All ETFs Historical Tick with Bid/Ask Data

The list below contains symbols for all the ETFs in our tick (time and sales) interval "All ETFs Historical Tick with Bid/Ask Data" historical data package. Data presented in the table below is calculated using the files containing tick with bid/ask prices. Tab delimited text version of this list is also available.

Other Historical Data

Please visit our buy page for more information about our US and Canadian stocks, ETFs, indexes and indicators, futures, forex and OTC BB historical data packages, and to download free historical data sample files. We offer daily (end-of-day or EOD) data, 1 minute and higher interval intraday data and tick (time and sales) bid and ask data.

Product Details

Listed: 1862 symbols and 270421 MB
Delisted: 642 symbols and 3135 MB
List last updated on: 10/18/2017

Listed Instruments:

 #   Symbol   StartDate   Size(MB)   Description   Industry   Sector   Exchange 
1    AADR 7/21/2010 1.62 ADVISORSHARES DORSEY WRIGHT ADR ETF AdvisorShares Foreign Large Growth NYSE
2    AAXJ 9/25/2009 226.73 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN iShares Pacific/Asia ex-Japan Stk NASDAQ
3    ACIM 2/28/2012 0.99 SPDR MSCI ACWI IMI ETF SPDR State Street Global Advisors World Stock NYSE
4    ACSI 11/1/2016 0.12 AMERICANCUSTOMERSATISFACTIONCOREALPHAETF ACSI Large Blend BATS
5    ACTX 4/29/2015 0.08 GLOBAL X GURU ACTIVIST ETF Global X Funds Large Blend NASDAQ
6    ACWF 5/4/2015 0.15
7    ACWI 9/25/2009 307.59 ISHARES MSCI ACWI iShares World Stock NASDAQ
8    ACWV 10/20/2011 21.84 ISHARES EDGE MSCI MIN VOL GLOBAL iShares World Stock NYSE
9    ACWX 9/25/2009 78.96 ISHARES MSCI ACWI EX US iShares Foreign Large Blend NASDAQ
10    ADRA 9/25/2009 1.25 BLDRS ASIA 50 ADR INDEX FUND NASDAQ
11    ADRD 9/25/2009 1.94 BLDRS DEVELOPED MARKETS 100 ADR ETF PowerShares Foreign Large Value NASDAQ
12    ADRE 9/25/2009 12.34 BLDRS EMERGING MARKETS 50 ADR ETF PowerShares Diversified Emerging Mkts NASDAQ
13    ADRU 9/25/2009 1.01 BLDRS EUROPE SELECT ADR ETF PowerShares Europe Stock NASDAQ
14    ADZ 9/25/2009 0.28 DB AGRICULTURE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
15    AFK 9/25/2009 9.25 VANECK VECTORS AFRICA ETF Van Eck Miscellaneous Region NYSE
16    AFTY 3/12/2015 2.58 CSOP FTSE CHINA A50 ETF CSOP Asset Management China Region NYSE
17    AGA 9/25/2009 2.05 DB AGRICULTURE DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
18    AGF 9/25/2009 1.95 DB AGRICULTURE LONG ETN DB AGRI Deutsche Bank Commodities Agriculture NYSE
19    AGG 9/25/2009 402.56 ISHARES CORE US AGGREGATE BOND iShares Intermediate-Term Bond NYSE
20    AGGE 5/10/2016 0.47 IQ ENHANCED CORE BOND US ETF IndexIQ Intermediate-Term Bond NYSE
21    AGGP 5/10/2016 1.31 IQ ENHANCED CORE PLUS BOND US ETF IndexIQ Intermediate-Term Bond NYSE
22    AGGY 7/9/2015 0.84 WISDOMTREE BARCLAYS YLDENH US AGGTBD ETF WisdomTree Intermediate-Term Bond NYSE
23    AGND 12/18/2013 0.8 WISDOMTREE BARCLAYS NGTDUR US AGGTBD ETF WisdomTree Nontraditional Bond NASDAQ
24    AGQ 9/25/2009 311.89 PROSHARES ULTRA SILVER ProShares Trading--Leveraged Commodities NYSE
25    AGZ 9/25/2009 6.49 ISHARES AGENCY BOND iShares Intermediate Government NYSE
26    AGZD 12/18/2013 0.73 WISDOMTREE BARCLAYS INTRRTHGUSAGGTBD ETF WisdomTree Nontraditional Bond NASDAQ
27    AIA 9/25/2009 8.34 ISHARES ASIA 50 ETF NASDAQ
28    AIRR 3/11/2014 2.86 FIRST TRUST RBA AMER INDL RENAISTM ETF First Trust Industrials NASDAQ
29    ALD 9/25/2009 44.74 WISDOMTREE ASIA LOCAL DEBT ETF WisdomTree Emerging-Markets Local-Currency Bond NYSE
30    ALFA 5/31/2012 2.69 ALPHACLONE ALTERNATIVE ALPHA ETF Exchange Traded Fund Financial NYSE
31    ALFI 11/10/2015 0.12
32    ALT 11/16/2009 2.84 ISHARES DIVERSIFIED ALTERNATIVE Pharmaceutical Preparations Manufacturing NYSE
33    ALTS 10/9/2014 0.74 PROSHARES MORNINGSTAR ALTS SOLU ProShares Multialternative BATS
34    ALTY 7/14/2015 0.23 GLOBAL X SUPERDIVIDEND ALTERNATIVES ETF Global X Funds Allocation--70% to 85% Equity NASDAQ
35    AMCA 8/11/2017 0.01 ISHARES RUSSELL 1000 PURE U.S. REVENUE ETF NASDAQ
36    AMJ 9/25/2009 418.88 JPMORGAN CHASE CAPITAL XVI JP M JPMorgan Equity Energy NYSE
37    AMJL 5/18/2016 0.1 CREDIT SUISSE X-LINKS MP2XLVGALRNMLP ETN Credit Suisse AG Trading--Leveraged Equity NYSE
38    AMLP 9/24/2010 670.29 ALERIAN MLP ETF ALPS Equity Energy NYSE
39    AMU 7/18/2012 14.78 UBS ETRACS ALERIAN MLP ETN Exchange Traded Fund Financial NYSE
40    AMUB 10/9/2015 0.01
41    AMZA 10/2/2014 16.94 INFRACAP MLP ETF InfraCap Energy Limited Partnership NYSE
42    AND 2/3/2011 1.02 GLOBAL X FTSE ANDEAN 40 ETF Global X Funds Latin America Stock NYSE
43    ANGL 4/11/2012 13.26 VANECK VECTORS FALLEN ANGEL HIYLD BD ETF Van Eck High Yield Bond NYSE
44    AOA 9/25/2009 7.14 ISHARES CORE AGGRESSIVE ALLOCATION iShares Allocation--70% to 85% Equity NYSE
45    AOK 9/25/2009 5.96 ISHARES CORE CONSERVATIVE ALLOCATION iShares Allocation--30% to 50% Equity NYSE
46    AOM 9/25/2009 9.79 ISHARES CORE MODERATE ALLOCATION iShares Allocation--30% to 50% Equity NYSE
47    AOR 9/25/2009 8.4 ISHARES CORE GROWTH ALLOCATION iShares Allocation--50% to 70% Equity NYSE
48    ARGT 3/3/2011 5.36 GLOBAL X MSCI ARGENTINA ETF Global X Funds Miscellaneous Region NYSE
49    ARKG 10/31/2014 0.61 ARK GENOMIC REVOLUTION MULTI-SECTOR ETF ARK ETF Trust Health NYSE
50    ARKK 10/31/2014 1.43 ARK INNOVATION ETF ARK ETF Trust Technology NYSE
51    ARKQ 9/30/2014 0.76 ARK INDUSTRIAL INNOVATION ETF ARK ETF Trust Technology NYSE
52    ARKW 9/30/2014 1.12 ARK WEB X.0 ETF ARK ETF Trust Technology NYSE
53    ASEA 2/17/2011 3.17 GLOBAL X FTSE SOUTHEAST ASIA ETF Global X Funds Pacific/Asia ex-Japan Stk NYSE
54    ASET 11/24/2015 0.1 FLEXSHARES REAL ASSETS ALLOCATION ETF Flexshares Trust World Stock NASDAQ
55    ASHR 11/6/2013 161.4 DEUTSCHE X-TRACKERS HARVEST CSI300 CHN A Deutsche Asset Management China Region NYSE
56    ASHS 5/21/2014 7.41 DEUTSCHE X-TRACKERS HRVSTCSI500CHN A SC Deutsche Asset Management China Region NYSE
57    ASHX 10/20/2015 0.09 DEUTSCHE X-TRACKERS CSI300 CHN A HDGD EQ Deutsche Asset Management China Region NYSE
58    ATMP 3/13/2013 4.81 BARCLAYS ETN+ SELECT MLP Barclays Funds Energy Limited Partnership NYSE
59    AUSE 2/28/2011 1.46 WISDOMTREE AUSTRALIA DIVIDEND ETF WisdomTree Miscellaneous Region NYSE
60    AXJL 2/28/2011 1.31 WISDOMTREE ASIA PACIFIC EX-JAPAN ETF WisdomTree Pacific/Asia ex-Japan Stk NYSE
61    AXJV 6/5/2014 0.3 ISHARES EDGE MSCI MIN VOL ASIA EX JAPAN iShares Pacific/Asia ex-Japan Stk NYSE
62    AYT 9/25/2009 1.62 IPATH GEMS ASIA 8 ETN Barclays Funds Multicurrency NYSE
63    BAB 11/17/2009 36.35 POWERSHARES BUILD AMERICA BOND PowerShares Long-Term Bond NYSE
64    BAL 9/25/2009 9.55 IPATH BLOOMBERG COTTON SUBTR ETN Barclays Funds Commodities Agriculture NYSE
65    BAR 5/5/2014 0.19 DIREXION DAILY GOLD BULL 3X ETF Exchange Traded Fund Financial NYSE
66    BBC 12/17/2014 1.63 BIOSHARES BIOTECHNOLOGY CLINICAL TRIALS Bio Shares Health NASDAQ
67    BBH 9/25/2009 29.46 VANECK VECTORS BIOTECH ETF Van Eck Health NASDAQ
68    BBP 12/17/2014 1.25 BIOSHARES BIOTECHNOLOGY PRODUCTS Bio Shares Health NASDAQ
69    BBRC 8/15/2012 6.07 EGSHARES BEYOND BRICS ETF Exchange Traded Fund Financial NYSE
70    BCM 4/21/2011 1.46 IPATH PURE BETA BROAD COMMODITY ETN Barclays Funds Commodities Broad Basket NYSE
71    BDCL 5/25/2011 24.45 UBS ETRACS 2XLVG LNG WF BUSN DEV CO ETN UBS Group AG Trading--Leveraged Equity NYSE
72    BDCS 4/28/2011 4.52 UBS ETRACS WELLS FARGO BUSN DEV CO ETN UBS Group AG Financial NYSE
73    BDCZ 10/9/2015 0.08
74    BDD 9/25/2009 3.5 DB BASE METALS DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
75    BFIT 5/10/2016 0.01 GLOBAL X HEALTH & WELLNESS THEMATIC ETF Global X Funds World Stock NASDAQ
76    BFOR 6/4/2013 3.16 BARRON'S 400 ETF ALPS ETF Mid-Cap Growth NYSE
77    BIB 4/9/2010 105.68 PROSHARES ULTRA NASDAQ BIOTECHNOLOGY ProShares Trading--Leveraged Equity NASDAQ
78    BICK 4/13/2010 2.35 FIRST TRUST BICK ETF First Trust Diversified Emerging Mkts NASDAQ
79    BIL 9/25/2009 45.96 SPDR BLMBG BARCLAYS 1-3 MTH T-BILL ETF SPDR State Street Global Advisors Ultrashort Bond NYSE
80    BIS 4/9/2010 57.29 PROSHARES ULTRASHORT NASDAQ BIOTECH ProShares Trading--Inverse Equity NASDAQ
81    BIV 9/25/2009 78.26 VANGUARD INTERM-TERM BOND ETF Vanguard Intermediate-Term Bond NYSE
82    BIZD 2/12/2013 3.92 VANECK VECTORS BDC INCOME ETF Van Eck Financial NYSE
83    BJK 9/25/2009 4.19 VANECK VECTORS GAMING ETF Van Eck Consumer Cyclical NYSE
84    BKF 9/25/2009 29 ISHARES MSCI BRIC iShares Diversified Emerging Mkts NYSE
85    BKLN 3/3/2011 246.07 POWERSHARES EXCHANGE-TRADED FUN PowerShares Bank Loan NYSE
86    BLES 2/28/2017 0.22 INSPIRE GLOBAL HOPE LARGE CAP ETF Inspire World Stock NYSE
87    BLV 9/25/2009 29.56 VANGUARD LONG-TERM BOND ETF Vanguard Long-Term Bond NYSE
88    BMLA 5/19/2016 0.02 BULLMARK LATAM SELECT LEADERS ETF NASDAQ
89    BND 9/25/2009 323.05 VANGUARD TOTAL BOND MARKET ETF Vanguard Intermediate-Term Bond NYSE
90    BNDC 11/21/2016 0.01 FLEXSHARES CORE SELECT BOND ETF Flexshares Trust Intermediate-Term Bond NYSE
91    BNDS 5/26/2015 4.33 SPDR BLMBG BARCLAYS AGGREGATE BOND ETF SPDR State Street Global Advisors Intermediate-Term Bond NYSE
92    BNDX 6/4/2013 62.14 VANGUARD TOTAL INTERNATIONAL BOND ETF NASDAQ
93    BNO 7/12/2010 18.5 UNITED STATES BRENT OIL United States Commodity Funds LLC Commodities Energy NYSE
94    BOIL 10/6/2011 36.88 PROSHARES ULTRA BLOOMBERG NATURAL GAS ProShares Trading--Leveraged Commodities NYSE
95    BOM 9/25/2009 2.96 DB BASE METALS DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
96    BOND 3/1/2012 56.57 PIMCO TOTAL RETURN ACTIVE ETF Exchange Traded Fund Financial NYSE
97    BOSS 2/15/2017 0.04 GLOBAL X FOUNDER-RUN COMPANIES ETF Global X Funds Large Blend BATS
98    BOTZ 9/13/2016 7.48 GLOBAL X ROBTCS&ARTFCL INTLLGNC THTC ETF Global X Funds Miscellaneous Sector NASDAQ
99    BRAQ 7/12/2010 1.92 GLOBAL X BRAZIL CONSUMER ETF Global X Funds Latin America Stock NYSE
100    BRAZ 7/12/2010 1.84 GLOBAL X BRAZIL MID CAP ETF Global X Funds Latin America Stock NYSE
101    BRF 9/25/2009 52.17 VANECK VECTORS BRAZIL SMALL-CAP ETF Van Eck Latin America Stock NYSE
102    BRZU 4/10/2013 46.07 DIREXION DAILY BRAZIL BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
103    BSCH 7/12/2010 15.87 GUGGENHEIM BULLETSHRS 2017 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
104    BSCI 3/28/2012 13.99 GUGGENHEIM BULLETSHRS 2018 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
105    BSCJ 3/29/2012 10.72 GUGGENHEIM BULLETSHRS 2019 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
106    BSCK 3/29/2012 11.34 GUGGENHEIM BULLETSHRS 2020 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
107    BSCL 7/17/2013 7.58 GUGGENHEIM BULLETSHRS 2021 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
108    BSCM 7/17/2013 6.32 GUGGENHEIM BULLETSHRS 2022 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
109    BSCN 9/17/2014 2.96 GUGGENHEIM BULLETSHRS 2023 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
110    BSCO 9/19/2014 2.38 GUGGENHEIM BULLETSHRS 2024 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
111    BSCP 10/9/2015 0.81 GUGGENHEIM BULLETSHRS 2025 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
112    BSCQ 9/16/2016 0.53 GUGGENHEIM BULLETSHARES 2026 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
113    BSJH 4/25/2012 12.34 GUGGENHEIM BULLETSHRS 2017 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
114    BSJI 4/25/2012 14.73 GUGGENHEIM BULLETSHRS 2018 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
115    BSJJ 9/24/2013 10.32 GUGGENHEIM BULLETSHRS 2019 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
116    BSJK 9/24/2013 6.51 GUGGENHEIM BULLETSHRS 2020 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
117    BSJL 9/17/2014 2.58 GUGGENHEIM BULLETSHRS 2021 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
118    BSJM 9/17/2014 2.33 GUGGENHEIM BULLETSHRS 2022 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
119    BSJN 10/14/2015 0.69 GUGGENHEIM BULLETSHRS 2023 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
120    BSJO 9/14/2016 0.47
121    BSV 9/25/2009 184.86 VANGUARD SHORT-TERM BOND ETF Vanguard Short-Term Bond NYSE
122    BSWN 7/14/2016 0.09 VELOCITYSHARES VIX TAIL RISK ETN UBS Volatility NYSE
123    BTAL 9/13/2011 2.01 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
124    BTEC 8/22/2016 0.02 PRINCIPAL HEALTHCARE INNOVATORS ETF Principal Funds Health NASDAQ
125    BUZ 4/19/2016 0.14 SPROTT BUZZ SOCIAL MEDIA INSIGHTS ETF ALPS Large Growth NYSE
126    BWV 9/25/2009 0.6 IPATH CBOE S&P 500 BUYWRITE ETN Barclays Funds Large Blend NYSE
