF John Hancock Mid-Cap Blend
1161    JHMS 3/29/2016 0.31 JOHN HANCOCK MULTIFACTOR CONSUMER STAPLES ETF Exchange Traded Fund Financial
1162    JHMT 9/30/2015 0.64 JHANCOCK MULTIFACTOR TECHNOLOGY ETF John Hancock Technology
1163    JHMU 3/29/2016 0.31 JOHN HANCOCK MULTIFACTOR UTILITIES ETF Exchange Traded Fund Financial
1164    JHSC 11/9/2017 0.6 JOHN HANCOCK MULTIFACTOR SMALL CAP ETF Exchange Traded Fund Financial
1165    JIGB 12/14/2018 0.03 JPMORGAN CORPORATE BOND RESEARCH ENHANCED ETF Exchange Traded Fund Financial
1166    JJA 9/28/2009 4.86 IPATH BLOOMBERG AGRICULTURE SUBTR ETN Barclays Funds Commodities Agriculture
1167    JJC 9/28/2009 24 IPATH DOW JONES UBS COPPER TOTA iPath Commodities Industrial Metals
1168    JJE 9/28/2009 1.18 IPATH BLOOMBERG ENERGY SUBTR ETN Barclays Funds Commodities Energy
1169    JJG 9/28/2009 21 IPATH BLOOMBERG GRAINS SUBTR ETN Barclays Funds Commodities Agriculture
1170    JJM 9/28/2009 1.81 IPATH DOW JONES UBS INDUSTRIAL iPath Commodities Industrial Metals
1171    JJN 9/28/2009 2.81 IPATH BLOOMBERG NICKEL SUBTR ETN Barclays Funds Commodities Industrial Metals
1172    JJP 9/28/2009 1.31 IPATH DJ-UBS PRECIOUS METALS SU iPath Commodities Precious Metals
1173    JJS 9/28/2009 2.01 IPATH BLOOMBERG SOFTS SUBTR ETN Barclays Funds Commodities Agriculture
1174    JJT 9/30/2009 2.51 IPATH BLOOMBERG TIN SUBTR ETN Barclays Funds Commodities Industrial Metals
1175    JJU 9/28/2009 1.18 IPATH DJ-UBS ALUMINUM SUBINDEX iPath Commodities Industrial Metals
1176    JKD 9/28/2009 6.76 ISHARES MORNINGSTAR LARGE-CAP iShares Large Blend
1177    JKE 9/28/2009 7.92 ISHARES MORNINGSTAR LARGE GROWT iShares Large Growth
1178    JKF 9/28/2009 4.44 ISHARES MORNINGSTAR LARGE-CAP VALUE iShares Large Value
1179    JKG 9/28/2009 4.33 ISHARES MORNINGSTAR MID-CAP iShares Mid-Cap Blend
1180    JKH 9/28/2009 3.15 ISHARES MORNINGSTAR MID-CAP GROWTH iShares Mid-Cap Growth
1181    JKI 9/28/2009 3.37 ISHARES MORNINGSTAR MID-CAP VALUE iShares Mid-Cap Value
1182    JKJ 9/28/2009 2.92 ISHARES MORNINGSTAR SMALL-CAP iShares Small Blend
1183    JKK 9/28/2009 2.43 ISHARES MORNINGSTAR SMALL-CAP GROWTH iShares Small Growth
1184    JKL 9/28/2009 4.94 ISHARES MORNINGSTAR SMALL-CAP VALUE iShares Small Value
1185    JMIN 11/9/2017 0.17 JPMORGAN U.S. MINIMUM VOLATILITY ETF Exchange Traded Fund Financial
1186    JMOM 11/9/2017 0.13 JPMORGAN U.S. MOMENTUM FACTOR ETF Exchange Traded Fund Financial
1187    JMST 10/18/2018 0.26 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
1188    JMUB 10/31/2018 0.09 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
1189    JNK 9/28/2009 1614 SPDR BLMBG BARCLAYS HIGH YIELD BD ETF SPDR State Street Global Advisors High Yield Bond
1190    JNUG 10/3/2013 1348 DIREXION DAILY JR GLD MNRS BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1191    JO 9/28/2009 38 IPATH BLOOMBERG COFFEE SUBTR ETN Barclays Funds Commodities Agriculture
1192    JPED 12/1/2017 0.04 JPMORGAN EVENT DRIVEN ETF Exchange Traded Fund Financial
1193    JPEM 1/9/2015 2.98 JPMORGAN DIVERSIFIED RETURN EMKTS EQ ETF JPMorgan Diversified Emerging Mkts
1194    JPEU 6/29/2015 0.35 JPMORGAN DIVERSIFIED RETURN EUROPE EQUITY ETF Exchange Traded Fund Financial
1195    JPGB 4/7/2017 0.77 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
1196    JPGE 6/17/2014 1.54 JPMORGAN DIVERSIFIED RETURN GLBL EQ ETF JPMorgan World Stock
1197    JPHF 9/15/2016 1.63 JPMORGAN DIVERSIFIED ALTERNATIVE ETF JPMorgan Multialternative
1198    JPHY 9/15/2016 1.37 JPMORGAN DISCIPLINED HIGH YIELD ETF JPMorgan High Yield Bond
1199    JPIN 11/7/2014 12 JPMORGAN DIVERSIFIED RETURN INTL EQ ETF JPMorgan Foreign Large Blend
1200    JPLS 1/25/2018 0.1 JPMORGAN LONG/SHORT ETF Exchange Traded Fund Financial
1201    JPMB 1/31/2018 0.15 JPMORGAN USD EMERGING MARKETS SOVEREIGN BOND ETF Exchange Traded Fund Financial
1202    JPME 5/18/2016 0.89 JPMORGAN DIVERS RET US MID CP EQ ETF JPMorgan Mid-Cap Blend
1203    JPMF 12/7/2017 0.2 JPMORGAN MANAGED FUTURES STRATEGY ETF Exchange Traded Fund Financial
1204    JPMV 6/5/2014 1.17 ISHARES EDGE MSCI MIN VOL JAPAN iShares Japan Stock
1205    JPN 6/24/2015 1.03 DEUTSCHE X-TRACKERS JPN JPX-NIKKEI400 EQ Deutsche Asset Management Japan Stock
1206    JPNL 6/26/2013 3.05 DIREXION DAILY JAPAN BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1207    JPSE 11/17/2016 1.24 JPMORGAN DIVERS RET US SMALL CAP EQ ETF JPMorgan Small Blend
1208    JPST 5/19/2017 24 J.P. MORGAN EXCHANGE-TRADED FUND TRUST Exchange Traded Fund Financial
1209    JPUS 9/30/2015 2.57 JPMORGAN DIVERSIFIED RETURN US EQ ETF JPMorgan Large Blend
1210    JPXN 3/9/2015 1.37 ISHARES JPX-NIKKEI 400 iShares Japan Stock
1211    JQUA 11/9/2017 0.12 JPMORGAN U.S. QUALITY FACTOR ETF Exchange Traded Fund Financial
1212    JSMD 2/25/2016 0.59 JANUS SMALL/MID CAP GROWTH ALPHA ETF Janus Mid-Cap Growth
1213    JSML 2/25/2016 0.47 JANUS SMALL CAP GROWTH ALPHA ETF
1214    JUST 6/13/2018 0.67 GOLDMAN SACHS JUST U.S. LARGE CAP EQUITY ETF Exchange Traded Fund Financial
1215    JVAL 11/9/2017 0.13 JPMORGAN U.S. VALUE FACTOR ETF Exchange Traded Fund Financial
1216    JXI 9/28/2009 12 ISHARES GLOBAL UTILITIES iShares Utilities
1217    KALL 2/5/2018 0.08 KRANESHARES MSCI ALL CHINA INDEX ETF Exchange Traded Fund Financial
1218    KARS 1/19/2018 0.64 KRANESHARES ELECTRIC VEHICLES AND FUTURE MOBILITY INDEX ETF Exchange Traded Fund Financial
1219    KBA 3/5/2014 19 KRANESHARES BOSERA MSCI CHINA A ETF KraneShares China Region
1220    KBE 9/28/2009 959 SPDR S&P BANK ETF SPDR State Street Global Advisors Financial
1221    KBWB 11/1/2011 50 POWERSHARES KBW BANK ETF PowerShares Financial
1222    KBWD 12/2/2010 13 POWERSHARES KBW HIGH DIV YLD FINCL ETF PowerShares Financial
1223    KBWP 12/2/2010 2.15 POWERSHARES KBW PRPTY & CASUALTY INS ETF PowerShares Financial
1224    KBWR 11/1/2011 3.81 POWERSHARES KBW REGIONAL BANKING ETF PowerShares Financial
1225    KBWY 12/2/2010 9.9 POWERSHARES KBW PREMIUM YLD EQ REIT ETF PowerShares Real Estate
1226    KCCB 6/28/2018 0.03 KRANESHARES CCBS CHINA CORPORATE HIGH YIELD BOND USD INDEX ETF Exchange Traded Fund Financial
1227    KCE 9/28/2009 8.5 SPDR S&P CAPITAL MARKETS ETF SPDR State Street Global Advisors Financial
1228    KCNY 12/3/2014 1.88 KRANESHARES E CHINA COMRCL PAPER ETF KraneShares Emerging-Markets Local-Currency Bond
1229    KEMQ 10/12/2017 1.03 KRANESHARES EMERGING MARKETS CONSUMER TECHNOLOGY INDEX ETF Exchange Traded Fund Financial
1230    KEMX 4/12/2019 0.02 KRANESHARES MSCI EMERGING MARKETS EX CHINA INDEX ETF Exchange Traded Fund Financial
1231    KFYP 7/23/2013 0.52 KRANESHARES ZACKS NEW CHINA ETF KraneShares China Region
1232    KGRN 10/13/2017 0.14 KRANESHARES MSCI CHINA ENVIRONMENT INDEX ETF Exchange Traded Fund Financial
1233    KIE 9/28/2009 74 SPDR S&P INSURANCE ETF SPDR State Street Global Advisors Financial
1234    KLCD 6/12/2019 0.05 KFA LARGE CAP QUALITY DIVIDEND INDEX ETF Exchange Traded Fund Financial
1235    KLDW 7/9/2015 1.33 GAVEKAL KNOWLEDGE LEADERS DEV WLD ETF GaveKal World Stock
1236    KNAB 4/3/2019 0.02 BANK OF MONTREAL Commercial Banks Finance
1237    KNG 3/27/2018 0.36 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
1238    KNOW 12/8/2011 3.74 DIREXION ALL CAP INSIDER SENTIMENT ETF Direxion Funds Mid-Cap Blend
1239    KOIN 1/30/2018 0.23 INNOVATION SHARES NEXTGEN PROTOCOL ETF Exchange Traded Fund Financial
1240    KOL 9/28/2009 61 VANECK VECTORS COAL ETF Van Eck Miscellaneous Sector
1241    KOLD 10/6/2011 17 PROSHARES ULTRASHORT BLOOMBERG NATRL GAS ProShares Trading--Inverse Commodities
1242    KORP 1/16/2018 0.14 AMERICAN CENTURY DIVERSIFIED CORPORATE BOND ETF Exchange Traded Fund Financial
1243    KORU 4/10/2013 4.52 DIREXION DAILY SOUTH KOREA BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1244    KRE 9/28/2009 2032 SPDR S&P REGIONAL BANKING ETF SPDR State Street Global Advisors Financial
1245    KRMA 7/12/2016 0.52 GLOBAL X CONSCIOUS COMPANIES ETF Global X Funds Large Blend
1246    KSA 9/28/2009 21 ISHARES MSCI SAUDI ARABIA CAPPED iShares Miscellaneous Region
1247    KSCD 6/12/2019 0.03 KFA SMALL CAP QUALITY DIVIDEND INDEX ETF Exchange Traded Fund Financial
1248    KURE 2/1/2018 0.91 KRANESHARES MSCI ALL CHINA HEALTH CARE INDEX ETF Exchange Traded Fund Financial
1249    KWEB 8/1/2013 128 KRANESHARES CSI CHINA INTERNET ETF
1250    KXI 9/28/2009 13 ISHARES GLOBAL CONSUMER STAPLES iShares Consumer Defensive
1251    LABD 5/28/2015 317 DIREXION DAILY S&P BIOTECH BEAR 3X ETF Direxion Funds Trading--Inverse Equity
1252    LABU 5/28/2015 413 DIREXION DAILY S&P BIOTECH BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1253    LBDC 10/9/2015 0.17 UBS ETRACS 2\U00D7LVG LNG WF B D CO ETN SERB UBS Group AG Trading--Leveraged Equity
1254    LBJ 12/3/2009 12 DIREXION DAILY LATIN AMERICA BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1255    LD 9/28/2009 0.73 IPATH DJ-UBS LEAD SUBINDEX TOTA iPath Commodities Industrial Metals
1256    LDRI 9/10/2014 0.46 INVESCO LADDERRITE 0-5 YEAR CORPORATE BOND ETF
1257    LDRS 12/21/2017 1.47 INNOVATOR IBD ETF LEADERS ETF Exchange Traded Fund Financial
1258    LDSF 1/7/2019 0.45 FIRST TRUST LOW DURATION STRATEGIC FOCUS ETF
1259    LDUR 1/23/2014 1.79 PIMCO LOW DURATION ACTIVE ETF Pimco Short-Term Bond
1260    LEAD 1/6/2016 0.76 REALITY SHARES ETF TRUST Exchange Traded Fund Financial
1261    LEGR 1/25/2018 0.69 FIRST TRUST INDXX INNOVATIVE TRANSACTION & PROCESS ETF
1262    LEMB 10/20/2011 20 ISHARES EMERG MKTS LOCAL CURRENCY BOND iShares Emerging-Markets Local-Currency Bond
1263    LEND 5/9/2019 0.02 AMPLIFY CROWDBUREAU PEER-TO-PEER LENDING & CROWDFUNDING ETF Exchange Traded Fund Financial
1264    LFEQ 10/5/2017 0.5 VANECK VECTORS NDR CMG LONG/FLAT ALLOCATION ETF Exchange Traded Fund Financial
1265    LGLV 2/21/2013 2.79 SPDR SSGA US LARGE CAP LOW VOLATIL ETF SPDR State Street Global Advisors Large Blend
1266    LGOV 1/23/2019 0.03 FIRST TRUST LONG DURATION OPPORTUNITIES ETF Exchange Traded Fund Financial
1267    LIT 7/23/2010 41 GLOBAL X LITHIUM & BATTERY TECH ETF Global X Funds Natural Resources
1268    LKOR 9/24/2015 0.42 FLEXSHARES CREDIT-SCORED US LONG CORPORATE BOND INDEX FUND
1269    LLQD 9/14/2017 0.13
1270    LMBS 11/5/2014 19 FIRST TRUST LOW DURATION OPPORTUNITIES ETF
1271    LMLP 9/28/2009 16 UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN UBS Group AG Trading--Leveraged Equity
1272    LNGR 5/10/2016 0.44 GLOBAL X LONGEVITY THEMATIC ETF Global X Funds Health
1273    LOUP 7/25/2018 0.28 INNOVATOR LOUP FRONTIER TECH E Exchange Traded Fund Financial
1274    LOWC 11/26/2014 0.4 SPDR MSCI ACWI LOW CARBON TARGET ETF SPDR State Street Global Advisors World Stock
1275    LQD 9/28/2009 1067 ISHARES IBOXX $ INVESTMENT GRAD iShares Long-Term Bond
1276    LQDH 6/17/2014 1.25 ISHARES INTEREST RATE HEDGED CORPORATE BOND ETF Exchange Traded Fund Financial
1277    LQDI 5/10/2018 0.03 ISHARES U.S. ETF TRUST Exchange Traded Fund Financial
1278    LRET 5/6/2015 1.65 UBS ETRACS MONPAY 2XLVG MSCI US REIT ETN UBS Group AG Trading--Leveraged Equity
1279    LRGE 5/25/2017 0.43 CLEARBRIDGE LARGE CAP GROWTH ESG ETF
1280    LRGF 4/30/2015 11 ISHARES EDGE MSCI MULTIFACTOR USA iShares Large Value
1281    LSAF 10/2/2018 0.25 LEADERSHARES ALPHAFACTOR US CORE EQUITY ETF Exchange Traded Fund Financial
1282    LSST 12/28/2017 0.09 NATIXIS ETF TRUST NATIXIS LOOMIS SAYLES SHORT DURATION INCOME Exchange Traded Fund Financial
1283    LTL 9/28/2009 0.98 PROSHARES ULTRA TELECOMMUNICATI ProShares Trading-Leveraged Equity
1284    LTPZ 9/28/2009 5.66 PIMCO 15+ YEAR US TIPS ETF Pimco Inflation-Protected Bond
1285    LVHB 10/20/2016 1.31 ELKHORN LUNT LOW VOL/HIGH BETA TACT Elkhorn Large Blend
1286    LVHD 12/29/2015 4.05 LEGG MASON LOW VOLATILITY HIGH DIV ETF Legg Mason Large Value
1287    LVHE 11/18/2016 0.19 LEGG MASON ETF INVESTMENT TRUST Exchange Traded Fund Financial
1288    LVHI 7/28/2016 0.42 LEGG MASON INTL LOW VOLATIL HI DIV ETF Legg Mason Foreign Large Value
1289    LVIN 5/11/2017 0.04 LATTICE STRATEGIES TRUST Exchange Traded Fund Financial
1290    LVL 9/28/2009 5.95 GUGGENHEIM S&P GLOBAL DIVIDEND OPPS ETF Guggenheim Investments World Stock
1291    LVUS 5/11/2017 0.07 LATTICE STRATEGIES TRUST Exchange Traded Fund Financial
1292    MAAX 5/16/2019 0.03 VANECK VECTORS ETF TRUST Exchange Traded Fund Financial
1293    MAGA 9/7/2017 0.36 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
1294    MBB 9/28/2009 130 ISHARES MBS iShares Intermediate-Term Bond
1295    MBG 9/28/2009 6.97 SPDR BLMBG BARCLAYS MORTG BACKED BD ETF SPDR State Street Global Advisors Intermediate-Term Bond
1296    MBSD 9/4/2014 1.07 FLEXSHARES DISCIPLINED DURATION MBS ETF Flexshares Trust Intermediate Government
1297    MCEF 9/29/2016 0.25 FIRST TRUST MUNICIPAL CEF INCOME OPP ETF First Trust Muni National Interm
1298    MCHI 3/31/2011 616 ISHARES MSCI CHINA iShares China Region
1299    MCRO 9/28/2009 1.91 IQ HEDGE MACRO TRACKER ETF IndexIQ World Allocation
1300    MDIV 8/14/2012 24 MULTI-ASSET DIVERSIFIED INCOME ETF First Trust Allocation--50% to 70% Equity
1301    MDY 9/28/2009 1097 SPDR S&P MIDCAP 400 ETF SPDR State Street Global Advisors Mid-Cap Blend
1302    MDYG 8/30/2010 6.9 SPDR S&P 400 MID CAP GROWTH ETF SPDR State Street Global Advisors Mid-Cap Growth
1303    MDYV 8/30/2010 6.16 SPDR S&P 400 MID CAP VALUE ETF SPDR State Street Global Advisors Mid-Cap Value
1304    MEAR 3/5/2015 1.32 ISHARES SHORT MATURITY MUNICIPAL BOND iShares Muni National Short
1305    MEXX 5/3/2017 1.62 DIREXION DAILY MSCI MEXICO BULL 3X SHARES Exchange Traded Fund Financial
1306    MFDX 9/6/2017 0.33 PIMCO EQUITIY SERIES PIMCO RAFI DYNAMIC MULTI-FACTOR INTERNATI Exchange Traded Fund Financial
1307    MFEM 9/6/2017 0.66 PIMCO EQUITIY SERIES PIMCO RAFI DYNAMIC MULTI-FACTOR EMERGING Exchange Traded Fund Financial
1308    MFUS 9/6/2017 0.49 PIMCO EQUITIY SERIES PIMCO RAFI DYNAMIC MULTI-FACTOR U.S. EQUI Exchange Traded Fund Financial
1309    MGC 9/28/2009 16 VANGUARD MEGA CAP ETF Vanguard Large Blend
1310    MGK 9/28/2009 34 VANGUARD MEGA CAP GROWTH ETF Vanguard Large Growth
1311    MGV 9/28/2009 16 VANGUARD MEGA CAP VALUE ETF Vanguard Large Value
1312    MIDU 3/5/2012 19 DIREXION DAILY MID CAP BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1313    MIDZ 3/5/2012 6.73 DIREXION DAILY MID CAP BEAR 3X ETF Direxion Funds Trading--Inverse Equity
1314    MILN 5/6/2016 1.11 GLOBAL X MILLENNIALS THEMATIC ETF Global X Funds Large Growth
1315    MINC 3/20/2013 4.33 ADVISORSHARES NEWFLEET MULTI-SECTOR INCOME ETF Exchange Traded Fund Financial
1316    MINT 11/17/2009 81 PIMCO ENHANCED SHORT MATURITY ACTIVE ETF Pimco Ultrashort Bond
1317    MJ 8/14/2017 47 ETFMG ALTERNATIVE HARVEST ETF Exchange Traded Fund Financial
1318    MLN 9/28/2009 9.59 VANECK VECTORS AMT-FREE LONG MUNI ETF Van Eck Muni National Long
1319    MLPA 4/19/2012 36 GLOBAL X MLP ETF Global X Funds Energy Limited Partnership
1320    MLPB 10/9/2015 0.04 UBS ETRACS ALERIAN MLPINFRS ETN SERB UBS Group AG Energy Limited Partnership
1321    MLPC 9/26/2013 1.38 C-TRACKS ETN BSD ON PERF OF M/H MLP FDMT Citigroup Energy Limited Partnership
1322    MLPE 8/10/2016 0.04 CITIGROUP INC. Major Banks Finance
1323    MLPG 7/14/2010 0.95 UBS ETRACS ALERIAN NATURAL GAS MLP ETN UBS Group AG Energy Limited Partnership
1324    MLPI 4/9/2010 88 UBS ETRACS ALERIAN MLP INFRAS ETN UBS Group AG Energy Limited Partnership
1325    MLPO 12/4/2014 0.08 CREDIT SUISSE AG Investment Bankers/Brokers/Service Finance
1326    MLPQ 2/9/2016 3.03 UBS ETRACS 2XMLVGALERIANMLPIFR ETN SERB UBS AG Trading--Leveraged Equity
1327    MLPX 8/7/2013 15 GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF Global X Funds Energy Limited Partnership
1328    MLPY 3/17/2011 1.71 MORGAN STANLEY CUSHING MLP HIGH
1329    MLPZ 2/9/2016 0.32 UBS ETRACS 2X M LVG S&P MLP ETN SERB UBS AG Trading--Leveraged Equity
1330    MLQD 9/14/2017 0.1
1331    MLTI 9/30/2015 0.07 CREDIT SUISSE X-LINKS MULTI-ASSET HIGH INCOME EXCHANGE TRADED Exchange Traded Fund Financial
1332    MMIN 10/18/2017 0.15 IQ MACKAY MUNICIPAL INSURED ETF Exchange Traded Fund Financial
1333    MMIT 10/18/2017 0.08 IQ MACKAY MUNICIPAL INTERMEDIATE ETF Exchange Traded Fund Financial
1334    MMTM 10/25/2012 0.41 SPDR S&P 1500 MOMENTUM TILT ETF SPDR State Street Global Advisors Large Blend
1335    MNA 11/17/2009 11 IQ MERGER ARBITRAGE ETF IndexIQ Market Neutral
1336    MOAT 4/25/2012 26 VANECK VECTORS MORNINGSTAR WIDE MOAT ETF Van Eck Large Blend
1337    MOM 9/7/2011 0.89 QUANTSHARES US MARKET NEUT MOMENTUM QuantShares Market Neutral
1338    MOO 9/28/2009 177 VANECK VECTORS AGRIBUSINESS ETF Van Eck Natural Resources
1339    MORL 10/17/2012 50 UBS ETRACS MTHLY PY 2XLVG MORTG REIT ETN UBS Group AG Trading--Leveraged Equity
1340    MORT 8/17/2011 7.89 VANECK VECTORS MORTGAGE REIT INCOME ETF Van Eck Real Estate
1341    MOTI 7/14/2015 1.29 VANECK VECTORS MORNINGSTAR INTL MOAT ETF Van Eck Foreign Large Value
1342    MRGR 12/13/2012 0.39 PROSHARES MERGER ProShares Market Neutral
1343    MRRL 10/9/2015 4.52 UBS ETRACS M PY 2XLVG MORTGREIT ETN SERB UBS Group AG Trading--Leveraged Equity
1344    MSUS 4/4/2018 0.05 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
1345    MTUM 4/18/2013 93 ISHARES EDGE MSCI USA MOMENTUM FACTOR iShares Large Growth
1346    MUB 9/28/2009 126 ISHARES NATIONAL MUNI BOND iShares Muni National Interm
1347    MUNI 12/2/2009 6.81 PIMCO INTERMEDIATE MUNICIPAL BD ACTV ETF Pimco Muni National Interm
1348    MUST 10/10/2018 0.05 COLUMBIA MULTI-SECTOR MUNICIPAL INCOME ETF Exchange Traded Fund Financial
