All ETFs Historical Tick with Bid/Ask Data

The list below contains symbols for all the ETFs in our tick (time and sales) interval "All ETFs Historical Tick with Bid/Ask Data" historical data package. Data presented in the table below is calculated using the files containing tick with bid/ask prices. Tab delimited text version of this list is also available.

Other Historical Data

Please visit our buy page for more information about our US and Canadian stocks, ETFs, indexes and indicators, futures, forex and OTC BB historical data packages, and to download free historical data sample files. We offer daily (end-of-day or EOD) data, 1 minute and higher interval intraday data and tick (time and sales) bid and ask data.

Product Details

Listed: 1779 symbols and 288293 MB
Delisted: 762 symbols and 7341 MB
List last updated on: 5/18/2018

Listed Instruments:

 #   Symbol   StartDate   Size(MB)   Description   Industry   Sector   Exchange 
1    AADR 7/21/2010 2.48 ADVISORSHARES DORSEY WRIGHT ADR ETF AdvisorShares Foreign Large Growth NYSE
2    AAXJ 9/25/2009 252.23 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN iShares Pacific/Asia ex-Japan Stk NASDAQ
3    ACIM 2/28/2012 1.12 SPDR MSCI ACWI IMI ETF SPDR State Street Global Advisors World Stock NYSE
4    ACSI 11/1/2016 0.16 AMERICANCUSTOMERSATISFACTIONCOREALPHAETF ACSI Large Blend BATS
5    ACT 9/28/2009 610.07 ADVISORSHARES VICE ETF NASDAQ
6    ACWF 5/4/2015 0.33
7    ACWI 9/25/2009 354.65 ISHARES MSCI ACWI iShares World Stock NASDAQ
8    ACWV 10/20/2011 25.05 ISHARES EDGE MSCI MIN VOL GLOBAL iShares World Stock NYSE
9    ACWX 9/25/2009 86.15 ISHARES MSCI ACWI EX US iShares Foreign Large Blend NASDAQ
10    ADRA 9/25/2009 1.28 BLDRS ASIA 50 ADR INDEX FUND NASDAQ
11    ADRD 9/25/2009 2.05 BLDRS DEVELOPED MARKETS 100 ADR ETF PowerShares Foreign Large Value NASDAQ
12    ADRE 9/25/2009 12.61 BLDRS EMERGING MARKETS 50 ADR ETF PowerShares Diversified Emerging Mkts NASDAQ
13    ADRU 9/25/2009 1.07 BLDRS EUROPE SELECT ADR ETF PowerShares Europe Stock NASDAQ
14    AFK 9/25/2009 9.5 VANECK VECTORS AFRICA ETF Van Eck Miscellaneous Region NYSE
15    AFTY 3/12/2015 2.77 CSOP FTSE CHINA A50 ETF CSOP Asset Management China Region NYSE
16    AGA 9/25/2009 2.05 DB AGRICULTURE DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
17    AGF 9/25/2009 1.96 DB AGRICULTURE LONG ETN DB AGRI Deutsche Bank Commodities Agriculture NYSE
18    AGG 9/25/2009 461.24 ISHARES CORE US AGGREGATE BOND iShares Intermediate-Term Bond NYSE
19    AGGE 5/10/2016 0.62 IQ ENHANCED CORE BOND US ETF IndexIQ Intermediate-Term Bond NYSE
20    AGGP 5/10/2016 2.09 IQ ENHANCED CORE PLUS BOND US ETF IndexIQ Intermediate-Term Bond NYSE
21    AGGY 7/9/2015 1.75 WISDOMTREE BARCLAYS YLDENH US AGGTBD ETF WisdomTree Intermediate-Term Bond NYSE
22    AGND 12/18/2013 0.9 WISDOMTREE BARCLAYS NGTDUR US AGGTBD ETF WisdomTree Nontraditional Bond NASDAQ
23    AGQ 9/25/2009 314.32 PROSHARES ULTRA SILVER ProShares Trading--Leveraged Commodities NYSE
24    AGZ 9/25/2009 7.03 ISHARES AGENCY BOND iShares Intermediate Government NYSE
25    AGZD 12/18/2013 0.87 WISDOMTREE BARCLAYS INTRRTHGUSAGGTBD ETF WisdomTree Nontraditional Bond NASDAQ
26    AIA 9/25/2009 11.4 ISHARES ASIA 50 ETF NASDAQ
27    AIRR 3/11/2014 3.33 FIRST TRUST RBA AMER INDL RENAISTM ETF First Trust Industrials NASDAQ
28    ALD 9/25/2009 44.79 WISDOMTREE ASIA LOCAL DEBT ETF WisdomTree Emerging-Markets Local-Currency Bond NYSE
29    ALFA 5/31/2012 2.75 ALPHACLONE ALTERNATIVE ALPHA ETF Exchange Traded Fund Financial NYSE
30    ALFI 11/10/2015 0.14
31    ALT 11/16/2009 7.07 ISHARES DIVERSIFIED ALTERNATIVE Pharmaceutical Preparations Manufacturing NYSE
32    ALTS 10/9/2014 0.79 PROSHARES MORNINGSTAR ALTS SOLU ProShares Multialternative BATS
33    ALTY 7/14/2015 0.32 GLOBAL X SUPERDIVIDEND ALTERNATIVES ETF Global X Funds Allocation--70% to 85% Equity NASDAQ
34    AMCA 8/11/2017 0.06 ISHARES RUSSELL 1000 PURE U.S. REVENUE ETF NASDAQ
35    AMJ 9/25/2009 490.94 JPMORGAN CHASE CAPITAL XVI JP M JPMorgan Equity Energy NYSE
36    AMJL 5/18/2016 0.18 CREDIT SUISSE X-LINKS MP2XLVGALRNMLP ETN Credit Suisse AG Trading--Leveraged Equity NYSE
37    AMLP 9/24/2010 812.69 ALERIAN MLP ETF ALPS Equity Energy NYSE
38    AMU 7/18/2012 18.39 UBS ETRACS ALERIAN MLP ETN Exchange Traded Fund Financial NYSE
39    AMZA 10/2/2014 31.78 INFRACAP MLP ETF InfraCap Energy Limited Partnership NYSE
40    ANGL 4/11/2012 20.17 VANECK VECTORS FALLEN ANGEL HIYLD BD ETF Van Eck High Yield Bond NYSE
41    AOA 9/25/2009 8.3 ISHARES CORE AGGRESSIVE ALLOCATION iShares Allocation--70% to 85% Equity NYSE
42    AOK 9/25/2009 6.9 ISHARES CORE CONSERVATIVE ALLOCATION iShares Allocation--30% to 50% Equity NYSE
43    AOM 9/25/2009 11.83 ISHARES CORE MODERATE ALLOCATION iShares Allocation--30% to 50% Equity NYSE
44    AOR 9/25/2009 9.82 ISHARES CORE GROWTH ALLOCATION iShares Allocation--50% to 70% Equity NYSE
45    ARGT 3/3/2011 7.64 GLOBAL X MSCI ARGENTINA ETF Global X Funds Miscellaneous Region NYSE
46    ARKG 10/31/2014 2.61 ARK GENOMIC REVOLUTION MULTI-SECTOR ETF ARK ETF Trust Health NYSE
47    ARKK 10/31/2014 7.85 ARK INNOVATION ETF ARK ETF Trust Technology NYSE
48    ARKQ 9/30/2014 1.71 ARK INDUSTRIAL INNOVATION ETF ARK ETF Trust Technology NYSE
49    ARKW 9/30/2014 5.29 ARK WEB X.0 ETF ARK ETF Trust Technology NYSE
50    ASEA 2/17/2011 3.33 GLOBAL X FTSE SOUTHEAST ASIA ETF Global X Funds Pacific/Asia ex-Japan Stk NYSE
51    ASET 11/24/2015 0.15 FLEXSHARES REAL ASSETS ALLOCATION ETF Flexshares Trust World Stock NASDAQ
52    ASHR 11/6/2013 181.75 DEUTSCHE X-TRACKERS HARVEST CSI300 CHN A Deutsche Asset Management China Region NYSE
53    ASHS 5/21/2014 7.61 DEUTSCHE X-TRACKERS HRVSTCSI500CHN A SC Deutsche Asset Management China Region NYSE
54    ASHX 10/20/2015 0.13 DEUTSCHE X-TRACKERS CSI300 CHN A HDGD EQ Deutsche Asset Management China Region NYSE
55    ATMP 3/13/2013 5.95 BARCLAYS ETN+ SELECT MLP Barclays Funds Energy Limited Partnership NYSE
56    AUSE 2/28/2011 1.53 WISDOMTREE AUSTRALIA DIVIDEND ETF WisdomTree Miscellaneous Region NYSE
57    AXJL 2/28/2011 1.38 WISDOMTREE ASIA PACIFIC EX-JAPAN ETF WisdomTree Pacific/Asia ex-Japan Stk NYSE
58    AXJV 6/5/2014 0.34 ISHARES EDGE MSCI MIN VOL ASIA EX JAPAN iShares Pacific/Asia ex-Japan Stk NYSE
59    BAB 11/17/2009 38.23 POWERSHARES BUILD AMERICA BOND PowerShares Long-Term Bond NYSE
60    BAR 5/5/2014 0.25 DIREXION DAILY GOLD BULL 3X ETF Exchange Traded Fund Financial NYSE
61    BBC 12/17/2014 2.11 BIOSHARES BIOTECHNOLOGY CLINICAL TRIALS Bio Shares Health NASDAQ
62    BBH 9/25/2009 30.52 VANECK VECTORS BIOTECH ETF Van Eck Health NASDAQ
63    BBP 12/17/2014 1.36 BIOSHARES BIOTECHNOLOGY PRODUCTS Bio Shares Health NASDAQ
64    BBRC 8/15/2012 6.17 EGSHARES BEYOND BRICS ETF Exchange Traded Fund Financial NYSE
65    BCM 4/21/2011 1.53 IPATH PURE BETA BROAD COMMODITY ETN Barclays Funds Commodities Broad Basket NYSE
66    BDCL 5/25/2011 27.39 UBS ETRACS 2XLVG LNG WF BUSN DEV CO ETN UBS Group AG Trading--Leveraged Equity NYSE
67    BDCS 4/28/2011 4.93 UBS ETRACS WELLS FARGO BUSN DEV CO ETN UBS Group AG Financial NYSE
68    BDCZ 10/9/2015 0.08
69    BDD 9/25/2009 3.55 DB BASE METALS DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
70    BEMO 6/9/2016 0.35
71    BFIT 5/10/2016 0.03 GLOBAL X HEALTH & WELLNESS THEMATIC ETF Global X Funds World Stock NASDAQ
72    BFOR 6/4/2013 3.45 BARRON'S 400 ETF ALPS ETF Mid-Cap Growth NYSE
73    BIB 4/9/2010 111.08 PROSHARES ULTRA NASDAQ BIOTECHNOLOGY ProShares Trading--Leveraged Equity NASDAQ
74    BICK 4/13/2010 2.52 FIRST TRUST BICK ETF First Trust Diversified Emerging Mkts NASDAQ
75    BIL 9/25/2009 50.95 SPDR BLMBG BARCLAYS 1-3 MTH T-BILL ETF SPDR State Street Global Advisors Ultrashort Bond NYSE
76    BIS 4/9/2010 58.67 PROSHARES ULTRASHORT NASDAQ BIOTECH ProShares Trading--Inverse Equity NASDAQ
77    BIV 9/25/2009 87.47 VANGUARD INTERM-TERM BOND ETF Vanguard Intermediate-Term Bond NYSE
78    BIZD 2/12/2013 4.83 VANECK VECTORS BDC INCOME ETF Van Eck Financial NYSE
79    BJK 9/25/2009 4.47 VANECK VECTORS GAMING ETF Van Eck Consumer Cyclical NYSE
80    BKF 9/25/2009 29.87 ISHARES MSCI BRIC iShares Diversified Emerging Mkts NYSE
81    BKLN 3/3/2011 283.87 POWERSHARES EXCHANGE-TRADED FUN PowerShares Bank Loan NYSE
82    BLCN 1/17/2018 1.85 REALITY SHARES NASDAQ NEXTGEN ECONOMY ETF NASDAQ
83    BLES 2/28/2017 0.49 INSPIRE GLOBAL HOPE LARGE CAP ETF Inspire World Stock NYSE
84    BLV 9/25/2009 32.94 VANGUARD LONG-TERM BOND ETF Vanguard Long-Term Bond NYSE
85    BND 9/25/2009 355.65 VANGUARD TOTAL BOND MARKET ETF Vanguard Intermediate-Term Bond NYSE
86    BNDC 11/21/2016 0.08 FLEXSHARES CORE SELECT BOND ETF Flexshares Trust Intermediate-Term Bond NYSE
87    BNDX 6/4/2013 78.59 VANGUARD TOTAL INTERNATIONAL BOND ETF NASDAQ
88    BNO 7/12/2010 20.7 UNITED STATES BRENT OIL United States Commodity Funds LLC Commodities Energy NYSE
89    BOIL 10/6/2011 42.91 PROSHARES ULTRA BLOOMBERG NATURAL GAS ProShares Trading--Leveraged Commodities NYSE
90    BOM 9/25/2009 2.96 DB BASE METALS DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
91    BOND 3/1/2012 58.67 PIMCO TOTAL RETURN ACTIVE ETF Exchange Traded Fund Financial NYSE
92    BOS 9/25/2009 1.04 POWERSHARES DB BASE METALS SHOR Deutsche Bank Trading-Inverse Commodities NYSE
93    BOSS 2/15/2017 0.07 GLOBAL X FOUNDER-RUN COMPANIES ETF Global X Funds Large Blend BATS
94    BOTZ 9/13/2016 37.31 GLOBAL X ROBTCS&ARTFCL INTLLGNC THTC ETF Global X Funds Miscellaneous Sector NASDAQ
95    BRF 9/25/2009 52.8 VANECK VECTORS BRAZIL SMALL-CAP ETF Van Eck Latin America Stock NYSE
96    BRZU 4/10/2013 60.85 DIREXION DAILY BRAZIL BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
97    BSCI 3/28/2012 15.83 GUGGENHEIM BULLETSHRS 2018 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
98    BSCJ 3/29/2012 12.67 GUGGENHEIM BULLETSHRS 2019 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
99    BSCK 3/29/2012 13.66 GUGGENHEIM BULLETSHRS 2020 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
100    BSCL 7/17/2013 9.59 GUGGENHEIM BULLETSHRS 2021 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
101    BSCM 7/17/2013 8.22 GUGGENHEIM BULLETSHRS 2022 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
102    BSCN 9/17/2014 4.11 GUGGENHEIM BULLETSHRS 2023 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
103    BSCO 9/19/2014 3.41 GUGGENHEIM BULLETSHRS 2024 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
104    BSCP 10/9/2015 1.17 GUGGENHEIM BULLETSHRS 2025 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
105    BSCQ 9/16/2016 0.93 GUGGENHEIM BULLETSHARES 2026 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
106    BSJI 4/25/2012 17.62 GUGGENHEIM BULLETSHRS 2018 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
107    BSJJ 9/24/2013 13.79 GUGGENHEIM BULLETSHRS 2019 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
108    BSJK 9/24/2013 10.19 GUGGENHEIM BULLETSHRS 2020 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
109    BSJL 9/17/2014 4.78 GUGGENHEIM BULLETSHRS 2021 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
110    BSJM 9/17/2014 3.42 GUGGENHEIM BULLETSHRS 2022 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
111    BSJN 10/14/2015 1.22 GUGGENHEIM BULLETSHRS 2023 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
112    BSJO 9/14/2016 0.67
113    BSV 9/25/2009 202.47 VANGUARD SHORT-TERM BOND ETF Vanguard Short-Term Bond NYSE
114    BSWN 7/14/2016 0.17 VELOCITYSHARES VIX TAIL RISK ETN UBS Volatility NYSE
115    BTAL 9/13/2011 2.06 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
116    BTEC 8/22/2016 0.05 PRINCIPAL HEALTHCARE INNOVATORS ETF Principal Funds Health NASDAQ
117    BUZ 4/19/2016 0.24 SPROTT BUZZ SOCIAL MEDIA INSIGHTS ETF ALPS Large Growth NYSE
118    BWX 9/25/2009 70.94 SPDR BLMBG BARCLAYS INTL TRS BD ETF SPDR State Street Global Advisors World Bond NYSE
119    BWZ 9/25/2009 8.45 SPDR BLMBG BARCLAYS ST INTRN TRSBD ETF SPDR State Street Global Advisors World Bond NYSE
120    BYLD 4/24/2014 0.63 ISHARES YIELD OPTIMIZED BOND iShares Intermediate-Term Bond NYSE
121    BZF 9/25/2009 9.03 WISDOMTREE BRAZILIAN REAL STRATEGY ETF WisdomTree Single Currency NYSE
122    BZQ 9/25/2009 30.61 PROSHARES ULTRASHORT MSCI BRAZIL CAPPED ProShares Trading--Inverse Equity NYSE
123    CACG 3/12/2013 0.95 CLEARBRIDGE ALL CAP GROWTH ETF NASDAQ
124    CANE 9/19/2011 1.9 TEUCRIUM SUGAR ETF Teucrium Commodities Agriculture NYSE
125    CAPE 10/11/2012 0.54 BARCLAYS ETN+ SHILLER CAPET Barclays Funds Large Value NYSE
126    CARZ 5/10/2011 2.26 FIRST TRUST NASDAQ GLOBAL AUTO ETF First Trust Consumer Cyclical NASDAQ
127    CATH 4/19/2016 0.45 GLOBAL X S&P 500 CATHOLIC VALUES ETF Global X Funds Large Blend NASDAQ
128    CBND 4/7/2011 1.93 SPDR BLMBG BARCLAYS ISR SCR CORPBD ETF SPDR State Street Global Advisors Corporate Bond NYSE
129    CBON 11/11/2014 0.98 VANECK VECTORS CHINAAMC CHINA BOND ETF Van Eck Emerging-Markets Local-Currency Bond NYSE
130    CCD 3/27/2015 10.77 CALAMOS DYNAMIC CONVERTIBLE & INCOME FUND NASDAQ
131    CDC 7/2/2014 3.41 VICTORYSHARES US EQ INCOME ENHANCED VOLATILITY WTD ETF NASDAQ
132    CDL 7/8/2015 1.08 VICTORYSHARES US LGCP HI DIV VOL WTD ETF Victory Large Value NASDAQ
133    CEFL 12/11/2013 23.47 UBS ETRACS MTHLY PY 2XLVG CLOSED-END ETN UBS Group AG Trading--Miscellaneous NYSE
134    CEMB 4/19/2012 1.45 ISHARES EMERGING MARKETS CORPORATE BOND iShares Emerging Markets Bond BATS
135    CEW 9/28/2009 14.02 WISDOMTREE EMERGING CURRENCY STRAT ETF WisdomTree Multicurrency NYSE
136    CEY 10/26/2017 0.13 VICTORYSHARES EMERGING MARKET HIGH DIV VOLATILITY WTD ETF NASDAQ
137    CEZ 9/29/2009 0.36 VICTORYSHARES EMERGING MARKET VOLATILITY WTD ETF NASDAQ
138    CFA 7/2/2014 2.13 VICTORYSHARES US 500 VOLATILITY WTD ETF Victory Large Blend NASDAQ
139    CFO 7/2/2014 3.54 VICTORYSHARES US 500 ENHANCED VOLATILITY WTD ETF NASDAQ
140    CGO 9/28/2009 9.14 CALAMOS GLOBAL TOTAL RETURN FUND NASDAQ
141    CGW 9/28/2009 13.55 GUGGENHEIM S&P GLOBAL WATER ETF Guggenheim Investments Miscellaneous Sector NYSE
142    CHAD 6/17/2015 10.37 DIREXION DLY CSI 300 CHN A SHR BR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
143    CHAU 4/16/2015 21.11 DIREXION DLY CSI 300 CHN A SHR BL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
144    CHEP 9/13/2011 1.13 QUANTSHARES US MARKET NEUTRAL VALUE QuantShares Market Neutral NYSE
145    CHI 9/28/2009 58.37 CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND NASDAQ
146    CHIE 12/16/2009 1.06 GLOBAL X CHINA ENERGY ETF Global X Funds China Region NYSE
147    CHII 12/1/2009 1.67 GLOBAL X CHINA INDUSTRIALS ETF Global X Funds China Region NYSE
148    CHIM 1/14/2010 1.59 GLOBAL X CHINA MATERIALS ETF Global X Funds China Region NYSE
149    CHIQ 12/1/2009 18.06 GLOBAL X CHINA CONSUMER ETF Global X Funds China Region NYSE
150    CHIX 12/11/2009 9.54 GLOBAL X CHINA FINANCIALS ETF Global X Funds China Region NYSE
151    CHW 9/28/2009 46.67 CALAMOS GLOBAL DYNAMIC INCOME FUND NASDAQ
152    CHY 9/28/2009 57.28 CALAMOS CONVERTIBLE AND HIGH INCOME FUND NASDAQ
153    CIBR 7/7/2015 7.19 FIRST TRUST NASDAQ CYBERSECURITY ETF First Trust Technology NASDAQ
154    CID 8/20/2015 0.49 VICTORYSHARES INTL HI DIV VOL WTD ETF Victory Foreign Large Value NASDAQ
155    CIL 7/12/2010 0.92 VICTORYSHARES INTERNATIONAL VOL WTD ETF Victory Foreign Large Blend NASDAQ
156    CIU 9/28/2009 90.69 ISHARES INTERMEDIATE CREDIT BOND iShares Corporate Bond NYSE
157    CIZ 10/1/2014 1.35 VICTORYSHARES DEVELOPED ENH VOL WTD ETF Victory Foreign Large Blend NASDAQ
158    CJNK 11/17/2014 1.53 SPDR BOFA ML CROSSOVER CORP BD ETF SPDR State Street Global Advisors Corporate Bond NYSE
159    CLRG 12/13/2017 0.11 IQ CHAIKIN U.S. LARGE CAP ETF NASDAQ
160    CLTL 1/12/2017 0.03 POWERSHARES TREASURY COLLATERAL ETF PowerShares Ultrashort Bond NYSE
161    CLY 12/9/2009 25.78 ISHARES 10+ YEAR CREDIT BOND iShares Corporate Bond NYSE
162    CLYH 9/11/2015 0.3 ISHARES INTEREST RT HDGD 10+ YR CRDT BD iShares Corporate Bond NYSE
163    CMBS 2/16/2012 5.47 ISHARES CMBS iShares Intermediate-Term Bond NYSE
164    CMD 9/28/2009 15.23 PROSHARES ULTRASHORT DJ-AIG COM ProShares Trading-Inverse Commodities NYSE
165    CMDT 8/13/2013 0.44 ISHARES COMMODITY OPTIMIZED TRUST iShares Commodities Broad Basket NYSE
166    CMF 9/28/2009 6.66 ISHARES S&P CALI MUNI BOND iShares Muni California Long NYSE
167    CN 4/30/2014 0.73 DEUTSCHE X-TRACKERS MSCI ALL CHINA EQ Deutsche Asset Management China Region NYSE
168    CNCR 10/14/2015 1.74 LONCAR CANCER IMMUNOTHERAPY ETF ETF Series Solutions Health NASDAQ
169    CNDF 5/12/2016 0.05 ISHARES EDGE MSCI MLTIFCTR CNSMR DCRTNRY iShares Consumer Cyclical BATS
170    CNHX 10/20/2015 0.01
171    CNSF 5/12/2016 0.04 ISHARES EDGE MSCI MLTFCTR CNSMR STPLS iShares Consumer Defensive BATS
172    CNXT 9/28/2009 70.8 VANECK VECTORS CHINAAMC SME-CHINEXT ETF Van Eck China Region NYSE
173    CNY 9/28/2009 2.74 MARKET VECTORS CHINESE RENMINBI/USD ETN Market Vectors Single Currency NYSE
174    COMT 10/25/2010 3.04 ISHARES COMMODITIES SELECT STRATEGY iShares Commodities Broad Basket NASDAQ
175    COPX 7/12/2010 11.91 GLOBAL X COPPER MINERS ETF Global X Funds Natural Resources NYSE
176    CORN 7/12/2010 25.2 TEUCRIUM CORN ETF Teucrium Commodities Agriculture NYSE
177    CORP 9/24/2010 6.66 PIMCO INVESTMENT GRADE CORPORATE BD ETF Pimco Corporate Bond NYSE
178    COWZ 12/19/2016 0.26 PACER US CASH COWS 100 ETF Pacer Large Blend BATS
179    CPER 11/15/2011 0.66 UNITED STATES COPPER INDEX United States Commodity Funds LLC Commodities Industrial Metals NYSE
180    CPI 10/27/2009 2.16 IQ REAL RETURN ETF IndexIQ Tactical Allocation NYSE
181    CQQQ 12/8/2009 11.2 GUGGENHEIM CHINA TECHNOLOGY ETF Guggenheim Investments China Region NYSE
182    CRAK 8/19/2015 0.73
183    CRBN 12/9/2014 1.19
184    CRED 9/28/2009 11.24 ISHARES US CREDIT BOND iShares Corporate Bond NYSE
185    CROC 7/19/2012 1.26 PROSHARES ULTRASHORT AUSTRALIAN DOLLAR ProShares Trading--Miscellaneous NYSE
186    CROP 3/22/2011 2.14 IQ GLOBAL AGRIBUSINESS SMALL CA IndexIQ Consumer Defensive NYSE
187    CSA 9/28/2009 34.76 VICTORYSHARES US SMALL CAP VOL WTD ETF Victory Small Blend NASDAQ
188    CSB 7/8/2015 0.46 VICTORYSHARES US SMCP HI DIV VOL WTD ETF Victory Small Value NASDAQ
189    CSD 9/28/2009 11.4 GUGGENHEIM S&P SPIN-OFF ETF Guggenheim Investments Mid-Cap Blend NYSE
190    CSF 8/1/2014 0.88 VICTORYSHARES US DISCV ENH VOL WTD ETF Victory Small Blend NASDAQ
191    CSJ 9/28/2009 140.79 ISHARES 1-3 YEAR CREDIT BOND ETF NASDAQ
192    CSM 9/28/2009 7.08 PROSHARES LARGE CAP CORE PLUS ProShares Large Blend BATS
193    CSML 5/16/2017 1.32 IQ CHAIKIN U.S. SMALL CAP ETF NASDAQ
194    CSQ 9/28/2009 85.34 CALAMOS STRATEGIC TOTAL RETURN FUND NASDAQ
195    CUMB 1/18/2017 0.28 VIRTUS CUMBERLAND MUNICIPAL BOND ETF Cumberland Advisors Muni National Interm NYSE
196    CURE 6/15/2011 35.31 DIREXION DAILY HEALTHCARE BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
197    CUT 9/28/2009 11.91 GUGGENHEIM MSCI GLOBAL TIMBER ETF Guggenheim Investments Natural Resources NYSE
198    CVY 9/28/2009 28.44 GUGGENHEIM MULTI-ASSET INCOME ETF Guggenheim Investments Allocation--85%+ Equity NYSE
199    CWB 9/28/2009 140.67 SPDR BLMBG BARCLAYS CONVERT SECS ETF SPDR State Street Global Advisors Convertibles NYSE
200    CWI 9/28/2009 29.11 SPDR MSCI ACWI EX-US ETF SPDR State Street Global Advisors Foreign Large Blend NYSE
201    CWS 12/29/2009 4.02 ADVISORSHARES FOCUSED EQUITY ETF AdvisorShares Large Blend NYSE
202    CXSE 1/5/2015 1.08 WISDOMTREE CHINA EX-STATE-OWD ENTPR ETF WisdomTree China Region NASDAQ
203    CYB 9/28/2009 18.07 WISDOMTREE CHINESE YUAN STRATEGY ETF WisdomTree Single Currency NYSE
204    CZA 9/28/2009 2.88 GUGGENHEIM MID-CAP CORE ETF Guggenheim Investments Mid-Cap Blend NYSE
205    DAG 9/28/2009 16.98 DB AGRICULTURE DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
206    DAX 10/23/2014 0.85 HORIZONS DAX GERMANY ETF NASDAQ
207    DBA 9/28/2009 280.9 POWERSHARES DB AGRICULTURE ETF PowerShares DB Commodities Agriculture NYSE
208    DBAP 10/1/2013 0.74 DEUTSCHE X-TRACKERS MSCI ASPC EXJP HGDEQ Deutsche Asset Management Pacific/Asia ex-Japan Stk NYSE
209    DBAW 1/27/2014 2.03 DEUTSCHE X-TRACKERS MSCI ALWD EXUS HGDEQ Deutsche Asset Management Foreign Large Blend NYSE
210    DBB 9/28/2009 39.45 POWERSHARES DB BASE METALS ETF PowerShares DB Commodities Industrial Metals NYSE
211    DBBR 6/9/2011 1.21 DEUTSCHE X-TRACKERS MSCI BRAZIL HEDGD EQ Deutsche Asset Management Latin America Stock NYSE
212    DBC 9/28/2009 438.36 POWERSHARES DB COMMODITY TRACKING ETF PowerShares DB Commodities Broad Basket NYSE
213    DBE 9/28/2009 16.42 POWERSHARES DB ENERGY ETF PowerShares DB Commodities Energy NYSE
214    DBEF 6/9/2011 188.77 DEUTSCHE X-TRACKERS MSCI EAFE HEDGED EQ Deutsche Asset Management Foreign Large Blend NYSE
215    DBEM 6/9/2011 7.34 DEUTSCHE X-TRACKERS MSCI EM MKTS HDGD EQ Deutsche Asset Management Diversified Emerging Mkts NYSE
216    DBES 8/19/2015 0.03
217    DBEU 10/1/2013 89.19 DEUTSCHE X-TRACKERS MSCI EUROPE HEDGD EQ Deutsche Asset Management Europe Stock NYSE
218    DBEZ 12/15/2014 2.08 DEUTSCHE X-TRACKERS MSCI EUROZONE HDG EQ Deutsche Asset Management Europe Stock NYSE
219    DBGR 2/5/2013 4.93 DEUTSCHE X-TRACKERS MSCI GERMANY HDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
220    DBJP 6/9/2011 50.13 DEUTSCHE X-TRACKERS MSCI JAPAN HEDGED EQ Deutsche Asset Management Japan Stock NYSE
221    DBKO 1/27/2014 2.71 DEUTSCHE X-TRACKERS MSCI SKOREA HEDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
222    DBMX 1/27/2014 0.26 DEUTSCHE X-TRACKERS MSCI MEXICO HEDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
223    DBO 9/28/2009 89.91 POWERSHARES DB OIL ETF PowerShares DB Commodities Energy NYSE
224    DBP 9/28/2009 14.82 POWERSHARES DB PRECIOUS METALS ETF PowerShares DB Commodities Precious Metals NYSE
225    DBS 9/28/2009 8.78 POWERSHARES DB SILVER ETF PowerShares DB Commodities Precious Metals NYSE
226    DBUK 10/1/2013 0.21 DEUTSCHE X-TRACKERS MSCI UK HEDGED EQ Deutsche Asset Management Miscellaneous Region NYSE
227    DBV 9/28/2009 12.71 POWERSHARES DB G10 CURRENCY HARVEST ETF PowerShares DB Multicurrency NYSE
228    DDBI 12/29/2015 0.07 LEGG MASON DEV EX-US DIVERS COR ETF Legg Mason Foreign Large Blend NASDAQ
229    DDEZ 1/7/2016 0.1 WISDOMTREE DYNAMIC CCY HDGD EURP EQ ETF WisdomTree Europe Stock BATS
230    DDG 9/28/2009 1.94 PROSHARES SHORT OIL & GAS ProShares Trading--Inverse Equity NYSE
231    DDJP 1/7/2016 0.04 WISDOMTREE DYNAMIC CCY HDGD JPN EQ ETF WisdomTree Japan Stock BATS
232    DDLS 1/7/2016 0.15 WISDOMTREE DYN CCY HDGD INTL SMCP EQ ETF WisdomTree Foreign Small/Mid Value BATS
233    DDM 9/28/2009 309.58 PROSHARES ULTRA DOW30 ProShares Trading--Leveraged Equity NYSE
234    DDWM 1/7/2016 1.74 WISDOMTREE DYNAMIC CCY HDGD INTL EQ ETF WisdomTree Foreign Large Value BATS
235    DEEF 6/1/2015 0.51 DEUTSCHE X-TRACKERS FTSE DEV EXUSCMPSFTR Deutsche Asset Management Foreign Large Blend NYSE
236    DEF 9/28/2009 4.76 GUGGENHEIM DEFENSIVE EQUITY ETF Guggenheim Investments Large Value NYSE
237    DEFA 1/8/2016 0.04 ISHARES ADAPTIVE CCY HDGD MSCI EAFE iShares Foreign Large Blend BATS
238    DEM 9/28/2009 120.98 WISDOMTREE EMERGING MARKETS HIGH DIV ETF WisdomTree Diversified Emerging Mkts NYSE
239    DEMG 4/19/2016 0.09 DEUTSCHE X-TRACKERS FTSE EMERG CMPS FTR Deutsche Asset Management Diversified Emerging Mkts NYSE
240    DES 9/28/2009 19.06 WISDOMTREE SMALLCAP DIVIDEND ETF WisdomTree Small Value NYSE
241    DEUS 11/24/2015 1.25 DEUTSCHE X-TRACKERS RUSSELL 1000 CMPSFTR Deutsche Asset Management Mid-Cap Blend NYSE
242    DEW 9/28/2009 3.15 WISDOMTREE GLOBAL HIGH DIVIDEND ETF WisdomTree World Stock NYSE
243    DEWJ 1/8/2016 0.04 ISHARES ADAPTIVE CCY HDGD MSCI JAPAN iShares Japan Stock BATS
244    DEZU 1/8/2016 0.05 ISHARES ADAPTIVE CCY HDGD MSCI EUROZONE iShares Europe Stock BATS
245    DFE 9/28/2009 31.7 WISDOMTREE EUROPE SMALLCAP DIVIDEND ETF WisdomTree Europe Stock NYSE
246    DFJ 9/28/2009 13.46 WISDOMTREE JAPAN SMALLCAP DIVIDEND ETF WisdomTree Japan Stock NYSE
247    DFNL 1/12/2017 0.67 DAVIS SELECT FINANCIAL ETF Davis ETFs Financial NASDAQ
248    DFVS 7/12/2011 0.65 IPATH US TREASURY 5-YEAR BEAR ETN Exchange Traded Fund Financial NYSE
249    DGAZ 2/8/2012 582.81 VELOCITYSHARES 3X INV NATURAL GAS ETN Credit Suisse AG Trading--Inverse Commodities NYSE
250    DGL 9/28/2009 15.21 POWERSHARES DB GOLD ETF PowerShares DB Commodities Precious Metals NYSE
251    DGLD 10/17/2011 11.32 VELOCITYSHARES 3X INVERSE GOLD ETN Credit Suisse AG Trading--Inverse Commodities NASDAQ
252    DGP 9/28/2009 118.66 DB GOLD DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
253    DGRE 8/1/2013 2.27 WISDOMTREE EMERGING MKTS QUAL DIV GR ETF WisdomTree Diversified Emerging Mkts NASDAQ
254    DGRO 6/12/2014 21.43 ISHARES CORE DIVIDEND GROWTH iShares Large Blend NYSE
255    DGRS 7/25/2013 1.71 WISDOMTREE U.S. SMALLCAP QUALITY DIVIDEND GROWTH FUND NASDAQ
256    DGRW 5/22/2013 11.9 WISDOMTREE US QUALITY DIVIDEND GR ETF WisdomTree Large Blend NASDAQ
257    DGS 9/28/2009 44.21 WISDOMTREE EMERGING MARKETS SMCP DIV ETF WisdomTree Diversified Emerging Mkts NYSE
258    DGT 9/28/2009 1.89 SPDR GLOBAL DOW ETF SPDR State Street Global Advisors World Stock NYSE
259    DGZ 9/28/2009 14.77 DB GOLD SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
260    DHS 9/28/2009 13.45 WISDOMTREE HIGH DIVIDEND ETF WisdomTree Large Value NYSE
261    DHVW 5/12/2015 0.92
262    DIA 9/28/2009 2527.39 SPDR DOW JONES INDUSTRIAL AVERAGE ETF SPDR State Street Global Advisors Large Value NYSE
263    DIG 9/28/2009 309.77 PROSHARES ULTRA OIL & GAS ProShares Trading--Leveraged Equity NYSE
264    DIM 9/28/2009 3.45 WISDOMTREE INTERNATIONAL MIDCAP DIV ETF WisdomTree Foreign Small/Mid Value NYSE
265    DINT 3/2/2018 0.1 DAVIS SELECT INTERNATIONAL ETF NASDAQ
266    DIV 3/12/2013 8.2 GLOBAL X SUPERDIVIDEND US ETF Exchange Traded Fund Financial NYSE
267    DIVA 1/15/2015 0.12
268    DIVC 9/16/2014 0.22 C-TRACKS ETN MILLER/HOWARD STRT DIV RINV Citigroup Large Value NYSE
269    DIVY 12/18/2014 1.58 REALITY SHARES DIVS ETF Reality Shares ETF Trust Multialternative NYSE
270    DJCI 10/29/2009 2.01 UBS ETRACS BLOOMBERG CMDTY TOT RET ETN UBS Group AG Commodities Broad Basket NYSE
271    DJD 12/16/2015 0.34 GUGGENHEIM DOW JONES INDL AVG DIV ETF Guggenheim Investments Large Value NYSE
272    DJP 9/28/2009 79.63 IPATH BLOOMBERG CMDTY TR ETN Barclays Funds Commodities Broad Basket NYSE
273    DLBS 8/10/2010 3.04 IPATH US TREASURY LONG BOND BEA iPath Trading-Inverse Debt NYSE
274    DLN 9/28/2009 18.14 WISDOMTREE LARGECAP DIVIDEND ETF WisdomTree Large Value NYSE
275    DLS 9/28/2009 17.37 WISDOMTREE INTERNATIONAL SMALLCP DIV ETF WisdomTree Foreign Small/Mid Value NYSE
276    DNL 9/28/2009 2.48 WISDOMTREE GLOBAL EX-US QUAL DIV GR ETF WisdomTree Foreign Large Growth NYSE
277    DNO 9/28/2009 5.4 UNITED STATES SHORT OIL United States Commodity Funds LLC Trading--Inverse Commodities NYSE
278    DOD 9/28/2009 3.53 ELEMENTS DOGS OF DOW DJ HY SEL 10 TR ETN ELEMENTS Large Value NYSE
279    DOG 9/28/2009 96.81 PROSHARES SHORT DOW30 ProShares Trading--Inverse Equity NYSE
280    DOL 9/28/2009 7.87 WISDOMTREE INTERNATIONAL LARGECP DIV ETF WisdomTree Foreign Large Value NYSE
281    DON 9/28/2009 19.42 WISDOMTREE MIDCAP DIVIDEND ETF WisdomTree Mid-Cap Value NYSE
282    DOO 9/28/2009 9.5 WISDOMTREE INTL DIV EX-FINCLS ETF WisdomTree Foreign Large Value NYSE
283    DPK 9/28/2009 10.62 DIREXION DAILY DEV MKTS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
284    DPST 8/19/2015 2 DIREXION DAILY REGIONAL BNKS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
285    DRIP 5/29/2015 64.02 DIREXION DLY S&P OIL&GS EX&PRD BR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
286    DRN 9/28/2009 164.97 DIREXION DAILY REAL ESTATE BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
287    DRR 9/28/2009 5.8 MARKET VECTORS DOUBLE SHORT EURO ETN Market Vectors Trading--Miscellaneous NYSE
288    DRV 9/28/2009 148.95 DIREXION DAILY REAL ESTATE BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
289    DRW 9/28/2009 5.61 WISDOMTREE GLOBAL EX-US REAL ESTATE ETF WisdomTree Global Real Estate NYSE
290    DSI 9/28/2009 5.83 ISHARES MSCI KLD 400 SOCIAL iShares Large Blend NYSE
291    DSLV 10/17/2011 29.47 VELOCITYSHARES 3X INVERSE SILVER ETN Credit Suisse AG Trading--Inverse Commodities NASDAQ
292    DSUM 9/23/2011 8.51 POWERSHARES CHINESE YUAN DIM SU PowerShares Emerging Markets Bond NYSE
293    DTD 9/28/2009 5.95 WISDOMTREE TOTAL DIVIDEND ETF WisdomTree Large Value NYSE
294    DTH 9/28/2009 6.75 WISDOMTREE INTERNATIONAL HIGH DIV ETF WisdomTree Foreign Large Value NYSE