127    BWX 9/25/2009 60.91 SPDR BLMBG BARCLAYS INTL TRS BD ETF SPDR State Street Global Advisors World Bond NYSE
128    BWZ 9/25/2009 7.61 SPDR BLMBG BARCLAYS ST INTRN TRSBD ETF SPDR State Street Global Advisors World Bond NYSE
129    BYLD 4/24/2014 0.48 ISHARES YIELD OPTIMIZED BOND iShares Intermediate-Term Bond NYSE
130    BZF 9/25/2009 8.95 WISDOMTREE BRAZILIAN REAL STRATEGY ETF WisdomTree Single Currency NYSE
131    BZQ 9/25/2009 28.5 PROSHARES ULTRASHORT MSCI BRAZIL CAPPED ProShares Trading--Inverse Equity NYSE
132    CACG 3/12/2013 0.74 CLEARBRIDGE ALL CAP GROWTH ETF NASDAQ
133    CAFE 4/21/2011 1.79 IPATH PURE BETA COFFEE ETN Barclays Funds Commodities Agriculture NYSE
134    CANE 9/19/2011 1.57 TEUCRIUM SUGAR ETF Teucrium Commodities Agriculture NYSE
135    CAPE 10/11/2012 0.44 BARCLAYS ETN+ SHILLER CAPET Barclays Funds Large Value NYSE
136    CARZ 5/10/2011 2.17 FIRST TRUST NASDAQ GLOBAL AUTO ETF First Trust Consumer Cyclical NASDAQ
137    CATH 4/19/2016 0.27 GLOBAL X S&P 500 CATHOLIC VALUES ETF Global X Funds Large Blend NASDAQ
138    CBND 4/7/2011 1.89 SPDR BLMBG BARCLAYS ISR SCR CORPBD ETF SPDR State Street Global Advisors Corporate Bond NYSE
139    CBON 11/11/2014 0.97 VANECK VECTORS CHINAAMC CHINA BOND ETF Van Eck Emerging-Markets Local-Currency Bond NYSE
140    CCD 3/27/2015 9.32 CALAMOS DYNAMIC CONVERTIBLE & INCOME FUND NASDAQ
141    CDC 7/2/2014 2.63 VICTORYSHARES US EQ INCOME ENHANCED VOLATILITY WTD ETF NASDAQ
142    CDL 7/8/2015 0.83 VICTORYSHARES US LGCP HI DIV VOL WTD ETF Victory Large Value NASDAQ
143    CEFL 12/11/2013 20.49 UBS ETRACS MTHLY PY 2XLVG CLOSED-END ETN UBS Group AG Trading--Miscellaneous NYSE
144    CEMB 4/19/2012 1.25 ISHARES EMERGING MARKETS CORPORATE BOND iShares Emerging Markets Bond BATS
145    CEW 9/28/2009 13.89 WISDOMTREE EMERGING CURRENCY STRAT ETF WisdomTree Multicurrency NYSE
146    CEZ 9/29/2009 0.29 VICTORYSHARES EMERGING MARKET VOLATILITY WTD ETF NASDAQ
147    CFA 7/2/2014 1.48 VICTORYSHARES US 500 VOLATILITY WTD ETF Victory Large Blend NASDAQ
148    CFO 7/2/2014 2.38 VICTORYSHARES US 500 ENHANCED VOLATILITY WTD ETF NASDAQ
149    CGO 9/28/2009 8.49 CALAMOS GLOBAL TOTAL RETURN FUND NASDAQ
150    CGW 9/28/2009 12.52 GUGGENHEIM S&P GLOBAL WATER ETF Guggenheim Investments Miscellaneous Sector NYSE
151    CHAD 6/17/2015 10.14 DIREXION DLY CSI 300 CHN A SHR BR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
152    CHAU 4/16/2015 18.24 DIREXION DLY CSI 300 CHN A SHR BL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
153    CHEP 9/13/2011 1.11 QUANTSHARES US MARKET NEUTRAL VALUE QuantShares Market Neutral NYSE
154    CHI 9/28/2009 53.64 CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND NASDAQ
155    CHIE 12/16/2009 0.97 GLOBAL X CHINA ENERGY ETF Global X Funds China Region NYSE
156    CHII 12/1/2009 1.64 GLOBAL X CHINA INDUSTRIALS ETF Global X Funds China Region NYSE
157    CHIM 1/14/2010 1.52 GLOBAL X CHINA MATERIALS ETF Global X Funds China Region NYSE
158    CHIQ 12/1/2009 15.69 GLOBAL X CHINA CONSUMER ETF Global X Funds China Region NYSE
159    CHIX 12/11/2009 9 GLOBAL X CHINA FINANCIALS ETF Global X Funds China Region NYSE
160    CHOC 4/21/2011 0.93 IPATH PURE BETA COCOA ETN Barclays Funds Commodities Agriculture NYSE
161    CHW 9/28/2009 43.79 CALAMOS GLOBAL DYNAMIC INCOME FUND NASDAQ
162    CHY 9/28/2009 53.8 CALAMOS CONVERTIBLE AND HIGH INCOME FUND NASDAQ
163    CIBR 7/7/2015 4.85 FIRST TRUST NASDAQ CYBERSECURITY ETF First Trust Technology NASDAQ
164    CID 8/20/2015 0.39 VICTORYSHARES INTL HI DIV VOL WTD ETF Victory Foreign Large Value NASDAQ
165    CIL 7/12/2010 0.86 VICTORYSHARES INTERNATIONAL VOL WTD ETF Victory Foreign Large Blend NASDAQ
166    CIU 9/28/2009 85.69 ISHARES INTERMEDIATE CREDIT BOND iShares Corporate Bond NYSE
167    CIZ 10/1/2014 0.92 VICTORYSHARES DEVELOPED ENH VOL WTD ETF Victory Foreign Large Blend NASDAQ
168    CJNK 11/17/2014 1 SPDR BOFA ML CROSSOVER CORP BD ETF SPDR State Street Global Advisors Corporate Bond NYSE
169    CLAW 8/19/2015 0.09 DIREXION DAILY HMBLDRS&SUPLS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
170    CLTL 1/12/2017 0.01 POWERSHARES TREASURY COLLATERAL ETF PowerShares Ultrashort Bond NYSE
171    CLY 12/9/2009 24.09 ISHARES 10+ YEAR CREDIT BOND iShares Corporate Bond NYSE
172    CLYH 9/11/2015 0.21 ISHARES INTEREST RT HDGD 10+ YR CRDT BD iShares Corporate Bond NYSE
173    CMBS 2/16/2012 5 ISHARES CMBS iShares Intermediate-Term Bond NYSE
174    CMD 9/28/2009 10.56 PROSHARES ULTRASHORT DJ-AIG COM ProShares Trading-Inverse Commodities NYSE
175    CMDT 8/13/2013 0.4 ISHARES COMMODITY OPTIMIZED TRUST iShares Commodities Broad Basket NYSE
176    CMF 9/28/2009 5.65 ISHARES S&P CALI MUNI BOND iShares Muni California Long NYSE
177    CN 4/30/2014 0.51 DEUTSCHE X-TRACKERS MSCI ALL CHINA EQ Deutsche Asset Management China Region NYSE
178    CNCR 10/14/2015 1.05 LONCAR CANCER IMMUNOTHERAPY ETF ETF Series Solutions Health NASDAQ
179    CNDA 4/9/2010 2.18 IQ CANADA SMALL CAP ETF IndexIQ Miscellaneous Region NYSE
180    CNDF 5/12/2016 0.02 ISHARES EDGE MSCI MLTIFCTR CNSMR DCRTNRY iShares Consumer Cyclical BATS
181    CNHX 10/20/2015 0.01
182    CNSF 5/12/2016 0.02 ISHARES EDGE MSCI MLTFCTR CNSMR STPLS iShares Consumer Defensive BATS
183    CNTR 5/19/2011 0.07 POWERSHARES CONTRARIAN OPPORTUNITIES ETF PowerShares Mid-Cap Value NYSE
184    CNXT 9/28/2009 70.57 VANECK VECTORS CHINAAMC SME-CHINEXT ETF Van Eck China Region NYSE
185    CNY 9/28/2009 2.72 MARKET VECTORS CHINESE RENMINBI/USD ETN Market Vectors Single Currency NYSE
186    COMT 10/25/2010 2.12 ISHARES COMMODITIES SELECT STRATEGY iShares Commodities Broad Basket NASDAQ
187    COPX 7/12/2010 10.71 GLOBAL X COPPER MINERS ETF Global X Funds Natural Resources NYSE
188    CORN 7/12/2010 24.17 TEUCRIUM CORN ETF Teucrium Commodities Agriculture NYSE
189    CORP 9/24/2010 5.72 PIMCO INVESTMENT GRADE CORPORATE BD ETF Pimco Corporate Bond NYSE
190    COW 9/28/2009 7.81 IPATH BLOOMBERG LIVESTOCK SUBTR ETN Barclays Funds Commodities Agriculture NYSE
191    COWZ 12/19/2016 0.14 PACER US CASH COWS 100 ETF Pacer Large Blend BATS
192    CPER 11/15/2011 0.51 UNITED STATES COPPER INDEX United States Commodity Funds LLC Commodities Industrial Metals NYSE
193    CPI 10/27/2009 2.09 IQ REAL RETURN ETF IndexIQ Tactical Allocation NYSE
194    CQQQ 12/8/2009 7.15 GUGGENHEIM CHINA TECHNOLOGY ETF Guggenheim Investments China Region NYSE
195    CRAK 8/19/2015 0.39
196    CRBN 12/9/2014 0.91
197    CRED 9/28/2009 9.8 ISHARES US CREDIT BOND iShares Corporate Bond NYSE
198    CROC 7/19/2012 1.14 PROSHARES ULTRASHORT AUSTRALIAN DOLLAR ProShares Trading--Miscellaneous NYSE
199    CROP 3/22/2011 2.09 IQ GLOBAL AGRIBUSINESS SMALL CA IndexIQ Consumer Defensive NYSE
200    CSA 9/28/2009 34.64 VICTORYSHARES US SMALL CAP VOL WTD ETF Victory Small Blend NASDAQ
201    CSB 7/8/2015 0.33 VICTORYSHARES US SMCP HI DIV VOL WTD ETF Victory Small Value NASDAQ
202    CSD 9/28/2009 11.2 GUGGENHEIM S&P SPIN-OFF ETF Guggenheim Investments Mid-Cap Blend NYSE
203    CSF 8/1/2014 0.64 VICTORYSHARES US DISCV ENH VOL WTD ETF Victory Small Blend NASDAQ
204    CSJ 9/28/2009 133.75 ISHARES 1-3 YEAR CREDIT BOND ETF NASDAQ
205    CSM 9/28/2009 6.54 PROSHARES LARGE CAP CORE PLUS ProShares Large Blend BATS
206    CSML 5/16/2017 0.37 IQ CHAIKIN U.S. SMALL CAP ETF NASDAQ
207    CSQ 9/28/2009 79.09 CALAMOS STRATEGIC TOTAL RETURN FUND NASDAQ
208    CTNN 4/21/2011 0.38 IPATH PURE BETA COTTON ETN Barclays Funds Commodities Agriculture NYSE
209    CUMB 1/18/2017 0.18 VIRTUS CUMBERLAND MUNICIPAL BOND ETF Cumberland Advisors Muni National Interm NYSE
210    CUPM 4/21/2011 0.24 IPATH PURE BETA COPPER ETN Barclays Funds Commodities Industrial Metals NYSE
211    CURE 6/15/2011 30.31 DIREXION DAILY HEALTHCARE BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
212    CUT 9/28/2009 11.43 GUGGENHEIM MSCI GLOBAL TIMBER ETF Guggenheim Investments Natural Resources NYSE
213    CVY 9/28/2009 27.67 GUGGENHEIM MULTI-ASSET INCOME ETF Guggenheim Investments Allocation--85%+ Equity NYSE
214    CWB 9/28/2009 118.19 SPDR BLMBG BARCLAYS CONVERT SECS ETF SPDR State Street Global Advisors Convertibles NYSE
215    CWI 9/28/2009 26.26 SPDR MSCI ACWI EX-US ETF SPDR State Street Global Advisors Foreign Large Blend NYSE
216    CWS 12/29/2009 3.99 ADVISORSHARES FOCUSED EQUITY ETF AdvisorShares Large Blend NYSE
217    CXSE 1/5/2015 0.39 WISDOMTREE CHINA EX-STATE-OWD ENTPR ETF WisdomTree China Region NASDAQ
218    CYB 9/28/2009 17.9 WISDOMTREE CHINESE YUAN STRATEGY ETF WisdomTree Single Currency NYSE
219    CZA 9/28/2009 2.5 GUGGENHEIM MID-CAP CORE ETF Guggenheim Investments Mid-Cap Blend NYSE
220    DAG 9/28/2009 16.87 DB AGRICULTURE DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
221    DAX 10/23/2014 0.7 HORIZONS DAX GERMANY ETF NASDAQ
222    DBA 9/28/2009 273.68 POWERSHARES DB AGRICULTURE ETF PowerShares DB Commodities Agriculture NYSE
223    DBAP 10/1/2013 0.72 DEUTSCHE X-TRACKERS MSCI ASPC EXJP HGDEQ Deutsche Asset Management Pacific/Asia ex-Japan Stk NYSE
224    DBAW 1/27/2014 1.79 DEUTSCHE X-TRACKERS MSCI ALWD EXUS HGDEQ Deutsche Asset Management Foreign Large Blend NYSE
225    DBB 9/28/2009 36.94 POWERSHARES DB BASE METALS ETF PowerShares DB Commodities Industrial Metals NYSE
226    DBBR 6/9/2011 1.13 DEUTSCHE X-TRACKERS MSCI BRAZIL HEDGD EQ Deutsche Asset Management Latin America Stock NYSE
227    DBC 9/28/2009 416.22 POWERSHARES DB COMMODITY TRACKING ETF PowerShares DB Commodities Broad Basket NYSE
228    DBE 9/28/2009 15.51 POWERSHARES DB ENERGY ETF PowerShares DB Commodities Energy NYSE
229    DBEF 6/9/2011 175.75 DEUTSCHE X-TRACKERS MSCI EAFE HEDGED EQ Deutsche Asset Management Foreign Large Blend NYSE
230    DBEM 6/9/2011 6.69 DEUTSCHE X-TRACKERS MSCI EM MKTS HDGD EQ Deutsche Asset Management Diversified Emerging Mkts NYSE
231    DBES 8/19/2015 0.02
232    DBEU 10/1/2013 82.47 DEUTSCHE X-TRACKERS MSCI EUROPE HEDGD EQ Deutsche Asset Management Europe Stock NYSE
233    DBEZ 12/15/2014 1.85 DEUTSCHE X-TRACKERS MSCI EUROZONE HDG EQ Deutsche Asset Management Europe Stock NYSE
234    DBGR 2/5/2013 4.57 DEUTSCHE X-TRACKERS MSCI GERMANY HDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
235    DBIT 8/19/2015 0.01 DEUTSCHE X-TRACKERS MSCI ITALY HEDGED EQ Deutsche Asset Management Miscellaneous Region BATS
236    DBJP 6/9/2011 44.12 DEUTSCHE X-TRACKERS MSCI JAPAN HEDGED EQ Deutsche Asset Management Japan Stock NYSE
237    DBKO 1/27/2014 2.63 DEUTSCHE X-TRACKERS MSCI SKOREA HEDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
238    DBMX 1/27/2014 0.24 DEUTSCHE X-TRACKERS MSCI MEXICO HEDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
239    DBO 9/28/2009 84.79 POWERSHARES DB OIL ETF PowerShares DB Commodities Energy NYSE
240    DBP 9/28/2009 14.61 POWERSHARES DB PRECIOUS METALS ETF PowerShares DB Commodities Precious Metals NYSE
241    DBS 9/28/2009 8.73 POWERSHARES DB SILVER ETF PowerShares DB Commodities Precious Metals NYSE
242    DBSE 8/19/2015 0.01
243    DBUK 10/1/2013 0.2 DEUTSCHE X-TRACKERS MSCI UK HEDGED EQ Deutsche Asset Management Miscellaneous Region NYSE
244    DBV 9/28/2009 12.63 POWERSHARES DB G10 CURRENCY HARVEST ETF PowerShares DB Multicurrency NYSE
245    DCNG 4/21/2011 0.44 IPATH SEASONAL NATURAL GAS ETN NYSE
246    DDBI 12/29/2015 0.05 LEGG MASON DEV EX-US DIVERS COR ETF Legg Mason Foreign Large Blend NASDAQ
247    DDEZ 1/7/2016 0.05 WISDOMTREE DYNAMIC CCY HDGD EURP EQ ETF WisdomTree Europe Stock BATS
248    DDG 9/28/2009 1.92 PROSHARES SHORT OIL & GAS ProShares Trading--Inverse Equity NYSE
249    DDJP 1/7/2016 0.03 WISDOMTREE DYNAMIC CCY HDGD JPN EQ ETF WisdomTree Japan Stock BATS
250    DDLS 1/7/2016 0.08 WISDOMTREE DYN CCY HDGD INTL SMCP EQ ETF WisdomTree Foreign Small/Mid Value BATS
251    DDM 9/28/2009 298.04 PROSHARES ULTRA DOW30 ProShares Trading--Leveraged Equity NYSE
252    DDP 9/28/2009 0.76 DB COMMODITY SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
253    DDWM 1/7/2016 1.06 WISDOMTREE DYNAMIC CCY HDGD INTL EQ ETF WisdomTree Foreign Large Value BATS
254    DEEF 6/1/2015 0.31 DEUTSCHE X-TRACKERS FTSE DEV EXUSCMPSFTR Deutsche Asset Management Foreign Large Blend NYSE
255    DEF 9/28/2009 4.48 GUGGENHEIM DEFENSIVE EQUITY ETF Guggenheim Investments Large Value NYSE
256    DEFA 1/8/2016 0.03 ISHARES ADAPTIVE CCY HDGD MSCI EAFE iShares Foreign Large Blend BATS
257    DEM 9/28/2009 116.66 WISDOMTREE EMERGING MARKETS HIGH DIV ETF WisdomTree Diversified Emerging Mkts NYSE
258    DEMG 4/19/2016 0.06 DEUTSCHE X-TRACKERS FTSE EMERG CMPS FTR Deutsche Asset Management Diversified Emerging Mkts NYSE
259    DES 9/28/2009 16.6 WISDOMTREE SMALLCAP DIVIDEND ETF WisdomTree Small Value NYSE