1349    MUTE 1/14/2019 0.11 DIREXION DAILY COMMUNICATION SERVICES INDEX BEAR 3X SHARES Exchange Traded Fund Financial
1350    MVIN 10/27/2016 0.16 NATIXIS SEEYOND INTL MNMM VOLATIL ETF Natixis Funds Foreign Large Blend
1351    MVV 9/28/2009 60 PROSHARES ULTRA MIDCAP400 ProShares Trading--Leveraged Equity
1352    MXDE 3/27/2018 0.04 NATIONWIDE MAXIMUM DIVERSIFICATION EMERGING MARKETS CORE EQUIT Exchange Traded Fund Financial
1353    MXDU 9/18/2017 0.07 NATIONWIDE MAXIMUM DIVERSIFICATION U.S. CORE EQUITY ETF Exchange Traded Fund Financial
1354    MXI 9/28/2009 17 ISHARES S&P GLOBAL MATERIALS SE iShares Natural Resources
1355    MYY 9/28/2009 11 PROSHARES SHORT MIDCAP400 ProShares Trading--Inverse Equity
1356    MZZ 9/28/2009 24 PROSHARES ULTRASHORT MIDCAP400 ProShares Trading--Inverse Equity
1357    NACP 7/19/2018 0.04 IMPACT SHARES TRUST I IMPACT SHARES NAACP MINORITY EMPOWERMENT Exchange Traded Fund Financial
1358    NAIL 8/19/2015 4.78 DIREXION DAILY HMBLDRS&SUPLS BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1359    NANR 12/16/2015 2.06 SPDR S&P NORTH AMERICAN NATURAL RES ETF SPDR State Street Global Advisors Natural Resources
1360    NEAR 9/26/2013 38 ISHARES SHORT MATURITY BOND iShares Ultrashort Bond
1361    NERD 6/4/2019 0.19 ROUNDHILL BITKRAFT ESPORTS & DIGITAL ENTERTAINMENT ETF Exchange Traded Fund Financial
1362    NETL 9/28/2009 205 NETLEASE CORPORATE REAL ESTATE ETF Exchange Traded Fund Financial
1363    NFLT 8/11/2015 4.08 VIRTUS NEWFLEET MULTI-SECT UNCONS BD ETF Newfleet Asset Management Multisector Bond
1364    NFO 9/28/2009 5.46 GUGGENHEIM INSIDER SENTIMENT ETF Guggenheim Investments Mid-Cap Blend
1365    NFRA 10/9/2013 5.21 FLEXSHARES STOXX GLOBAL BROAD INFRAS ETF Flexshares Trust Infrastructure
1366    NFTY 11/3/2017 0.04 FIRST TRUST INDIA NIFTY 50 EQUAL WEIGHT ETF
1367    NGE 4/3/2013 9.3 GLOBAL X MSCI NIGERIA ETF Global X Funds Miscellaneous Region
1368    NIB 9/29/2009 11 IPATH BLOOMBERG COCOA SUBTR ETN Barclays Funds Commodities Agriculture
1369    NLR 9/28/2009 8.12 VANECK VECTORS URANIUM+NUCLEAR ENGY ETF Van Eck Miscellaneous Sector
1370    NOBL 10/10/2013 45 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ProShares Large Blend
1371    NORW 11/10/2010 12 GLOBAL X MSCI NORWAY ETF Global X Funds Miscellaneous Region
1372    NRGD 4/10/2019 0.03 BANK OF MONTREAL Commercial Banks Finance
1373    NRGO 4/10/2019 0.01 BANK OF MONTREAL Commercial Banks Finance
1374    NRGU 4/10/2019 0.02 BANK OF MONTREAL Commercial Banks Finance
1375    NRGZ 4/10/2019 0.02 BANK OF MONTREAL Commercial Banks Finance
1376    NTSX 8/2/2018 0.12 WISDOMTREE 90/60 U.S. BALANCED FUND Exchange Traded Fund Financial
1377    NUAG 9/15/2016 1.27 NUSHARES ENHANCED YIELD US AGGT BD ETF Nuveen Intermediate-Term Bond
1378    NUBD 10/2/2017 0.54 NUVEEN ESG U.S. AGGREGATE BOND ETF Exchange Traded Fund Financial
1379    NUDM 6/7/2017 0.27 NUSHARES ENHANCED YIELD US AGGREGATE BOND ETF Exchange Traded Fund Financial
1380    NUEM 6/7/2017 0.24 NUSHARES ENHANCED YIELD US AGGREGATE BOND ETF Exchange Traded Fund Financial
1381    NUGT 12/8/2010 2368 DIREXION DAILY GOLD MINERS BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1382    NULC 6/4/2019 0.07 NUSHARES ETF TRUST Exchange Traded Fund Financial
1383    NULG 12/14/2016 0.49 NUSHARES ENHANCED YIELD US AGGREGATE BOND ETF Exchange Traded Fund Financial
1384    NULV 12/14/2016 0.63 NUSHARES ENHANCED YIELD US AGGREGATE BOND ETF Exchange Traded Fund Financial
1385    NUMG 12/14/2016 0.36 NUSHARES ENHANCED YIELD US AGGREGATE BOND ETF Exchange Traded Fund Financial
1386    NUMV 12/14/2016 0.32 NUSHARES ENHANCED YIELD US AGGREGATE BOND ETF Exchange Traded Fund Financial
1387    NURE 12/20/2016 0.26 NUSHARES SHORT-TERM REIT ETF Nuveen Real Estate
1388    NUSA 4/3/2017 0.16 NUVEEN ENHANCED YIELD 1-5 YEAR U.S. AGGREGATE BOND ETF Exchange Traded Fund Financial
1389    NUSC 12/14/2016 0.93 NUSHARES ENHANCED YIELD US AGGREGATE BOND ETF Exchange Traded Fund Financial
1390    NXTG 12/3/2018 0.32 FIRST TRUST INDXX NEXTG ETF
1391    NYF 9/28/2009 3.8 ISHARES S&P NY MUNI iShares Muni New York Long
1392    OBOR 9/8/2017 0.63 KRANESHARES MSCI ONE BELT ONE ROAD INDEX ETF Exchange Traded Fund Financial
1393    OCIO 6/27/2017 0.1 ETF SERIES SOLUTIONS TRUST ETF Exchange Traded Fund Financial
1394    OEF 9/28/2009 285 ISHARES S&P 100 iShares Large Blend
1395    OEUR 8/19/2015 1.47 O'SHARES FTSE EUROPE QUALITY DIV ETF O\u2019Shares Investments Europe Stock
1396    OGIG 6/5/2018 1.71 O'SHARES GLOBAL INTERNET GIANTS ETF Exchange Traded Fund Financial
1397    OIH 9/28/2009 2440 VANECK VECTORS OIL SERVICES ETF Van Eck Equity Energy
1398    OIL 9/28/2009 244 IPATH S&P GSCI CRUDE OIL TR ETN Barclays Funds Commodities Energy
1399    OILD 7/1/2016 25 PROSHARES ULTRAPRO 3X SHORT CRUDE OIL ETF Exchange Traded Fund Financial
1400    OILK 9/28/2016 0.86 PROSHARES K-1 FREE CRUDE OIL STRATEGY ProShares Commodities Energy
1401    OILU 7/1/2016 34 PROSHARES ULTRAPRO 3X CRUDE OIL ETF Exchange Traded Fund Financial
1402    OILX 2/18/2016 0.29 UBS AG Major Banks Finance
1403    OLD 6/9/2016 0.47 THE LONG-TERM CARE ETF Janus Real Estate
1404    OLEM 4/21/2011 0.63 IPATH PURE BETA CRUDE OIL ETN Barclays Funds Commodities Energy
1405    OMFL 11/10/2017 0.78 OPPENHEIMER ETF TRUST Exchange Traded Fund Financial
1406    OMFS 11/10/2017 0.03 OPPENHEIMER ETF TRUST Exchange Traded Fund Financial
1407    OMOM 11/10/2017 0.03 OPPENHEIMER ETF TRUST Exchange Traded Fund Financial
1408    ONEO 12/3/2015 0.76 SPDR RUSSELL 1000 MOMENTUM ETF SPDR State Street Global Advisors Mid-Cap Blend
1409    ONEQ 9/28/2009 8.95 FIDELITY NASDAQ COMPOSITE TR STK ETF Fidelity Investments Large Growth
1410    ONEV 12/3/2015 0.45 SPDR RUSSELL 1000 LOW VOL FOC ETF SPDR State Street Global Advisors Mid-Cap Blend
1411    ONEY 6/8/2015 0.26 SPDR RUSSELL 1000 YIELD ETF SPDR State Street Global Advisors Mid-Cap Value
1412    ONLN 7/16/2018 0.87 PROSHARES ONLINE RETAIL ETF Exchange Traded Fund Financial
1413    OPER 7/11/2018 0.05 ETF SERIES SOLUTIONS ETF CLEARSHARES ULTRA-SHORT MATURITY ETF Exchange Traded Fund Financial
1414    OQAL 11/10/2017 0.03 OPPENHEIMER ETF TRUST Exchange Traded Fund Financial
1415    ORG 6/9/2016 0.29 THE ORGANICS ETF Janus Consumer Defensive
1416    OSCV 7/18/2018 0.19 OPUS SMALL CAP VALUE ETF Exchange Traded Fund Financial
1417    OSIZ 11/10/2017 0.02 OPPENHEIMER ETF TRUST Exchange Traded Fund Financial
1418    OUNZ 5/16/2014 3.72 VANECK MERK GOLD TRUST Merk Funds Commodities Precious Metals
1419    OUSA 7/14/2015 6.57 O'SHARES FTSE US QUALITY DIVIDEND ETF O\u2019Shares Investments Large Value
1420    OUSM 12/30/2016 2.34 O'SHARES FTSE RUSSELL SMALL CAP QUALITY DIVIDEND ETF Exchange Traded Fund Financial
1421    OVLU 11/10/2017 0.03 OPPENHEIMER ETF TRUST Exchange Traded Fund Financial
1422    OVOL 11/10/2017 0.03 OPPENHEIMER ETF TRUST Exchange Traded Fund Financial
1423    OYLD 11/10/2017 0.03 OPPENHEIMER ETF TRUST Exchange Traded Fund Financial
1424    PACA 11/15/2018 0.02 XTRACKERS MSCI LATIN AMERICA PACIFIC ALLIANCE ETF Exchange Traded Fund Financial
1425    PAK 4/23/2015 4.61 GLOBAL X MSCI PAKISTAN ETF Global X Funds Miscellaneous Region
1426    PALL 1/8/2010 30 ETFS PHYSICAL PALLADIUM ETF Securities Commodities Precious Metals
1427    PAVE 3/8/2017 2.22 GLOBAL X FUNDS Exchange Traded Fund Financial
1428    PAWZ 11/6/2018 0.28 PROSHARES TRUST Exchange Traded Fund Financial
1429    PBD 9/28/2009 6.35 POWERSHARES GLOBAL CLEAN ENERGY ETF PowerShares Miscellaneous Sector
1430    PBDM 9/22/2017 0.06 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
1431    PBE 9/28/2009 14 POWERSHARES DYNAMIC BIOTECH & GENOME ETF PowerShares Health
1432    PBEE 9/22/2017 0.03 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
1433    PBJ 9/28/2009 11 POWERSHARES DYNAMIC FOOD & BEVERAGE ETF PowerShares Consumer Defensive
1434    PBND 9/29/2017 0.05 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
1435    PBP 9/28/2009 21 POWERSHARES S&P 500 BUYWRITE ETF PowerShares Option Writing
1436    PBS 9/28/2009 13 POWERSHARES DYNAMIC MEDIA ETF PowerShares Consumer Cyclical
1437    PBSM 9/22/2017 0.03 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
1438    PBTP 9/22/2017 0.08 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
1439    PBUS 9/22/2017 0.03 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
1440    PBW 9/28/2009 45 POWERSHARES WILDERHILL CLEAN ENERGY ETF PowerShares Miscellaneous Sector
1441    PCEF 2/19/2010 27 POWERSHARES CEF INCOME COMPOSITE ETF PowerShares Allocation--30% to 50% Equity
1442    PCY 9/28/2009 261 POWERSHARES EMERGING MARKETS SO PowerShares Emerging Markets Bond
1443    PDBC 11/7/2014 40 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ET
1444    PDEV 7/24/2019 0.01 PRINCIPAL INTERNATIONAL MULTI-FACTOR CORE INDEX ETF
1445    PDN 9/28/2009 7.24 POWERSHARES FTSE RAFI DVMKT EXUS S/M ETF PowerShares Foreign Small/Mid Value
1446    PDP 9/28/2009 38 POWERSHARES DWA TECHNICAL LEADE PowerShares Mid-Cap Growth
1447    PEJ 9/28/2009 8.81 POWERSHARES DYNAMIC LEISURE & ENTMNT ETF PowerShares Consumer Cyclical
1448    PEK 10/14/2010 8.17 VANECK VECTORS CHINAAMC CSI 300 ETF Van Eck China Region
1449    PEX 2/28/2013 0.54 PROSHARES GLOBAL LISTED PRIVATE EQUITY ProShares Miscellaneous Sector
1450    PEXL 7/24/2018 0.04 PACER US EXPORT LEADERS ETF Exchange Traded Fund Financial
1451    PEY 9/28/2009 30 POWERSHARES HIGH YLD EQ DIV ACHIEV ETF PowerShares Mid-Cap Value
1452    PEZ 9/28/2009 4.34 POWERSHARES DWA CNSMR CYCLICALS MOM ETF PowerShares Consumer Cyclical
1453    PFF 9/28/2009 589 ISHARES US PREFERRED STOCK iShares Preferred Stock
1454    PFFA 5/16/2018 0.71 VIRTUS INFRACAP U.S. PREFERRED STOCK ETF Exchange Traded Fund Financial
1455    PFFD 9/13/2017 2.66 GLOBAL X FUNDS Exchange Traded Fund Financial
1456    PFFL 9/26/2018 0.26 UBS AG Major Banks Finance
1457    PFFR 2/8/2017 0.63 ETFIS SERIES TRUST I ETF Exchange Traded Fund Financial
1458    PFI 9/28/2009 2.38 POWERSHARES DWA FINANCIAL MOMENTUM ETF PowerShares Financial
1459    PFIG 9/15/2011 3.22 POWERSHARES FUNDAMENTAL INVESTM PowerShares Intermediate-Term Bond
1460    PFM 9/28/2009 11 POWERSHARES DIVIDEND ACHIEVERS ETF PowerShares Large Value
1461    PFXF 7/17/2012 20 VANECK VECTORS PREF SECS EX FINCLS ETF Van Eck Preferred Stock
1462    PGAL 11/13/2013 5.24 GLOBAL X MSCI PORTUGAL ETF Global X Funds Miscellaneous Region
1463    PGF 9/28/2009 102 POWERSHARES FINANCIAL PREFERRED ETF PowerShares Preferred Stock
1464    PGHY 6/21/2013 6.71 INVESCO GLOBAL SHORT TERM HIGH YIELD BOND ETF Exchange Traded Fund Financial
1465    PGJ 9/28/2009 18 POWERSHARES GOLDEN DRAGON CHINA ETF PowerShares China Region
1466    PGM 9/28/2009 3.29 IPATH DJ-UBS PLATINUM SUBINDEX iPath Commodities Precious Metals
1467    PGX 9/28/2009 219 POWERSHARES PREFERRED ETF PowerShares Preferred Stock
1468    PHB 9/28/2009 86 POWERSHARES HIGH YIELD CORPORAT PowerShares High Yield Bond
1469    PHDG 12/6/2012 5.84 POWERSHARES S&P 500 DOWNSIDE HEDGED ETF PowerShares Long-Short Equity
1470    PHO 9/28/2009 34 POWERSHARES WATER RESOURCES ETF PowerShares Miscellaneous Sector
1471    PHYL 9/27/2018 0.03 PGIM ACTIVE HIGH YIELD BOND ETF Exchange Traded Fund Financial
1472    PHYS 4/9/2010 186 SPROTT PHYSICAL GOLD TRUST ETV
1473    PIC 9/28/2009 0.35 POWERSHARES DYNAMIC INSURANCE PowerShares Financial
1474    PICB 7/12/2010 11 POWERSHARES INTERNATIONAL CORPO PowerShares World Bond
1475    PICK 2/2/2012 27 ISHARES Exchange Traded Fund Financial
1476    PID 9/28/2009 46 POWERSHARES INTL DIV ACHIEV ETF PowerShares Foreign Large Value
1477    PIE 9/28/2009 31 POWERSHARES DWA EMERGING MARKETS MOM ETF PowerShares Diversified Emerging Mkts
1478    PILL 9/21/2015 0.88 DIREXION DAILY PHARMCTCL&MEDCL BL 2X ETF Direxion Funds Trading--Leveraged Equity
1479    PIN 9/28/2009 147 POWERSHARES INDIA ETF PowerShares India Equity
1480    PIO 9/28/2009 11 POWERSHARES GLOBAL WATER ETF PowerShares Miscellaneous Sector
1481    PIZ 9/28/2009 20 POWERSHARES DWA DEVELOPED MKTS MOM ETF PowerShares Foreign Large Growth
1482    PJAN 1/2/2019 0.29 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1483    PJP 9/28/2009 35 POWERSHARES DYNAMIC PHARMACEUTICALS ETF PowerShares Health
1484    PJUL 8/8/2018 0.53 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1485    PJUN 6/3/2019 0.07 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1486    PKB 9/28/2009 9.72 POWERSHARES DYNAMIC BUILDING & CONST ETF PowerShares Industrials
1487    PKW 9/28/2009 41 POWERSHARES BUYBACK ACHIEVERS ETF PowerShares Large Blend
1488    PLAT 5/22/2019 0.02 WISDOMTREE MODERN TECH PLATFORMS FUND Exchange Traded Fund Financial
1489    PLC 7/24/2019 0.01 PRINCIPAL U.S. LARGE-CAP MULTI-FACTOR CORE INDEX ETF
1490    PLCY 4/19/2018 0.25 ACTIVE WEIGHTING FUNDS Exchange Traded Fund Financial
1491    PLTM 4/9/2010 2.09 FIRST TRUST ISE GLOBAL PLATINUM First Trust Equity Precious Metals
1492    PLW 9/28/2009 6.56 POWERSHARES 1-30 TREASURY LADDE PowerShares Long Government
1493    PMOM 10/19/2017 0.04 PRINCIPAL SUSTAINABLE MOMENTUM INDEX ETF
1494    PMR 9/28/2009 3.03 POWERSHARES DYNAMIC RETAIL ETF PowerShares Consumer Cyclical
1495    PNQI 9/28/2009 10 POWERSHARES NASDAQ INTERNET ETF PowerShares Technology
1496    PPA 9/28/2009 16 POWERSHARES AEROSPACE & DEFENSE ETF PowerShares Industrials
1497    PPDM 2/15/2018 0.14 PORTFOLIOPLUS DEVELOPED MARKETS ETF Exchange Traded Fund Financial
1498    PPEM 2/15/2018 0.17 PORTFOLIOPLUS EMERGING MARKETS ETF Exchange Traded Fund Financial
1499    PPH 9/28/2009 54 VANECK VECTORS PHARMACEUTICAL ETF
1500    PPLC 8/21/2017 0.72 PORTFOLIOPLUS S&P 500 ETF Exchange Traded Fund Financial
1501    PPLN 6/13/2017 0.08 J P MORGAN CHASE & CO Major Banks Finance
1502    PPLT 1/8/2010 24 ETFS PHYSICAL PLATINUM ETF Securities Commodities Precious Metals
1503    PPMC 2/15/2018 0.15 PORTFOLIOPLUS S&P MID CAP ETF Exchange Traded Fund Financial
1504    PPSC 8/24/2017 0.13 PORTFOLIOPLUS S&P SMALL CAP ETF Exchange Traded Fund Financial
1505    PPTY 3/27/2018 0.33 PPTY U.S. DIVERSIFIED REAL ESTATE ETF Exchange Traded Fund Financial
1506    PQIN 12/10/2018 0.02 PGIM QMA STRATEGIC ALPHA INTERNATIONAL EQUITY ETF Exchange Traded Fund Financial
1507    PQLC 10/18/2018 0.02 PGIM QMA STRATEGIC ALPHA LARGE-CAP CORE ETF Exchange Traded Fund Financial
1508    PQSG 11/15/2018 0.02 PGIM QMA STRATEGIC ALPHA SMALL-CAP GROWTH ETF Exchange Traded Fund Financial
1509    PQSV 11/15/2018 0.02 PGIM ETF TRUST ETF PGIM QMA STRATEGIC ALPHA SMALL-CAP VALUE ET Exchange Traded Fund Financial
1510    PREF 7/11/2017 0.27 PRINCIPAL EXCHANGE-TRADED FUNDS Exchange Traded Fund Financial
1511    PRF 9/28/2009 39 POWERSHARES FTSE RAFI US 1000 ETF PowerShares Large Value
1512    PRFZ 9/28/2009 16 POWERSHARES FTSE RAFI US 1500 SM-MID ETF PowerShares Small Blend
1513    PRID 1/11/2018 0.05 INSIGHTSHARES LGBT EMPLOYMENT EQUALITY ETF Exchange Traded Fund Financial
1514    PRME 11/12/2015 0.33 FIRST TRUST HEITMAN GLBL PRM RL ESTT ETF First Trust Global Real Estate
1515    PRN 4/30/2010 4.38 POWERSHARES DYNAMIC INDUSTRIALS PowerShares Industrials
1516    PRNT 7/19/2016 1.22 THE 3D PRINTING ETF ARK ETF Trust Technology
1517    PSC 9/29/2009 0.17 PRINCIPAL U.S. SMALL CAP INDEX ETF
1518    PSCC 11/29/2010 2.46 POWERSHARES S&P SMALLCAP CNSMR STAPL ETF PowerShares Consumer Defensive
1519    PSCD 11/29/2010 2.96 POWERSHARES S&P SMCAP CNSMR DISCRET ETF PowerShares Consumer Cyclical
1520    PSCE 11/29/2010 6.8 POWERSHARES S&P SMALLCAP ENERGY ETF PowerShares Equity Energy
1521    PSCF 11/29/2010 3.56 POWERSHARES S&P SMALLCAP FINANC PowerShares Financial
1522    PSCH 11/29/2010 10 POWERSHARES S&P SMALLCAP HEALTH CARE ETF PowerShares Health
1523    PSCI 11/29/2010 2.26 POWERSHARES S&P SMALLCAP INDUSTRIALS ETF PowerShares Industrials
1524    PSCM 11/29/2010 1.8 POWERSHARES S&P SMALLCAP MATERIALS ETF PowerShares Natural Resources
1525    PSCT 11/29/2010 7.71 POWERSHARES S&P SMALLCAP INFO TECH ETF PowerShares Technology
1526    PSCU 11/29/2010 2.3 POWERSHARES S&P SMALLCAP UTILITIES ETF PowerShares Utilities
1527    PSET 3/22/2016 0.1 PRINCIPAL PRICE SETTERS INDEX ETF
1528    PSI 9/28/2009 10 POWERSHARES DYNAMIC SEMICONDUCTORS ETF PowerShares Technology
1529    PSJ 9/28/2009 5.73 POWERSHARES DYNAMIC SOFTWARE ETF PowerShares Technology
1530    PSK 9/28/2009 20 SPDR WELLS FARGO PREFERRED STOCK ETF SPDR State Street Global Advisors Preferred Stock
1531    PSL 9/28/2009 4.87 POWERSHARES DWA CONSUMER STAPLES MOM ETF PowerShares Consumer Defensive
1532    PSLV 10/29/2010 141 SPROTT PHYSICAL SILVER TRUST ET
1533    PSM 7/24/2019 0.01 PRINCIPAL U.S. SMALL-MIDCAP MULTI-FACTOR CORE INDEX ETF
1534    PSMB 2/23/2017 0.11 POWERSHARES BAL MULTI-ASST ALLC PowerShares Allocation--50% to 70% Equity
1535    PSMC 2/23/2017 0.08 POWERSHARES CNSRV MULTI-ASST ALLC PowerShares Allocation--30% to 50% Equity
1536    PSMG 2/23/2017 0.11 POWERSHARES GR MULTI-ASST ALLC PowerShares Allocation--70% to 85% Equity
1537    PSMM 2/23/2017 0.12 INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUS Exchange Traded Fund Financial
1538    PSP 9/28/2009 38 POWERSHARES GLOBAL LISTED PRIVATE EQ ETF PowerShares Miscellaneous Sector
1539    PSQ 9/28/2009 165 PROSHARES SHORT QQQ ProShares Trading--Inverse Equity
1540    PSR 9/28/2009 1.14 POWERSHARES ACTIVE U.S. REAL ES PowerShares Real Estate
1541    PST 9/28/2009 27 PROSHARES ULTRASHORT LEHMAN 7-1 ProShares Trading-Inverse Debt
1542    PSTL 9/28/2009 0.93 POWERSHARES GLOBAL STEEL PORTFO PowerShares Natural Resources