295    DTN 9/28/2009 14.7 WISDOMTREE DIVIDEND EX-FINANCIALS ETF WisdomTree Large Value NYSE
296    DTO 9/28/2009 69.74 DB CRUDE OIL DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
297    DTUL 8/10/2010 2.97 IPATH US TREASURY 2-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt NASDAQ
298    DTUS 8/10/2010 1.43 IPATH US TREASURY 2-YEAR BEAR ETN Barclays Funds Trading--Inverse Debt NASDAQ
299    DTYS 8/10/2010 7.2 IPATH US TREASURY 10-YEAR BEAR ETN Barclays Funds Trading--Inverse Debt NASDAQ
300    DUG 9/28/2009 253.63 PROSHARES ULTRASHORT OIL & GAS ProShares Trading--Inverse Equity NYSE
301    DUSA 9/28/2009 17.21 DAVIS SELECT US EQUITY ETF Davis ETFs Large Blend NASDAQ
302    DUST 12/8/2010 1227.59 DIREXION DAILY GOLD MINERS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
303    DVEM 4/7/2016 0.31 WISDOMTREE EMERGING MARKETS DIVIDEND ETF WisdomTree Diversified Emerging Mkts BATS
304    DVHL 11/13/2013 2.78 UBS ETRACS M PY 2XLVG DIVERS HI INC ETN UBS Group AG Trading--Leveraged Equity NYSE
305    DVP 9/23/2014 2.64 DEEP VALUE ETF TWM FUNDS Large Value NYSE
306    DVY 9/28/2009 276.13 ISHARES SELECT DIVIDEND iShares Mid-Cap Value NYSE
307    DVYA 2/24/2012 2.19 ISHARES ASIA/PACIFIC DIVIDEND iShares Diversified Pacific/Asia NYSE
308    DVYE 2/24/2012 10.14 ISHARES EMERGING MARKETS DIVIDEND Exchange Traded Fund Financial NYSE
309    DVYL 5/23/2012 1.73 UBS ETRACS MTHLY PY 2XLVG DJ SEL DIV ETN UBS Group AG Trading--Leveraged Equity NYSE
310    DWAQ 2/19/2014 0.54 POWERSHARES DWA NASDAQ MOMENTUM ETF PowerShares Mid-Cap Growth NASDAQ
311    DWAS 7/19/2012 11.48 POWERSHARES DWA SMALLCAP MOMENTUM ETF PowerShares Small Growth NASDAQ
312    DWAT 10/1/2014 0.41 ARROW DWA TACTICAL ETF ArrowShares Tactical Allocation NASDAQ
313    DWCR 12/29/2017 0.02 ARROW DWA COUNTRY ROTATION ETF NASDAQ
314    DWFI 6/2/2016 0.97 SPDR DORSEY WRIGHT FIXED INC ALLC ETF SPDR State Street Global Advisors Long-Term Bond NASDAQ
315    DWIN 3/10/2016 1.5 POWERSHARES DWA TACT MULTI-ASST INC PowerShares Allocation--30% to 50% Equity NASDAQ
316    DWLD 1/12/2017 1.07 DAVIS SELECT WORLDWIDE ETF Davis ETFs World Stock NASDAQ
317    DWLV 7/15/2016 0.21 POWERSHARES DWA MOMENTUM&LOW VOL RTTN PowerShares Mid-Cap Growth NASDAQ
318    DWM 9/28/2009 12.08 WISDOMTREE INTERNATIONAL EQUITY ETF WisdomTree Foreign Large Value NYSE
319    DWPP 2/21/2017 0.14 FIRST TRUST DORSEY WRIGHT PEOPLE'S PORTFOLIO ETF NASDAQ
320    DWT 12/9/2016 84.49 VELOCITYSHARES 3X INVRS CRUDE OIL ETNNEW Credit Suisse AG Trading--Inverse Commodities NYSE
321    DWTR 10/9/2015 2.18 POWERSHARES DWA TACTICAL SECTOR RTN PowerShares Mid-Cap Growth NASDAQ
322    DWX 9/28/2009 38.58 SPDR S&P INTERNATIONAL DIVIDEND ETF SPDR State Street Global Advisors Foreign Large Value NYSE
323    DXD 9/28/2009 457.05 PROSHARES ULTRASHORT DOW30 ProShares Trading--Inverse Equity NYSE
324    DXGE 10/17/2013 6.87 WISDOMTREE GERMANY HEDGED EQUITY ETF WisdomTree Miscellaneous Region NASDAQ
325    DXJ 9/28/2009 912.51 WISDOMTREE JAPAN HEDGED EQUITY ETF WisdomTree Japan Stock NYSE
326    DXJF 4/8/2014 3.36 WISDOMTREE JAPAN HEDGED FINANCIALS ETF WisdomTree Japan Stock NYSE
327    DXJS 6/28/2013 5.9 WISDOMTREE JAPAN HEDGED SMALLCAP EQ ETF WisdomTree Japan Stock NASDAQ
328    DYB 12/23/2015 0.25
329    DYLS 12/23/2015 0.81
330    DYY 9/28/2009 3.12 DB COMMODITY DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
331    DZK 9/28/2009 6.29 DIREXION DAILY DEV MKTS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
332    DZZ 9/28/2009 63.46 DB GOLD DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
333    EBND 2/24/2011 10.38 SPDR BLMBG BARCLAYS EM MKTS LCL BD ETF SPDR State Street Global Advisors Emerging-Markets Local-Currency Bond NYSE
334    ECH 9/28/2009 99.41 ISHARES MSCI CHILE CAPPED iShares Miscellaneous Region NYSE
335    ECNS 9/29/2010 3.3 ISHARES MSCI CHINA SMALL-CAP iShares China Region NYSE
336    ECON 9/24/2010 36.88 COLUMBIA EMERGING MARKETS CONSUMER ETF Columbia Diversified Emerging Mkts NYSE
337    EDBI 12/29/2015 0.09 LEGG MASON EMERGING MKTS DIVERS COR ETF Legg Mason Diversified Emerging Mkts NASDAQ
338    EDC 9/28/2009 636.98 DIREXION DAILY EMRG MKTS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
339    EDEN 1/26/2012 4.3 ISHARES MSCI DENMARK CAPPED iShares Miscellaneous Region BATS
340    EDIV 2/24/2011 19.42 SPDR S&P EMERGING MARKETS DIVIDEND ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
341    EDOG 3/28/2014 1.41 ALPS EMERGING SECTOR DIVIDEND DOGS ETF ALPS Diversified Emerging Mkts NYSE
342    EDV 9/28/2009 15.77 VANGUARD EXTENDED DURATION TRS ETF Vanguard Long Government NYSE
343    EDZ 9/28/2009 536.2 DIREXION EMERGING MARKETS BEAR Direxion Funds Trading-Inverse Equity NYSE
344    EEB 9/28/2009 30.34 GUGGENHEIM BRIC ETF Guggenheim Investments Diversified Emerging Mkts NYSE
345    EEH 10/8/2009 0.49 AKTIEBOLAGET SVENSK EXPORTKREDI Swedish Export Credit Corporation Large Blend NYSE
346    EELV 1/13/2012 10.03 POWERSHARES S&P EM MKTS LOW VOLATIL ETF PowerShares Diversified Emerging Mkts NYSE
347    EEM 9/28/2009 9019.84 ISHARES MSCI EMERGING MARKETS iShares Diversified Emerging Mkts NYSE
348    EEMA 2/9/2012 5.25 ISHARES MSCI EMERGING MARKETS ASIA iShares Pacific/Asia ex-Japan Stk NASDAQ
349    EEMO 10/8/2015 1.49 POWERSHARES S&P EMERG MKTS MOMENTUM ETF PowerShares Diversified Emerging Mkts NYSE
350    EEMS 8/18/2011 6.83 ISHARES MSCI EMERGING MARKETS SMALL-CAP iShares Diversified Emerging Mkts NYSE
351    EEMV 10/20/2011 87.51 ISHARES EDGE MSCI MIN VOL EMERGING MKTS iShares Diversified Emerging Mkts NYSE
352    EEMX 10/25/2016 0.1
353    EES 9/28/2009 6.58 WISDOMTREE SMALLCAP EARNINGS ETF WisdomTree Small Blend NYSE
354    EET 9/28/2009 5.86 PROSHARES ULTRA MSCI EMERGING MARKETS ProShares Trading--Leveraged Equity NYSE
355    EEV 9/28/2009 128.39 PROSHARES ULTRASHORT MSCI EMERGING MKTS ProShares Trading--Inverse Equity NYSE
356    EFA 9/28/2009 4336.23 ISHARES MSCI EAFE iShares Foreign Large Blend NYSE
357    EFAD 8/21/2014 1.66 PROSHARES MSCI EAFE DIVIDEND GROWERS ProShares Foreign Large Growth BATS
358    EFAS 11/16/2016 0.1 GLOBAL X MSCI SUPERDIVIDEND EAFE ETF Global X Funds Foreign Large Value NASDAQ
359    EFAV 10/20/2011 80.82 ISHARES MSCI EAFE MINIMUM VOLAT iShares Foreign Large Value NYSE
360    EFAX 10/25/2016 0.13 SPDR MSCI EAFE FOSSIL FUEL FREE ETF SPDR State Street Global Advisors Foreign Large Blend NYSE
361    EFFE 10/23/2014 0.34 JPMORGAN EFFICIENTE ETF Exchange Traded Fund Financial NYSE
362    EFG 9/28/2009 37.13 ISHARES MSCI EAFE GROWTH iShares Foreign Large Growth NYSE
363    EFNL 1/26/2012 2.67 ISHARES MSCI FINLAND CAPPED iShares Miscellaneous Region BATS
364    EFO 9/28/2009 1.22 PROSHARES ULTRA MSCI EAFE ProShares Trading--Leveraged Equity NYSE
365    EFU 9/28/2009 6.96 PROSHARES ULTRASHORT MSCI EAFE ProShares Trading--Inverse Equity NYSE
366    EFV 9/28/2009 61.49 ISHARES MSCI EAFE VALUE iShares Foreign Large Value NYSE
367    EFZ 9/28/2009 18.68 PROSHARES SHORT MSCI EAFE ProShares Trading--Inverse Equity NYSE
368    EGPT 2/18/2010 11.13 VANECK VECTORS EGYPT ETF Van Eck Miscellaneous Region NYSE
369    EIDO 7/12/2010 179.87 ISHARES MSCI INDONESIA iShares Miscellaneous Region NYSE
370    EIRL 7/12/2010 7.98 ISHARES MSCI IRELAND CAPPED iShares Miscellaneous Region NYSE
371    EIS 9/28/2009 10.14 ISHARES MSCI ISRAEL CAPPED iShares Miscellaneous Region NYSE
372    ELD 8/9/2010 37.95 WISDOMTREE EMERGING MARKETS LCL DBT ETF WisdomTree Emerging-Markets Local-Currency Bond NYSE
373    EMAG 8/19/2013 0.58 MARKET VECTORS EM AGGREGATE BD ETF Exchange Traded Fund Financial NYSE
374    EMB 9/28/2009 329.92 ISHARES JPMORGAN USD EMERG MARKETS BOND iShares Emerging Markets Bond NYSE
375    EMBH 7/30/2015 0.07 ISHARES INTEREST RT HDGD EMERG MKTS BD iShares Emerging Markets Bond NYSE
376    EMCB 3/8/2012 3.17 WISDOMTREE EMERGING MARKETS CORP BD ETF WisdomTree Emerging Markets Bond NASDAQ
377    EMCG 9/27/2013 0.7 WISDOMTREE EMERGING MARKETS CNSMR GR ETF WisdomTree Diversified Emerging Mkts NASDAQ
378    EMDV 1/27/2016 0.24 PROSHARES MSCI EMERG MKTS DIV GROWERS ProShares Diversified Emerging Mkts BATS
379    EMFM 11/7/2013 1.92 GLOBAL X NEXT EMERGING & FRONTIER ETF Global X Funds Diversified Emerging Mkts NYSE
380    EMGF 12/10/2015 1.04 ISHARES EDGE MSCI MULTIFACTOR EMERG MKTS iShares Diversified Emerging Mkts BATS
381    EMHY 4/3/2012 8.89 ISHARES EMERGING MARKETS HIGH YIELD BOND iShares Emerging Markets Bond BATS
382    EMIF 9/28/2009 3.79 ISHARES EMERGING MARKETS INFRASTRUCTURE iShares Diversified Emerging Mkts NASDAQ
383    EMIH 3/3/2015 0.14 DEUTSCHE X-TRACKERS EMKTS BD INTR RT HDG Deutsche Asset Management Nontraditional Bond BATS
384    EMLC 7/23/2010 126.62 VANECK VECTORS JP MORGAN EM LC BD ETF Van Eck Emerging-Markets Local-Currency Bond NYSE
385    EMLP 6/21/2012 33.95 FIRST TRUST NORTH AMER ENGY INFRASETF First Trust Equity Energy NYSE
386    EMQQ 11/13/2014 6.23 EMQQ EMERGING MARKETS INTRNT & ECMRC ETF Exchange Traded Concepts Trust Diversified Emerging Mkts NYSE
387    EMSH 11/21/2013 0.16 PROSHARES SHORT TERM USD EMERG MKTS BD Exchange Traded Fund Financial BATS
388    EMTL 4/14/2016 0.2 SPDR DOUBLELINE EMERG MKTS FXD INC ETF SPDR State Street Global Advisors Emerging Markets Bond BATS
389    EMXC 7/26/2017 0.04 ISHARES MSCI EMERGING MARKETS EX CHINA ETF NASDAQ
390    ENFR 11/1/2013 1.17 ALERIAN ENERGY INFRASTRUCTURE ETF ALPS Energy Limited Partnership NYSE
391    ENOR 1/24/2012 3.05 ISHARES MSCI NORWAY CAPPED iShares Miscellaneous Region BATS
392    ENY 9/28/2009 8.21 GUGGENHEIM CANADIAN ENERGY INCO Guggenheim Funds Distributors, Inc. Equity Energy NYSE
393    ENZL 9/24/2010 12.92 ISHARES MSCI NEW ZEALAND CAPPED iShares Miscellaneous Region NASDAQ
394    EPHE 9/29/2010 74.74 ISHARES MSCI PHILIPPINES iShares Miscellaneous Region NYSE
395    EPI 9/28/2009 860.76 WISDOMTREE INDIA EARNINGS ETF WisdomTree India Equity NYSE
396    EPOL 7/12/2010 58.87 ISHARES MSCI POLAND CAPPED iShares Miscellaneous Region NYSE
397    EPP 9/28/2009 278.38 ISHARES MSCI PACIFIC EX JAPAN iShares Pacific/Asia ex-Japan Stk NYSE
398    EPS 9/28/2009 1.91 WISDOMTREE EARNINGS 500 ETF WisdomTree Large Blend NYSE
399    EPU 9/28/2009 50.82 ISHARES MSCI ALL PERU CAPPED iShares Miscellaneous Region NYSE
400    EPV 9/28/2009 35.06 PROSHARES ULTRASHORT FTSE EUROPE ProShares Trading--Inverse Equity NYSE
401    EQAL 12/29/2014 3.8 POWERSHARES RUSSELL 1000 EQUAL WGHT ETF PowerShares Mid-Cap Blend NYSE
402    EQL 9/28/2009 2.66 ALPS EQUAL SECTOR WEIGHT ETF ALPS Large Blend NYSE
403    EQLT 2/25/2014 0.24 WORKPLACE EQUALITY ETF ALPS Large Blend NYSE
404    EQRR 7/25/2017 0.11 PROSHARES EQUITIES FOR RISING RATES ETF NASDAQ
405    EQWL 12/1/2014 0.43 POWERSHARES RUSSELL TOP 200 EQUAL WT ETF PowerShares Large Blend NYSE
406    EQWM 12/1/2014 0.28 POWERSHARES RUSSELL MIDCAP EQUAL WT ETF PowerShares Mid-Cap Blend NYSE
407    EQWS 12/1/2014 0.25
408    ERGF 5/12/2016 0.05
409    ERUS 11/10/2010 76.53 ISHARES MSCI RUSSIA CAPPED iShares Miscellaneous Region NYSE
410    ERX 9/28/2009 985.75 DIREXION DAILY ENERGY BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
411    ERY 9/28/2009 507.51 DIREXION DAILY ENERGY BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
412    ESG 7/14/2016 0.07 FLEXSHARES STOXX US ESG IMPACT ETF Flexshares Trust Large Blend NASDAQ
413    ESGD 6/30/2016 0.69 ISHARES MSCI EAFE ESG OPTIMIZED ETF NASDAQ
414    ESGE 7/20/2016 0.79 ISHARES MSCI EM ESG OPTIMIZED ETF NASDAQ
415    ESGG 7/14/2016 0.08 FLEXSHARES STOXX GLBL ESG IMPACT ETF Flexshares Trust World Stock NASDAQ
416    ESGL 11/1/2016 0.04
417    ESGS 6/17/2016 0.04
418    ESGU 12/6/2016 0.13 ISHARES MSCI USA ESG OPTIMIZED ETF NASDAQ
419    ETHO 5/26/2015 6.92 ETHO CLIMATE LEADERSHIP US ETF ETHO Capital Mid-Cap Growth NYSE
420    EUDG 5/7/2014 0.79 WISDOMTREE EUROPE QUALITY DIV GR ETF WisdomTree Europe Stock NYSE
421    EUFL 7/27/2016 0.16 DIREXION DAILY EURP FINCLS BULL 2X ETF Direxion Funds Trading--Inverse Equity NYSE
422    EUFN 2/3/2010 72.47 ISHARES MSCI EUROPE FINANCIALS iShares Financial NASDAQ
423    EUFX 6/27/2012 0.65 PROSHARES SHORT EURO ProShares Trading--Miscellaneous NYSE
424    EUM 9/28/2009 49.08 PROSHARES SHORT MSCI EMERGING MARKETS ProShares Trading--Inverse Equity NYSE
425    EUMV 6/5/2014 1.27 ISHARES EDGE MSCI MIN VOL EUROPE iShares Europe Stock NYSE
426    EUO 9/28/2009 167.2 PROSHARES ULTRASHORT EURO ProShares Trading--Miscellaneous NYSE
427    EURL 1/22/2014 6.51 DIREXION DAILY FTSE EUROPE BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
428    EURZ 1/22/2014 0.12
429    EUSA 7/20/2010 1.92 ISHARES MSCI USA EQUAL WEIGHTED iShares Large Blend NYSE
430    EUSC 3/4/2015 5.57 WISDOMTREE EUROPE HEDGED SMALLCAP EQ ETF WisdomTree Europe Stock NYSE
431    EVGBC 3/31/2016 0.02 EATON VANCE GLOBAL INCOME BUILDER NS Eaton Vance World Allocation NASDAQ
432    EVX 9/28/2009 0.44 VANECK VECTORS ENVIRONMENTAL SVCS ETF Van Eck Industrials NYSE
433    EWA 9/28/2009 819.67 ISHARES MSCI AUSTRALIA iShares Miscellaneous Region NYSE
434    EWC 9/28/2009 602.76 ISHARES MSCI CANADA iShares Miscellaneous Region NYSE
435    EWD 9/28/2009 59.57 ISHARES MSCI SWEDEN CAPPED iShares Miscellaneous Region NYSE
436    EWEM 12/8/2010 1.02 GUGGENHEIM MSCI EM MKTS EQL CNTRY WT ETF Guggenheim Investments Diversified Emerging Mkts NYSE
437    EWG 9/28/2009 662.7 ISHARES MSCI GERMANY iShares Miscellaneous Region NYSE
438    EWGS 1/26/2012 1.64 ISHARES MSCI GERMANY SMALL-CAP iShares Miscellaneous Region BATS
439    EWH 9/28/2009 853.37 ISHARES MSCI HONG KONG INDEX FU iShares China Region NYSE
440    EWI 9/28/2009 230.79 ISHARES MSCI ITALY CAPPED iShares Miscellaneous Region NYSE
441    EWJ 9/28/2009 1942.4 ISHARES MSCI JAPAN iShares Japan Stock NYSE
442    EWK 9/28/2009 24.5 ISHARES MSCI BELGIUM CAPPED iShares Miscellaneous Region NYSE
443    EWL 9/28/2009 127.05 ISHARES MSCI SWITZERLAND CAPPED iShares Miscellaneous Region NYSE
444    EWM 9/28/2009 399.97 ISHARES MSCI MALAYSIA iShares Miscellaneous Region NYSE
445    EWMC 8/3/2015 0.85 GUGGENHEIM S&P MIDCAP 400 EQUAL WT ETF Guggenheim Investments Mid-Cap Blend NYSE
446    EWN 9/28/2009 33.63 ISHARES MSCI NETHERLANDS iShares Miscellaneous Region NYSE
447    EWO 9/28/2009 24.61 ISHARES MSCI AUSTRIA CAPPED iShares Miscellaneous Region NYSE
448    EWP 9/28/2009 215.43 ISHARES MSCI SPAIN CAPPED iShares Miscellaneous Region NYSE
449    EWQ 9/28/2009 122.28 ISHARES MSCI FRANCE iShares Miscellaneous Region NYSE
450    EWRE 8/14/2015 0.4 GUGGENHEIM S&P 500 EQL WGHT REL EST ETF Guggenheim Investments Real Estate NYSE
451    EWS 9/28/2009 363.34 ISHARES MSCI SINGAPORE CAPPED iShares Miscellaneous Region NYSE
452    EWSC 8/3/2015 0.44 GUGGENHEIM S&P SMALLCAP 600 EQL WT ETF Guggenheim Investments Small Blend NYSE
453    EWT 9/28/2009 1354.45 ISHARES MSCI TAIWAN CAPPED iShares China Region NYSE
454    EWU 9/28/2009 437.14 ISHARES MSCI UNITED KINGDOM iShares Miscellaneous Region NYSE
455    EWUS 1/26/2012 1.29 ISHARES MSCI UNITED KINGDOM SMALL-CAP iShares Miscellaneous Region BATS
456    EWV 9/28/2009 6.49 PROSHARES ULTRASHORT MSCI JAPAN ProShares Trading--Inverse Equity NYSE
457    EWW 9/28/2009 1293.87 ISHARES MSCI MEXICO CAPPED iShares Miscellaneous Region NYSE
458    EWX 9/28/2009 28.48 SPDR S&P EMERGING MARKETS SMALL CAP ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
459    EWY 9/28/2009 1175.69 ISHARES MSCI SOUTH KOREA CAPPED iShares Miscellaneous Region NYSE
460    EWZ 9/28/2009 5667.88 ISHARES MSCI BRAZIL CAPPED iShares Latin America Stock NYSE
461    EWZS 9/29/2010 7.63 ISHARES MSCI BRAZIL SMALL-CAP iShares Latin America Stock NASDAQ
462    EXI 9/28/2009 7.61 ISHARES GLOBAL INDUSTRIALS iShares Industrials NYSE
463    EXT 9/28/2009 1.25 WISDOMTREE TOTAL EARNINGS ETF WisdomTree Large Blend NYSE
464    EYLD 7/14/2016 0.18 CAMBRIA EMERGING SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Diversified Emerging Mkts BATS
465    EZA 9/28/2009 171.01 ISHARES MSCI SOUTH AFRICA iShares Miscellaneous Region NYSE
466    EZJ 9/28/2009 3.19 PROSHARES ULTRA MSCI JAPAN ProShares Trading--Leveraged Equity NYSE
467    EZM 9/28/2009 8.37 WISDOMTREE MIDCAP EARNINGS ETF WisdomTree Mid-Cap Blend NYSE
468    EZU 9/28/2009 621.45 ISHARES MSCI EUROZONE iShares Europe Stock BATS
469    FAAR 5/23/2016 0.21 FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGY ETF NASDAQ
470    FAB 9/28/2009 3.65 FIRST TRUST MULTI CAP VAL ALPHADEX ETF First Trust Mid-Cap Value NASDAQ
471    FAD 9/28/2009 2.02 FIRST TRUST MULTI CAP GR ALPHADEX ETF First Trust Mid-Cap Growth NASDAQ
472    FALN 6/17/2016 0.68 ISHARES FALLEN ANGELS USD BOND ETF NASDAQ
473    FAN 9/28/2009 9.75 FIRST TRUST GLOBAL WIND ENERGY ETF First Trust Miscellaneous Sector NYSE
474    FAS 9/28/2009 4443.14 DIREXION DAILY FINANCIAL BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
475    FAUS 2/17/2012 0.37 FIRST TRUST AUSTRALIA ALPHADEX ETF First Trust Miscellaneous Region NYSE
476    FAZ 9/28/2009 3360.11 DIREXION FINANCIAL BEAR 3X SHAR Direxion Funds Trading-Inverse Equity NYSE
477    FBGX 6/11/2014 3.23 UBS AG FI ENHANCED LARGE CAP GROWTH ETN UBS Group AG Large Growth NYSE
478    FBM 3/30/2011 12.66 FOCUS MORNINGSTAR BASIC MATERIA Focusshares Trust Industrials NYSE
479    FBND 10/9/2014 3.63 FIDELITY TOTAL BOND ETF Fidelity Investments Intermediate-Term Bond NYSE
480    FBT 9/28/2009 44.79 FIRST TRUST NYSE ARCA BIOTECH ETF First Trust Health NYSE
481    FBZ 4/19/2011 2.43 FIRST TRUST BRAZIL ALPHADEX ETF First Trust Latin America Stock NASDAQ
482    FCA 4/21/2011 0.99 FIRST TRUST CHINA ALPHADEX ETF First Trust China Region NASDAQ
483    FCAL 9/28/2009 8.69 FIRST TRUST CALIFORNIA MUNICIPAL HIGH INCOME ETF NASDAQ
484    FCAN 2/17/2012 2.03 FIRST TRUST CANADA ALPHADEX ETF First Trust Miscellaneous Region NASDAQ
485    FCEF 9/29/2016 0.39 FIRST TRUST CEF INCOME OPPORTUNITY ETF First Trust Allocation--50% to 70% Equity NASDAQ
486    FCG 9/28/2009 149.14 FIRST TRUST NATURAL GAS ETF First Trust Equity Energy NYSE
487    FCOM 10/24/2013 4.16 FIDELITY MSCI TELECOMMUNICATION SVC ETF Fidelity Investments Communications NYSE
488    FCOR 10/9/2014 1.06 FIDELITY CORPORATE BOND ETF Fidelity Investments Corporate Bond NYSE
489    FCVT 11/4/2015 1.23 FIRST TRUST SSI STRAT CONVERT SECS ETF First Trust Convertibles NASDAQ
490    FDD 9/28/2009 12.82 FIRST TRUST STOXX EUROPEAN SEL DIV ETF First Trust Europe Stock NYSE
491    FDIS 10/24/2013 8.53 FIDELITY MSCI CONSUMER DISCRET ETF Fidelity Investments Consumer Cyclical NYSE
492    FDIV 8/14/2014 1.08 FIRST TRUST STRATEGIC INCOME ETF First Trust Allocation--30% to 50% Equity NASDAQ
493    FDL 9/28/2009 30.85 FIRST TRUST MORNINGSTAR DIV LEADERS ETF First Trust Large Value NYSE
494    FDLO 9/15/2016 0.76 FIDELITY LOW VOLATILITY FACTOR ETF Fidelity Investments Large Blend NYSE
495    FDM 9/28/2009 4.3 FIRST TRUST DOW JONES SEL MICROCAP ETF First Trust Small Value NYSE
496    FDMO 9/15/2016 0.91 FIDELITY MOMENTUM FACTOR ETF Fidelity Investments Large Growth NYSE
497    FDN 9/28/2009 92.68 FIRST TRUST DOW JONES INTERNET ETF First Trust Technology NYSE
498    FDRR 9/15/2016 2.59 FIDELITY DIVIDEND ETF FOR RISING RATES Fidelity Investments Large Value NYSE
499    FDT 4/19/2011 8.65 FIRST TRUST DEV MKTS EX-US ALPHADEX ETF First Trust Foreign Large Blend NASDAQ
500    FDTS 2/16/2012 0.54 FIRST TRUST DEVMKTS EXUS SC ALPHADEXETF First Trust Foreign Small/Mid Value NASDAQ
501    FDVV 9/15/2016 1.54 FIDELITY CORE DIVIDEND ETF Fidelity Investments Large Value NYSE
502    FEEU 5/23/2013 1.69 BARCLAYS ETN+ FI ENHANCED EUROPE 50 Barclays Funds Foreign Large Blend NYSE
503    FEM 4/19/2011 21.62 FIRST TRUST EMERGING MRKTS ALPHADEX ETF First Trust Diversified Emerging Mkts NASDAQ
504    FEMB 11/5/2014 0.9 FIRST TRUST EMERGING MKTS LCL CCY BD ETF First Trust Emerging-Markets Local-Currency Bond NASDAQ
505    FEMS 2/17/2012 7.13 FIRST TRUST EMERG MKTS SC ALPHADEX ETF First Trust Diversified Emerging Mkts NASDAQ
506    FENY 10/24/2013 17.62 FIDELITY MSCI ENERGY ETF Fidelity Investments Equity Energy NYSE
507    FEP 9/28/2009 19 FIRST TRUST EUROPE ALPHADEX ETF First Trust Europe Stock NASDAQ
508    FEU 9/28/2009 9.46 SPDR STOXX EUROPE 50 ETF SPDR State Street Global Advisors Europe Stock NYSE
509    FEUZ 10/27/2014 1.49 FIRST TRUST EUROZONE ALPHADEX ETF NASDAQ
510    FEX 9/28/2009 25.41 FIRST TRUST LARGE CAP CORE ALPHADEX ETF First Trust Large Blend NASDAQ
511    FEZ 9/28/2009 345.49 SPDR EURO STOXX 50 ETF SPDR State Street Global Advisors Europe Stock NYSE
512    FFR 9/28/2009 3.2 FIRST TRUST FTSE EN DEV MKTS REL EST ETF First Trust Global Real Estate NYSE
513    FFTY 4/9/2015 7.21
514    FGD 9/28/2009 16.14 FIRST TRUST DOW JONES GLOBAL SEL DIV ETF First Trust Foreign Large Value NYSE
515    FGM 2/17/2012 3 FIRST TRUST GERMANY ALPHADEX ETF First Trust Miscellaneous Region NASDAQ
516    FHK 2/24/2012 3.22 FIRST TRUST HONG KONG ALPHADEX ETF First Trust China Region NASDAQ
517    FHLC 10/24/2013 17.19 FIDELITY MSCI HEALTH CARE ETF Fidelity Investments Health NYSE
518    FIBR 5/12/2016 0.54 ISHARES EDGE US FIXED INCOME BAL RISK iShares Nontraditional Bond BATS
519    FIDU 10/24/2013 8.06 FIDELITY MSCI INDUSTRIALS ETF Fidelity Investments Industrials NYSE
520    FIEE 2/18/2016 0.47 UBS AG FI ENHANCED EUROPE 50 ETN UBS Group AG Europe Stock NYSE
521    FIEG 10/8/2013 1.13
522    FIEU 9/6/2013 1.43 CREDIT SUISSE FI ENHANCED EUROPE50 ETN Credit Suisse AG Europe Stock NYSE
523    FIGY 5/22/2013 2.17 BARCLAYS ETN+ FI ENHANCED GLB HI YLD Barclays Funds World Stock NYSE
524    FIHD 2/22/2016 1.83 UBS AG FI ENHANCED GLOBAL HIGH YIELD ETN UBS Group AG World Stock NYSE
525    FILL 2/2/2012 2.32 ISHARES MSCI GLOBAL ENERGY PRODUCERS iShares Equity Energy NYSE
526    FINU 7/12/2012 1.89 PROSHARES ULTRAPRO FINANCIAL SELECT SECT ProShares Trading--Leveraged Equity NYSE
527    FINX 9/13/2016 1.47 GLOBAL X FINTECH THEMATIC ETF Global X Funds Technology NASDAQ
528    FINZ 7/12/2012 0.55 PROSHARES ULTRAPRO SHORT FINCL SEL SECT ProShares Trading--Inverse Equity NYSE
529    FIW 9/28/2009 6.14 FIRST TRUST WATER ETF First Trust Miscellaneous Sector NYSE
530    FIXD 2/15/2017 1.39 FIRST TRUST TCWOPPORTUNISTIC FXD INC ETF First Trust Exchange-Traded Fund VIII Intermediate-Term Bond NASDAQ
531    FJP 4/26/2011 5.27 FIRST TRUST JAPAN ALPHADEX ETF First Trust Japan Stock NASDAQ
532    FKO 4/25/2011 0.82 FIRST TRUST SOUTH KOREA ALPHADEX FUND NASDAQ
533    FKU 2/27/2012 4.59 FIRST TRUST UNITED KINGDOM ALPHADEX ETF First Trust Miscellaneous Region NASDAQ
534    FLAG 1/31/2013 0.71 WEATHERSTORM FORENSIC ACCNTG LG-SHRT ETF Exchange Traded Concepts, LLC Large Value NASDAQ
535    FLAT 8/10/2010 2.11 IPATH US TREASURY FLATTENER ETN iPath Trading-Miscellaneous NYSE
536    FLCO 10/5/2016 0.1 FRANKLIN LIBERTY INVESTMENT GRD CORP ETF Franklin Templeton Investments Corporate Bond NYSE
537    FLGE 6/11/2014 1.31 CREDIT SUISSE FI LARGE CAP GR ENH ETN Credit Suisse AG Large Growth NYSE
538    FLIO 1/27/2017 0.02 FRANKLIN LIBERTY INTERNATIONAL OPPS ETF Franklin Templeton Investments Foreign Large Blend NYSE
539    FLLV 9/22/2016 0.02
540    FLM 9/28/2009 1.46 FIRST TRUST GLOBAL ENG AND CONST ETF First Trust Industrials NYSE
541    FLN 4/20/2011 2.3 FIRST TRUST LATIN AMERICA ALPHADEX ETF First Trust Latin America Stock NASDAQ
542    FLOT 6/17/2011 71.35 ISHARES FLOATING RATE BOND iShares Ultrashort Bond NYSE
543    FLQD 6/3/2016 0.17 FRANKLIN LIBERTYQ GLOBAL DIVIDEND ETF Franklin Templeton Investments World Stock NYSE
544    FLQE 6/3/2016 0.45 FRANKLIN LIBERTYQ EMERGING MARKETS ETF Franklin Templeton Investments Diversified Emerging Mkts NYSE
545    FLQG 6/3/2016 0.09 FRANKLIN LIBERTYQ GLOBAL EQUITY ETF Franklin Templeton Investments World Stock NYSE
546    FLQH 6/3/2016 0.19 FRANKLIN LIBERTYQ INTL EQ HDGD ETF Franklin Templeton Investments Foreign Large Blend NYSE
547    FLRN 12/1/2011 14.57 SPDR BLMBG BARCLAYS INV GRD FLT RT ETF SPDR State Street Global Advisors Ultrashort Bond NYSE
548    FLRT 2/19/2015 0.18 ADVISORSHARES PACIFIC ASST ENH FL RT ETF AdvisorShares Bank Loan NYSE
549    FLTB 10/9/2014 2.59 FIDELITY LIMITED TERM BOND ETF Fidelity Investments Short-Term Bond NYSE
550    FLTR 4/26/2011 6.27 MARKET VECTORS INVESTMENT GRADE Van Eck Short-Term Bond NYSE
551    FM 9/13/2012 44.07 ISHARES MSCI FRONTIER 100 iShares Diversified Emerging Mkts NYSE
552    FMAT 10/24/2013 6.14 FIDELITY MSCI MATERIALS ETF Fidelity Investments Natural Resources NYSE
553    FMB 5/15/2014 2.74 FIRST TRUST MANAGED MUNICIPAL ETF First Trust Muni National Interm NASDAQ
554    FMF 8/2/2013 0.35 FIRST TRUST MORNINGSTAR MGD FUTSSTRT ETF First Trust Managed Futures NYSE
555    FMHI 11/3/2017 0.08 FIRST TRUST MUNICIPAL HIGH INCOME ETF NASDAQ
556    FMK 5/12/2011 0.73 FIRST TRUST MEGA CAP ALPHADEX ETF First Trust Large Blend NASDAQ
557    FNCF 5/12/2016 0.12 ISHARES EDGE MSCI MULTIFACTOR FINANCIALS iShares Financial BATS
558    FNCL 10/24/2013 17.64 FIDELITY MSCI FINANCIALS ETF Fidelity Investments Financial NYSE
559    FNDA 8/15/2013 8.34 SCHWAB FUNDAMENTAL US SMALL COMPANY ETF Schwab ETFs Small Blend NYSE
560    FNDB 8/15/2013 3.12 SCHWAB FUNDAMENTAL US BROAD MARKET ETF Schwab ETFs Large Value NYSE
561    FNDC 8/15/2013 6.24 SCHWAB FUNDAMENTAL INTL SM CO ETF Schwab ETFs Foreign Small/Mid Blend NYSE
562    FNDE 8/15/2013 10.64 SCHWAB FUNDAMENTAL EMERG MKTS LG CO ETF Schwab ETFs Diversified Emerging Mkts NYSE
563    FNDF 8/15/2013 12.57 SCHWAB FUNDAMENTAL INTL LG CO ETF Schwab ETFs Foreign Large Value NYSE
564    FNDX 8/15/2013 8.66 SCHWAB FUNDAMENTAL US LARGE COMPANY ETF Exchange Traded Fund Financial NYSE
565    FNI 9/28/2009 8.08 FIRST TRUST CHINDIA ETF First Trust Miscellaneous Region NYSE
566    FNK 4/20/2011 2.35 FIRST TRUST MID CAP VALUE ALPHADEX ETF First Trust Small Value NASDAQ
567    FNX 9/28/2009 15.57 FIRST TRUST MID CAP CORE ALPHADEX FUND NASDAQ
568    FNY 4/20/2011 3.19 FIRST TRUST MID CAP GROWTH ALPHADEX ETF First Trust Mid-Cap Growth NASDAQ
569    FOANC 2/14/2017 0.01
570    FONE 2/18/2011 0.77 FIRST TRUST NASDAQ SMARTPHONE ETF First Trust Technology NASDAQ
571    FPA 4/20/2011 2.88 FIRST TRUST ASIAPAC EX-JPN ALPHADEX ETF First Trust Pacific/Asia ex-Japan Stk NASDAQ
572    FPE 2/12/2013 42.61 FIRST TRUST PREFERRED SEC & INC ETF First Trust Preferred Stock NYSE
573    FPX 9/28/2009 13.87 FIRST TRUST US EQUITY OPPORTUNITIES ETF First Trust Large Growth NYSE
574    FPXI 11/7/2014 2.12 FIRST TRUST INTERNATIONAL IPO ETF First Trust Foreign Large Growth NASDAQ
575    FQAL 9/15/2016 0.86 FIDELITY QUALITY FACTOR ETF Fidelity Investments Large Blend NYSE
576    FRAK 2/15/2012 5.07 MARKET VECTORS UNCONVNT OIL & GAS ETF Exchange Traded Fund Financial NYSE
577    FREL 2/5/2015 6.24 FIDELITY MSCI REAL ESTATE ETF Fidelity Investments Real Estate NYSE
578    FRI 9/28/2009 20.52 FIRST TRUST S&P REIT ETF First Trust Real Estate NYSE
579    FRN 9/28/2009 11.7 GUGGENHEIM FRONTIER MARKETS ETF Guggenheim Investments Diversified Emerging Mkts NYSE
580    FSTA 10/24/2013 7.05 FIDELITY MSCI CONSUMER STAPLES ETF Fidelity Investments Consumer Defensive NYSE
581    FSZ 2/16/2012 3.35 FIRST TRUST SWITZERLAND ALPHADEX ETF First Trust Miscellaneous Region NASDAQ
582    FTA 9/28/2009 17.12 FIRST TRUST LARGE CAP VAL ALPHADEX ETF First Trust Large Value NASDAQ
583    FTAG 6/29/2015 0.75 FIRST TRUST INDXX GLOBAL AGRICULTURE ETF NASDAQ
584    FTC 9/28/2009 10.05 FIRST TRUST LARGE CAP GR ALPHADEX ETF First Trust Large Growth NASDAQ
585    FTCS 2/11/2013 4.93 FIRST TRUST CAPITAL STRENGTH ETF First Trust Large Blend NASDAQ
586    FTEC 10/24/2013 20.91 FIDELITY MSCI INFORMATION TECH ETF Fidelity Investments Technology NYSE
587    FTGC 10/23/2013 6.34 FIRST TRUST GLOBAL TACT CMDTY STRAT ETF First Trust Commodities Broad Basket NASDAQ
588    FTHI 1/7/2014 1.43 FIRST TRUST HIGH INCOME ETF First Trust Long-Short Equity NASDAQ
589    FTLB 1/7/2014 0.63 FIRST TRUST LOW BETA INCOME ETF First Trust Long-Short Equity NASDAQ
590    FTLS 9/9/2014 1.98 FIRST TRUST LONG/SHORT EQUITY ETF First Trust Long-Short Equity NYSE
591    FTRI 6/29/2015 1.33 FIRST TRUST INDXX GLBL NATRL RES INC ETF First Trust Natural Resources NASDAQ
592    FTSD 11/5/2013 0.41 FRANKLIN LIBERTY SHORT DUR US GOVT ETF Franklin Templeton Investments Short Government NYSE
593    FTSL 5/2/2013 14.31 FIRST TRUST SENIOR LOAN ETF First Trust Bank Loan NASDAQ
594    FTSM 8/6/2014 13.11 FIRST TRUST ENHANCED SHORT MATURITY ETF First Trust Ultrashort Bond NASDAQ
595    FTXD 10/11/2016 0.04 FIRST TRUST NASDAQ RETAIL ETF First Trust Consumer Cyclical NASDAQ
596    FTXG 10/10/2016 0.1 FIRST TRUST NASDAQ FOOD & BEVERAGE ETF First Trust Consumer Defensive NASDAQ
597    FTXH 9/22/2016 0.09 FIRST TRUST NASDAQ PHARMACEUTICALS ETF First Trust Health NASDAQ