260    DEUS 11/24/2015 0.84 DEUTSCHE X-TRACKERS RUSSELL 1000 CMPSFTR Deutsche Asset Management Mid-Cap Blend NYSE
261    DEW 9/28/2009 2.97 WISDOMTREE GLOBAL HIGH DIVIDEND ETF WisdomTree World Stock NYSE
262    DEWJ 1/8/2016 0.03 ISHARES ADAPTIVE CCY HDGD MSCI JAPAN iShares Japan Stock BATS
263    DEZU 1/8/2016 0.04 ISHARES ADAPTIVE CCY HDGD MSCI EUROZONE iShares Europe Stock BATS
264    DFE 9/28/2009 29.43 WISDOMTREE EUROPE SMALLCAP DIVIDEND ETF WisdomTree Europe Stock NYSE
265    DFJ 9/28/2009 11.97 WISDOMTREE JAPAN SMALLCAP DIVIDEND ETF WisdomTree Japan Stock NYSE
266    DFNL 1/12/2017 0.3 DAVIS SELECT FINANCIAL ETF Davis ETFs Financial NASDAQ
267    DFVS 7/12/2011 0.64 IPATH US TREASURY 5-YEAR BEAR ETN Exchange Traded Fund Financial NYSE
268    DGAZ 2/8/2012 492.74 VELOCITYSHARES 3X INV NATURAL GAS ETN Credit Suisse AG Trading--Inverse Commodities NYSE
269    DGL 9/28/2009 14.8 POWERSHARES DB GOLD ETF PowerShares DB Commodities Precious Metals NYSE
270    DGLD 10/17/2011 9.23 VELOCITYSHARES 3X INVERSE GOLD ETN Credit Suisse AG Trading--Inverse Commodities NASDAQ
271    DGP 9/28/2009 118.22 DB GOLD DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
272    DGRE 8/1/2013 1.74 WISDOMTREE EMERGING MKTS QUAL DIV GR ETF WisdomTree Diversified Emerging Mkts NASDAQ
273    DGRO 6/12/2014 13.14 ISHARES CORE DIVIDEND GROWTH iShares Large Blend NYSE
274    DGRS 7/25/2013 1.49 WISDOMTREE U.S. SMALLCAP QUALITY DIVIDEND GROWTH FUND NASDAQ
275    DGRW 5/22/2013 8.88 WISDOMTREE US QUALITY DIVIDEND GR ETF WisdomTree Large Blend NASDAQ
276    DGS 9/28/2009 41.87 WISDOMTREE EMERGING MARKETS SMCP DIV ETF WisdomTree Diversified Emerging Mkts NYSE
277    DGT 9/28/2009 1.83 SPDR GLOBAL DOW ETF SPDR State Street Global Advisors World Stock NYSE
278    DGZ 9/28/2009 14.71 DB GOLD SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
279    DHS 9/28/2009 12.66 WISDOMTREE HIGH DIVIDEND ETF WisdomTree Large Value NYSE
280    DHVW 5/12/2015 0.82
281    DIA 9/28/2009 2386.77 SPDR DOW JONES INDUSTRIAL AVERAGE ETF SPDR State Street Global Advisors Large Value NYSE
282    DIG 9/28/2009 307.35 PROSHARES ULTRA OIL & GAS ProShares Trading--Leveraged Equity NYSE
283    DIM 9/28/2009 3.18 WISDOMTREE INTERNATIONAL MIDCAP DIV ETF WisdomTree Foreign Small/Mid Value NYSE
284    DIRT 4/21/2011 0.16 IPATH PURE BETA AGRICULTURE ETN Barclays Funds Commodities Agriculture NYSE
285    DIV 3/12/2013 7.31 GLOBAL X SUPERDIVIDEND US ETF Exchange Traded Fund Financial NYSE
286    DIVA 1/15/2015 0.11
287    DIVC 9/16/2014 0.21 C-TRACKS ETN MILLER/HOWARD STRT DIV RINV Citigroup Large Value NYSE
288    DIVY 12/18/2014 1.25 REALITY SHARES DIVS ETF Reality Shares ETF Trust Multialternative NYSE
289    DJCI 10/29/2009 1.94 UBS ETRACS BLOOMBERG CMDTY TOT RET ETN UBS Group AG Commodities Broad Basket NYSE
290    DJD 12/16/2015 0.18 GUGGENHEIM DOW JONES INDL AVG DIV ETF Guggenheim Investments Large Value NYSE
291    DJP 9/28/2009 75.83 IPATH BLOOMBERG CMDTY TR ETN Barclays Funds Commodities Broad Basket NYSE
292    DLBL 8/10/2010 1.83 IPATH US TREASURY LONG BOND BULL ETN Barclays Funds Trading--Leveraged Debt NASDAQ
293    DLBS 8/10/2010 2.93 IPATH US TREASURY LONG BOND BEA iPath Trading-Inverse Debt NYSE
294    DLN 9/28/2009 17.16 WISDOMTREE LARGECAP DIVIDEND ETF WisdomTree Large Value NYSE
295    DLS 9/28/2009 15.79 WISDOMTREE INTERNATIONAL SMALLCP DIV ETF WisdomTree Foreign Small/Mid Value NYSE
296    DNL 9/28/2009 2.33 WISDOMTREE GLOBAL EX-US QUAL DIV GR ETF WisdomTree Foreign Large Growth NYSE
297    DNO 9/28/2009 5.28 UNITED STATES SHORT OIL United States Commodity Funds LLC Trading--Inverse Commodities NYSE
298    DOD 9/28/2009 3.31 ELEMENTS DOGS OF DOW DJ HY SEL 10 TR ETN ELEMENTS Large Value NYSE
299    DOG 9/28/2009 87.74 PROSHARES SHORT DOW30 ProShares Trading--Inverse Equity NYSE
300    DOL 9/28/2009 7.37 WISDOMTREE INTERNATIONAL LARGECP DIV ETF WisdomTree Foreign Large Value NYSE
301    DON 9/28/2009 16.23 WISDOMTREE MIDCAP DIVIDEND ETF WisdomTree Mid-Cap Value NYSE
302    DOO 9/28/2009 9.25 WISDOMTREE INTL DIV EX-FINCLS ETF WisdomTree Foreign Large Value NYSE
303    DPK 9/28/2009 10.52 DIREXION DAILY DEV MKTS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
304    DPST 8/19/2015 1.23 DIREXION DAILY REGIONAL BNKS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
305    DRIP 5/29/2015 39.58 DIREXION DLY S&P OIL&GS EX&PRD BR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
306    DRN 9/28/2009 160.66 DIREXION DAILY REAL ESTATE BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
307    DRR 9/28/2009 5.77 MARKET VECTORS DOUBLE SHORT EURO ETN Market Vectors Trading--Miscellaneous NYSE
308    DRV 9/28/2009 147.62 DIREXION DAILY REAL ESTATE BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
309    DRW 9/28/2009 5.19 WISDOMTREE GLOBAL EX-US REAL ESTATE ETF WisdomTree Global Real Estate NYSE
310    DSI 9/28/2009 4.71 ISHARES MSCI KLD 400 SOCIAL iShares Large Blend NYSE
311    DSLV 10/17/2011 25.22 VELOCITYSHARES 3X INVERSE SILVER ETN Credit Suisse AG Trading--Inverse Commodities NASDAQ
312    DSUM 9/23/2011 7.85 POWERSHARES CHINESE YUAN DIM SU PowerShares Emerging Markets Bond NYSE
313    DTD 9/28/2009 5.68 WISDOMTREE TOTAL DIVIDEND ETF WisdomTree Large Value NYSE
314    DTH 9/28/2009 6.4 WISDOMTREE INTERNATIONAL HIGH DIV ETF WisdomTree Foreign Large Value NYSE
315    DTN 9/28/2009 14.29 WISDOMTREE DIVIDEND EX-FINANCIALS ETF WisdomTree Large Value NYSE
316    DTO 9/28/2009 69.58 DB CRUDE OIL DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
317    DTUS 8/10/2010 1.4 IPATH US TREASURY 2-YEAR BEAR ETN Barclays Funds Trading--Inverse Debt NASDAQ
318    DTYL 8/10/2010 1.31 IPATH US TREASURY 10-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt NASDAQ
319    DTYS 8/10/2010 6.53 IPATH US TREASURY 10-YEAR BEAR ETN Barclays Funds Trading--Inverse Debt NASDAQ
320    DUG 9/28/2009 251.74 PROSHARES ULTRASHORT OIL & GAS ProShares Trading--Inverse Equity NYSE
321    DULL 9/8/2016 0.05 DIREXION DAILY SILVER MNRS BEAR 2X ETF Direxion Funds Trading--Inverse Equity NYSE
322    DUSA 9/28/2009 17.05 DAVIS SELECT US EQUITY ETF Davis ETFs Large Blend NASDAQ
323    DUST 12/8/2010 1151.01 DIREXION DAILY GOLD MINERS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
324    DVEM 4/7/2016 0.17 WISDOMTREE EMERGING MARKETS DIVIDEND ETF WisdomTree Diversified Emerging Mkts BATS
325    DVHL 11/13/2013 2.63 UBS ETRACS M PY 2XLVG DIVERS HI INC ETN UBS Group AG Trading--Leveraged Equity NYSE
326    DVP 9/23/2014 2.36 DEEP VALUE ETF TWM FUNDS Large Value NYSE
327    DVY 9/28/2009 259.5 ISHARES SELECT DIVIDEND iShares Mid-Cap Value NYSE
328    DVYA 2/24/2012 2.07 ISHARES ASIA/PACIFIC DIVIDEND iShares Diversified Pacific/Asia NYSE
329    DVYE 2/24/2012 8.92 ISHARES EMERGING MARKETS DIVIDEND Exchange Traded Fund Financial NYSE
330    DVYL 5/23/2012 1.63 UBS ETRACS MTHLY PY 2XLVG DJ SEL DIV ETN UBS Group AG Trading--Leveraged Equity NYSE
331    DWAC 9/21/2016 0.11 ELKHORN COMMODITY ROTATION STRATEGY ETF NASDAQ
332    DWAQ 2/19/2014 0.44 POWERSHARES DWA NASDAQ MOMENTUM ETF PowerShares Mid-Cap Growth NASDAQ
333    DWAS 7/19/2012 10.91 POWERSHARES DWA SMALLCAP MOMENTUM ETF PowerShares Small Growth NASDAQ
334    DWAT 10/1/2014 0.39 ARROW DWA TACTICAL ETF ArrowShares Tactical Allocation NASDAQ
335    DWFI 6/2/2016 0.5 SPDR DORSEY WRIGHT FIXED INC ALLC ETF SPDR State Street Global Advisors Long-Term Bond NASDAQ
336    DWIN 3/10/2016 1.17 POWERSHARES DWA TACT MULTI-ASST INC PowerShares Allocation--30% to 50% Equity NASDAQ
337    DWLD 1/12/2017 0.29 DAVIS SELECT WORLDWIDE ETF Davis ETFs World Stock NASDAQ
338    DWLV 7/15/2016 0.09 POWERSHARES DWA MOMENTUM&LOW VOL RTTN PowerShares Mid-Cap Growth NASDAQ
339    DWM 9/28/2009 11.21 WISDOMTREE INTERNATIONAL EQUITY ETF WisdomTree Foreign Large Value NYSE
340    DWPP 2/21/2017 0.04 FIRST TRUST DORSEY WRIGHT PEOPLE'S PORTFOLIO ETF NASDAQ
341    DWT 12/9/2016 44.12 VELOCITYSHARES 3X INVRS CRUDE OIL ETNNEW Credit Suisse AG Trading--Inverse Commodities NYSE
342    DWTR 10/9/2015 2.04 POWERSHARES DWA TACTICAL SECTOR RTN PowerShares Mid-Cap Growth NASDAQ
343    DWX 9/28/2009 37.04 SPDR S&P INTERNATIONAL DIVIDEND ETF SPDR State Street Global Advisors Foreign Large Value NYSE
344    DXD 9/28/2009 444.25 PROSHARES ULTRASHORT DOW30 ProShares Trading--Inverse Equity NYSE
345    DXGE 10/17/2013 6.5 WISDOMTREE GERMANY HEDGED EQUITY ETF WisdomTree Miscellaneous Region NASDAQ
346    DXJ 9/28/2009 837.23 WISDOMTREE JAPAN HEDGED EQUITY ETF WisdomTree Japan Stock NYSE
347    DXJC 4/8/2014 0.25 WISDOMTREE JAPAN HEDGED CAPITAL GDS ETF WisdomTree Japan Stock NYSE
348    DXJF 4/8/2014 2.19 WISDOMTREE JAPAN HEDGED FINANCIALS ETF WisdomTree Japan Stock NYSE
349    DXJH 4/25/2014 0.73 WISDOMTREE JAPAN HEDGED HEALTH CARE ETF WisdomTree Japan Stock NYSE
350    DXJR 4/9/2014 1.6 WISDOMTREE JAPAN HEDGED REAL ESTATE ETF WisdomTree Japan Stock NYSE
351    DXJS 6/28/2013 4.95 WISDOMTREE JAPAN HEDGED SMALLCAP EQ ETF WisdomTree Japan Stock NASDAQ
352    DXPS 6/28/2013 1.2 WISDOMTREE UNITED KINGDOM HEDGED EQ ETF WisdomTree Miscellaneous Region NASDAQ
353    DXUS 6/4/2015 0.11 WISDOMTREE GLOBAL EX-US HEDGED DIV ETF WisdomTree Foreign Large Value NYSE
354    DYY 9/28/2009 3.08 DB COMMODITY DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
355    DZK 9/28/2009 6.11 DIREXION DAILY DEV MKTS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
356    DZZ 9/28/2009 63.15 DB GOLD DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
357    EBND 2/24/2011 9.05 SPDR BLMBG BARCLAYS EM MKTS LCL BD ETF SPDR State Street Global Advisors Emerging-Markets Local-Currency Bond NYSE
358    ECH 9/28/2009 88.88 ISHARES MSCI CHILE CAPPED iShares Miscellaneous Region NYSE
359    ECNS 9/29/2010 3.22 ISHARES MSCI CHINA SMALL-CAP iShares China Region NYSE
360    ECON 9/24/2010 34.45 COLUMBIA EMERGING MARKETS CONSUMER ETF Columbia Diversified Emerging Mkts NYSE
361    EDBI 12/29/2015 0.07 LEGG MASON EMERGING MKTS DIVERS COR ETF Legg Mason Diversified Emerging Mkts NASDAQ
362    EDC 9/28/2009 630.25 DIREXION DAILY EMRG MKTS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
363    EDEN 1/26/2012 3.94 ISHARES MSCI DENMARK CAPPED iShares Miscellaneous Region BATS
364    EDIV 2/24/2011 18.37 SPDR S&P EMERGING MARKETS DIVIDEND ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
365    EDOG 3/28/2014 1.14 ALPS EMERGING SECTOR DIVIDEND DOGS ETF ALPS Diversified Emerging Mkts NYSE
366    EDV 9/28/2009 14.61 VANGUARD EXTENDED DURATION TRS ETF Vanguard Long Government NYSE
367    EDZ 9/28/2009 525.88 DIREXION EMERGING MARKETS BEAR Direxion Funds Trading-Inverse Equity NYSE
368    EEB 9/28/2009 30.1 GUGGENHEIM BRIC ETF Guggenheim Investments Diversified Emerging Mkts NYSE
369    EEH 10/8/2009 0.49 AKTIEBOLAGET SVENSK EXPORTKREDI Swedish Export Credit Corporation Large Blend NYSE
370    EELV 1/13/2012 9.01 POWERSHARES S&P EM MKTS LOW VOLATIL ETF PowerShares Diversified Emerging Mkts NYSE
371    EEM 9/28/2009 8466.1 ISHARES MSCI EMERGING MARKETS iShares Diversified Emerging Mkts NYSE
372    EEMA 2/9/2012 4.27 ISHARES MSCI EMERGING MARKETS ASIA iShares Pacific/Asia ex-Japan Stk NASDAQ
373    EEMO 10/8/2015 0.67 POWERSHARES S&P EMERG MKTS MOMENTUM ETF PowerShares Diversified Emerging Mkts NYSE
374    EEMS 8/18/2011 5.93 ISHARES MSCI EMERGING MARKETS SMALL-CAP iShares Diversified Emerging Mkts NYSE
375    EEMV 10/20/2011 79.78 ISHARES EDGE MSCI MIN VOL EMERGING MKTS iShares Diversified Emerging Mkts NYSE
376    EEMX 10/25/2016 0.04
377    EES 9/28/2009 5.63 WISDOMTREE SMALLCAP EARNINGS ETF WisdomTree Small Blend NYSE
378    EET 9/28/2009 5.46 PROSHARES ULTRA MSCI EMERGING MARKETS ProShares Trading--Leveraged Equity NYSE
379    EEV 9/28/2009 127.87 PROSHARES ULTRASHORT MSCI EMERGING MKTS ProShares Trading--Inverse Equity NYSE
380    EFA 9/28/2009 4055.58 ISHARES MSCI EAFE iShares Foreign Large Blend NYSE
381    EFAD 8/21/2014 1.35 PROSHARES MSCI EAFE DIVIDEND GROWERS ProShares Foreign Large Growth BATS
382    EFAS 11/16/2016 0.04 GLOBAL X MSCI SUPERDIVIDEND EAFE ETF Global X Funds Foreign Large Value NASDAQ
383    EFAV 10/20/2011 71.72 ISHARES MSCI EAFE MINIMUM VOLAT iShares Foreign Large Value NYSE
384    EFAX 10/25/2016 0.05 SPDR MSCI EAFE FOSSIL FUEL FREE ETF SPDR State Street Global Advisors Foreign Large Blend NYSE
385    EFFE 10/23/2014 0.31 JPMORGAN EFFICIENTE ETF Exchange Traded Fund Financial NYSE
386    EFG 9/28/2009 32.87 ISHARES MSCI EAFE GROWTH iShares Foreign Large Growth NYSE
387    EFNL 1/26/2012 2.3 ISHARES MSCI FINLAND CAPPED iShares Miscellaneous Region BATS
388    EFO 9/28/2009 1.17 PROSHARES ULTRA MSCI EAFE ProShares Trading--Leveraged Equity NYSE
389    EFU 9/28/2009 6.9 PROSHARES ULTRASHORT MSCI EAFE ProShares Trading--Inverse Equity NYSE