1543    PTE 9/28/2009 28 POWERSHARES DYNAMIC TELECOM & WIRELESS Powershares Exchange Traded Fund Trust Specialty-Communications
1544    PTEU 12/15/2015 2.52 PACER FUNDS Exchange Traded Fund Financial
1545    PTF 9/28/2009 5.15 POWERSHARES DWA TECHNOLOGY MOMENTUM ETF PowerShares Technology
1546    PTH 9/28/2009 6.67 POWERSHARES DWA HEALTHCARE MOMENTUM ETF PowerShares Health
1547    PTIN 5/3/2019 0.28 PACER TRENDPILOT INTERNATIONAL ETF Exchange Traded Fund Financial
1548    PTLC 6/12/2015 15 PACER TRENDPILOT 750 ETF Pacer Large Blend
1549    PTMC 6/12/2015 6.29 PACER TRENDPILOT 450 ETF Pacer Mid-Cap Blend
1550    PTNQ 6/12/2015 3.94 PACER TRENDPILOT 100 ETF Pacer Large Growth
1551    PUI 9/28/2009 5.35 POWERSHARES DWA UTILITIES MOMENTUM ETF PowerShares Utilities
1552    PULS 10/25/2010 20 PGIM ULTRA SHORT BOND ETF Exchange Traded Fund Financial
1553    PUTW 2/24/2016 3.34 WISDOMTREE CBOE S&P 500 PUTWRITE STRATEGY FUND Exchange Traded Fund Financial
1554    PVAL 10/19/2017 0.04 PRINCIPAL CONTRARIAN VALUE INDEX ETF
1555    PVI 9/28/2009 7.83 POWERSHARES VRDO TAX FREE WEEKL PowerShares Muni Short
1556    PWB 9/28/2009 9.99 POWERSHARES DYNAMIC LARGE CAP GROWTH ETF PowerShares Large Growth
1557    PWC 9/28/2009 2.68 POWERSHARES DYNAMIC MARKET ETF PowerShares Mid-Cap Blend
1558    PWS 12/12/2017 0.77 PACER FUNDS Exchange Traded Fund Financial
1559    PWV 9/28/2009 23 POWERSHARES DYNAMIC LARGE CAP VALUE ETF PowerShares Large Value
1560    PWZ 9/28/2009 6.54 POWERSHARES INSURED CA MUNICIPA PowerShares Muni California Long
1561    PXE 9/28/2009 7.76 POWERSHARES DYNAMIC ENGY EXPLR&PRDTN ETF PowerShares Equity Energy
1562    PXF 9/28/2009 19 POWERSHARES FTSE RAFI DEV MKTS EX-US ETF PowerShares Foreign Large Value
1563    PXH 9/28/2009 38 POWERSHARES FTSE RAFI EMERGING MKTS ETF PowerShares Diversified Emerging Mkts
1564    PXI 9/28/2009 8.53 POWERSHARES DWA ENERGY MOMENTUM ETF PowerShares Equity Energy
1565    PXJ 9/28/2009 13 POWERSHARES DYNAMIC OIL & GAS SVCS ETF PowerShares Equity Energy
1566    PXQ 9/28/2009 4.85 POWERSHARES DYNAMIC NETWORKING ETF PowerShares Technology
1567    PY 3/22/2016 0.12 PRINCIPAL SHAREHOLDER YIELD INDEX ETF
1568    PYPE 8/21/2018 0.07 UBS AG Major Banks Finance
1569    PYZ 9/28/2009 4 POWERSHARES DWA BASIC MATERIALS MOM ETF PowerShares Natural Resources
1570    PZA 9/28/2009 51 POWERSHARES INSURED NATIONAL MU PowerShares Muni National Long
1571    PZD 9/28/2009 3.55 POWERSHARES CLEANTECH ETF PowerShares Miscellaneous Sector
1572    PZT 9/28/2009 2.78 POWERSHARES INSURED NY MUNICIPA PowerShares Muni New York Long
1573    QABA 9/28/2009 8.41 FIRST TRUST NASDAQ ABA COMMUNITY BK ETF First Trust Financial
1574    QAI 9/28/2009 22 IQ HEDGE MULTI-STRATEGY TRACKER ETF IndexIQ Multialternative
1575    QARP 4/5/2018 0.38 XTRACKERS RUSSELL 1000 US QUALITY AT A REASONABLE PRICE ETF ET Exchange Traded Fund Financial
1576    QAT 5/1/2014 2.59 ISHARES MSCI QATAR CAPPED iShares Miscellaneous Region
1577    QCLN 9/28/2009 6.72 FIRST TRUST NASDAQ CLN EDGE GRNENGYETF First Trust Miscellaneous Sector
1578    QDEF 12/19/2012 2.45 FLEXSHARES QUALITY DIVIDEND DEFENSV ETF Flexshares Trust Large Value
1579    QDF 12/19/2012 9.71 FLEXSHARES QUALITY DIVIDEND ETF Flexshares Trust Large Value
1580    QDIV 7/17/2018 0.04 GLOBAL X FUNDS Exchange Traded Fund Financial
1581    QDYN 12/19/2012 0.66 FLEXSHARES QUALITY DIVIDEND DYNAMIC ETF Flexshares Trust Large Value
1582    QED 3/24/2015 0.11 IQ HEDGE EVENT-DRIVEN TRACKER ETF Exchange Traded Fund Financial
1583    QEFA 6/5/2014 1.9 SPDR MSCI EAFE STRATEGICFACTORS ETF SPDR State Street Global Advisors Foreign Large Blend
1584    QEMM 6/5/2014 1.44 SPDR MSCI EMERGING MKTS STRATCFACTS ETF SPDR State Street Global Advisors Diversified Emerging Mkts
1585    QGRO 9/12/2018 0.12 AMERICAN CENTURY STOXX U.S. QUALITY GROWTH ETF Exchange Traded Fund Financial
1586    QGTA 9/30/2015 0.18 IQ LEADERS GTAA TRACKER ETF IndexIQ World Allocation
1587    QID 9/28/2009 1436 PROSHARES ULTRASHORT QQQ ProShares Trading-Inverse Equity
1588    QINT 9/12/2018 0.08 AMERICAN CENTURY QUALITY DIVERSIFIED INTERNATIONAL ETF Exchange Traded Fund Financial
1589    QLC 9/24/2015 0.44 FLEXSHARES US QUALITY LARGE CAP INDEX FUND
1590    QLD 9/28/2009 1331 PROSHARES ULTRA QQQ ProShares Trading--Leveraged Equity
1591    QLS 3/24/2015 0.1 IQ HEDGE LONG/SHORT TRACKER ETF IndexIQ Long-Short Equity
1592    QLTA 2/16/2012 4.23 ISHARES AAA - A RATED CORPORATE BOND iShares Corporate Bond
1593    QLV 7/16/2019 0.01 FLEXSHARES US QUALITY LOW VOLATILITY INDEX FUND Exchange Traded Fund Financial
1594    QLVD 7/16/2019 0.01 FLEXSHARES DEVELOPED MARKETS EX-US QUALITY LOW VOLATILITY INDE Exchange Traded Fund Financial
1595    QLVE 7/16/2019 0.01 FLEXSHARES EMERGING MARKETS QUALITY LOW VOLATILITY INDEX FUND Exchange Traded Fund Financial
1596    QMN 10/4/2012 1.15 IQ HEDGE MARKET NEUTRAL TRACKER ETF IndexIQ Market Neutral
1597    QMOM 12/2/2015 0.59 VALUESHARES U.S. QUANTITATIVE VALUE ETF Exchange Traded Fund Financial
1598    QQEW 9/28/2009 14 FIRST TRUST NASDAQ-100 EQUAL WTD ETF First Trust Large Growth
1599    QQQ 9/28/2009 10309 POWERSHARES QQQ TRUST, SERIES 1 PowerShares Large Growth
1600    QQQE 3/21/2012 4.42 DIREXION NASDAQ-100 EQUAL WTD ETF Direxion Funds Large Growth
1601    QQQX 9/28/2009 32 NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND
1602    QQXT 9/28/2009 3.92 FIRST TRUST NASDAQ-100 EX-TECH SECT ETF First Trust Large Growth
1603    QRFT 5/21/2019 0.03 QRAFT AI-ENHANCED U.S. LARGE CAP ETF Exchange Traded Fund Financial
1604    QSY 6/26/2017 0.16 WISDOMTREE U.S. QUALITY SHAREHOLDER YIELD FUND Exchange Traded Fund Financial
1605    QTEC 9/28/2009 32 FIRST TRUST NASDAQ-100-TECH SECTOR ETF First Trust Technology
1606    QTUM 9/5/2018 0.1 DEFIANCE QUANTUM ETF Exchange Traded Fund Financial
1607    QUAL 7/18/2013 56 ISHARES EDGE MSCI USA QUALITY FACTOR iShares Large Growth
1608    QUS 4/16/2015 1.09 SPDR MSCI USA STRATEGICFACTORS ETF SPDR State Street Global Advisors Large Blend
1609    QVAL 10/22/2014 1.82 VALUESHARES U.S. QUANTITATIVE VALUE ETF Exchange Traded Fund Financial
1610    QVM 2/27/2015 0.16 ARROW QVM EQUITY FACTOR ETF Exchange Traded Fund Financial
1611    QWLD 6/5/2014 0.22 SPDR MSCI WORLD STRATEGICFACTORS ETF SPDR State Street Global Advisors World Stock
1612    QYLD 12/12/2013 11 RECON CAPITAL NASDAQ 100 COV CALL ETF Recon Capital Series Trust Option Writing
1613    RAAX 4/10/2018 0.18 VANECK VECTORS REAL ASSET ALLOCATION ETF Exchange Traded Fund Financial
1614    RALS 12/9/2010 2.37 PROSHARES RAFI LONG/SHORT ProShares Market Neutral
1615    RAVI 10/11/2012 1.55 FLEXSHARES READY ACCESS VARIABLE INC ETF Flexshares Trust Ultrashort Bond
1616    RBIN 9/18/2017 0.04 NATIONWIDE RISK-BASED INTERNATIONAL EQUITY ETF Exchange Traded Fund Financial
1617    RBUS 9/18/2017 0.05 NATIONWIDE RISK-BASED U.S. EQUITY ETF Exchange Traded Fund Financial
1618    RCD 9/28/2009 3.56 GUGGENHEIM S&P 500 EQ WT CONS DISCR ETF Guggenheim Investments Consumer Cyclical
1619    RDIV 10/1/2013 12 OPPENHEIMER ULTRA DIVIDEND REVENUE ETF OppenheimerFunds Large Value
1620    RDVY 1/7/2014 7.38 FIRST TRUST RISING DIVIDEND ACHIEV ETF First Trust Large Value
1621    REDV 8/10/2018 0.04 INVESCO EXCHANGE-TRADED FUND TRUST II INVESCO EMERGING MARKETS Exchange Traded Fund Financial
1622    REEM 7/13/2017 0.09 OPPENHEIMER REVENUE WEIGHTED ETF TRUST Exchange Traded Fund Financial
1623    REET 7/10/2014 13 ISHARES GLOBAL REIT iShares Real Estate
1624    REFA 7/13/2017 0.1 OPPENHEIMER REVENUE WEIGHTED ETF TRUST Exchange Traded Fund Financial
1625    REGL 2/5/2015 4.93 PROSHARES TRUST Exchange Traded Fund Financial
1626    REK 4/9/2010 5.43 PROSHARES SHORT REAL ESTATE ProShares Trading--Inverse Equity
1627    REM 9/28/2009 112 ISHARES MORTGAGE REAL ESTATE CAPPED iShares Real Estate
1628    REML 7/13/2016 1.97 CREDIT SUISSE X-LINKSMP2XLVGMORTREIT ETN Credit Suisse AG Trading--Leveraged Equity
1629    REMX 10/28/2010 36 VANECK VECTORS RARE EARTH/STRAT MTLS ETF Van Eck Equity Precious Metals
1630    RENW 2/19/2019 0.04 PICKENS MORNINGSTAR RENEWABLE ENERGY RESPONSE ETF Exchange Traded Fund Financial
1631    RETL 7/14/2010 6.87 DIREXION DAILY RETAIL BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1632    REW 9/28/2009 9.12 PROSHARES ULTRASHORT TECHNOLOGY ProShares Trading--Inverse Equity
1633    REZ 9/28/2009 12 ISHARES RESIDENTIAL REL EST CAPPED iShares Real Estate
1634    RFAP 4/14/2016 0.5 FIRST TRUST RIVERFRONT DYN ASIA PAC ETF First Trust Diversified Pacific/Asia
1635    RFCI 6/17/2016 1.24 RIVERFRONT DYNAMIC CORE INCOME ETF Exchange Traded Fund Financial
1636    RFDA 6/7/2016 0.97 RIVERFRONT DYNAMIC US DIVIDEND ADVTG ETF ALPS Large Blend
1637    RFDI 4/14/2016 4.32 FIRST TRUST RIVERFRONT DYN DEV INTL ETF First Trust Foreign Large Blend
1638    RFEM 6/15/2016 1.02 FIRST TRUST RIVERFRONT DYN EM MKTS ETF First Trust Diversified Emerging Mkts
1639    RFEU 4/14/2016 1.26 FIRST TRUST RIVERFRONT DYNAMIC EURP ETF First Trust Europe Stock
1640    RFFC 6/7/2016 0.94 RIVERFRONT DYNAMIC US FLEX-CAP ETF ALPS Large Blend
1641    RFG 9/28/2009 12 GUGGENHEIM S&P MIDCAP 400 PURE GR ETF Guggenheim Investments Mid-Cap Growth
1642    RFL 9/28/2009 3.73 RYDEX 2X S&P SELECT SECTOR FINANCIAL COMMON
1643    RFUN 6/14/2016 0.51 RIVERFRONT DYNAMIC UNCONSTRAINED INCOME ETF Exchange Traded Fund Financial
1644    RFV 9/28/2009 3.7 GUGGENHEIM S&P MIDCAP 400 PURE VAL ETF Guggenheim Investments Small Value
1645    RGI 9/28/2009 3.88 GUGGENHEIM S&P 500 EQ WT INDLS ETF Guggenheim Investments Industrials
1646    RGLB 7/13/2017 0.06 OPPENHEIMER REVENUE WEIGHTED ETF TRUST Exchange Traded Fund Financial
1647    RHS 9/28/2009 9.17 GUGGENHEIM S&P 500 EQ WT CONS STAPL ETF Guggenheim Investments Consumer Defensive
1648    RIDV 8/9/2018 0.04 INVESCO EXCHANGE-TRADED FUND TRUST II INVESCO INTERNATIONAL UL Exchange Traded Fund Financial
1649    RIGS 10/9/2013 8.44 RIVERFRONT STRATEGIC INCOME ETF ALPS World Bond
1650    RINF 1/12/2012 2.24 PROSHARES INFLATION EXPECTATIONS ProShares Trading--Miscellaneous
1651    RING 2/2/2012 36 ISHARES MSCI GLOBAL GOLD MINERS iShares Equity Precious Metals
1652    RISE 2/19/2015 0.38 SIT RISING RATE ETF RISE Nontraditional Bond
1653    RJA 9/28/2009 37 ELEMENTS ROGERS INTL CMDTY AGRI TR ETN ELEMENTS Commodities Agriculture
1654    RJI 9/28/2009 43 ELEMENTS ROGERS INTL CMDTY TR ETN ELEMENTS Commodities Broad Basket
1655    RJN 9/28/2009 5.1 ELEMENTS ROGERS INTL CMDTY ENERGY TR ETN ELEMENTS Commodities Energy
1656    RJZ 9/28/2009 2.88 ELEMENTS ROGERS INTL CMDTY METALS TR ETN ELEMENTS Commodities Industrial Metals
1657    RLY 4/26/2012 4.43 SPDR SSGA MULTI-ASSET REAL RETURN ETF SPDR State Street Global Advisors Allocation--50% to 70% Equity
1658    RMM 9/28/2009 0.48 RYDEX 2X S&P MIDCAP 400
1659    RNDM 6/23/2017 0.2 FIRST TRUST DEVELOPED INTERNATIONAL EQUITY SELECT ETF
1660    RNDV 6/22/2017 0.17 FIRST TRUST US EQUITY DIVIDEND SELECT ETF
1661    RNEM 6/23/2017 0.1 FIRST TRUST EMERGING MARKETS EQUITY SELECT ETF
1662    RNLC 6/22/2017 0.35 FIRST TRUST LARGE CAP US EQUITY SELECT ETF
1663    RNMC 6/22/2017 0.22 FIRST TRUST MID CAP US EQUITY SELECT ETF
1664    RNSC 6/22/2017 0.17 FIRST TRUST SMALL CAP US EQUITY SELECT ETF
1665    ROAM 2/26/2015 1.03 HARTFORD MULTIFACTOR EMERGING MKTS ETF Lattice Strategies LLC Diversified Emerging Mkts
1666    ROBO 10/22/2013 37 ROBO GLOBAL ROBOTICS&AUTOMATION ETF Exchange Traded Concepts Trust Miscellaneous Sector
1667    ROBT 2/22/2018 0.82 FIRST TRUST NASDAQ ARTIFICIAL INTELLIGENCE AND ROBOTICS ETF
1668    RODI 9/15/2014 0.01 BARCLAYS PLC Commercial Banks Finance
1669    RODM 9/28/2009 22 HARTFORD MULTIFACTOR DEV MKTS (EXUS) ETF Lattice Strategies LLC Foreign Large Blend
1670    ROGS 3/24/2015 0.41 HARTFORD MULTIFACTOR GLOBAL SMALLCAP ETF Lattice Strategies LLC World Stock
1671    ROM 9/28/2009 23 PROSHARES ULTRA TECHNOLOGY ProShares Trading--Leveraged Equity
1672    ROOF 6/14/2011 3.66 IQ US REAL ESTATE SMALL CAP ETF IndexIQ Real Estate
1673    RORE 10/4/2016 0.22 HARTFORD MULTIFACTOR REIT ETF Lattice Strategies LLC Real Estate
1674    ROUS 2/26/2015 1.16 HARTFORD MULTIFACTOR US EQUITY ETF Lattice Strategies LLC Large Blend
1675    RPG 9/28/2009 37 GUGGENHEIM S&P 500 PURE GROWTH ETF Guggenheim Investments Large Growth
1676    RPUT 2/1/2018 0.05 WISDOMTREE TRUST Exchange Traded Fund Financial
1677    RPV 9/28/2009 35 GUGGENHEIM S&P 500 PURE VALUE ETF Guggenheim Investments Large Value
1678    RSP 9/28/2009 315 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF Guggenheim Investments Large Blend
1679    RSX 9/28/2009 2022 VANECK VECTORS RUSSIA ETF Van Eck Miscellaneous Region
1680    RSXJ 4/14/2011 8.36 VANECK VECTORS RUSSIA SMALL-CAP ETF Van Eck Miscellaneous Region
1681    RTH 9/28/2009 163 VANECK VECTORS RETAIL ETF Van Eck Consumer Cyclical
1682    RTL 9/28/2009 0.86 ISHARES FTSE NAREIT RETAIL INDE iShares Real Estate
1683    RTM 9/28/2009 3.36 GUGGENHEIM S&P 500 EQ WT MATERIALS ETF Guggenheim Investments Natural Resources
1684    RTW 9/30/2009 6.58 RYDEX ETF TRUST
1685    RUSL 5/25/2011 130 DIREXION DAILY RUSSIA BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1686    RUSS 5/25/2011 87 DIREXION DAILY RUSSIA BEAR 3X ETF Direxion Funds Trading--Inverse Equity
1687    RVNU 6/4/2013 1.68 DEUTSCHE X-TRACKERS MUNI INFRAS REVN BD Deutsche Asset Management Muni National Long
1688    RVRS 11/1/2017 0.21 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
1689    RWCD 1/16/2019 0.1 DIREXION MSCI CYCLICALS OVER DEFENSIVES ETF Exchange Traded Fund Financial
1690    RWDC 1/16/2019 0.07 DIREXION MSCI DEFENSIVES OVER CYCLICALS ETF Exchange Traded Fund Financial
1691    RWDE 1/16/2019 0.07 DIREXION MSCI DEVELOPED OVER EMERGING MARKETS ETF Exchange Traded Fund Financial
1692    RWED 1/16/2019 0.07 DIREXION MSCI EMERGING OVER DEVELOPED MARKETS ETF Exchange Traded Fund Financial
1693    RWGV 1/16/2019 0.36 DIREXION RUSSELL 1000 GROWTH OVER VALUE ETF Exchange Traded Fund Financial
1694    RWIU 1/16/2019 0.07 DIREXION FTSE RUSSELL INTERNATIONAL OVER US ETF Exchange Traded Fund Financial
1695    RWJ 9/28/2009 8.7 OPPENHEIMER SMALL CAP REVENUE ETF OppenheimerFunds Small Blend
1696    RWK 9/28/2009 5.89 OPPENHEIMER MID CAP REVENUE ETF OppenheimerFunds Mid-Cap Value
1697    RWL 9/28/2009 11 OPPENHEIMER LARGE CAP REVENUE ETF OppenheimerFunds Large Value
1698    RWLS 1/16/2019 0.09 DIREXION RUSSELL LARGE OVER SMALL CAP ETF Exchange Traded Fund Financial
1699    RWM 9/28/2009 235 PROSHARES SHORT RUSSELL2000 ProShares Trading--Inverse Equity
1700    RWO 9/28/2009 50 SPDR DOW JONES GLOBAL REAL ESTATE ETF SPDR State Street Global Advisors Global Real Estate
1701    RWR 9/28/2009 127 SPDR DOW JONES REIT ETF SPDR State Street Global Advisors Real Estate
1702    RWSL 1/16/2019 0.16 DIREXION RUSSELL SMALL OVER LARGE CAP ETF Exchange Traded Fund Financial
1703    RWUI 1/16/2019 0.09 DIREXION FTSE RUSSELL US OVER INTERNATIONAL ETF Exchange Traded Fund Financial
1704    RWVG 1/16/2019 0.37 DIREXION RUSSELL 1000 VALUE OVER GROWTH ETF Exchange Traded Fund Financial
1705    RWW 9/28/2009 1.46 OPPENHEIMER FINANCIALS SECT REVENUE ETF OppenheimerFunds Financial
1706    RWX 9/28/2009 158 SPDR DOW JONES INTERNATIONAL RELEST ETF SPDR State Street Global Advisors Global Real Estate
1707    RXD 9/28/2009 1.35 PROSHARES ULTRASHORT HEALTH CAR ProShares Trading-Inverse Equity
1708    RXI 9/28/2009 8.38 ISHARES GLOBL CONSUMER DISCRETIONARY iShares Consumer Cyclical
1709    RXL 9/28/2009 6.65 PROSHARES ULTRA HEALTH CARE ProShares Trading--Leveraged Equity
1710    RYE 9/28/2009 8.5 GUGGENHEIM S&P 500 EQUAL WT ENERGY ETF Guggenheim Investments Equity Energy
1711    RYF 9/28/2009 9.59 GUGGENHEIM S&P 500 EQ WEIGHT FINCL ETF Guggenheim Investments Financial
1712    RYH 9/28/2009 8.61 GUGGENHEIM S&P 500 EQ WEIGHT HC ETF Guggenheim Investments Health
1713    RYJ 9/28/2009 5.38 GUGGENHEIM RAYMOND JAMES SB-1 EQUITY ETF Guggenheim Investments Mid-Cap Blend
1714    RYT 9/28/2009 18 GUGGENHEIM S&P 500 EQ WT TECHNOLOGY ETF Guggenheim Investments Technology
1715    RYU 9/28/2009 5.79 GUGGENHEIM S&P 500 EQ WT UTILITIES ETF Guggenheim Investments Utilities
1716    RYZZ 3/19/2019 0.04 RYZZ MANAGED FUTURES STRATEGY PLUS ETF Exchange Traded Fund Financial
1717    RZG 9/28/2009 4.4 GUGGENHEIM S&P SMALLCAP 600 PURE GR ETF Guggenheim Investments Small Growth
1718    RZV 9/28/2009 7.26 GUGGENHEIM S&P SMALLCAP 600 PUREVAL ETF Guggenheim Investments Small Value
1719    SAA 9/28/2009 7.17 PROSHARES ULTRA SMALLCAP600 ProShares Trading--Leveraged Equity
1720    SAGG 3/23/2011 1.77 DIREXION DAILY TOTAL BOND MARKE Direxion Funds Trading-Inverse Debt
1721    SBB 9/28/2009 4.23 PROSHARES SHORT SMALLCAP600 ProShares Trading--Inverse Equity
1722    SBIO 12/31/2014 9.65 ALPS MEDICAL BREAKTHROUGHS ETF ALPS Health
1723    SBM 4/12/2010 1.42 SHORT BASIC MATERIALS ProShares Trading-Inverse Equity
1724    SCAP 7/7/2016 0.09 ADVISORSHARES CORNERSTONE SMALL CAP ETF Exchange Traded Fund Financial
1725    SCC 9/28/2009 4.27 PROSHARES ULTRASHORT CONSUMER SERVICES ProShares Trading--Inverse Equity
1726    SCHA 11/3/2009 78 SCHWAB US SMALL-CAP ETF Schwab ETFs Small Blend
1727    SCHB 11/3/2009 133 SCHWAB US BROAD MARKET ETF Schwab ETFs Large Blend
1728    SCHC 1/14/2010 26 SCHWAB INTERNATIONAL SMALL-CAP EQ ETF Schwab ETFs Foreign Small/Mid Blend
1729    SCHD 10/20/2011 100 SCHWAB US DIVIDEND EQUITY ETF Schwab ETFs Large Value
1730    SCHE 1/14/2010 121 SCHW EMG MKT EQ ETF Schwab Funds Diversified Emerging Mkts
1731    SCHF 11/3/2009 197 SCHWAB INTERNATIONAL EQUITY ETF Schwab ETFs Foreign Large Blend