598    FTXL 9/21/2016 0.63 FIRST TRUST NASDAQ SEMICONDUCTOR ETF First Trust Technology NASDAQ
599    FTXN 9/23/2016 0.17 FIRST TRUST NASDAQ OIL & GAS ETF First Trust Equity Energy NASDAQ
600    FTXO 10/7/2016 3.71 FIRST TRUST NASDAQ BANK ETF First Trust Financial NASDAQ
601    FTXR 9/22/2016 0.05 FIRST TRUST NASDAQ TRANSPORTATION ETF NASDAQ
602    FUD 9/28/2009 1.44 UBS ETRACS CMCI FOOD TOTAL RETURN ETN UBS Group AG Commodities Agriculture NYSE
603    FUE 9/28/2009 0.74 ELEMENTS MLCX BIOFUELS EXCH SER TR ETN ELEMENTS Commodities Agriculture NYSE
604    FUT 2/18/2016 0.08 PROSHARES MANAGED FUTURES STRATEGY ProShares Managed Futures BATS
605    FUTY 10/24/2013 8.09 FIDELITY MSCI UTILITIES ETF Fidelity Investments Utilities NYSE
606    FV 3/6/2014 71.98 FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF First Trust Mid-Cap Growth NASDAQ
607    FVAL 9/15/2016 0.97 FIDELITY VALUE FACTOR ETF Fidelity Investments Large Value NYSE
608    FVC 3/18/2016 2.67 FIRST TRUST DORSEY WRIGHT DYNAMIC FOC 5 First Trust Mid-Cap Blend NASDAQ
609    FVD 9/28/2009 36.86 FIRST TRUST VALUE LINE DIVIDEND ETF First Trust Large Value NYSE
610    FVL 9/28/2009 3.04 FIRST TRUST VALUE LINE 100 ETF ETF First Trust Mid-Cap Blend NYSE
611    FWDB 6/21/2011 1.09 ADVISORSHARES MADRONA GLOBAL BOND ETF AdvisorShares World Bond NYSE
612    FWDD 6/21/2011 0.73 ADVISORSHARES MADRONA DOMESTIC ETF AdvisorShares Large Blend NYSE
613    FWDI 6/21/2011 1.47 ADVISORSHARES MADRONA INTERNATIONAL ETF AdvisorShares Foreign Large Blend NYSE
614    FXA 9/28/2009 43.38 CURRENCYSHARES AUSTRALIAN DOLLAR ETF Guggenheim Investments Single Currency NYSE
615    FXB 9/28/2009 14.65 CURRENCYSHARES BRITISH POUND STER ETF Guggenheim Investments Single Currency NYSE
616    FXC 9/28/2009 39.31 RYDEX CURRENCYSHARES CANADIAN D Rydex/SGI Currency NYSE
617    FXCH 10/4/2011 0.28 CURRENCYSHARES CHINESE RENMINBI Rydex/SGI Currency NYSE
618    FXD 9/28/2009 53.78 FIRST TRUST CNSMR DISCRET ALPHADEX ETF First Trust Consumer Cyclical NYSE
619    FXE 9/28/2009 256.32 CURRENCYSHARES EURO ETF Guggenheim Investments Single Currency NYSE
620    FXF 9/28/2009 14.25 CURRENCYSHARES SWISS FRANC ETF Guggenheim Investments Single Currency NYSE
621    FXG 9/28/2009 42.9 FIRST TRUST CNSMR STAPLES ALPHADEX ETF First Trust Consumer Defensive NYSE
622    FXH 9/28/2009 46.87 FIRST TRUST HEALTH CARE ALPHADEX ETF First Trust Health NYSE
623    FXI 9/28/2009 4925.22 ISHARES FTSE CHINA 25 INDEX FUN iShares China Region NYSE
624    FXL 9/28/2009 31.58 FIRST TRUST TECHNOLOGY ALPHADEX ETF First Trust Technology NYSE
625    FXN 9/28/2009 56.87 FIRST TRUST ENERGY ALPHADEX ETF First Trust Equity Energy NYSE
626    FXO 9/28/2009 42.43 FIRST TRUST FINANCIALS ALPHADEX ETF First Trust Financial NYSE
627    FXP 9/28/2009 144.76 PROSHARES ULTRASHORT FTSE CHINA 50 ProShares Trading--Inverse Equity NYSE
628    FXR 9/28/2009 26.66 FIRST TRUST INDTLS/PRDCRDURBALPHADEXETF First Trust Industrials NYSE
629    FXS 9/28/2009 1.4 CURRENCYSHARES SWEDISH KRONA ETF Guggenheim Investments Single Currency NYSE
630    FXSG 2/13/2013 0.15 CURRENCYSHARES SINGAPORE DOLLAR ETF Exchange Traded Fund Financial NYSE
631    FXU 9/28/2009 38.34 FIRST TRUST UTILITIES ALPHADEX ETF First Trust Utilities NYSE
632    FXY 9/28/2009 59.1 CURRENCYSHARES JAPANESE YEN ETF Guggenheim Investments Single Currency NYSE
633    FXZ 9/28/2009 26.95 FIRST TRUST MATERIALS ALPHADEX ETF First Trust Natural Resources NYSE
634    FYC 4/20/2011 3.3 FIRST TRUST SMALL CAP GR ALPHADEX ETF First Trust Small Growth NASDAQ
635    FYLD 12/3/2013 2.51 CAMBRIA FOREIGN SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Foreign Small/Mid Value BATS
636    FYT 4/20/2011 3.43 FIRST TRUST SMALL CAP VAL ALPHADEX ETF First Trust Small Value NASDAQ
637    FYX 9/28/2009 13.13 FIRST TRUST SMALL CAP CORE ALPHADEX ETF First Trust Small Blend NASDAQ
638    GAA 12/10/2014 1.04 CAMBRIA GLOBAL ASSET ALLOCATION ETF CAMBRIA ETF TRUST Multialternative BATS
639    GAL 4/26/2012 3.29 SPDR SSGA GLOBAL ALLOCATION ETF Exchange Traded Fund Financial NYSE
640    GAMR 3/10/2016 1.02 PUREFUNDS VIDEO GAME TECH ETF Pure Funds Technology NYSE
641    GASL 2/1/2011 74.63 DIREXION DAILY NAT GAS RLTD BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
642    GASX 1/31/2011 12.39 DIREXION DAILY NAT GAS RLTD BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
643    GBF 9/28/2009 3.65 ISHARES GOVERNMENT/CREDIT BOND iShares Intermediate-Term Bond NYSE
644    GBIL 9/8/2016 0.95 GOLDMAN SACHS TREASURYACCESS 0-1 YEARETF Goldman Sachs Ultrashort Bond NYSE
645    GBTC 5/4/2015 48.71 BITCOIN INVESTMENT TRUST Grayscale Trading--Miscellaneous NASDAQ
646    GCC 9/28/2009 17.13 WISDOMTREE CONTINUOUS COMMODITY ETF GreenHaven Commodities Broad Basket NYSE
647    GCE 9/28/2009 1.23 CLAYMORE CEF GS CONNECT ETN Goldman Sachs Allocation--50% to 70% Equity NYSE
648    GDX 9/28/2009 7205.46 VANECK VECTORS GOLD MINERS ETF Van Eck Equity Precious Metals NYSE
649    GDXJ 11/11/2009 2608.3 VANECK VECTORS JUNIOR GOLD MINERS ETF Van Eck Equity Precious Metals NYSE
650    GDXS 2/13/2015 2.26 PROSHARES ULTRASHORT GOLD MINERS ProShares Trading--Inverse Equity NYSE
651    GDXX 2/13/2015 2.01 PROSHARES ULTRA GOLD MINERS ProShares Trading--Leveraged Equity NYSE
652    GEM 9/29/2015 6.13 GOLDMAN SACHS ACTIVEBETA EMKTS EQ ETF Goldman Sachs Diversified Emerging Mkts NYSE
653    GENY 8/22/2016 0.1 PRINCIPAL MILLENNIALS ETF Principal Funds World Stock NASDAQ
654    GEX 9/28/2009 6.11 VANECK VECTORS GLOBAL ALT ENERGY ETF Van Eck Miscellaneous Sector NYSE
655    GHII 2/11/2015 0.77
656    GHS 4/5/2016 0.1 REX GOLD HEDGED S&P 500 ETF Rex Large Blend NYSE
657    GHYG 4/5/2012 3.31 ISHARES GLOBAL HIGH YIELD CORPORATE BOND iShares World Bond BATS
658    GII 9/28/2009 2.95 SPDR S&P GLOBAL INFRASTRUCTURE ETF SPDR State Street Global Advisors Infrastructure NYSE
659    GLD 9/28/2009 4001.11 SPDR GOLD TRUST State Street Global Advisors Commodities Precious Metals NYSE
660    GLDI 1/29/2013 2.97 CREDIT SUISSE GOLD SHARES COV CALL ETN Exchange Traded Fund Financial NASDAQ
661    GLDW 1/30/2017 0.08 SPDR LONG DOLLAR GOLD TRUST SPDR State Street Global Advisors Commodities Precious Metals NYSE
662    GLL 9/28/2009 60.17 PROSHARES ULTRASHORT GOLD ProShares Trading--Inverse Commodities NYSE
663    GLTR 10/22/2010 6.95 ETFS PHYSICAL PM BASKET ETF Securities Commodities Precious Metals NYSE
664    GMF 9/28/2009 17.8 SPDR S&P EMERGING ASIA PACIFIC ETF SPDR State Street Global Advisors Pacific/Asia ex-Japan Stk NYSE
665    GMOM 11/4/2014 1.25 CAMBRIA GLOBAL MOMENTUM ETF CAMBRIA ETF TRUST World Allocation NYSE
666    GNMA 2/17/2012 3.07 ISHARES GNMA BOND iShares Intermediate Government NASDAQ
667    GNR 9/24/2010 18.94 SPDR S&P GLOBAL NATURAL RESOURCES ETF SPDR State Street Global Advisors Natural Resources NYSE
668    GNRX 1/13/2016 0.14 VANECK VECTORS GENERIC DRUGS ETF NASDAQ
669    GOEX 3/28/2016 2.09 GLOBAL X GOLD EXPLORERS ETF Global X Funds Equity Precious Metals NYSE
670    GOVT 2/24/2012 31.53 ISHARES US TREASURY BOND iShares Intermediate Government NYSE
671    GQRE 11/6/2013 1.44 FLEXSHARES GLBL QUALITY REAL ESTATE ETF Flexshares Trust Global Real Estate NYSE
672    GREK 12/8/2011 80.69 GLOBAL X MSCI GREECE ETF Global X Funds Miscellaneous Region NYSE
673    GRES 10/27/2009 4.55 IQ GLOBAL RESOURCES ETF IndexIQ Natural Resources NYSE
674    GRI 9/28/2009 2.79 COHEN & STEERS GLOBAL REALTY MAJORS ETF ALPS Global Real Estate NYSE
675    GRID 11/17/2009 1.64 FIRST TRUST NASDAQ CLN EDGESTGIDIFSETF First Trust Miscellaneous Sector NASDAQ
676    GRU 9/28/2009 3.8 ELEMENTS MLCX GRAINS TR ETN ELEMENTS Commodities Agriculture NYSE
677    GSC 9/28/2009 2.23 GS CONNECT S&P GSCI ENH COMMODITY TR ETN Goldman Sachs Commodities Broad Basket NYSE
678    GSEU 9/8/2015 87.92 GOLDMAN SACHS ACTIVEBETA EUROPE EQ ETF Goldman Sachs Europe Stock NYSE
679    GSG 9/28/2009 67.14 ISHARES S&P GSCI COMMODITY-INDEXED TRUST iShares Commodities Broad Basket NYSE
680    GSIE 11/10/2015 4.38 GOLDMAN SACHS ACTIVEBETA INTL EQ ETF Goldman Sachs Foreign Large Blend NYSE
681    GSJY 3/4/2016 0.27 GOLDMAN SACHS ACTIVEBETA JAPAN EQ ETF Goldman Sachs Japan Stock NYSE
682    GSLC 9/21/2015 6.95 GOLDMAN SACHS ACTIVEBETA US LGCP EQ ETF Goldman Sachs Large Blend NYSE
683    GSP 9/28/2009 6.21 IPATH S&P GSCI TOTAL RETURN ETN Barclays Funds Commodities Broad Basket NYSE
684    GSY 2/8/2011 14.07 GUGGENHEIM ENHANCED SHORT DUR ETF Guggenheim Investments Ultrashort Bond NYSE
685    GTO 2/10/2016 0.68 GUGGENHEIM TOTAL RETURN BOND ETF Guggenheim Investments Intermediate-Term Bond NYSE
686    GULF 9/28/2009 4.97 WISDOMTREE MIDDLE EAST DIVIDEND ETF WisdomTree Miscellaneous Region NASDAQ
687    GUNR 9/22/2011 53.23 FLEXSHARES MSTAR GLBL UPSTRM NAT RES ETF Flexshares Trust Natural Resources NYSE
688    GURU 6/5/2012 7.73 GLOBAL X GURU ETF Global X Funds Large Growth NYSE
689    GUSH 5/29/2015 68.67 DIREXION DLY S&P OIL&GS EX&PRD BL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
690    GVAL 3/12/2014 4.26 CAMBRIA GLOBAL VALUE ETF CAMBRIA ETF TRUST Foreign Small/Mid Value NYSE
691    GVI 9/28/2009 18.34 ISHARES INTERM GOVERNMENT/CREDIT BD iShares Intermediate-Term Bond NYSE
692    GVIP 11/3/2016 0.63 GOLDMAN SACHS HEDGE INDUSTRY VIP ETF Goldman Sachs Large Blend NYSE
693    GWX 9/28/2009 27.49 SPDR S&P INTERNATIONAL SMALL CAP ETF SPDR State Street Global Advisors Foreign Small/Mid Blend NYSE
694    GXC 9/28/2009 41.97 SPDR S&P CHINA ETF SPDR State Street Global Advisors China Region NYSE
695    GXF 9/28/2009 2.87 GLOBAL X FTSE NORDIC REGION ETF Global X Funds Miscellaneous Region NYSE
696    GXG 9/28/2009 31.27 GLOBAL X MSCI COLOMBIA ETF Global X Funds Miscellaneous Region NYSE
697    GYLD 5/8/2012 10.35 ARROW DOW JONES GLOBAL YIELD ETF ArrowShares World Allocation NYSE
698    HACK 11/12/2014 42.01 PUREFUNDS ISE CYBER SECURITY ETF Pure Funds Technology NYSE
699    HACV 11/4/2015 0.06 ISHARES EDGE MSCI MIN VOL GLOBAL CCY HDG iShares World Stock BATS
700    HACW 7/21/2015 0.04
701    HAHA 10/20/2015 0.03 CSOP CHINA CSI 300 A-H DYNAMIC ETF CSOP Asset Management China Region NYSE
702    HAO 9/28/2009 32.82 GUGGENHEIM CHINA SMALL CAP ETF Guggenheim Investments China Region NYSE
703    HAP 9/28/2009 10.52 VANECK VECTORS NATURAL RESOURCES ETF Van Eck Natural Resources NYSE
704    HAUD 7/13/2015 0.04 ISHARES CURRENCY HEDGED MSCI AUS iShares Miscellaneous Region NYSE
705    HAWX 7/1/2015 0.5 ISHARES CURRENCY HEDGED MSCI ACWI EX US iShares Foreign Large Blend NYSE
706    HCRF 5/12/2016 0.12 ISHARES EDGE MSCI MULTIFACTOR HEALTHCARE iShares Health BATS
707    HDAW 8/14/2015 0.1 DEUTSCHE X-TRACKERS MSCIAWDEXUSHDVYDHGEQ Deutsche Asset Management Foreign Large Value NYSE
708    HDEF 8/18/2015 0.07
709    HDG 7/14/2011 1.1 PROSHARES HEDGE REPLICATION ProShares Multialternative NYSE
710    HDGE 1/27/2011 26.72 ADVISORSHARES RANGER EQUITY BEAR ETF AdvisorShares Bear Market NYSE
711    HDLV 10/1/2014 1.68 UBS ETRACS M PY 2XLVG US HIDIVLOWVOL ETN UBS Group AG Trading--Leveraged Equity NYSE
712    HDMV 8/26/2016 0.32 FIRST TRUST HRZN MGDVOLATIL DEV INTL ETF First Trust Foreign Large Blend NYSE
713    HDV 3/31/2011 66.47 ISHARES CORE HIGH DIVIDEND iShares Large Value NYSE
714    HECO 6/20/2012 5.51 HUNTINGTON ECOLOGICAL STRATEGY ETF Exchange Traded Fund Financial NYSE
715    HEDJ 12/31/2009 407.83 WISDOMTREE EUROPE HEDGED EQUITY ETF WisdomTree Europe Stock NYSE
716    HEEM 9/25/2014 5.69 ISHARES CURRENCY HEDGED MSCI EMERG MKTS iShares Diversified Emerging Mkts NYSE
717    HEFA 2/14/2014 72.42 ISHARES CURRENCY HEDGED MSCI EAFE Exchange Traded Fund Financial NYSE
718    HEFV 11/4/2015 0.17 ISHARES EDGE MSCI MIN VOL EAFE CCY HDG iShares Foreign Large Blend BATS
719    HEMV 11/4/2015 0.1 ISHARES EDGE MSCI MIN VOL EM CCY HDG iShares Diversified Emerging Mkts BATS
720    HEUS 11/6/2015 0.05 ISHARES CURRENCY HEDGED MSCI EURP SM-CP iShares Europe Stock BATS
721    HEUV 11/9/2015 0.08 ISHARES EDGE MSCI MIN VOL EUROPE CCY HG iShares Europe Stock BATS
722    HEWC 7/1/2015 0.19 ISHARES CURRENCY HEDGED MSCI CANADA iShares Miscellaneous Region NYSE
723    HEWG 2/18/2014 46.18 ISHARES CURRENCY HEDGED MSCI GERMANY iShares Miscellaneous Region NYSE
724    HEWI 7/8/2015 0.82 ISHARES CURRENCY HEDGED MSCI ITALY iShares Miscellaneous Region NYSE
725    HEWJ 2/5/2014 54.61 ISHARES CURRENCY HEDGED MSCI JAPAN iShares Japan Stock NYSE
726    HEWL 7/15/2015 0.14 ISHARES CURRENCY HEDGED MSCI SWZ iShares Miscellaneous Region NYSE
727    HEWP 7/2/2015 1.22 ISHARES CURRENCY HEDGED MSCI SPAIN iShares Miscellaneous Region NYSE
728    HEWU 7/9/2015 1.05 ISHARES CURRENCY HEDGED MSCI UK iShares Miscellaneous Region NYSE
729    HEWW 7/13/2015 0.07 ISHARES CURRENCY HEDGED MSCI MEXICO iShares Miscellaneous Region NYSE
730    HEWY 7/1/2015 0.14 ISHARES CURRENCY HEDGED MSCI SOUTH KOREA iShares Miscellaneous Region NYSE
731    HEZU 8/22/2014 67.81 ISHARES CURRENCY HEDGED MSCI EUROZONE iShares Europe Stock NYSE
732    HFXE 7/22/2015 0.54
733    HFXI 7/22/2015 1.7 IQ 50 PERCENT HEDGED FTSE INTL ETF IndexIQ Foreign Large Blend NYSE
734    HFXJ 7/22/2015 0.23 IQ 50 PERCENT HEDGED FTSE JAPAN ETF IndexIQ Japan Stock NYSE
735    HGI 9/28/2009 3.07 GUGGENHEIM INTL MULTI-ASSET INC ETF Guggenheim Investments Foreign Large Value NYSE
736    HHYX 7/30/2015 0.14
737    HILO 8/4/2011 3.56 COLUMBIA EM QUALITY DIVIDEND ETF Columbia Diversified Emerging Mkts NYSE
738    HIPS 1/7/2015 0.34 MASTER INCOME ETF Master Shares Allocation--85%+ Equity NYSE
739    HJPX 10/2/2015 0.11
740    HNDL 1/17/2018 0.04 STRATEGY SHARES NASDAQ 7HANDL INDEX ETF NASDAQ
741    HOLD 1/15/2014 0.15 ADVISORSHARES SAGE CORE RESERVES ETF AdvisorShares Ultrashort Bond NYSE
742    HOML 3/11/2015 1.72 UBS ETRACS M RST 2XLVG ISE EXCLY HBS ETN UBS Group AG Trading--Leveraged Equity NYSE
743    HSCZ 7/14/2015 0.22 ISHARES CURRENCY HEDGED MSCI EAFE SM-CP iShares Foreign Small/Mid Blend NYSE
744    HSPX 6/24/2013 2.07 HORIZONS S&P 500 COVERED CALL ETF Horizons ETFs Option Writing NYSE
745    HTUS 6/25/2015 1.28 HULL TACTICAL US ETF Exchange Traded Concepts Trust Long-Short Equity NYSE
746    HUSE 7/25/2012 7.09 US MARKET ROTATION STRATEGY ETF Strategy shares Large Blend NYSE
747    HUSV 8/25/2016 0.59 FIRST TRUST HRZN MGDVOLATIL DOMESTIC ETF First Trust Large Blend NYSE
748    HYD 9/28/2009 78.52 VANECK VECTORS HIGH-YIELD MUNICIPAL ETF Van Eck High Yield Muni NYSE
749    HYDD 6/16/2016 0.15 DIREXION DAILY HIGH YIELD BEAR 2X ETF Direxion Funds Trading--Inverse Debt NYSE
750    HYEM 5/9/2012 19.8 VANECK VECTORS EM HIGH YIELD BOND ETF Van Eck Emerging Markets Bond NYSE
751    HYG 9/28/2009 1624.26 ISHARES IBOXX $ HIGH YIELD CORPORATE BD iShares High Yield Bond NYSE
752    HYGH 5/29/2014 1.03 ISHARES INTEREST RATE HEDGED HIGH YLD BD iShares High Yield Bond NYSE
753    HYHG 5/23/2013 3.16 PROSHARES HIGH YIELD INTEREST RATE HDGD ProShares Nontraditional Bond BATS
754    HYIH 3/3/2015 0.27 DEUTSCHE X-TRACKERS HY CORP BD INTRRTHDG Deutsche Asset Management Nontraditional Bond BATS
755    HYLB 12/7/2016 1.8 DEUTSCHE X-TRACKERS USD HY CORP BD Deutsche Asset Management High Yield Bond NYSE
756    HYLD 12/1/2010 20.83 PERITUS HIGH YIELD ETF AdvisorShares High Yield Bond NYSE
757    HYLS 2/27/2013 14.24 FIRST TRUST TACTICAL HIGH YIELD ETF First Trust High Yield Bond NASDAQ
758    HYLV 2/15/2017 0.17 IQ S&P HIGH YIELD LOW VOLATILITY BD ETF IndexIQ High Yield Bond NYSE
759    HYMB 4/14/2011 16.16 SPDR NUVEEN S&P HIGH YIELD MUNI BD ETF SPDR State Street Global Advisors High Yield Muni NYSE
760    HYND 12/18/2013 0.84 WISDOMTREE NEGATIVE DUR HIGH YLD BD ETF WisdomTree Nontraditional Bond NASDAQ
761    HYS 6/17/2011 65.17 PIMCO 0-5 YEAR HIGH YIELD CORPO PIMCO High Yield Bond NYSE
762    HYXE 6/17/2016 0.02 ISHARES IBOXX $ HIGH YIELD EX OIL & GAS CORPORATE BOND ETF NASDAQ
763    HYXU 4/3/2012 3.38 ISHARES INTERNATIONAL HIGH YIELD BOND iShares World Bond BATS
764    HYZD 12/18/2013 2.81 WISDOMTREE INTEREST RT HDG HI YLD BD ETF WisdomTree Nontraditional Bond NASDAQ
765    IAGG 11/12/2015 2.65 ISHARES CORE INTERNATIONAL AGGREGATE BD iShares World Bond BATS
766    IAI 9/28/2009 17.71 ISHARES US BROKER-DEALERS & SECS EXCHS iShares Financial NYSE
767    IAK 9/28/2009 5.86 ISHARES US INSURANCE iShares Financial NYSE
768    IAT 9/28/2009 33.65 ISHARES US REGIONAL BANKS iShares Financial NYSE
769    IAU 9/28/2009 427.56 ISHARES GOLD TRUST iShares Commodities Precious Metals NYSE
770    IBB 9/28/2009 634.84 ISHARES NASDAQ BIOTECHNOLOGY iShares Health NASDAQ
771    IBCD 4/19/2013 0.74 ISHARES IBONDS MAR 2020 TERM CORP EXFNCL iShares Corporate Bond NYSE
772    IBCE 4/19/2013 0.58 ISHARES IBONDS MAR 2023 TERM CORP EXFNCL iShares Corporate Bond NYSE
773    IBDC 7/10/2013 0.84 ISHARES IBONDS MAR 2020 TERM CORPORATE iShares Corporate Bond NYSE
774    IBDD 7/10/2013 0.6 ISHARES IBONDS MAR 2023 TERM CORPORATE iShares Corporate Bond NYSE
775    IBDH 6/12/2014 3.31 ISHARES IBONDS DEC 2018 TERM CORPORATE iShares Corporate Bond NYSE
776    IBDK 3/12/2015 4.63 ISHARES IBONDS DEC 2019 TERM CORPORATE iShares Short-Term Bond NYSE
777    IBDL 12/5/2014 4.82 ISHARES IBONDS DEC 2020 TERM CORPORATE iShares Corporate Bond NYSE
778    IBDM 3/12/2015 4.94 ISHARES IBONDS DEC 2021 TERM CORPORATE iShares Corporate Bond NYSE
779    IBDN 3/12/2015 4.04 ISHARES IBONDS DEC 2022 TERM CORPORATE iShares Corporate Bond NYSE
780    IBDO 3/12/2015 2.98 ISHARES IBONDS DEC 2023 TERM CORPORATE iShares Corporate Bond NYSE
781    IBDP 3/12/2015 2.43 ISHARES IBONDS DEC 2024 TERM CORPORATE iShares Corporate Bond NYSE
782    IBDQ 3/12/2015 2.39 ISHARES IBONDS DEC 2025 TERM CORPORATE iShares Corporate Bond NYSE
783    IBMG 3/17/2014 2.13 ISHARES IBONDS SEP 2018 TERM MUNI BOND iShares Muni National Short NYSE
784    IBMH 3/17/2014 2.43 ISHARES IBONDS SEP 2019 TERM MUNI BOND iShares Muni National Short NYSE
785    IBMI 8/14/2014 2.17 ISHARES IBONDS SEP 2020 TERM MUNI BOND iShares Muni National Interm NYSE
786    IBMJ 9/4/2015 1.63 ISHARES IBONDS DEC 2021 TERM MUNI BOND iShares Muni National Interm NYSE
787    IBMK 9/4/2015 1.39 ISHARES IBONDS DEC 2022 TERM MUNI BOND iShares Muni National Interm NYSE
788    IBND 7/12/2010 11.75 SPDR BLMBG BARCLAYS INTL CORP BD ETF SPDR State Street Global Advisors World Bond NYSE
789    IBUY 4/20/2016 2.48 AMPLIFY ONLINE RETAIL ETF Amplifyetfs Consumer Cyclical NASDAQ
790    ICF 9/28/2009 179.36 ISHARES COHEN & STEERS REIT iShares Real Estate NYSE
791    ICLN 9/28/2009 7.48 ISHARES GLOBAL CLEAN ENERGY iShares Miscellaneous Sector NASDAQ
792    ICOL 6/20/2013 1.2 ISHARES MSCI COLOMBIA CAPPED iShares Miscellaneous Region NYSE
793    ICSH 12/13/2013 0.78 ISHARES ULTRA SHORT-TERM BOND iShares Ultrashort Bond BATS
794    ICVT 6/4/2015 1.2 ISHARES CONVERTIBLE BOND iShares Convertibles BATS
795    IDHD 12/1/2016 0.1 POWERSHARES S&P INTL DEV HI DIV LOW VLTL PowerShares Foreign Large Value BATS
796    IDHQ 11/7/2011 1.05 POWERSHARES S&P INTL DEV QUALITY ETF PowerShares Foreign Small/Mid Value NYSE
797    IDLB 11/5/2015 0.97 POWERSHARES FTSE INTL LW BT EQ WGT PowerShares Foreign Large Blend NASDAQ
798    IDLV 1/17/2012 11.57 POWERSHARES S&P INTL DEV LOW VOLATIL ETF PowerShares Foreign Large Blend NYSE
799    IDMO 10/5/2015 0.13 POWERSHARES S&P INTL DEV MOMENTUM ETF PowerShares Foreign Large Blend NYSE
800    IDOG 6/28/2013 5.83 ALPS INTERNATIONAL SECTOR DIV DOGS ETF ALPS Foreign Large Value NYSE
801    IDU 9/28/2009 43.69 ISHARES US UTILITIES iShares Utilities NYSE
802    IDV 9/28/2009 113.61 ISHARES INTERNATIONAL SELECT DIVIDEND iShares Foreign Large Value NYSE
803    IDX 9/28/2009 56.13 VANECK VECTORS INDONESIA ETF Van Eck Miscellaneous Region NYSE
804    IEF 9/28/2009 366.32 ISHARES 7-10 YEAR TREASURY BOND iShares Long Government NYSE
805    IEFA 10/22/2012 289.73 ISHARES CORE MSCI EAFE iShares Foreign Large Blend NYSE
806    IEI 9/28/2009 68.35 ISHARES 3-7 YEAR TREASURY BOND iShares Intermediate Government NYSE
807    IEMG 10/22/2012 595.17 ISHARES CORE MSCI EMERGING MARKET Exchange Traded Fund Financial NYSE
808    IEO 9/28/2009 67.69 ISHARES US OIL&GAS EXPLOR&PRODTN iShares Equity Energy NYSE
809    IEUR 6/12/2014 19.55 ISHARES CORE MSCI EUROPE iShares Europe Stock NYSE
810    IEUS 5/12/2014 1.97 ISHARES MSCI EUROPE SMALL-CAP iShares Europe Stock NASDAQ
811    IEV 9/28/2009 152.42 ISHARES S&P EUROPE 350 INDEX FU iShares Europe Stock NYSE
812    IEZ 9/28/2009 55.15 ISHARES US OIL EQUIPMENT&SERVICES iShares Equity Energy NYSE
813    IFEU 9/28/2009 2.62 ISHARES FTSE EPRA/NAREIT EUROPE INDEX FUND NASDAQ
814    IFGL 9/28/2009 26.16 ISHARES INTERNATIONAL DEV REL EST iShares Global Real Estate NASDAQ
815    IFIX 10/25/2016 0.02 DEUTSCHE X-TRCKRSBRCLYS INTLCRPBDHDGDETF Deutsche Asset Management World Bond BATS
816    IFLY 3/9/2016 0.71 PUREFUNDS DRONE ECONOMY STRATEGY ETF Pure Funds World Stock NYSE
817    IFV 7/23/2014 17.32 FIRST TRUST DORSEY WRIGHT INTL FOC 5 First Trust Foreign Large Blend NASDAQ
818    IGE 9/28/2009 121.15 ISHARES NORTH AMERICAN NATURAL RESOURCES iShares Natural Resources NYSE
819    IGEM 6/23/2011 0.16 EGSHARES INDUSTRIALS GEMS ETF Emerging Global Advisors Industrials NYSE
820    IGF 9/28/2009 31.78 ISHARES GLOBAL INFRASTRUCTURE iShares Infrastructure NASDAQ
821    IGHG 11/7/2013 4.62 PROSHARES INVESTMENT GRADE INTR RT HDGD ProShares Nontraditional Bond BATS
822    IGIH 3/3/2015 0.2 DEUTSCHE X-TRACKERS INVT GRD BDINTRRTHDG Deutsche Asset Management Nontraditional Bond BATS
823    IGM 9/28/2009 11.92 ISHARES NORTH AMERICAN TECH iShares Technology NYSE
824    IGN 9/28/2009 9.99 ISHARES NORTH AMERICAN TECH-MULTIMD NTWK iShares Technology NYSE
825    IGOV 9/28/2009 17.91 ISHARES INTERNATIONAL TREASURY BOND iShares World Bond NASDAQ
826    IGV 9/28/2009 38.65 ISHARES NORTH AMERICAN TECH-SOFTWARE iShares Technology NYSE
827    IGVT 10/25/2016 0.03
828    IHDG 5/7/2014 7.82 WISDOMTREE INTL HDGD QUAL DIV GR ETF WisdomTree Foreign Large Growth NYSE
829    IHE 9/28/2009 12.88 ISHARES US PHARMACEUTICALS iShares Health NYSE
830    IHF 9/28/2009 19.97 ISHARES US HEALTHCARE PROVIDERS iShares Health NYSE
831    IHI 9/28/2009 27.38 ISHARES US MEDICAL DEVICES iShares Health NYSE
832    IHY 4/3/2012 8.38 VANECK VECTORS INTL HI YLD BD ETF Van Eck World Bond NYSE
833    IJH 9/28/2009 425.22 ISHARES CORE S&P MID-CAP iShares Mid-Cap Blend NYSE
834    IJJ 9/28/2009 52.49 ISHARES S&P MID-CAP 400 VALUE iShares Mid-Cap Value NYSE
835    IJK 9/28/2009 64.71 ISHARES S&P MID-CAP 400 GROWTH iShares Mid-Cap Growth NYSE
836    IJR 9/28/2009 588.33 ISHARES CORE S&P SMALL-CAP iShares Small Blend NYSE
837    IJS 9/28/2009 55.53 ISHARES S&P SMALL-CAP 600 VALUE iShares Small Value NYSE
838    IJT 9/28/2009 53.86 ISHARES S&P SMALL-CAP 600 GROWTH iShares Small Growth NYSE
839    ILF 9/28/2009 462.17 ISHARES LATIN AMERICA 40 iShares Latin America Stock NYSE
840    ILTB 6/25/2012 4.85 ISHARES CORE 10+ YEAR USD BOND iShares Long-Term Bond NYSE
841    IMLP 1/4/2013 1.86 IPATH S&P MLP ETN Barclays Energy Limited Partnership NYSE
842    IMOM 12/23/2015 0.45 MOMENTUMSHARES INTL QUANT MOM ETF Alpha Architect Foreign Large Blend BATS
843    IMTB 11/7/2016 0.29 ISHARES 5-10 YEAR USD BOND iShares Intermediate-Term Bond NYSE
844    IMTM 1/26/2015 0.92 ISHARES EDGE MSCI INTL MOMENTUM FACTOR iShares Foreign Large Growth NYSE
845    INCO 8/10/2011 4.95 COLUMBIA INDIA CONSUMER ETF Columbia India Equity NYSE
846    INDA 2/3/2012 298.91 ISHARES MSCI INDIA iShares India Equity BATS
847    INDF 5/12/2016 0.05 ISHARES EDGE MSCI MULTIFACTOR INDTLS iShares Industrials BATS
848    INDL 4/9/2010 16.61 DIREXION DAILY MSCI INDIA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
849    INDY 11/20/2009 50.81 ISHARES INDIA 50 iShares India Equity NASDAQ
850    INFR 12/30/2016 0.08 LEGG MASON GLOBAL INFRASTRUCTURE ETF Legg Mason Infrastructure NASDAQ
851    INKM 4/26/2012 2.22 SPDR SSGA INCOME ALLOCATION ETF SPDR State Street Global Advisors Allocation--50% to 70% Equity NYSE
852    INR 9/28/2009 0.84 MARKET VECTORS INDIAN RUPEE/USD ETN Market Vectors Single Currency NYSE
853    INTF 5/4/2015 3.2 ISHARES EDGE MSCI MULTIFACTOR INTL iShares Foreign Large Blend NYSE
854    INXX 8/11/2010 6.5 COLUMBIA INDIA INFRASTRUCTURE ETF Columbia India Equity NYSE
855    IOO 9/28/2009 18.09 ISHARES GLOBAL 100 iShares World Stock NYSE
856    IPAC 6/12/2014 7.33 ISHARES CORE MSCI PACIFIC iShares Diversified Pacific/Asia NYSE
857    IPAY 7/16/2015 3.34 PUREFUNDS ISE MOBILE PAYMENTS ETF Pure Funds Miscellaneous Sector NYSE
858    IPE 9/28/2009 12.27 SPDR BLMBG BARCLAYS TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond NYSE
859    IPFF 11/17/2011 9.18 ISHARES INTERNATIONAL PREFERRED STOCK iShares Preferred Stock NYSE
860    IPKW 2/27/2014 3.13 POWERSHARES INTL BUYBACK ACHIEV ETF PowerShares Foreign Large Blend NASDAQ
861    IPO 10/16/2013 1.44 RENAISSANCE IPO ETF Renaissance Capital Mid-Cap Growth NYSE
862    IPOS 10/7/2014 0.07 RENAISSANCE INTERNATIONAL IPO ETF Renaissance Capital Foreign Small/Mid Growth NYSE
863    IQDE 4/16/2013 1.97 FLEXSHARES INTL QUAL DIV DEFENSV ETF Exchange Traded Fund Financial NYSE
864    IQDF 4/16/2013 7.67 FLEXSHARES INTL QUAL DIV ETF Flexshares Trust Foreign Large Value NYSE
865    IQDG 4/7/2016 0.26 WISDOMTREE INTERNATIONAL QUAL DIV GR ETF WisdomTree Foreign Large Growth BATS
866    IQDY 4/16/2013 1.66 FLEXSHARES INTL QUAL DIV DYNAMIC ETF Flexshares Trust Foreign Large Value NYSE
867    IQLT 1/15/2015 0.52 ISHARES EDGE MSCI INTL QUALITY FACTOR iShares Foreign Large Blend NYSE
868    ISCF 5/1/2015 0.45 ISHARES EDGE MSCI MULTIFACTOR INTL SM-CP iShares Foreign Small/Mid Blend NYSE
869    ISHG 9/28/2009 3.41 ISHARES 1-3 YEAR INTERNATIONAL TRS BD iShares World Bond NASDAQ
870    ISMD 2/28/2017 0.18 INSPIRE SMALL/MID CAP IMPACT ETF Inspire Mid-Cap Blend NYSE
871    ISRA 6/26/2013 1.3 VANECK VECTORS ISRAEL ETF Van Eck Miscellaneous Region NYSE
872    ISTB 10/22/2012 9.48 ISHARES CORE 1-5 YEAR USD BOND iShares Short-Term Bond NYSE
873    ISZE 7/7/2015 0.03 ISHARES EDGE MSCI INTL SIZE FACTOR iShares Foreign Large Blend NYSE
874    ITA 9/28/2009 29.25 ISHARES US AEROSPACE & DEFENSE iShares Industrials NYSE
875    ITB 9/28/2009 731 ISHARES US HOME CONSTRUCTION iShares Consumer Cyclical NYSE
876    ITE 9/28/2009 7.82 SPDR BLMBG BARCLAYS INTERM TERM TRS ETF SPDR State Street Global Advisors Intermediate Government NYSE
877    ITEQ 11/3/2015 0.88 BLUESTAR TA-BIGITECH ISRAEL TECH ETF BlueStar Global Investors Technology NASDAQ
878    ITM 9/28/2009 37.94 VANECK VECTORS AMT-FREE INTERM MUNI ETF Van Eck Muni National Interm NYSE
879    ITOT 6/25/2012 45.85 ISHARES CORE S&P TOTAL US STOCK MKT iShares Large Blend NYSE
880    IUSB 6/12/2014 7 ISHARES CORE TOTAL USD BOND MARKET iShares Intermediate-Term Bond NYSE
881    IUSG 6/12/2014 19.25 ISHARES CORE S&P US GROWTH iShares Large Growth NYSE
882    IUSV 6/12/2014 12.61 ISHARES CORE S&P US VALUE iShares Large Value NYSE
883    IVAL 12/17/2014 0.77 VALUESHARES INTERNATIONAL QUANT VAL ETF Alpha Architect Foreign Large Value BATS
884    IVE 9/28/2009 235.35 ISHARES S&P 500 VALUE iShares Large Value NYSE
885    IVENC 10/18/2016 0.01 IVY ENERGY NEXTSHARES Ivy Funds Equity Energy NASDAQ
886    IVFGC 10/18/2016 0.01 IVY FOCUSED GROWTH NEXTSHARES Ivy Funds Large Growth NASDAQ
887    IVFVC 10/18/2016 0.01 IVY FOCUSED VALUE NEXTSHARES Ivy Funds Large Value NASDAQ
888    IVLU 7/15/2015 0.89 ISHARES EDGE MSCI INTL VALUE FACTOR iShares Foreign Large Value NYSE
889    IVOG 9/24/2010 4.4 VANGUARD S&P MID-CAP 400 GROWTH ETF Vanguard Mid-Cap Growth NYSE
890    IVOO 9/24/2010 4.87 VANGUARD S&P MID-CAP 400 ETF Vanguard Mid-Cap Blend NYSE
891    IVOV 9/24/2010 3.29 VANGUARD S&P MID-CAP 400 VALUE ETF Vanguard Mid-Cap Value NYSE
892    IVV 9/28/2009 1336.71 ISHARES CORE S&P 500 iShares Large Blend NYSE
893    IVW 9/28/2009 266.65 ISHARES S&P 500 GROWTH iShares Large Growth NYSE
894    IWB 9/28/2009 411.91 ISHARES RUSSELL 1000 iShares Large Blend NYSE
895    IWC 9/28/2009 33.84 ISHARES MICRO-CAP iShares Small Blend NYSE
896    IWD 9/28/2009 687.39 ISHARES RUSSELL 1000 VALUE iShares Large Value NYSE
897    IWF 9/28/2009 750.5 ISHARES RUSSELL 1000 GROWTH iShares Large Growth NYSE
898    IWL 9/28/2009 1.71 ISHARES RUSSELL TOP 200 iShares Large Blend NYSE
899    IWM 9/28/2009 11102.62 ISHARES RUSSELL 2000 iShares Small Blend NYSE
900    IWN 9/28/2009 678.4 ISHARES RUSSELL 2000 VALUE iShares Small Value NYSE
901    IWO 9/28/2009 587.09 ISHARES RUSSELL 2000 GROWTH iShares Small Growth NYSE
902    IWP 9/28/2009 142.21 ISHARES RUSSELL MID-CAP GROWTH iShares Mid-Cap Growth NYSE
903    IWR 9/28/2009 154.48 ISHARES RUSSELL MID-CAP iShares Mid-Cap Blend NYSE
904    IWS 9/28/2009 231.48 ISHARES RUSSELL MID-CAP VALUE iShares Mid-Cap Value NYSE