390    EFV 9/28/2009 54.85 ISHARES MSCI EAFE VALUE iShares Foreign Large Value NYSE
391    EFZ 9/28/2009 18.51 PROSHARES SHORT MSCI EAFE ProShares Trading--Inverse Equity NYSE
392    EGPT 2/18/2010 10.59 VANECK VECTORS EGYPT ETF Van Eck Miscellaneous Region NYSE
393    EIDO 7/12/2010 155.61 ISHARES MSCI INDONESIA iShares Miscellaneous Region NYSE
394    EIRL 7/12/2010 7.63 ISHARES MSCI IRELAND CAPPED iShares Miscellaneous Region NYSE
395    EIS 9/28/2009 9.79 ISHARES MSCI ISRAEL CAPPED iShares Miscellaneous Region NYSE
396    ELD 8/9/2010 36.97 WISDOMTREE EMERGING MARKETS LCL DBT ETF WisdomTree Emerging-Markets Local-Currency Bond NYSE
397    EMAG 8/19/2013 0.55 MARKET VECTORS EM AGGREGATE BD ETF Exchange Traded Fund Financial NYSE
398    EMB 9/28/2009 275.16 ISHARES JPMORGAN USD EMERG MARKETS BOND iShares Emerging Markets Bond NYSE
399    EMBH 7/30/2015 0.05 ISHARES INTEREST RT HDGD EMERG MKTS BD iShares Emerging Markets Bond NYSE
400    EMCB 3/8/2012 3.1 WISDOMTREE EMERGING MARKETS CORP BD ETF WisdomTree Emerging Markets Bond NASDAQ
401    EMCG 9/27/2013 0.5 WISDOMTREE EMERGING MARKETS CNSMR GR ETF WisdomTree Diversified Emerging Mkts NASDAQ
402    EMDV 1/27/2016 0.15 PROSHARES MSCI EMERG MKTS DIV GROWERS ProShares Diversified Emerging Mkts BATS
403    EMFM 11/7/2013 1.83 GLOBAL X NEXT EMERGING & FRONTIER ETF Global X Funds Diversified Emerging Mkts NYSE
404    EMGF 12/10/2015 0.34 ISHARES EDGE MSCI MULTIFACTOR EMERG MKTS iShares Diversified Emerging Mkts BATS
405    EMHY 4/3/2012 7.32 ISHARES EMERGING MARKETS HIGH YIELD BOND iShares Emerging Markets Bond BATS
406    EMIF 9/28/2009 3.65 ISHARES EMERGING MARKETS INFRASTRUCTURE iShares Diversified Emerging Mkts NASDAQ
407    EMIH 3/3/2015 0.11 DEUTSCHE X-TRACKERS EMKTS BD INTR RT HDG Deutsche Asset Management Nontraditional Bond BATS
408    EMLC 7/23/2010 92.76 VANECK VECTORS JP MORGAN EM LC BD ETF Van Eck Emerging-Markets Local-Currency Bond NYSE
409    EMLP 6/21/2012 25.93 FIRST TRUST NORTH AMER ENGY INFRASETF First Trust Equity Energy NYSE
410    EMQQ 11/13/2014 2.88 EMQQ EMERGING MARKETS INTRNT & ECMRC ETF Exchange Traded Concepts Trust Diversified Emerging Mkts NYSE
411    EMSD 10/30/2015 0.22 WISDOMTREE STRONG DLR EMERG MKTS EQ ETF WisdomTree Diversified Emerging Mkts BATS
412    EMSH 11/21/2013 0.14 PROSHARES SHORT TERM USD EMERG MKTS BD Exchange Traded Fund Financial BATS
413    EMTL 4/14/2016 0.09 SPDR DOUBLELINE EMERG MKTS FXD INC ETF SPDR State Street Global Advisors Emerging Markets Bond BATS
414    EMXC 7/26/2017 0.01 ISHARES MSCI EMERGING MARKETS EX CHINA ETF NASDAQ
415    ENFR 11/1/2013 0.92 ALERIAN ENERGY INFRASTRUCTURE ETF ALPS Energy Limited Partnership NYSE
416    ENOR 1/24/2012 2.74 ISHARES MSCI NORWAY CAPPED iShares Miscellaneous Region BATS
417    ENY 9/28/2009 8.02 GUGGENHEIM CANADIAN ENERGY INCO Guggenheim Funds Distributors, Inc. Equity Energy NYSE
418    ENZL 9/24/2010 11.79 ISHARES MSCI NEW ZEALAND CAPPED iShares Miscellaneous Region NASDAQ
419    EPHE 9/29/2010 68.31 ISHARES MSCI PHILIPPINES iShares Miscellaneous Region NYSE
420    EPI 9/28/2009 823.58 WISDOMTREE INDIA EARNINGS ETF WisdomTree India Equity NYSE
421    EPOL 7/12/2010 50.13 ISHARES MSCI POLAND CAPPED iShares Miscellaneous Region NYSE
422    EPP 9/28/2009 268.7 ISHARES MSCI PACIFIC EX JAPAN iShares Pacific/Asia ex-Japan Stk NYSE
423    EPS 9/28/2009 1.5 WISDOMTREE EARNINGS 500 ETF WisdomTree Large Blend NYSE
424    EPU 9/28/2009 49.27 ISHARES MSCI ALL PERU CAPPED iShares Miscellaneous Region NYSE
425    EPV 9/28/2009 34.88 PROSHARES ULTRASHORT FTSE EUROPE ProShares Trading--Inverse Equity NYSE
426    EQAL 12/29/2014 3.16 POWERSHARES RUSSELL 1000 EQUAL WGHT ETF PowerShares Mid-Cap Blend NYSE
427    EQL 9/28/2009 2.55 ALPS EQUAL SECTOR WEIGHT ETF ALPS Large Blend NYSE
428    EQLT 2/25/2014 0.19 WORKPLACE EQUALITY ETF ALPS Large Blend NYSE
429    EQRR 7/25/2017 0.01 PROSHARES EQUITIES FOR RISING RATES ETF NASDAQ
430    EQWL 12/1/2014 0.32 POWERSHARES RUSSELL TOP 200 EQUAL WT ETF PowerShares Large Blend NYSE
431    EQWM 12/1/2014 0.25 POWERSHARES RUSSELL MIDCAP EQUAL WT ETF PowerShares Mid-Cap Blend NYSE
432    EQWS 12/1/2014 0.19
433    ERGF 5/12/2016 0.03
434    ERO 9/28/2009 0.45 IPATH EUR/USD EXCHANGE RATE ETN Barclays Funds Single Currency NYSE
435    ERUS 11/10/2010 64.89 ISHARES MSCI RUSSIA CAPPED iShares Miscellaneous Region NYSE
436    ERX 9/28/2009 929.93 DIREXION DAILY ENERGY BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
437    ERY 9/28/2009 493 DIREXION DAILY ENERGY BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
438    ERYY 4/7/2016 0.01 DIREXION DAILY ENERGY BEAR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
439    ESG 7/14/2016 0.05 FLEXSHARES STOXX US ESG IMPACT ETF Flexshares Trust Large Blend NASDAQ
440    ESGD 6/30/2016 0.21 ISHARES MSCI EAFE ESG OPTIMIZED ETF NASDAQ
441    ESGE 7/20/2016 0.25 ISHARES MSCI EM ESG OPTIMIZED ETF NASDAQ
442    ESGG 7/14/2016 0.03 FLEXSHARES STOXX GLBL ESG IMPACT ETF Flexshares Trust World Stock NASDAQ
443    ESGU 12/6/2016 0.02 ISHARES MSCI USA ESG OPTIMIZED ETF NASDAQ
444    ETHO 5/26/2015 6.83 ETHO CLIMATE LEADERSHIP US ETF ETHO Capital Mid-Cap Growth NYSE
445    EUDG 5/7/2014 0.65 WISDOMTREE EUROPE QUALITY DIV GR ETF WisdomTree Europe Stock NYSE
446    EUFL 7/27/2016 0.08 DIREXION DAILY EURP FINCLS BULL 2X ETF Direxion Funds Trading--Inverse Equity NYSE
447    EUFN 2/3/2010 48.45 ISHARES MSCI EUROPE FINANCIALS iShares Financial NASDAQ
448    EUFS 8/10/2016 0.03 DIREXION DAILY EURP FINCLS BEAR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
449    EUFX 6/27/2012 0.63 PROSHARES SHORT EURO ProShares Trading--Miscellaneous NYSE
450    EUM 9/28/2009 45.62 PROSHARES SHORT MSCI EMERGING MARKETS ProShares Trading--Inverse Equity NYSE
451    EUMV 6/5/2014 1.14 ISHARES EDGE MSCI MIN VOL EUROPE iShares Europe Stock NYSE
452    EUO 9/28/2009 164.65 PROSHARES ULTRASHORT EURO ProShares Trading--Miscellaneous NYSE
453    EURL 1/22/2014 5.37 DIREXION DAILY FTSE EUROPE BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
454    EUSA 7/20/2010 1.68 ISHARES MSCI USA EQUAL WEIGHTED iShares Large Blend NYSE
455    EUSC 3/4/2015 5.18 WISDOMTREE EUROPE HEDGED SMALLCAP EQ ETF WisdomTree Europe Stock NYSE
456    EVGBC 3/31/2016 0.02 EATON VANCE GLOBAL INCOME BUILDER NS Eaton Vance World Allocation NASDAQ
457    EVLMC 3/31/2016 0.02 EATON VANCE TABS 5TO15YR LDRD MUNIBD NS Eaton Vance Muni National Interm NASDAQ
458    EVX 9/28/2009 0.42 VANECK VECTORS ENVIRONMENTAL SVCS ETF Van Eck Industrials NYSE
459    EWA 9/28/2009 785.59 ISHARES MSCI AUSTRALIA iShares Miscellaneous Region NYSE
460    EWC 9/28/2009 563.01 ISHARES MSCI CANADA iShares Miscellaneous Region NYSE
461    EWD 9/28/2009 52.94 ISHARES MSCI SWEDEN CAPPED iShares Miscellaneous Region NYSE
462    EWEM 12/8/2010 0.99 GUGGENHEIM MSCI EM MKTS EQL CNTRY WT ETF Guggenheim Investments Diversified Emerging Mkts NYSE
463    EWG 9/28/2009 621.52 ISHARES MSCI GERMANY iShares Miscellaneous Region NYSE
464    EWGS 1/26/2012 1.33 ISHARES MSCI GERMANY SMALL-CAP iShares Miscellaneous Region BATS
465    EWH 9/28/2009 792.53 ISHARES MSCI HONG KONG INDEX FU iShares China Region NYSE
466    EWI 9/28/2009 212.02 ISHARES MSCI ITALY CAPPED iShares Miscellaneous Region NYSE
467    EWJ 9/28/2009 1794.01 ISHARES MSCI JAPAN iShares Japan Stock NYSE
468    EWK 9/28/2009 23.69 ISHARES MSCI BELGIUM CAPPED iShares Miscellaneous Region NYSE
469    EWL 9/28/2009 107.99 ISHARES MSCI SWITZERLAND CAPPED iShares Miscellaneous Region NYSE
470    EWM 9/28/2009 376.09 ISHARES MSCI MALAYSIA iShares Miscellaneous Region NYSE
471    EWMC 8/3/2015 0.74 GUGGENHEIM S&P MIDCAP 400 EQUAL WT ETF Guggenheim Investments Mid-Cap Blend NYSE
472    EWN 9/28/2009 29.43 ISHARES MSCI NETHERLANDS iShares Miscellaneous Region NYSE
473    EWO 9/28/2009 21.79 ISHARES MSCI AUSTRIA CAPPED iShares Miscellaneous Region NYSE
474    EWP 9/28/2009 195.6 ISHARES MSCI SPAIN CAPPED iShares Miscellaneous Region NYSE
475    EWQ 9/28/2009 108.44 ISHARES MSCI FRANCE iShares Miscellaneous Region NYSE
476    EWRE 8/14/2015 0.31 GUGGENHEIM S&P 500 EQL WGHT REL EST ETF Guggenheim Investments Real Estate NYSE
477    EWS 9/28/2009 345.96 ISHARES MSCI SINGAPORE CAPPED iShares Miscellaneous Region NYSE
478    EWSC 8/3/2015 0.39 GUGGENHEIM S&P SMALLCAP 600 EQL WT ETF Guggenheim Investments Small Blend NYSE
479    EWT 9/28/2009 1266.57 ISHARES MSCI TAIWAN CAPPED iShares China Region NYSE
480    EWU 9/28/2009 405.16 ISHARES MSCI UNITED KINGDOM iShares Miscellaneous Region NYSE
481    EWUS 1/26/2012 1.24 ISHARES MSCI UNITED KINGDOM SMALL-CAP iShares Miscellaneous Region BATS
482    EWV 9/28/2009 6.41 PROSHARES ULTRASHORT MSCI JAPAN ProShares Trading--Inverse Equity NYSE
483    EWW 9/28/2009 1176.7 ISHARES MSCI MEXICO CAPPED iShares Miscellaneous Region NYSE
484    EWX 9/28/2009 27.21 SPDR S&P EMERGING MARKETS SMALL CAP ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
485    EWY 9/28/2009 1091.44 ISHARES MSCI SOUTH KOREA CAPPED iShares Miscellaneous Region NYSE
486    EWZ 9/28/2009 5280.34 ISHARES MSCI BRAZIL CAPPED iShares Latin America Stock NYSE
487    EWZS 9/29/2010 6.65 ISHARES MSCI BRAZIL SMALL-CAP iShares Latin America Stock NASDAQ
488    EXI 9/28/2009 6.54 ISHARES GLOBAL INDUSTRIALS iShares Industrials NYSE
489    EXT 9/28/2009 1.06 WISDOMTREE TOTAL EARNINGS ETF WisdomTree Large Blend NYSE
490    EYLD 7/14/2016 0.11 CAMBRIA EMERGING SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Diversified Emerging Mkts BATS
491    EZA 9/28/2009 156.35 ISHARES MSCI SOUTH AFRICA iShares Miscellaneous Region NYSE
492    EZJ 9/28/2009 3.14 PROSHARES ULTRA MSCI JAPAN ProShares Trading--Leveraged Equity NYSE
493    EZM 9/28/2009 6.9 WISDOMTREE MIDCAP EARNINGS ETF WisdomTree Mid-Cap Blend NYSE
494    EZU 9/28/2009 528.18 ISHARES MSCI EUROZONE iShares Europe Stock BATS
495    EZY 9/29/2009 0.97 WISDOMTREE LOW P/E FUND WisdomTree Large Value NYSE
496    FAAR 5/23/2016 0.12 FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGY ETF NASDAQ
497    FAB 9/28/2009 3.51 FIRST TRUST MULTI CAP VAL ALPHADEX ETF First Trust Mid-Cap Value NASDAQ
498    FAD 9/28/2009 1.85 FIRST TRUST MULTI CAP GR ALPHADEX ETF First Trust Mid-Cap Growth NASDAQ
499    FALN 6/17/2016 0.15 ISHARES FALLEN ANGELS USD BOND ETF NASDAQ
500    FAN 9/28/2009 9.22 FIRST TRUST GLOBAL WIND ENERGY ETF First Trust Miscellaneous Sector NYSE
501    FAS 9/28/2009 4400.56 DIREXION DAILY FINANCIAL BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
502    FAUS 2/17/2012 0.36 FIRST TRUST AUSTRALIA ALPHADEX ETF First Trust Miscellaneous Region NYSE
503    FAZ 9/28/2009 3329.95 DIREXION FINANCIAL BEAR 3X SHAR Direxion Funds Trading-Inverse Equity NYSE
504    FAZZ 4/7/2016 0.03
505    FBGX 6/11/2014 3.15 UBS AG FI ENHANCED LARGE CAP GROWTH ETN UBS Group AG Large Growth NYSE
506    FBM 3/30/2011 8.91 FOCUS MORNINGSTAR BASIC MATERIA Focusshares Trust Industrials NYSE
507    FBND 10/9/2014 2.84 FIDELITY TOTAL BOND ETF Fidelity Investments Intermediate-Term Bond NYSE
508    FBT 9/28/2009 42.99 FIRST TRUST NYSE ARCA BIOTECH ETF First Trust Health NYSE
509    FBZ 4/19/2011 2.18 FIRST TRUST BRAZIL ALPHADEX ETF First Trust Latin America Stock NASDAQ
510    FCA 4/21/2011 0.86 FIRST TRUST CHINA ALPHADEX ETF First Trust China Region NASDAQ
511    FCAL 9/28/2009 8.64 FIRST TRUST CALIFORNIA MUNICIPAL HIGH INCOME ETF NASDAQ
512    FCAN 2/17/2012 1.98 FIRST TRUST CANADA ALPHADEX ETF First Trust Miscellaneous Region NASDAQ
513    FCEF 9/29/2016 0.25 FIRST TRUST CEF INCOME OPPORTUNITY ETF First Trust Allocation--50% to 70% Equity NASDAQ
514    FCG 9/28/2009 145.73 FIRST TRUST NATURAL GAS ETF First Trust Equity Energy NYSE
515    FCOM 10/24/2013 3.4 FIDELITY MSCI TELECOMMUNICATION SVC ETF Fidelity Investments Communications NYSE
516    FCOR 10/9/2014 0.82 FIDELITY CORPORATE BOND ETF Fidelity Investments Corporate Bond NYSE
517    FCVT 11/4/2015 0.48 FIRST TRUST SSI STRAT CONVERT SECS ETF First Trust Convertibles NASDAQ
518    FDD 9/28/2009 10.94 FIRST TRUST STOXX EUROPEAN SEL DIV ETF First Trust Europe Stock NYSE
519    FDIS 10/24/2013 6.83 FIDELITY MSCI CONSUMER DISCRET ETF Fidelity Investments Consumer Cyclical NYSE
520    FDIV 8/14/2014 0.86 FIRST TRUST STRATEGIC INCOME ETF First Trust Allocation--30% to 50% Equity NASDAQ
521    FDL 9/28/2009 28.91 FIRST TRUST MORNINGSTAR DIV LEADERS ETF First Trust Large Value NYSE
522    FDLO 9/15/2016 0.41 FIDELITY LOW VOLATILITY FACTOR ETF Fidelity Investments Large Blend NYSE
523    FDM 9/28/2009 4.12 FIRST TRUST DOW JONES SEL MICROCAP ETF First Trust Small Value NYSE
524    FDMO 9/15/2016 0.41 FIDELITY MOMENTUM FACTOR ETF Fidelity Investments Large Growth NYSE