1732    SCHG 12/11/2009 53 SCHWAB US LARGE-CAP GROWTH ETF Schwab ETFs Large Growth
1733    SCHH 1/13/2011 81 SCHWAB US REIT ETF Schwab ETFs Real Estate
1734    SCHK 10/11/2017 5.82 SCHWAB 1000 INDEX ETF Exchange Traded Fund Financial
1735    SCHM 1/13/2011 42 SCHWAB US MID-CAP ETF Schwab ETFs Mid-Cap Blend
1736    SCHO 8/5/2010 32 SCHWAB SHORT-TERM US TREASURY ETF Schwab ETFs Short Government
1737    SCHP 8/5/2010 36 SCHWAB US TIPS ETF Schwab ETFs Inflation-Protected Bond
1738    SCHR 8/5/2010 20 SCHWAB INTERMEDIATE-TERM US TRS ETF Schwab ETFs Intermediate Government
1739    SCHV 12/11/2009 45 SCHWAB US LARGE-CAP VALUE ETF Schwab ETFs Large Value
1740    SCHX 11/3/2009 134 SCHWAB US LARGE-CAP ETF Schwab ETFs Large Blend
1741    SCHZ 7/14/2011 48 SCHWAB US AGGREGATE BOND ETF Schwab ETFs Intermediate-Term Bond
1742    SCID 5/14/2015 0.32 GLOBAL X SCIENTIFIC BETA EUROPE ETF Global X Funds Europe Stock
1743    SCIF 9/24/2010 31 VANECK VECTORS INDIA SMALL-CAP ETF Van Eck India Equity
1744    SCIJ 5/13/2015 0.19 GLOBAL X SCIENTIFIC BETA JAPAN ETF Global X Funds Japan Stock
1745    SCIU 5/13/2015 1.08 GLOBAL X SCIENTIFIC BETA US ETF Global X Funds Large Blend
1746    SCIX 5/13/2015 0.15 GLOBAL X SCIENTIFIC BETA ASIA EX-JAPAN ETF Exchange Traded Fund Financial
1747    SCJ 9/28/2009 11 ISHARES MSCI JAPAN SMALL-CAP iShares Japan Stock
1748    SCO 9/28/2009 511 PROSHARES ULTRASHORT BLOOMBERG CRUDE OIL ProShares Trading--Inverse Commodities
1749    SCOM 1/16/2019 0.03 PROSHARES ULTRAPRO SHORT COMMUNICATION SERVICES SELECT SECTOR Exchange Traded Fund Financial
1750    SCZ 9/28/2009 189 ISHARES MSCI EAFE SMALL-CAP iShares Foreign Small/Mid Blend
1751    SDAG 12/18/2018 0.05 IQ SHORT DURATION ENHANCED CORE BOND U.S. ETF Exchange Traded Fund Financial
1752    SDCI 5/3/2018 0.12 USCF SUMMERHAVEN DYNAMIC COMMODITY STRATEGY NO K-1 FUND Exchange Traded Fund Financial
1753    SDD 9/28/2009 4.63 PROSHARES ULTRASHORT SMALLCAP600 ProShares Trading--Inverse Equity
1754    SDEM 3/17/2015 1.04 GLOBAL X MSCI SUPERDIVIDEND EM MKTS ETF Global X Funds Diversified Emerging Mkts
1755    SDG 9/28/2009 0.29 ISHARES MSCI GLOBAL IMPACT ETF
1756    SDGA 9/24/2018 0.03 IMPACT SHARES SUSTAINABLE DEVELOPMENT GOALS GLOBAL EQUITY ETF Exchange Traded Fund Financial
1757    SDIV 6/9/2011 41 GLOBAL X SUPERDIVIDEND ETF Global X Funds World Stock
1758    SDOG 6/29/2012 27 ALPS SECTOR DIVIDEND DOGS ETF ALPS Large Value
1759    SDOW 2/11/2010 370 PROSHARES ULTRAPRO SHORT DOW30 ProShares Trading--Inverse Equity
1760    SDP 9/28/2009 2.33 PROSHARES ULTRASHORT UTILITIES ProShares Trading--Inverse Equity
1761    SDS 9/28/2009 2930 PROSHARES ULTRASHORT S&P500 ProShares Trading--Inverse Equity
1762    SDVY 11/3/2017 0.07 FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF
1763    SDY 9/28/2009 232 SPDR S&P DIVIDEND ETF SPDR State Street Global Advisors Large Value
1764    SDYL 5/23/2012 0.98 UBS ETRACS MTHLY PAY 2XLVRGD S&P DIV ETN UBS Group AG Trading--Leveraged Equity
1765    SEA 9/28/2009 13 GUGGENHEIM SHIPPING ETF Guggenheim Investments Industrials
1766    SECT 9/6/2017 0.94 NORTHERN LIGHTS FUND TRUST IV Exchange Traded Fund Financial
1767    SEF 9/28/2009 16 PROSHARES SHORT FINANCIALS ProShares Trading--Inverse Equity
1768    SFHY 4/27/2016 0.16 WISDOMTREE TRUST Exchange Traded Fund Financial
1769    SFIG 4/27/2016 0.09 WISDOMTREE TRUST Exchange Traded Fund Financial
1770    SFY 9/28/2009 343 SOFI SELECT 500 ETF Exchange Traded Fund Financial
1771    SFYF 5/8/2019 0.05 SOFI 50 ETF Exchange Traded Fund Financial
1772    SFYX 4/11/2019 0.08 SOFI NEXT 500 ETF Exchange Traded Fund Financial
1773    SGDJ 3/31/2015 4.42 ALPS SPROTT JUNIOR GOLD MINERS ETF ALPS Equity Precious Metals
1774    SGDM 7/15/2014 12 SPROTT GOLD MINERS ETF ALPS Equity Precious Metals
1775    SGG 9/28/2009 17 IPATH BLOOMBERG SUGAR SUBTR ETN Barclays Funds Commodities Agriculture
1776    SGOL 9/28/2009 29 ETFS PHYSICAL SWISS GOLD ETFS Swiss Gold Trust Commodities Precious Metals
1777    SH 9/28/2009 619 PROSHARES SHORT S&P500 ProShares Trading--Inverse Equity
1778    SHAG 5/18/2017 0.62 WISDOMTREE TRUST Exchange Traded Fund Financial
1779    SHE 12/23/2009 1.33 SPDR SSGA GENDER DIVERSITY ETF SPDR State Street Global Advisors Large Blend
1780    SHM 9/28/2009 80 SPDR NUVEEN BLMBG BARCLAYS ST MUNBD ETF SPDR State Street Global Advisors Muni National Short
1781    SHV 9/28/2009 106 ISHARES SHORT TREASURY BOND iShares Short Government
1782    SHY 9/28/2009 217 ISHARES 1-3 YEAR TREASURY BOND iShares Short Government
1783    SHYD 1/14/2014 4.09 VANECK VECTORS SHORT HIGH-YIELD MUNI ETF Van Eck High Yield Muni
1784    SHYG 10/17/2013 51 ISHARES 0-5 YEAR HIGH YIELD CORP BD iShares High Yield Bond
1785    SHYL 1/10/2018 0.38 XTRACKERS SHORT DURATION HIGH YIELD BOND ETF Exchange Traded Fund Financial
1786    SIJ 9/28/2009 3.84 PROSHARES ULTRASHORT INDUSTRIAL ProShares Trading-Inverse Equity
1787    SIL 7/12/2010 73 GLOBAL X SILVER MINERS ETF Global X Funds Equity Precious Metals
1788    SILJ 11/29/2012 12 ETFMG PRIME JUNIOR SILVER ETF Exchange Traded Fund Financial
1789    SIMS 12/31/2018 0.06 SPDR S&P KENSHO INTELLIGENT STRUCTURES ETF Exchange Traded Fund Financial
1790    SIVR 9/28/2009 47 ETFS PHYSICAL SILVER ETF Securities Commodities Precious Metals
1791    SIZ 9/7/2011 0.38 QUANTSHARES US MARKET NEUTRAL SIZE QuantShares Market Neutral
1792    SIZE 4/18/2013 2.31 ISHARES EDGE MSCI USA SIZE FACTOR iShares Large Blend
1793    SJB 3/22/2011 14 PROSHARES SHORT HIGH YIELD ProShares Trading--Inverse Debt
1794    SJNK 3/15/2012 217 SPDR BLMBG BARCLAYSST HY BD ETF SPDR State Street Global Advisors High Yield Bond
1795    SKF 9/28/2009 808 PROSHARES ULTRASHORT FINANCIALS ProShares Trading--Inverse Equity
1796    SKOR 4/14/2010 1.21 FLEXSHARES CREDIT-SCORED US CORP BD ETF Flexshares Trust Corporate Bond
1797    SKYY 7/6/2011 27 FIRST TRUST CLOUD COMPUTING ETF First Trust Technology
1798    SLIM 6/9/2016 0.2 THE OBESITY ETF Janus Health
1799    SLQD 10/17/2013 9.09 ISHARES 0-5 YEAR INVMT GRD CORP BD iShares Short-Term Bond
1800    SLT 9/28/2009 200 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
1801    SLV 9/28/2009 2972 ISHARES SILVER TRUST iShares Commodities Precious Metals
1802    SLVO 4/17/2013 3.39 CREDIT SUISSE X-LINKS SILVER COVCALL ETN Credit Suisse AG Commodities Precious Metals
1803    SLVP 2/2/2012 8.46 ISHARES MSCI GLOBAL SILVER MINERS iShares Equity Precious Metals
1804    SLX 9/28/2009 39 VANECK VECTORS STEEL ETF Van Eck Natural Resources
1805    SLY 8/30/2010 7.76 SPDR S&P 600 SMALL CAP ETF SPDR State Street Global Advisors Small Blend
1806    SLYG 8/30/2010 12 SPDR S&P 600 SMALL CAP GROWTH ETF SPDR State Street Global Advisors Small Growth
1807    SLYV 8/30/2010 13 SPDR S&P 600 SMALL CAP VALUE ETF SPDR State Street Global Advisors Small Value
1808    SMB 9/28/2009 11 VANECK VECTORS AMT-FREE SHORT MUNI ETF Van Eck Muni National Short
1809    SMCP 4/21/2015 0.29 ALPHAMARK ACTIVELY MANAGED SMALL CAP ETF
1810    SMDD 2/11/2010 9.82 PROSHARES ULTRAPRO SHORT MIDCAP400 ProShares Trading--Inverse Equity
1811    SMDV 2/5/2015 5.25 PROSHARES RUSSELL 2000 DIVIDEND GROWERS ProShares Small Value
1812    SMEZ 6/5/2014 1.28 SPDR EURO STOXX SMALL CAP ETF SPDR State Street Global Advisors Europe Stock
1813    SMH 9/28/2009 2007 VANECK VECTORS SEMICONDUCTOR ETF Van Eck Technology
1814    SMHD 2/4/2015 6.12 UBS AG Major Banks Finance
1815    SMIN 2/9/2012 9.35 ISHARES MSCI INDIA SMALL-CAP iShares India Equity
1816    SMLF 4/30/2015 2.28 ISHARES EDGE MSCI MULTIFACTOR USA SM-CP iShares Small Blend
1817    SMLL 7/29/2014 0.34 DIREXION DAILY SMALL CAP BULL 2X ETF Direxion Funds Trading--Leveraged Equity
1818    SMLV 2/21/2013 2.09 SPDR SSGA US SMALL CAP LOW VOLATIL ETF SPDR State Street Global Advisors Small Blend
1819    SMMD 7/7/2017 0.29 ISHARES TRUST Exchange Traded Fund Financial
1820    SMMU 2/3/2010 2.11 PIMCO SHORT TERM MUNICIPAL BOND ACTV ETF Pimco Muni National Short
1821    SMMV 9/9/2016 1.29 ISHARES EDGE MSCI MIN VOL USA SMALL-CAP iShares Small Blend
1822    SMN 9/28/2009 172 PROSHARES ULTRASHORT BASIC MATE ProShares Trading-Inverse Equity
1823    SMOG 1/14/2019 0.13 VANECK VECTORS LOW CARBON ENERGY ETF Exchange Traded Fund Financial
1824    SNLN 11/7/2012 19 HIGHLAND/IBOXX SENIOR LOAN ETF Highland Funds Bank Loan
1825    SNPE 6/26/2019 0.02 XTRACKERS S&P 500 ESG ETF Exchange Traded Fund Financial
1826    SNSR 9/16/2016 2.92 GLOBAL X INTERNET OF THINGS THEMATIC ETF Global X Funds Technology
1827    SOCL 11/15/2011 15 GLOBAL X SOCIAL MEDIA ETF
1828    SOIL 5/26/2011 2.8 GLOBAL X FERTILIZERS/POTASH ETF Global X Funds Natural Resources
1829    SOVB 2/23/2016 0.38 CAMBRIA ETF TRUST Exchange Traded Fund Financial
1830    SOXL 4/9/2010 187 DIREXION DAILY SEMICONDCT BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1831    SOXS 4/9/2010 205 DIREXION DAILY SEMICONDCT BEAR 3X ETF Direxion Funds Trading--Inverse Equity
1832    SOXX 9/24/2010 174 ISHARES PHLX SOX SEMICONDUCTOR SECTOR INDEX FUND
1833    SOYB 9/19/2011 4.81 TEUCRIUM SOYBEAN FUND ETV Teucrium Commodities Agriculture
1834    SPAB 4/24/2017 25 SPDR PORTFOLIO AGGREGATE BOND ETF Exchange Traded Fund Financial
1835    SPDN 6/8/2016 1.7 DIREXION DAILY S&P 500 BEAR 1X ETF Direxion Funds Trading--Inverse Equity
1836    SPDV 11/29/2017 0.25 AAM S&P 500 HIGH DIVIDEND VALUE ETF Exchange Traded Fund Financial
1837    SPDW 4/24/2017 26 SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF Exchange Traded Fund Financial
1838    SPEM 4/24/2017 27 SPDR INDEX SHARES FUND SPDR PORTFOLIO EMERGING MARKETS ETF Exchange Traded Fund Financial
1839    SPFF 7/17/2012 15 GLOBAL X SUPERINCOME PREFERRED ETF Global X Funds Preferred Stock
1840    SPGP 12/31/2018 0.65 INVESCO S&P 500 GARP ETF Exchange Traded Fund Financial
1841    SPHB 5/5/2011 18 POWERSHARES S&P 500 HIGH BETA ETF PowerShares Large Blend
1842    SPHD 10/18/2012 54 POWERSHARES S&P 500 HIGH DIV LOW VOLETF PowerShares Large Value
1843    SPHQ 11/7/2011 26 POWERSHARES S&P 500 QUALITY ETF PowerShares Large Blend
1844    SPIB 4/24/2017 34 SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF Exchange Traded Fund Financial
1845    SPLB 4/24/2017 13 SPDR PORTFOLIO LONG TERM CORPORATE BOND ETF Exchange Traded Fund Financial
1846    SPLG 4/24/2017 16 SPDR SERIES TRUST SPDR PORTFOLIO LARGE CAP ETF Exchange Traded Fund Financial
1847    SPLV 5/5/2011 270 POWERSHARES S&P 500 LOW VOLATILITY ETF PowerShares Large Value
1848    SPMD 1/5/2010 33 SPDR PORTFOLIO MID CAP ETF Exchange Traded Fund Financial
1849    SPMO 10/12/2015 0.88 POWERSHARES S&P 500 MOMENTUM PowerShares Large Growth
1850    SPMV 7/13/2017 0.03 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
1851    SPPP 12/19/2012 18 SPROTT PHYSICAL PLATINUM AND PALLADIUM TRUST Exchange Traded Fund Financial
1852    SPSB 4/24/2017 34 SPDR PORTFOLIO SHORT TERM CORPORATE BOND ETF Exchange Traded Fund Financial
1853    SPSM 4/24/2017 12 SPDR PORTFOLIO SMALL CAP ETF Exchange Traded Fund Financial
1854    SPTL 4/24/2017 15 SPDR PORTFOLIO LONG TERM TREASURY ETF Exchange Traded Fund Financial
1855    SPTM 4/24/2017 19 SPDR PORTFOLIO TOTAL STOCK MARKET ETF Exchange Traded Fund Financial
1856    SPTS 4/24/2017 7.13 SPDR PORTFOLIO SHORT TERM TREASURY ETF Exchange Traded Fund Financial
1857    SPUU 5/28/2014 2.44 DIREXION DAILY S&P 500 BULL 2X SHARES Exchange Traded Fund Financial
1858    SPVM 4/6/2017 0.14 INVESCO S&P 500 VALUE WITH MOMENTUM ETF Exchange Traded Fund Financial
1859    SPVU 10/9/2015 0.4 INVESCO S&P 500 ENHANCED VALUE ETF Exchange Traded Fund Financial
1860    SPXB 5/3/2018 0.2 PROSHARES S&P 500 BOND ETF Exchange Traded Fund Financial
1861    SPXE 9/24/2015 0.19 PROSHARES S&P 500 EX-ENERGY ProShares Large Blend
1862    SPXL 3/5/2012 552 DIREXION DAILY S&P500 BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1863    SPXN 9/24/2015 0.05 PROSHARES S&P 500 EX-FINANCIALS ProShares Large Blend
1864    SPXS 3/5/2012 597 DIREXION DAILY S&P 500 BEAR 3X ETF Direxion Funds Trading--Inverse Equity
1865    SPXT 9/24/2015 0.07 PROSHARES S&P 500 EX-TECHNOLOGY ETF Exchange Traded Fund Financial
1866    SPXU 9/28/2009 1597 PROSHARES ULTRAPRO SHORT S&P500 ProShares Trading--Inverse Equity
1867    SPXV 9/24/2015 0.05 PROSHARES S&P 500 EX-HEALTH CARE ETF Exchange Traded Fund Financial
1868    SPY 9/30/2009 36811 SPDR S&P 500 ETF SPDR State Street Global Advisors Large Blend
1869    SPYB 2/5/2015 0.38 SPDR S&P 500 BUYBACK ETF SPDR State Street Global Advisors Large Blend
1870    SPYD 10/22/2015 18 SPDR S&P 500 HIGH DIVIDEND ETF SPDR State Street Global Advisors Large Value
1871    SPYG 8/30/2010 54 SPDR S&P 500 GROWTH ETF SPDR State Street Global Advisors Large Growth
1872    SPYV 8/30/2010 23 SPDR S&P 500 VALUE ETF SPDR State Street Global Advisors Large Value
1873    SPYX 12/1/2015 1.15 SPDR S&P 500 FOSSIL FUEL RSRV FREE ETF SPDR State Street Global Advisors Large Blend
1874    SQLV 7/13/2017 0.09 LEGG MASON SMALL-CAP QUALITY VALUE ETF
1875    SQQQ 2/11/2010 1385 PROSHARES ULTRAPRO SHORT QQQ ProShares Trading--Inverse Equity
1876    SRET 3/17/2015 4.86 GLOBAL X SUPERDIVIDEND REIT ETF Global X Funds Real Estate
1877    SRLN 4/4/2013 37 SPDR BLACKSTONE / GSO SENIOR LOAN ETF SPDR State Street Global Advisors Bank Loan
1878    SRS 9/28/2009 454 PROSHARES ULTRASHORT REAL ESTATE ProShares Trading--Inverse Equity
1879    SRTY 2/11/2010 273 PROSHARES ULTRAPRO SHORT RUSSELL2000 ProShares Trading--Inverse Equity
1880    SRVR 5/16/2018 0.69 PACER BENCHMARK DATA & INFRASTRUCTURE REAL ESTATE SCTR ETF Exchange Traded Fund Financial
1881    SSG 9/28/2009 16 PROSHARES ULTRASHORT SEMICONDUCTORS ProShares Trading--Inverse Equity
1882    SSO 9/28/2009 2621 PROSHARES ULTRA S&P500 ProShares Trading--Leveraged Equity
1883    STIP 12/3/2010 13 ISHARES 0-5 YEAR TIPS BOND iShares Inflation-Protected Bond
1884    STN 9/28/2009 10
1885    STOT 4/14/2016 0.86 SSGA ACTIVE TRUST Exchange Traded Fund Financial
1886    STPP 8/10/2010 2.07 IPATH US TREASURY STEEPENER ETN iPath Trading-Miscellaneous
1887    STPZ 9/28/2009 19 PIMCO 1-5 YEAR US TIPS ETF Pimco Inflation-Protected Bond
1888    SUB 9/28/2009 18 ISHARES SHORT-TERM NATIONAL MUNI BOND iShares Muni National Short
1889    SUSA 7/13/2017 2.53 ISHARES MSCI USA ESG SELECT ETF Exchange Traded Fund Financial
1890    SUSB 7/18/2017 0.94 ISHARES ESG 1-5 YEAR USD CORPORATE BOND ETF
1891    SUSC 7/20/2017 0.6 ISHARES ESG USD CORPORATE BOND ETF
1892    SUSL 5/10/2019 0.03 ISHARES ESG MSCI USA LEADERS ETF
1893    SVXY 10/4/2011 1176 PROSHARES SHORT VIX SHORT-TERM FUTURES ProShares Volatility
1894    SWAN 11/6/2018 0.35 AMPLIFY ETF TRUST AMPLIFY BLACKSWAN GROWTH & TREASURY CORE ETF Exchange Traded Fund Financial
1895    SYE 1/9/2014 0.47 SPDR MFS SYSTEMATIC CORE EQUITY ETF SPDR State Street Global Advisors Large Value
1896    SYG 1/9/2014 0.56 SPDR MFS SYSTEMATIC GROWTH EQUITY ETF SPDR State Street Global Advisors Large Growth
1897    SYLD 5/14/2013 4.79 CAMBRIA SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Mid-Cap Value
1898    SYV 1/9/2014 0.41 SPDR MFS SYSTEMATIC VALUE EQUITY ETF SPDR State Street Global Advisors Large Value
1899    SZK 9/28/2009 1.69 PROSHARES ULTRASHORT CONSUMER GOODS ProShares Trading--Inverse Equity
1900    SZNE 7/24/2018 0.17 PACER CFRA-STOVALL EQUAL WEIGHT SEASONAL ROTATION ETF Exchange Traded Fund Financial
1901    TAGS 3/28/2012 0.43 TEUCRIUM AGRICULTURAL FUND ETV Exchange Traded Fund Financial
1902    TAIL 4/6/2017 1.01 CAMBRIA ETF TRUST Exchange Traded Fund Financial
1903    TAN 9/28/2009 90 GUGGENHEIM SOLAR ETF Guggenheim Investments Miscellaneous Sector
1904    TAO 9/28/2009 12 GUGGENHEIM CHINA REAL ESTATE ETF Guggenheim Investments China Region
1905    TAPR 7/15/2014 0.5 BARCLAYS INVERSE US TREASURY AGGT ETN Barclays Funds Trading--Inverse Debt
1906    TAWK 1/14/2019 0.23 DIREXION DAILY COMMUNICATION SERVICES INDEX BULL 3X SHARES Exchange Traded Fund Financial
1907    TAXF 9/12/2018 0.05 AMERICAN CENTURY DIVERSIFIED MUNICIPAL BOND ETF Exchange Traded Fund Financial
1908    TBF 9/28/2009 111 PROSHARES SHORT 20+ YEAR TREASURY ProShares Trading--Inverse Debt
1909    TBLU 2/15/2017 0.11 TORTOISE WATER Tortoise Capital Advisors Natural Resources
1910    TBND 6/18/2019 0.07 TACTICAL INCOME ETF Exchange Traded Fund Financial
1911    TBT 9/28/2009 1984 PROSHARES ULTRASHORT 20+ YEAR TREASURY ProShares Trading--Inverse Debt
1912    TBX 4/5/2011 3.25 PROSHARES SHORT 7-10 YEAR TREASURY ProShares Trading--Inverse Debt
1913    TCLD 2/1/2019 0.02 MANAGED PORTFOLIO SERIES Exchange Traded Fund Financial
1914    TCTL 10/28/2016 0.21 ETF SERIES SOLUTIONS Exchange Traded Fund Financial
1915    TDIV 8/14/2012 15 FIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUND
1916    TDTF 9/22/2011 7.09 FLEXSHARES IBOXX 5YR TARGET DUR TIPS ETF Flexshares Trust Inflation-Protected Bond
1917    TDTT 9/23/2011 11 FLEXSHARES IBOXX 3 YEAR TARGET Northern Trust Inflation-Protected Bond
1918    TECL 3/5/2012 60 DIREXION DAILY TECHNOLOGY BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1919    TECS 3/5/2012 44 DIREXION TECHNOLOGY BEAR 3X SHARES Exchange Traded Fund Financial
1920    TERM 4/11/2017 0.73 EQUITYCOMPASS TACTICAL RISK MANAGER ETF Exchange Traded Fund Financial
1921    TFI 9/28/2009 80 SPDR NUVEEN BLMBG BARCLAYS MUNI BD ETF SPDR State Street Global Advisors Muni National Long
1922    TFIV 7/31/2018 0.02 GLOBAL X FUNDS Exchange Traded Fund Financial
1923    TFLO 2/4/2014 2.6 ISHARES TREASURY FLOATING RATE BOND iShares Short Government
1924    TFLT 7/31/2018 0.01 GLOBAL X FUNDS Exchange Traded Fund Financial