905    IWV 9/28/2009 100.47 ISHARES RUSSELL 3000 iShares Large Blend NYSE
906    IWX 9/28/2009 3.5 ISHARES RUSSELL TOP 200 VALUE iShares Large Value NYSE
907    IWY 9/28/2009 8.03 ISHARES RUSSELL TOP 200 GROWTH iShares Large Growth NYSE
908    IXC 9/28/2009 51.05 ISHARES GLOBAL ENERGY iShares Equity Energy NYSE
909    IXG 9/28/2009 14.07 ISHARES GLOBAL FINANCIALS iShares Financial NYSE
910    IXJ 9/28/2009 20.78 ISHARES GLOBAL HEALTHCARE iShares Health NYSE
911    IXN 9/28/2009 14.54 ISHARES GLOBAL TECH iShares Technology NYSE
912    IXP 9/28/2009 13.86 ISHARES GLOBAL TELECOM iShares Communications NYSE
913    IXUS 10/22/2012 30.42 ISHARES CORE MSCI TOTAL INTL STK iShares Foreign Large Blend NASDAQ
914    IYC 9/28/2009 17.45 ISHARES US CONSUMER SERVICES iShares Consumer Cyclical NYSE
915    IYE 9/28/2009 194.58 ISHARES US ENERGY iShares Equity Energy NYSE
916    IYF 9/28/2009 239.77 ISHARES US FINANCIALS iShares Financial NYSE
917    IYG 9/28/2009 49.44 ISHARES US FINANCIAL SERVICES iShares Financial NYSE
918    IYH 9/28/2009 44.44 ISHARES US HEALTHCARE iShares Health NYSE
919    IYJ 9/28/2009 33.89 ISHARES US INDUSTRIALS iShares Industrials NYSE
920    IYK 9/28/2009 13.1 ISHARES US CONSUMER GOODS iShares Consumer Defensive NYSE
921    IYLD 4/5/2012 6.12 ISHARES MORNINGSTAR MULTI-ASSET INCOME iShares Allocation--30% to 50% Equity BATS
922    IYM 9/28/2009 137.16 ISHARES DOW JONES U.S. BASIC MA iShares Natural Resources NYSE
923    IYR 9/28/2009 3567.81 ISHARES US REAL ESTATE iShares Real Estate NYSE
924    IYT 9/28/2009 187.85 ISHARES TRANSPORTATION AVERAGE iShares Industrials NYSE
925    IYW 9/28/2009 87.82 ISHARES US TECHNOLOGY iShares Technology NYSE
926    IYY 9/28/2009 11.23 ISHARES DOW JONES U.S. TOTAL MA iShares Large Blend NYSE
927    IYZ 9/28/2009 116.66 ISHARES US TELECOMMUNICATIONS iShares Communications NYSE
928    JDST 10/3/2013 463.79 DIREXION DAILY JR GLD MNRS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
929    JETS 4/30/2015 3.85 US GLOBAL JETS ETF U.S. Global Investors Miscellaneous Sector NYSE
930    JHDG 4/9/2015 0.46 WISDOMTREE JAPAN HEDGED QUAL DIV GR ETF WisdomTree Japan Stock NYSE
931    JHMC 10/1/2015 0.19
932    JHMD 12/16/2016 0.37 JHANCOCK MULTIFACTOR DEVELOPED INTL ETF John Hancock Foreign Large Blend NYSE
933    JHMF 9/29/2015 0.35 JHANCOCK MULTIFACTOR FINANCIALS ETF John Hancock Financial NYSE
934    JHMH 9/30/2015 0.24 JHANCOCK MULTIFACTOR HEALTH CARE ETF John Hancock Health NYSE
935    JHML 9/30/2015 1.32 JHANCOCK MULTIFACTOR LARGE CAP ETF John Hancock Large Blend NYSE
936    JHMM 9/29/2015 1.33 JHANCOCK MULTIFACTOR MID CAP ETF John Hancock Mid-Cap Blend NYSE
937    JHMT 9/30/2015 0.4 JHANCOCK MULTIFACTOR TECHNOLOGY ETF John Hancock Technology NYSE
938    JKD 9/28/2009 5.6 ISHARES MORNINGSTAR LARGE-CAP iShares Large Blend NYSE
939    JKE 9/28/2009 6.77 ISHARES MORNINGSTAR LARGE GROWT iShares Large Growth NYSE
940    JKF 9/28/2009 3.8 ISHARES MORNINGSTAR LARGE-CAP VALUE iShares Large Value NYSE
941    JKG 9/28/2009 3.82 ISHARES MORNINGSTAR MID-CAP iShares Mid-Cap Blend NYSE
942    JKH 9/28/2009 2.54 ISHARES MORNINGSTAR MID-CAP GROWTH iShares Mid-Cap Growth NYSE
943    JKI 9/28/2009 2.91 ISHARES MORNINGSTAR MID-CAP VALUE iShares Mid-Cap Value NASDAQ
944    JKJ 9/28/2009 2.68 ISHARES MORNINGSTAR SMALL-CAP iShares Small Blend NYSE
945    JKK 9/28/2009 2.07 ISHARES MORNINGSTAR SMALL-CAP GROWTH iShares Small Growth NYSE
946    JKL 9/28/2009 4.5 ISHARES MORNINGSTAR SMALL-CAP VALUE iShares Small Value NYSE
947    JNK 9/28/2009 1371.45 SPDR BLMBG BARCLAYS HIGH YIELD BD ETF SPDR State Street Global Advisors High Yield Bond NYSE
948    JNUG 10/3/2013 1084.24 DIREXION DAILY JR GLD MNRS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
949    JPEH 4/4/2016 0.03 JPMORGAN DIVERS RET EURP CCY HDGD ETF JPMorgan Europe Stock NYSE
950    JPEM 1/9/2015 1.39 JPMORGAN DIVERSIFIED RETURN EMKTS EQ ETF JPMorgan Diversified Emerging Mkts NYSE
951    JPGE 6/17/2014 1.08 JPMORGAN DIVERSIFIED RETURN GLBL EQ ETF JPMorgan World Stock NYSE
952    JPHF 9/15/2016 0.66 JPMORGAN DIVERSIFIED ALTERNATIVE ETF JPMorgan Multialternative NYSE
953    JPHY 9/15/2016 0.38 JPMORGAN DISCIPLINED HIGH YIELD ETF JPMorgan High Yield Bond BATS
954    JPIH 4/4/2016 0.26 JPMORGAN DIVERS RET INTL CCY HDGD ETF JPMorgan Foreign Large Blend NYSE
955    JPIN 11/7/2014 5.94 JPMORGAN DIVERSIFIED RETURN INTL EQ ETF JPMorgan Foreign Large Blend NYSE
956    JPME 5/18/2016 0.4 JPMORGAN DIVERS RET US MID CP EQ ETF JPMorgan Mid-Cap Blend NYSE
957    JPMV 6/5/2014 0.85 ISHARES EDGE MSCI MIN VOL JAPAN iShares Japan Stock NYSE
958    JPN 6/24/2015 0.38 DEUTSCHE X-TRACKERS JPN JPX-NIKKEI400 EQ Deutsche Asset Management Japan Stock NYSE
959    JPNL 6/26/2013 2.6 DIREXION DAILY JAPAN BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
960    JPSE 11/17/2016 0.43 JPMORGAN DIVERS RET US SMALL CAP EQ ETF JPMorgan Small Blend NYSE
961    JPUS 9/30/2015 1.34 JPMORGAN DIVERSIFIED RETURN US EQ ETF JPMorgan Large Blend NYSE
962    JPXN 3/9/2015 1.11 ISHARES JPX-NIKKEI 400 iShares Japan Stock NYSE
963    JSMD 2/25/2016 0.22 JANUS SMALL/MID CAP GROWTH ALPHA ETF Janus Mid-Cap Growth NASDAQ
964    JSML 2/25/2016 0.11 JANUS SMALL CAP GROWTH ALPHA ETF NASDAQ
965    JXI 9/28/2009 10.13 ISHARES GLOBAL UTILITIES iShares Utilities NYSE
966    KBA 3/5/2014 6.09 KRANESHARES BOSERA MSCI CHINA A ETF KraneShares China Region NYSE
967    KBE 9/28/2009 793.27 SPDR S&P BANK ETF SPDR State Street Global Advisors Financial NYSE
968    KBWB 11/1/2011 25.16 POWERSHARES KBW BANK ETF PowerShares Financial NASDAQ
969    KBWD 12/2/2010 10.99 POWERSHARES KBW HIGH DIV YLD FINCL ETF PowerShares Financial NASDAQ
970    KBWP 12/2/2010 1.89 POWERSHARES KBW PRPTY & CASUALTY INS ETF PowerShares Financial NASDAQ
971    KBWR 11/1/2011 3.29 POWERSHARES KBW REGIONAL BANKING ETF PowerShares Financial NASDAQ
972    KBWY 12/2/2010 7.2 POWERSHARES KBW PREMIUM YLD EQ REIT ETF PowerShares Real Estate NASDAQ
973    KCE 9/28/2009 8.15 SPDR S&P CAPITAL MARKETS ETF SPDR State Street Global Advisors Financial NYSE
974    KCNY 12/3/2014 1.7 KRANESHARES E CHINA COMRCL PAPER ETF KraneShares Emerging-Markets Local-Currency Bond NYSE
975    KEMP 2/13/2015 0.06
976    KFYP 7/23/2013 0.26 KRANESHARES ZACKS NEW CHINA ETF KraneShares China Region NYSE
977    KIE 9/28/2009 57.95 SPDR S&P INSURANCE ETF SPDR State Street Global Advisors Financial NYSE
978    KLDW 7/9/2015 0.95 GAVEKAL KNOWLEDGE LEADERS DEV WLD ETF GaveKal World Stock NYSE
979    KNOW 12/8/2011 2.95 DIREXION ALL CAP INSIDER SENTIMENT ETF Direxion Funds Mid-Cap Blend NYSE
980    KOL 9/28/2009 60.41 VANECK VECTORS COAL ETF Van Eck Miscellaneous Sector NYSE
981    KOLD 10/6/2011 12.31 PROSHARES ULTRASHORT BLOOMBERG NATRL GAS ProShares Trading--Inverse Commodities NYSE
982    KOR 9/29/2016 0.02
983    KORU 4/10/2013 1.52 DIREXION DAILY SOUTH KOREA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
984    KRE 9/28/2009 1530.14 SPDR S&P REGIONAL BANKING ETF SPDR State Street Global Advisors Financial NYSE
985    KRMA 7/12/2016 0.23 GLOBAL X CONSCIOUS COMPANIES ETF Global X Funds Large Blend NASDAQ
986    KSA 9/28/2009 1.93 ISHARES MSCI SAUDI ARABIA CAPPED iShares Miscellaneous Region NYSE
987    KWEB 8/1/2013 31.12 KRANESHARES CSI CHINA INTERNET ETF NASDAQ
988    KXI 9/28/2009 9.94 ISHARES GLOBAL CONSUMER STAPLES iShares Consumer Defensive NYSE
989    LABD 5/28/2015 213.76 DIREXION DAILY S&P BIOTECH BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
990    LABU 5/28/2015 291.76 DIREXION DAILY S&P BIOTECH BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
991    LALT 5/29/2014 0.62 POWERSHARES MULTI-STRATEGY ALT ETF PowerShares Multialternative NASDAQ
992    LBDC 10/9/2015 0.11 UBS ETRACS 2\U00D7LVG LNG WF B D CO ETN SERB UBS Group AG Trading--Leveraged Equity NYSE
993    LBJ 12/3/2009 10.58 DIREXION DAILY LATIN AMERICA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
994    LD 9/28/2009 0.72 IPATH DJ-UBS LEAD SUBINDEX TOTA iPath Commodities Industrial Metals NYSE
995    LDRI 9/10/2014 0.4
996    LDUR 1/23/2014 1 PIMCO LOW DURATION ACTIVE ETF Pimco Short-Term Bond NYSE
997    LEAD 1/6/2016 0.52
998    LEGR 1/25/2018 0.37 FIRST TRUST INDXX INNOVATIVE TRANSACTION & PROCESS ETF NASDAQ
999    LEMB 10/20/2011 13.52 ISHARES EMERG MKTS LOCAL CURRENCY BOND iShares Emerging-Markets Local-Currency Bond NYSE
1000    LGLV 2/21/2013 0.85 SPDR SSGA US LARGE CAP LOW VOLATIL ETF SPDR State Street Global Advisors Large Blend NYSE
1001    LIT 7/23/2010 31.32 GLOBAL X LITHIUM & BATTERY TECH ETF Global X Funds Natural Resources NYSE
1002    LKOR 9/24/2015 0.31 FLEXSHARES CREDIT-SCORED US LONG CORPORATE BOND INDEX FUND NASDAQ
1003    LMBS 11/5/2014 7.77 FIRST TRUST LOW DURATION OPPORTUNITIES ETF NASDAQ
1004    LMLP 9/28/2009 15.08 UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN UBS Group AG Trading--Leveraged Equity NYSE
1005    LNGR 5/10/2016 0.18 GLOBAL X LONGEVITY THEMATIC ETF Global X Funds Health NASDAQ
1006    LOWC 11/26/2014 0.19 SPDR MSCI ACWI LOW CARBON TARGET ETF SPDR State Street Global Advisors World Stock NYSE
1007    LQD 9/28/2009 792.09 ISHARES IBOXX $ INVESTMENT GRAD iShares Long-Term Bond NYSE
1008    LQDH 6/17/2014 0.58 ISHARES INTEREST RATE HEDGED CORP BD Exchange Traded Fund Financial NYSE
1009    LRET 5/6/2015 1.45 UBS ETRACS MONPAY 2XLVG MSCI US REIT ETN UBS Group AG Trading--Leveraged Equity NYSE
1010    LRGE 5/25/2017 0.01 CLEARBRIDGE LARGE CAP GROWTH ESG ETF NASDAQ
1011    LRGF 4/30/2015 3.57 ISHARES EDGE MSCI MULTIFACTOR USA iShares Large Value NYSE
1012    LSVX 7/14/2016 0.06 VELOCITYSHARES VIX VARIABLE L/S ETN UBS Volatility NYSE
1013    LTL 9/28/2009 0.93 PROSHARES ULTRA TELECOMMUNICATI ProShares Trading-Leveraged Equity NYSE
1014    LTPZ 9/28/2009 4.99 PIMCO 15+ YEAR US TIPS ETF Pimco Inflation-Protected Bond NYSE
1015    LVHB 10/20/2016 0.86 ELKHORN LUNT LOW VOL/HIGH BETA TACT Elkhorn Large Blend BATS
1016    LVHD 12/29/2015 2.42 LEGG MASON LOW VOLATILITY HIGH DIV ETF Legg Mason Large Value NASDAQ
1017    LVHE 11/18/2016 0.08
1018    LVHI 7/28/2016 0.26 LEGG MASON INTL LOW VOLATIL HI DIV ETF Legg Mason Foreign Large Value BATS
1019    LVL 9/28/2009 5.64 GUGGENHEIM S&P GLOBAL DIVIDEND OPPS ETF Guggenheim Investments World Stock NYSE
1020    MATF 5/12/2016 0.05 ISHARES EDGE MSCI MULTIFACTOR MATERIALS iShares Natural Resources BATS
1021    MBB 9/28/2009 99.94 ISHARES MBS iShares Intermediate-Term Bond NYSE
1022    MBG 9/28/2009 4.78 SPDR BLMBG BARCLAYS MORTG BACKED BD ETF SPDR State Street Global Advisors Intermediate-Term Bond NYSE
1023    MBSD 9/4/2014 0.76 FLEXSHARES DISCIPLINED DURATION MBS ETF Flexshares Trust Intermediate Government NASDAQ
1024    MCEF 9/29/2016 0.15 FIRST TRUST MUNICIPAL CEF INCOME OPP ETF First Trust Muni National Interm NASDAQ
1025    MCHI 3/31/2011 277.1 ISHARES MSCI CHINA iShares China Region NASDAQ
1026    MCRO 9/28/2009 1.87 IQ HEDGE MACRO TRACKER ETF IndexIQ World Allocation NYSE
1027    MDIV 8/14/2012 21.26 MULTI-ASSET DIVERSIFIED INCOME ETF First Trust Allocation--50% to 70% Equity NASDAQ
1028    MDY 9/28/2009 1023.95 SPDR S&P MIDCAP 400 ETF SPDR State Street Global Advisors Mid-Cap Blend NYSE
1029    MDYG 8/30/2010 3.63 SPDR S&P 400 MID CAP GROWTH ETF SPDR State Street Global Advisors Mid-Cap Growth NYSE
1030    MDYV 8/30/2010 3.31 SPDR S&P 400 MID CAP VALUE ETF SPDR State Street Global Advisors Mid-Cap Value NYSE
1031    MEAR 3/5/2015 0.46 ISHARES SHORT MATURITY MUNICIPAL BOND iShares Muni National Short BATS
1032    MGC 9/28/2009 12.47 VANGUARD MEGA CAP ETF Vanguard Large Blend NYSE
1033    MGK 9/28/2009 25.09 VANGUARD MEGA CAP GROWTH ETF Vanguard Large Growth NYSE
1034    MGV 9/28/2009 11.35 VANGUARD MEGA CAP VALUE ETF Vanguard Large Value NYSE
1035    MIDU 3/5/2012 17.06 DIREXION DAILY MID CAP BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1036    MIDZ 3/5/2012 6.36 DIREXION DAILY MID CAP BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1037    MILN 5/6/2016 0.37 GLOBAL X MILLENNIALS THEMATIC ETF Global X Funds Large Growth NASDAQ
1038    MINC 3/20/2013 3.75 ADVISORSHARES NEWFLEET MULT-SECT INC ETF Exchange Traded Fund Financial NYSE
1039    MINT 11/17/2009 57.97 PIMCO ENHANCED SHORT MATURITY ACTIVE ETF Pimco Ultrashort Bond NYSE
1040    MLN 9/28/2009 8.44 VANECK VECTORS AMT-FREE LONG MUNI ETF Van Eck Muni National Long NYSE
1041    MLPA 4/19/2012 20.01 GLOBAL X MLP ETF Global X Funds Energy Limited Partnership NYSE
1042    MLPC 9/26/2013 1.33 C-TRACKS ETN BSD ON PERF OF M/H MLP FDMT Citigroup Energy Limited Partnership NYSE
1043    MLPG 7/14/2010 0.87 UBS ETRACS ALERIAN NATURAL GAS MLP ETN UBS Group AG Energy Limited Partnership NYSE
1044    MLPI 4/9/2010 67.62 UBS ETRACS ALERIAN MLP INFRAS ETN UBS Group AG Energy Limited Partnership NYSE
1045    MLPO 12/4/2014 0.04
1046    MLPQ 2/9/2016 1.55 UBS ETRACS 2XMLVGALERIANMLPIFR ETN SERB UBS AG Trading--Leveraged Equity NYSE
1047    MLPS 9/29/2010 1.12 UBS AG 1XMONTHLY SHORT EXCHANG UBS AG Trading-Inverse Equity NYSE
1048    MLPX 8/7/2013 6.95 GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF Global X Funds Energy Limited Partnership NYSE
1049    MLPY 3/17/2011 1.63 MORGAN STANLEY CUSHING MLP HIGH NYSE
1050    MLPZ 2/9/2016 0.25 UBS ETRACS 2X M LVG S&P MLP ETN SERB UBS AG Trading--Leveraged Equity NYSE
1051    MMTM 10/25/2012 0.25 SPDR S&P 1500 MOMENTUM TILT ETF SPDR State Street Global Advisors Large Blend NYSE
1052    MNA 11/17/2009 6.41 IQ MERGER ARBITRAGE ETF IndexIQ Market Neutral NYSE
1053    MOAT 4/25/2012 14.58 VANECK VECTORS MORNINGSTAR WIDE MOAT ETF Van Eck Large Blend NYSE
1054    MOGLC 12/1/2016 0.01 GABELLI MEDIA MOGUL NEXTSHARES Gabelli Communications NASDAQ
1055    MOM 9/7/2011 0.8 QUANTSHARES US MARKET NEUT MOMENTUM QuantShares Market Neutral NYSE
1056    MOO 9/28/2009 174.76 VANECK VECTORS AGRIBUSINESS ETF Van Eck Natural Resources NYSE
1057    MORL 10/17/2012 38.98 UBS ETRACS MTHLY PY 2XLVG MORTG REIT ETN UBS Group AG Trading--Leveraged Equity NYSE
1058    MORT 8/17/2011 6.55 VANECK VECTORS MORTGAGE REIT INCOME ETF Van Eck Real Estate NYSE
1059    MOTI 7/14/2015 0.77 VANECK VECTORS MORNINGSTAR INTL MOAT ETF Van Eck Foreign Large Value NYSE
1060    MPCT 4/22/2016 0.21 ISHARES MSCI GLOBAL IMPACT ETF NASDAQ
1061    MRGR 12/13/2012 0.33 PROSHARES MERGER ProShares Market Neutral BATS
1062    MRRL 10/9/2015 0.51 UBS ETRACS M PY 2XLVG MORTGREIT ETN SERB UBS Group AG Trading--Leveraged Equity NYSE
1063    MTUM 4/18/2013 30.91 ISHARES EDGE MSCI USA MOMENTUM FACTOR iShares Large Growth NYSE
1064    MUB 9/28/2009 95.75 ISHARES NATIONAL MUNI BOND iShares Muni National Interm NYSE
1065    MUNI 12/2/2009 5.93 PIMCO INTERMEDIATE MUNICIPAL BD ACTV ETF Pimco Muni National Interm NYSE
1066    MVIN 10/27/2016 0.07 NATIXIS SEEYOND INTL MNMM VOLATIL ETF Natixis Funds Foreign Large Blend NYSE
1067    MVV 9/28/2009 57.38 PROSHARES ULTRA MIDCAP400 ProShares Trading--Leveraged Equity NYSE
1068    MXI 9/28/2009 16.32 ISHARES S&P GLOBAL MATERIALS SE iShares Natural Resources NYSE
1069    MYY 9/28/2009 10.44 PROSHARES SHORT MIDCAP400 ProShares Trading--Inverse Equity NYSE
1070    MZZ 9/28/2009 23.43 PROSHARES ULTRASHORT MIDCAP400 ProShares Trading--Inverse Equity NYSE
1071    NAIL 8/19/2015 2.32 DIREXION DAILY HMBLDRS&SUPLS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1072    NANR 12/16/2015 1.46 SPDR S&P NORTH AMERICAN NATURAL RES ETF SPDR State Street Global Advisors Natural Resources NYSE
1073    NEAR 9/26/2013 20.77 ISHARES SHORT MATURITY BOND iShares Ultrashort Bond BATS
1074    NFLT 8/11/2015 3.38 VIRTUS NEWFLEET MULTI-SECT UNCONS BD ETF Newfleet Asset Management Multisector Bond NYSE
1075    NFO 9/28/2009 5.33 GUGGENHEIM INSIDER SENTIMENT ETF Guggenheim Investments Mid-Cap Blend NYSE
1076    NFRA 10/9/2013 4.2 FLEXSHARES STOXX GLOBAL BROAD INFRAS ETF Flexshares Trust Infrastructure NYSE
1077    NGE 4/3/2013 8.67 GLOBAL X MSCI NIGERIA ETF Global X Funds Miscellaneous Region NYSE
1078    NIB 9/29/2009 9.69 IPATH BLOOMBERG COCOA SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1079    NLR 9/28/2009 7.99 VANECK VECTORS URANIUM+NUCLEAR ENGY ETF Van Eck Miscellaneous Sector NYSE
1080    NOBL 10/10/2013 23.37 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ProShares Large Blend BATS
1081    NORW 11/10/2010 9.94 GLOBAL X MSCI NORWAY ETF Global X Funds Miscellaneous Region NYSE
1082    NUAG 9/15/2016 0.68 NUSHARES ENHANCED YIELD US AGGT BD ETF Nuveen Intermediate-Term Bond NYSE
1083    NUGT 12/8/2010 1981.42 DIREXION DAILY GOLD MINERS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1084    NULG 12/14/2016 0.09
1085    NULV 12/14/2016 0.11
1086    NURE 12/20/2016 0.04 NUSHARES SHORT-TERM REIT ETF Nuveen Real Estate BATS
1087    NYF 9/28/2009 2.84 ISHARES S&P NY MUNI iShares Muni New York Long NYSE
1088    OASI 8/19/2015 0.28 O'SHARES FTSE ASIA PACIFIC QUAL DIV ETF O\u2019Shares Investments Diversified Pacific/Asia NYSE
1089    OEF 9/28/2009 244.78 ISHARES S&P 100 iShares Large Blend NYSE
1090    OEUR 8/19/2015 1.21 O'SHARES FTSE EUROPE QUALITY DIV ETF O\u2019Shares Investments Europe Stock NYSE
1091    OEW 6/30/2016 0.09 GUGGENHEIM S&P 100 EQUAL WEIGHT ETF Guggenheim Investments Large Blend NYSE
1092    OIH 9/28/2009 2152.64 VANECK VECTORS OIL SERVICES ETF Van Eck Equity Energy NYSE
1093    OILB 11/18/2016 0.1
1094    OILD 7/1/2016 7.16
1095    OILK 9/28/2016 0.41 PROSHARES K-1 FREE CRUDE OIL STRATEGY ProShares Commodities Energy BATS
1096    OILU 7/1/2016 6.1
1097    OILX 2/18/2016 0.24
1098    OLD 6/9/2016 0.21 THE LONG-TERM CARE ETF Janus Real Estate NASDAQ
1099    OLEM 4/21/2011 0.59 IPATH PURE BETA CRUDE OIL ETN Barclays Funds Commodities Energy NYSE
1100    OLO 9/28/2009 2.54 DB CRUDE OIL LONG ETN Deutsche Bank AG Commodities Energy NYSE
1101    ONEO 12/3/2015 0.51 SPDR RUSSELL 1000 MOMENTUM ETF SPDR State Street Global Advisors Mid-Cap Blend NYSE
1102    ONEQ 9/28/2009 6.56 FIDELITY NASDAQ COMPOSITE TR STK ETF Fidelity Investments Large Growth NASDAQ
1103    ONEV 12/3/2015 0.2 SPDR RUSSELL 1000 LOW VOL FOC ETF SPDR State Street Global Advisors Mid-Cap Blend NYSE
1104    ONEY 6/8/2015 0.12 SPDR RUSSELL 1000 YIELD ETF SPDR State Street Global Advisors Mid-Cap Value NYSE
1105    ORG 6/9/2016 0.18 THE ORGANICS ETF Janus Consumer Defensive NASDAQ
1106    OUNZ 5/16/2014 2.88 VANECK MERK GOLD TRUST Merk Funds Commodities Precious Metals NYSE
1107    OUSA 7/14/2015 4.66 O'SHARES FTSE US QUALITY DIVIDEND ETF O\u2019Shares Investments Large Value NYSE
1108    PAF 9/28/2009 1.52 POWERSHARES FTSE RAFI ASA PAC EX-JPN ETF PowerShares Pacific/Asia ex-Japan Stk NYSE
1109    PAGG 9/28/2009 4.01 POWERSHARES GLOBAL AGRICULTURE PowerShares Natural Resources NASDAQ
1110    PAK 4/23/2015 3.29 GLOBAL X MSCI PAKISTAN ETF Global X Funds Miscellaneous Region NYSE
1111    PALL 1/8/2010 28.96 ETFS PHYSICAL PALLADIUM ETF Securities Commodities Precious Metals NYSE
1112    PBD 9/28/2009 6.08 POWERSHARES GLOBAL CLEAN ENERGY ETF PowerShares Miscellaneous Sector NYSE
1113    PBE 9/28/2009 13.1 POWERSHARES DYNAMIC BIOTECH & GENOME ETF PowerShares Health NYSE
1114    PBJ 9/28/2009 10.43 POWERSHARES DYNAMIC FOOD & BEVERAGE ETF PowerShares Consumer Defensive NYSE
1115    PBP 9/28/2009 18 POWERSHARES S&P 500 BUYWRITE ETF PowerShares Option Writing NYSE
1116    PBS 9/28/2009 12.14 POWERSHARES DYNAMIC MEDIA ETF PowerShares Consumer Cyclical NYSE
1117    PBW 9/28/2009 44.19 POWERSHARES WILDERHILL CLEAN ENERGY ETF PowerShares Miscellaneous Sector NYSE
1118    PCEF 2/19/2010 22.31 POWERSHARES CEF INCOME COMPOSITE ETF PowerShares Allocation--30% to 50% Equity NYSE
1119    PCY 9/28/2009 210.65 POWERSHARES EMERGING MARKETS SO PowerShares Emerging Markets Bond NYSE
1120    PDBC 11/7/2014 12.95
1121    PDN 9/28/2009 5.52 POWERSHARES FTSE RAFI DVMKT EXUS S/M ETF PowerShares Foreign Small/Mid Value NYSE
1122    PDP 9/28/2009 34.56 POWERSHARES DWA TECHNICAL LEADE PowerShares Mid-Cap Growth NYSE
1123    PEJ 9/28/2009 8.43 POWERSHARES DYNAMIC LEISURE & ENTMNT ETF PowerShares Consumer Cyclical NYSE
1124    PEK 10/14/2010 7.72 VANECK VECTORS CHINAAMC CSI 300 ETF Van Eck China Region NYSE
1125    PEX 2/28/2013 0.44 PROSHARES GLOBAL LISTED PRIVATE EQUITY ProShares Miscellaneous Sector BATS
1126    PEY 9/28/2009 26.38 POWERSHARES HIGH YLD EQ DIV ACHIEV ETF PowerShares Mid-Cap Value NASDAQ
1127    PEZ 9/28/2009 3.96 POWERSHARES DWA CNSMR CYCLICALS MOM ETF PowerShares Consumer Cyclical NASDAQ
1128    PFF 9/28/2009 471.81 ISHARES US PREFERRED STOCK iShares Preferred Stock NYSE
1129    PFI 9/28/2009 2.08 POWERSHARES DWA FINANCIAL MOMENTUM ETF PowerShares Financial NASDAQ
1130    PFIG 9/15/2011 2.6 POWERSHARES FUNDAMENTAL INVESTM PowerShares Intermediate-Term Bond NYSE
1131    PFM 9/28/2009 10.12 POWERSHARES DIVIDEND ACHIEVERS ETF PowerShares Large Value NASDAQ
1132    PFXF 7/17/2012 15.45 VANECK VECTORS PREF SECS EX FINCLS ETF Van Eck Preferred Stock NYSE
1133    PGAL 11/13/2013 4.68 GLOBAL X MSCI PORTUGAL ETF Global X Funds Miscellaneous Region NYSE
1134    PGF 9/28/2009 92.03 POWERSHARES FINANCIAL PREFERRED ETF PowerShares Preferred Stock NYSE
1135    PGHY 6/21/2013 4.77 POWERSHARES GLOBAL SHRTTERM HIYLD BD ETF Exchange Traded Fund Financial NYSE
1136    PGJ 9/28/2009 16.85 POWERSHARES GOLDEN DRAGON CHINA ETF PowerShares China Region NASDAQ
1137    PGX 9/28/2009 180.28 POWERSHARES PREFERRED ETF PowerShares Preferred Stock NYSE
1138    PHB 9/28/2009 78.32 POWERSHARES HIGH YIELD CORPORAT PowerShares High Yield Bond NYSE
1139    PHDG 12/6/2012 5.65 POWERSHARES S&P 500 DOWNSIDE HEDGED ETF PowerShares Long-Short Equity NYSE
1140    PHO 9/28/2009 31.62 POWERSHARES WATER RESOURCES ETF PowerShares Miscellaneous Sector NASDAQ
1141    PHYS 4/9/2010 171.73 SPROTT PHYSICAL GOLD TRUST ETV NYSE
1142    PICB 7/12/2010 9.86 POWERSHARES INTERNATIONAL CORPO PowerShares World Bond NYSE
1143    PICK 2/2/2012 20.95 ISHARES MSCI GLBL METALS & MINING PRDCRS Exchange Traded Fund Financial NYSE
1144    PID 9/28/2009 41.66 POWERSHARES INTL DIV ACHIEV ETF PowerShares Foreign Large Value NASDAQ
1145    PIE 9/28/2009 29.18 POWERSHARES DWA EMERGING MARKETS MOM ETF PowerShares Diversified Emerging Mkts NASDAQ
1146    PILL 9/21/2015 0.26 DIREXION DAILY PHARMCTCL&MEDCL BL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
1147    PIN 9/28/2009 144.77 POWERSHARES INDIA ETF PowerShares India Equity NYSE
1148    PIO 9/28/2009 10.35 POWERSHARES GLOBAL WATER ETF PowerShares Miscellaneous Sector NASDAQ
1149    PIZ 9/28/2009 18.45 POWERSHARES DWA DEVELOPED MKTS MOM ETF PowerShares Foreign Large Growth NASDAQ
1150    PJP 9/28/2009 33.75 POWERSHARES DYNAMIC PHARMACEUTICALS ETF PowerShares Health NYSE
1151    PKB 9/28/2009 8.64 POWERSHARES DYNAMIC BUILDING & CONST ETF PowerShares Industrials NYSE
1152    PKW 9/28/2009 36.7 POWERSHARES BUYBACK ACHIEVERS ETF PowerShares Large Blend NASDAQ
1153    PLND 11/25/2009 4.62 VANECK VECTORS POLAND ETF Van Eck Miscellaneous Region NYSE
1154    PLTM 4/9/2010 1.83 FIRST TRUST ISE GLOBAL PLATINUM First Trust Equity Precious Metals NASDAQ
1155    PLW 9/28/2009 5.78 POWERSHARES 1-30 TREASURY LADDE PowerShares Long Government NYSE
1156    PMOM 10/19/2017 0.01 PRINCIPAL SUSTAINABLE MOMENTUM INDEX ETF NASDAQ
1157    PMPT 8/17/2016 0.13 ISECTORS POST-MPT GROWTH ETF iSectors Allocation--50% to 70% Equity NASDAQ
1158    PMR 9/28/2009 2.92 POWERSHARES DYNAMIC RETAIL ETF PowerShares Consumer Cyclical NYSE
1159    PNQI 9/28/2009 8.45 POWERSHARES NASDAQ INTERNET ETF PowerShares Technology NASDAQ
1160    PPA 9/28/2009 12.6 POWERSHARES AEROSPACE & DEFENSE ETF PowerShares Industrials NYSE
1161    PPH 9/28/2009 51.46 VANECK VECTORS PHARMACEUTICAL ETF NASDAQ
1162    PPLT 1/8/2010 20.74 ETFS PHYSICAL PLATINUM ETF Securities Commodities Precious Metals NYSE
1163    PRB 9/28/2009 1.27 VANECK VECTORS PRE-REFUNDED MUNI ETF Van Eck Muni National Short NYSE
1164    PRF 9/28/2009 32.3 POWERSHARES FTSE RAFI US 1000 ETF PowerShares Large Value NYSE
1165    PRFZ 9/28/2009 12.18 POWERSHARES FTSE RAFI US 1500 SM-MID ETF PowerShares Small Blend NASDAQ
1166    PRME 11/12/2015 0.29 FIRST TRUST HEITMAN GLBL PRM RL ESTT ETF First Trust Global Real Estate NYSE
1167    PRN 4/30/2010 4.12 POWERSHARES DYNAMIC INDUSTRIALS PowerShares Industrials NYSE
1168    PRNT 7/19/2016 0.77 THE 3D PRINTING ETF ARK ETF Trust Technology BATS
1169    PSAU 9/28/2009 4.78 POWERSHARES GLOBAL GOLD & PREC MTLS ETF PowerShares Equity Precious Metals NASDAQ
1170    PSC 9/29/2009 0.04 PRINCIPAL U.S. SMALL CAP INDEX ETF NASDAQ
1171    PSCC 11/29/2010 2.14 POWERSHARES S&P SMALLCAP CNSMR STAPL ETF PowerShares Consumer Defensive NASDAQ
1172    PSCD 11/29/2010 2.69 POWERSHARES S&P SMCAP CNSMR DISCRET ETF PowerShares Consumer Cyclical NASDAQ
1173    PSCE 11/29/2010 5.96 POWERSHARES S&P SMALLCAP ENERGY ETF PowerShares Equity Energy NASDAQ
1174    PSCF 11/29/2010 3.06 POWERSHARES S&P SMALLCAP FINANC PowerShares Financial NASDAQ
1175    PSCH 11/29/2010 5.92 POWERSHARES S&P SMALLCAP HEALTH CARE ETF PowerShares Health NASDAQ
1176    PSCI 11/29/2010 1.87 POWERSHARES S&P SMALLCAP INDUSTRIALS ETF PowerShares Industrials NASDAQ
1177    PSCM 11/29/2010 1.68 POWERSHARES S&P SMALLCAP MATERIALS ETF PowerShares Natural Resources NASDAQ
1178    PSCT 11/29/2010 6.84 POWERSHARES S&P SMALLCAP INFO TECH ETF PowerShares Technology NASDAQ
1179    PSCU 11/29/2010 2 POWERSHARES S&P SMALLCAP UTILITIES ETF PowerShares Utilities NASDAQ
1180    PSET 3/22/2016 0.05 PRINCIPAL PRICE SETTERS INDEX ETF NASDAQ
1181    PSI 9/28/2009 7.59 POWERSHARES DYNAMIC SEMICONDUCTORS ETF PowerShares Technology NYSE
1182    PSJ 9/28/2009 3.09 POWERSHARES DYNAMIC SOFTWARE ETF PowerShares Technology NYSE
1183    PSK 9/28/2009 15.71 SPDR WELLS FARGO PREFERRED STOCK ETF SPDR State Street Global Advisors Preferred Stock NYSE
1184    PSL 9/28/2009 4.27 POWERSHARES DWA CONSUMER STAPLES MOM ETF PowerShares Consumer Defensive NASDAQ
1185    PSLV 10/29/2010 128.85 SPROTT PHYSICAL SILVER TRUST ET NYSE
1186    PSMB 2/23/2017 0.04 POWERSHARES BAL MULTI-ASST ALLC PowerShares Allocation--50% to 70% Equity BATS
1187    PSMC 2/23/2017 0.02 POWERSHARES CNSRV MULTI-ASST ALLC PowerShares Allocation--30% to 50% Equity BATS
1188    PSMG 2/23/2017 0.04 POWERSHARES GR MULTI-ASST ALLC PowerShares Allocation--70% to 85% Equity BATS
1189    PSMM 2/23/2017 0.02
1190    PSP 9/28/2009 35.7 POWERSHARES GLOBAL LISTED PRIVATE EQ ETF PowerShares Miscellaneous Sector NYSE
1191    PSQ 9/28/2009 120.48 PROSHARES SHORT QQQ ProShares Trading--Inverse Equity NYSE
1192    PSR 9/28/2009 0.9 POWERSHARES ACTIVE U.S. REAL ES PowerShares Real Estate NYSE
1193    PST 9/28/2009 24.7 PROSHARES ULTRASHORT LEHMAN 7-1 ProShares Trading-Inverse Debt NYSE
1194    PTF 9/28/2009 4.19 POWERSHARES DWA TECHNOLOGY MOMENTUM ETF PowerShares Technology NASDAQ
1195    PTH 9/28/2009 5.72 POWERSHARES DWA HEALTHCARE MOMENTUM ETF PowerShares Health NASDAQ
1196    PTLC 6/12/2015 6.14 PACER TRENDPILOT 750 ETF Pacer Large Blend BATS
1197    PTM 9/28/2009 5.3 UBS ETRACS CMCI LNG PLATINUM TOT RET ETN UBS Group AG Commodities Precious Metals NYSE
1198    PTMC 6/12/2015 3.27 PACER TRENDPILOT 450 ETF Pacer Mid-Cap Blend BATS
1199    PTNQ 6/12/2015 1.91 PACER TRENDPILOT 100 ETF Pacer Large Growth BATS
1200    PUI 9/28/2009 4.2 POWERSHARES DWA UTILITIES MOMENTUM ETF PowerShares Utilities NASDAQ
1201    PUTW 2/24/2016 1.96
1202    PUW 9/28/2009 1.53 POWERSHARES WILDERHILL PROG ENGY ETF PowerShares Miscellaneous Sector NYSE
1203    PVAL 10/19/2017 0.01 PRINCIPAL CONTRARIAN VALUE INDEX ETF NASDAQ
1204    PVI 9/28/2009 7.64 POWERSHARES VRDO TAX FREE WEEKL PowerShares Muni Short NYSE
1205    PWB 9/28/2009 8.36 POWERSHARES DYNAMIC LARGE CAP GROWTH ETF PowerShares Large Growth NYSE
1206    PWC 9/28/2009 2.5 POWERSHARES DYNAMIC MARKET ETF PowerShares Mid-Cap Blend NYSE
1207    PWV 9/28/2009 18.32 POWERSHARES DYNAMIC LARGE CAP VALUE ETF PowerShares Large Value NYSE
1208    PWZ 9/28/2009 5.29 POWERSHARES INSURED CA MUNICIPA PowerShares Muni California Long NYSE
1209    PXE 9/28/2009 6.99 POWERSHARES DYNAMIC ENGY EXPLR&PRDTN ETF PowerShares Equity Energy NYSE
1210    PXF 9/28/2009 15.46 POWERSHARES FTSE RAFI DEV MKTS EX-US ETF PowerShares Foreign Large Value NYSE
1211    PXH 9/28/2009 26.52 POWERSHARES FTSE RAFI EMERGING MKTS ETF PowerShares Diversified Emerging Mkts NYSE
1212    PXI 9/28/2009 7.82 POWERSHARES DWA ENERGY MOMENTUM ETF PowerShares Equity Energy NASDAQ
1213    PXJ 9/28/2009 12.52 POWERSHARES DYNAMIC OIL & GAS SVCS ETF PowerShares Equity Energy NYSE
1214    PXLG 6/16/2011 1.55 POWERSHARES RUSSELL TOP 200 PURE GR ETF PowerShares Large Growth NYSE
1215    PXLV 6/16/2011 1.22 POWERSHARES RUSSELL TOP 200 PURE VAL ETF PowerShares Large Value NYSE
1216    PXMG 2/22/2011 2 POWERSHARES RUSSELL MIDCAP PURE GR ETF PowerShares Mid-Cap Growth NYSE