525    FDN 9/28/2009 81.77 FIRST TRUST DOW JONES INTERNET ETF First Trust Technology NYSE
526    FDRR 9/15/2016 1.36 FIDELITY DIVIDEND ETF FOR RISING RATES Fidelity Investments Large Value NYSE
527    FDT 4/19/2011 6.16 FIRST TRUST DEV MKTS EX-US ALPHADEX ETF First Trust Foreign Large Blend NASDAQ
528    FDTS 2/16/2012 0.45 FIRST TRUST DEVMKTS EXUS SC ALPHADEXETF First Trust Foreign Small/Mid Value NASDAQ
529    FDVV 9/15/2016 0.81 FIDELITY CORE DIVIDEND ETF Fidelity Investments Large Value NYSE
530    FEEU 5/23/2013 1.53 BARCLAYS ETN+ FI ENHANCED EUROPE 50 Barclays Funds Foreign Large Blend NYSE
531    FEM 4/19/2011 18.82 FIRST TRUST EMERGING MRKTS ALPHADEX ETF First Trust Diversified Emerging Mkts NASDAQ
532    FEMB 11/5/2014 0.56 FIRST TRUST EMERGING MKTS LCL CCY BD ETF First Trust Emerging-Markets Local-Currency Bond NASDAQ
533    FEMS 2/17/2012 5.56 FIRST TRUST EMERG MKTS SC ALPHADEX ETF First Trust Diversified Emerging Mkts NASDAQ
534    FENY 10/24/2013 13.85 FIDELITY MSCI ENERGY ETF Fidelity Investments Equity Energy NYSE
535    FEP 9/28/2009 15.51 FIRST TRUST EUROPE ALPHADEX ETF First Trust Europe Stock NASDAQ
536    FEU 9/28/2009 8.53 SPDR STOXX EUROPE 50 ETF SPDR State Street Global Advisors Europe Stock NYSE
537    FEUZ 10/27/2014 1.12 FIRST TRUST EUROZONE ALPHADEX ETF NASDAQ
538    FEX 9/28/2009 23.66 FIRST TRUST LARGE CAP CORE ALPHADEX ETF First Trust Large Blend NASDAQ
539    FEZ 9/28/2009 294.56 SPDR EURO STOXX 50 ETF SPDR State Street Global Advisors Europe Stock NYSE
540    FFR 9/28/2009 3.08 FIRST TRUST FTSE EN DEV MKTS REL EST ETF First Trust Global Real Estate NYSE
541    FFTY 4/9/2015 2.47
542    FGD 9/28/2009 15.19 FIRST TRUST DOW JONES GLOBAL SEL DIV ETF First Trust Foreign Large Value NYSE
543    FGM 2/17/2012 2.73 FIRST TRUST GERMANY ALPHADEX ETF First Trust Miscellaneous Region NASDAQ
544    FHK 2/24/2012 3.16 FIRST TRUST HONG KONG ALPHADEX ETF First Trust China Region NASDAQ
545    FHLC 10/24/2013 14.59 FIDELITY MSCI HEALTH CARE ETF Fidelity Investments Health NYSE
546    FIBR 5/12/2016 0.32 ISHARES EDGE US FIXED INCOME BAL RISK iShares Nontraditional Bond BATS
547    FIDU 10/24/2013 5.91 FIDELITY MSCI INDUSTRIALS ETF Fidelity Investments Industrials NYSE
548    FIEE 2/18/2016 0.39 UBS AG FI ENHANCED EUROPE 50 ETN UBS Group AG Europe Stock NYSE
549    FIEG 10/8/2013 1.12
550    FIEU 9/6/2013 1.4 CREDIT SUISSE FI ENHANCED EUROPE50 ETN Credit Suisse AG Europe Stock NYSE
551    FIGY 5/22/2013 2.03 BARCLAYS ETN+ FI ENHANCED GLB HI YLD Barclays Funds World Stock NYSE
552    FIHD 2/22/2016 1.17 UBS AG FI ENHANCED GLOBAL HIGH YIELD ETN UBS Group AG World Stock NYSE
553    FILL 2/2/2012 2.15 ISHARES MSCI GLOBAL ENERGY PRODUCERS iShares Equity Energy NYSE
554    FINU 7/12/2012 1.14 PROSHARES ULTRAPRO FINANCIAL SELECT SECT ProShares Trading--Leveraged Equity NYSE
555    FINX 9/13/2016 0.34 GLOBAL X FINTECH THEMATIC ETF Global X Funds Technology NASDAQ
556    FINZ 7/12/2012 0.49 PROSHARES ULTRAPRO SHORT FINCL SEL SECT ProShares Trading--Inverse Equity NYSE
557    FITS 6/9/2016 0.02 THE HEALTH AND FITNESS ETF Janus Consumer Cyclical NASDAQ
558    FIW 9/28/2009 5.66 FIRST TRUST WATER ETF First Trust Miscellaneous Sector NYSE
559    FIXD 2/15/2017 0.22 FIRST TRUST TCWOPPORTUNISTIC FXD INC ETF First Trust Exchange-Traded Fund VIII Intermediate-Term Bond NASDAQ
560    FJP 4/26/2011 4.66 FIRST TRUST JAPAN ALPHADEX ETF First Trust Japan Stock NASDAQ
561    FKO 4/25/2011 0.78 FIRST TRUST SOUTH KOREA ALPHADEX FUND NASDAQ
562    FKU 2/27/2012 4.48 FIRST TRUST UNITED KINGDOM ALPHADEX ETF First Trust Miscellaneous Region NASDAQ
563    FLAG 1/31/2013 0.65 WEATHERSTORM FORENSIC ACCNTG LG-SHRT ETF Exchange Traded Concepts, LLC Large Value NASDAQ
564    FLAT 8/10/2010 2.1 IPATH US TREASURY FLATTENER ETN iPath Trading-Miscellaneous NYSE
565    FLCO 10/5/2016 0.04 FRANKLIN LIBERTY INVESTMENT GRD CORP ETF Franklin Templeton Investments Corporate Bond NYSE
566    FLGE 6/11/2014 1.02 CREDIT SUISSE FI LARGE CAP GR ENH ETN Credit Suisse AG Large Growth NYSE
567    FLIO 1/27/2017 0.01 FRANKLIN LIBERTY INTERNATIONAL OPPS ETF Franklin Templeton Investments Foreign Large Blend NYSE
568    FLM 9/28/2009 1.32 FIRST TRUST GLOBAL ENG AND CONST ETF First Trust Industrials NYSE
569    FLN 4/20/2011 1.99 FIRST TRUST LATIN AMERICA ALPHADEX ETF First Trust Latin America Stock NASDAQ
570    FLOT 6/17/2011 56.71 ISHARES FLOATING RATE BOND iShares Ultrashort Bond NYSE
571    FLQD 6/3/2016 0.12 FRANKLIN LIBERTYQ GLOBAL DIVIDEND ETF Franklin Templeton Investments World Stock NYSE
572    FLQE 6/3/2016 0.29 FRANKLIN LIBERTYQ EMERGING MARKETS ETF Franklin Templeton Investments Diversified Emerging Mkts NYSE
573    FLQG 6/3/2016 0.06 FRANKLIN LIBERTYQ GLOBAL EQUITY ETF Franklin Templeton Investments World Stock NYSE
574    FLQH 6/3/2016 0.1 FRANKLIN LIBERTYQ INTL EQ HDGD ETF Franklin Templeton Investments Foreign Large Blend NYSE
575    FLRN 12/1/2011 8.42 SPDR BLMBG BARCLAYS INV GRD FLT RT ETF SPDR State Street Global Advisors Ultrashort Bond NYSE
576    FLRT 2/19/2015 0.17 ADVISORSHARES PACIFIC ASST ENH FL RT ETF AdvisorShares Bank Loan NYSE
577    FLTB 10/9/2014 2.3 FIDELITY LIMITED TERM BOND ETF Fidelity Investments Short-Term Bond NYSE
578    FLTR 4/26/2011 4.27 MARKET VECTORS INVESTMENT GRADE Van Eck Short-Term Bond NYSE
579    FM 9/13/2012 39.47 ISHARES MSCI FRONTIER 100 iShares Diversified Emerging Mkts NYSE
580    FMAT 10/24/2013 4.61 FIDELITY MSCI MATERIALS ETF Fidelity Investments Natural Resources NYSE
581    FMB 5/15/2014 1.64 FIRST TRUST MANAGED MUNICIPAL ETF First Trust Muni National Interm NASDAQ
582    FMF 8/2/2013 0.31 FIRST TRUST MORNINGSTAR MGD FUTSSTRT ETF First Trust Managed Futures NYSE
583    FMK 5/12/2011 0.69 FIRST TRUST MEGA CAP ALPHADEX ETF First Trust Large Blend NASDAQ
584    FNCF 5/12/2016 0.05 ISHARES EDGE MSCI MULTIFACTOR FINANCIALS iShares Financial BATS
585    FNCL 10/24/2013 12.48 FIDELITY MSCI FINANCIALS ETF Fidelity Investments Financial NYSE
586    FNDA 8/15/2013 6.99 SCHWAB FUNDAMENTAL US SMALL COMPANY ETF Schwab ETFs Small Blend NYSE
587    FNDB 8/15/2013 2.76 SCHWAB FUNDAMENTAL US BROAD MARKET ETF Schwab ETFs Large Value NYSE
588    FNDC 8/15/2013 5.08 SCHWAB FUNDAMENTAL INTL SM CO ETF Schwab ETFs Foreign Small/Mid Blend NYSE
589    FNDE 8/15/2013 8.41 SCHWAB FUNDAMENTAL EMERG MKTS LG CO ETF Schwab ETFs Diversified Emerging Mkts NYSE
590    FNDF 8/15/2013 10.49 SCHWAB FUNDAMENTAL INTL LG CO ETF Schwab ETFs Foreign Large Value NYSE
591    FNDX 8/15/2013 7.3 SCHWAB FUNDAMENTAL US LARGE COMPANY ETF Exchange Traded Fund Financial NYSE
592    FNI 9/28/2009 7.65 FIRST TRUST CHINDIA ETF First Trust Miscellaneous Region NYSE
593    FNK 4/20/2011 2.23 FIRST TRUST MID CAP VALUE ALPHADEX ETF First Trust Small Value NASDAQ
594    FNX 9/28/2009 14.86 FIRST TRUST MID CAP CORE ALPHADEX FUND NASDAQ
595    FNY 4/20/2011 2.82 FIRST TRUST MID CAP GROWTH ALPHADEX ETF First Trust Mid-Cap Growth NASDAQ
596    FOANC 2/14/2017 0.01
597    FOIL 4/21/2011 0.16 IPATH PURE BETA ALUMINUM ETN Barclays Funds Commodities Industrial Metals NYSE
598    FONE 2/18/2011 0.62 FIRST TRUST NASDAQ SMARTPHONE ETF First Trust Technology NASDAQ
599    FPA 4/20/2011 2.64 FIRST TRUST ASIAPAC EX-JPN ALPHADEX ETF First Trust Pacific/Asia ex-Japan Stk NASDAQ
600    FPE 2/12/2013 30.39 FIRST TRUST PREFERRED SEC & INC ETF First Trust Preferred Stock NYSE
601    FPX 9/28/2009 12.79 FIRST TRUST US EQUITY OPPORTUNITIES ETF First Trust Large Growth NYSE
602    FPXI 11/7/2014 1.92 FIRST TRUST INTERNATIONAL IPO ETF First Trust Foreign Large Growth NASDAQ
603    FQAL 9/15/2016 0.54 FIDELITY QUALITY FACTOR ETF Fidelity Investments Large Blend NYSE
604    FRAK 2/15/2012 4.59 MARKET VECTORS UNCONVNT OIL & GAS ETF Exchange Traded Fund Financial NYSE
605    FREL 2/5/2015 4.4 FIDELITY MSCI REAL ESTATE ETF Fidelity Investments Real Estate NYSE
606    FRI 9/28/2009 20.03 FIRST TRUST S&P REIT ETF First Trust Real Estate NYSE
607    FRN 9/28/2009 11.15 GUGGENHEIM FRONTIER MARKETS ETF Guggenheim Investments Diversified Emerging Mkts NYSE
608    FSTA 10/24/2013 5.87 FIDELITY MSCI CONSUMER STAPLES ETF Fidelity Investments Consumer Defensive NYSE
609    FSZ 2/16/2012 3.14 FIRST TRUST SWITZERLAND ALPHADEX ETF First Trust Miscellaneous Region NASDAQ
610    FTA 9/28/2009 16.1 FIRST TRUST LARGE CAP VAL ALPHADEX ETF First Trust Large Value NASDAQ
611    FTAG 6/29/2015 0.71 FIRST TRUST INDXX GLOBAL AGRICULTURE ETF NASDAQ
612    FTC 9/28/2009 9.26 FIRST TRUST LARGE CAP GR ALPHADEX ETF First Trust Large Growth NASDAQ
613    FTCS 2/11/2013 3.29 FIRST TRUST CAPITAL STRENGTH ETF First Trust Large Blend NASDAQ
614    FTEC 10/24/2013 12.71 FIDELITY MSCI INFORMATION TECH ETF Fidelity Investments Technology NYSE
615    FTGC 10/23/2013 5.55 FIRST TRUST GLOBAL TACT CMDTY STRAT ETF First Trust Commodities Broad Basket NASDAQ
616    FTHI 1/7/2014 1.26 FIRST TRUST HIGH INCOME ETF First Trust Long-Short Equity NASDAQ
617    FTLB 1/7/2014 0.56 FIRST TRUST LOW BETA INCOME ETF First Trust Long-Short Equity NASDAQ
618    FTLS 9/9/2014 1.58 FIRST TRUST LONG/SHORT EQUITY ETF First Trust Long-Short Equity NYSE
619    FTRI 6/29/2015 1.26 FIRST TRUST INDXX GLBL NATRL RES INC ETF First Trust Natural Resources NASDAQ
620    FTSD 11/5/2013 0.26 FRANKLIN LIBERTY SHORT DUR US GOVT ETF Franklin Templeton Investments Short Government NYSE
621    FTSL 5/2/2013 11.61 FIRST TRUST SENIOR LOAN ETF First Trust Bank Loan NASDAQ
622    FTSM 8/6/2014 9.61 FIRST TRUST ENHANCED SHORT MATURITY ETF First Trust Ultrashort Bond NASDAQ
623    FTW 2/28/2012 0.58 FIRST TRUST TAIWAN ALPHADEX ETF First Trust China Region NASDAQ
624    FTXD 10/11/2016 0.02 FIRST TRUST NASDAQ RETAIL ETF First Trust Consumer Cyclical NASDAQ
625    FTXG 10/10/2016 0.09 FIRST TRUST NASDAQ FOOD & BEVERAGE ETF First Trust Consumer Defensive NASDAQ
626    FTXH 9/22/2016 0.05 FIRST TRUST NASDAQ PHARMACEUTICALS ETF First Trust Health NASDAQ
627    FTXL 9/21/2016 0.28 FIRST TRUST NASDAQ SEMICONDUCTOR ETF First Trust Technology NASDAQ
628    FTXN 9/23/2016 0.03 FIRST TRUST NASDAQ OIL & GAS ETF First Trust Equity Energy NASDAQ
629    FTXO 10/7/2016 2.16 FIRST TRUST NASDAQ BANK ETF First Trust Financial NASDAQ
630    FTXR 9/22/2016 0.03 FIRST TRUST NASDAQ TRANSPORTATION ETF NASDAQ
631    FUD 9/28/2009 1.42 UBS ETRACS CMCI FOOD TOTAL RETURN ETN UBS Group AG Commodities Agriculture NYSE
632    FUE 9/28/2009 0.74 ELEMENTS MLCX BIOFUELS EXCH SER TR ETN ELEMENTS Commodities Agriculture NYSE
633    FUT 2/18/2016 0.06 PROSHARES MANAGED FUTURES STRATEGY ProShares Managed Futures BATS
634    FUTY 10/24/2013 6.78 FIDELITY MSCI UTILITIES ETF Fidelity Investments Utilities NYSE
635    FV 3/6/2014 69.28 FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF First Trust Mid-Cap Growth NASDAQ
636    FVAL 9/15/2016 0.55 FIDELITY VALUE FACTOR ETF Fidelity Investments Large Value NYSE
637    FVC 3/18/2016 1.98 FIRST TRUST DORSEY WRIGHT DYNAMIC FOC 5 First Trust Mid-Cap Blend NASDAQ
638    FVD 9/28/2009 32.32 FIRST TRUST VALUE LINE DIVIDEND ETF First Trust Large Value NYSE
639    FVL 9/28/2009 2.92 FIRST TRUST VALUE LINE 100 ETF ETF First Trust Mid-Cap Blend NYSE
640    FWDB 6/21/2011 1.05 ADVISORSHARES MADRONA GLOBAL BOND ETF AdvisorShares World Bond NYSE
641    FWDD 6/21/2011 0.69 ADVISORSHARES MADRONA DOMESTIC ETF AdvisorShares Large Blend NYSE
642    FWDI 6/21/2011 1.45 ADVISORSHARES MADRONA INTERNATIONAL ETF AdvisorShares Foreign Large Blend NYSE
643    FXA 9/28/2009 42.92 CURRENCYSHARES AUSTRALIAN DOLLAR ETF Guggenheim Investments Single Currency NYSE
644    FXB 9/28/2009 13.7 CURRENCYSHARES BRITISH POUND STER ETF Guggenheim Investments Single Currency NYSE
645    FXC 9/28/2009 38.44 RYDEX CURRENCYSHARES CANADIAN D Rydex/SGI Currency NYSE
646    FXCH 10/4/2011 0.27 CURRENCYSHARES CHINESE RENMINBI Rydex/SGI Currency NYSE
647    FXD 9/28/2009 52.45 FIRST TRUST CNSMR DISCRET ALPHADEX ETF First Trust Consumer Cyclical NYSE
648    FXE 9/28/2009 251.02 CURRENCYSHARES EURO ETF Guggenheim Investments Single Currency NYSE
649    FXEP 10/9/2015 0.03
650    FXEU 5/11/2015 1.63 POWERSHARES EUROPE CURRENCY HDGD LW VLTL PowerShares Europe Stock NYSE
651    FXF 9/28/2009 13.91 CURRENCYSHARES SWISS FRANC ETF Guggenheim Investments Single Currency NYSE
652    FXG 9/28/2009 42.06 FIRST TRUST CNSMR STAPLES ALPHADEX ETF First Trust Consumer Defensive NYSE
653    FXH 9/28/2009 45.59 FIRST TRUST HEALTH CARE ALPHADEX ETF First Trust Health NYSE
654    FXI 9/28/2009 4588 ISHARES FTSE CHINA 25 INDEX FUN iShares China Region NYSE
655    FXJP 1/12/2016 0.11 POWERSHARES JAPAN CCY HDGD LW VLTL PowerShares Japan Stock NYSE
656    FXL 9/28/2009 27.67 FIRST TRUST TECHNOLOGY ALPHADEX ETF First Trust Technology NYSE