1925    THCX 7/9/2019 0.49 SPINNAKER ETF SERIES THE CANNABIS ETF Exchange Traded Fund Financial
1926    THD 9/28/2009 113 ISHARES MSCI THAILAND CAPPED iShares Miscellaneous Region
1927    TILT 9/22/2011 3.11 FLEXSHARES MSTAR US MKT FACTORS TILT ETF Flexshares Trust Large Blend
1928    TIP 9/28/2009 376 ISHARES BARCLAYS TIPS BOND FUND iShares Inflation-Protected Bond
1929    TIPX 5/30/2013 2.03 SPDR BLMBG BARCLAYS 1-10 YEAR TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond
1930    TIPZ 9/28/2009 2.11 PIMCO BROAD US TIPS ETF Pimco Inflation-Protected Bond
1931    TLDH 11/10/2015 0.24 FLEXSHARES CURRENCY HEDGED MORNINGSTAR DM EX-US FACTOR TILT IN Exchange Traded Fund Financial
1932    TLEH 11/10/2015 0.5 FLEXSHARES CCY HDGD MS EM FCT TILTIDX Flexshares Trust Diversified Emerging Mkts
1933    TLH 9/28/2009 15 ISHARES 10-20 YEAR TREASURY BOND iShares Long Government
1934    TLT 9/28/2009 3630 ISHARES 20+ YEAR TREASURY BOND iShares Long Government
1935    TLTD 9/28/2012 6.81 FLEXSHARES MSTAR DEVMKS EXUS FCTTILT ETF Flexshares Trust Foreign Large Blend
1936    TLTE 9/28/2012 6.02 FLEXSHARES MSTAR EMGMKTS FCTTILT ETF Flexshares Trust Diversified Emerging Mkts
1937    TMF 9/28/2009 98 DIREXION DAILY 20+ YR TRSY BULL 3X ETF Direxion Funds Trading--Leveraged Debt
1938    TMFC 1/30/2018 2.77 MOTLEY FOOL 100 INDEX ETF Exchange Traded Fund Financial
1939    TMV 9/28/2009 284 DIREXION DAILY 20+ YR TRSY BEAR 3X ETF Direxion Funds Trading--Inverse Debt
1940    TNA 9/28/2009 3262 DIREXION DAILY SMALL CAP BULL 3X ETF Direxion Funds Trading--Leveraged Equity
1941    TOK 9/28/2009 4.11 ISHARES MSCI KOKUSAI iShares World Stock
1942    TOLZ 3/27/2014 1.41 PROSHARES DJ BROOKFIELD GLOBAL INFRAS ProShares Infrastructure
1943    TOTL 2/24/2015 35 SPDR DOUBLELINE TOTAL RETURN TACT ETF SPDR State Street Global Advisors Intermediate-Term Bond
1944    TPAY 2/1/2019 0.04 MANAGED PORTFOLIO SERIES Exchange Traded Fund Financial
1945    TPHD 5/1/2019 0.22 TIMOTHY PLAN HIGH DIVIDEND STOCK ETF Exchange Traded Fund Financial
1946    TPLC 5/1/2019 0.15 TIMOTHY PLAN US LARGE CAP CORE ETF Exchange Traded Fund Financial
1947    TPOR 5/3/2017 1.15 DIREXION DAILY TRANSPORTATION BULL 3X SHARES Exchange Traded Fund Financial
1948    TPYP 6/30/2015 2.7 TORTOISE NORTH AMERICAN PIPELINE FUND Tortoise Capital Energy Limited Partnership
1949    TQQQ 2/11/2010 1570 PROSHARES ULTRAPRO QQQ ProShares Trading--Leveraged Equity
1950    TRND 12/8/2010 4.09 RBS US LARGE CAP TRENDPILOT ETN Royal Bank of Scotland NV Large Blend
1951    TRTY 9/12/2018 0.28 CAMBRIA ETF TRUST Exchange Traded Fund Financial
1952    TTAC 9/28/2016 1.04 TRIMTABS FLOAT SHRINK ETF TrimTabs Large Blend
1953    TTAI 6/28/2017 0.11 TRIMTABS ETF TRUST Exchange Traded Fund Financial
1954    TTT 4/9/2010 27 PROSHARES ULTRAPRO SHORT 20+ YEAR TRS ProShares Trading--Inverse Debt
1955    TTTN 11/7/2018 0.12 UP FINTECH CHINA-U.S. INTERNET TITANS ETF
1956    TUR 9/28/2009 170 ISHARES MSCI TURKEY ETF
1957    TUSA 9/16/2014 0.44 FIRST TRUST TOTAL US MARKET ALPHADEX ETF
1958    TUZ 9/28/2009 3.55 PIMCO 1-3 YEAR US TREASURY ETF Pimco Short Government
1959    TVIX 11/30/2010 3010 VELOCITYSHARES DAILY 2X VIX ST ETN Credit Suisse AG Volatility
1960    TWAR 6/5/2019 0.01 INNOVATION TRADE WAR ETF Exchange Traded Fund Financial
1961    TWM 9/28/2009 895 PROSHARES ULTRASHORT RUSSELL2000 ProShares Trading--Inverse Equity
1962    TYBS 3/23/2011 0.68 DIREXION DAILY 20+ YEAR TRS BEAR 1X ETF Direxion Funds Trading--Inverse Debt
1963    TYD 9/28/2009 2.83 DIREXION DAILY 10-YR TREASURY B Direxion Funds Trading-Leveraged Debt
1964    TYNS 3/23/2011 0.41 DIREXION DAILY 7 10 YEAR TREASU Direxion Funds Trading-Inverse Debt
1965    TYO 9/28/2009 5.3 DIREXION DAILY 7-10 YR TRS BEAR 3X ETF Direxion Funds Trading--Inverse Debt
1966    TZA 9/28/2009 3311 DIREXION DAILY SMALL CAP BEAR 3X ETF Direxion Funds Trading--Inverse Equity
1967    UAE 5/1/2014 2.5 ISHARES MSCI UAE CAPPED iShares Miscellaneous Region
1968    UAG 9/28/2009 1.16 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Agriculture
1969    UAUD 12/12/2017 0.05 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
1970    UBG 9/28/2009 0.85 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Precious Metals
1971    UBIO 6/23/2015 19 PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ProShares Trading--Leveraged Equity
1972    UBOT 4/19/2018 2.54 DIREXION DAILY ROBOTICS Exchange Traded Fund Financial
1973    UBR 7/12/2010 3.83 PROSHARES ULTRA MSCI BRAZIL CAPPED ProShares Trading--Leveraged Equity
1974    UBT 1/21/2010 12 PROSHARES ULTRA 20+ YEAR TREASURY ProShares Trading--Leveraged Debt
1975    UCC 9/28/2009 1.53 PROSHARES ULTRA CONSUMER SERVICES ProShares Trading--Leveraged Equity
1976    UCHF 12/12/2017 0.04 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
1977    UCI 9/29/2009 5.08 UBS ETRACS CMCI TOTAL RETURN ETN UBS Group AG Commodities Broad Basket
1978    UCIB 10/9/2015 0.09 UBS AG Major Banks Finance
1979    UCO 9/28/2009 1201 PROSHARES ULTRA DJ-AIG CRUDE OI ProShares Trading-Leveraged Commodities
1980    UCOM 1/16/2019 0.04 PROSHARES ULTRAPRO COMMUNICATION SERVICES SELECT SECTOR Exchange Traded Fund Financial
1981    UCON 6/5/2018 0.88 FIRST TRUST TCW UNCONSTRAINED PLUS BOND ETF Exchange Traded Fund Financial
1982    UDN 9/28/2009 19 POWERSHARES DB US DOLLAR BEARISH ETF PowerShares DB Multicurrency
1983    UDOW 2/11/2010 176 PROSHARES ULTRAPRO DOW30 ProShares Trading--Leveraged Equity
1984    UEUR 12/12/2017 0.22 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
1985    UEVM 10/26/2017 0.37 VICTORYSHARES USAA MSCI EMERGING MARKETS VALUE MOMENTUM ETF Exchange Traded Fund Financial
1986    UGA 9/28/2009 17 UNITED STATES GASOLINE United States Commodity Funds LLC Commodities Energy
1987    UGAZ 2/8/2012 813 VELOCITYSHARES 3X LONG NATURAL GAS ETN Credit Suisse AG Trading--Leveraged Commodities
1988    UGBP 12/12/2017 0.17 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
1989    UGE 9/28/2009 1.25 PROSHARES ULTRA CONSUMER GOODS ProShares Trading--Leveraged Equity
1990    UGL 9/28/2009 52 PROSHARES ULTRA GOLD ProShares Trading--Leveraged Commodities
1991    UGLD 10/17/2011 49 VELOCITYSHARES 3X LONG GOLD ETN Credit Suisse AG Trading--Leveraged Commodities
1992    UITB 10/26/2017 0.33 VICTORYSHARES USAA CORE INTERMEDIATE-TERM BOND ETF Exchange Traded Fund Financial
1993    UIVM 10/26/2017 0.33 VICTORYSHARES USAA MSCI INTERNATIONAL VALUE MOMENTUM ETF Exchange Traded Fund Financial
1994    UJAN 1/2/2019 0.09 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1995    UJB 4/14/2011 0.54 PROSHARES ULTRA HIGH YIELD ProShares Trading--Leveraged Debt
1996    UJPY 12/12/2017 0.06 CITIGROUP GLOBAL MARKETS HOLDINGS INC Exchange Traded Fund Financial
1997    UJUL 8/8/2018 0.3 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1998    UJUN 6/3/2019 0.02 INNOVATOR ETFS TRUST Exchange Traded Fund Financial
1999    ULBR 8/29/2017 0.1 CITIGROUP GLOBAL MARKETS HOLDINGS INC VELOCITYSHARES LONG LIBO Exchange Traded Fund Financial
2000    ULE 9/28/2009 4.37 PROSHARES ULTRA EURO ProShares Trading--Miscellaneous
2001    ULST 10/10/2013 2 SPDR SSGA ULTRA SHORT TERM BOND ETF SPDR State Street Global Advisors Ultrashort Bond
2002    ULTR 9/28/2009 21 IQ ULTRA SHORT DURATION ETF Exchange Traded Fund Financial
2003    ULVM 10/26/2017 0.45 VICTORYSHARES USAA MSCI USA VALUE MOMENTUM ETF Exchange Traded Fund Financial
2004    UMDD 2/11/2010 11 PROSHARES ULTRAPRO MIDCAP400 ProShares Trading--Leveraged Equity
2005    UNG 9/28/2009 1629 UNITED STATES NATURAL GAS United States Commodity Funds LLC Commodities Energy
2006    UNL 11/18/2009 5.92 UNITED STATES 12 MONTH NATURAL GAS United States Commodity Funds LLC Commodities Energy
2007    UPRO 9/28/2009 1065 PROSHARES ULTRAPRO S&P500 ProShares Trading--Leveraged Equity
2008    UPV 7/12/2010 1.96 PROSHARES ULTRA FTSE EUROPE ProShares Trading--Leveraged Equity
2009    UPW 9/28/2009 2.57 PROSHARES ULTRA UTILITIES ProShares Trading--Leveraged Equity
2010    URA 11/5/2010 65 GLOBAL X URANIUM ETF Global X Funds Natural Resources
2011    URE 9/28/2009 228 PROSHARES ULTRA REAL ESTATE ProShares Trading-Leveraged Equity
2012    URR 9/28/2009 0.63 MARKET VECTORS DOUBLE LONG EURO ETN Market Vectors Trading--Miscellaneous
2013    URTH 1/12/2012 8.18 ISHARES MSCI WORLD iShares World Stock
2014    URTY 2/11/2010 117 PROSHARES ULTRAPRO RUSSELL2000 ProShares Trading--Leveraged Equity
2015    USAI 12/13/2017 0.16 AMERICAN ENERGY INDEPENDENCE ETF Exchange Traded Fund Financial
2016    USCI 8/10/2010 16 UNITED STATES COMMODITY INDEX United States Commodity Funds LLC Commodities Broad Basket
2017    USD 9/28/2009 24 PROSHARES ULTRA SEMICONDUCTORS ProShares Trading--Leveraged Equity
2018    USDU 12/18/2013 5.77 WISDOMTREE BLOOMBERG US DLLR BULLISH ETF WisdomTree Multicurrency
2019    USDY 2/14/2018 0.07 PACIFIC GLOBAL US EQUITY INCOME ETF Exchange Traded Fund Financial
2020    USEQ 7/13/2017 0.38 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
2021    USFR 2/4/2014 8.16 WISDOMTREE BLOOMBERG FLOATING RT TRS ETF WisdomTree Short Government
2022    USHY 10/26/2017 2.79 ISHARES TRUST Exchange Traded Fund Financial
2023    USI 4/25/2019 0.02 PRINCIPAL ULTRA-SHORT ACTIVE INCOME ETF Exchange Traded Fund Financial
2024    USIG 2/5/2018 9.05 ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF
2025    USL 9/28/2009 13 UNITED STATES 12 MONTH OIL United States Commodity Funds LLC Commodities Energy
2026    USLB 11/5/2015 0.8 POWERSHARES RUSSELL 1000 LOW BETA EQ WGT PowerShares Mid-Cap Blend
2027    USLV 10/17/2011 176 VELOCITYSHARES 3X LONG SILVER ETN Credit Suisse AG Trading--Leveraged Commodities
2028    USMC 10/12/2017 0.53 PRINCIPAL U.S. MEGA-CAP MULTI-FACTOR INDEX ETF
2029    USMF 6/29/2017 0.8 WISDOMTREE TRUST Exchange Traded Fund Financial
2030    USMV 10/20/2011 271 ISHARES EDGE MSCI MIN VOL USA iShares Large Blend
2031    USO 9/28/2009 2819 UNITED STATES OIL FUND United States Commodity Funds LLC Commodities Energy
2032    USOD 7/20/2017 1.22 UNITED STATES 3X SHORT OIL FUND Exchange Traded Fund Financial
2033    USOI 4/26/2017 0.23 CREDIT SUISSE AG Investment Bankers/Brokers/Service Finance
2034    USOU 7/20/2017 2.76 UNITED STATES 3X OIL FUND Exchange Traded Fund Financial
2035    USRT 11/3/2016 6.89 ISHARES CORE US REIT iShares Real Estate
2036    UST 1/22/2010 19 PROSHARES ULTRA 7-10 YEAR TREASURY ProShares Trading--Leveraged Debt
2037    USTB 10/26/2017 0.26 VICTORYSHARES USAA CORE SHORT-TERM BOND ETF Exchange Traded Fund Financial
2038    USV 9/29/2009 1.3 UBS ETRACS CMCI SILVER TOTAL RETURN ETN UBS Group AG Commodities Precious Metals
2039    USVM 10/26/2017 0.41 VICTORYSHARES USAA MSCI USA SMALL CAP VALUE MOMENTUM ETF Exchange Traded Fund Financial
2040    UTES 9/24/2015 0.25 VIRTUS REAVES UTILITIES ETF Exchange Traded Fund Financial
2041    UTRN 9/21/2018 0.18 VESPER US LARGE CAP SHORT-TERM REVERSAL STRATEGY ETF Exchange Traded Fund Financial
2042    UTSL 5/3/2017 1.11 DIREXION DAILY UTILITIES BULL 3X SHARES Exchange Traded Fund Financial
2043    UUP 9/28/2009 287 POWERSHARES DB US DOLLAR BULLISH ETF PowerShares DB Multicurrency
2044    UVXY 10/4/2011 5389 PROSHARES ULTRA VIX SHORT-TERM FUTURES ProShares Volatility
2045    UWM 9/28/2009 414 PROSHARES ULTRA RUSSELL2000 ProShares Trading--Leveraged Equity
2046    UWT 12/9/2016 340 VELOCITYSHARES 3X LNG CRUDE OIL ETN NEW Credit Suisse AG Trading--Leveraged Commodities
2047    UXI 9/28/2009 5.3 PROSHARES ULTRA INDUSTRIALS ProShares Trading--Leveraged Equity
2048    UYG 9/28/2009 556 PROSHARES ULTRA FINANCIALS ProShares Trading--Leveraged Equity
2049    UYM 9/28/2009 281 PROSHARES ULTRA BASIC MATERIALS ProShares Trading--Leveraged Equity
2050    VALQ 1/16/2018 0.13 AMERICAN CENTURY STOXX U.S. QUALITY VALUE ETF Exchange Traded Fund Financial
2051    VALX 12/10/2014 0.4 VALIDEA MARKET LEGENDS ETF
2052    VAMO 9/9/2015 0.87 CAMBRIA VALUE AND MOMENTUM ETF CAMBRIA ETF TRUST Large Value
2053    VAW 9/28/2009 38 VANGUARD MATERIALS ETF Vanguard Natural Resources
2054    VB 9/28/2009 189 VANGUARD SMALL-CAP ETF Vanguard Small Blend
2055    VBK 9/28/2009 62 VANGUARD SMALL-CAP GROWTH ETF Vanguard Small Growth
2056    VBND 10/16/2014 2.51 VIDENT CORE US BOND STRATEGY ETF Vident Financial Intermediate-Term Bond
2057    VBR 9/28/2009 77 VANGUARD SMALL-CAP VALUE ETF Vanguard Small Value
2058    VCIT 11/23/2009 166 VANGUARD INTERM-TERM CORP BD ETF Vanguard Corporate Bond
2059    VCLT 11/23/2009 50 VANGUARD LONG-TERM CORPORATE BD ETF Vanguard Corporate Bond
2060    VCR 9/28/2009 35 VANGUARD CONSUMER DISCRETIONARY ETF Vanguard Consumer Cyclical
2061    VCSH 11/23/2009 196 VANGUARD SHORT-TERM CORPORATE BOND ETF Vanguard Short-Term Bond
2062    VDC 9/28/2009 37 VANGUARD CONSUMER STAPLES ETF Vanguard Consumer Defensive
2063    VDE 9/28/2009 110 VANGUARD ENERGY ETF Vanguard Equity Energy
2064    VEA 9/28/2009 1109 VANGUARD FTSE DEVELOPED MARKETS ETF Vanguard Foreign Large Blend
2065    VEGA 9/18/2012 1.24 ADVISORSHARES STAR GLOBAL BUY-WRITE ETF Exchange Traded Fund Financial
2066    VEGI 2/2/2012 1.95 ISHARES MSCI GLBL AGRICULTURE PRODUCERS iShares Natural Resources
2067    VETS 9/28/2009 0.21 PACER MILITARY TIMES BEST EMPLOYERS ETF
2068    VEU 9/28/2009 444 VANGUARD FTSE ALL-WLD EX-US ETF Vanguard Foreign Large Blend
2069    VFH 9/28/2009 130 VANGUARD FINANCIALS ETF Vanguard Financial
2070    VFLQ 2/15/2018 0.11 VANGUARD WELLINGTON FUND Exchange Traded Fund Financial
2071    VFMF 2/15/2018 0.52 VANGUARD WELLINGTON FUND Exchange Traded Fund Financial
2072    VFMO 2/15/2018 0.24 VANGUARD WELLINGTON FUND Exchange Traded Fund Financial
2073    VFMV 2/15/2018 0.27 VANGUARD WELLINGTON FUND Exchange Traded Fund Financial
2074    VFQY 2/15/2018 0.18 VANGUARD WELLINGTON FUND Exchange Traded Fund Financial
2075    VFVA 2/15/2018 0.29 VANGUARD WELLINGTON FUND Exchange Traded Fund Financial
2076    VGFO 10/12/2017 0.03 VIRTUS WMC GLOBAL FACTOR OPPORTUNITIES ETF Exchange Traded Fund Financial
2077    VGIT 11/23/2009 18 VANGUARD INTERM-TERM GOVT BD ETF Vanguard Intermediate Government
2078    VGK 9/28/2009 988 VANGUARD FTSE EUROPE ETF Vanguard Europe Stock
2079    VGLT 11/24/2009 19 VANGUARD LONG-TERM GOVERNMENT BD ETF Vanguard Long Government
2080    VGSH 11/23/2009 24 VANGUARD SHORT-TERM GOVERNMENT BOND ETF Vanguard Short Government
2081    VGT 9/28/2009 126 VANGUARD INFORMATION TECHNOLOGY ETF Vanguard Technology
2082    VHT 9/28/2009 73 VANGUARD HEALTH CARE ETF Vanguard Health
2083    VIDG 12/31/2018 0.07 DEFIANCE NEXT GEN VIDEO GAMING ETF Exchange Traded Fund Financial
2084    VIDI 10/30/2013 4.99 VIDENT INTERNATIONAL EQUITY FUND
2085    VIG 9/28/2009 279 VANGUARD DIVIDEND APPRECIATION ETF Vanguard Large Blend
2086    VIGI 3/2/2016 8.21 VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF
2087    VIIX 11/30/2010 75 VELOCITYSHARES VIX ST ETN Credit Suisse AG Volatility
2088    VIOG 9/24/2010 3.03 VANGUARD S&P SMALL-CAP 600 GROW Vanguard Small Growth
2089    VIOO 9/24/2010 8.36 VANGUARD S&P SMALL-CAP 600 ETF Vanguard Small Blend
2090    VIOV 9/24/2010 2.82 VANGUARD S&P SMALL-CAP 600 VALUE ETF Vanguard Small Value
2091    VIS 9/28/2009 38 VANGUARD INDUSTRIALS ETF Vanguard Industrials
2092    VIXM 1/4/2011 15 PROSHARES VIX MID-TERM FUTURES ProShares Volatility
2093    VIXY 1/4/2011 707 PROSHARES VIX SHORT-TERM FUTURES ProShares Volatility
2094    VLU 10/25/2012 0.22 SPDR S&P 1500 VALUE TILT ETF SPDR State Street Global Advisors Large Value
2095    VLUE 4/18/2013 36 ISHARES EDGE MSCI USA VALUE FACTOR iShares Large Value
2096    VMBS 11/23/2009 42 VANGUARD MORTGAGE-BACKED SECS ETF Vanguard Intermediate-Term Bond
2097    VMOT 5/3/2017 0.83 VALUESHARES U.S. QUANTITATIVE VALUE ETF Exchange Traded Fund Financial
2098    VNLA 11/17/2016 5.04 JANUS SHORT DURATION INCOME ETF Janus World Bond
2099    VNM 9/28/2009 99 VANECK VECTORS VIETNAM ETF Van Eck Miscellaneous Region
2100    VNQ 9/28/2009 1835 VANGUARD REIT ETF Vanguard Real Estate
2101    VNQI 11/1/2010 66 VANGUARD GLOBAL EX-US REAL EST ETF Vanguard Global Real Estate
2102    VO 9/28/2009 123 VANGUARD MID-CAP ETF Vanguard Mid-Cap Blend
2103    VOE 9/28/2009 68 VANGUARD MID-CAP VALUE ETF Vanguard Mid-Cap Value
2104    VONE 9/24/2010 7.16 VANGUARD RUSSELL 1000 ETF Vanguard Large Blend
2105    VONG 9/24/2010 11 VANGUARD RUSSELL 1000 GROWTH ETF Vanguard Large Growth
2106    VONV 9/24/2010 9.1 VANGUARD RUSSELL 1000 VALUE ETF Vanguard Large Value
2107    VOO 9/24/2010 636 VANGUARD 500 ETF Vanguard Large Blend
2108    VOOG 9/24/2010 13 VANGUARD S&P 500 GROWTH ETF Vanguard Large Growth
2109    VOOV 9/24/2010 5.66 VANGUARD S&P 500 VALUE ETF Vanguard Large Value
2110    VOT 9/28/2009 44 VANGUARD MID-CAP GROWTH ETF Vanguard Mid-Cap Growth
2111    VOX 9/28/2009 30 VANGUARD TELECOMMUNICATION SERVICES ETF Vanguard Communications
2112    VPC 2/8/2019 0.54 VIRTUS PRIVATE CREDIT STRATEGY ETF Exchange Traded Fund Financial
2113    VPL 9/28/2009 120 VANGUARD FTSE PACIFIC ETF Vanguard Diversified Pacific/Asia
2114    VPU 9/28/2009 54 VANGUARD UTILITIES ETF Vanguard Utilities
2115    VQT 9/24/2010 3.1 BARCLAYS ETN+ S&P VEQTOR Barclays Funds Long-Short Equity
2116    VRAI 2/8/2019 0.52 VIRTUS REAL ASSET INCOME ETF Exchange Traded Fund Financial
2117    VRIG 9/22/2016 4.45 INVESCO VARIABLE RATE INVESTMENT GRADE ETF
2118    VRP 5/1/2014 34 POWERSHARES VARIABLE RATE PREFERRED ETF PowerShares Preferred Stock
2119    VSDA 4/18/2017 0.19 VICTORYSHARES DIVIDEND ACCELERATOR ETF
2120    VSGX 9/20/2018 0.94 VANGUARD WORLD FUNDS Exchange Traded Fund Financial