1217    PXMV 2/22/2011 1.67 POWERSHARES RUSSELL MIDCAP PURE VAL ETF PowerShares Mid-Cap Value NYSE
1218    PXQ 9/28/2009 4.53 POWERSHARES DYNAMIC NETWORKING ETF PowerShares Technology NYSE
1219    PXR 9/28/2009 4.03 POWERSHARES EMERGING MARKETS INFRAS ETF PowerShares Diversified Emerging Mkts NYSE
1220    PXSG 2/22/2011 1.26 POWERSHARES RUSSELL 2000 PURE GROWTH ETF PowerShares Small Growth NYSE
1221    PXSV 2/22/2011 2.47 POWERSHARES RUSSELL 2000 PURE VALUE ETF PowerShares Small Value NYSE
1222    PXUS 12/14/2017 0.01 PRINCIPAL INTERNATIONAL MULTI-FACTOR INDEX ETF NASDAQ
1223    PY 3/22/2016 0.05 PRINCIPAL SHAREHOLDER YIELD INDEX ETF NASDAQ
1224    PYZ 9/28/2009 3.81 POWERSHARES DWA BASIC MATERIALS MOM ETF PowerShares Natural Resources NASDAQ
1225    PZA 9/28/2009 44.08 POWERSHARES INSURED NATIONAL MU PowerShares Muni National Long NYSE
1226    PZD 9/28/2009 3.11 POWERSHARES CLEANTECH ETF PowerShares Miscellaneous Sector NYSE
1227    PZI 9/28/2009 2.65 POWERSHARES ZACKS MICRO CAP ETF PowerShares Small Value NYSE
1228    PZT 9/28/2009 2.45 POWERSHARES INSURED NY MUNICIPA PowerShares Muni New York Long NYSE
1229    QABA 9/28/2009 6.77 FIRST TRUST NASDAQ ABA COMMUNITY BK ETF First Trust Financial NASDAQ
1230    QAI 9/28/2009 18.62 IQ HEDGE MULTI-STRATEGY TRACKER ETF IndexIQ Multialternative NYSE
1231    QAT 5/1/2014 1.69 ISHARES MSCI QATAR CAPPED iShares Miscellaneous Region NASDAQ
1232    QCAN 6/12/2014 0.3 SPDR MSCI CANADA STRATEGICFACTORS ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1233    QCLN 9/28/2009 6.23 FIRST TRUST NASDAQ CLN EDGE GRNENGYETF First Trust Miscellaneous Sector NASDAQ
1234    QDEF 12/19/2012 1.77 FLEXSHARES QUALITY DIVIDEND DEFENSV ETF Flexshares Trust Large Value NYSE
1235    QDEU 6/12/2014 0.22 SPDR MSCI GERMANY STRATEGICFACTORS ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1236    QDF 12/19/2012 6.23 FLEXSHARES QUALITY DIVIDEND ETF Flexshares Trust Large Value NYSE
1237    QDYN 12/19/2012 0.56 FLEXSHARES QUALITY DIVIDEND DYNAMIC ETF Flexshares Trust Large Value NYSE
1238    QED 3/24/2015 0.05
1239    QEFA 6/5/2014 0.89 SPDR MSCI EAFE STRATEGICFACTORS ETF SPDR State Street Global Advisors Foreign Large Blend NYSE
1240    QEMM 6/5/2014 0.92 SPDR MSCI EMERGING MKTS STRATCFACTS ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
1241    QGBR 6/12/2014 0.14 SPDR MSCI UNITED KINGDOM STRATFACTS ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1242    QGTA 9/30/2015 0.1 IQ LEADERS GTAA TRACKER ETF IndexIQ World Allocation NYSE
1243    QID 9/28/2009 1326.21 PROSHARES ULTRASHORT QQQ ProShares Trading-Inverse Equity NYSE
1244    QINC 3/11/2014 0.8 FIRST TRUST RBA QUALITY INCOME ETF First Trust Mid-Cap Value NASDAQ
1245    QJPN 6/12/2014 0.2 SPDR MSCI JAPAN STRATEGICFACTORS ETF SPDR State Street Global Advisors Japan Stock NYSE
1246    QLC 9/24/2015 0.18 FLEXSHARES US QUALITY LARGE CAP INDEX FUND NASDAQ
1247    QLD 9/28/2009 1241.4 PROSHARES ULTRA QQQ ProShares Trading--Leveraged Equity NYSE
1248    QLS 3/24/2015 0.04 IQ HEDGE LONG/SHORT TRACKER ETF IndexIQ Long-Short Equity NYSE
1249    QLTA 2/16/2012 3.28 ISHARES AAA - A RATED CORPORATE BOND iShares Corporate Bond NYSE
1250    QMN 10/4/2012 1.03 IQ HEDGE MARKET NEUTRAL TRACKER ETF IndexIQ Market Neutral NYSE
1251    QQEW 9/28/2009 11.81 FIRST TRUST NASDAQ-100 EQUAL WTD ETF First Trust Large Growth NASDAQ
1252    QQQ 9/28/2009 8206.95 POWERSHARES QQQ TRUST, SERIES 1 PowerShares Large Growth NASDAQ
1253    QQQC 8/22/2011 1.65 GLOBAL X NASDAQ CHINA TECHNOLOGY ETF NASDAQ
1254    QQQE 3/21/2012 3.23 DIREXION NASDAQ-100 EQUAL WTD ETF Direxion Funds Large Growth NYSE
1255    QQQX 9/28/2009 24.94 NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND NASDAQ
1256    QQXT 9/28/2009 3.67 FIRST TRUST NASDAQ-100 EX-TECH SECT ETF First Trust Large Growth NASDAQ
1257    QTEC 9/28/2009 24.43 FIRST TRUST NASDAQ-100-TECH SECTOR ETF First Trust Technology NASDAQ
1258    QUAL 7/18/2013 17.66 ISHARES EDGE MSCI USA QUALITY FACTOR iShares Large Growth NYSE
1259    QUS 4/16/2015 0.34 SPDR MSCI USA STRATEGICFACTORS ETF SPDR State Street Global Advisors Large Blend NYSE
1260    QVAL 10/22/2014 1.43 VALUESHARES US QUANTITATIVE VALUE Exchange Traded Fund Financial BATS
1261    QVM 2/27/2015 0.11
1262    QWLD 6/5/2014 0.14 SPDR MSCI WORLD STRATEGICFACTORS ETF SPDR State Street Global Advisors World Stock NYSE
1263    QXGG 1/26/2017 0.09 QUANTX RISK MANAGED GROWTH ETF QUANTX World Stock BATS
1264    QXMI 1/26/2017 0.05
1265    QXRR 1/26/2017 0.04 QUANTX RISK MGD MULTI-ASST TTL RET ETF QUANTX World Allocation BATS
1266    QXTR 1/26/2017 0.16 QUANTX RISK MANAGED REAL ASSET ETF QUANTX World Allocation BATS
1267    QYLD 12/12/2013 3.22 RECON CAPITAL NASDAQ 100 COV CALL ETF Recon Capital Series Trust Option Writing NASDAQ
1268    RALS 12/9/2010 2.17 PROSHARES RAFI LONG/SHORT ProShares Market Neutral NYSE
1269    RAVI 10/11/2012 1.06 FLEXSHARES READY ACCESS VARIABLE INC ETF Flexshares Trust Ultrashort Bond NYSE
1270    RCD 9/28/2009 3.24 GUGGENHEIM S&P 500 EQ WT CONS DISCR ETF Guggenheim Investments Consumer Cyclical NYSE
1271    RDIV 10/1/2013 4.71 OPPENHEIMER ULTRA DIVIDEND REVENUE ETF OppenheimerFunds Large Value NYSE
1272    RDVY 1/7/2014 3.39 FIRST TRUST RISING DIVIDEND ACHIEV ETF First Trust Large Value NASDAQ
1273    REET 7/10/2014 5.98 ISHARES GLOBAL REIT iShares Real Estate NYSE
1274    REGL 2/5/2015 3.15
1275    REK 4/9/2010 5.12 PROSHARES SHORT REAL ESTATE ProShares Trading--Inverse Equity NYSE
1276    REM 9/28/2009 101.43 ISHARES MORTGAGE REAL ESTATE CAPPED iShares Real Estate NYSE
1277    REML 7/13/2016 0.42 CREDIT SUISSE X-LINKSMP2XLVGMORTREIT ETN Credit Suisse AG Trading--Leveraged Equity NYSE
1278    REMX 10/28/2010 28.14 VANECK VECTORS RARE EARTH/STRAT MTLS ETF Van Eck Equity Precious Metals NYSE
1279    RETL 7/14/2010 5.17 DIREXION DAILY RETAIL BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1280    REW 9/28/2009 8.52 PROSHARES ULTRASHORT TECHNOLOGY ProShares Trading--Inverse Equity NYSE
1281    REZ 9/28/2009 10.44 ISHARES RESIDENTIAL REL EST CAPPED iShares Real Estate NYSE
1282    RFAP 4/14/2016 0.32 FIRST TRUST RIVERFRONT DYN ASIA PAC ETF First Trust Diversified Pacific/Asia NASDAQ
1283    RFDA 6/7/2016 0.53 RIVERFRONT DYNAMIC US DIVIDEND ADVTG ETF ALPS Large Blend NYSE
1284    RFDI 4/14/2016 2.76 FIRST TRUST RIVERFRONT DYN DEV INTL ETF First Trust Foreign Large Blend NASDAQ
1285    RFEM 6/15/2016 0.51 FIRST TRUST RIVERFRONT DYN EM MKTS ETF First Trust Diversified Emerging Mkts NASDAQ
1286    RFEU 4/14/2016 0.87 FIRST TRUST RIVERFRONT DYNAMIC EURP ETF First Trust Europe Stock NASDAQ
1287    RFFC 6/7/2016 0.46 RIVERFRONT DYNAMIC US FLEX-CAP ETF ALPS Large Blend NYSE
1288    RFG 9/28/2009 11.65 GUGGENHEIM S&P MIDCAP 400 PURE GR ETF Guggenheim Investments Mid-Cap Growth NYSE
1289    RFL 9/28/2009 1.57 RYDEX 2X S&P SELECT SECTOR FINANCIAL COMMON NYSE
1290    RFV 9/28/2009 3.32 GUGGENHEIM S&P MIDCAP 400 PURE VAL ETF Guggenheim Investments Small Value NYSE
1291    RGI 9/28/2009 3.27 GUGGENHEIM S&P 500 EQ WT INDLS ETF Guggenheim Investments Industrials NYSE
1292    RHS 9/28/2009 6.79 GUGGENHEIM S&P 500 EQ WT CONS STAPL ETF Guggenheim Investments Consumer Defensive NYSE
1293    RIGS 10/9/2013 7.2 RIVERFRONT STRATEGIC INCOME ETF ALPS World Bond NYSE
1294    RINF 1/12/2012 2.09 PROSHARES INFLATION EXPECTATIONS ProShares Trading--Miscellaneous NYSE
1295    RING 2/2/2012 27.84 ISHARES MSCI GLOBAL GOLD MINERS iShares Equity Precious Metals NYSE
1296    RISE 2/19/2015 0.19 SIT RISING RATE ETF RISE Nontraditional Bond NYSE
1297    RJA 9/28/2009 36.85 ELEMENTS ROGERS INTL CMDTY AGRI TR ETN ELEMENTS Commodities Agriculture NYSE
1298    RJI 9/28/2009 41.18 ELEMENTS ROGERS INTL CMDTY TR ETN ELEMENTS Commodities Broad Basket NYSE
1299    RJN 9/28/2009 4.98 ELEMENTS ROGERS INTL CMDTY ENERGY TR ETN ELEMENTS Commodities Energy NYSE
1300    RJZ 9/28/2009 2.81 ELEMENTS ROGERS INTL CMDTY METALS TR ETN ELEMENTS Commodities Industrial Metals NYSE
1301    RLY 4/26/2012 3.71 SPDR SSGA MULTI-ASSET REAL RETURN ETF SPDR State Street Global Advisors Allocation--50% to 70% Equity NYSE
1302    RNDM 6/23/2017 0.07 FIRST TRUST DEVELOPED INTERNATIONAL EQUITY SELECT ETF NASDAQ
1303    RNDV 6/22/2017 0.1 FIRST TRUST US EQUITY DIVIDEND SELECT ETF NASDAQ
1304    RNEM 6/23/2017 0.02 FIRST TRUST EMERGING MARKETS EQUITY SELECT ETF NASDAQ
1305    RNLC 6/22/2017 0.17 FIRST TRUST LARGE CAP US EQUITY SELECT ETF NASDAQ
1306    RNMC 6/22/2017 0.08 FIRST TRUST MID CAP US EQUITY SELECT ETF NASDAQ
1307    RNSC 6/22/2017 0.07 FIRST TRUST SMALL CAP US EQUITY SELECT ETF NASDAQ
1308    ROAM 2/26/2015 0.49 HARTFORD MULTIFACTOR EMERGING MKTS ETF Lattice Strategies LLC Diversified Emerging Mkts NYSE
1309    ROBO 10/22/2013 25.76 ROBO GLOBAL ROBOTICS&AUTOMATION ETF Exchange Traded Concepts Trust Miscellaneous Sector NASDAQ
1310    ROBT 2/22/2018 0.15 FIRST TRUST NASDAQ ARTIFICIAL INTELLIGENCE AND ROBOTICS ETF NASDAQ
1311    RODM 9/28/2009 12.47 HARTFORD MULTIFACTOR DEV MKTS (EXUS) ETF Lattice Strategies LLC Foreign Large Blend NYSE
1312    ROGS 3/24/2015 0.23 HARTFORD MULTIFACTOR GLOBAL SMALLCAP ETF Lattice Strategies LLC World Stock NYSE
1313    ROM 9/28/2009 18.95 PROSHARES ULTRA TECHNOLOGY ProShares Trading--Leveraged Equity NYSE
1314    ROOF 6/14/2011 3.26 IQ US REAL ESTATE SMALL CAP ETF IndexIQ Real Estate NYSE
1315    RORE 10/4/2016 0.14 HARTFORD MULTIFACTOR REIT ETF Lattice Strategies LLC Real Estate NYSE
1316    ROUS 2/26/2015 0.23 HARTFORD MULTIFACTOR US EQUITY ETF Lattice Strategies LLC Large Blend NYSE
1317    RPG 9/28/2009 27.97 GUGGENHEIM S&P 500 PURE GROWTH ETF Guggenheim Investments Large Growth NYSE
1318    RPV 9/28/2009 28.86 GUGGENHEIM S&P 500 PURE VALUE ETF Guggenheim Investments Large Value NYSE
1319    RSP 9/28/2009 273.89 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF Guggenheim Investments Large Blend NYSE
1320    RSX 9/28/2009 1775.18 VANECK VECTORS RUSSIA ETF Van Eck Miscellaneous Region NYSE
1321    RSXJ 4/14/2011 8.1 VANECK VECTORS RUSSIA SMALL-CAP ETF Van Eck Miscellaneous Region NYSE
1322    RTH 9/28/2009 161.74 VANECK VECTORS RETAIL ETF Van Eck Consumer Cyclical NYSE
1323    RTL 9/28/2009 0.81 ISHARES FTSE NAREIT RETAIL INDE iShares Real Estate NYSE
1324    RTM 9/28/2009 3.05 GUGGENHEIM S&P 500 EQ WT MATERIALS ETF Guggenheim Investments Natural Resources NYSE
1325    RUSL 5/25/2011 120.87 DIREXION DAILY RUSSIA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1326    RUSS 5/25/2011 79.23 DIREXION DAILY RUSSIA BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1327    RVNU 6/4/2013 1.4 DEUTSCHE X-TRACKERS MUNI INFRAS REVN BD Deutsche Asset Management Muni National Long NYSE
1328    RWJ 9/28/2009 7.69 OPPENHEIMER SMALL CAP REVENUE ETF OppenheimerFunds Small Blend NYSE
1329    RWK 9/28/2009 5.29 OPPENHEIMER MID CAP REVENUE ETF OppenheimerFunds Mid-Cap Value NYSE
1330    RWL 9/28/2009 8.74 OPPENHEIMER LARGE CAP REVENUE ETF OppenheimerFunds Large Value NYSE
1331    RWM 9/28/2009 208.06 PROSHARES SHORT RUSSELL2000 ProShares Trading--Inverse Equity NYSE
1332    RWO 9/28/2009 43.84 SPDR DOW JONES GLOBAL REAL ESTATE ETF SPDR State Street Global Advisors Global Real Estate NYSE
1333    RWR 9/28/2009 115.93 SPDR DOW JONES REIT ETF SPDR State Street Global Advisors Real Estate NYSE
1334    RWW 9/28/2009 1.33 OPPENHEIMER FINANCIALS SECT REVENUE ETF OppenheimerFunds Financial NYSE
1335    RWX 9/28/2009 141.45 SPDR DOW JONES INTERNATIONAL RELEST ETF SPDR State Street Global Advisors Global Real Estate NYSE
1336    RXD 9/28/2009 1.18 PROSHARES ULTRASHORT HEALTH CAR ProShares Trading-Inverse Equity NYSE
1337    RXI 9/28/2009 7.56 ISHARES GLOBL CONSUMER DISCRETIONARY iShares Consumer Cyclical NYSE
1338    RXL 9/28/2009 5.66 PROSHARES ULTRA HEALTH CARE ProShares Trading--Leveraged Equity NYSE
1339    RYE 9/28/2009 6 GUGGENHEIM S&P 500 EQUAL WT ENERGY ETF Guggenheim Investments Equity Energy NYSE
1340    RYF 9/28/2009 7.99 GUGGENHEIM S&P 500 EQ WEIGHT FINCL ETF Guggenheim Investments Financial NYSE
1341    RYH 9/28/2009 7.51 GUGGENHEIM S&P 500 EQ WEIGHT HC ETF Guggenheim Investments Health NYSE
1342    RYJ 9/28/2009 5.1 GUGGENHEIM RAYMOND JAMES SB-1 EQUITY ETF Guggenheim Investments Mid-Cap Blend NYSE
1343    RYT 9/28/2009 13.78 GUGGENHEIM S&P 500 EQ WT TECHNOLOGY ETF Guggenheim Investments Technology NYSE
1344    RYU 9/28/2009 4.1 GUGGENHEIM S&P 500 EQ WT UTILITIES ETF Guggenheim Investments Utilities NYSE
1345    RZG 9/28/2009 3.73 GUGGENHEIM S&P SMALLCAP 600 PURE GR ETF Guggenheim Investments Small Growth NYSE
1346    RZV 9/28/2009 6.73 GUGGENHEIM S&P SMALLCAP 600 PUREVAL ETF Guggenheim Investments Small Value NYSE
1347    SAA 9/28/2009 7.05 PROSHARES ULTRA SMALLCAP600 ProShares Trading--Leveraged Equity NYSE
1348    SAGG 3/23/2011 1.73 DIREXION DAILY TOTAL BOND MARKE Direxion Funds Trading-Inverse Debt NYSE
1349    SBB 9/28/2009 4.11 PROSHARES SHORT SMALLCAP600 ProShares Trading--Inverse Equity NYSE
1350    SBIO 12/31/2014 7.33 ALPS MEDICAL BREAKTHROUGHS ETF ALPS Health NYSE
1351    SBM 4/12/2010 1.34 SHORT BASIC MATERIALS ProShares Trading-Inverse Equity NYSE
1352    SCAP 7/7/2016 0.05
1353    SCC 9/28/2009 4.11 PROSHARES ULTRASHORT CONSUMER SERVICES ProShares Trading--Inverse Equity NYSE
1354    SCHA 11/3/2009 61.32 SCHWAB US SMALL-CAP ETF Schwab ETFs Small Blend NYSE
1355    SCHB 11/3/2009 91.15 SCHWAB US BROAD MARKET ETF Schwab ETFs Large Blend NYSE
1356    SCHC 1/14/2010 18.23 SCHWAB INTERNATIONAL SMALL-CAP EQ ETF Schwab ETFs Foreign Small/Mid Blend NYSE
1357    SCHD 10/20/2011 65 SCHWAB US DIVIDEND EQUITY ETF Schwab ETFs Large Value NYSE
1358    SCHE 1/14/2010 82.01 SCHW EMG MKT EQ ETF Schwab Funds Diversified Emerging Mkts NYSE
1359    SCHF 11/3/2009 126.3 SCHWAB INTERNATIONAL EQUITY ETF Schwab ETFs Foreign Large Blend NYSE
1360    SCHG 12/11/2009 32.52 SCHWAB US LARGE-CAP GROWTH ETF Schwab ETFs Large Growth NYSE
1361    SCHH 1/13/2011 51.74 SCHWAB US REIT ETF Schwab ETFs Real Estate NYSE
1362    SCHM 1/13/2011 30.42 SCHWAB US MID-CAP ETF Schwab ETFs Mid-Cap Blend NYSE
1363    SCHO 8/5/2010 19.63 SCHWAB SHORT-TERM US TREASURY ETF Schwab ETFs Short Government NYSE
1364    SCHP 8/5/2010 22.63 SCHWAB US TIPS ETF Schwab ETFs Inflation-Protected Bond NYSE
1365    SCHR 8/5/2010 11.39 SCHWAB INTERMEDIATE-TERM US TRS ETF Schwab ETFs Intermediate Government NYSE
1366    SCHV 12/11/2009 27.52 SCHWAB US LARGE-CAP VALUE ETF Schwab ETFs Large Value NYSE
1367    SCHX 11/3/2009 83.18 SCHWAB US LARGE-CAP ETF Schwab ETFs Large Blend NYSE
1368    SCHZ 7/14/2011 34.94 SCHWAB US AGGREGATE BOND ETF Schwab ETFs Intermediate-Term Bond NYSE
1369    SCID 5/14/2015 0.18 GLOBAL X SCIENTIFIC BETA EUROPE ETF Global X Funds Europe Stock NYSE
1370    SCIF 9/24/2010 28.49 VANECK VECTORS INDIA SMALL-CAP ETF Van Eck India Equity NYSE
1371    SCIJ 5/13/2015 0.09 GLOBAL X SCIENTIFIC BETA JAPAN ETF Global X Funds Japan Stock NYSE
1372    SCIN 7/12/2010 3.97 COLUMBIA INDIA SMALL CAP ETF Columbia India Equity NYSE
1373    SCIU 5/13/2015 0.71 GLOBAL X SCIENTIFIC BETA US ETF Global X Funds Large Blend NYSE
1374    SCIX 5/13/2015 0.08
1375    SCJ 9/28/2009 8.13 ISHARES MSCI JAPAN SMALL-CAP iShares Japan Stock NYSE
1376    SCO 9/28/2009 432.44 PROSHARES ULTRASHORT BLOOMBERG CRUDE OIL ProShares Trading--Inverse Commodities NYSE
1377    SCTO 10/23/2014 0.53 GLOBAL X | JPMORGAN US SECTOR ROTAT ETF Global X Funds Allocation--70% to 85% Equity NYSE
1378    SCZ 9/28/2009 138.63 ISHARES MSCI EAFE SMALL-CAP iShares Foreign Small/Mid Blend NASDAQ
1379    SDD 9/28/2009 4.48 PROSHARES ULTRASHORT SMALLCAP600 ProShares Trading--Inverse Equity NYSE
1380    SDEM 3/17/2015 0.61 GLOBAL X MSCI SUPERDIVIDEND EM MKTS ETF Global X Funds Diversified Emerging Mkts NYSE
1381    SDIV 6/9/2011 32.73 GLOBAL X SUPERDIVIDEND ETF Global X Funds World Stock NYSE
1382    SDOG 6/29/2012 20.85 ALPS SECTOR DIVIDEND DOGS ETF ALPS Large Value NYSE
1383    SDOW 2/11/2010 245.94 PROSHARES ULTRAPRO SHORT DOW30 ProShares Trading--Inverse Equity NYSE
1384    SDP 9/28/2009 2.12 PROSHARES ULTRASHORT UTILITIES ProShares Trading--Inverse Equity NYSE
1385    SDS 9/28/2009 2740.93 PROSHARES ULTRASHORT S&P500 ProShares Trading--Inverse Equity NYSE
1386    SDVY 11/3/2017 0.02 FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF NASDAQ
1387    SDY 9/28/2009 203.7 SPDR S&P DIVIDEND ETF SPDR State Street Global Advisors Large Value NYSE
1388    SDYL 5/23/2012 0.88 UBS ETRACS MTHLY PAY 2XLVRGD S&P DIV ETN UBS Group AG Trading--Leveraged Equity NYSE
1389    SEA 9/28/2009 12.12 GUGGENHEIM SHIPPING ETF Guggenheim Investments Industrials NYSE
1390    SEF 9/28/2009 14.99 PROSHARES SHORT FINANCIALS ProShares Trading--Inverse Equity NYSE
1391    SGDJ 3/31/2015 3.21 ALPS SPROTT JUNIOR GOLD MINERS ETF ALPS Equity Precious Metals NYSE
1392    SGDM 7/15/2014 11.08 SPROTT GOLD MINERS ETF ALPS Equity Precious Metals NYSE
1393    SGOL 9/28/2009 26.43 ETFS PHYSICAL SWISS GOLD ETFS Swiss Gold Trust Commodities Precious Metals NYSE
1394    SGQI 12/8/2016 0.07 JANUS SG GLOBAL QUALITY INCOME ETF NASDAQ
1395    SH 9/28/2009 544.69 PROSHARES SHORT S&P500 ProShares Trading--Inverse Equity NYSE
1396    SHAG 5/18/2017 0.13
1397    SHE 12/23/2009 0.81 SPDR SSGA GENDER DIVERSITY ETF SPDR State Street Global Advisors Large Blend NYSE
1398    SHM 9/28/2009 71.67 SPDR NUVEEN BLMBG BARCLAYS ST MUNBD ETF SPDR State Street Global Advisors Muni National Short NYSE
1399    SHNY 9/8/2016 0.78 DIREXION DAILY SILVER MNRS BULL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
1400    SHV 9/28/2009 67.21 ISHARES SHORT TREASURY BOND iShares Short Government NYSE
1401    SHY 9/28/2009 174.34 ISHARES 1-3 YEAR TREASURY BOND iShares Short Government NYSE
1402    SHYD 1/14/2014 2.94 VANECK VECTORS SHORT HIGH-YIELD MUNI ETF Van Eck High Yield Muni NYSE
1403    SHYG 10/17/2013 27.92 ISHARES 0-5 YEAR HIGH YIELD CORP BD iShares High Yield Bond NYSE
1404    SIJ 9/28/2009 3.53 PROSHARES ULTRASHORT INDUSTRIAL ProShares Trading-Inverse Equity NYSE
1405    SIL 7/12/2010 65.33 GLOBAL X SILVER MINERS ETF Global X Funds Equity Precious Metals NYSE
1406    SILJ 11/29/2012 8.29 PUREFUNDS ISE JUNIOR SILVER ETF Exchange Traded Fund Financial NYSE
1407    SIVR 9/28/2009 43.5 ETFS PHYSICAL SILVER ETF Securities Commodities Precious Metals NYSE
1408    SIZ 9/7/2011 0.36 QUANTSHARES US MARKET NEUTRAL SIZE QuantShares Market Neutral NYSE
1409    SIZE 4/18/2013 1.21 ISHARES EDGE MSCI USA SIZE FACTOR iShares Large Blend NYSE
1410    SJB 3/22/2011 11.9 PROSHARES SHORT HIGH YIELD ProShares Trading--Inverse Debt NYSE
1411    SJNK 3/15/2012 166.72 SPDR BLMBG BARCLAYSST HY BD ETF SPDR State Street Global Advisors High Yield Bond NYSE
1412    SKF 9/28/2009 806.17 PROSHARES ULTRASHORT FINANCIALS ProShares Trading--Inverse Equity NYSE
1413    SKOR 4/14/2010 1.09 FLEXSHARES CREDIT-SCORED US CORP BD ETF Flexshares Trust Corporate Bond NASDAQ
1414    SKYY 7/6/2011 14.71 FIRST TRUST CLOUD COMPUTING ETF First Trust Technology NASDAQ
1415    SLIM 6/9/2016 0.07 THE OBESITY ETF Janus Health NASDAQ
1416    SLQD 10/17/2013 4.53 ISHARES 0-5 YEAR INVMT GRD CORP BD iShares Short-Term Bond NASDAQ
1417    SLV 9/28/2009 2817.42 ISHARES SILVER TRUST iShares Commodities Precious Metals NYSE
1418    SLVO 4/17/2013 3.02 CREDIT SUISSE X-LINKS SILVER COVCALL ETN Credit Suisse AG Commodities Precious Metals NASDAQ
1419    SLVP 2/2/2012 7 ISHARES MSCI GLOBAL SILVER MINERS iShares Equity Precious Metals NYSE
1420    SLX 9/28/2009 37.75 VANECK VECTORS STEEL ETF Van Eck Natural Resources NYSE
1421    SLY 8/30/2010 4.81 SPDR S&P 600 SMALL CAP ETF SPDR State Street Global Advisors Small Blend NYSE
1422    SLYG 8/30/2010 4.25 SPDR S&P 600 SMALL CAP GROWTH ETF SPDR State Street Global Advisors Small Growth NYSE
1423    SLYV 8/30/2010 6.61 SPDR S&P 600 SMALL CAP VALUE ETF SPDR State Street Global Advisors Small Value NYSE
1424    SMB 9/28/2009 9.93 VANECK VECTORS AMT-FREE SHORT MUNI ETF Van Eck Muni National Short NYSE
1425    SMCP 4/21/2015 0.23 ALPHAMARK ACTIVELY MANAGED SMALL CAP ETF NASDAQ
1426    SMDD 2/11/2010 9.61 PROSHARES ULTRAPRO SHORT MIDCAP400 ProShares Trading--Inverse Equity NYSE
1427    SMDV 2/5/2015 3.21 PROSHARES RUSSELL 2000 DIVIDEND GROWERS ProShares Small Value BATS
1428    SMEZ 6/5/2014 1.09 SPDR EURO STOXX SMALL CAP ETF SPDR State Street Global Advisors Europe Stock NYSE
1429    SMH 9/28/2009 1527.56 VANECK VECTORS SEMICONDUCTOR ETF Van Eck Technology NYSE
1430    SMHD 2/4/2015 4.1
1431    SMIN 2/9/2012 6.48 ISHARES MSCI INDIA SMALL-CAP iShares India Equity BATS
1432    SMLF 4/30/2015 0.7 ISHARES EDGE MSCI MULTIFACTOR USA SM-CP iShares Small Blend NYSE
1433    SMLL 7/29/2014 0.28 DIREXION DAILY SMALL CAP BULL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
1434    SMLV 2/21/2013 1.49 SPDR SSGA US SMALL CAP LOW VOLATIL ETF SPDR State Street Global Advisors Small Blend NYSE
1435    SMMU 2/3/2010 1.79 PIMCO SHORT TERM MUNICIPAL BOND ACTV ETF Pimco Muni National Short NYSE
1436    SMMV 9/9/2016 0.22 ISHARES EDGE MSCI MIN VOL USA SMALL-CAP iShares Small Blend BATS
1437    SMN 9/28/2009 172.04 PROSHARES ULTRASHORT BASIC MATE ProShares Trading-Inverse Equity NYSE
1438    SNLN 11/7/2012 13.76 HIGHLAND/IBOXX SENIOR LOAN ETF Highland Funds Bank Loan NASDAQ
1439    SNSR 9/16/2016 1.92 GLOBAL X INTERNET OF THINGS THEMATIC ETF Global X Funds Technology NASDAQ
1440    SOCL 11/15/2011 13.92 GLOBAL X SOCIAL MEDIA ETF NASDAQ
1441    SOIL 5/26/2011 2.64 GLOBAL X FERTILIZERS/POTASH ETF Global X Funds Natural Resources NYSE
1442    SOVB 2/23/2016 0.28
1443    SOXL 4/9/2010 134.15 DIREXION DAILY SEMICONDCT BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1444    SOXS 4/9/2010 79.32 DIREXION DAILY SEMICONDCT BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1445    SOXX 9/24/2010 123.41 ISHARES PHLX SOX SEMICONDUCTOR SECTOR INDEX FUND NASDAQ
1446    SOYB 9/19/2011 3.03 TEUCRIUM SOYBEAN FUND ETV Teucrium Commodities Agriculture NYSE
1447    SPAB 4/24/2017 7.5
1448    SPDN 6/8/2016 1.09 DIREXION DAILY S&P 500 BEAR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
1449    SPDW 4/24/2017 6.51
1450    SPEM 4/24/2017 6.23
1451    SPFF 7/17/2012 13.15 GLOBAL X SUPERINCOME PREFERRED ETF Global X Funds Preferred Stock NYSE
1452    SPHB 5/5/2011 14.95 POWERSHARES S&P 500 HIGH BETA ETF PowerShares Large Blend NYSE
1453    SPHD 10/18/2012 34.79 POWERSHARES S&P 500 HIGH DIV LOW VOLETF PowerShares Large Value NYSE
1454    SPHQ 11/7/2011 15.65 POWERSHARES S&P 500 QUALITY ETF PowerShares Large Blend NYSE
1455    SPIB 4/24/2017 11.05
1456    SPLV 5/5/2011 182.87 POWERSHARES S&P 500 LOW VOLATILITY ETF PowerShares Large Value NYSE
1457    SPLX 3/26/2014 1.12 UBS ETRACS M RESET 2XLVG S&P 500 TR ETN UBS Group AG Trading--Leveraged Equity NYSE
1458    SPMO 10/12/2015 0.18 POWERSHARES S&P 500 MOMENTUM PowerShares Large Growth NYSE
1459    SPPP 12/19/2012 15.93 SPROTT PHYSICAL PLATINUM AND PA Exchange Traded Fund Financial NYSE
1460    SPTL 4/24/2017 2.62
1461    SPTM 4/24/2017 4.71
1462    SPTS 4/24/2017 1.72
1463    SPUN 6/10/2015 0.11 VANECK VECTORS GLOBAL SPIN-OFF ETF Van Eck Mid-Cap Blend NYSE
1464    SPUU 5/28/2014 2.03 DIREXION DAILY S&P 500 BULL 2X ETF Exchange Traded Fund Financial NYSE
1465    SPVU 10/9/2015 0.21
1466    SPXE 9/24/2015 0.15 PROSHARES S&P 500 EX-ENERGY ProShares Large Blend NYSE
1467    SPXL 3/5/2012 368.31 DIREXION DAILY S&P500 BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1468    SPXN 9/24/2015 0.01 PROSHARES S&P 500 EX-FINANCIALS ProShares Large Blend NYSE
1469    SPXS 3/5/2012 434.48 DIREXION DAILY S&P 500 BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1470    SPXT 9/24/2015 0.03
1471    SPXU 9/28/2009 1412.07 PROSHARES ULTRAPRO SHORT S&P500 ProShares Trading--Inverse Equity NYSE
1472    SPXV 9/24/2015 0.02
1473    SPY 9/30/2009 32724.71 SPDR S&P 500 ETF SPDR State Street Global Advisors Large Blend NYSE
1474    SPYB 2/5/2015 0.23 SPDR S&P 500 BUYBACK ETF SPDR State Street Global Advisors Large Blend NYSE
1475    SPYD 10/22/2015 4.95 SPDR S&P 500 HIGH DIVIDEND ETF SPDR State Street Global Advisors Large Value NYSE
1476    SPYG 8/30/2010 11.91 SPDR S&P 500 GROWTH ETF SPDR State Street Global Advisors Large Growth NYSE
1477    SPYV 8/30/2010 6.12 SPDR S&P 500 VALUE ETF SPDR State Street Global Advisors Large Value NYSE
1478    SPYX 12/1/2015 0.67 SPDR S&P 500 FOSSIL FUEL RSRV FREE ETF SPDR State Street Global Advisors Large Blend NYSE
1479    SQLV 7/13/2017 0.03 LEGG MASON SMALL-CAP QUALITY VALUE ETF NASDAQ
1480    SQQQ 2/11/2010 907.9 PROSHARES ULTRAPRO SHORT QQQ ProShares Trading--Inverse Equity NASDAQ
1481    SQZZ 3/22/2017 0.03 ACTIVE ALTS CONTRARIAN ETF NASDAQ
1482    SRET 3/17/2015 1.57 GLOBAL X SUPERDIVIDEND REIT ETF Global X Funds Real Estate NASDAQ
1483    SRLN 4/4/2013 22.41 SPDR BLACKSTONE / GSO SENIOR LOAN ETF SPDR State Street Global Advisors Bank Loan NYSE
1484    SRS 9/28/2009 451.53 PROSHARES ULTRASHORT REAL ESTATE ProShares Trading--Inverse Equity NYSE
1485    SRTY 2/11/2010 227.64 PROSHARES ULTRAPRO SHORT RUSSELL2000 ProShares Trading--Inverse Equity NYSE
1486    SSG 9/28/2009 14.77 PROSHARES ULTRASHORT SEMICONDUCTORS ProShares Trading--Inverse Equity NYSE
1487    SSO 9/28/2009 2538.78 PROSHARES ULTRA S&P500 ProShares Trading--Leveraged Equity NYSE
1488    STIP 12/3/2010 8.44 ISHARES 0-5 YEAR TIPS BOND iShares Inflation-Protected Bond NYSE
1489    STN 9/28/2009 8.94
1490    STOT 4/14/2016 0.41
1491    STPP 8/10/2010 2.02 IPATH US TREASURY STEEPENER ETN iPath Trading-Miscellaneous NYSE
1492    STPZ 9/28/2009 17.88 PIMCO 1-5 YEAR US TIPS ETF Pimco Inflation-Protected Bond NYSE
1493    SUB 9/28/2009 13.47 ISHARES SHORT-TERM NATIONAL MUNI BOND iShares Muni National Short NYSE
1494    SUSB 7/18/2017 0.1 ISHARES ESG 1-5 YEAR USD CORPORATE BOND ETF NASDAQ
1495    SUSC 7/20/2017 0.09 ISHARES ESG USD CORPORATE BOND ETF NASDAQ
1496    SVXY 10/4/2011 974.27 PROSHARES SHORT VIX SHORT-TERM FUTURES ProShares Volatility NYSE
1497    SWIN 1/10/2017 0.16 ALPS/DORSEY WRIGHT SECTOR MOMENTUM ETF NASDAQ
1498    SYE 1/9/2014 0.25 SPDR MFS SYSTEMATIC CORE EQUITY ETF SPDR State Street Global Advisors Large Value NYSE
1499    SYG 1/9/2014 0.43 SPDR MFS SYSTEMATIC GROWTH EQUITY ETF SPDR State Street Global Advisors Large Growth NYSE
1500    SYLD 5/14/2013 4.31 CAMBRIA SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Mid-Cap Value NYSE
1501    SYV 1/9/2014 0.23 SPDR MFS SYSTEMATIC VALUE EQUITY ETF SPDR State Street Global Advisors Large Value NYSE
1502    SZK 9/28/2009 1.51 PROSHARES ULTRASHORT CONSUMER GOODS ProShares Trading--Inverse Equity NYSE
1503    SZO 9/28/2009 1.4 POWERSHARES DB CRUDE OIL SHORT Deutsche Bank Trading-Inverse Commodities NYSE
1504    TAGS 3/28/2012 0.39 TEUCRIUM AGRICULTURAL ETF Exchange Traded Fund Financial NYSE
1505    TAN 9/28/2009 83.21 GUGGENHEIM SOLAR ETF Guggenheim Investments Miscellaneous Sector NYSE
1506    TAO 9/28/2009 11.04 GUGGENHEIM CHINA REAL ESTATE ETF Guggenheim Investments China Region NYSE
1507    TAPR 7/15/2014 0.36 BARCLAYS INVERSE US TREASURY AGGT ETN Barclays Funds Trading--Inverse Debt NASDAQ
1508    TBF 9/28/2009 102.1 PROSHARES SHORT 20+ YEAR TREASURY ProShares Trading--Inverse Debt NYSE
1509    TBLU 2/15/2017 0.05 TORTOISE WATER Tortoise Capital Advisors Natural Resources BATS
1510    TBT 9/28/2009 1880.77 PROSHARES ULTRASHORT 20+ YEAR TREASURY ProShares Trading--Inverse Debt NYSE
1511    TBX 4/5/2011 2.66 PROSHARES SHORT 7-10 YEAR TREASURY ProShares Trading--Inverse Debt NYSE
1512    TCHF 5/12/2016 0.11 ISHARES EDGE MSCI MULTIFACTOR TECHNOLOGY iShares Technology BATS
1513    TDIV 8/14/2012 12.65 FIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUND NASDAQ
1514    TDTF 9/22/2011 5.46 FLEXSHARES IBOXX 5YR TARGET DUR TIPS ETF Flexshares Trust Inflation-Protected Bond NYSE
1515    TDTT 9/23/2011 8.92 FLEXSHARES IBOXX 3 YEAR TARGET Northern Trust Inflation-Protected Bond NYSE
1516    TECL 3/5/2012 44.64 DIREXION DAILY TECHNOLOGY BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1517    TECS 3/5/2012 23.37 DIREXION DAILY TECHNOLOGY BEAR 3X ETF Exchange Traded Fund Financial NYSE
1518    TFI 9/28/2009 66.5 SPDR NUVEEN BLMBG BARCLAYS MUNI BD ETF SPDR State Street Global Advisors Muni National Long NYSE
1519    TFLO 2/4/2014 0.52 ISHARES TREASURY FLOATING RATE BOND iShares Short Government NYSE
1520    THD 9/28/2009 97.27 ISHARES MSCI THAILAND CAPPED iShares Miscellaneous Region NYSE
1521    TILT 9/22/2011 2.41 FLEXSHARES MSTAR US MKT FACTORS TILT ETF Flexshares Trust Large Blend NYSE
1522    TIP 9/28/2009 313.98 ISHARES BARCLAYS TIPS BOND FUND iShares Inflation-Protected Bond NYSE
1523    TIPX 5/30/2013 1.08 SPDR BLMBG BARCLAYS 1-10 YEAR TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond NYSE
1524    TIPZ 9/28/2009 1.92 PIMCO BROAD US TIPS ETF Pimco Inflation-Protected Bond NYSE