657    FXN 9/28/2009 53.99 FIRST TRUST ENERGY ALPHADEX ETF First Trust Equity Energy NYSE
658    FXO 9/28/2009 39.9 FIRST TRUST FINANCIALS ALPHADEX ETF First Trust Financial NYSE
659    FXP 9/28/2009 143.47 PROSHARES ULTRASHORT FTSE CHINA 50 ProShares Trading--Inverse Equity NYSE
660    FXR 9/28/2009 24.66 FIRST TRUST INDTLS/PRDCRDURBALPHADEXETF First Trust Industrials NYSE
661    FXS 9/28/2009 1.37 CURRENCYSHARES SWEDISH KRONA ETF Guggenheim Investments Single Currency NYSE
662    FXSG 2/13/2013 0.14 CURRENCYSHARES SINGAPORE DOLLAR ETF Exchange Traded Fund Financial NYSE
663    FXU 9/28/2009 35.24 FIRST TRUST UTILITIES ALPHADEX ETF First Trust Utilities NYSE
664    FXY 9/28/2009 57.17 CURRENCYSHARES JAPANESE YEN ETF Guggenheim Investments Single Currency NYSE
665    FXZ 9/28/2009 25.74 FIRST TRUST MATERIALS ALPHADEX ETF First Trust Natural Resources NYSE
666    FYC 4/20/2011 2.74 FIRST TRUST SMALL CAP GR ALPHADEX ETF First Trust Small Growth NASDAQ
667    FYLD 12/3/2013 2.39 CAMBRIA FOREIGN SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Foreign Small/Mid Value BATS
668    FYT 4/20/2011 3.1 FIRST TRUST SMALL CAP VAL ALPHADEX ETF First Trust Small Value NASDAQ
669    FYX 9/28/2009 12.41 FIRST TRUST SMALL CAP CORE ALPHADEX ETF First Trust Small Blend NASDAQ
670    GAA 12/10/2014 0.82 CAMBRIA GLOBAL ASSET ALLOCATION ETF CAMBRIA ETF TRUST Multialternative BATS
671    GAL 4/26/2012 2.99 SPDR SSGA GLOBAL ALLOCATION ETF Exchange Traded Fund Financial NYSE
672    GAMR 3/10/2016 0.41 PUREFUNDS VIDEO GAME TECH ETF Pure Funds Technology NYSE
673    GASL 2/1/2011 70.23 DIREXION DAILY NAT GAS RLTD BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
674    GASX 1/31/2011 11.8 DIREXION DAILY NAT GAS RLTD BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
675    GAZ 9/28/2009 20.83 IPATH BLOOMBERG NATURAL GAS SUBTR ETN Barclays Funds Commodities Energy NYSE
676    GBB 9/28/2009 0.48 IPATH GBP/USD EXCHANGE RATE ETN Barclays Funds Single Currency NYSE
677    GBF 9/28/2009 3.54 ISHARES GOVERNMENT/CREDIT BOND iShares Intermediate-Term Bond NYSE
678    GBIL 9/8/2016 0.28 GOLDMAN SACHS TREASURYACCESS 0-1 YEARETF Goldman Sachs Ultrashort Bond NYSE
679    GBTC 5/4/2015 3.6 BITCOIN INVESTMENT TRUST Grayscale Trading--Miscellaneous NASDAQ
680    GCC 9/28/2009 16.53 WISDOMTREE CONTINUOUS COMMODITY ETF GreenHaven Commodities Broad Basket NYSE
681    GCE 9/28/2009 1.2 CLAYMORE CEF GS CONNECT ETN Goldman Sachs Allocation--50% to 70% Equity NYSE
682    GDX 9/28/2009 6816.81 VANECK VECTORS GOLD MINERS ETF Van Eck Equity Precious Metals NYSE
683    GDXJ 11/11/2009 2391.16 VANECK VECTORS JUNIOR GOLD MINERS ETF Van Eck Equity Precious Metals NYSE
684    GDXS 2/13/2015 2.1 PROSHARES ULTRASHORT GOLD MINERS ProShares Trading--Inverse Equity NYSE
685    GDXX 2/13/2015 1.81 PROSHARES ULTRA GOLD MINERS ProShares Trading--Leveraged Equity NYSE
686    GEM 9/29/2015 4.1 GOLDMAN SACHS ACTIVEBETA EMKTS EQ ETF Goldman Sachs Diversified Emerging Mkts NYSE
687    GENY 8/22/2016 0.06 PRINCIPAL MILLENNIALS ETF Principal Funds World Stock NASDAQ
688    GEUR 2/12/2014 1.21 ADVISORSHARES GARTMAN GOLD/EURO ETF AdvisorShares Commodities Precious Metals NYSE
689    GEX 9/28/2009 6 VANECK VECTORS GLOBAL ALT ENERGY ETF Van Eck Miscellaneous Sector NYSE
690    GHII 2/11/2015 0.59
691    GHS 4/5/2016 0.07 REX GOLD HEDGED S&P 500 ETF Rex Large Blend NYSE
692    GHYG 4/5/2012 2.88 ISHARES GLOBAL HIGH YIELD CORPORATE BOND iShares World Bond BATS
693    GII 9/28/2009 2.66 SPDR S&P GLOBAL INFRASTRUCTURE ETF SPDR State Street Global Advisors Infrastructure NYSE
694    GLD 9/28/2009 3835.84 SPDR GOLD TRUST State Street Global Advisors Commodities Precious Metals NYSE
695    GLDI 1/29/2013 2.68 CREDIT SUISSE GOLD SHARES COV CALL ETN Exchange Traded Fund Financial NASDAQ
696    GLDW 1/30/2017 0.06 SPDR LONG DOLLAR GOLD TRUST SPDR State Street Global Advisors Commodities Precious Metals NYSE
697    GLL 9/28/2009 59.71 PROSHARES ULTRASHORT GOLD ProShares Trading--Inverse Commodities NYSE
698    GLTR 10/22/2010 6.5 ETFS PHYSICAL PM BASKET ETF Securities Commodities Precious Metals NYSE
699    GMF 9/28/2009 17.28 SPDR S&P EMERGING ASIA PACIFIC ETF SPDR State Street Global Advisors Pacific/Asia ex-Japan Stk NYSE
700    GMM 9/28/2009 6.46 SPDR S&P EMERGING MARKETS ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
701    GMOM 11/4/2014 0.96 CAMBRIA GLOBAL MOMENTUM ETF CAMBRIA ETF TRUST World Allocation NYSE
702    GNMA 2/17/2012 2.71 ISHARES GNMA BOND iShares Intermediate Government NASDAQ
703    GNR 9/24/2010 16.72 SPDR S&P GLOBAL NATURAL RESOURCES ETF SPDR State Street Global Advisors Natural Resources NYSE
704    GNRX 1/13/2016 0.11 VANECK VECTORS GENERIC DRUGS ETF NASDAQ
705    GOEX 3/28/2016 1.75 GLOBAL X GOLD EXPLORERS ETF Global X Funds Equity Precious Metals NYSE
706    GOVT 2/24/2012 22.49 ISHARES US TREASURY BOND iShares Intermediate Government NYSE
707    GQRE 11/6/2013 1.25 FLEXSHARES GLBL QUALITY REAL ESTATE ETF Flexshares Trust Global Real Estate NYSE
708    GREK 12/8/2011 67.69 GLOBAL X MSCI GREECE ETF Global X Funds Miscellaneous Region NYSE
709    GRES 10/27/2009 4.17 IQ GLOBAL RESOURCES ETF IndexIQ Natural Resources NYSE
710    GRI 9/28/2009 2.7 COHEN & STEERS GLOBAL REALTY MAJORS ETF ALPS Global Real Estate NYSE
711    GRID 11/17/2009 1.56 FIRST TRUST NASDAQ CLN EDGESTGIDIFSETF First Trust Miscellaneous Sector NASDAQ
712    GRN 9/28/2009 1.14 IPATH GLOBAL CARBON ETN Barclays Funds Commodities Miscellaneous NYSE
713    GRU 9/28/2009 3.74 ELEMENTS MLCX GRAINS TR ETN ELEMENTS Commodities Agriculture NYSE
714    GRWN 4/21/2011 0.14 IPATH PURE BETA SOFTS ETN Barclays Funds Commodities Agriculture NYSE
715    GSC 9/28/2009 2.19 GS CONNECT S&P GSCI ENH COMMODITY TR ETN Goldman Sachs Commodities Broad Basket NYSE
716    GSEU 9/8/2015 87.79 GOLDMAN SACHS ACTIVEBETA EUROPE EQ ETF Goldman Sachs Europe Stock NYSE
717    GSG 9/28/2009 62.38 ISHARES S&P GSCI COMMODITY-INDEXED TRUST iShares Commodities Broad Basket NYSE
718    GSIE 11/10/2015 2.86 GOLDMAN SACHS ACTIVEBETA INTL EQ ETF Goldman Sachs Foreign Large Blend NYSE
719    GSJY 3/4/2016 0.2 GOLDMAN SACHS ACTIVEBETA JAPAN EQ ETF Goldman Sachs Japan Stock NYSE
720    GSLC 9/21/2015 4.76 GOLDMAN SACHS ACTIVEBETA US LGCP EQ ETF Goldman Sachs Large Blend NYSE
721    GSP 9/28/2009 6.07 IPATH S&P GSCI TOTAL RETURN ETN Barclays Funds Commodities Broad Basket NYSE
722    GSY 2/8/2011 11.71 GUGGENHEIM ENHANCED SHORT DUR ETF Guggenheim Investments Ultrashort Bond NYSE
723    GTO 2/10/2016 0.44 GUGGENHEIM TOTAL RETURN BOND ETF Guggenheim Investments Intermediate-Term Bond NYSE
724    GULF 9/28/2009 4.87 WISDOMTREE MIDDLE EAST DIVIDEND ETF WisdomTree Miscellaneous Region NASDAQ
725    GUNR 9/22/2011 48.06 FLEXSHARES MSTAR GLBL UPSTRM NAT RES ETF Flexshares Trust Natural Resources NYSE
726    GURI 3/11/2014 0.1 GLOBAL X GURU INTERNATIONAL ETF Global X Funds Foreign Large Blend NYSE
727    GURU 6/5/2012 7.57 GLOBAL X GURU ETF Global X Funds Large Growth NYSE
728    GUSH 5/29/2015 45.54 DIREXION DLY S&P OIL&GS EX&PRD BL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
729    GVAL 3/12/2014 3.64 CAMBRIA GLOBAL VALUE ETF CAMBRIA ETF TRUST Foreign Small/Mid Value NYSE
730    GVI 9/28/2009 16.46 ISHARES INTERM GOVERNMENT/CREDIT BD iShares Intermediate-Term Bond NYSE
731    GVIP 11/3/2016 0.33 GOLDMAN SACHS HEDGE INDUSTRY VIP ETF Goldman Sachs Large Blend NYSE
732    GWL 9/28/2009 13.97 SPDR S&P WORLD EX-US ETF SPDR State Street Global Advisors Foreign Large Blend NYSE
733    GWX 9/28/2009 25.68 SPDR S&P INTERNATIONAL SMALL CAP ETF SPDR State Street Global Advisors Foreign Small/Mid Blend NYSE
734    GXC 9/28/2009 39.62 SPDR S&P CHINA ETF SPDR State Street Global Advisors China Region NYSE
735    GXF 9/28/2009 2.72 GLOBAL X FTSE NORDIC REGION ETF Global X Funds Miscellaneous Region NYSE
736    GXG 9/28/2009 29.21 GLOBAL X MSCI COLOMBIA ETF Global X Funds Miscellaneous Region NYSE
737    GYEN 2/12/2014 1.64 ADVISORSHARES GARTMAN GOLD/YEN ETF AdvisorShares Commodities Precious Metals NYSE
738    GYLD 5/8/2012 9.87 ARROW DOW JONES GLOBAL YIELD ETF ArrowShares World Allocation NYSE
739    HACK 11/12/2014 36.94 PUREFUNDS ISE CYBER SECURITY ETF Pure Funds Technology NYSE
740    HACV 11/4/2015 0.04 ISHARES EDGE MSCI MIN VOL GLOBAL CCY HDG iShares World Stock BATS
741    HACW 7/21/2015 0.03
742    HAHA 10/20/2015 0.03 CSOP CHINA CSI 300 A-H DYNAMIC ETF CSOP Asset Management China Region NYSE
743    HAKK 9/17/2015 0.11 DIREXION DAILY CYBER SEC&IT BULL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
744    HAO 9/28/2009 32.46 GUGGENHEIM CHINA SMALL CAP ETF Guggenheim Investments China Region NYSE
745    HAP 9/28/2009 10.17 VANECK VECTORS NATURAL RESOURCES ETF Van Eck Natural Resources NYSE
746    HAUD 7/13/2015 0.03 ISHARES CURRENCY HEDGED MSCI AUS iShares Miscellaneous Region NYSE
747    HAWX 7/1/2015 0.35 ISHARES CURRENCY HEDGED MSCI ACWI EX US iShares Foreign Large Blend NYSE
748    HCRF 5/12/2016 0.05 ISHARES EDGE MSCI MULTIFACTOR HEALTHCARE iShares Health BATS
749    HDAW 8/14/2015 0.07 DEUTSCHE X-TRACKERS MSCIAWDEXUSHDVYDHGEQ Deutsche Asset Management Foreign Large Value NYSE
750    HDEE 8/18/2015 0.02
751    HDEF 8/18/2015 0.06
752    HDEZ 8/18/2015 0.05 DEUTSCHE X-TRACKERS MSCI EUROZONE HIDIVY Deutsche Asset Management Europe Stock BATS
753    HDG 7/14/2011 0.96 PROSHARES HEDGE REPLICATION ProShares Multialternative NYSE
754    HDGE 1/27/2011 25.39 ADVISORSHARES RANGER EQUITY BEAR ETF AdvisorShares Bear Market NYSE
755    HDLV 10/1/2014 1.55 UBS ETRACS M PY 2XLVG US HIDIVLOWVOL ETN UBS Group AG Trading--Leveraged Equity NYSE
756    HDMV 8/26/2016 0.15 FIRST TRUST HRZN MGDVOLATIL DEV INTL ETF First Trust Foreign Large Blend NYSE
757    HDRW 10/29/2015 0.03 WISDOMTREE GLOBAL EX-US HDGD REL EST ETF WisdomTree Global Real Estate BATS
758    HDV 3/31/2011 59.55 ISHARES CORE HIGH DIVIDEND iShares Large Value NYSE
759    HECO 6/20/2012 5.49 HUNTINGTON ECOLOGICAL STRATEGY ETF Exchange Traded Fund Financial NYSE
760    HEDJ 12/31/2009 381.33 WISDOMTREE EUROPE HEDGED EQUITY ETF WisdomTree Europe Stock NYSE
761    HEEM 9/25/2014 4.98 ISHARES CURRENCY HEDGED MSCI EMERG MKTS iShares Diversified Emerging Mkts NYSE
762    HEFA 2/14/2014 64.12 ISHARES CURRENCY HEDGED MSCI EAFE Exchange Traded Fund Financial NYSE
763    HEFV 11/4/2015 0.14 ISHARES EDGE MSCI MIN VOL EAFE CCY HDG iShares Foreign Large Blend BATS
764    HEMV 11/4/2015 0.08 ISHARES EDGE MSCI MIN VOL EM CCY HDG iShares Diversified Emerging Mkts BATS
765    HEUS 11/6/2015 0.04 ISHARES CURRENCY HEDGED MSCI EURP SM-CP iShares Europe Stock BATS
766    HEUV 11/9/2015 0.07 ISHARES EDGE MSCI MIN VOL EUROPE CCY HG iShares Europe Stock BATS
767    HEVY 4/21/2011 0.07 IPATH PURE BETA INDUSTRIAL METALS ETN Barclays Funds Commodities Industrial Metals NYSE
768    HEWC 7/1/2015 0.12 ISHARES CURRENCY HEDGED MSCI CANADA iShares Miscellaneous Region NYSE
769    HEWG 2/18/2014 43.63 ISHARES CURRENCY HEDGED MSCI GERMANY iShares Miscellaneous Region NYSE
770    HEWI 7/8/2015 0.75 ISHARES CURRENCY HEDGED MSCI ITALY iShares Miscellaneous Region NYSE
771    HEWJ 2/5/2014 40.75 ISHARES CURRENCY HEDGED MSCI JAPAN iShares Japan Stock NYSE
772    HEWL 7/15/2015 0.13 ISHARES CURRENCY HEDGED MSCI SWZ iShares Miscellaneous Region NYSE
773    HEWP 7/2/2015 0.94 ISHARES CURRENCY HEDGED MSCI SPAIN iShares Miscellaneous Region NYSE
774    HEWU 7/9/2015 0.98 ISHARES CURRENCY HEDGED MSCI UK iShares Miscellaneous Region NYSE
775    HEWW 7/13/2015 0.06 ISHARES CURRENCY HEDGED MSCI MEXICO iShares Miscellaneous Region NYSE
776    HEWY 7/1/2015 0.13 ISHARES CURRENCY HEDGED MSCI SOUTH KOREA iShares Miscellaneous Region NYSE
777    HEZU 8/22/2014 59.22 ISHARES CURRENCY HEDGED MSCI EUROZONE iShares Europe Stock NYSE
778    HFXE 7/22/2015 0.46
779    HFXI 7/22/2015 0.95 IQ 50 PERCENT HEDGED FTSE INTL ETF IndexIQ Foreign Large Blend NYSE
780    HFXJ 7/22/2015 0.2 IQ 50 PERCENT HEDGED FTSE JAPAN ETF IndexIQ Japan Stock NYSE
781    HGI 9/28/2009 3 GUGGENHEIM INTL MULTI-ASSET INC ETF Guggenheim Investments Foreign Large Value NYSE
782    HHYX 7/30/2015 0.13
783    HILO 8/4/2011 3.51 COLUMBIA EM QUALITY DIVIDEND ETF Columbia Diversified Emerging Mkts NYSE
784    HIPS 1/7/2015 0.28 MASTER INCOME ETF Master Shares Allocation--85%+ Equity NYSE
785    HJPX 10/2/2015 0.1
786    HOLD 1/15/2014 0.14 ADVISORSHARES SAGE CORE RESERVES ETF AdvisorShares Ultrashort Bond NYSE
787    HOML 3/11/2015 1.7 UBS ETRACS M RST 2XLVG ISE EXCLY HBS ETN UBS Group AG Trading--Leveraged Equity NYSE
788    HSCZ 7/14/2015 0.19 ISHARES CURRENCY HEDGED MSCI EAFE SM-CP iShares Foreign Small/Mid Blend NYSE
789    HSPX 6/24/2013 1.93 HORIZONS S&P 500 COVERED CALL ETF Horizons ETFs Option Writing NYSE