2121    VSL 2/23/2018 0.06 VOLSHARES LARGE CAP ETF Exchange Traded Fund Financial
2122    VSMV 6/22/2017 0.37 VICTORYSHARES US MULTI-FACTOR MINIMUM VOLATILITY ETF
2123    VSS 9/28/2009 41 VANGUARD FTSE ALL-WLD EX-US SMCP ETF Vanguard Foreign Small/Mid Blend
2124    VT 9/28/2009 195 VANGUARD TOTAL WORLD STOCK ETF Vanguard World Stock
2125    VTC 11/9/2017 0.87 VANGUARD TOTAL CORPORATE BOND ETF
2126    VTEB 8/25/2015 31 VANGUARD TAX-EXEMPT BOND ETF Exchange Traded Fund Financial
2127    VTHR 9/24/2010 2.47 VANGUARD RUSSELL 3000 ETF Vanguard Large Blend
2128    VTI 9/28/2009 936 VANGUARD TOTAL STOCK MARKET ETF Vanguard Large Blend
2129    VTIP 10/16/2012 47 VANGUARD SHORT-TERM INFL-PROT SECS ETF Vanguard Inflation-Protected Bond
2130    VTV 9/28/2009 295 VANGUARD VALUE ETF Vanguard Large Value
2131    VTWG 9/24/2010 4.56 VANGUARD RUSSELL 2000 GROWTH ETF Vanguard Small Growth
2132    VTWO 9/24/2010 17 VANGUARD RUSSELL 2000 ETF
2133    VTWV 9/24/2010 2.59 VANGUARD RUSSELL 2000 VALUE ETF Vanguard Small Value
2134    VUG 9/28/2009 231 VANGUARD GROWTH ETF Vanguard Large Growth
2135    VUSE 1/22/2014 2.96 VIDENT CORE US EQUITY Vident Financial Mid-Cap Value
2136    VV 9/28/2009 85 VANGUARD LARGE-CAP ETF Vanguard Large Blend
2137    VWO 9/28/2009 3978 VANGUARD FTSE EMERGING MARKETS ETF Vanguard Diversified Emerging Mkts
2138    VWOB 6/4/2013 17 VANGUARD EMERGING MKTS GOVT BD ETF Vanguard Emerging Markets Bond
2139    VXF 9/28/2009 85 VANGUARD EXTENDED MARKET ETF Vanguard Mid-Cap Blend
2140    VXUS 1/28/2011 110 VANGUARD TOTAL INTERNATIONAL STOCK ETF Vanguard Foreign Large Blend
2141    VXX 9/28/2009 13835 IPATH S&P 500 VIX ST FUTURES ETN Barclays Funds Volatility
2142    VXZ 9/28/2009 163 IPATH S&P 500 VIX MT FUTURES ETN Barclays Funds Volatility
2143    VYM 9/28/2009 189 VANGUARD HIGH DIVIDEND YIELD ETF Vanguard Large Value
2144    VYMI 3/2/2016 7.6 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF
2145    WBAL 12/21/2017 0.09 WISDOMTREE BALANCED INCOME FUND Exchange Traded Fund Financial
2146    WBIA 8/27/2014 1.15 WBI TACTICAL SMG SHARES ETF WBI Investments Mid-Cap Blend
2147    WBIB 8/27/2014 1.18 WBI TACTICAL SMV SHARES ETF WBI Investments Mid-Cap Blend
2148    WBIC 8/27/2014 1.48 WBI TACTICAL SMY SHARES ETF WBI Investments Mid-Cap Value
2149    WBID 8/27/2014 1.15 WBI TACTICAL SMS SHARES ETF WBI Investments Mid-Cap Blend
2150    WBIE 8/27/2014 1.32 WBI TACTICAL LCG SHARES ETF WBI Investments Large Growth
2151    WBIF 8/27/2014 1.25 WBI TACTICAL LCV SHARES ETF WBI Investments Large Blend
2152    WBIG 8/27/2014 1.53 WBI TACTICAL LCY SHARES ETF WBI Investments Large Blend
2153    WBII 8/27/2014 2.08 WBI TACTICAL INCOME SHARES ETF WBI Investments Allocation--15% to 30% Equity
2154    WBIL 8/27/2014 1.15 WBI TACTICAL LCS SHARES ETF WBI Investments Large Blend
2155    WBIN 7/19/2019 0.04 WBI BULLBEAR TREND SWITCH US TOTAL RETURN ETF Exchange Traded Fund Financial
2156    WBIT 5/29/2019 0.1 ABSOLUTE SHARES TRUST WBI BULLBEAR TREND SWITCH US 3000 TOTAL Exchange Traded Fund Financial
2157    WBIY 12/22/2016 0.89 WBI POWER FACTOR HIGH DIVIDEND ETF WBI Investments Large Value
2158    WBND 10/4/2018 0.16 WESTERN ASSET TOTAL RETURN ETF
2159    WCHN 12/21/2017 0.61 WISDOMTREE ICBCCS S&P CHINA 500 FUND Exchange Traded Fund Financial
2160    WCLD 9/6/2019 0.02 WISDOMTREE CLOUD COMPUTING FUND
2161    WDIV 5/30/2013 2.54 SPDR S&P GLOBAL DIVIDEND ETF SPDR State Street Global Advisors World Stock
2162    WDRW 8/19/2015 0.48 DIREXION DAILY REGIONAL BNKS BEAR 3X ETF Direxion Funds Trading--Inverse Equity
2163    WEAT 9/19/2011 12 TEUCRIUM WHEAT ETF Teucrium Commodities Agriculture
2164    WFHY 4/27/2016 0.2 WISDOMTREE TRUST Exchange Traded Fund Financial
2165    WFIG 4/27/2016 0.07 WISDOMTREE TRUST Exchange Traded Fund Financial
2166    WIL 7/10/2014 0.07 BARCLAYS WOMEN IN LEADERSHIP ETN Barclays Funds Large Blend
2167    WINC 2/8/2019 0.04 WESTERN ASSET SHORT DURATION INCOME ETF
2168    WIP 9/28/2009 33 SPDR CITI INTL GOVT INFL-PROT BD ETF SPDR State Street Global Advisors World Bond
2169    WLDR 1/17/2018 0.1 AFFINITY WORLD LEADERS EQUITY ETF Exchange Traded Fund Financial
2170    WOMN 8/28/2018 0.04 IMPACT SHARES TRUST I ETF IMPACT SHARES YWCA WOMENAS EMPOWERME Exchange Traded Fund Financial
2171    WOOD 9/28/2009 8.71 ISHARES GLOBAL TIMBER & FORESTRY iShares Natural Resources
2172    WPS 9/28/2009 8.33 ISHARES TRUST ISHARES S&P DEVEL iShares Global Real Estate
2173    WTID 1/5/2017 1.4 UBS ETRACS PROSHARES DLY 3X INVRS CRDETN UBS Trading--Inverse Commodities
2174    WTIU 1/5/2017 2.62 UBS ETRACS PROSHARES DLY 3X LNG CRUD ETN UBS Trading--Leveraged Commodities
2175    WTMF 6/26/2017 1.89 WISDOMTREE MANAGED FUTURES STRATEGY FUND Exchange Traded Fund Financial
2176    XAR 9/29/2011 16 SPDR S&P AEROSPACE & DEFENSE ETF SPDR State Street Global Advisors Industrials
2177    XBI 9/28/2009 1127 SPDR S&P BIOTECH ETF SPDR State Street Global Advisors Health
2178    XBUY 1/30/2019 0.05 AMPLIFY INTERNATIONAL ONLINE RETAIL ETF Exchange Traded Fund Financial
2179    XCEM 9/2/2015 0.35 COLUMBIA EM CORE EX-CHINA ETF Columbia Diversified Emerging Mkts
2180    XDIV 2/6/2018 0.04 U.S. EQUITY EX-DIVIDEND FUND SERIES 2027 SHARES Exchange Traded Fund Financial
2181    XES 9/28/2009 136 SPDR S&P OIL & GAS EQUIPMENT&SVCS ETF SPDR State Street Global Advisors Equity Energy
2182    XHB 9/28/2009 1470 SPDR S&P HOMEBUILDERS ETF SPDR State Street Global Advisors Consumer Cyclical
2183    XHE 1/27/2011 5.94 SPDR S&P HEALTH CARE EQUIPMENT ETF SPDR State Street Global Advisors Health
2184    XHS 9/29/2011 4.31 SPDR S&P HEALTH CARE SERVICES ETF SPDR State Street Global Advisors Health
2185    XITK 1/14/2016 1.02 SPDR FACTSET INNOVATIVE TECHNOLOGY ETF Exchange Traded Fund Financial
2186    XLB 9/28/2009 2492 MATERIALS SELECT SECTOR SPDR State Street Global Advisors Natural Resources
2187    XLC 6/19/2018 106 THE COMMUNICATION SERVICES SELECT SECTOR SPDR FUND Exchange Traded Fund Financial
2188    XLE 9/28/2009 6955 ENERGY SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Equity Energy
2189    XLEY 12/6/2018 0.03 CUSHING ENERGY & MLP ETF Exchange Traded Fund Financial
2190    XLF 9/28/2009 5335 FINANCIAL SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Financial
2191    XLG 9/28/2009 10 GUGGENHEIM S&P 500 TOP 50 ETF Guggenheim Investments Large Blend
2192    XLI 9/28/2009 3682 INDUSTRIAL SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Industrials
2193    XLK 9/28/2009 2595 TECHNOLOGY SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Technology
2194    XLP 9/28/2009 2349 CONSUMER STAPLES SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Consumer Defensive
2195    XLRE 10/8/2015 212 REAL ESTATE SELECT SECTOR SPDR SPDR State Street Global Advisors Real Estate
2196    XLSY 12/6/2018 0.03 CUSHING ENERGY SUPPLY CHAIN & MLP ETF Exchange Traded Fund Financial
2197    XLTY 12/6/2018 0.03 CUSHING TRANSPORTATION & MLP ETF Exchange Traded Fund Financial
2198    XLU 9/28/2009 3554 UTILITIES SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Utilities
2199    XLUY 12/6/2018 0.04 CUSHING UTILITY & MLP ETF Exchange Traded Fund Financial
2200    XLV 9/28/2009 3145 HEALTH CARE SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Health
2201    XLY 9/28/2009 2526 CONSUMER DISCRET SEL SECT SPDR ETF SPDR State Street Global Advisors Consumer Cyclical
2202    XME 9/28/2009 1552 SPDR S&P METALS AND MINING ETF SPDR State Street Global Advisors Natural Resources
2203    XMHQ 12/31/2018 0.05 INVESCO S&P MIDCAP QUALITY ETF Exchange Traded Fund Financial
2204    XMLV 2/15/2013 17 POWERSHARES S&P MIDCAP LOW VOLATIL ETF PowerShares Mid-Cap Value
2205    XMMO 12/31/2018 2.25 INVESCO S&P MIDCAP MOMENTUM ETF Exchange Traded Fund Financial
2206    XMPT 7/13/2011 4.19 VANECK VECTORS CEF MUNICIPAL INCOME ETF Van Eck Muni National Long
2207    XMVM 12/31/2018 0.1 INVESCO S&P MIDCAP VALUE WITH MOMENTUM ETF Exchange Traded Fund Financial
2208    XMX 2/10/2017 0.24 WISDOMTREE GLOBAL EX-MEXICO EQUITY ETF WisdomTree World Stock
2209    XNTK 3/21/2017 2.38 SPDR NYSE TECHNOLOGY ETF Exchange Traded Fund Financial
2210    XOP 9/28/2009 4355 SPDR S&P OIL & GAS EXPLOR & PRODTN ETF SPDR State Street Global Advisors Equity Energy
2211    XPH 9/28/2009 32 SPDR S&P PHARMACEUTICALS ETF SPDR State Street Global Advisors Health
2212    XPP 9/28/2009 15 PROSHARES ULTRA FTSE CHINA 50 ProShares Trading--Leveraged Equity
2213    XRLV 4/9/2015 2.79 POWERSHARES S&P 500EX-RATE SNSVLWVTL ETF PowerShares Large Blend
2214    XRT 9/28/2009 2513 SPDR S&P RETAIL ETF SPDR State Street Global Advisors Consumer Cyclical
2215    XSD 9/28/2009 35 SPDR S&P SEMICONDUCTOR ETF State Street Global Advisors Technology
2216    XSHD 12/1/2016 0.4 POWERSHARES S&P SMCP HI DIV LOW VOLATIL PowerShares Small Value
2217    XSHQ 4/6/2017 0.21 INVESCO EXCHANGE-TRADED FUND TRUST II Exchange Traded Fund Financial
2218    XSLV 2/15/2013 16 POWERSHARES S&P SMALLCAP LOW VOLATIL ETF PowerShares Small Value
2219    XSMO 12/31/2018 0.22 INVESCO S&P SMALLCAP MOMENTUM ETF Exchange Traded Fund Financial
2220    XSOE 12/10/2014 2.89 WISDOMTREE EMERGING MARKETS EX-STATE OWNED ENTERPRISES FUND Exchange Traded Fund Financial
2221    XSVM 12/31/2018 0.14 INVESCO S&P SMALLCAP VALUE WITH MOMENTUM ETF Exchange Traded Fund Financial
2222    XSW 9/29/2011 1.86 SPDR S&P SOFTWARE & SERVICES ETF SPDR State Street Global Advisors Technology
2223    XT 3/23/2015 10 ISHARES EXPONENTIAL TECHNOLOGIES iShares Miscellaneous Sector
2224    XTH 6/28/2016 0.08 SPDR S&P TECHNOLOGY HARDWARE ETF Exchange Traded Fund Financial
2225    XTL 1/27/2011 2.45 SPDR S&P TELECOM ETF SPDR State Street Global Advisors Communications
2226    XTN 1/27/2011 8.5 SPDR S&P TRANSPORTATION ETF SPDR State Street Global Advisors Industrials
2227    XVZ 8/18/2011 3.66 IPATH S&P 500 DYNAMIC VIX ETN Barclays Funds Volatility
2228    XWEB 6/28/2016 0.64 SPDR S&P INTERNET ETF SPDR State Street Global Advisors Technology
2229    YANG 2/22/2011 78 DIREXION DAILY FTSE CHINA BEAR 3X ETF Direxion Funds Trading--Inverse Equity
2230    YCL 9/28/2009 1.48 PROSHARES ULTRA YEN ProShares Trading--Miscellaneous
2231    YCOM 1/16/2019 0.03 PROSHARES ULTRASHORT COMMUNICATION SERVICES SELECT SECTOR Exchange Traded Fund Financial
2232    YCS 9/28/2009 48 PROSHARES ULTRASHORT YEN ProShares Trading--Miscellaneous
2233    YGRN 4/10/2019 0.02 BANK OF MONTREAL Commercial Banks Finance
2234    YINN 2/22/2011 299 DIREXION DAILY FTSE CHINA BULL 3X ETF Direxion Funds Trading--Leveraged Equity
2235    YLCO 5/28/2015 0.91 GLOBAL X YIELDCO ETF Global X Funds World Stock
2236    YLD 7/9/2015 0.49 PRINCIPAL EDGE ACTIVE INCOME ETF Principal Funds Allocation--30% to 50% Equity
2237    YLDE 5/23/2017 0.04 CLEARBRIDGE DIVIDEND STRATEGY ESG ETF
2238    YMLI 2/12/2013 2.04 VANECK VECTORS HIGH INC INFRAS MLP ETF Van Eck Energy Limited Partnership
2239    YMLP 3/13/2012 12 VANECK VECTORS HIGH INCOME MLP ETF Van Eck Energy Limited Partnership
2240    YOLO 4/18/2019 1.18 ADVISORSHARES PURE CANNABIS ETF Exchange Traded Fund Financial
2241    YXI 4/9/2010 2.55 PROSHARES SHORT FTSE CHINA 50 ProShares Trading--Inverse Equity
2242    YYY 2/25/2013 7.33 YIELDSHARES HIGH INCOME ETF YieldShares Tactical Allocation
2243    ZBIO 6/23/2015 6.36 PROSHARES ULTRAPRO SHORT NASDAQ BIOTECH ProShares Trading--Inverse Equity
2244    ZCAN 3/26/2018 0.09 SPDR SOLACTIVE CANADA ETF Exchange Traded Fund Financial
2245    ZDEU 3/26/2018 0.05 SPDR SOLACTIVE GERMANY ETF Exchange Traded Fund Financial
2246    ZGBR 3/27/2018 0.09 SPDR SOLACTIVE UNITED KINGDOM ETF Exchange Traded Fund Financial
2247    ZHOK 9/19/2018 0.09 SPDR SOLACTIVE HONG KONG ETF Exchange Traded Fund Financial
2248    ZIG 5/15/2019 0.08 THE ACQUIRERS FUND Exchange Traded Fund Financial
2249    ZIV 11/30/2010 21 VELOCITYSHARES DAILY INVERSE VIX MT ETN Credit Suisse AG Volatility
2250    ZJPN 3/26/2018 0.06 SPDR SOLACTIVE JAPAN ETF Exchange Traded Fund Financial
2251    ZMLP 1/28/2014 3.65 DIREXION ZACKS MLP HIGH INCOME ETF Direxion Funds Energy Limited Partnership
2252    ZROZ 11/4/2009 9.12 PIMCO 25+ YEAR ZERO COUPON US TRS ETF Pimco Long Government
2253    ZSL 9/28/2009 308 PROSHARES ULTRASHORT SILVER ProShares Trading--Inverse Commodities

Delisted Instruments:

 #   Symbol   StartDate   Size(MB)   Description   Industry   Sector 
1    AAIT 2/9/2012 0.45 ISHARES MSCI ALL COUNTRY ASIA INFO TECH Exchange Traded Fund Financial
2    AAVX 9/8/2011 0.22 ETRACS DAILY SHORT 1 MONTH S&P
3    ABCS 6/8/2011 0.38 GUGGENHEIM ABC HIGH DIVIDEND ET Guggenheim Funds Distributors, Inc. Foreign Large Value
4    ACCU 1/26/2012 1.25 ADVISORSHARES ACCUVEST GLOBAL OPPORT ETF Exchange Traded Fund Financial
5    ACTX 4/29/2015 0.08 GLOBAL X GURU ACTIVIST ETF Global X Funds Large Blend
6    ADZ 9/25/2009 0.29 DB AGRICULTURE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities
7    AGA 9/25/2009 2.05 DB AGRICULTURE DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities
8    AGEM 2/28/2011 0.47 EGSHARES GEMS COMPOSITE ETF Emerging Global Advisors Diversified Emerging Mkts
9    AGF 9/25/2009 1.97 DB AGRICULTURE LONG ETN DB AGRI Deutsche Bank Commodities Agriculture
10    AGLS 8/8/2011 0.73 ACCUVEST GLOBAL LONG SHORT ETF
11    AGOL 1/14/2011 0.22 ETFS ASIAN GOLD TRUST ETF Securities Ltd Commodities Precious Metals
12    AGRG 5/19/2011 0.03 RUSSELL AGGRESSIVE GROWTH ETF Russell Large Growth
13    ALD 9/25/2009 45 WISDOMTREE ASIA LOCAL DEBT ETF WisdomTree Emerging-Markets Local-Currency Bond
14    ALFI 11/10/2015 0.14
15    ALTL 9/6/2012 0.34 RBS US LARGE CAP ALTERNATOR ETN Royal Bank of Scotland NV Large Blend
16    ALUM 1/5/2011 0.21 GLOBAL X ALUMINUM ETF Global X Funds Natural Resources
17    AMPS 2/22/2012 0.6 ISHARES UTILITIES BOND iShares Corporate Bond
18    AND 2/3/2011 1.02 GLOBAL X FTSE ANDEAN 40 ETF Global X Funds Latin America Stock
19    ARVR 7/10/2018 0.02
20    ASDR 4/9/2013 0.02 VELOCITYSHARES EMERGING ASIA DR ETF ALPS Diversified Pacific/Asia
21    AUD 11/1/2011 0.58 PIMCO AUSTRALIA BOND INDEX FUND PIMCO World Bond
22    AUGR 8/1/2018 0.08
23    AUNZ 7/5/2011 2.57 WISDOMTREE AUSTRALIA & NZL DBT ETF WisdomTree World Bond
24    AUSE 2/28/2011 1.64 WISDOMTREE AUSTRALIA DIVIDEND ETF WisdomTree Miscellaneous Region
25    AXDI 8/10/2010 0.09 ISHARES MSCI ACWI EX US CONSUME iShares Consumer Cyclical
26    AXEN 8/10/2010 0.22 ISHARES MSCI ACWI EX US ENERGY iShares Equity Energy
27    AXFN 1/28/2010 0.22 ISHARES MSCI ACWI EX US FINANCI iShares Financial
28    AXHE 8/10/2010 0.18 ISHARES MSCI ACWI EX US HEALTH iShares Health
29    AXID 8/10/2010 0.14 ISHARES MSCI ACWI EX US INDUSTR iShares Industrials
30    AXIT 7/20/2010 0.1 ISHARES MSCI ACWI EX US INFORMA iShares Technology
31    AXJS 2/3/2012 0.28 ISHARES MSCI AC ASIA EX JAPAN SMALL-CAP iShares Pacific/Asia ex-Japan Stk
32    AXMT 8/10/2010 0.22 ISHARES MSCI ACWI EX US MATERIA iShares Natural Resources
33    AXSL 8/4/2010 0.12 ISHARES TMSCI ACWI EX US CONSUM iShares Consumer Defensive
34    AXTE 8/10/2010 0.15 ISHARES MSCI ACWI EX US TELECOM iShares Communications
35    AXUT 8/10/2010 0.31 ISHARES MSCI ACWI EX US UTILITI iShares Utilities
36    AYT 9/25/2009 1.68 IPATH GEMS ASIA 8 ETN Barclays Funds Multicurrency
37    AZIA 4/3/2013 0.32 GLOBAL X CENTRAL ASIA & MONGOLIA ETF Exchange Traded Fund Financial
38    BABS 8/3/2010 4.14 SPDR NUVEEN BARCLAYS CAPITAL BU State Street Global Advisors Long-Term Bond
39    BABZ 9/24/2010 1.72 PIMCO BUILD AMERICA BOND STRATE PIMCO Long-Term Bond
40    BALB 2/5/2018 0.09
41    BARN 6/2/2011 0.11 GLOBAL X FARMING ETF Global X Funds Natural Resources
42    BARS 5/6/2014 0.03 DIREXION DAILY GOLD BEAR 3X ETF Exchange Traded Fund Financial
43    BBRC 8/15/2012 6.33 EGSHARES BEYOND BRICS ETF Exchange Traded Fund Financial
44    BBVX 9/8/2011 0.13 ETRACS DAILY SHORT 2 MONTH S&P Commercial Banks, Not Elsewhere Classified Finance, Insurance, and Real Estate
45    BCHP 4/23/2014 0.16 EGSHARES BLUE CHIP ETF Exchange Traded Fund Financial
46    BDAT 7/16/2015 0.02
47    BDD 9/25/2009 3.59 DB BASE METALS DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities
48    BDG 9/25/2009 0.25 DB BASE METALS LONG ETN Deutsche Bank AG Commodities Industrial Metals
49    BDH 9/25/2009 0.61 MERRILL LYNCH & CO., INC. BROAD Merrill Lynch Technology
50    BEF 3/31/2017 0.05
51    BERN 10/17/2017 0.05
52    BGU 9/25/2009 428 DIREXION LARGE CAP BULL 3X SHAR Direxion Funds Trading-Leveraged Equity
53    BGZ 9/25/2009 468 DIREXION LARGE CAP BEAR 3X SHAR Direxion Funds Trading-Inverse Equity
54    BHH 9/25/2009 2.39 MERRILL LYNCH & CO., INC. B2B I Merrill Lynch Technology
55    BIGD 10/5/2015 0.06 PUREFUNDS ISE BIG DATA ETF Pure Funds Technology
56    BIK 9/25/2009 15 SPDR S&P BRIC 40 State Street Global Advisors Diversified Emerging Mkts
57    BIKR 6/21/2018 0.1
58    BITE 10/28/2015 0.08
59    BJJN 1/18/2018 0.04
60    BJO 2/1/2018 0.92
61    BKC 9/25/2009 107
62    BLNG 4/21/2011 0.21 IPATH PURE BETA PRECIOUS METAL
63    BMLA 5/19/2016 0.02 BULLMARK LATAM SELECT LEADERS ETF
64    BNDS 5/26/2015 4.33 SPDR BLMBG BARCLAYS AGGREGATE BOND ETF SPDR State Street Global Advisors Intermediate-Term Bond
65    BNZ 9/25/2009 1.1 WISDOMTREE DREYFUS NEW ZEALAND WisdomTree Trust Currency
66    BOM 9/25/2009 2.97 DB BASE METALS DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities
67    BONO 5/12/2011 1 MARKET VECTORS LATAM AGGREGATE Van Eck Emerging Markets Bond
68    BOON 2/28/2018 0.19
69    BOS 9/25/2009 1.05 POWERSHARES DB BASE METALS SHOR Deutsche Bank Trading-Inverse Commodities