1525    TLDH 11/10/2015 0.15
1526    TLEH 11/10/2015 0.41 FLEXSHARES CCY HDGD MS EM FCT TILTIDX Flexshares Trust Diversified Emerging Mkts NYSE
1527    TLH 9/28/2009 12.58 ISHARES 10-20 YEAR TREASURY BOND iShares Long Government NYSE
1528    TLT 9/28/2009 3175.82 ISHARES 20+ YEAR TREASURY BOND iShares Long Government NASDAQ
1529    TLTD 9/28/2012 5.21 FLEXSHARES MSTAR DEVMKS EXUS FCTTILT ETF Flexshares Trust Foreign Large Blend NYSE
1530    TLTE 9/28/2012 4.57 FLEXSHARES MSTAR EMGMKTS FCTTILT ETF Flexshares Trust Diversified Emerging Mkts NYSE
1531    TMF 9/28/2009 69.55 DIREXION DAILY 20+ YR TRSY BULL 3X ETF Direxion Funds Trading--Leveraged Debt NYSE
1532    TMV 9/28/2009 255.5 DIREXION DAILY 20+ YR TRSY BEAR 3X ETF Direxion Funds Trading--Inverse Debt NYSE
1533    TNA 9/28/2009 3066.16 DIREXION DAILY SMALL CAP BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1534    TOK 9/28/2009 3.85 ISHARES MSCI KOKUSAI iShares World Stock NYSE
1535    TOLZ 3/27/2014 0.98 PROSHARES DJ BROOKFIELD GLOBAL INFRAS ProShares Infrastructure NYSE
1536    TOTL 2/24/2015 26.36 SPDR DOUBLELINE TOTAL RETURN TACT ETF SPDR State Street Global Advisors Intermediate-Term Bond NYSE
1537    TPYP 6/30/2015 1.2 TORTOISE NORTH AMERICAN PIPELINE FUND Tortoise Capital Energy Limited Partnership NYSE
1538    TQQQ 2/11/2010 853.89 PROSHARES ULTRAPRO QQQ ProShares Trading--Leveraged Equity NASDAQ
1539    TTAC 9/28/2016 0.39 TRIMTABS FLOAT SHRINK ETF TrimTabs Large Blend BATS
1540    TTFS 10/5/2011 2.83 ADVISORSHARES WILSHIRE BUYBACK ETF AdvisorShares Mid-Cap Blend NYSE
1541    TTT 4/9/2010 23.81 PROSHARES ULTRAPRO SHORT 20+ YEAR TRS ProShares Trading--Inverse Debt NYSE
1542    TUR 9/28/2009 124.16 ISHARES MSCI TURKEY ETF NASDAQ
1543    TUSA 9/16/2014 0.27 FIRST TRUST TOTAL US MARKET ALPHADEX ETF NASDAQ
1544    TUZ 9/28/2009 3.26 PIMCO 1-3 YEAR US TREASURY ETF Pimco Short Government NYSE
1545    TVIX 11/30/2010 2098.77 VELOCITYSHARES DAILY 2X VIX ST ETN Credit Suisse AG Volatility NASDAQ
1546    TVIZ 11/30/2010 2.22 VELOCITYSHARES DAILY 2X VIX MT ETN Credit Suisse AG Volatility NASDAQ
1547    TWM 9/28/2009 862.84 PROSHARES ULTRASHORT RUSSELL2000 ProShares Trading--Inverse Equity NYSE
1548    TYBS 3/23/2011 0.6 DIREXION DAILY 20+ YEAR TRS BEAR 1X ETF Direxion Funds Trading--Inverse Debt NYSE
1549    TYD 9/28/2009 2.56 DIREXION DAILY 10-YR TREASURY B Direxion Funds Trading-Leveraged Debt NYSE
1550    TYNS 3/23/2011 0.38 DIREXION DAILY 7 10 YEAR TREASU Direxion Funds Trading-Inverse Debt NYSE
1551    TYO 9/28/2009 5.06 DIREXION DAILY 7-10 YR TRS BEAR 3X ETF Direxion Funds Trading--Inverse Debt NYSE
1552    TZA 9/28/2009 3109.98 DIREXION DAILY SMALL CAP BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1553    UAE 5/1/2014 2.07 ISHARES MSCI UAE CAPPED iShares Miscellaneous Region NASDAQ
1554    UAG 9/28/2009 1.12 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Agriculture NYSE
1555    UBC 9/28/2009 1.27 UBS ETRACS CMCI LIVESTOCK TOT RET ETN UBS Group AG Commodities Agriculture NYSE
1556    UBG 9/28/2009 0.81 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Precious Metals NYSE
1557    UBIO 6/23/2015 17.09 PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ProShares Trading--Leveraged Equity NASDAQ
1558    UBM 9/29/2009 0.94 UBS ETRACS CMCI INDL MTLS TOT RET ETN UBS Group AG Commodities Industrial Metals NYSE
1559    UBN 9/29/2009 0.68 UBS ETRACS CMCI ENERGY TOTAL RETURN ETN UBS Group AG Commodities Energy NYSE
1560    UBR 7/12/2010 3.53 PROSHARES ULTRA MSCI BRAZIL CAPPED ProShares Trading--Leveraged Equity NYSE
1561    UBT 1/21/2010 10.9 PROSHARES ULTRA 20+ YEAR TREASURY ProShares Trading--Leveraged Debt NYSE
1562    UCC 9/28/2009 1.37 PROSHARES ULTRA CONSUMER SERVICES ProShares Trading--Leveraged Equity NYSE
1563    UCI 9/29/2009 4.65 UBS ETRACS CMCI TOTAL RETURN ETN UBS Group AG Commodities Broad Basket NYSE
1564    UCIB 10/9/2015 0.04
1565    UCO 9/28/2009 1086.59 PROSHARES ULTRA DJ-AIG CRUDE OI ProShares Trading-Leveraged Commodities NYSE
1566    UDBI 12/29/2015 0.02 LEGG MASON US DIVERSIFIED CORE ETF Legg Mason Large Blend NASDAQ
1567    UDN 9/28/2009 18.31 POWERSHARES DB US DOLLAR BEARISH ETF PowerShares DB Multicurrency NYSE
1568    UDOW 2/11/2010 118.24 PROSHARES ULTRAPRO DOW30 ProShares Trading--Leveraged Equity NYSE
1569    UGA 9/28/2009 15.9 UNITED STATES GASOLINE United States Commodity Funds LLC Commodities Energy NYSE
1570    UGAZ 2/8/2012 619.56 VELOCITYSHARES 3X LONG NATURAL GAS ETN Credit Suisse AG Trading--Leveraged Commodities NYSE
1571    UGE 9/28/2009 1.15 PROSHARES ULTRA CONSUMER GOODS ProShares Trading--Leveraged Equity NYSE
1572    UGL 9/28/2009 49.06 PROSHARES ULTRA GOLD ProShares Trading--Leveraged Commodities NYSE
1573    UGLD 10/17/2011 39.46 VELOCITYSHARES 3X LONG GOLD ETN Credit Suisse AG Trading--Leveraged Commodities NASDAQ
1574    UHN 9/28/2009 1.54 UNITED STATES DIESEL-HEATING OIL United States Commodity Funds LLC Commodities Energy NYSE
1575    UJB 4/14/2011 0.51 PROSHARES ULTRA HIGH YIELD ProShares Trading--Leveraged Debt NYSE
1576    ULE 9/28/2009 4.06 PROSHARES ULTRA EURO ProShares Trading--Miscellaneous NYSE
1577    ULST 10/10/2013 1.26 SPDR SSGA ULTRA SHORT TERM BOND ETF SPDR State Street Global Advisors Ultrashort Bond NYSE
1578    UMDD 2/11/2010 10.6 PROSHARES ULTRAPRO MIDCAP400 ProShares Trading--Leveraged Equity NYSE
1579    UNG 9/28/2009 1532.89 UNITED STATES NATURAL GAS United States Commodity Funds LLC Commodities Energy NYSE
1580    UNL 11/18/2009 5.67 UNITED STATES 12 MONTH NATURAL GAS United States Commodity Funds LLC Commodities Energy NYSE
1581    UPRO 9/28/2009 857.2 PROSHARES ULTRAPRO S&P500 ProShares Trading--Leveraged Equity NYSE
1582    UPV 7/12/2010 1.73 PROSHARES ULTRA FTSE EUROPE ProShares Trading--Leveraged Equity NYSE
1583    UPW 9/28/2009 2.31 PROSHARES ULTRA UTILITIES ProShares Trading--Leveraged Equity NYSE
1584    URA 11/5/2010 55.68 GLOBAL X URANIUM ETF Global X Funds Natural Resources NYSE
1585    URE 9/28/2009 227.28 PROSHARES ULTRA REAL ESTATE ProShares Trading-Leveraged Equity NYSE
1586    URR 9/28/2009 0.56 MARKET VECTORS DOUBLE LONG EURO ETN Market Vectors Trading--Miscellaneous NYSE
1587    URTH 1/12/2012 5.16 ISHARES MSCI WORLD iShares World Stock NYSE
1588    URTY 2/11/2010 101.52 PROSHARES ULTRAPRO RUSSELL2000 ProShares Trading--Leveraged Equity NYSE
1589    USAG 4/13/2012 0.21
1590    USCI 8/10/2010 13.35 UNITED STATES COMMODITY INDEX United States Commodity Funds LLC Commodities Broad Basket NYSE
1591    USD 9/28/2009 22.57 PROSHARES ULTRA SEMICONDUCTORS ProShares Trading--Leveraged Equity NYSE
1592    USDU 12/18/2013 5.28 WISDOMTREE BLOOMBERG US DLLR BULLISH ETF WisdomTree Multicurrency NYSE
1593    USFR 2/4/2014 0.65 WISDOMTREE BLOOMBERG FLOATING RT TRS ETF WisdomTree Short Government NYSE
1594    USL 9/28/2009 12.84 UNITED STATES 12 MONTH OIL United States Commodity Funds LLC Commodities Energy NYSE
1595    USLB 11/5/2015 0.56 POWERSHARES RUSSELL 1000 LOW BETA EQ WGT PowerShares Mid-Cap Blend NASDAQ
1596    USLV 10/17/2011 147.91 VELOCITYSHARES 3X LONG SILVER ETN Credit Suisse AG Trading--Leveraged Commodities NASDAQ
1597    USMC 10/12/2017 0.15 PRINCIPAL U.S. MEGA-CAP MULTI-FACTOR INDEX ETF NASDAQ
1598    USMV 10/20/2011 168.64 ISHARES EDGE MSCI MIN VOL USA iShares Large Blend NYSE
1599    USO 9/28/2009 2599.99 UNITED STATES OIL FUND United States Commodity Funds LLC Commodities Energy NYSE
1600    USRT 11/3/2016 2.18 ISHARES CORE US REIT iShares Real Estate NYSE
1601    UST 1/22/2010 18.07 PROSHARES ULTRA 7-10 YEAR TREASURY ProShares Trading--Leveraged Debt NYSE
1602    USV 9/29/2009 1.26 UBS ETRACS CMCI SILVER TOTAL RETURN ETN UBS Group AG Commodities Precious Metals NYSE
1603    UTES 9/24/2015 0.12
1604    UTLF 5/12/2016 0.03 ISHARES EDGE MSCI MULTIFACTOR UTILITIES iShares Utilities BATS
1605    UUP 9/28/2009 272.52 POWERSHARES DB US DOLLAR BULLISH ETF PowerShares DB Multicurrency NYSE
1606    UVXY 10/4/2011 4649.07 PROSHARES ULTRA VIX SHORT-TERM FUTURES ProShares Volatility NYSE
1607    UWM 9/28/2009 402.41 PROSHARES ULTRA RUSSELL2000 ProShares Trading--Leveraged Equity NYSE
1608    UWT 12/9/2016 124.93 VELOCITYSHARES 3X LNG CRUDE OIL ETN NEW Credit Suisse AG Trading--Leveraged Commodities NYSE
1609    UXI 9/28/2009 5.15 PROSHARES ULTRA INDUSTRIALS ProShares Trading--Leveraged Equity NYSE
1610    UYG 9/28/2009 551.91 PROSHARES ULTRA FINANCIALS ProShares Trading--Leveraged Equity NYSE
1611    UYM 9/28/2009 280.83 PROSHARES ULTRA BASIC MATERIALS ProShares Trading--Leveraged Equity NYSE
1612    VALX 12/10/2014 0.36 VALIDEA MARKET LEGENDS ETF NASDAQ
1613    VAMO 9/9/2015 0.44 CAMBRIA VALUE AND MOMENTUM ETF CAMBRIA ETF TRUST Large Value BATS
1614    VAW 9/28/2009 31.92 VANGUARD MATERIALS ETF Vanguard Natural Resources NYSE
1615    VB 9/28/2009 157.2 VANGUARD SMALL-CAP ETF Vanguard Small Blend NYSE
1616    VBK 9/28/2009 53.99 VANGUARD SMALL-CAP GROWTH ETF Vanguard Small Growth NYSE
1617    VBND 10/16/2014 1.81 VIDENT CORE US BOND STRATEGY ETF Vident Financial Intermediate-Term Bond NASDAQ
1618    VBR 9/28/2009 64.01 VANGUARD SMALL-CAP VALUE ETF Vanguard Small Value NYSE
1619    VCIT 11/23/2009 111.03 VANGUARD INTERM-TERM CORP BD ETF Vanguard Corporate Bond NASDAQ
1620    VCLT 11/23/2009 36.5 VANGUARD LONG-TERM CORPORATE BD ETF Vanguard Corporate Bond NASDAQ
1621    VCR 9/28/2009 30.69 VANGUARD CONSUMER DISCRETIONARY ETF Vanguard Consumer Cyclical NYSE
1622    VCSH 11/23/2009 147.16 VANGUARD SHORT-TERM CORPORATE BOND ETF Vanguard Short-Term Bond NASDAQ
1623    VDC 9/28/2009 29.45 VANGUARD CONSUMER STAPLES ETF Vanguard Consumer Defensive NYSE
1624    VDE 9/28/2009 95.84 VANGUARD ENERGY ETF Vanguard Equity Energy NYSE
1625    VEA 9/28/2009 888.08 VANGUARD FTSE DEVELOPED MARKETS ETF Vanguard Foreign Large Blend NYSE
1626    VEGA 9/18/2012 1.16 ADVISORSHARES STAR GLOBAL BUY-WRITE ETF Exchange Traded Fund Financial NYSE
1627    VEGI 2/2/2012 1.75 ISHARES MSCI GLBL AGRICULTURE PRODUCERS iShares Natural Resources NYSE
1628    VEU 9/28/2009 364.44 VANGUARD FTSE ALL-WLD EX-US ETF Vanguard Foreign Large Blend NYSE
1629    VFH 9/28/2009 100.86 VANGUARD FINANCIALS ETF Vanguard Financial NYSE
1630    VGIT 11/23/2009 10.2 VANGUARD INTERM-TERM GOVT BD ETF Vanguard Intermediate Government NASDAQ
1631    VGK 9/28/2009 851.4 VANGUARD FTSE EUROPE ETF Vanguard Europe Stock NYSE
1632    VGLT 11/24/2009 12.19 VANGUARD LONG-TERM GOVERNMENT BD ETF Vanguard Long Government NASDAQ
1633    VGSH 11/23/2009 12.55 VANGUARD SHORT-TERM GOVERNMENT BOND ETF Vanguard Short Government NASDAQ
1634    VGT 9/28/2009 96.39 VANGUARD INFORMATION TECHNOLOGY ETF Vanguard Technology NYSE
1635    VHT 9/28/2009 61.04 VANGUARD HEALTH CARE ETF Vanguard Health NYSE
1636    VIDI 10/30/2013 3.94 VIDENT INTERNATIONAL EQUITY FUND NASDAQ
1637    VIG 9/28/2009 237.37 VANGUARD DIVIDEND APPRECIATION ETF Vanguard Large Blend NYSE
1638    VIGI 3/2/2016 5.39 VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF NASDAQ
1639    VIIX 11/30/2010 69.8 VELOCITYSHARES VIX ST ETN Credit Suisse AG Volatility NASDAQ
1640    VIIZ 11/30/2010 0.99 VELOCITYSHARES VIX MT ETN Credit Suisse AG Volatility NASDAQ
1641    VIOG 9/24/2010 2.16 VANGUARD S&P SMALL-CAP 600 GROW Vanguard Small Growth NYSE
1642    VIOO 9/24/2010 5.04 VANGUARD S&P SMALL-CAP 600 ETF Vanguard Small Blend NYSE
1643    VIOV 9/24/2010 2.03 VANGUARD S&P SMALL-CAP 600 VALUE ETF Vanguard Small Value NYSE
1644    VIS 9/28/2009 32.44 VANGUARD INDUSTRIALS ETF Vanguard Industrials NYSE
1645    VIXM 1/4/2011 12.46 PROSHARES VIX MID-TERM FUTURES ProShares Volatility NYSE
1646    VIXY 1/4/2011 539.16 PROSHARES VIX SHORT-TERM FUTURES ProShares Volatility NYSE
1647    VLU 10/25/2012 0.15 SPDR S&P 1500 VALUE TILT ETF SPDR State Street Global Advisors Large Value NYSE
1648    VLUE 4/18/2013 12.47 ISHARES EDGE MSCI USA VALUE FACTOR iShares Large Value NYSE
1649    VMAX 5/3/2016 0.78 REX VOLMAXX LNG VIX WKLY FUTS STRAT ETF VolMAXX Volatility BATS
1650    VMBS 11/23/2009 27.45 VANGUARD MORTGAGE-BACKED SECS ETF Vanguard Intermediate-Term Bond NASDAQ
1651    VMIN 5/3/2016 2.2 REX VOLMAXX SHORT VIX WKLY FUTSSTRATETF VolMAXX Volatility BATS
1652    VNLA 11/17/2016 1.34 JANUS SHORT DURATION INCOME ETF Janus World Bond NYSE
1653    VNM 9/28/2009 84.84 VANECK VECTORS VIETNAM ETF Van Eck Miscellaneous Region NYSE
1654    VNQ 9/28/2009 1451.72 VANGUARD REIT ETF Vanguard Real Estate NYSE
1655    VNQI 11/1/2010 49.26 VANGUARD GLOBAL EX-US REAL EST ETF Vanguard Global Real Estate NASDAQ
1656    VO 9/28/2009 98.43 VANGUARD MID-CAP ETF Vanguard Mid-Cap Blend NYSE
1657    VOE 9/28/2009 51.34 VANGUARD MID-CAP VALUE ETF Vanguard Mid-Cap Value NYSE
1658    VONE 9/24/2010 4.95 VANGUARD RUSSELL 1000 ETF Vanguard Large Blend NASDAQ
1659    VONG 9/24/2010 6.44 VANGUARD RUSSELL 1000 GROWTH ETF Vanguard Large Growth NASDAQ
1660    VONV 9/24/2010 5.52 VANGUARD RUSSELL 1000 VALUE ETF Vanguard Large Value NASDAQ
1661    VOO 9/24/2010 460.39 VANGUARD 500 ETF Vanguard Large Blend NYSE
1662    VOOG 9/24/2010 7.92 VANGUARD S&P 500 GROWTH ETF Vanguard Large Growth NYSE
1663    VOOV 9/24/2010 3.77 VANGUARD S&P 500 VALUE ETF Vanguard Large Value NYSE
1664    VOT 9/28/2009 35.98 VANGUARD MID-CAP GROWTH ETF Vanguard Mid-Cap Growth NYSE
1665    VOX 9/28/2009 21.58 VANGUARD TELECOMMUNICATION SERVICES ETF Vanguard Communications NYSE
1666    VPL 9/28/2009 103.68 VANGUARD FTSE PACIFIC ETF Vanguard Diversified Pacific/Asia NYSE
1667    VPU 9/28/2009 44.91 VANGUARD UTILITIES ETF Vanguard Utilities NYSE
1668    VQT 9/24/2010 3.05 BARCLAYS ETN+ S&P VEQTOR Barclays Funds Long-Short Equity NYSE
1669    VRP 5/1/2014 24.39 POWERSHARES VARIABLE RATE PREFERRED ETF PowerShares Preferred Stock NYSE
1670    VSDA 4/18/2017 0.04 VICTORYSHARES DIVIDEND ACCELERATOR ETF NASDAQ
1671    VSMV 6/22/2017 0.04 VICTORYSHARES US MULTI-FACTOR MINIMUM VOLATILITY ETF NASDAQ
1672    VSS 9/28/2009 30.81 VANGUARD FTSE ALL-WLD EX-US SMCP ETF Vanguard Foreign Small/Mid Blend NYSE
1673    VT 9/28/2009 113.23 VANGUARD TOTAL WORLD STOCK ETF Vanguard World Stock NYSE
1674    VTC 11/9/2017 0.26 VANGUARD TOTAL CORPORATE BOND ETF NASDAQ
1675    VTEB 8/25/2015 14.78
1676    VTHR 9/24/2010 1.89 VANGUARD RUSSELL 3000 ETF Vanguard Large Blend NASDAQ
1677    VTI 9/28/2009 783.38 VANGUARD TOTAL STOCK MARKET ETF Vanguard Large Blend NYSE
1678    VTIP 10/16/2012 31.51 VANGUARD SHORT-TERM INFL-PROT SECS ETF Vanguard Inflation-Protected Bond NASDAQ
1679    VTV 9/28/2009 222.58 VANGUARD VALUE ETF Vanguard Large Value NYSE
1680    VTWG 9/24/2010 3.55 VANGUARD RUSSELL 2000 GROWTH ETF Vanguard Small Growth NASDAQ
1681    VTWO 9/24/2010 11.87 VANGUARD RUSSELL 2000 ETF NASDAQ
1682    VTWV 9/24/2010 2.03 VANGUARD RUSSELL 2000 VALUE ETF Vanguard Small Value NASDAQ
1683    VUG 9/28/2009 192.95 VANGUARD GROWTH ETF Vanguard Large Growth NYSE
1684    VUSE 1/22/2014 2.1 VIDENT CORE US EQUITY Vident Financial Mid-Cap Value NASDAQ
1685    VV 9/28/2009 67.38 VANGUARD LARGE-CAP ETF Vanguard Large Blend NYSE
1686    VWO 9/28/2009 3579.41 VANGUARD FTSE EMERGING MARKETS ETF Vanguard Diversified Emerging Mkts NYSE
1687    VWOB 6/4/2013 11.77 VANGUARD EMERGING MKTS GOVT BD ETF Vanguard Emerging Markets Bond NASDAQ
1688    VXF 9/28/2009 63.38 VANGUARD EXTENDED MARKET ETF Vanguard Mid-Cap Blend NYSE
1689    VXUS 1/28/2011 75.4 VANGUARD TOTAL INTERNATIONAL STOCK ETF Vanguard Foreign Large Blend NASDAQ
1690    VXX 9/28/2009 11977.22 IPATH S&P 500 VIX ST FUTURES ETN Barclays Funds Volatility NYSE
1691    VXZ 9/28/2009 160.36 IPATH S&P 500 VIX MT FUTURES ETN Barclays Funds Volatility NYSE
1692    VYM 9/28/2009 149.21 VANGUARD HIGH DIVIDEND YIELD ETF Vanguard Large Value NYSE
1693    VYMI 3/2/2016 4.11 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF NASDAQ
1694    WBIA 8/27/2014 0.93 WBI TACTICAL SMG SHARES ETF WBI Investments Mid-Cap Blend NYSE
1695    WBIB 8/27/2014 0.96 WBI TACTICAL SMV SHARES ETF WBI Investments Mid-Cap Blend NYSE
1696    WBIC 8/27/2014 1.14 WBI TACTICAL SMY SHARES ETF WBI Investments Mid-Cap Value NYSE
1697    WBID 8/27/2014 0.94 WBI TACTICAL SMS SHARES ETF WBI Investments Mid-Cap Blend NYSE
1698    WBIE 8/27/2014 1.02 WBI TACTICAL LCG SHARES ETF WBI Investments Large Growth NYSE
1699    WBIF 8/27/2014 0.99 WBI TACTICAL LCV SHARES ETF WBI Investments Large Blend NYSE
1700    WBIG 8/27/2014 1.13 WBI TACTICAL LCY SHARES ETF WBI Investments Large Blend NYSE
1701    WBIH 8/27/2014 1.94 WBI TACTICAL HIGH INCOME SHARES ETF WBI Investments Allocation--15% to 30% Equity NYSE
1702    WBII 8/27/2014 1.63 WBI TACTICAL INCOME SHARES ETF WBI Investments Allocation--15% to 30% Equity NYSE
1703    WBIL 8/27/2014 0.89 WBI TACTICAL LCS SHARES ETF WBI Investments Large Blend NYSE
1704    WBIR 7/27/2016 0.21 WBI TACTICAL ROTATION SHARES WBI Investments Multialternative NYSE
1705    WBIY 12/22/2016 0.32 WBI POWER FACTOR HIGH DIVIDEND ETF WBI Investments Large Value NYSE
1706    WDIV 5/30/2013 1.68 SPDR S&P GLOBAL DIVIDEND ETF SPDR State Street Global Advisors World Stock NYSE
1707    WDRW 8/19/2015 0.24 DIREXION DAILY REGIONAL BNKS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1708    WEAR 12/9/2016 0.1 THE WEAR ETF Wear Technology BATS
1709    WEAT 9/19/2011 9.42 TEUCRIUM WHEAT ETF Teucrium Commodities Agriculture NYSE
1710    WFIG 4/27/2016 0.04
1711    WIL 7/10/2014 0.04 BARCLAYS WOMEN IN LEADERSHIP ETN Barclays Funds Large Blend NYSE
1712    WIP 9/28/2009 30.29 SPDR CITI INTL GOVT INFL-PROT BD ETF SPDR State Street Global Advisors World Bond NYSE
1713    WMCR 9/24/2010 1.44 WILSHIRE MICRO-CAP ETF Guggenheim Investments Small Blend NYSE
1714    WMW 9/28/2009 1.62 ELEMENTS MORNINGSTAR WIDEMOAT FOC TR ETN ELEMENTS Large Blend NYSE
1715    WOOD 9/28/2009 7.25 ISHARES GLOBAL TIMBER & FORESTRY iShares Natural Resources NASDAQ
1716    WPS 9/28/2009 6.95 ISHARES TRUST ISHARES S&P DEVEL iShares Global Real Estate NYSE
1717    WREI 4/12/2010 0.87 WILSHIRE US REIT ETF Guggenheim Investments Real Estate NYSE
1718    WSKY 10/12/2016 0.22 SPIRITED FUNDS/ETFMG WHISKEY&SPIRITS ETF SpiritedFund Consumer Defensive NYSE
1719    WTID 1/5/2017 0.57 UBS ETRACS PROSHARES DLY 3X INVRS CRDETN UBS Trading--Inverse Commodities NYSE
1720    WTIU 1/5/2017 0.81 UBS ETRACS PROSHARES DLY 3X LNG CRUD ETN UBS Trading--Leveraged Commodities NYSE
1721    WYDE 8/7/2014 0.17 PROSHARES CDS SHRT NRTH AMER HY CRDT ETF Exchange Traded Fund Financial BATS
1722    XAR 9/29/2011 8.84 SPDR S&P AEROSPACE & DEFENSE ETF SPDR State Street Global Advisors Industrials NYSE
1723    XBI 9/28/2009 833.99 SPDR S&P BIOTECH ETF SPDR State Street Global Advisors Health NYSE
1724    XCEM 9/2/2015 0.18 COLUMBIA EM CORE EX-CHINA ETF Columbia Diversified Emerging Mkts NYSE
1725    XES 9/28/2009 93.72 SPDR S&P OIL & GAS EQUIPMENT&SVCS ETF SPDR State Street Global Advisors Equity Energy NYSE
1726    XHB 9/28/2009 1290.85 SPDR S&P HOMEBUILDERS ETF SPDR State Street Global Advisors Consumer Cyclical NYSE
1727    XHE 1/27/2011 2.24 SPDR S&P HEALTH CARE EQUIPMENT ETF SPDR State Street Global Advisors Health NYSE
1728    XHS 9/29/2011 3.81 SPDR S&P HEALTH CARE SERVICES ETF SPDR State Street Global Advisors Health NYSE
1729    XIVH 7/14/2016 0.43 VELOCITYSHARES VIX SHRT VOLATIL HDG ETN UBS Volatility NYSE
1730    XLB 9/28/2009 2062.33 MATERIALS SELECT SECTOR SPDR State Street Global Advisors Natural Resources NYSE
1731    XLE 9/28/2009 6131.9 ENERGY SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Equity Energy NYSE
1732    XLF 9/28/2009 4444.57 FINANCIAL SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Financial NYSE
1733    XLG 9/28/2009 8.15 GUGGENHEIM S&P 500 TOP 50 ETF Guggenheim Investments Large Blend NYSE
1734    XLI 9/28/2009 2907.39 INDUSTRIAL SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Industrials NYSE
1735    XLK 9/28/2009 1868.08 TECHNOLOGY SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Technology NYSE
1736    XLP 9/28/2009 1832.08 CONSUMER STAPLES SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Consumer Defensive NYSE
1737    XLRE 10/8/2015 95.6 REAL ESTATE SELECT SECTOR SPDR SPDR State Street Global Advisors Real Estate NYSE
1738    XLU 9/28/2009 2787.19 UTILITIES SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Utilities NYSE
1739    XLV 9/28/2009 2462 HEALTH CARE SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Health NYSE
1740    XLY 9/28/2009 2044.79 CONSUMER DISCRET SEL SECT SPDR ETF SPDR State Street Global Advisors Consumer Cyclical NYSE
1741    XME 9/28/2009 1400.21 SPDR S&P METALS AND MINING ETF SPDR State Street Global Advisors Natural Resources NYSE
1742    XMLV 2/15/2013 8.99 POWERSHARES S&P MIDCAP LOW VOLATIL ETF PowerShares Mid-Cap Value NYSE
1743    XMPT 7/13/2011 3.34 VANECK VECTORS CEF MUNICIPAL INCOME ETF Van Eck Muni National Long NYSE
1744    XMX 2/10/2017 0.17 WISDOMTREE GLOBAL EX-MEXICO EQUITY ETF WisdomTree World Stock NYSE
1745    XOP 9/28/2009 3457.78 SPDR S&P OIL & GAS EXPLOR & PRODTN ETF SPDR State Street Global Advisors Equity Energy NYSE
1746    XPH 9/28/2009 29.03 SPDR S&P PHARMACEUTICALS ETF SPDR State Street Global Advisors Health NYSE
1747    XPP 9/28/2009 14.09 PROSHARES ULTRA FTSE CHINA 50 ProShares Trading--Leveraged Equity NYSE
1748    XRLV 4/9/2015 1.9 POWERSHARES S&P 500EX-RATE SNSVLWVTL ETF PowerShares Large Blend NYSE
1749    XRT 9/28/2009 2158.57 SPDR S&P RETAIL ETF SPDR State Street Global Advisors Consumer Cyclical NYSE
1750    XSD 9/28/2009 27.44 SPDR S&P SEMICONDUCTOR ETF State Street Global Advisors Technology NYSE
1751    XSHD 12/1/2016 0.18 POWERSHARES S&P SMCP HI DIV LOW VOLATIL PowerShares Small Value BATS
1752    XSLV 2/15/2013 9.39 POWERSHARES S&P SMALLCAP LOW VOLATIL ETF PowerShares Small Value NYSE
1753    XSOE 12/10/2014 0.79
1754    XSW 9/29/2011 0.88 SPDR S&P SOFTWARE & SERVICES ETF SPDR State Street Global Advisors Technology NYSE
1755    XT 3/23/2015 6.28 ISHARES EXPONENTIAL TECHNOLOGIES iShares Miscellaneous Sector NYSE
1756    XTH 6/28/2016 0.04
1757    XTL 1/27/2011 1.75 SPDR S&P TELECOM ETF SPDR State Street Global Advisors Communications NYSE
1758    XTN 1/27/2011 7.57 SPDR S&P TRANSPORTATION ETF SPDR State Street Global Advisors Industrials NYSE
1759    XUSA 1/26/2017 0.06 QUANTX DYNAMIC BETA US EQUITY ETF QUANTX Large Blend BATS
1760    XVZ 8/18/2011 3.58 IPATH S&P 500 DYNAMIC VIX ETN Barclays Funds Volatility NYSE
1761    XWEB 6/28/2016 0.06 SPDR S&P INTERNET ETF SPDR State Street Global Advisors Technology NYSE
1762    YANG 2/22/2011 54.78 DIREXION DAILY FTSE CHINA BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1763    YAO 10/19/2009 4.74 GUGGENHEIM CHINA ALL-CAP ETF Guggenheim Investments China Region NYSE
1764    YCL 9/28/2009 1.38 PROSHARES ULTRA YEN ProShares Trading--Miscellaneous NYSE
1765    YCS 9/28/2009 47.86 PROSHARES ULTRASHORT YEN ProShares Trading--Miscellaneous NYSE
1766    YDIV 8/23/2013 1.08 INTERNATIONAL MA DIVERS INC ETF First Trust World Allocation NASDAQ
1767    YINN 2/22/2011 175.5 DIREXION DAILY FTSE CHINA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1768    YLCO 5/28/2015 0.57 GLOBAL X YIELDCO ETF Global X Funds World Stock NASDAQ
1769    YLD 7/9/2015 0.26 PRINCIPAL EDGE ACTIVE INCOME ETF Principal Funds Allocation--30% to 50% Equity NYSE
1770    YLDE 5/23/2017 0.01 CLEARBRIDGE DIVIDEND STRATEGY ESG ETF NASDAQ
1771    YMLI 2/12/2013 1.86 VANECK VECTORS HIGH INC INFRAS MLP ETF Van Eck Energy Limited Partnership NYSE
1772    YMLP 3/13/2012 12.05 VANECK VECTORS HIGH INCOME MLP ETF Van Eck Energy Limited Partnership NYSE
1773    YXI 4/9/2010 1.97 PROSHARES SHORT FTSE CHINA 50 ProShares Trading--Inverse Equity NYSE
1774    YYY 2/25/2013 5.3 YIELDSHARES HIGH INCOME ETF YieldShares Tactical Allocation NYSE
1775    ZBIO 6/23/2015 5.74 PROSHARES ULTRAPRO SHORT NASDAQ BIOTECH ProShares Trading--Inverse Equity NASDAQ
1776    ZIV 11/30/2010 17.19 VELOCITYSHARES DAILY INVERSE VIX MT ETN Credit Suisse AG Volatility NASDAQ
1777    ZMLP 1/28/2014 2.96 DIREXION ZACKS MLP HIGH INCOME ETF Direxion Funds Energy Limited Partnership NYSE
1778    ZROZ 11/4/2009 7.94 PIMCO 25+ YEAR ZERO COUPON US TRS ETF Pimco Long Government NYSE
1779    ZSL 9/28/2009 306.74 PROSHARES ULTRASHORT SILVER ProShares Trading--Inverse Commodities NYSE

Delisted Instruments:

 #   Symbol   StartDate   Size(MB)   Description   Industry   Sector   Exchange 
1    AAIT 2/9/2012 0.45 ISHARES MSCI ALL COUNTRY ASIA INFO TECH Exchange Traded Fund Financial NASDAQ
2    AAVX 9/8/2011 0.22 ETRACS DAILY SHORT 1 MONTH S&P NYSE
3    ABCS 6/8/2011 0.38 GUGGENHEIM ABC HIGH DIVIDEND ET Guggenheim Funds Distributors, Inc. Foreign Large Value NYSE
4    ACCU 1/26/2012 1.25 ADVISORSHARES ACCUVEST GLOBAL OPPORT ETF Exchange Traded Fund Financial NYSE
5    ACTX 4/29/2015 0.08 GLOBAL X GURU ACTIVIST ETF Global X Funds Large Blend NASDAQ
6    ADZ 9/25/2009 0.28 DB AGRICULTURE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
7    AGEM 2/28/2011 0.47 EGSHARES GEMS COMPOSITE ETF Emerging Global Advisors Diversified Emerging Mkts NYSE
8    AGLS 8/8/2011 0.73 ACCUVEST GLOBAL LONG SHORT ETF NYSE
9    AGOL 1/14/2011 0.22 ETFS ASIAN GOLD TRUST ETF Securities Ltd Commodities Precious Metals NYSE
10    AGRG 5/19/2011 0.03 RUSSELL AGGRESSIVE GROWTH ETF Russell Large Growth NYSE
11    ALTL 9/6/2012 0.34 RBS US LARGE CAP ALTERNATOR ETN Royal Bank of Scotland NV Large Blend NYSE
12    ALUM 1/5/2011 0.21 GLOBAL X ALUMINUM ETF Global X Funds Natural Resources NYSE
13    AMPS 2/22/2012 0.6 ISHARES UTILITIES BOND iShares Corporate Bond NYSE
14    AMUB 10/9/2015 0.01 NASDAQ
15    AND 2/3/2011 1.02 GLOBAL X FTSE ANDEAN 40 ETF Global X Funds Latin America Stock NYSE
16    ASDR 4/9/2013 0.02 VELOCITYSHARES EMERGING ASIA DR ETF ALPS Diversified Pacific/Asia NYSE
17    AUD 11/1/2011 0.58 PIMCO AUSTRALIA BOND INDEX FUND PIMCO World Bond NYSE
18    AUNZ 7/5/2011 2.57 WISDOMTREE AUSTRALIA & NZL DBT ETF WisdomTree World Bond NYSE
19    AXDI 8/10/2010 0.09 ISHARES MSCI ACWI EX US CONSUME iShares Consumer Cyclical NYSE
20    AXEN 8/10/2010 0.22 ISHARES MSCI ACWI EX US ENERGY iShares Equity Energy NYSE
21    AXFN 1/28/2010 0.22 ISHARES MSCI ACWI EX US FINANCI iShares Financial NASDAQ
22    AXHE 8/10/2010 0.18 ISHARES MSCI ACWI EX US HEALTH iShares Health NYSE
23    AXID 8/10/2010 0.14 ISHARES MSCI ACWI EX US INDUSTR iShares Industrials NYSE
24    AXIT 7/20/2010 0.1 ISHARES MSCI ACWI EX US INFORMA iShares Technology NYSE
25    AXJS 2/3/2012 0.28 ISHARES MSCI AC ASIA EX JAPAN SMALL-CAP iShares Pacific/Asia ex-Japan Stk NYSE
26    AXMT 8/10/2010 0.22 ISHARES MSCI ACWI EX US MATERIA iShares Natural Resources NYSE
27    AXSL 8/4/2010 0.12 ISHARES TMSCI ACWI EX US CONSUM iShares Consumer Defensive NYSE
28    AXTE 8/10/2010 0.15 ISHARES MSCI ACWI EX US TELECOM iShares Communications NYSE
29    AXUT 8/10/2010 0.31 ISHARES MSCI ACWI EX US UTILITI iShares Utilities NYSE
30    AYT 9/25/2009 1.68 IPATH GEMS ASIA 8 ETN Barclays Funds Multicurrency NYSE
31    AZIA 4/3/2013 0.32 GLOBAL X CENTRAL ASIA & MONGOLIA ETF Exchange Traded Fund Financial NYSE
32    BABS 8/3/2010 4.14 SPDR NUVEEN BARCLAYS CAPITAL BU State Street Global Advisors Long-Term Bond NYSE
33    BABZ 9/24/2010 1.72 PIMCO BUILD AMERICA BOND STRATE PIMCO Long-Term Bond NYSE
34    BAL 9/25/2009 9.66 IPATH BLOOMBERG COTTON SUBTR ETN Barclays Funds Commodities Agriculture NYSE
35    BARN 6/2/2011 0.11 GLOBAL X FARMING ETF Global X Funds Natural Resources NYSE
36    BARS 5/6/2014 0.03 DIREXION DAILY GOLD BEAR 3X ETF Exchange Traded Fund Financial NYSE
37    BBVX 9/8/2011 0.13 ETRACS DAILY SHORT 2 MONTH S&P Commercial Banks, Not Elsewhere Classified Finance, Insurance, and Real Estate NYSE
38    BCHP 4/23/2014 0.16 EGSHARES BLUE CHIP ETF Exchange Traded Fund Financial NYSE
39    BDAT 7/16/2015 0.02 NASDAQ
40    BDG 9/25/2009 0.25 DB BASE METALS LONG ETN Deutsche Bank AG Commodities Industrial Metals NYSE
41    BDH 9/25/2009 0.61 MERRILL LYNCH & CO., INC. BROAD Merrill Lynch Technology AMEX
42    BGU 9/25/2009 427.52 DIREXION LARGE CAP BULL 3X SHAR Direxion Funds Trading-Leveraged Equity NYSE
43    BGZ 9/25/2009 468.07 DIREXION LARGE CAP BEAR 3X SHAR Direxion Funds Trading-Inverse Equity NYSE
44    BHH 9/25/2009 2.39 MERRILL LYNCH & CO., INC. B2B I Merrill Lynch Technology AMEX
45    BIGD 10/5/2015 0.06 PUREFUNDS ISE BIG DATA ETF Pure Funds Technology NYSE
46    BIK 9/25/2009 14.65 SPDR S&P BRIC 40 State Street Global Advisors Diversified Emerging Mkts NYSE
47    BITE 10/28/2015 0.08 NASDAQ
48    BLNG 4/21/2011 0.21 IPATH PURE BETA PRECIOUS METAL NYSE
49    BMLA 5/19/2016 0.02 BULLMARK LATAM SELECT LEADERS ETF NASDAQ
50    BNDS 5/26/2015 4.33 SPDR BLMBG BARCLAYS AGGREGATE BOND ETF SPDR State Street Global Advisors Intermediate-Term Bond NYSE