790    HTUS 6/25/2015 0.93 HULL TACTICAL US ETF Exchange Traded Concepts Trust Long-Short Equity NYSE
791    HUSE 7/25/2012 6.96 US MARKET ROTATION STRATEGY ETF Strategy shares Large Blend NYSE
792    HUSV 8/25/2016 0.31 FIRST TRUST HRZN MGDVOLATIL DOMESTIC ETF First Trust Large Blend NYSE
793    HYD 9/28/2009 68.26 VANECK VECTORS HIGH-YIELD MUNICIPAL ETF Van Eck High Yield Muni NYSE
794    HYDD 6/16/2016 0.09 DIREXION DAILY HIGH YIELD BEAR 2X ETF Direxion Funds Trading--Inverse Debt NYSE
795    HYEM 5/9/2012 17.64 VANECK VECTORS EM HIGH YIELD BOND ETF Van Eck Emerging Markets Bond NYSE
796    HYG 9/28/2009 1431.01 ISHARES IBOXX $ HIGH YIELD CORPORATE BD iShares High Yield Bond NYSE
797    HYGH 5/29/2014 0.71 ISHARES INTEREST RATE HEDGED HIGH YLD BD iShares High Yield Bond NYSE
798    HYHG 5/23/2013 2.73 PROSHARES HIGH YIELD INTEREST RATE HDGD ProShares Nontraditional Bond BATS
799    HYIH 3/3/2015 0.24 DEUTSCHE X-TRACKERS HY CORP BD INTRRTHDG Deutsche Asset Management Nontraditional Bond BATS
800    HYLB 12/7/2016 0.23 DEUTSCHE X-TRACKERS USD HY CORP BD Deutsche Asset Management High Yield Bond NYSE
801    HYLD 12/1/2010 20.24 PERITUS HIGH YIELD ETF AdvisorShares High Yield Bond NYSE
802    HYLS 2/27/2013 11.84 FIRST TRUST TACTICAL HIGH YIELD ETF First Trust High Yield Bond NASDAQ
803    HYLV 2/15/2017 0.07 IQ S&P HIGH YIELD LOW VOLATILITY BD ETF IndexIQ High Yield Bond NYSE
804    HYMB 4/14/2011 14.6 SPDR NUVEEN S&P HIGH YIELD MUNI BD ETF SPDR State Street Global Advisors High Yield Muni NYSE
805    HYND 12/18/2013 0.54 WISDOMTREE NEGATIVE DUR HIGH YLD BD ETF WisdomTree Nontraditional Bond NASDAQ
806    HYS 6/17/2011 55.3 PIMCO 0-5 YEAR HIGH YIELD CORPO PIMCO High Yield Bond NYSE
807    HYXE 6/17/2016 0.01 ISHARES IBOXX $ HIGH YIELD EX OIL & GAS CORPORATE BOND ETF NASDAQ
808    HYXU 4/3/2012 3.08 ISHARES INTERNATIONAL HIGH YIELD BOND iShares World Bond BATS
809    HYZD 12/18/2013 1.6 WISDOMTREE INTEREST RT HDG HI YLD BD ETF WisdomTree Nontraditional Bond NASDAQ
810    IAGG 11/12/2015 1.47 ISHARES CORE INTERNATIONAL AGGREGATE BD iShares World Bond BATS
811    IAI 9/28/2009 16.54 ISHARES US BROKER-DEALERS & SECS EXCHS iShares Financial NYSE
812    IAK 9/28/2009 5.55 ISHARES US INSURANCE iShares Financial NYSE
813    IAT 9/28/2009 30.33 ISHARES US REGIONAL BANKS iShares Financial NYSE
814    IAU 9/28/2009 400.13 ISHARES GOLD TRUST iShares Commodities Precious Metals NYSE
815    IBB 9/28/2009 557.44 ISHARES NASDAQ BIOTECHNOLOGY iShares Health NASDAQ
816    IBCC 4/19/2013 0.56 ISHARES IBONDS MAR 2018 TERM CORP EXFNCL iShares Corporate Bond NYSE
817    IBCD 4/19/2013 0.61 ISHARES IBONDS MAR 2020 TERM CORP EXFNCL iShares Corporate Bond NYSE
818    IBCE 4/19/2013 0.5 ISHARES IBONDS MAR 2023 TERM CORP EXFNCL iShares Corporate Bond NYSE
819    IBDB 7/10/2013 0.77 ISHARES IBONDS MAR 2018 TERM CORPORATE iShares Short-Term Bond NYSE
820    IBDC 7/10/2013 0.63 ISHARES IBONDS MAR 2020 TERM CORPORATE iShares Corporate Bond NYSE
821    IBDD 7/10/2013 0.45 ISHARES IBONDS MAR 2023 TERM CORPORATE iShares Corporate Bond NYSE
822    IBDH 6/12/2014 2.6 ISHARES IBONDS DEC 2018 TERM CORPORATE iShares Corporate Bond NYSE
823    IBDJ 3/12/2015 1.77 ISHARES IBONDS DEC 2017 TERM CORPORATE iShares Short-Term Bond NYSE
824    IBDK 3/12/2015 3.17 ISHARES IBONDS DEC 2019 TERM CORPORATE iShares Short-Term Bond NYSE
825    IBDL 12/5/2014 3.23 ISHARES IBONDS DEC 2020 TERM CORPORATE iShares Corporate Bond NYSE
826    IBDM 3/12/2015 3.39 ISHARES IBONDS DEC 2021 TERM CORPORATE iShares Corporate Bond NYSE
827    IBDN 3/12/2015 2.67 ISHARES IBONDS DEC 2022 TERM CORPORATE iShares Corporate Bond NYSE
828    IBDO 3/12/2015 1.82 ISHARES IBONDS DEC 2023 TERM CORPORATE iShares Corporate Bond NYSE
829    IBDP 3/12/2015 1.64 ISHARES IBONDS DEC 2024 TERM CORPORATE iShares Corporate Bond NYSE
830    IBDQ 3/12/2015 1.67 ISHARES IBONDS DEC 2025 TERM CORPORATE iShares Corporate Bond NYSE
831    IBLN 8/1/2014 1.45 DIREXION IBILLIONAIRE INDEX ETF Exchange Traded Fund Financial NYSE
832    IBMG 3/17/2014 1.79 ISHARES IBONDS SEP 2018 TERM MUNI BOND iShares Muni National Short NYSE
833    IBMH 3/17/2014 1.95 ISHARES IBONDS SEP 2019 TERM MUNI BOND iShares Muni National Short NYSE
834    IBMI 8/14/2014 1.71 ISHARES IBONDS SEP 2020 TERM MUNI BOND iShares Muni National Interm NYSE
835    IBMJ 9/4/2015 1.19 ISHARES IBONDS DEC 2021 TERM MUNI BOND iShares Muni National Interm NYSE
836    IBMK 9/4/2015 1.02 ISHARES IBONDS DEC 2022 TERM MUNI BOND iShares Muni National Interm NYSE
837    IBND 7/12/2010 10.08 SPDR BLMBG BARCLAYS INTL CORP BD ETF SPDR State Street Global Advisors World Bond NYSE
838    IBUY 4/20/2016 1.05 AMPLIFY ONLINE RETAIL ETF Amplifyetfs Consumer Cyclical NASDAQ
839    ICF 9/28/2009 175 ISHARES COHEN & STEERS REIT iShares Real Estate NYSE
840    ICI 9/28/2009 1.6 IPATH OPTIMIZED CURRENCY CARRY ETN Barclays Funds Multicurrency NYSE
841    ICLN 9/28/2009 6.63 ISHARES GLOBAL CLEAN ENERGY iShares Miscellaneous Sector NASDAQ
842    ICOL 6/20/2013 1.01 ISHARES MSCI COLOMBIA CAPPED iShares Miscellaneous Region NYSE
843    ICSH 12/13/2013 0.36 ISHARES ULTRA SHORT-TERM BOND iShares Ultrashort Bond BATS
844    ICVT 6/4/2015 0.44 ISHARES CONVERTIBLE BOND iShares Convertibles BATS
845    IDHD 12/1/2016 0.05 POWERSHARES S&P INTL DEV HI DIV LOW VLTL PowerShares Foreign Large Value BATS
846    IDHQ 11/7/2011 0.91 POWERSHARES S&P INTL DEV QUALITY ETF PowerShares Foreign Small/Mid Value NYSE
847    IDLB 11/5/2015 0.79 POWERSHARES FTSE INTL LW BT EQ WGT PowerShares Foreign Large Blend NASDAQ
848    IDLV 1/17/2012 10.48 POWERSHARES S&P INTL DEV LOW VOLATIL ETF PowerShares Foreign Large Blend NYSE
849    IDMO 10/5/2015 0.13 POWERSHARES S&P INTL DEV MOMENTUM ETF PowerShares Foreign Large Blend NYSE
850    IDOG 6/28/2013 4.82 ALPS INTERNATIONAL SECTOR DIV DOGS ETF ALPS Foreign Large Value NYSE
851    IDU 9/28/2009 42.15 ISHARES US UTILITIES iShares Utilities NYSE
852    IDV 9/28/2009 103.57 ISHARES INTERNATIONAL SELECT DIVIDEND iShares Foreign Large Value NYSE
853    IDX 9/28/2009 55.58 VANECK VECTORS INDONESIA ETF Van Eck Miscellaneous Region NYSE
854    IEF 9/28/2009 328.52 ISHARES 7-10 YEAR TREASURY BOND iShares Long Government NYSE
855    IEFA 10/22/2012 204.06 ISHARES CORE MSCI EAFE iShares Foreign Large Blend NYSE
856    IEI 9/28/2009 61.73 ISHARES 3-7 YEAR TREASURY BOND iShares Intermediate Government NYSE
857    IEMG 10/22/2012 443.46 ISHARES CORE MSCI EMERGING MARKET Exchange Traded Fund Financial NYSE
858    IEO 9/28/2009 65.69 ISHARES US OIL&GAS EXPLOR&PRODTN iShares Equity Energy NYSE
859    IEUR 6/12/2014 14.06 ISHARES CORE MSCI EUROPE iShares Europe Stock NYSE
860    IEUS 5/12/2014 1.39 ISHARES MSCI EUROPE SMALL-CAP iShares Europe Stock NASDAQ
861    IEV 9/28/2009 141.06 ISHARES S&P EUROPE 350 INDEX FU iShares Europe Stock NYSE
862    IEZ 9/28/2009 53.46 ISHARES US OIL EQUIPMENT&SERVICES iShares Equity Energy NYSE
863    IFEU 9/28/2009 2.53 ISHARES FTSE EPRA/NAREIT EUROPE INDEX FUND NASDAQ
864    IFGL 9/28/2009 24.94 ISHARES INTERNATIONAL DEV REL EST iShares Global Real Estate NASDAQ
865    IFIX 10/25/2016 0.01 DEUTSCHE X-TRCKRSBRCLYS INTLCRPBDHDGDETF Deutsche Asset Management World Bond BATS
866    IFLY 3/9/2016 0.44 PUREFUNDS DRONE ECONOMY STRATEGY ETF Pure Funds World Stock NYSE
867    IFV 7/23/2014 15.61 FIRST TRUST DORSEY WRIGHT INTL FOC 5 First Trust Foreign Large Blend NASDAQ
868    IGE 9/28/2009 119.73 ISHARES NORTH AMERICAN NATURAL RESOURCES iShares Natural Resources NYSE
869    IGEM 6/23/2011 0.14 EGSHARES INDUSTRIALS GEMS ETF Emerging Global Advisors Industrials NYSE
870    IGF 9/28/2009 27.57 ISHARES GLOBAL INFRASTRUCTURE iShares Infrastructure NASDAQ
871    IGHG 11/7/2013 2.99 PROSHARES INVESTMENT GRADE INTR RT HDGD ProShares Nontraditional Bond BATS
872    IGIH 3/3/2015 0.14 DEUTSCHE X-TRACKERS INVT GRD BDINTRRTHDG Deutsche Asset Management Nontraditional Bond BATS
873    IGM 9/28/2009 10.73 ISHARES NORTH AMERICAN TECH iShares Technology NYSE
874    IGN 9/28/2009 9.7 ISHARES NORTH AMERICAN TECH-MULTIMD NTWK iShares Technology NYSE
875    IGOV 9/28/2009 14.91 ISHARES INTERNATIONAL TREASURY BOND iShares World Bond NASDAQ
876    IGV 9/28/2009 32.7 ISHARES NORTH AMERICAN TECH-SOFTWARE iShares Technology NYSE
877    IGVT 10/25/2016 0.02
878    IHDG 5/7/2014 6.94 WISDOMTREE INTL HDGD QUAL DIV GR ETF WisdomTree Foreign Large Growth NYSE
879    IHE 9/28/2009 12.36 ISHARES US PHARMACEUTICALS iShares Health NYSE
880    IHF 9/28/2009 19.37 ISHARES US HEALTHCARE PROVIDERS iShares Health NYSE
881    IHI 9/28/2009 24.82 ISHARES US MEDICAL DEVICES iShares Health NYSE
882    IHY 4/3/2012 7.61 VANECK VECTORS INTL HI YLD BD ETF Van Eck World Bond NYSE
883    IJH 9/28/2009 393.72 ISHARES CORE S&P MID-CAP iShares Mid-Cap Blend NYSE
884    IJJ 9/28/2009 50.7 ISHARES S&P MID-CAP 400 VALUE iShares Mid-Cap Value NYSE
885    IJK 9/28/2009 62.03 ISHARES S&P MID-CAP 400 GROWTH iShares Mid-Cap Growth NYSE
886    IJR 9/28/2009 512.78 ISHARES CORE S&P SMALL-CAP iShares Small Blend NYSE
887    IJS 9/28/2009 52.87 ISHARES S&P SMALL-CAP 600 VALUE iShares Small Value NYSE
888    IJT 9/28/2009 51.3 ISHARES S&P SMALL-CAP 600 GROWTH iShares Small Growth NYSE
889    ILF 9/28/2009 431.03 ISHARES LATIN AMERICA 40 iShares Latin America Stock NYSE
890    ILTB 6/25/2012 4.38 ISHARES CORE 10+ YEAR USD BOND iShares Long-Term Bond NYSE
891    IMLP 1/4/2013 1.79 IPATH S&P MLP ETN Barclays Energy Limited Partnership NYSE
892    IMOM 12/23/2015 0.29 MOMENTUMSHARES INTL QUANT MOM ETF Alpha Architect Foreign Large Blend BATS
893    IMTB 11/7/2016 0.18 ISHARES 5-10 YEAR USD BOND iShares Intermediate-Term Bond NYSE
894    IMTM 1/26/2015 0.38 ISHARES EDGE MSCI INTL MOMENTUM FACTOR iShares Foreign Large Growth NYSE
895    INCO 8/10/2011 4.22 COLUMBIA INDIA CONSUMER ETF Columbia India Equity NYSE
896    INDA 2/3/2012 225.24 ISHARES MSCI INDIA iShares India Equity BATS
897    INDF 5/12/2016 0.04 ISHARES EDGE MSCI MULTIFACTOR INDTLS iShares Industrials BATS
898    INDL 4/9/2010 15.21 DIREXION DAILY MSCI INDIA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
899    INDY 11/20/2009 45.64 ISHARES INDIA 50 iShares India Equity NASDAQ
900    INFR 12/30/2016 0.04 LEGG MASON GLOBAL INFRASTRUCTURE ETF Legg Mason Infrastructure NASDAQ
901    INKM 4/26/2012 2.11 SPDR SSGA INCOME ALLOCATION ETF SPDR State Street Global Advisors Allocation--50% to 70% Equity NYSE
902    INP 9/28/2009 42.78 IPATH MSCI INDIA ETN Barclays Funds India Equity NYSE
903    INR 9/28/2009 0.81 MARKET VECTORS INDIAN RUPEE/USD ETN Market Vectors Single Currency NYSE
904    INTF 5/4/2015 1.29 ISHARES EDGE MSCI MULTIFACTOR INTL iShares Foreign Large Blend NYSE
905    INXX 8/11/2010 5.86 COLUMBIA INDIA INFRASTRUCTURE ETF Columbia India Equity NYSE
906    IOIL 5/5/2011 0.81 IQ GLOBAL OIL SMALL CAP ETF IndexIQ Equity Energy NYSE
907    IOO 9/28/2009 17.5 ISHARES GLOBAL 100 iShares World Stock NYSE
908    IPAC 6/12/2014 6.35 ISHARES CORE MSCI PACIFIC iShares Diversified Pacific/Asia NYSE
909    IPAY 7/16/2015 1.5 PUREFUNDS ISE MOBILE PAYMENTS ETF Pure Funds Miscellaneous Sector NYSE
910    IPE 9/28/2009 11.01 SPDR BLMBG BARCLAYS TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond NYSE
911    IPFF 11/17/2011 8.41 ISHARES INTERNATIONAL PREFERRED STOCK iShares Preferred Stock NYSE
912    IPKW 2/27/2014 2.21 POWERSHARES INTL BUYBACK ACHIEV ETF PowerShares Foreign Large Blend NASDAQ
913    IPO 10/16/2013 1.34 RENAISSANCE IPO ETF Renaissance Capital Mid-Cap Growth NYSE
914    IPOS 10/7/2014 0.06 RENAISSANCE INTERNATIONAL IPO ETF Renaissance Capital Foreign Small/Mid Growth NYSE
915    IQDE 4/16/2013 1.87 FLEXSHARES INTL QUAL DIV DEFENSV ETF Exchange Traded Fund Financial NYSE
916    IQDF 4/16/2013 6.7 FLEXSHARES INTL QUAL DIV ETF Flexshares Trust Foreign Large Value NYSE
917    IQDG 4/7/2016 0.15 WISDOMTREE INTERNATIONAL QUAL DIV GR ETF WisdomTree Foreign Large Growth BATS
918    IQDY 4/16/2013 1.58 FLEXSHARES INTL QUAL DIV DYNAMIC ETF Flexshares Trust Foreign Large Value NYSE
919    IQLT 1/15/2015 0.33 ISHARES EDGE MSCI INTL QUALITY FACTOR iShares Foreign Large Blend NYSE
920    ISCF 5/1/2015 0.24 ISHARES EDGE MSCI MULTIFACTOR INTL SM-CP iShares Foreign Small/Mid Blend NYSE
921    ISHG 9/28/2009 3.28 ISHARES 1-3 YEAR INTERNATIONAL TRS BD iShares World Bond NASDAQ
922    ISMD 2/28/2017 0.07 INSPIRE SMALL/MID CAP IMPACT ETF Inspire Mid-Cap Blend NYSE
923    ISRA 6/26/2013 1.2 VANECK VECTORS ISRAEL ETF Van Eck Miscellaneous Region NYSE
924    ISTB 10/22/2012 7.06 ISHARES CORE 1-5 YEAR USD BOND iShares Short-Term Bond NYSE
925    ISZE 7/7/2015 0.01 ISHARES EDGE MSCI INTL SIZE FACTOR iShares Foreign Large Blend NYSE