70    BRAF 7/29/2010 0.58 GLOBAL X BRAZIL FINANCIALS ETF Global X Funds Latin America Stock
71    BRAQ 7/12/2010 1.92 GLOBAL X BRAZIL CONSUMER ETF Global X Funds Latin America Stock
72    BRAZ 7/12/2010 1.84 GLOBAL X BRAZIL MID CAP ETF Global X Funds Latin America Stock
73    BRGL 10/17/2017 0.02
74    BRIL 4/9/2010 0.57 DIREXION DAILY BRIC BULL 3X SHA Direxion Funds Trading-Leveraged Equity
75    BRIS 4/12/2010 0.28 DIREXION DAILY BRIC BEAR 3X SHA Direxion Funds Trading-Inverse Equity
76    BRXX 2/24/2010 4.79 EGSHARES BRAZIL INFRASTRUCTURE Emerging Global Advisors Latin America Stock
77    BRZS 5/1/2013 0.57
78    BSC 9/25/2009 0.12 ELEMENTS BG SMALL CAP ETN Deutsche Bank AG Small Value
79    BSCC 7/12/2010 0.84 GUGGENHEIM BULLETSHARES 2012 CB Guggenheim Funds Distributors, Inc. Short-Term Bond
80    BSCD 7/12/2010 2.03 GUGGENHEIM BULLETSHARES 2013 CO Guggenheim Funds Distributors, Inc. Short-Term Bond
81    BSCF 7/12/2010 8.57 GUGGENHEIM BULLETSHARES 2015 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond
82    BSCG 7/12/2010 12 GUGGENHEIM BULLETSHARES 2016 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond
83    BSCH 7/12/2010 16 GUGGENHEIM BULLETSHRS 2017 CORP BD ETF Guggenheim Investments Corporate Bond
84    BSCI 3/28/2012 17 GUGGENHEIM BULLETSHRS 2018 CORP BD ETF Guggenheim Investments Corporate Bond
85    BSJE 1/25/2011 6.52 GUGGENHEIM BULLETSHARES 2014 HI Guggenheim Funds Distributors, Inc. High Yield Bond
86    BSJF 1/25/2011 15 GUGGENHEIM BULLETSHARES 2015 HI Guggenheim Funds Distributors, Inc. High Yield Bond
87    BSJG 4/25/2012 11 GUGGENHEIM BULLETSHRS2016 HY CORPBD ETF Exchange Traded Fund Financial
88    BSJH 4/25/2012 13 GUGGENHEIM BULLETSHRS 2017 HY CORPBD ETF Guggenheim Investments High Yield Bond
89    BSJI 4/25/2012 19 GUGGENHEIM BULLETSHRS 2018 HY CORPBD ETF Guggenheim Investments High Yield Bond
90    BSWN 7/14/2016 0.17 VELOCITYSHARES VIX TAIL RISK ETN UBS Volatility
91    BTAH 9/13/2011 0.07 QUANTSHARES U.S. MARKET NEUTRAL
92    BUND 11/10/2011 0.06 PIMCO GERMANY BOND INDEX FUND PIMCO World Bond
93    BUNL 3/23/2011 1.08 POWERSHARES DB GERMAN BUND FUTU
94    BUNT 3/23/2011 0.78 POWERSHARES DB 3X GERMAN BUND F
95    BUZ 4/19/2016 0.35 SPROTT BUZZ SOCIAL MEDIA INSIGHTS ETF ALPS Large Growth
96    BVL 9/25/2009 0.02 DEUTSCHE BANK AG ETN Deutsche Bank AG Large Value
97    BVNSC 2/15/2018 0.01
98    BVT 9/25/2009 0.08 DEUTSCHE BANK AG ETN Deutsche Bank AG Large Value
99    BWV 9/25/2009 0.6 IPATH CBOE S&P 500 BUYWRITE ETN Barclays Funds Large Blend
100    BXDB 11/18/2009 0.76 BARCLAYS SHORT B LEVERAGED S&P Barclays Bank PLC Trading-Inverse Equity
101    BXDC 11/18/2009 1.1 BARCLAYS SHORT C LEVERAGED INVE Barclays Bank PLC Trading-Inverse Equity
102    BXUB 11/18/2009 1.14 BARCLAYS LONG B LEVERAGED S&P 5 Barclays Bank PLC Trading-Leveraged Equity
103    BXUC 11/18/2009 1.99 BARCLAYS LONG C LEVERAGED S&P 5 Barclays Bank PLC Trading-Leveraged Equity
104    BZF 9/25/2009 9.17 WISDOMTREE BRAZILIAN REAL STRATEGY ETF WisdomTree Single Currency
105    CAD 11/10/2011 0.44 PIMCO CANADA BOND INDEX FUND ET PIMCO World Bond
106    CAFE 4/21/2011 1.89 IPATH PURE BETA COFFEE ETN Barclays Funds Commodities Agriculture
107    CAPX 5/27/2015 0.07 ELKHORN S&P 500 CAPITAL EXPENDITURES Elkhorn Large Blend
108    CCVX 9/8/2011 0.11 ETRACS DAILY SHORT 3 MONTH S&P
109    CCXE 2/28/2011 0.75 WISDOMTREE COMMODITY COUNTRY EQ WisdomTree Natural Resources
110    CFGE 7/14/2014 0.05
111    CFT 9/28/2009 13 ISHARES LEHMAN CREDIT BOND FUND iShares Intermediate-Term Bond
112    CGVIC 4/13/2018 0.01
113    CHLC 10/12/2011 0.75 MARKET VECTORS RENMINBI BOND ETF Exchange Traded Fund Financial
114    CHNB 11/19/2014 0.19
115    CHOC 4/21/2011 1.01 IPATH PURE BETA COCOA ETN Barclays Funds Commodities Agriculture
116    CHXF 9/19/2012 0.56 WISDOMTREE CHINA DIVIDEND EX-FINCLS ETF Exchange Traded Fund Financial
117    CHXX 2/17/2010 1.68 EGSHARES CHINA INFRASTRUCTURE E Emerging Global Advisors China Region
118    CIU 9/28/2009 93 ISHARES INTERMEDIATE CREDIT BOND iShares Corporate Bond
119    CIVEC 4/13/2018 0.01
120    CLAW 8/19/2015 0.09 DIREXION DAILY HMBLDRS&SUPLS BEAR 3X ETF Direxion Funds Trading--Inverse Equity
121    CLY 12/9/2009 26 ISHARES 10+ YEAR CREDIT BOND iShares Corporate Bond
122    CLYH 9/11/2015 0.31 ISHARES INTEREST RT HDGD 10+ YR CRDT BD iShares Corporate Bond
123    CMDT 8/13/2013 0.47 ISHARES COMMODITY OPTIMIZED TRUST iShares Commodities Broad Basket
124    CNDA 4/9/2010 2.27 IQ CANADA SMALL CAP ETF IndexIQ Miscellaneous Region
125    CNDF 5/12/2016 0.06 ISHARES EDGE MSCI MLTIFCTR CNSMR DCRTNRY iShares Consumer Cyclical
126    CNPF 5/25/2011 1.67 GLOBAL CANADA PREFERRED ETF Global X Funds Miscellaneous Sector
127    CNSF 5/12/2016 0.04 ISHARES EDGE MSCI MLTFCTR CNSMR STPLS iShares Consumer Defensive
128    CNTR 5/19/2011 0.07 POWERSHARES CONTRARIAN OPPORTUNITIES ETF PowerShares Mid-Cap Value
129    COBO 5/25/2012 0.19
130    COLX 3/15/2011 0.49 MARKET VECTORS COLOMBIA ETF Van Eck Latin America Stock
131    CONG 5/19/2011 0.14 RUSSELL CONSISTENT GROWTH ETF Russell Large Growth
132    COWB 2/1/2018 0.05
133    COWL 5/25/2011 0.61 DIREXION DAILY AGRIBUSINESS BUL Direxion Funds Trading-Leveraged Equity
134    COWS 5/25/2011 0.27 DIREXION DAILY AGRIBUSINESS BEA Direxion Funds Trading-Inverse Equity
135    CRBQ 9/28/2009 2.69 GLOBAL COMMODITY EQUITY ETF ALPS Natural Resources
136    CRDT 2/11/2014 0.11 WISDOMTREE STRATEGIC CORPORATE BOND ETF WisdomTree World Bond
137    CRED 9/28/2009 12 ISHARES US CREDIT BOND iShares Corporate Bond
138    CRO 9/28/2009 0.06 CRT PROPERTIES INC
139    CRUD 2/23/2011 0.27 TEUCRIUM CRUDE OIL FUND EXCHANG Teucrium Commodities Energy
140    CRUSC 1/11/2018 0.01
141    CSCB 6/12/2013 0.09
142    CSCR 6/12/2013 0.29 CREDIT SUISSE X-LINKS CMDTY ROTATION ETN Credit Suisse AG Commodities Broad Basket
143    CSJ 9/28/2009 143 ISHARES 1-3 YEAR CREDIT BOND ETF
144    CSLS 2/22/2010 1.47 CREDIT SUISSE X-LINKS LONG/SHORT EQ ETN Credit Suisse AG Long-Short Equity
145    CSMA 10/4/2010 1.36 CREDIT SUISSE X-LINKS MERGER ARBTRG ETN Credit Suisse AG Market Neutral
146    CSMB 3/8/2011 0.41 CREDIT SUISSE EXCHANGE TRADE NO
147    CSMN 9/21/2011 0.4 CREDIT SUISSE MARKET NEUT GLOBAL EQ ETN
148    CTNN 4/21/2011 0.38 IPATH PURE BETA COTTON ETN Barclays Funds Commodities Agriculture
149    CU 4/9/2010 7.03 FIRST TRUST ISE GLOBAL COPPER I First Trust Natural Resources
150    CUMB 1/18/2017 0.37 VIRTUS CUMBERLAND MUNICIPAL BOND ETF Cumberland Advisors Muni National Interm
151    CUPM 4/21/2011 0.26 IPATH PURE BETA COPPER ETN Barclays Funds Commodities Industrial Metals
152    CVOL 11/15/2010 4.1 C-TRACKS ETN LINKED TO CITI VOLATIL TR Citigroup Volatility
153    CVRT 5/26/2011 0.27 POWERSHARES CONVERTIBLE SECURIT PowerShares Convertibles
154    CXA 9/28/2009 3.99 SPDR NUVEEN BARCLAYS CAPITAL CA State Street Global Advisors Muni California Long
155    DAG 9/28/2009 17 DB AGRICULTURE DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities
156    DBAP 10/1/2013 0.78 DEUTSCHE X-TRACKERS MSCI ASPC EXJP HGDEQ Deutsche Asset Management Pacific/Asia ex-Japan Stk
157    DBAU 8/19/2015 0.02 DEUTSCHE X-TRACKERS MSCI AUST HDGD EQ Deutsche Asset Management Miscellaneous Region
158    DBBR 6/9/2011 1.22 DEUTSCHE X-TRACKERS MSCI BRAZIL HEDGD EQ Deutsche Asset Management Latin America Stock
159    DBES 8/19/2015 0.03
160    DBIF 4/9/2015 0.05 DEUTSCHE X-TRACKERS S&P HDGD GLBL INFRAS Deutsche Asset Management Infrastructure
161    DBIT 8/19/2015 0.01 DEUTSCHE X-TRACKERS MSCI ITALY HEDGED EQ Deutsche Asset Management Miscellaneous Region
162    DBIZ 12/19/2012 1.27 ADVISORSHARES PRING TURNER BUS CYCLE ETF Exchange Traded Fund Financial
163    DBMX 1/27/2014 0.26 DEUTSCHE X-TRACKERS MSCI MEXICO HEDGD EQ Deutsche Asset Management Miscellaneous Region
164    DBN 9/28/2009 0.56 WISDOMTREE INTERNATIONAL BASIC
165    DBR 9/28/2009 0.1 WISDOMTREE INTERNATIONAL HEALTH CARE SECTOR
166    DBRE 4/9/2015 0.04 DEUTSCHE X-TRACKERS DJ HDGD INTL RL ESTT Deutsche Asset Management Global Real Estate
167    DBRT 9/15/2017 0.12
168    DBSE 8/19/2015 0.01
169    DBSP 8/19/2015 0.01
170    DBT 9/28/2009 0.12 WISDOMTREE TRUST
171    DBU 9/28/2009 1.73 WISDOMTREE GLOBAL EX-US UTILITY WisdomTree Utilities
172    DBUK 10/1/2013 0.23 DEUTSCHE X-TRACKERS MSCI UK HEDGED EQ Deutsche Asset Management Miscellaneous Region
173    DCNG 4/21/2011 0.45 IPATH SEASONAL NATURAL GAS ETN
174    DDBI 12/29/2015 0.09 LEGG MASON DEV EX-US DIVERS COR ETF Legg Mason Foreign Large Blend
175    DDEZ 1/7/2016 0.13 WISDOMTREE DYNAMIC CCY HDGD EURP EQ ETF WisdomTree Europe Stock
176    DDI 9/28/2009 0.11 DDI CORP. (DDIC) Printed Circuit Boards Technology
177    DDJP 1/7/2016 0.05 WISDOMTREE DYNAMIC CCY HDGD JPN EQ ETF WisdomTree Japan Stock
178    DDP 9/28/2009 0.76 DB COMMODITY SHORT ETN Deutsche Bank AG Trading--Inverse Commodities
179    DDVX 9/8/2011 0.05 ETRACS DAILY SHORT 4 MONTH S&P
180    DEB 9/28/2009 0.12 WISDOMTREE EUROPE TOTAL DIVIDEND ETF
181    DEE 9/28/2009 0.59 DB COMMODITY DB COMMODITY DOUBL Deutsche Bank Trading-Inverse Commodities
182    DEFL 12/6/2011 0.16 POWERSHARES DB US DEFLATION ETN Exchange Traded Fund Financial
183    DENT 9/28/2009 0.52 DENT TACTICAL ETF AdvisorShares World Allocation
184    DGG 9/28/2009 0.14 DOLLAR GENERAL CORP
185    DHVW 5/12/2015 1.09
186    DI 1/23/2014 0.37 PIMCO DIVERSIFIED INCOME ACTIVE ETF Pimco World Bond
187    DIRT 4/21/2011 0.17 IPATH PURE BETA AGRICULTURE ETN Barclays Funds Commodities Agriculture
188    DIVI 7/30/2014 0.24 ADVISORSHARES ATHENA HIGH DIVIDEND ETF Exchange Traded Fund Financial
189    DKA 9/28/2009 0.76 WISDOMTREE INTERNATIONAL ENERGY
190    DLBL 8/10/2010 1.83 IPATH US TREASURY LONG BOND BULL ETN Barclays Funds Trading--Leveraged Debt
191    DND 9/28/2009 0.51 WISDOMTREE PACIFIC EX-JAPAN TOT
192    DNH 9/28/2009 0.95 WISDOMTREE PACIFIC EX-JAPAN HIG
193    DNO 9/28/2009 5.45 UNITED STATES SHORT OIL United States Commodity Funds LLC Trading--Inverse Commodities
194    DOD 9/28/2009 3.75 ELEMENTS DOGS OF DOW DJ HY SEL 10 TR ETN ELEMENTS Large Value
195    DOIL 2/8/2012 0.04
196    DPC 9/28/2009 0.04 WISDOMTREE TRUST
197    DPN 9/28/2009 0.08 WISDOMTREE INTERNATIONAL CNSMR NONCYCLICAL S
198    DPU 9/28/2009 0.5 DB COMMODITY DB COMMODITY LONG Deutsche Bank Commodities Broad Basket
199    DRF 9/28/2009 0.2 WISDOMTREE TRUST
200    DRGS 10/24/2011 0.34 RBS GLOBAL BIG PHARMA ETN Royal Bank of Scotland NV Health
201    DRVN 6/2/2015 0.14 HIGHLAND HFR EVENT-DRIVEN ETF Highland Funds Market Neutral
202    DSC 9/28/2009 0.42 SPDR SERIES TRUST
203    DSG 9/28/2009 0.58 SPDR DOW JONES SMALL CAP GROWTH State Street Global Advisors Small Growth
204    DSTJ 10/7/2010 0.05 JPMORGAN DOUBLE SHORT US LONG B JPMorgan Trading-Inverse Debt
205    DSUM 9/23/2011 8.99 POWERSHARES CHINESE YUAN DIM SU PowerShares Emerging Markets Bond
206    DSV 9/28/2009 0.63 SPDR SERIES TRUST
207    DSXJ 10/6/2010 0.04 JPMORGAN DOUBLE SHORT US 10 YEA JPMorgan Trading-Inverse Debt
208    DULL 9/8/2016 0.05 DIREXION DAILY SILVER MNRS BEAR 2X ETF Direxion Funds Trading--Inverse Equity
209    DVHI 9/19/2013 0.12
210    DWAC 9/21/2016 0.12 ELKHORN COMMODITY ROTATION STRATEGY ETF
211    DWLV 7/15/2016 0.36 POWERSHARES DWA MOMENTUM&LOW VOL RTTN PowerShares Mid-Cap Growth
212    DWTI 2/8/2012 165 VELOCITYSHARES 3X INVERSE CRUDE OIL ETN Exchange Traded Fund Financial
213    DXJC 4/8/2014 0.27 WISDOMTREE JAPAN HEDGED CAPITAL GDS ETF WisdomTree Japan Stock
214    DXJF 4/8/2014 3.84 WISDOMTREE JAPAN HEDGED FINANCIALS ETF WisdomTree Japan Stock
215    DXJH 4/25/2014 0.75 WISDOMTREE JAPAN HEDGED HEALTH CARE ETF WisdomTree Japan Stock
216    DXJR 4/9/2014 1.68 WISDOMTREE JAPAN HEDGED REAL ESTATE ETF WisdomTree Japan Stock
217    DXJT 4/8/2014 0.23 WISDOMTREE JPN HDGD TECH,MEDIA&TELEC ETF WisdomTree Japan Stock
218    DXKW 11/7/2013 1.21 WISDOMTREE KOREA HEDGED EQUITY ETF WisdomTree Miscellaneous Region
219    DXPS 6/28/2013 1.24 WISDOMTREE UNITED KINGDOM HEDGED EQ ETF WisdomTree Miscellaneous Region
220    DXUS 6/4/2015 0.12 WISDOMTREE GLOBAL EX-US HEDGED DIV ETF WisdomTree Foreign Large Value
221    DYY 9/28/2009 3.2 DB COMMODITY DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities
222    EAPS 1/28/2011 0.77 PAX MSCI EAFE ESG INDEX ETF Pax World Foreign Large Blend
223    EATX 5/3/2011 0.06 GLOBAL X FOOD ETF Global X Funds Consumer Defensive
224    EDBI 12/29/2015 0.11 LEGG MASON EMERGING MKTS DIVERS COR ETF Legg Mason Diversified Emerging Mkts
225    EDOM 3/17/2017 0.26
226    EEHB 2/24/2012 1.18 POWERSHARES S&P EMERG MKTS HI BETA ETF Exchange Traded Fund Financial
227    EEME 1/19/2012 0.3 ISHARES MSCI EMERGING MARKETS EMEA iShares Diversified Emerging Mkts
228    EEML 1/19/2012 0.45 ISHARES MSCI EMERGING MKTS LATIN AMERICA Exchange Traded Fund Financial
229    EEN 9/28/2009 0.09 GUGGENHEIM EW EURO-PACIFIC LDRS Guggenheim Funds Distributors, Inc. Foreign Large Blend
230    EEVX 9/8/2011 0.05 ETRACS DAILY SHORT 5 MONTH S&P
231    EEZ 9/28/2009 0.1 WISDOMTREE EARNINGS TOP 100 FUND COMMON SHAR
232    EFFE 10/23/2014 0.39 JPMORGAN EFFICIENTE ETF Exchange Traded Fund Financial
233    EGRW 2/9/2012 0.23 ISHARES MSCI EMERGING MARKETS GROWTH iShares Diversified Emerging Mkts
234    EKH 9/29/2009 0.05 MERRILL LYNCH & CO., INC. EUROP Merrill Lynch Europe Stock
235    ELG 9/28/2009 0.42 SPDR DOW JONES LARGE CAP GROWTH State Street Global Advisors Large Growth
236    ELR 9/28/2009 0.39 SPDR DJ WILSHIRE LARGE CAP ETF State Street Global Advisors Large Blend
237    ELV 9/28/2009 0.29 SPDR DOW JONES LARGE CAP VALUE State Street Global Advisors Large Value
238    EMBB 12/5/2013 0.09
239    EMBU 8/22/2017 0.01
240    EMCD 6/19/2012 0.75 SPDR BOFA ML EMERGING MKTS CORP BD ETF Exchange Traded Fund Financial
241    EMCR 10/16/2012 0.45 EGSHARES EMERGING MARKETS CORE ETF Exchange Traded Fund Financial
242    EMDD 8/15/2012 0.89 EGSHARES EMERG MKTS DOMESTIC DEMAND ETF Exchange Traded Fund Financial
243    EMDG 7/1/2013 0.21 EGSHARES EMERGING MARKETS DIV GR ETF Emerging Global Advisors Diversified Emerging Mkts
244    EMDI 2/16/2012 0.29 ISHARES MSCI EMERGING MKTS CNSMR DISCRET iShares Diversified Emerging Mkts
245    EMER 7/13/2011 0.06 IQ EMERGING MARKETS MID CAP ETF IndexIQ Diversified Emerging Mkts
246    EMEY 2/10/2012 0.74 ISHARES MSCI EMERGING MKTS ENERGY CAPPED iShares Diversified Emerging Mkts
247    EMFN 2/9/2010 0.33 ISHARES MSCI EMERGING MARKETS F iShares Financial
248    EMFT 2/28/2012 0.17 SPDR MSCI EM 50 ETF Exchange Traded Fund Financial
249    EMG 9/28/2009 7.16 ABERDEEN EMERGING MARKETS TELECOMMUNICATIONS & INFRASTRUCTURE FUND/INC
250    EMHD 8/15/2013 0.17 EGSHARES EM DIVIDEND HIGH INCOME ETF Emerging Global Advisors Diversified Emerging Mkts
251    EMHZ 10/16/2014 0.07
252    EMLB 11/30/2010 0.1 IPATH LONG ENHANCED MSCI EMERG MKTS ETN Barclays Funds Trading--Leveraged Equity
253    EMM 9/28/2009 0.97 SPDR DJ WILSHIRE MID CAP ETF State Street Global Advisors Mid-Cap Blend
254    EMMT 1/22/2010 0.53 ISHARES MSCI EMERGING MARKETS M iShares Natural Resources
255    EMRE 9/29/2014 0.04 GUGGENHEIM EMERGING MARKETS REL EST ETF Exchange Traded Fund Financial
256    EMSA 11/30/2010 0.15 IPATH SHORT ENHANCED MSCI EMERG
257    EMSD 10/30/2015 0.23 WISDOMTREE STRONG DLR EMERG MKTS EQ ETF WisdomTree Diversified Emerging Mkts
258    EMSO 3/1/2016 0.04
259    EMT 9/28/2009 1.03 EGSHARES EMERGING MARKETS METAL
260    EMV 9/28/2009 0.15 SPDR DOW JONES MID CAP VALUE State Street Global Advisors Mid-Cap Value
261    ENGN 2/22/2012 1.3 ISHARES INDUSTRIALS BOND iShares Corporate Bond
262    ENY 9/28/2009 8.34 GUGGENHEIM CANADIAN ENERGY INCO Guggenheim Funds Distributors, Inc. Equity Energy
263    EPRO 8/12/2013 0.68 ADVISORSHARES EQUITYPRO ETF Exchange Traded Fund Financial
264    EQIN 5/19/2011 0.12 RUSSELL EQUITY INCOME ETF Russell Large Value
265    EQLT 2/25/2014 0.3 WORKPLACE EQUALITY ETF ALPS Large Blend
266    EQWM 12/1/2014 0.33 POWERSHARES RUSSELL MIDCAP EQUAL WT ETF PowerShares Mid-Cap Blend
267    EQWS 12/1/2014 0.29
268    ERGF 5/12/2016 0.05
269    ERO 9/28/2009 0.46 IPATH EUR/USD EXCHANGE RATE ETN Barclays Funds Single Currency
270    ERW 7/31/2013 0.04 JANUS EQUAL RISK WEIGHTED LARGE CAP ETF Exchange Traded Concepts, LLC Large Blend
271    ERYY 4/7/2016 0.01 DIREXION DAILY ENERGY BEAR 1X ETF Direxion Funds Trading--Inverse Equity
272    ESR 10/2/2009 3.77 ISHARES MSCI EMERGING MARKETS E iShares Diversified Emerging Mkts
273    ESTX 9/23/2014 0.11 SOURCE EURO STOXX 50 ETF Exchange Traded Fund Financial
274    EU 9/28/2009 0.82 WISDOMTREE EURO DEBT FUND WisdomTree Currency
275    EUFS 8/10/2016 0.03 DIREXION DAILY EURP FINCLS BEAR 1X ETF Direxion Funds Trading--Inverse Equity
276    EVAL 2/10/2012 0.34 ISHARES MSCI EMERGING MARKETS VALUE iShares Diversified Emerging Mkts
277    EVFTC 11/30/2017 0.01
278    EVGBC 3/31/2016 0.02 EATON VANCE GLOBAL INCOME BUILDER NS Eaton Vance World Allocation
279    EVLMC 3/31/2016 0.02 EATON VANCE TABS 5TO15YR LDRD MUNIBD NS Eaton Vance Muni National Interm
280    EVSTC 2/26/2016 0.02 EATON VANCE NEXTSHARES TRUST
281    EWAS 1/26/2012 0.25 ISHARES MSCI AUSTRALIA SMALL-CAP iShares Miscellaneous Region
282    EWCS 1/26/2012 0.25 ISHARES MSCI CANADA SMALL-CAP iShares Miscellaneous Region
283    EWEF 12/8/2010 0.31 RYDEX MSCI EAFE EQUAL WEIGHT ET Rydex/SGI Foreign Large Blend
284    EWHS 1/13/2012 0.88 ISHARES MSCI HONG KONG SMALL-CAP Exchange Traded Fund Financial
285    EWMD 8/4/2011 1.05 RYDEX S&P MIDCAP 400 EQUAL WEIG Rydex/SGI Mid-Cap Blend