51    BNZ 9/25/2009 1.1 WISDOMTREE DREYFUS NEW ZEALAND WisdomTree Trust Currency NYSE
52    BONO 5/12/2011 1 MARKET VECTORS LATAM AGGREGATE Van Eck Emerging Markets Bond NYSE
53    BRAF 7/29/2010 0.58 GLOBAL X BRAZIL FINANCIALS ETF Global X Funds Latin America Stock NYSE
54    BRAQ 7/12/2010 1.92 GLOBAL X BRAZIL CONSUMER ETF Global X Funds Latin America Stock NYSE
55    BRAZ 7/12/2010 1.84 GLOBAL X BRAZIL MID CAP ETF Global X Funds Latin America Stock NYSE
56    BRIL 4/9/2010 0.57 DIREXION DAILY BRIC BULL 3X SHA Direxion Funds Trading-Leveraged Equity NYSE
57    BRIS 4/12/2010 0.28 DIREXION DAILY BRIC BEAR 3X SHA Direxion Funds Trading-Inverse Equity NYSE
58    BRXX 2/24/2010 4.79 EGSHARES BRAZIL INFRASTRUCTURE Emerging Global Advisors Latin America Stock NYSE
59    BRZS 5/1/2013 0.57 NASDAQ
60    BSC 9/25/2009 0.12 ELEMENTS BG SMALL CAP ETN Deutsche Bank AG Small Value NYSE
61    BSCC 7/12/2010 0.84 GUGGENHEIM BULLETSHARES 2012 CB Guggenheim Funds Distributors, Inc. Short-Term Bond NYSE
62    BSCD 7/12/2010 2.03 GUGGENHEIM BULLETSHARES 2013 CO Guggenheim Funds Distributors, Inc. Short-Term Bond NYSE
63    BSCE 7/12/2010 5.74 GUGGENHEIM BULLETSHARES 2014 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
64    BSCF 7/12/2010 8.57 GUGGENHEIM BULLETSHARES 2015 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
65    BSCG 7/12/2010 12.02 GUGGENHEIM BULLETSHARES 2016 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
66    BSCH 7/12/2010 16.18 GUGGENHEIM BULLETSHRS 2017 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
67    BSJE 1/25/2011 6.52 GUGGENHEIM BULLETSHARES 2014 HI Guggenheim Funds Distributors, Inc. High Yield Bond NYSE
68    BSJF 1/25/2011 15.22 GUGGENHEIM BULLETSHARES 2015 HI Guggenheim Funds Distributors, Inc. High Yield Bond NYSE
69    BSJG 4/25/2012 11.04 GUGGENHEIM BULLETSHRS2016 HY CORPBD ETF Exchange Traded Fund Financial NYSE
70    BSJH 4/25/2012 12.67 GUGGENHEIM BULLETSHRS 2017 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
71    BTAH 9/13/2011 0.07 QUANTSHARES U.S. MARKET NEUTRAL NYSE
72    BUND 11/10/2011 0.06 PIMCO GERMANY BOND INDEX FUND PIMCO World Bond NYSE
73    BUNL 3/23/2011 1.08 POWERSHARES DB GERMAN BUND FUTU NYSE
74    BUNT 3/23/2011 0.78 POWERSHARES DB 3X GERMAN BUND F NYSE
75    BVL 9/25/2009 0.02 DEUTSCHE BANK AG ETN Deutsche Bank AG Large Value NYSE
76    BVT 9/25/2009 0.08 DEUTSCHE BANK AG ETN Deutsche Bank AG Large Value NYSE
77    BWV 9/25/2009 0.6 IPATH CBOE S&P 500 BUYWRITE ETN Barclays Funds Large Blend NYSE
78    BXDB 11/18/2009 0.76 BARCLAYS SHORT B LEVERAGED S&P Barclays Bank PLC Trading-Inverse Equity NYSE
79    BXDC 11/18/2009 1.1 BARCLAYS SHORT C LEVERAGED INVE Barclays Bank PLC Trading-Inverse Equity NYSE
80    BXUB 11/18/2009 1.14 BARCLAYS LONG B LEVERAGED S&P 5 Barclays Bank PLC Trading-Leveraged Equity NYSE
81    BXUC 11/18/2009 1.99 BARCLAYS LONG C LEVERAGED S&P 5 Barclays Bank PLC Trading-Leveraged Equity NYSE
82    CAD 11/10/2011 0.44 PIMCO CANADA BOND INDEX FUND ET PIMCO World Bond NYSE
83    CAFE 4/21/2011 1.89 IPATH PURE BETA COFFEE ETN Barclays Funds Commodities Agriculture NYSE
84    CAPX 5/27/2015 0.07 ELKHORN S&P 500 CAPITAL EXPENDITURES Elkhorn Large Blend NYSE
85    CCVX 9/8/2011 0.11 ETRACS DAILY SHORT 3 MONTH S&P NYSE
86    CCX 9/24/2010 1.89 WISDOMTREE DREYFUS COMMODITY CU WisdomTree Currency NYSE
87    CCXE 2/28/2011 0.75 WISDOMTREE COMMODITY COUNTRY EQ WisdomTree Natural Resources NYSE
88    CFGE 7/14/2014 0.05 NASDAQ
89    CFT 9/28/2009 13.14 ISHARES LEHMAN CREDIT BOND FUND iShares Intermediate-Term Bond NYSE
90    CHLC 10/12/2011 0.75 MARKET VECTORS RENMINBI BOND ETF Exchange Traded Fund Financial NYSE
91    CHNA 10/10/2013 0.46 POWERSHARES CHINA A-SHARE ETF PowerShares China Region NYSE
92    CHNB 11/19/2014 0.19 NASDAQ
93    CHOC 4/21/2011 1.01 IPATH PURE BETA COCOA ETN Barclays Funds Commodities Agriculture NYSE
94    CHXF 9/19/2012 0.56 WISDOMTREE CHINA DIVIDEND EX-FINCLS ETF Exchange Traded Fund Financial NASDAQ
95    CHXX 2/17/2010 1.68 EGSHARES CHINA INFRASTRUCTURE E Emerging Global Advisors China Region NYSE
96    CLAW 8/19/2015 0.09 DIREXION DAILY HMBLDRS&SUPLS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
97    CNDA 4/9/2010 2.27 IQ CANADA SMALL CAP ETF IndexIQ Miscellaneous Region NYSE
98    CNPF 5/25/2011 1.67 GLOBAL CANADA PREFERRED ETF Global X Funds Miscellaneous Sector NYSE
99    CNTR 5/19/2011 0.07 POWERSHARES CONTRARIAN OPPORTUNITIES ETF PowerShares Mid-Cap Value NYSE
100    COBO 5/25/2012 0.19 NASDAQ
101    COLX 3/15/2011 0.49 MARKET VECTORS COLOMBIA ETF Van Eck Latin America Stock NYSE
102    CONG 5/19/2011 0.14 RUSSELL CONSISTENT GROWTH ETF Russell Large Growth NYSE
103    COW 9/28/2009 8.06 IPATH BLOOMBERG LIVESTOCK SUBTR ETN Barclays Funds Commodities Agriculture NYSE
104    COWL 5/25/2011 0.61 DIREXION DAILY AGRIBUSINESS BUL Direxion Funds Trading-Leveraged Equity NYSE
105    COWS 5/25/2011 0.27 DIREXION DAILY AGRIBUSINESS BEA Direxion Funds Trading-Inverse Equity NYSE
106    CRBQ 9/28/2009 2.69 GLOBAL COMMODITY EQUITY ETF ALPS Natural Resources NYSE
107    CRDT 2/11/2014 0.11 WISDOMTREE STRATEGIC CORPORATE BOND ETF WisdomTree World Bond NASDAQ
108    CRO 9/28/2009 0.06 CRT PROPERTIES INC NYSE
109    CRUD 2/23/2011 0.27 TEUCRIUM CRUDE OIL FUND EXCHANG Teucrium Commodities Energy NYSE
110    CSCB 6/12/2013 0.09 NASDAQ
111    CSCR 6/12/2013 0.29 CREDIT SUISSE X-LINKS CMDTY ROTATION ETN Credit Suisse AG Commodities Broad Basket NYSE
112    CSLS 2/22/2010 1.47 CREDIT SUISSE X-LINKS LONG/SHORT EQ ETN Credit Suisse AG Long-Short Equity NYSE
113    CSMA 10/4/2010 1.36 CREDIT SUISSE X-LINKS MERGER ARBTRG ETN Credit Suisse AG Market Neutral NYSE
114    CSMB 3/8/2011 0.41 CREDIT SUISSE EXCHANGE TRADE NO NYSE
115    CSMN 9/21/2011 0.4 CREDIT SUISSE MARKET NEUT GLOBAL EQ ETN NASDAQ
116    CTNN 4/21/2011 0.38 IPATH PURE BETA COTTON ETN Barclays Funds Commodities Agriculture NYSE
117    CU 4/9/2010 7.03 FIRST TRUST ISE GLOBAL COPPER I First Trust Natural Resources NASDAQ
118    CUPM 4/21/2011 0.26 IPATH PURE BETA COPPER ETN Barclays Funds Commodities Industrial Metals NYSE
119    CVOL 11/15/2010 4.1 C-TRACKS ETN LINKED TO CITI VOLATIL TR Citigroup Volatility NYSE
120    CVRT 5/26/2011 0.27 POWERSHARES CONVERTIBLE SECURIT PowerShares Convertibles NYSE
121    CXA 9/28/2009 3.99 SPDR NUVEEN BARCLAYS CAPITAL CA State Street Global Advisors Muni California Long NYSE
122    DBAU 8/19/2015 0.02 DEUTSCHE X-TRACKERS MSCI AUST HDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
123    DBIF 4/9/2015 0.05 DEUTSCHE X-TRACKERS S&P HDGD GLBL INFRAS Deutsche Asset Management Infrastructure NYSE
124    DBIT 8/19/2015 0.01 DEUTSCHE X-TRACKERS MSCI ITALY HEDGED EQ Deutsche Asset Management Miscellaneous Region BATS
125    DBIZ 12/19/2012 1.27 ADVISORSHARES PRING TURNER BUS CYCLE ETF Exchange Traded Fund Financial NYSE
126    DBN 9/28/2009 0.56 WISDOMTREE INTERNATIONAL BASIC NYSE
127    DBR 9/28/2009 0.1 WISDOMTREE INTERNATIONAL HEALTH CARE SECTOR NYSE
128    DBRE 4/9/2015 0.04 DEUTSCHE X-TRACKERS DJ HDGD INTL RL ESTT Deutsche Asset Management Global Real Estate BATS
129    DBSE 8/19/2015 0.01 NASDAQ
130    DBSP 8/19/2015 0.01 NASDAQ
131    DBT 9/28/2009 0.12 WISDOMTREE TRUST NYSE
132    DBU 9/28/2009 1.73 WISDOMTREE GLOBAL EX-US UTILITY WisdomTree Utilities NYSE
133    DCNG 4/21/2011 0.45 IPATH SEASONAL NATURAL GAS ETN NYSE
134    DDI 9/28/2009 0.11 DDI CORP. (DDIC) Printed Circuit Boards Technology NASDAQ
135    DDP 9/28/2009 0.76 DB COMMODITY SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
136    DDVX 9/8/2011 0.05 ETRACS DAILY SHORT 4 MONTH S&P NYSE
137    DEB 9/28/2009 0.12 WISDOMTREE EUROPE TOTAL DIVIDEND ETF NYSE
138    DEE 9/28/2009 0.59 DB COMMODITY DB COMMODITY DOUBL Deutsche Bank Trading-Inverse Commodities NYSE
139    DEFL 12/6/2011 0.16 POWERSHARES DB US DEFLATION ETN Exchange Traded Fund Financial NYSE
140    DENT 9/28/2009 0.52 DENT TACTICAL ETF AdvisorShares World Allocation NYSE
141    DFVL 7/12/2011 0.19 IPATH US TREASURY 5-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt NASDAQ
142    DGG 9/28/2009 0.14 DOLLAR GENERAL CORP NYSE
143    DI 1/23/2014 0.37 PIMCO DIVERSIFIED INCOME ACTIVE ETF Pimco World Bond NYSE
144    DIRT 4/21/2011 0.17 IPATH PURE BETA AGRICULTURE ETN Barclays Funds Commodities Agriculture NYSE
145    DIVI 7/30/2014 0.24 ADVISORSHARES ATHENA HIGH DIVIDEND ETF Exchange Traded Fund Financial NYSE
146    DKA 9/28/2009 0.76 WISDOMTREE INTERNATIONAL ENERGY NYSE
147    DLBL 8/10/2010 1.83 IPATH US TREASURY LONG BOND BULL ETN Barclays Funds Trading--Leveraged Debt NASDAQ
148    DND 9/28/2009 0.51 WISDOMTREE PACIFIC EX-JAPAN TOT NYSE
149    DNH 9/28/2009 0.95 WISDOMTREE PACIFIC EX-JAPAN HIG NYSE
150    DOIL 2/8/2012 0.04 NASDAQ
151    DPC 9/28/2009 0.04 WISDOMTREE TRUST NYSE
152    DPN 9/28/2009 0.08 WISDOMTREE INTERNATIONAL CNSMR NONCYCLICAL S NYSE
153    DPU 9/28/2009 0.5 DB COMMODITY DB COMMODITY LONG Deutsche Bank Commodities Broad Basket NYSE
154    DRF 9/28/2009 0.2 WISDOMTREE TRUST NYSE
155    DRGS 10/24/2011 0.34 RBS GLOBAL BIG PHARMA ETN Royal Bank of Scotland NV Health NYSE
156    DRVN 6/2/2015 0.14 HIGHLAND HFR EVENT-DRIVEN ETF Highland Funds Market Neutral NYSE
157    DSC 9/28/2009 0.42 SPDR SERIES TRUST NYSE
158    DSG 9/28/2009 0.58 SPDR DOW JONES SMALL CAP GROWTH State Street Global Advisors Small Growth NYSE
159    DSTJ 10/7/2010 0.05 JPMORGAN DOUBLE SHORT US LONG B JPMorgan Trading-Inverse Debt NYSE
160    DSV 9/28/2009 0.63 SPDR SERIES TRUST NYSE
161    DSXJ 10/6/2010 0.04 JPMORGAN DOUBLE SHORT US 10 YEA JPMorgan Trading-Inverse Debt NYSE
162    DTYL 8/10/2010 1.32 IPATH US TREASURY 10-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt NASDAQ
163    DULL 9/8/2016 0.05 DIREXION DAILY SILVER MNRS BEAR 2X ETF Direxion Funds Trading--Inverse Equity NYSE
164    DVHI 9/19/2013 0.12 NASDAQ
165    DWAC 9/21/2016 0.12 ELKHORN COMMODITY ROTATION STRATEGY ETF NASDAQ
166    DWTI 2/8/2012 164.69 VELOCITYSHARES 3X INVERSE CRUDE OIL ETN Exchange Traded Fund Financial NYSE
167    DXJC 4/8/2014 0.27 WISDOMTREE JAPAN HEDGED CAPITAL GDS ETF WisdomTree Japan Stock NYSE
168    DXJH 4/25/2014 0.75 WISDOMTREE JAPAN HEDGED HEALTH CARE ETF WisdomTree Japan Stock NYSE
169    DXJR 4/9/2014 1.68 WISDOMTREE JAPAN HEDGED REAL ESTATE ETF WisdomTree Japan Stock NYSE
170    DXJT 4/8/2014 0.23 WISDOMTREE JPN HDGD TECH,MEDIA&TELEC ETF WisdomTree Japan Stock NYSE
171    DXKW 11/7/2013 1.21 WISDOMTREE KOREA HEDGED EQUITY ETF WisdomTree Miscellaneous Region NYSE
172    DXPS 6/28/2013 1.24 WISDOMTREE UNITED KINGDOM HEDGED EQ ETF WisdomTree Miscellaneous Region NASDAQ
173    DXUS 6/4/2015 0.12 WISDOMTREE GLOBAL EX-US HEDGED DIV ETF WisdomTree Foreign Large Value NYSE
174    EAPS 1/28/2011 0.77 PAX MSCI EAFE ESG INDEX ETF Pax World Foreign Large Blend NYSE
175    EATX 5/3/2011 0.06 GLOBAL X FOOD ETF Global X Funds Consumer Defensive NYSE
176    EEHB 2/24/2012 1.18 POWERSHARES S&P EMERG MKTS HI BETA ETF Exchange Traded Fund Financial NYSE
177    EEME 1/19/2012 0.3 ISHARES MSCI EMERGING MARKETS EMEA iShares Diversified Emerging Mkts NYSE
178    EEML 1/19/2012 0.45 ISHARES MSCI EMERGING MKTS LATIN AMERICA Exchange Traded Fund Financial NASDAQ
179    EEN 9/28/2009 0.09 GUGGENHEIM EW EURO-PACIFIC LDRS Guggenheim Funds Distributors, Inc. Foreign Large Blend NYSE
180    EEVX 9/8/2011 0.05 ETRACS DAILY SHORT 5 MONTH S&P NYSE
181    EEZ 9/28/2009 0.1 WISDOMTREE EARNINGS TOP 100 FUND COMMON SHAR NYSE
182    EGRW 2/9/2012 0.23 ISHARES MSCI EMERGING MARKETS GROWTH iShares Diversified Emerging Mkts NYSE
183    EKH 9/29/2009 0.05 MERRILL LYNCH & CO., INC. EUROP Merrill Lynch Europe Stock AMEX
184    ELG 9/28/2009 0.42 SPDR DOW JONES LARGE CAP GROWTH State Street Global Advisors Large Growth NYSE
185    ELR 9/28/2009 0.39 SPDR DJ WILSHIRE LARGE CAP ETF State Street Global Advisors Large Blend NYSE
186    ELV 9/28/2009 0.29 SPDR DOW JONES LARGE CAP VALUE State Street Global Advisors Large Value NYSE
187    EMBB 12/5/2013 0.09 NASDAQ
188    EMCD 6/19/2012 0.75 SPDR BOFA ML EMERGING MKTS CORP BD ETF Exchange Traded Fund Financial NYSE
189    EMCR 10/16/2012 0.45 EGSHARES EMERGING MARKETS CORE ETF Exchange Traded Fund Financial NYSE
190    EMDD 8/15/2012 0.89 EGSHARES EMERG MKTS DOMESTIC DEMAND ETF Exchange Traded Fund Financial NYSE
191    EMDG 7/1/2013 0.21 EGSHARES EMERGING MARKETS DIV GR ETF Emerging Global Advisors Diversified Emerging Mkts NYSE
192    EMDI 2/16/2012 0.29 ISHARES MSCI EMERGING MKTS CNSMR DISCRET iShares Diversified Emerging Mkts NYSE
193    EMER 7/13/2011 0.06 IQ EMERGING MARKETS MID CAP ETF IndexIQ Diversified Emerging Mkts NYSE
194    EMEY 2/10/2012 0.74 ISHARES MSCI EMERGING MKTS ENERGY CAPPED iShares Diversified Emerging Mkts NYSE
195    EMFN 2/9/2010 0.33 ISHARES MSCI EMERGING MARKETS F iShares Financial NASDAQ
196    EMFT 2/28/2012 0.17 SPDR MSCI EM 50 ETF Exchange Traded Fund Financial NYSE
197    EMG 9/28/2009 7.16 ABERDEEN EMERGING MARKETS TELECOMMUNICATIONS & INFRASTRUCTURE FUND/INC NYSE
198    EMHD 8/15/2013 0.17 EGSHARES EM DIVIDEND HIGH INCOME ETF Emerging Global Advisors Diversified Emerging Mkts NYSE
199    EMHZ 10/16/2014 0.07 NASDAQ
200    EMLB 11/30/2010 0.1 IPATH LONG ENHANCED MSCI EMERG MKTS ETN Barclays Funds Trading--Leveraged Equity NYSE
201    EMM 9/28/2009 0.97 SPDR DJ WILSHIRE MID CAP ETF State Street Global Advisors Mid-Cap Blend NYSE
202    EMMT 1/22/2010 0.53 ISHARES MSCI EMERGING MARKETS M iShares Natural Resources NASDAQ
203    EMRE 9/29/2014 0.04 GUGGENHEIM EMERGING MARKETS REL EST ETF Exchange Traded Fund Financial NYSE
204    EMSA 11/30/2010 0.15 IPATH SHORT ENHANCED MSCI EMERG NYSE
205    EMSD 10/30/2015 0.23 WISDOMTREE STRONG DLR EMERG MKTS EQ ETF WisdomTree Diversified Emerging Mkts BATS
206    EMSO 3/1/2016 0.04 NASDAQ
207    EMT 9/28/2009 1.03 EGSHARES EMERGING MARKETS METAL NYSE
208    EMV 9/28/2009 0.15 SPDR DOW JONES MID CAP VALUE State Street Global Advisors Mid-Cap Value NYSE
209    ENGN 2/22/2012 1.3 ISHARES INDUSTRIALS BOND iShares Corporate Bond NYSE
210    EPRO 8/12/2013 0.68 ADVISORSHARES EQUITYPRO ETF Exchange Traded Fund Financial NYSE
211    EQIN 5/19/2011 0.12 RUSSELL EQUITY INCOME ETF Russell Large Value NYSE
212    ERO 9/28/2009 0.46 IPATH EUR/USD EXCHANGE RATE ETN Barclays Funds Single Currency NYSE
213    ERW 7/31/2013 0.04 JANUS EQUAL RISK WEIGHTED LARGE CAP ETF Exchange Traded Concepts, LLC Large Blend NYSE
214    ERYY 4/7/2016 0.01 DIREXION DAILY ENERGY BEAR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
215    ESR 10/2/2009 3.77 ISHARES MSCI EMERGING MARKETS E iShares Diversified Emerging Mkts NYSE
216    ESTX 9/23/2014 0.11 SOURCE EURO STOXX 50 ETF Exchange Traded Fund Financial NYSE
217    EU 9/28/2009 0.82 WISDOMTREE EURO DEBT FUND WisdomTree Currency NYSE
218    EUFS 8/10/2016 0.03 DIREXION DAILY EURP FINCLS BEAR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
219    EVAL 2/10/2012 0.34 ISHARES MSCI EMERGING MARKETS VALUE iShares Diversified Emerging Mkts NYSE
220    EVLMC 3/31/2016 0.02 EATON VANCE TABS 5TO15YR LDRD MUNIBD NS Eaton Vance Muni National Interm NASDAQ
221    EWAS 1/26/2012 0.25 ISHARES MSCI AUSTRALIA SMALL-CAP iShares Miscellaneous Region NYSE
222    EWCS 1/26/2012 0.25 ISHARES MSCI CANADA SMALL-CAP iShares Miscellaneous Region NYSE
223    EWEF 12/8/2010 0.31 RYDEX MSCI EAFE EQUAL WEIGHT ET Rydex/SGI Foreign Large Blend NYSE
224    EWHS 1/13/2012 0.88 ISHARES MSCI HONG KONG SMALL-CAP Exchange Traded Fund Financial NYSE
225    EWMD 8/4/2011 1.05 RYDEX S&P MIDCAP 400 EQUAL WEIG Rydex/SGI Mid-Cap Blend NYSE
226    EWRI 12/8/2010 1.26 RYDEX RUSSELL 1000 EQUAL WEIGHT Rydex/SGI Mid-Cap Blend NYSE
227    EWRM 12/8/2010 1.89 RYDEX RUSSELL MIDCAP EQUAL WEIG Rydex/SGI Mid-Cap Blend NYSE
228    EWRS 12/8/2010 0.88 RYDEX RUSSELL 2000 EQUAL WEIGHT Rydex/SGI Small Blend NYSE
229    EWSM 8/4/2011 0.03 NASDAQ
230    EWSS 1/17/2012 0.8 ISHARES MSCI SINGAPORE SMALL-CAP iShares Miscellaneous Region NYSE
231    EXB 9/28/2009 0.06 CLAYMORE/BEACON GLBL EXCHANGES, BROKERS Claymore Securities Financial NYSE
232    EZY 9/29/2009 0.98 WISDOMTREE LOW P/E FUND WisdomTree Large Value NYSE
233    FAA 9/28/2009 1.86 GUGGENHEIM AIRLINE ETF Guggenheim Funds Distributors, Inc. Industrials NYSE
234    FAZZ 4/7/2016 0.03 NASDAQ
235    FBG 6/11/2012 4.14 UBS AG FI ENHANCED BIG CAP GROWTH ETN Exchange Traded Fund Financial NYSE
236    FCD 3/30/2011 0.21 FOCUS MORNINGSTAR CONSUMER DEFE Focusshares Trust Consumer Defensive NYSE
237    FCFI 6/2/2015 0.05 TRIMTABS INTL FREE-CASH-FLOW ETF TrimTabs Foreign Large Value NYSE
238    FCHI 9/28/2009 1.3 ISHARES FTSE CHINA (HK LISTED) iShares China Region NASDAQ
239    FCL 3/30/2011 0.1 FOCUS MORNINGSTAR CONSUMER CYCL Focusshares Trust Consumer Cyclical NYSE
240    FCQ 3/30/2011 0.06 FOCUS MORNINGSTAR COMMUNICATION Focusshares Trust Communications NYSE
241    FDV 9/28/2009 0.8 FIRST TRUST DB STRATEGIC VALUE First Trust Large Value NYSE
242    FEFN 2/8/2010 0.31 ISHARES MSCI FAR EAST FINANCIAL iShares Financial NASDAQ
243    FEG 3/30/2011 0.5 FOCUS MORNINGSTAR ENERGY INDEX Focusshares Trust Equity Energy NYSE
244    FFL 3/30/2011 0.16 FOCUS MORNINGSTAR FINANCIAL SER Focusshares Trust Financial NYSE
245    FFVX 9/8/2011 0.02 ETRACS DAILY SHORT 6 MONTH S&P NYSE
246    FGEM 2/28/2011 0.25 EGSHARES FINANCIALS GEMS ETF Emerging Global Advisors Financial NYSE
247    FHC 3/30/2011 0.14 FOCUS MORNINGSTAR HEALTH CARE I Focusshares Trust Health NYSE
248    FIA 10/2/2014 0.04 NYSE
249    FIBG 10/18/2013 0.4 NASDAQ
250    FIL 3/30/2011 0.1 FOCUS MORNINGSTAR INDUSTRIALS I Focusshares Trust Industrials NYSE
251    FINF 1/12/2012 1.09 PROSHARES SHORT 30 YEAR TIPS TS ProShares Trading-Miscellaneous NYSE
252    FINQ 8/31/2016 0.02 PUREFUNDS SOLACTIVE FINTECH ETF NASDAQ
253    FIO 9/28/2009 409.05 FUSION-IO, INC. COMMON STOCK Data Storage Devices Technology NYSE
254    FISN 5/4/2011 0.03 GLOBAL X FISHING INDUSTRY ETF Global X Funds Natural Resources NYSE
255    FITS 6/9/2016 0.02 THE HEALTH AND FITNESS ETF Janus Consumer Cyclical NASDAQ
256    FIVZ 11/4/2009 0.26 PIMCO 3-7 YR TREASU PIMCO Intermediate Government NYSE
257    FLG 3/30/2011 0.27 FOCUS MORNINGSTAR LARGE CAP IND Focusshares Trust Large Blend NYSE
258    FMLP 6/11/2014 0.25 NASDAQ
259    FMM 3/30/2011 0.45 FOCUS MORNINGSTAR MID CAP INDEX Focusshares Trust Mid-Cap Blend NYSE
260    FMU 3/30/2011 0.57 FOCUS MORNINGSTAR US MARKET IND Focusshares Trust Large Blend NYSE
261    FNIO 4/28/2011 0.29 ISHARES FTSE NAREIT INDUSTRIAL/ iShares Real Estate NYSE
262    FOIL 4/21/2011 0.17 IPATH PURE BETA ALUMINUM ETN Barclays Funds Commodities Industrial Metals NYSE
263    FOL 2/24/2011 0.61 FACTORSHARES OIL BULL S&P500 BE Factor Capital Management, LLC Long/Short Equity NYSE
264    FORX 2/12/2013 0.61 PIMCO FOREIGN CURRENCY STRATEGY ACTV ETF Exchange Traded Fund Financial NYSE
265    FOS 3/30/2011 0.28 FOCUS MORNINGSTAR SMALL CAP IND Focusshares Trust Small Blend NYSE
266    FRL 3/30/2011 0.14 FOCUS MORNINGSTAR REAL ESTATE I Focusshares Trust Real Estate NYSE
267    FSA 2/24/2011 0.08 FACTORSHARES 2X TBOND BULL S&P5 Factor Capital Management, LLC Long/Short Equity NYSE
268    FSE 2/24/2011 0.14 FACTORSHARES 2X S&P 500 BULL TB Factor Capital Management, LLC Long/Short Equity NYSE
269    FSG 2/24/2011 3.04 FACTORSHARES 2X GOLD BULL S&P50 Factor Capital Management, LLC Long/Short Equity NYSE
270    FTQ 3/30/2011 0.29 FOCUS MORNINGSTAR TECHNOLOGY IN Focusshares Trust Technology NYSE
271    FTW 2/28/2012 0.59 FIRST TRUST TAIWAN ALPHADEX ETF First Trust China Region NASDAQ
272    FTY 9/28/2009 2.39 ISHARES FTSE NAREIT REAL ESTATE iShares Real Estate NYSE
273    FUI 3/30/2011 0.1 FOCUS MORNINGSTAR UTILITIES IND Focusshares Trust Utilities NYSE
274    FUTS 10/6/2014 0.14 NASDAQ
275    FVI 9/28/2009 0.43 FIRST TRUST VL EQUITY ALLOCATIO First Trust Mid-Cap Blend NYSE
276    FXEP 10/9/2015 0.03 NASDAQ
277    FXEU 5/11/2015 1.65 POWERSHARES EUROPE CURRENCY HDGD LW VLTL PowerShares Europe Stock NYSE
278    FXJP 1/12/2016 0.11 POWERSHARES JAPAN CCY HDGD LW VLTL PowerShares Japan Stock NYSE
279    FXM 9/28/2009 0.91 RYDEX CURRENCYSHARES MEXICAN PE Rydex/SGI Currency NYSE
280    FXRU 9/12/2011 0.02 CURRENCYSHARES RUSSIAN RUBLE TR Rydex/SGI Currency NYSE
281    GAF 9/28/2009 2.49 SPDR S&P EMERGING MIDDLE EAST&AFR ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
282    GASZ 6/16/2011 0.47 NATURAL GAS FUTURES CONTANGO ET NYSE
283    GAZ 9/28/2009 20.91 IPATH BLOOMBERG NATURAL GAS SUBTR ETN Barclays Funds Commodities Energy NYSE
284    GBB 9/28/2009 0.5 IPATH GBP/USD EXCHANGE RATE ETN Barclays Funds Single Currency NYSE
285    GDAY 7/19/2012 0.09 PROSHARES ULTRA AUSTRALIAN DOLLAR Exchange Traded Fund Financial NYSE
286    GDJJ 2/13/2015 0.78 PROSHARES ULTRA JUNIOR MINERS ProShares Trading--Leveraged Equity NYSE
287    GDJS 2/13/2015 0.4 NASDAQ
288    GERJ 4/5/2011 0.4 MARKET VECTORS GERMANY SMALL CA Van Eck Europe Stock NYSE
289    GEUR 2/12/2014 1.21 ADVISORSHARES GARTMAN GOLD/EURO ETF AdvisorShares Commodities Precious Metals NYSE
290    GGBP 2/12/2014 0.17 ADVISORSHARES GARTMAN GOLD/BRITSH PD ETF Exchange Traded Fund Financial NYSE
291    GGGG 3/15/2011 1.08 GLOBAL X PURE GOLD MINERS ETF Global X Funds Equity Precious Metals NYSE
292    GGOV 1/26/2012 2.07 PROSHARES GERMAN SOVEREIGN/SUB-SOVEREIGN Exchange Traded Fund Financial NYSE
293    GHE 4/5/2016 0.03 REX GOLD HEDGED FTSE EMERGING MKTS ETF Rex Diversified Emerging Mkts NYSE
294    GIVE 5/24/2012 0.18 ADVISORSHARES GLOBAL ECHO ETF Exchange Traded Fund Financial NYSE
295    GIY 2/8/2011 0.33 GUGGENHEIM ENHANCED CORE BOND E Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
296    GLCB 1/31/2013 0.05 NASDAQ
297    GLDE 2/12/2014 0.34 ADVISORSHARES INTERNATIONAL GOLD ETF Exchange Traded Fund Financial NYSE
298    GLDL 4/10/2014 0.05 NASDAQ
299    GLDS 4/10/2014 0.02 NASDAQ
300    GLDX 11/4/2010 9.09 GLOBAL X GOLD EXPLORERS ETF Global X Funds Equity Precious Metals NYSE
301    GLJ 12/9/2009 0.78 ISHARES 10+ YEAR GOVERNMENT/CRE iShares Long-Term Bond NYSE
302    GMFS 1/12/2012 0.14 SPDR S&P SMALL CAP EM ASIA PACIFIC ETF NASDAQ
303    GML 9/28/2009 4.16 SPDR S&P EMERGING LATIN AMERICA ETF SPDR State Street Global Advisors Latin America Stock NYSE
304    GMM 9/28/2009 6.46 SPDR S&P EMERGING MARKETS ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
305    GMMB 1/29/2010 0.19 COLUMBIA INTERMEDIATE MUNICIPAL Columbia Muni National Interm NYSE
306    GMTB 1/29/2010 0.32 COLUMBIA CORE BOND STRATEGY FUN Columbia Intermediate-Term Bond NYSE
307    GNAT 2/28/2011 1.2 WISDOMTREE GLOBAL NATURAL RESOU WisdomTree Trust Equity Energy NYSE
308    GRN 9/28/2009 1.27 IPATH GLOBAL CARBON ETN Barclays Funds Commodities Miscellaneous NYSE
309    GRPC 5/19/2011 0.05 RUSSELL GROWTH AT A REASONABLE Russell Large Growth NYSE
310    GRWN 4/21/2011 0.16 IPATH PURE BETA SOFTS ETN Barclays Funds Commodities Agriculture NYSE
311    GSAX 12/20/2012 0.1 NASDAQ
312    GSGO 12/20/2012 0.21 NASDAQ
313    GSMA 12/20/2012 0.26 NASDAQ
314    GSRA 12/20/2012 0.15 NASDAQ
315    GTAA 10/26/2010 3.11 ADVISORSHARES MORG CRK GLBL TACTICL ETF AdvisorShares Tactical Allocation NYSE
316    GTIP 5/23/2011 1.1 ISHARES GLOBAL INFLATION LINKED iShares World Bond NYSE
317    GUR 9/28/2009 10.88 SPDR S&P EMERGING EUROPE ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
318    GURI 3/11/2014 0.1 GLOBAL X GURU INTERNATIONAL ETF Global X Funds Foreign Large Blend NYSE
319    GURX 3/11/2014 0.07 GLOBAL X GURU SMALL CAP ETF Exchange Traded Fund Financial NYSE
320    GVT 9/28/2009 0.25 COLUMBIA CONCENTRATED LARGE CAP Columbia Large Value NYSE
321    GWL 9/28/2009 13.97 SPDR S&P WORLD EX-US ETF SPDR State Street Global Advisors Foreign Large Blend NYSE
322    GWO 9/28/2009 0.19 CREDIT SUISSE GROUP ELEMENTS CS Credit Suisse AG Miscellaneous Sector NYSE
323    GYEN 2/12/2014 1.64 ADVISORSHARES GARTMAN GOLD/YEN ETF AdvisorShares Commodities Precious Metals NYSE
324    HAKD 9/22/2015 0.15 NASDAQ
325    HAKK 9/17/2015 0.11 DIREXION DAILY CYBER SEC&IT BULL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
326    HBU 6/23/2015 0.07 NYSE
327    HBZ 6/29/2015 0.08 NYSE
328    HDEE 8/18/2015 0.03 NASDAQ
329    HDEZ 8/18/2015 0.06 DEUTSCHE X-TRACKERS MSCI EUROZONE HIDIVY Deutsche Asset Management Europe Stock BATS
330    HDGI 7/19/2013 1.2 ADVISORSHARES ATHENA INTL BEAR ETF Exchange Traded Fund Financial NYSE
331    HDLS 6/4/2015 0.05 WISDOMTREE INTERNATIONAL HDG SMCP DIVETF WisdomTree Foreign Small/Mid Value NYSE
332    HDRW 10/29/2015 0.05 WISDOMTREE GLOBAL EX-US HDGD REL EST ETF WisdomTree Global Real Estate BATS
333    HDWM 7/9/2015 0.07 NASDAQ
334    HDWX 9/15/2015 0.11 SPDR S&P INTERNATIONAL DIV CCY HDGD ETF SPDR State Street Global Advisors Foreign Large Value NYSE
335    HEGE 6/10/2015 0.04 NASDAQ
336    HEGJ 6/10/2015 0.04 DIREXION DLY MSCI JPN CCY HDGD BL 2X ETF Direxion Funds Trading-Leveraged Equity NYSE
337    HEVY 4/21/2011 0.08 IPATH PURE BETA INDUSTRIAL METALS ETN Barclays Funds Commodities Industrial Metals NYSE
338    HFEZ 6/10/2015 0.23 SPDR EURO STOXX 50 CURRENCY HEDGED ETF SPDR State Street Global Advisors Europe Stock NYSE
339    HFIN 11/18/2013 0.57 HORIZONS S&P FINCL SEL SECT COV CALL ETF Exchange Traded Fund Financial NYSE
340    HGEM 6/23/2011 0.17 EGSHARES HEALTH CARE GEMS ETF Emerging Global Advisors Health NYSE
341    HGEU 6/25/2015 0.18 PROSHARES HEDGED FTSE EUROPE ProShares Europe Stock NYSE
342    HGJP 6/25/2015 0.2 PROSHARES HEDGED FTSE JAPAN ProShares Japan Stock NYSE
343    HHDG 6/2/2015 0.12 NASDAQ
344    HHFR 6/2/2015 0.39 HIGHLAND HFR GLOBAL ETF Highland Funds Multialternative NYSE
345    HHH 9/28/2009 1.87 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology AMEX
346    HKOR 3/4/2014 0.21 HORIZONS KOREA KOSPI 200 ETF Exchange Traded Fund Financial NYSE
347    HOMX 3/11/2015 0.03 NASDAQ
348    HREX 9/15/2015 0.02 NASDAQ
349    HVPW 2/28/2013 2.56 US EQUITY HIGH VOLATILITY PUT WRITE ETF ALPS Long-Short Equity NYSE
350    IAH 9/28/2009 0.52 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology AMEX
351    IBCB 4/19/2013 0.16 ISHARES IBONDS MAR 2016 CORP EX-FINCLS Exchange Traded Fund Financial NYSE
352    IBCC 4/19/2013 0.63 ISHARES IBONDS MAR 2018 TERM CORP EXFNCL iShares Corporate Bond NYSE
353    IBDA 7/10/2013 0.22 ISHARES IBONDS MAR 2016 CORPORATE Exchange Traded Fund Financial NYSE
354    IBDB 7/10/2013 0.89 ISHARES IBONDS MAR 2018 TERM CORPORATE iShares Short-Term Bond NYSE
355    IBDF 6/2/2014 0.46 ISHARES IBONDS DEC 2016 TERM CORPORATE iShares Ultrashort Bond NYSE
356    IBDJ 3/12/2015 1.85 ISHARES IBONDS DEC 2017 TERM CORPORATE iShares Short-Term Bond NYSE
357    IBLN 8/1/2014 1.53 DIREXION IBILLIONAIRE INDEX ETF Exchange Traded Fund Financial NYSE
358    IBMD 3/17/2014 0.36 ISHARES IBONDS SEP 2015 AMT-FREE MUNI BD iShares Muni National Short NYSE
359    IBME 3/17/2014 0.83 ISHARES IBONDS SEP 2016 AMT-FREE MUNI BD Exchange Traded Fund Financial NYSE
360    IBMF 3/17/2014 1.55 ISHARES IBONDS SEP 2017 TERM MUNI BOND iShares Muni National Short NYSE
361    ICI 9/28/2009 1.6 IPATH OPTIMIZED CURRENCY CARRY ETN Barclays Funds Multicurrency NYSE
362    ICN 9/28/2009 2.15 WISDOMTREE INDIAN RUPEE STRATEGY ETF WisdomTree Single Currency NYSE
363    IDHB 2/24/2012 0.71 POWERSHARES S&P INTL DEV HI BETA ETF Exchange Traded Fund Financial NYSE
364    IDXJ 3/21/2012 2.14 MARKET VECTORS INDONESIA SMALL-CAP ETF Exchange Traded Fund Financial NYSE
365    IEIL 2/27/2014 0.94 ISHARES ENHANCED INTERNATIONAL LARGE-CAP Exchange Traded Fund Financial NYSE
366    IEIS 2/27/2014 0.29 ISHARES ENHANCED INTERNATIONAL SMALL-CAP Exchange Traded Fund Financial NYSE
367    IELG 4/18/2013 0.79 ISHARES ENHANCED US LARGE-CAP Exchange Traded Fund Financial NYSE
368    IESM 4/18/2013 0.42 ISHARES ENHANCED US SMALL-CAP Exchange Traded Fund Financial NYSE
369    IFAS 9/28/2009 1.27 ISHARES FTSE EPRA/NAREIT ASIA I iShares Global Real Estate NASDAQ
370    IFNA 9/28/2009 0.64 ISHARES NORTH AMERICA REAL ESTATE iShares Real Estate NYSE
371    IFSM 9/28/2009 0.85 ISHARES FTSE DEVELOPED SMALL CA iShares Foreign Small/Mid Growth NASDAQ
372    IGS 3/29/2011 0.53 PROSHARES SHORT INVESTMENT GRAD ProShares Trading-Inverse Debt NYSE
373    IGU 4/14/2011 0.71 PROSHARES ULTRA INVESTMENT GRAD ProShares Trading-Leveraged Debt NYSE
374    IGW 9/28/2009 5.6 ISHARES S&P NORTH AMER TECH-SEMICONDCTRS iShares Technology NYSE
375    IIH 9/28/2009 0.89 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology AMEX
376    IJNK 3/13/2014 0.25 SPDR BARCLAYS INTL HIGH YIELD BOND ETF Exchange Traded Fund Financial NYSE
377    ILB 5/1/2012 3.36 PIMCO GLOBAL ADVTG INFL-LKD BD ACTV ETF Exchange Traded Fund Financial NYSE
378    IMED 8/31/2016 0.03 PUREFUNDS ETFX HEALTHTECH ETF NASDAQ
379    INC 2/26/2015 0.07 NYSE