286    EWRI 12/8/2010 1.26 RYDEX RUSSELL 1000 EQUAL WEIGHT Rydex/SGI Mid-Cap Blend
287    EWRM 12/8/2010 1.89 RYDEX RUSSELL MIDCAP EQUAL WEIG Rydex/SGI Mid-Cap Blend
288    EWRS 12/8/2010 0.88 RYDEX RUSSELL 2000 EQUAL WEIGHT Rydex/SGI Small Blend
289    EWSM 8/4/2011 0.03
290    EWSS 1/17/2012 0.8 ISHARES MSCI SINGAPORE SMALL-CAP iShares Miscellaneous Region
291    EXB 9/28/2009 0.06 CLAYMORE/BEACON GLBL EXCHANGES, BROKERS Claymore Securities Financial
292    EZY 9/29/2009 0.98 WISDOMTREE LOW P/E FUND WisdomTree Large Value
293    FAA 9/28/2009 1.86 GUGGENHEIM AIRLINE ETF Guggenheim Funds Distributors, Inc. Industrials
294    FANZ 7/10/2017 0.11
295    FAZZ 4/7/2016 0.03
296    FBG 6/11/2012 4.14 UBS AG FI ENHANCED BIG CAP GROWTH ETN Exchange Traded Fund Financial
297    FCD 3/30/2011 0.21 FOCUS MORNINGSTAR CONSUMER DEFE Focusshares Trust Consumer Defensive
298    FCFI 6/2/2015 0.05 TRIMTABS INTL FREE-CASH-FLOW ETF TrimTabs Foreign Large Value
299    FCHI 9/28/2009 1.3 ISHARES FTSE CHINA (HK LISTED) iShares China Region
300    FCL 3/30/2011 0.1 FOCUS MORNINGSTAR CONSUMER CYCL Focusshares Trust Consumer Cyclical
301    FCQ 3/30/2011 0.06 FOCUS MORNINGSTAR COMMUNICATION Focusshares Trust Communications
302    FDV 9/28/2009 0.8 FIRST TRUST DB STRATEGIC VALUE First Trust Large Value
303    FEEU 5/23/2013 1.71 BARCLAYS ETN+ FI ENHANCED EUROPE 50 Barclays Funds Foreign Large Blend
304    FEFN 2/8/2010 0.31 ISHARES MSCI FAR EAST FINANCIAL iShares Financial
305    FEG 3/30/2011 0.5 FOCUS MORNINGSTAR ENERGY INDEX Focusshares Trust Equity Energy
306    FFL 3/30/2011 0.16 FOCUS MORNINGSTAR FINANCIAL SER Focusshares Trust Financial
307    FFVX 9/8/2011 0.02 ETRACS DAILY SHORT 6 MONTH S&P
308    FGEM 2/28/2011 0.25 EGSHARES FINANCIALS GEMS ETF Emerging Global Advisors Financial
309    FHC 3/30/2011 0.14 FOCUS MORNINGSTAR HEALTH CARE I Focusshares Trust Health
310    FIA 10/2/2014 0.04
311    FIBG 10/18/2013 0.4
312    FIEG 10/8/2013 1.14
313    FIEU 9/6/2013 1.45 CREDIT SUISSE FI ENHANCED EUROPE50 ETN Credit Suisse AG Europe Stock
314    FIGY 5/22/2013 2.19 BARCLAYS ETN+ FI ENHANCED GLB HI YLD Barclays Funds World Stock
315    FIL 3/30/2011 0.1 FOCUS MORNINGSTAR INDUSTRIALS I Focusshares Trust Industrials
316    FINF 1/12/2012 1.09 PROSHARES SHORT 30 YEAR TIPS TS ProShares Trading-Miscellaneous
317    FINQ 8/31/2016 0.02 PUREFUNDS SOLACTIVE FINTECH ETF
318    FIO 9/28/2009 409 FUSION-IO, INC. COMMON STOCK Data Storage Devices Technology
319    FISN 5/4/2011 0.03 GLOBAL X FISHING INDUSTRY ETF Global X Funds Natural Resources
320    FITS 6/9/2016 0.02 THE HEALTH AND FITNESS ETF Janus Consumer Cyclical
321    FIVZ 11/4/2009 0.26 PIMCO 3-7 YR TREASU PIMCO Intermediate Government
322    FLG 3/30/2011 0.27 FOCUS MORNINGSTAR LARGE CAP IND Focusshares Trust Large Blend
323    FMDG 8/21/2017 0.08
324    FMLP 6/11/2014 0.25
325    FMM 3/30/2011 0.45 FOCUS MORNINGSTAR MID CAP INDEX Focusshares Trust Mid-Cap Blend
326    FMU 3/30/2011 0.57 FOCUS MORNINGSTAR US MARKET IND Focusshares Trust Large Blend
327    FNCF 5/12/2016 0.14 ISHARES EDGE MSCI MULTIFACTOR FINANCIALS iShares Financial
328    FNIO 4/28/2011 0.29 ISHARES FTSE NAREIT INDUSTRIAL/ iShares Real Estate
329    FOANC 2/14/2017 0.01
330    FOIL 4/21/2011 0.17 IPATH PURE BETA ALUMINUM ETN Barclays Funds Commodities Industrial Metals
331    FOL 2/24/2011 0.61 FACTORSHARES OIL BULL S&P500 BE Factor Capital Management, LLC Long/Short Equity
332    FONE 2/18/2011 0.95 FIRST TRUST NASDAQ SMARTPHONE ETF First Trust Technology
333    FORX 2/12/2013 0.61 PIMCO FOREIGN CURRENCY STRATEGY ACTV ETF Exchange Traded Fund Financial
334    FOS 3/30/2011 0.28 FOCUS MORNINGSTAR SMALL CAP IND Focusshares Trust Small Blend
335    FRL 3/30/2011 0.14 FOCUS MORNINGSTAR REAL ESTATE I Focusshares Trust Real Estate
336    FSA 2/24/2011 0.08 FACTORSHARES 2X TBOND BULL S&P5 Factor Capital Management, LLC Long/Short Equity
337    FSE 2/24/2011 0.14 FACTORSHARES 2X S&P 500 BULL TB Factor Capital Management, LLC Long/Short Equity
338    FSG 2/24/2011 3.04 FACTORSHARES 2X GOLD BULL S&P50 Factor Capital Management, LLC Long/Short Equity
339    FTQ 3/30/2011 0.29 FOCUS MORNINGSTAR TECHNOLOGY IN Focusshares Trust Technology
340    FTW 2/28/2012 0.59 FIRST TRUST TAIWAN ALPHADEX ETF First Trust China Region
341    FTY 9/28/2009 2.39 ISHARES FTSE NAREIT REAL ESTATE iShares Real Estate
342    FUI 3/30/2011 0.1 FOCUS MORNINGSTAR UTILITIES IND Focusshares Trust Utilities
343    FUTS 10/6/2014 0.14
344    FVI 9/28/2009 0.43 FIRST TRUST VL EQUITY ALLOCATIO First Trust Mid-Cap Blend
345    FWDD 6/21/2011 0.77 ADVISORSHARES MADRONA DOMESTIC ETF AdvisorShares Large Blend
346    FWDI 6/21/2011 1.5 ADVISORSHARES MADRONA INTERNATIONAL ETF AdvisorShares Foreign Large Blend
347    FXEP 10/9/2015 0.03
348    FXEU 5/11/2015 1.65 POWERSHARES EUROPE CURRENCY HDGD LW VLTL PowerShares Europe Stock
349    FXJP 1/12/2016 0.11 POWERSHARES JAPAN CCY HDGD LW VLTL PowerShares Japan Stock
350    FXM 9/28/2009 0.91 RYDEX CURRENCYSHARES MEXICAN PE Rydex/SGI Currency
351    FXRU 9/12/2011 0.02 CURRENCYSHARES RUSSIAN RUBLE TR Rydex/SGI Currency
352    GAF 9/28/2009 2.49 SPDR S&P EMERGING MIDDLE EAST&AFR ETF SPDR State Street Global Advisors Miscellaneous Region
353    GASZ 6/16/2011 0.47 NATURAL GAS FUTURES CONTANGO ET
354    GAZB 4/4/2017 0.01
355    GBB 9/28/2009 0.5 IPATH GBP/USD EXCHANGE RATE ETN Barclays Funds Single Currency
356    GDAY 7/19/2012 0.09 PROSHARES ULTRA AUSTRALIAN DOLLAR Exchange Traded Fund Financial
357    GDJJ 2/13/2015 0.78 PROSHARES ULTRA JUNIOR MINERS ProShares Trading--Leveraged Equity
358    GDJS 2/13/2015 0.4
359    GDXS 2/13/2015 2.55 PROSHARES ULTRASHORT GOLD MINERS ProShares Trading--Inverse Equity
360    GDXX 2/13/2015 2.34 PROSHARES ULTRA GOLD MINERS ProShares Trading--Leveraged Equity
361    GERJ 4/5/2011 0.4 MARKET VECTORS GERMANY SMALL CA Van Eck Europe Stock
362    GEUR 2/12/2014 1.21 ADVISORSHARES GARTMAN GOLD/EURO ETF AdvisorShares Commodities Precious Metals
363    GEX 9/28/2009 6.3 VANECK VECTORS GLOBAL ALT ENERGY ETF Van Eck Miscellaneous Sector
364    GGBP 2/12/2014 0.17 ADVISORSHARES GARTMAN GOLD/BRITSH PD ETF Exchange Traded Fund Financial
365    GGGG 3/15/2011 1.08 GLOBAL X PURE GOLD MINERS ETF Global X Funds Equity Precious Metals
366    GGOV 1/26/2012 2.07 PROSHARES GERMAN SOVEREIGN/SUB-SOVEREIGN Exchange Traded Fund Financial
367    GHE 4/5/2016 0.03 REX GOLD HEDGED FTSE EMERGING MKTS ETF Rex Diversified Emerging Mkts
368    GHS 4/5/2016 0.11 REX GOLD HEDGED S&P 500 ETF Rex Large Blend
369    GIVE 5/24/2012 0.18 ADVISORSHARES GLOBAL ECHO ETF Exchange Traded Fund Financial
370    GIY 2/8/2011 0.33 GUGGENHEIM ENHANCED CORE BOND E Guggenheim Funds Distributors, Inc. Intermediate-Term Bond
371    GLCB 1/31/2013 0.05
372    GLDE 2/12/2014 0.34 ADVISORSHARES INTERNATIONAL GOLD ETF Exchange Traded Fund Financial
373    GLDL 4/10/2014 0.05
374    GLDS 4/10/2014 0.02
375    GLDX 11/4/2010 9.09 GLOBAL X GOLD EXPLORERS ETF Global X Funds Equity Precious Metals
376    GLJ 12/9/2009 0.78 ISHARES 10+ YEAR GOVERNMENT/CRE iShares Long-Term Bond
377    GMFL 6/20/2017 0.02
378    GMFS 1/12/2012 0.14 SPDR S&P SMALL CAP EM ASIA PACIFIC ETF
379    GML 9/28/2009 4.16 SPDR S&P EMERGING LATIN AMERICA ETF SPDR State Street Global Advisors Latin America Stock
380    GMM 9/28/2009 6.46 SPDR S&P EMERGING MARKETS ETF SPDR State Street Global Advisors Diversified Emerging Mkts
381    GMMB 1/29/2010 0.19 COLUMBIA INTERMEDIATE MUNICIPAL Columbia Muni National Interm
382    GMTB 1/29/2010 0.32 COLUMBIA CORE BOND STRATEGY FUN Columbia Intermediate-Term Bond
383    GNAT 2/28/2011 1.2 WISDOMTREE GLOBAL NATURAL RESOU WisdomTree Trust Equity Energy
384    GNRX 1/13/2016 0.16 VANECK VECTORS GENERIC DRUGS ETF
385    GRBIC 2/21/2018 0.01
386    GRMY 10/27/2017 0.02
387    GRPC 5/19/2011 0.05 RUSSELL GROWTH AT A REASONABLE Russell Large Growth
388    GRWN 4/21/2011 0.16 IPATH PURE BETA SOFTS ETN Barclays Funds Commodities Agriculture
389    GSAX 12/20/2012 0.1
390    GSD 2/12/2010 0.29
391    GSGO 12/20/2012 0.21
392    GSMA 12/20/2012 0.26
393    GSRA 12/20/2012 0.15
394    GTAA 10/26/2010 3.11 ADVISORSHARES MORG CRK GLBL TACTICL ETF AdvisorShares Tactical Allocation
395    GUR 9/28/2009 11 SPDR S&P EMERGING EUROPE ETF SPDR State Street Global Advisors Miscellaneous Region
396    GURI 3/11/2014 0.1 GLOBAL X GURU INTERNATIONAL ETF Global X Funds Foreign Large Blend
397    GURX 3/11/2014 0.07 GLOBAL X GURU SMALL CAP ETF Exchange Traded Fund Financial
398    GVT 9/28/2009 0.25 COLUMBIA CONCENTRATED LARGE CAP Columbia Large Value
399    GWL 9/28/2009 14 SPDR S&P WORLD EX-US ETF SPDR State Street Global Advisors Foreign Large Blend
400    GWO 9/28/2009 0.19 CREDIT SUISSE GROUP ELEMENTS CS Credit Suisse AG Miscellaneous Sector
401    GYEN 2/12/2014 1.64 ADVISORSHARES GARTMAN GOLD/YEN ETF AdvisorShares Commodities Precious Metals
402    HACV 11/4/2015 0.06 ISHARES EDGE MSCI MIN VOL GLOBAL CCY HDG iShares World Stock
403    HACW 7/21/2015 0.04
404    HAHA 10/20/2015 0.04 CSOP CHINA CSI 300 A-H DYNAMIC ETF CSOP Asset Management China Region
405    HAKD 9/22/2015 0.15
406    HAKK 9/17/2015 0.11 DIREXION DAILY CYBER SEC&IT BULL 2X ETF Direxion Funds Trading--Leveraged Equity
407    HBU 6/23/2015 0.07
408    HBZ 6/29/2015 0.08
409    HCOR 5/1/2017 0.01
410    HCRF 5/12/2016 0.14 ISHARES EDGE MSCI MULTIFACTOR HEALTHCARE iShares Health
411    HDEE 8/18/2015 0.03
412    HDEZ 8/18/2015 0.06 DEUTSCHE X-TRACKERS MSCI EUROZONE HIDIVY Deutsche Asset Management Europe Stock
413    HDGI 7/19/2013 1.2 ADVISORSHARES ATHENA INTL BEAR ETF Exchange Traded Fund Financial
414    HDLS 6/4/2015 0.05 WISDOMTREE INTERNATIONAL HDG SMCP DIVETF WisdomTree Foreign Small/Mid Value
415    HDRW 10/29/2015 0.05 WISDOMTREE GLOBAL EX-US HDGD REL EST ETF WisdomTree Global Real Estate
416    HDWM 7/9/2015 0.07
417    HDWX 9/15/2015 0.11 SPDR S&P INTERNATIONAL DIV CCY HDGD ETF SPDR State Street Global Advisors Foreign Large Value
418    HEFV 11/4/2015 0.18 ISHARES EDGE MSCI MIN VOL EAFE CCY HDG iShares Foreign Large Blend
419    HEGE 6/10/2015 0.04
420    HEGJ 6/10/2015 0.04 DIREXION DLY MSCI JPN CCY HDGD BL 2X ETF Direxion Funds Trading-Leveraged Equity
421    HEMV 11/4/2015 0.12 ISHARES EDGE MSCI MIN VOL EM CCY HDG iShares Diversified Emerging Mkts
422    HEUS 11/6/2015 0.06 ISHARES CURRENCY HEDGED MSCI EURP SM-CP iShares Europe Stock
423    HEUV 11/9/2015 0.08 ISHARES EDGE MSCI MIN VOL EUROPE CCY HG iShares Europe Stock
424    HEVY 4/21/2011 0.08 IPATH PURE BETA INDUSTRIAL METALS ETN Barclays Funds Commodities Industrial Metals
425    HFEZ 6/10/2015 0.23 SPDR EURO STOXX 50 CURRENCY HEDGED ETF SPDR State Street Global Advisors Europe Stock
426    HFGIC 12/7/2017 0.01
427    HFIN 11/18/2013 0.57 HORIZONS S&P FINCL SEL SECT COV CALL ETF Exchange Traded Fund Financial
428    HGEM 6/23/2011 0.17 EGSHARES HEALTH CARE GEMS ETF Emerging Global Advisors Health
429    HGEU 6/25/2015 0.18 PROSHARES HEDGED FTSE EUROPE ProShares Europe Stock
430    HGI 9/28/2009 3.11 GUGGENHEIM INTL MULTI-ASSET INC ETF Guggenheim Investments Foreign Large Value
431    HGJP 6/25/2015 0.2 PROSHARES HEDGED FTSE JAPAN ProShares Japan Stock
432    HGSD 12/1/2015 0.15
433    HHDG 6/2/2015 0.12
434    HHFR 6/2/2015 0.39 HIGHLAND HFR GLOBAL ETF Highland Funds Multialternative
435    HHH 9/28/2009 1.87 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology
436    HHYX 7/30/2015 0.14
437    HILO 8/4/2011 3.64 COLUMBIA EM QUALITY DIVIDEND ETF Columbia Diversified Emerging Mkts
438    HKOR 3/4/2014 0.21 HORIZONS KOREA KOSPI 200 ETF Exchange Traded Fund Financial
439    HOMX 3/11/2015 0.03
440    HQBD 5/1/2017 0.01
441    HREX 9/15/2015 0.02
442    HVPW 2/28/2013 2.56 US EQUITY HIGH VOLATILITY PUT WRITE ETF ALPS Long-Short Equity
443    IAH 9/28/2009 0.52 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology
444    IBCB 4/19/2013 0.16 ISHARES IBONDS MAR 2016 CORP EX-FINCLS Exchange Traded Fund Financial
445    IBCC 4/19/2013 0.63 ISHARES IBONDS MAR 2018 TERM CORP EXFNCL iShares Corporate Bond
446    IBDA 7/10/2013 0.22 ISHARES IBONDS MAR 2016 CORPORATE Exchange Traded Fund Financial
447    IBDB 7/10/2013 0.89 ISHARES IBONDS MAR 2018 TERM CORPORATE iShares Short-Term Bond
448    IBDF 6/2/2014 0.46 ISHARES IBONDS DEC 2016 TERM CORPORATE iShares Ultrashort Bond
449    IBDH 6/12/2014 3.8 ISHARES IBONDS DEC 2018 TERM CORPORATE iShares Corporate Bond
450    IBDJ 3/12/2015 1.85 ISHARES IBONDS DEC 2017 TERM CORPORATE iShares Short-Term Bond
451    IBLN 8/1/2014 1.53 DIREXION IBILLIONAIRE INDEX ETF Exchange Traded Fund Financial
452    IBMD 3/17/2014 0.36 ISHARES IBONDS SEP 2015 AMT-FREE MUNI BD iShares Muni National Short
453    IBME 3/17/2014 0.83 ISHARES IBONDS SEP 2016 AMT-FREE MUNI BD Exchange Traded Fund Financial
454    IBMF 3/17/2014 1.55 ISHARES IBONDS SEP 2017 TERM MUNI BOND iShares Muni National Short
455    IBMG 3/17/2014 2.23 ISHARES IBONDS SEP 2018 TERM MUNI BOND iShares Muni National Short
456    ICAN 4/13/2017 0.12
457    ICI 9/28/2009 1.6 IPATH OPTIMIZED CURRENCY CARRY ETN Barclays Funds Multicurrency
458    ICN 9/28/2009 2.15 WISDOMTREE INDIAN RUPEE STRATEGY ETF WisdomTree Single Currency
459    IDHB 2/24/2012 0.71 POWERSHARES S&P INTL DEV HI BETA ETF Exchange Traded Fund Financial
460    IDXJ 3/21/2012 2.14 MARKET VECTORS INDONESIA SMALL-CAP ETF Exchange Traded Fund Financial
461    IEIL 2/27/2014 0.94 ISHARES ENHANCED INTERNATIONAL LARGE-CAP Exchange Traded Fund Financial
462    IEIS 2/27/2014 0.29 ISHARES ENHANCED INTERNATIONAL SMALL-CAP Exchange Traded Fund Financial
463    IELG 4/18/2013 0.79 ISHARES ENHANCED US LARGE-CAP Exchange Traded Fund Financial
464    IESM 4/18/2013 0.42 ISHARES ENHANCED US SMALL-CAP Exchange Traded Fund Financial
465    IFAS 9/28/2009 1.27 ISHARES FTSE EPRA/NAREIT ASIA I iShares Global Real Estate
466    IFNA 9/28/2009 0.64 ISHARES NORTH AMERICA REAL ESTATE iShares Real Estate
467    IFSM 9/28/2009 0.85 ISHARES FTSE DEVELOPED SMALL CA iShares Foreign Small/Mid Growth
468    IGEM 6/23/2011 0.16 EGSHARES INDUSTRIALS GEMS ETF Emerging Global Advisors Industrials
469    IGS 3/29/2011 0.53 PROSHARES SHORT INVESTMENT GRAD ProShares Trading-Inverse Debt
470    IGU 4/14/2011 0.71 PROSHARES ULTRA INVESTMENT GRAD ProShares Trading-Leveraged Debt
471    IGW 9/28/2009 5.6 ISHARES S&P NORTH AMER TECH-SEMICONDCTRS iShares Technology
472    IIH 9/28/2009 0.89 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology
473    IJNK 3/13/2014 0.25 SPDR BARCLAYS INTL HIGH YIELD BOND ETF Exchange Traded Fund Financial
474    ILB 5/1/2012 3.36 PIMCO GLOBAL ADVTG INFL-LKD BD ACTV ETF Exchange Traded Fund Financial
475    IMED 8/31/2016 0.03 PUREFUNDS ETFX HEALTHTECH ETF
476    INC 2/26/2015 0.07
477    INDF 5/12/2016 0.06 ISHARES EDGE MSCI MULTIFACTOR INDTLS iShares Industrials
478    INDZ 4/9/2010 0.83 DIREXION DAILY INDIA BEAR 3X SH Direxion Funds Trading-Inverse Equity
479    INFL 12/6/2011 0.06 POWERSHARES DB US INFLATION ETN
480    INP 9/28/2009 43 IPATH MSCI INDIA ETN Barclays Funds India Equity
481    INXX 8/11/2010 6.85 COLUMBIA INDIA INFRASTRUCTURE ETF Columbia India Equity
482    INY 9/28/2009 1.35 SPDR LEHMAN NEW YORK MUNICIPAL State Street Global Advisors Muni New York Long
483    IOIL 5/5/2011 0.83 IQ GLOBAL OIL SMALL CAP ETF IndexIQ Equity Energy
484    IPD 9/29/2009 1.2 SPDR S&P INTERNATIONAL CONSUMER State Street Global Advisors Consumer Cyclical
485    IPF 9/28/2009 1.14 SPDR S&P INTERNATIONAL FINCL SECT ETF SPDR State Street Global Advisors Financial
486    IPK 9/28/2009 1.12 SPDR S&P INTERNATIONAL TECH SECT ETF SPDR State Street Global Advisors Technology
487    IPN 9/28/2009 1.56 SPDR S&P INTERNATIONAL INDL SECT ETF SPDR State Street Global Advisors Industrials
488    IPS 9/28/2009 1.29 SPDR S&P INTL CNSMR STAPL SECT ETF SPDR State Street Global Advisors Consumer Defensive
489    IPU 9/28/2009 1.79 SPDR S&P INTERNATIONAL UTLS SECT ETF SPDR State Street Global Advisors Utilities
490    IPW 9/28/2009 2.19 SPDR S&P INTERNATIONAL ENERGY SECT ETF SPDR State Street Global Advisors Equity Energy
491    IRO 9/28/2009 0.13 CLAYMORE EXCHANGE-TRADED FUND TRUST
492    IRV 9/28/2009 1.38 SPDR S&P INTERNATIONAL MATLS SECT ETF SPDR State Street Global Advisors Natural Resources
493    IRY 9/28/2009 2.45 SPDR S&P INTERNATIONAL HEALTHC SECT ETF SPDR State Street Global Advisors Health
494    ISI 9/28/2009 1.91 ISHARES S&P 1500 INDEX FUND iShares Large Blend
495    IST 9/28/2009 2.3 SPDR S&P INTERNATIONAL TELECOMSSECT ETF SPDR State Street Global Advisors Communications
496    ITF 9/28/2009 2.59 ISHARES S&P/TOPIX 150 INDEX FUN iShares Japan Stock
497    ITIP 5/20/2011 2.62 ISHARES INTERNATIONAL INFLATION iShares World Bond
498    ITLT 3/23/2011 0.66 POWERSHARES DB 3X ITALIAN TREAS
499    ITLY 3/23/2011 0.5 POWERSHARES DB ITALIAN TREASURY
500    ITR 9/28/2009 23 SPDR BLMBG BARCLAYS INTMTERMCORPBD ETF SPDR State Street Global Advisors Corporate Bond
501    IVENC 10/18/2016 0.01 IVY ENERGY NEXTSHARES Ivy Funds Equity Energy
502    IVFGC 10/18/2016 0.01 IVY FOCUSED GROWTH NEXTSHARES Ivy Funds Large Growth
503    IVFVC 10/18/2016 0.01 IVY FOCUSED VALUE NEXTSHARES Ivy Funds Large Value
504    IVOP 9/19/2011 0.67 IPATH INVERSE S&P 500 VIX SHORT
505    IWW 9/28/2009 4.11 ISHARES RUSSELL 3000 VALUE iShares Large Value
506    IWZ 9/28/2009 4.6 ISHARES RUSSELL 3000 GROWTH iShares Large Growth
507    JBRI 12/19/2017 0.04
508    JDG 5/28/2015 0.03 WISDOMTREE JAPAN QUALITY DIVIDEND GR ETF WisdomTree Japan Stock
509    JEM 9/30/2009 0.5 IPATH GEMS ETN Barclays Funds