380    INDZ 4/9/2010 0.83 DIREXION DAILY INDIA BEAR 3X SH Direxion Funds Trading-Inverse Equity NYSE
381    INFL 12/6/2011 0.06 POWERSHARES DB US INFLATION ETN NYSE
382    INP 9/28/2009 42.94 IPATH MSCI INDIA ETN Barclays Funds India Equity NYSE
383    INY 9/28/2009 1.35 SPDR LEHMAN NEW YORK MUNICIPAL State Street Global Advisors Muni New York Long NYSE
384    IOIL 5/5/2011 0.83 IQ GLOBAL OIL SMALL CAP ETF IndexIQ Equity Energy NYSE
385    IPD 9/29/2009 1.2 SPDR S&P INTERNATIONAL CONSUMER State Street Global Advisors Consumer Cyclical NYSE
386    IPF 9/28/2009 1.14 SPDR S&P INTERNATIONAL FINCL SECT ETF SPDR State Street Global Advisors Financial NYSE
387    IPK 9/28/2009 1.12 SPDR S&P INTERNATIONAL TECH SECT ETF SPDR State Street Global Advisors Technology NYSE
388    IPN 9/28/2009 1.56 SPDR S&P INTERNATIONAL INDL SECT ETF SPDR State Street Global Advisors Industrials NYSE
389    IPS 9/28/2009 1.29 SPDR S&P INTL CNSMR STAPL SECT ETF SPDR State Street Global Advisors Consumer Defensive NYSE
390    IPU 9/28/2009 1.79 SPDR S&P INTERNATIONAL UTLS SECT ETF SPDR State Street Global Advisors Utilities NYSE
391    IPW 9/28/2009 2.19 SPDR S&P INTERNATIONAL ENERGY SECT ETF SPDR State Street Global Advisors Equity Energy NYSE
392    IRO 9/28/2009 0.13 CLAYMORE EXCHANGE-TRADED FUND TRUST NYSE
393    IRV 9/28/2009 1.38 SPDR S&P INTERNATIONAL MATLS SECT ETF SPDR State Street Global Advisors Natural Resources NYSE
394    IRY 9/28/2009 2.45 SPDR S&P INTERNATIONAL HEALTHC SECT ETF SPDR State Street Global Advisors Health NYSE
395    ISI 9/28/2009 1.91 ISHARES S&P 1500 INDEX FUND iShares Large Blend NYSE
396    IST 9/28/2009 2.3 SPDR S&P INTERNATIONAL TELECOMSSECT ETF SPDR State Street Global Advisors Communications NYSE
397    ITF 9/28/2009 2.59 ISHARES S&P/TOPIX 150 INDEX FUN iShares Japan Stock NYSE
398    ITIP 5/20/2011 2.62 ISHARES INTERNATIONAL INFLATION iShares World Bond NYSE
399    ITLT 3/23/2011 0.66 POWERSHARES DB 3X ITALIAN TREAS NYSE
400    ITLY 3/23/2011 0.5 POWERSHARES DB ITALIAN TREASURY NYSE
401    ITR 9/28/2009 23.39 SPDR BLMBG BARCLAYS INTMTERMCORPBD ETF SPDR State Street Global Advisors Corporate Bond NYSE
402    IVOP 9/19/2011 0.67 IPATH INVERSE S&P 500 VIX SHORT NYSE
403    IWW 9/28/2009 4.11 ISHARES RUSSELL 3000 VALUE iShares Large Value NYSE
404    IWZ 9/28/2009 4.6 ISHARES RUSSELL 3000 GROWTH iShares Large Growth NYSE
405    JDG 5/28/2015 0.03 WISDOMTREE JAPAN QUALITY DIVIDEND GR ETF WisdomTree Japan Stock NYSE
406    JEM 9/30/2009 0.5 IPATH GEMS ETN Barclays Funds Multicurrency NYSE
407    JFT 10/5/2009 0.06 KEYNOTES FIRST TRUST ENH 130/30 LGCP ETN JPMorgan Large Blend NYSE
408    JGBB 12/18/2013 0.24 NASDAQ
409    JGBD 11/9/2011 5.16 POWERSHARES DB 3X INVERSE GOVT NYSE
410    JGBL 3/24/2011 0.57 POWERSHARES DB JAPANESE GOVT BO NYSE
411    JGBS 11/9/2011 2.55 POWERSHARES DB INVERSE JAPANESE NYSE
412    JGBT 3/23/2011 3.74 POWERSHARES DB 3X JAPANESE GOVT NYSE
413    JJA 9/28/2009 4.81 IPATH BLOOMBERG AGRICULTURE SUBTR ETN Barclays Funds Commodities Agriculture NYSE
414    JJC 9/28/2009 23.79 IPATH DOW JONES UBS COPPER TOTA iPath Commodities Industrial Metals NYSE
415    JJE 9/28/2009 1.15 IPATH BLOOMBERG ENERGY SUBTR ETN Barclays Funds Commodities Energy NYSE
416    JJG 9/28/2009 20.98 IPATH BLOOMBERG GRAINS SUBTR ETN Barclays Funds Commodities Agriculture NYSE
417    JJM 9/28/2009 1.77 IPATH DOW JONES UBS INDUSTRIAL iPath Commodities Industrial Metals NYSE
418    JJN 9/28/2009 2.72 IPATH BLOOMBERG NICKEL SUBTR ETN Barclays Funds Commodities Industrial Metals NYSE
419    JJP 9/28/2009 1.28 IPATH DJ-UBS PRECIOUS METALS SU iPath Commodities Precious Metals NYSE
420    JJS 9/28/2009 1.98 IPATH BLOOMBERG SOFTS SUBTR ETN Barclays Funds Commodities Agriculture NYSE
421    JJT 9/30/2009 2.47 IPATH BLOOMBERG TIN SUBTR ETN Barclays Funds Commodities Industrial Metals NYSE
422    JJU 9/28/2009 1.15 IPATH DJ-UBS ALUMINUM SUBINDEX iPath Commodities Industrial Metals NYSE
423    JO 9/28/2009 35.01 IPATH BLOOMBERG COFFEE SUBTR ETN Barclays Funds Commodities Agriculture NYSE
424    JPNH 8/19/2015 0.01 DEUTSCHE X-TRACKERSJPNJPXNIKKEI400HDGDEQ Deutsche Asset Management Japan Stock BATS
425    JPNS 6/26/2013 0.24 NASDAQ
426    JPP 9/28/2009 1.49 SPDR RUSSELL/NOMURA PRIME JAPAN State Street Global Advisors Japan Stock NYSE
427    JPX 9/28/2009 0.39 PROSHARES ULTRASHORT MSCI PACIF ProShares Trading-Inverse Equity NYSE
428    JSC 9/28/2009 2.55 SPDR RUSSELL/NOMURA SMALL CAP J State Street Global Advisors Japan Stock NYSE
429    JUNE 4/4/2016 0.08 DHANDHO JUNOON ETF Dhandho Funds Mid-Cap Blend NYSE
430    JUNR 5/14/2012 0.81 GLOBAL X JUNIOR MINERS ETF Exchange Traded Fund Financial NYSE
431    JYF 9/28/2009 0.33 WISDOMTREE DREYFUS JAPANESE YEN WisdomTree Currency NYSE
432    JYN 9/29/2009 0.57 IPATH JPY/USD EXCHANGE RATE ETN Barclays Funds Single Currency NYSE
433    KBWC 11/1/2011 0.45 POWERSHARES KBW CAPITAL MARKETS ETF PowerShares Financial NYSE
434    KBWI 11/1/2011 0.31 POWERSHARES KBW INSURANCE PORTF PowerShares Financial NYSE
435    KLD 9/28/2009 2.89 ISHARES MSCI USA ESG SELECT iShares Large Blend NYSE
436    KLEM 7/9/2015 0.11 GAVEKAL KNOWLEDGE LEADERS EMERG MKTS ETF GaveKal Diversified Emerging Mkts NYSE
437    KME 9/29/2009 0.16 SPDR S&P MORTGAGE FINANCE ETF State Street Global Advisors Financial NYSE
438    KORZ 5/1/2013 0.05 NASDAQ
439    KROO 4/9/2010 1.29 IQ AUSTRALIA SMALL CAP ETF IndexIQ Pacific/Asia ex-Japan Stk NYSE
440    KRS 7/12/2010 1.6 PROSHARES SHORT S&P REGIONAL BANKING ProShares Trading--Inverse Equity NYSE
441    KRU 7/12/2010 1.86 PROSHARES ULTRA S&P REGIONAL BANKING ProShares Trading--Leveraged Equity NYSE
442    KWT 9/28/2009 3.11 VANECK VECTORS SOLAR ENERGY ETF Van Eck Miscellaneous Sector NYSE
443    LABS 12/4/2015 0.08 NASDAQ
444    LAG 9/28/2009 7.71 SPDR BARCLAYS AGGREGATE BOND ET State Street Global Advisors Intermediate-Term Bond NYSE
445    LARE 12/3/2015 0.16 TIERRA XP LATIN AMERICA REAL ESTATE ETF ETF Managers Trust Global Real Estate NYSE
446    LATM 4/9/2010 1.12 MARKET VECTORS LATIN AMERICA SM Van Eck Latin America Stock NYSE
447    LBND 8/2/2010 0.78 POWERSHARES DB 3X LONG 25 YEAR Deutsche Bank Trading-Leveraged Debt NYSE
448    LEDD 4/21/2011 0.18 IPATH PURE BETA LEAD ETN Barclays Funds Commodities Industrial Metals NYSE
449    LEMF 1/16/2014 0.05 NASDAQ
450    LGEM 6/23/2011 0.23 NASDAQ
451    LHB 12/3/2009 2.93 DIREXION DAILY LATIN AMERICA 3X Direxion Funds Trading-Inverse Equity NYSE
452    LLDM 1/7/2015 0.04 NASDAQ
453    LLEM 1/7/2015 0.04 NASDAQ
454    LLSC 1/7/2015 0.11 DIREXION DAILY SMALL CAP BULL 1.25X ETF Direxion Funds Trading--Leveraged Equity NYSE
455    LLSP 1/7/2015 0.41 DIREXION DAILY S&P 500 BULL 1.25X ETF Direxion Funds Trading--Leveraged Equity NYSE
456    LSC 9/28/2009 2.67 ELEMENTS S&P CTI TR ETN ELEMENTS Managed Futures NYSE
457    LSKY 10/5/2011 0.04 ETRACS MONTHLY 2XLEVERAGED ISE NYSE
458    LSTK 4/21/2011 0.3 IPATH PURE BETA LIVESTOCK ETN Barclays Funds Commodities Agriculture NYSE
459    LWC 9/28/2009 9.26 SPDR BLMBG BARCLAYS LT CORP BD ETF SPDR State Street Global Advisors Corporate Bond NYSE
460    LWPE 5/19/2011 0.03 RUSSELL LOW P E ETF Russell Large Value NYSE
461    MATH 6/23/2011 1.14 ADVISORSHARES MEIDELL TACTICL ADVTGE ETF AdvisorShares Tactical Allocation NYSE
462    MATL 6/15/2011 1.23 DIREXION DAILY BASIC MATERIALS Direxion Funds Trading-Leveraged Equity NYSE
463    MATS 6/15/2011 0.45 DIREXION DAILY BASIC MATERIALS Direxion Funds Trading-Inverse Equity NYSE
464    MAUI 6/1/2015 0.25 ADVISORSHARES MARKET ADAPTIVE UNCONSTRAINED INCOME ETF NASDAQ
465    MDD 9/28/2009 2.07 SPDR S&P INTERNATIONAL MID CAP State Street Global Advisors Foreign Small/Mid Value NYSE
466    MDLL 7/29/2014 0.1 DIREXION DAILY MID CAP BULL 2X ETF Exchange Traded Fund Financial NYSE
467    MELT 7/29/2016 0.38 DIREXION DLY GOLD MINERS BEAR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
468    MES 9/28/2009 2.62 MARKET VECTORS GULF STATES INDE Van Eck Diversified Emerging Mkts NYSE
469    MFLA 11/30/2010 0.06 IPATH LONG ENHANCED MSCI EAFE ETN Barclays Funds Trading--Leveraged Equity NYSE
470    MKH 9/29/2009 0.05 MERRILL LYNCH & CO., INC. MARKE Merrill Lynch Large Blend AMEX
471    MLPB 10/9/2015 0.01 UBS ETRACS ALERIAN MLPINFRS ETN SERB UBS Group AG Energy Limited Partnership NYSE
472    MLPJ 1/15/2013 0.86 GLOBAL X JUNIOR MLP ETF Global X Funds Energy Limited Partnership NYSE
473    MLPL 7/12/2010 14.17 UBS AG 2X MONTHLY LEVERAGED LON UBS AG Trading-Leveraged Equity NYSE
474    MLPN 4/14/2010 18.38 CREDIT SUISSE GROUP INDEX ETN Credit Suisse AG Equity Energy NYSE
475    MLPV 7/15/2015 0.2 NASDAQ
476    MLPW 11/1/2010 3.08 UBS AG EXCHANGE TRADED ACCESS S NYSE
477    MONY 2/17/2012 0.3 ISHARES FINANCIALS BOND iShares Corporate Bond NYSE
478    MTK 9/28/2009 3.55 SPDR MORGAN STANLEY TECHNOLOGY ETF SPDR State Street Global Advisors Technology NYSE
479    MUAA 1/8/2010 0.33 ISHARES 2012 S&P AMT-FREE MUNIC iShares Muni Short NYSE
480    MUAB 1/8/2010 0.53 ISHARES 2013 S&P AMT-FREE MUNIC iShares Muni Short NYSE
481    MUAC 1/13/2010 1.17 ISHARES 2014 S&P AMT-FREE MUNIC iShares Muni Short NYSE
482    MUAD 1/8/2010 0.98 ISHARES 2015 S&P AMT-FREE MUNIC iShares Muni National Interm NYSE
483    MUAE 1/11/2010 0.94 ISHARES 2016 S&P AMT-FREE MUNIC iShares Muni National Interm NYSE
484    MUAF 1/11/2010 1.11 ISHARES 2017 S&P AMT-FREE MUNIC iShares Muni National Interm NYSE
485    MUAG 3/21/2013 0.45 NASDAQ
486    MUAH 2/7/2014 0.12 NASDAQ
487    MULT 7/9/2014 0.05 NASDAQ
488    MWJ 9/28/2009 17.52 DIREXION MID CAP BULL 3X SHARES Direxion Funds Trading-Leveraged Equity NYSE
489    MWN 9/28/2009 6.73 DIREXION MID CAP BEAR 3X SHARES Direxion Funds Trading-Inverse Equity NYSE
490    MZG 9/28/2009 0.01 CLAYMORE MRNINGSTR MNFCTRNG SPR SEC INDX COM NYSE
491    MZN 9/28/2009 0.01 CLAYMORE MRNINGSTR INFRMTN SPR SEC INDX COMM NYSE
492    MZO 9/30/2009 0.01 CLAYMORE MORNINGSTAR SRVCS SPR SEC INDX COMM NYSE
493    NAGS 2/1/2011 0.56 TEUCRIUM NATURAL GAS ETV Teucrium Commodities Energy NYSE
494    NASH 8/1/2013 0.91 LOCALSHARES NASHVILLE AREA ETF Exchange Traded Fund Financial NYSE
495    NASI 7/16/2010 0.12 PAX MSCI NORTH AMERICA ESG INDE Pax World Large Blend NYSE
496    NINI 4/21/2011 0.33 IPATH PURE BETA NICKEL ETN Barclays Funds Commodities Industrial Metals NYSE
497    NKY 7/13/2011 14.47 MAXIS NIKKEI 225 ETF Precidian Funds LLC Japan Stock NYSE
498    NOMO 9/7/2011 0.04 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
499    NUCL 9/30/2009 0.65 ISHARES S&P GLOBAL NUCLEAR ENER iShares Equity Energy NASDAQ
500    NY 9/28/2009 0.65 ISHARES NYSE 100 INDEX FUND iShares Large Value NYSE
501    NYC 9/28/2009 0.87 ISHARES NYSE COMPOSITE INDEX FU iShares Large Blend NYSE
502    NYCC 1/15/2014 0.05 POWERSHARES NYSE CENTURY ETF Exchange Traded Fund Financial NYSE
503    OAPH 8/27/2015 0.1 O'SHARES FTSE ASIA PAC QUAL DIV HDGD ETF O\u2019Shares Investments Diversified Pacific/Asia NYSE
504    OEUH 8/25/2015 0.58 O'SHARES FTSE EUROPE QUAL DIV HDGD ETF O\u2019Shares Investments Europe Stock NYSE
505    OFF 11/30/2011 0.82 ETRACS FISHER-GARTMAN RISK OFF NYSE
506    OGEM 2/28/2011 0.48 EGSHARES ENERGY GEMS ETF Emerging Global Advisors Equity Energy NYSE
507    OIL 9/28/2009 243.49 IPATH S&P GSCI CRUDE OIL TR ETN Barclays Funds Commodities Energy NYSE
508    OILZ 6/16/2011 0.1 OIL FUTURES CONTANGO ETN DUE JU NYSE
509    ONEF 7/12/2010 1.2 RUSSELL EXCHANGE TRADED FUNDS T Russell World Allocation NYSE
510    ONEK 3/18/2013 0.63 SPDR RUSSELL 1000 ETF SPDR State Street Global Advisors Large Blend NYSE
511    ONG 4/21/2011 0.09 IPATH PURE BETA ENERGY ETN NYSE
512    ONN 11/30/2011 0.71 ETRACS FISHER-GARTMAN RISK ON E NYSE
513    OPD 4/19/2016 0.01 NYSE
514    OSMS 4/24/2014 0.05 BARCLAYS OFI STEELPATH MLP ETN Exchange Traded Fund Financial NYSE
515    OTP 9/30/2009 0.16 GUGGENHEIM OCEAN TOMO PATENT ET Guggenheim Funds Distributors, Inc. Large Blend NYSE
516    OTR 9/28/2009 0.25 GUGGENHEIM OCEAN TOMO GROWTH ET Guggenheim Funds Distributors, Inc. Large Growth NYSE
517    OVLC 5/11/2016 0.01 GUGGENHEIM US LG CP OPTIMIZED VOL ETF Guggenheim Investments Large Blend NYSE
518    PAO 9/28/2009 0.6 POWERSHARES RIVERFRONT TACTICAL PowerShares Aggressive Allocation NYSE
519    PBTQ 9/28/2009 0.04 POWERSHARES GLOBAL BIOTECH NASDAQ
520    PCA 9/28/2009 0.55 POWERSHARES RIVERFRONT TACTICAL PowerShares World Allocation NYSE
521    PEF 9/28/2009 0.1 POWERSHARES EXCHANGE-TRADED FUND TRUST II NYSE
522    PERM 2/8/2012 0.97 GLOBAL X PERMANENT ETF Global X Funds World Allocation NYSE
523    PFA 9/28/2009 0.63 POWERSHARES DYNAMIC DEVELOPED I PowerShares Foreign Large Blend NYSE
524    PFEM 5/9/2013 0.22 POWERSHARES FDMT EMERG MKTS LCL DBT ETF Exchange Traded Fund Financial NYSE
525    PFV 9/21/2016 0.03 AMPLIFY YIELDSHARES PRIME 5 DIVIDEND ETF Amplifyetfs Large Blend BATS
526    PGD 9/28/2009 0.25 IPATH ASIAN AND GULF CURRENCY R Barclays Bank PLC Currency NYSE
527    PGM 9/28/2009 3.25 IPATH DJ-UBS PLATINUM SUBINDEX iPath Commodities Precious Metals NYSE
528    PIC 9/28/2009 0.35 POWERSHARES DYNAMIC INSURANCE PowerShares Financial NYSE
529    PILS 9/21/2015 0.02 DIREXION DAILY PHARMCTCL&MEDCL BR 2X ETF Direxion Funds Trading--Inverse Equity NYSE
530    PIQ 9/28/2009 0.67 POWERSHARES DYNAMIC MAGNIQUANT PowerShares Mid-Cap Blend NYSE
531    PIV 9/28/2009 1.72 POWERSHARES S&P 500 HIGH QUALIT PowerShares Mid-Cap Growth NYSE
532    PJB 9/28/2009 0.8 POWERSHARES DYNAMIC BANKING PowerShares Financial NYSE
533    PJF 9/28/2009 0.27 POWERSHARES DYNAMIC LARGE CAP NYSE
534    PJG 9/28/2009 0.27 POWERSHARES DYNAMIC MID CAP NYSE
535    PJM 9/28/2009 0.19 POWERSHARES DYNAMIC SMALL CAP NYSE
536    PJO 9/28/2009 0.05 POWERSHARES FTSE RAFI JAPAN PowerShares Japan Stock NYSE
537    PKN 9/28/2009 0.6 POWERSHARES GLOBAL NUCLEAR PORT PowerShares Equity Energy NYSE
538    PKOL 9/28/2009 1.11 POWERSHARES GLOBAL COAL PORTFOL PowerShares Equity Energy NASDAQ
539    PLK 9/28/2009 0.31 POWERSHARES ACTIVE LOW DURATION PowerShares Short Government NYSE
540    PMA 9/29/2009 0.14 POWERSHARES ACTIVE MEGA CAP FUN PowerShares Large Blend NYSE
541    PMNA 9/28/2009 1.23 POWERSHARES MENA FRONTIER COUNT PowerShares Diversified Emerging Mkts NASDAQ
542    PNXQ 10/1/2009 0.09 POWERSHARES NXQ NASDAQ
543    PQBW 9/28/2009 0.11 POWERSHARES NASDAQ-100 BUYWRITE NASDAQ
544    PQSC 9/28/2009 0.03 POWERSHARES FTSE NASDAQ SMALL CAP NASDAQ
545    PQY 9/28/2009 0.51 POWERSHARES ACTIVE ALPHAQ FUND PowerShares Large Growth NYSE
546    PQZ 9/28/2009 0.1 POWERSHARES ACTIVE MULTI-CAP FU PowerShares Mid-Cap Growth NYSE
547    PSTL 9/28/2009 0.28 POWERSHARES GLOBAL STEEL PORTFO PowerShares Natural Resources NASDAQ
548    PTE 9/28/2009 0.18 POWERSHARES DYNAMIC TELECOM & WIRELESS Powershares Exchange Traded Fund Trust Specialty-Communications NYSE
549    PTJ 9/28/2009 0.42 POWERSHARES EXCHANGE TRADED FUND TRUST NYSE
550    PTO 9/28/2009 0.32 POWERSHARES IBBOTSON ALTERNATIV PowerShares World Allocation NYSE
551    PTRP 9/28/2009 0.09 POWERSHARES GLOBAL PROGRESSIVE TRANSPORT NASDAQ
552    PUTX 7/7/2015 0.13 ALPS ENHANCED PUT WRITE STRATEGY ETF ALPS Long/Short Equity NYSE
553    PWJ 9/28/2009 1.07 POWERSHARES DYNAMIC MID CAP GRO NYSE
554    PWND 9/28/2009 0.92 POWERSHARES GLOBAL WIND ENERGY PowerShares Equity Energy NASDAQ
555    PWO 9/28/2009 0.28 POWERSHARES XTF: DYNAMIC OTC PO PowerShares Mid-Cap Growth NYSE
556    PWP 9/28/2009 0.35 POWERSHARES DYNAMIC MID CAP VAL NYSE
557    PWT 9/28/2009 0.66 POWERSHARES DYNAMIC SMALLCAP GR NYSE
558    PWY 9/28/2009 0.71 POWERSHARES DYNAMIC SMALL CAP V NYSE
559    PXLC 2/22/2011 0.53 POWERSHARES FUNDAMENTAL PURE LA PowerShares Large Blend NYSE
560    PXMC 2/22/2011 0.43 POWERSHARES FUNDAMENTAL PURE MI PowerShares Mid-Cap Blend NYSE
561    PXN 9/28/2009 1.45 POWERSHARES LUX NANOTECH PORTFO PowerShares Technology NYSE
562    PXSC 2/22/2011 0.26 POWERSHARES FUNDAMENTAL PURE SM PowerShares Small Blend NYSE
563    PYH 9/28/2009 0.29 POWERSHARES MORNINGSTAR STOCKIN PowerShares Mid-Cap Growth NYSE
564    PZJ 9/28/2009 0.12 POWERSHARES ZACKS SMALL CAP PowerShares Small Blend NYSE
565    QAUS 6/12/2014 0.31 SPDR MSCI AUSTRALIA STRATEGICFACTORSETF SPDR State Street Global Advisors Miscellaneous Region NYSE
566    QDEM 1/23/2014 0.09 MARKET VECTORS MSCI EM QUALITY DIV ETF Exchange Traded Fund Financial NYSE
567    QDXU 1/23/2014 0.07 MARKET VECTORS MSCI INTL QUAL DIV ETF Exchange Traded Fund Financial NYSE
568    QEH 8/8/2012 0.79 ADVISORSHARES QAM EQUITY HEDGE ETF Exchange Traded Fund Financial NYSE
569    QEM 1/23/2014 0.07 MARKET VECTORS MSCI EM QUALITY ETF Exchange Traded Fund Financial NYSE
570    QESP 6/12/2014 0.14 SPDR MSCI SPAIN STRATEGICFACTORS ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
571    QKOR 9/18/2014 0.05 SPDR MSCI SOUTH KOREA STRATEGICFACTSETF SPDR State Street Global Advisors Miscellaneous Region NYSE
572    QLT 9/7/2011 0.05 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
573    QLTB 4/26/2012 1.32 ISHARES BAA - BA RATED CORPORATE BOND Exchange Traded Fund Financial BATS
574    QLTC 4/26/2012 0.38 ISHARES B - CA RATED CORPORATE BOND Exchange Traded Fund Financial BATS
575    QMEX 9/18/2014 0.08 NASDAQ
576    QQQV 12/6/2011 0.02 NASDAQ
577    QTWN 9/18/2014 0.01 NASDAQ
578    QXUS 1/23/2014 0.06 NASDAQ
579    RBL 4/9/2010 5.59 SPDR S&P RUSSIA ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
580    REA 9/28/2009 0.28 KEYSTONE PROPERTY TRUST NYSE
581    REC 9/28/2009 0.18 RYDEX ETF TRUST NYSE
582    RETS 7/14/2010 0.54 DIREXION DAILY RETAIL BEAR 3X S Direxion Funds Trading-Inverse Equity NYSE
583    RFN 9/28/2009 0.66 RYDEX INVERSE 2X S&P SELECT SECTOR FNNCL COM NYSE
584    RGRO 2/2/2015 0.05 NASDAQ
585    RHM 9/28/2009 0.05 RYDEX 2X S&P SELECT SECTOR HEALTH CARE COMMO NYSE
586    RHO 9/30/2009 0.05 RYDEX INVERSE 2X S&P SELECT SCTR HLTH CR COM NYSE
587    RKH 9/28/2009 54.62 MARKET VECTORS BANK AND BROKERAGE ETF Market Vectors Financial NYSE
588    RMB 9/22/2011 0.18 GUGGENHEIM YUAN BOND ETF Guggenheim Funds Distributors, Inc. Emerging Markets Bond NYSE
589    RMM 9/28/2009 0.28 RYDEX 2X S&P MIDCAP 400 NYSE
590    RMS 9/28/2009 0.12 RYDEX ETF TRUST NYSE
591    ROB 9/28/2009 0.12 CLAYMORE/ROBB REPORT GLOBAL LUXURY Claymore Securities World Stock NYSE
592    RODI 9/15/2014 0.01 NASDAQ
593    ROI 9/28/2009 0.26 WISDOMTREE LARGECAP GROWTH FUND WisdomTree Large Growth NYSE
594    ROLA 11/30/2010 0.1 IPATH LONG EXTENDED RUSSELL 100 NYSE
595    RORO 9/10/2014 0.08 NASDAQ
596    ROSA 11/30/2010 0.16 IPATH SHORT EXTENDED RUSSELL 10 NYSE
597    RPX 10/2/2009 0.46 COLUMBIA GROWTH EQUITY STRATEGY Columbia Large Growth NYSE
598    RRF 7/14/2011 1.81 WISDOMTREE GLOBAL REAL RETURN ETF WisdomTree World Bond NYSE
599    RRGR 7/11/2012 0.22 NASDAQ
600    RRY 9/28/2009 1.34 RYDEX 2X RUSSELL 2000 NYSE
601    RRZ 9/28/2009 0.65 RYDEX INVERSE 2X RUSSELL 2000 NYSE
602    RSCO 3/18/2013 0.46 SPDR RUSSELL SMALL CAP COMPLETENESS ETF Exchange Traded Fund Financial NYSE
603    RSU 9/28/2009 6.43 RYDEX 2X S&P 500 ETF Rydex/SGI Trading-Leveraged Equity NYSE
604    RSW 9/28/2009 9.74 RYDEX INVERSE 2X S&P 500 ETF Rydex/SGI Trading-Inverse Equity NYSE
605    RTG 9/29/2009 0.12 RYDEX 2X S&P SELECT SECTOR TECHNOLOGY COMMON NYSE
606    RTLA 11/30/2010 0.52 IPATH LONG EXTENDED RUSSELL 200 NYSE
607    RTR 9/28/2009 1.14 OPPENHEIMER ADR REVENUE ETF OppenheimerFunds Foreign Large Value NYSE
608    RTSA 11/30/2010 1.56 IPATH SHORT EXTENDED RUSSELL 20 NYSE
609    RTW 9/30/2009 0.05 RYDEX ETF TRUST NYSE
610    RUDR 4/9/2013 0.01 VELOCITYSHARES RUSSIA SELECT DR ETF ALPS Miscellaneous Region NYSE
611    RWG 10/2/2009 0.38 COLUMBIA LARGE-CAP GROWTH EQUIT Columbia Large Growth NYSE
612    RWV 9/28/2009 0.31 REVENUESHARES NAVALLIER OVERALL VTL Associates, LLC Mid-Cap Growth NYSE
613    RWXL 3/21/2012 1.71 UBS ETRACS M PY 2XLVG DJ INTL RELEST ETN Exchange Traded Fund Financial NYSE
614    SBEU 1/30/2015 0.02 NASDAQ
615    SBND 7/12/2010 5.33 POWERSHARES DB 3X SHORT 25 YEAR Deutsche Bank Trading-Inverse Debt NYSE
616    SBUS 1/30/2015 0.14 ETFS DIVERSIFIED-FACTOR US LARGE CAP ETF Securities Large Blend NYSE
617    SBV 4/21/2011 0.21 IPATH PURE BETA BROAD COMMODITY NYSE
618    SCLP 10/5/2011 0.01 NASDAQ
619    SCOG 10/5/2011 0.01 NASDAQ
620    SCPB 12/17/2009 59.32 SPDR BLMBG BARCLAYS ST CORP BD ETF SPDR State Street Global Advisors Short-Term Bond NYSE
621    SDK 9/28/2009 0.63 PROSHARES ULTRASHORT RUSSELL MI ProShares Trading-Inverse Equity NYSE
622    SFK 9/28/2009 0.68 PROSHARES ULTRASHORT RUSSELL100 ProShares Trading-Inverse Equity NYSE
623    SFLA 11/30/2010 0.4 IPATH LONG EXTENDED S&P 500 TR NYSE
624    SFSA 11/30/2010 0.91 IPATH SHORT EXTENDED S&P 500 TR NYSE
625    SGAR 4/21/2011 0.53 IPATH PURE BETA SUGAR ETN NYSE
626    SGG 9/28/2009 17.12 IPATH BLOOMBERG SUGAR SUBTR ETN Barclays Funds Commodities Agriculture NYSE
627    SICK 6/15/2011 0.2 DIREXION DAILY HEALTHCARE BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
628    SINF 2/10/2012 0.12 PROSHARES ULTRAPRO SHRT 10YR TIPS/TSY SP Exchange Traded Fund Financial NYSE
629    SIPE 2/27/2014 0.15 SPDR BLMBG BARCLAYS 0-5 YEAR TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond NYSE
630    SJF 9/29/2009 0.48 PROSHARES ULTRASHORT RUSSELL100 ProShares Trading-Inverse Equity NYSE
631    SJH 9/28/2009 1.52 PROSHARES ULTRASHORT RUSSELL200 ProShares Trading-Inverse Equity NYSE
632    SJL 9/28/2009 0.35 PROSHARES ULTRASHORT RUSSELL MI ProShares Trading-Inverse Equity NYSE
633    SKK 9/28/2009 2.67 PROSHARES ULTRASHORT RUSSELL200 ProShares Trading-Inverse Equity NYSE
634    SLDR 7/1/2015 0.01 NASDAQ
635    SLOW 7/1/2015 0.01 NASDAQ
636    SMD 3/7/2016 0.33 SPDR S&P 1000 ETF SPDR State Street Global Advisors Mid-Cap Blend NYSE
637    SMK 9/28/2009 0.64 PROSHARES ULTRASHORT MSCI MEXIC ProShares Trading-Inverse Equity NYSE
638    SOP 6/29/2015 0.14 PROSHARES ULTRASHRT OIL&GAS EXPLOR&PRDTN ProShares Trading--Inverse Equity NYSE
639    SPGH 1/28/2010 0.64 UBS E-TRACS S&P 500 GOLD HEDGED UBS AG Trading-Miscellaneous NYSE
640    SPXH 6/24/2013 0.97 JANUS VELOCITY VOLATILITY HDGD LG CP ETF Janus Long-Short Equity NYSE
641    SSDD 9/15/2011 0.06 ETRACS ISE SOLID STATE DRIVE IN NYSE
642    SSDL 9/15/2011 0.04 ETRACS MONTHLY 2XLEVERAGED ISE NYSE
643    SST 12/1/2011 1.9 SPDR BLMBG BARCLAYS ST TREASURY ETF SPDR State Street Global Advisors Short Government NYSE
644    STH 9/28/2009 0.06 CLAYMORE EXCHANGE-TRADED FUND TRUST NYSE
645    STXX 9/28/2009 0.29 ALPS STOXX EUROPE 600 ETF ALPS Europe Stock NYSE
646    SUBD 5/5/2014 0.08 DEUTSCHE X-TRACKERS SLCTVINVGRD SBDTDBT Exchange Traded Fund Financial NYSE
647    SWH 9/28/2009 1.47 MERRILL LYNCH & CO., INC. SOFTW Merrill Lynch Technology AMEX
648    SYTL 7/29/2014 0.11 DIREXION DAILY 7-10 YR TRS BULL 2X ETF Exchange Traded Fund Financial NYSE
649    SZR 9/28/2009 0.35 WISDOMTREE DREYFUS SOUTH AFRICA WisdomTree Currency NYSE
650    TBAR 2/23/2011 1.66 RBS GOLD TRENDPILOT ETN Royal Bank of Scotland NV Commodities Precious Metals NYSE
651    TBZ 4/5/2011 0.32 PROSHARES ULTRASHORT 3-7 YEAR TREASURY ProShares Trading--Inverse Debt NYSE
652    TCHI 4/19/2012 0.44 RBS CHINA TRENDPILOT ETN Exchange Traded Fund Financial NYSE
653    TDD 9/28/2009 0.44 DB-X 2010 TARGET DATE FUND Deutsche Bank Target Date 2000-2010 NYSE
654    TDH 9/28/2009 0.69 DB-X 2020 TARGET DATE FUND Deutsche Bank Target Date 2016-2020 NYSE
655    TDN 9/28/2009 0.86 DB-X 2030 TARGET DATE FUND Deutsche Bank Target Date 2026-2030 NYSE
656    TDV 9/28/2009 0.76 DB-X 2040 TARGET DATE FUND Deutsche Bank Target Date 2036-2040 NYSE
657    TDX 9/28/2009 0.31 DB-X IN-TARGET DATE FUND Deutsche Bank Conservative Allocation NYSE
658    TECZ 4/7/2016 0.03 NASDAQ
659    TENZ 9/29/2009 0.58 PIMCO 7-15 YEAR U.S. TREASURY I PIMCO Long Government NYSE
660    TGEM 6/23/2011 0.09 EGSHARES TELECOM GEMS ETF Emerging Global Advisors Communications NYSE
661    TGR 9/28/2009 2.42 ISHARES S&P TARGET DATE RETIREM iShares Conservative Allocation NYSE
662    THHY 3/22/2013 0.6 VANECK VECTORS TRS-HDGD HI YLD BD ETF Van Eck Nontraditional Bond NYSE
663    THRK 3/18/2013 0.82 SPDR RUSSELL 3000 ETF SPDR State Street Global Advisors Large Blend NYSE
664    TLL 9/28/2009 0.69 PROSHARES ULTRASHORT TELECOMMUN ProShares Trading-Inverse Equity NYSE
665    TLO 9/28/2009 7.69 SPDR BLMBG BARCLAYS LONG TERM TRS ETF SPDR State Street Global Advisors Long Government NYSE
666    TMW 9/28/2009 1.05 SPDR DJ WILSHIRE TOTAL MARKET E State Street Global Advisors Large Blend NYSE
667    TNDQ 12/13/2011 0.78 RBS NASDAQ-100 TRENDPILOT ETN Royal Bank of Scotland NV Large Growth NYSE
668    TOFR 9/16/2014 0.16 NASDAQ
669    TONS 2/20/2015 0.75 NASDAQ
670    TOTS 6/15/2011 0.64 DIREXION DAILY TOTAL MKT BEAR 1X ETF Direxion Funds Trading-Inverse Equity NYSE
671    TPS 2/10/2011 1.62 PROSHARES ULTRASHORT TIPS ProShares Trading-Inverse Debt NYSE
672    TRND 12/8/2010 4.03 RBS US LARGE CAP TRENDPILOT ETN Royal Bank of Scotland NV Large Blend NYSE
673    TRNM 1/27/2011 1.53 RBS US MID CAP TRENDPILOT ETN Royal Bank of Scotland NV Mid-Cap Blend NYSE
674    TRSK 6/24/2013 1.21 JANUS VELOCITY TAIL RISK HDGD LG CP ETF Janus Long-Short Equity NYSE
675    TSXV 3/17/2011 0.17 GLOBAL X S&P TSX VENTURE 30 CAN Global X Funds Foreign Small/Mid Growth NYSE
676    TTH 9/28/2009 1.88 MERRILL LYNCH & CO., INC. TELEC Merrill Lynch Communications AMEX
677    TUTI 6/10/2015 0.3 TUTTLE TACTICAL MGMT MULTI-STRAT INC ETF Tuttle Allocation--15% to 30% Equity NASDAQ
678    TUTT 2/25/2015 0.84 TUTTLE TACTICAL MANAGEMENT US CORE ETF Tuttle Allocation--50% to 70% Equity NASDAQ
679    TWOK 7/9/2013 1.27 SPDR RUSSELL 2000 ETF SPDR State Street Global Advisors Small Blend NYSE
680    TWOZ 2/25/2010 0.05 DIREXION DAILY 2 YR TRSY BEAR 3X SHARES Direxion Shares ETF Trust Bear Market AMEX
681    TWQ 9/28/2009 0.43 PROSHARES ULTRASHORT RUSSELL300 ProShares Trading-Inverse Equity NYSE
682    TWTI 9/15/2011 0.29 RBS OIL TRENDPILOT ETN Royal Bank of Scotland NV Commodities Energy NYSE
683    TYH 9/28/2009 137.15 DIREXION TECHNOLOGY BULL 3X SHA Direxion Funds Trading-Leveraged Equity NYSE
684    TYP 9/28/2009 49.67 DIREXION TECHNOLOGY BEAR 3X SHA Direxion Funds Trading-Inverse Equity NYSE
685    TYTE 8/7/2014 0.03 PROSHARES CDS NORTH AMERICAN HY CREDIT ProShares High Yield Bond NYSE
686    TZD 9/28/2009 0.73 ISHARES S&P TARGET DATE 2010 iShares Target Date 2000-2010 NYSE
687    TZE 9/28/2009 3.35 ISHARES TRUST TARGET DATE 2015 iShares Target Date 2011-2015 NYSE
688    TZG 9/29/2009 1.27 ISHARES S&P TARGET DATE 2020 ET iShares Target Date 2016-2020 NYSE
689    TZI 10/1/2009 0.8 ISHARES S&P TARGET DATE 2025 ET iShares Target Date 2021-2025 NYSE
690    TZL 9/28/2009 1.17 ISHARES S&P TARGET DATE 2030 iShares Target Date 2026-2030 NYSE
691    TZO 9/29/2009 0.73 ISHARES S&P TARGET DATE 2035 iShares Target Date 2031-2035 NYSE
692    TZV 9/28/2009 1.23 ISHARES S&P TARGET DATE 2040 iShares Target Date 2036-2040 NYSE
693    TZW 8/18/2011 0.79 ISHARES S&P TARGET DATE 2045 NYSE
694    TZY 8/31/2011 0.99 ISHARES S&P TARGET DATE 2050 NYSE
695    UBD 9/28/2009 0.07 GUGGENHEIM U.S. CAPITAL MARKETS NYSE
696    UBND 6/11/2015 0.07 WISDOMTREE WESTERN ASSET UNCNSTND BD ETF WisdomTree Nontraditional Bond NASDAQ
697    UCD 9/28/2009 1.68 PROSHARES ULTRA DJ-AIG COMMODIT ProShares Trading-Leveraged Commodities NYSE
698    UDNT 5/24/2011 0.56 POWERSHARES DB 3X SHORT US DOLL NYSE
699    UEM 9/28/2009 0.01 CLAYMORE EXCHANGE-TRADED FUND TRUST NYSE
700    UGEM 6/23/2011 0.2 EGSHARES UTILITIES GEMS ETF Emerging Global Advisors Utilities NYSE
701    UINF 2/10/2012 0.22 PROSHARES ULTRAPRO 10 YEAR TIPS/TSY SPRD Exchange Traded Fund Financial NYSE
702    UK 4/29/2015 0.02 RECON CAPITAL FTSE 100 ETF ETF Series Trust Miscellaneous Region NYSE
703    UKF 9/28/2009 0.6 PROSHARES ULTRA RUSSELL1000 GRO ProShares Trading-Leveraged Equity NYSE
704    UKK 9/28/2009 2.76 PROSHARES ULTRA RUSSELL2000 GRO ProShares Trading-Leveraged Equity NYSE
705    UKW 9/28/2009 0.94 PROSHARES ULTRA RUSSELL MIDCAP ProShares Trading-Leveraged Equity NYSE
706    ULQ 9/28/2009 0.03 GUGGENHEIM U.S. CAPITAL MARKETS NYSE
707    UMX 7/13/2010 0.64 PROSHARES ULTRA MSCI MEXICO CAPPED IMI ProShares Trading--Leveraged Equity NYSE
708    UOIL 2/8/2012 0.09 NASDAQ
709    UOP 6/23/2015 0.08 PROSHARES ULTRA OIL & GAS EXPLOR & PRDTN ProShares Trading--Leveraged Equity NYSE
710    USMI 6/19/2012 0.53 UNITED STATES METALS ETF Exchange Traded Fund Financial NYSE
711    USMR 9/20/2016 0.01 RECON CAPITAL USA MANAGED RISK ETF Recon Capital Series Trust Large Blend NYSE
712    USSD 7/21/2015 0.08 WISDOMTREE STRONG DOLLAR US EQUITY ETF WisdomTree Large Blend NYSE
713    USWD 7/21/2015 0.03 WISDOMTREE WEAK DOLLAR US EQUITY ETF WisdomTree Large Blend NYSE
714    USY