926    ITA 9/28/2009 21.75 ISHARES US AEROSPACE & DEFENSE iShares Industrials NYSE
927    ITB 9/28/2009 650.09 ISHARES US HOME CONSTRUCTION iShares Consumer Cyclical NYSE
928    ITE 9/28/2009 7.09 SPDR BLMBG BARCLAYS INTERM TERM TRS ETF SPDR State Street Global Advisors Intermediate Government NYSE
929    ITEQ 11/3/2015 0.65 BLUESTAR TA-BIGITECH ISRAEL TECH ETF BlueStar Global Investors Technology NASDAQ
930    ITM 9/28/2009 34.21 VANECK VECTORS AMT-FREE INTERM MUNI ETF Van Eck Muni National Interm NYSE
931    ITOT 6/25/2012 34.41 ISHARES CORE S&P TOTAL US STOCK MKT iShares Large Blend NYSE
932    ITR 9/28/2009 23.39 SPDR BLMBG BARCLAYS INTMTERMCORPBD ETF SPDR State Street Global Advisors Corporate Bond NYSE
933    IUSB 6/12/2014 4.31 ISHARES CORE TOTAL USD BOND MARKET iShares Intermediate-Term Bond NYSE
934    IUSG 6/12/2014 13.38 ISHARES CORE S&P US GROWTH iShares Large Growth NYSE
935    IUSV 6/12/2014 8.99 ISHARES CORE S&P US VALUE iShares Large Value NYSE
936    IVAL 12/17/2014 0.57 VALUESHARES INTERNATIONAL QUANT VAL ETF Alpha Architect Foreign Large Value BATS
937    IVE 9/28/2009 212.65 ISHARES S&P 500 VALUE iShares Large Value NYSE
938    IVENC 10/18/2016 0.01 IVY ENERGY NEXTSHARES Ivy Funds Equity Energy NASDAQ
939    IVFGC 10/18/2016 0.01 IVY FOCUSED GROWTH NEXTSHARES Ivy Funds Large Growth NASDAQ
940    IVFVC 10/18/2016 0.01 IVY FOCUSED VALUE NEXTSHARES Ivy Funds Large Value NASDAQ
941    IVLU 7/15/2015 0.51 ISHARES EDGE MSCI INTL VALUE FACTOR iShares Foreign Large Value NYSE
942    IVOG 9/24/2010 3.9 VANGUARD S&P MID-CAP 400 GROWTH ETF Vanguard Mid-Cap Growth NYSE
943    IVOO 9/24/2010 4.29 VANGUARD S&P MID-CAP 400 ETF Vanguard Mid-Cap Blend NYSE
944    IVOP 9/19/2011 0.66 IPATH INVERSE S&P 500 VIX SHORT NYSE
945    IVOV 9/24/2010 3 VANGUARD S&P MID-CAP 400 VALUE ETF Vanguard Mid-Cap Value NYSE
946    IVV 9/28/2009 1230.49 ISHARES CORE S&P 500 iShares Large Blend NYSE
947    IVW 9/28/2009 247.95 ISHARES S&P 500 GROWTH iShares Large Growth NYSE
948    IWB 9/28/2009 378.63 ISHARES RUSSELL 1000 iShares Large Blend NYSE
949    IWC 9/28/2009 32.9 ISHARES MICRO-CAP iShares Small Blend NYSE
950    IWD 9/28/2009 641.03 ISHARES RUSSELL 1000 VALUE iShares Large Value NYSE
951    IWF 9/28/2009 705.61 ISHARES RUSSELL 1000 GROWTH iShares Large Growth NYSE
952    IWL 9/28/2009 1.48 ISHARES RUSSELL TOP 200 iShares Large Blend NYSE
953    IWM 9/28/2009 10534.12 ISHARES RUSSELL 2000 iShares Small Blend NYSE
954    IWN 9/28/2009 652.46 ISHARES RUSSELL 2000 VALUE iShares Small Value NYSE
955    IWO 9/28/2009 568.54 ISHARES RUSSELL 2000 GROWTH iShares Small Growth NYSE
956    IWP 9/28/2009 135.89 ISHARES RUSSELL MID-CAP GROWTH iShares Mid-Cap Growth NYSE
957    IWR 9/28/2009 149.62 ISHARES RUSSELL MID-CAP iShares Mid-Cap Blend NYSE
958    IWS 9/28/2009 221.67 ISHARES RUSSELL MID-CAP VALUE iShares Mid-Cap Value NYSE
959    IWV 9/28/2009 92.73 ISHARES RUSSELL 3000 iShares Large Blend NYSE
960    IWX 9/28/2009 3.2 ISHARES RUSSELL TOP 200 VALUE iShares Large Value NYSE
961    IWY 9/28/2009 6.65 ISHARES RUSSELL TOP 200 GROWTH iShares Large Growth NYSE
962    IXC 9/28/2009 47.42 ISHARES GLOBAL ENERGY iShares Equity Energy NYSE
963    IXG 9/28/2009 12.77 ISHARES GLOBAL FINANCIALS iShares Financial NYSE
964    IXJ 9/28/2009 19.93 ISHARES GLOBAL HEALTHCARE iShares Health NYSE
965    IXN 9/28/2009 13.17 ISHARES GLOBAL TECH iShares Technology NYSE
966    IXP 9/28/2009 13.21 ISHARES GLOBAL TELECOM iShares Communications NYSE
967    IXUS 10/22/2012 24.12 ISHARES CORE MSCI TOTAL INTL STK iShares Foreign Large Blend NASDAQ
968    IYC 9/28/2009 16.58 ISHARES US CONSUMER SERVICES iShares Consumer Cyclical NYSE
969    IYE 9/28/2009 184.27 ISHARES US ENERGY iShares Equity Energy NYSE
970    IYF 9/28/2009 231.52 ISHARES US FINANCIALS iShares Financial NYSE
971    IYG 9/28/2009 45.8 ISHARES US FINANCIAL SERVICES iShares Financial NYSE
972    IYH 9/28/2009 42.17 ISHARES US HEALTHCARE iShares Health NYSE
973    IYJ 9/28/2009 32.26 ISHARES US INDUSTRIALS iShares Industrials NYSE
974    IYK 9/28/2009 12.34 ISHARES US CONSUMER GOODS iShares Consumer Defensive NYSE
975    IYLD 4/5/2012 5.59 ISHARES MORNINGSTAR MULTI-ASSET INCOME iShares Allocation--30% to 50% Equity BATS
976    IYM 9/28/2009 133.94 ISHARES DOW JONES U.S. BASIC MA iShares Natural Resources NYSE
977    IYR 9/28/2009 3347.17 ISHARES US REAL ESTATE iShares Real Estate NYSE
978    IYT 9/28/2009 179.72 ISHARES TRANSPORTATION AVERAGE iShares Industrials NYSE
979    IYW 9/28/2009 81.6 ISHARES US TECHNOLOGY iShares Technology NYSE
980    IYY 9/28/2009 10.51 ISHARES DOW JONES U.S. TOTAL MA iShares Large Blend NYSE
981    IYZ 9/28/2009 110.33 ISHARES US TELECOMMUNICATIONS iShares Communications NYSE
982    JDST 10/3/2013 435.05 DIREXION DAILY JR GLD MNRS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
983    JEM 9/30/2009 0.5 IPATH GEMS ETN Barclays Funds Multicurrency NYSE
984    JETS 4/30/2015 3.2 US GLOBAL JETS ETF U.S. Global Investors Miscellaneous Sector NYSE
985    JHDG 4/9/2015 0.39 WISDOMTREE JAPAN HEDGED QUAL DIV GR ETF WisdomTree Japan Stock NYSE
986    JHMC 10/1/2015 0.1
987    JHMD 12/16/2016 0.14 JHANCOCK MULTIFACTOR DEVELOPED INTL ETF John Hancock Foreign Large Blend NYSE
988    JHMF 9/29/2015 0.24 JHANCOCK MULTIFACTOR FINANCIALS ETF John Hancock Financial NYSE
989    JHMH 9/30/2015 0.18 JHANCOCK MULTIFACTOR HEALTH CARE ETF John Hancock Health NYSE
990    JHML 9/30/2015 0.91 JHANCOCK MULTIFACTOR LARGE CAP ETF John Hancock Large Blend NYSE
991    JHMM 9/29/2015 0.72 JHANCOCK MULTIFACTOR MID CAP ETF John Hancock Mid-Cap Blend NYSE
992    JHMT 9/30/2015 0.23 JHANCOCK MULTIFACTOR TECHNOLOGY ETF John Hancock Technology NYSE
993    JJA 9/28/2009 4.73 IPATH BLOOMBERG AGRICULTURE SUBTR ETN Barclays Funds Commodities Agriculture NYSE
994    JJC 9/28/2009 23.08 IPATH DOW JONES UBS COPPER TOTA iPath Commodities Industrial Metals NYSE
995    JJE 9/28/2009 1.14 IPATH BLOOMBERG ENERGY SUBTR ETN Barclays Funds Commodities Energy NYSE
996    JJG 9/28/2009 20.36 IPATH BLOOMBERG GRAINS SUBTR ETN Barclays Funds Commodities Agriculture NYSE
997    JJM 9/28/2009 1.71 IPATH DOW JONES UBS INDUSTRIAL iPath Commodities Industrial Metals NYSE
998    JJN 9/28/2009 2.33 IPATH BLOOMBERG NICKEL SUBTR ETN Barclays Funds Commodities Industrial Metals NYSE
999    JJP 9/28/2009 1.27 IPATH DJ-UBS PRECIOUS METALS SU iPath Commodities Precious Metals NYSE
1000    JJS 9/28/2009 1.97 IPATH BLOOMBERG SOFTS SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1001    JJT 9/30/2009 2.44 IPATH BLOOMBERG TIN SUBTR ETN Barclays Funds Commodities Industrial Metals NYSE
1002    JJU 9/28/2009 1.1 IPATH DJ-UBS ALUMINUM SUBINDEX iPath Commodities Industrial Metals NYSE
1003    JKD 9/28/2009 5.12 ISHARES MORNINGSTAR LARGE-CAP iShares Large Blend NYSE
1004    JKE 9/28/2009 6.37 ISHARES MORNINGSTAR LARGE GROWT iShares Large Growth NYSE
1005    JKF 9/28/2009 3.58 ISHARES MORNINGSTAR LARGE-CAP VALUE iShares Large Value NYSE
1006    JKG 9/28/2009 3.56 ISHARES MORNINGSTAR MID-CAP iShares Mid-Cap Blend NYSE
1007    JKH 9/28/2009 2.44 ISHARES MORNINGSTAR MID-CAP GROWTH iShares Mid-Cap Growth NYSE
1008    JKI 9/28/2009 2.7 ISHARES MORNINGSTAR MID-CAP VALUE iShares Mid-Cap Value NASDAQ
1009    JKJ 9/28/2009 2.57 ISHARES MORNINGSTAR SMALL-CAP iShares Small Blend NYSE
1010    JKK 9/28/2009 1.96 ISHARES MORNINGSTAR SMALL-CAP GROWTH iShares Small Growth NYSE
1011    JKL 9/28/2009 4.31 ISHARES MORNINGSTAR SMALL-CAP VALUE iShares Small Value NYSE
1012    JNK 9/28/2009 1235.9 SPDR BLMBG BARCLAYS HIGH YIELD BD ETF SPDR State Street Global Advisors High Yield Bond NYSE
1013    JNUG 10/3/2013 922.06 DIREXION DAILY JR GLD MNRS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1014    JO 9/28/2009 31.35 IPATH BLOOMBERG COFFEE SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1015    JPEH 4/4/2016 0.02 JPMORGAN DIVERS RET EURP CCY HDGD ETF JPMorgan Europe Stock NYSE
1016    JPEM 1/9/2015 0.98 JPMORGAN DIVERSIFIED RETURN EMKTS EQ ETF JPMorgan Diversified Emerging Mkts NYSE
1017    JPGE 6/17/2014 0.69 JPMORGAN DIVERSIFIED RETURN GLBL EQ ETF JPMorgan World Stock NYSE
1018    JPHF 9/15/2016 0.25 JPMORGAN DIVERSIFIED ALTERNATIVE ETF JPMorgan Multialternative NYSE
1019    JPHY 9/15/2016 0.07 JPMORGAN DISCIPLINED HIGH YIELD ETF JPMorgan High Yield Bond BATS
1020    JPIH 4/4/2016 0.15 JPMORGAN DIVERS RET INTL CCY HDGD ETF JPMorgan Foreign Large Blend NYSE
1021    JPIN 11/7/2014 3.89 JPMORGAN DIVERSIFIED RETURN INTL EQ ETF JPMorgan Foreign Large Blend NYSE
1022    JPME 5/18/2016 0.24 JPMORGAN DIVERS RET US MID CP EQ ETF JPMorgan Mid-Cap Blend NYSE
1023    JPMV 6/5/2014 0.73 ISHARES EDGE MSCI MIN VOL JAPAN iShares Japan Stock NYSE
1024    JPN 6/24/2015 0.24 DEUTSCHE X-TRACKERS JPN JPX-NIKKEI400 EQ Deutsche Asset Management Japan Stock NYSE
1025    JPNL 6/26/2013 2.12 DIREXION DAILY JAPAN BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1026    JPSE 11/17/2016 0.16 JPMORGAN DIVERS RET US SMALL CAP EQ ETF JPMorgan Small Blend NYSE
1027    JPUS 9/30/2015 0.87 JPMORGAN DIVERSIFIED RETURN US EQ ETF JPMorgan Large Blend NYSE
1028    JPXN 3/9/2015 0.96 ISHARES JPX-NIKKEI 400 iShares Japan Stock NYSE
1029    JSMD 2/25/2016 0.13 JANUS SMALL/MID CAP GROWTH ALPHA ETF Janus Mid-Cap Growth NASDAQ
1030    JSML 2/25/2016 0.08 JANUS SMALL CAP GROWTH ALPHA ETF NASDAQ
1031    JXI 9/28/2009 9.79 ISHARES GLOBAL UTILITIES iShares Utilities NYSE
1032    JYN 9/29/2009 0.57 IPATH JPY/USD EXCHANGE RATE ETN Barclays Funds Single Currency NYSE
1033    KBA 3/5/2014 3.67 KRANESHARES BOSERA MSCI CHINA A ETF KraneShares China Region NYSE
1034    KBE 9/28/2009 722.15 SPDR S&P BANK ETF SPDR State Street Global Advisors Financial NYSE
1035    KBWB 11/1/2011 17.63 POWERSHARES KBW BANK ETF PowerShares Financial NASDAQ
1036    KBWD 12/2/2010 10.08 POWERSHARES KBW HIGH DIV YLD FINCL ETF PowerShares Financial NASDAQ
1037    KBWP 12/2/2010 1.64 POWERSHARES KBW PRPTY & CASUALTY INS ETF PowerShares Financial NASDAQ
1038    KBWR 11/1/2011 2.97 POWERSHARES KBW REGIONAL BANKING ETF PowerShares Financial NASDAQ
1039    KBWY 12/2/2010 5.73 POWERSHARES KBW PREMIUM YLD EQ REIT ETF PowerShares Real Estate NASDAQ
1040    KCE 9/28/2009 7.89 SPDR S&P CAPITAL MARKETS ETF SPDR State Street Global Advisors Financial NYSE
1041    KCNY 12/3/2014 1.65 KRANESHARES E CHINA COMRCL PAPER ETF KraneShares Emerging-Markets Local-Currency Bond NYSE
1042    KEMP 2/13/2015 0.05
1043    KFYP 7/23/2013 0.23 KRANESHARES ZACKS NEW CHINA ETF KraneShares China Region NYSE
1044    KIE 9/28/2009 52.99 SPDR S&P INSURANCE ETF SPDR State Street Global Advisors Financial NYSE
1045    KLDW 7/9/2015 0.73 GAVEKAL KNOWLEDGE LEADERS DEV WLD ETF GaveKal World Stock NYSE
1046    KNOW 12/8/2011 2.55 DIREXION ALL CAP INSIDER SENTIMENT ETF Direxion Funds Mid-Cap Blend NYSE
1047    KOL 9/28/2009 59.27 VANECK VECTORS COAL ETF Van Eck Miscellaneous Sector NYSE
1048    KOLD 10/6/2011 10.88 PROSHARES ULTRASHORT BLOOMBERG NATRL GAS ProShares Trading--Inverse Commodities NYSE
1049    KOR 9/29/2016 0.01
1050    KORU 4/10/2013 0.87 DIREXION DAILY SOUTH KOREA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1051    KRE 9/28/2009 1331.97 SPDR S&P REGIONAL BANKING ETF SPDR State Street Global Advisors Financial NYSE
1052    KRMA 7/12/2016 0.12 GLOBAL X CONSCIOUS COMPANIES ETF Global X Funds Large Blend NASDAQ
1053    KROO 4/9/2010 1.25 IQ AUSTRALIA SMALL CAP ETF IndexIQ Pacific/Asia ex-Japan Stk NYSE
1054    KSA 9/28/2009 0.83 ISHARES MSCI SAUDI ARABIA CAPPED iShares Miscellaneous Region NYSE
1055    KWEB 8/1/2013 18.16 KRANESHARES CSI CHINA INTERNET ETF NASDAQ
1056    KWT 9/28/2009 3.11 VANECK VECTORS SOLAR ENERGY ETF Van Eck Miscellaneous Sector NYSE
1057    KXI 9/28/2009 9.54 ISHARES GLOBAL CONSUMER STAPLES iShares Consumer Defensive NYSE
1058    LABD 5/28/2015 163.06 DIREXION DAILY S&P BIOTECH BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1059    LABS 12/4/2015 0.08
1060    LABU 5/28/2015 260.29 DIREXION DAILY S&P BIOTECH BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1061    LALT 5/29/2014 0.6 POWERSHARES MULTI-STRATEGY ALT ETF PowerShares Multialternative NASDAQ
1062    LARE 12/3/2015 0.11 TIERRA XP LATIN AMERICA REAL ESTATE ETF ETF Managers Trust Global Real Estate NYSE
1063    LBDC 10/9/2015 0.09 UBS ETRACS 2\U00D7LVG LNG WF B D CO ETN SERB UBS Group AG Trading--Leveraged Equity NYSE
1064    LBJ 12/3/2009 10.1 DIREXION DAILY LATIN AMERICA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1065    LDRI 9/10/2014 0.33
1066    LDUR 1/23/2014 0.75 PIMCO LOW DURATION ACTIVE ETF Pimco Short-Term Bond NYSE
1067    LEDD 4/21/2011 0.17 IPATH PURE BETA LEAD ETN Barclays Funds Commodities Industrial Metals NYSE
1068    LEMB 10/20/2011 12.14 ISHARES EMERG MKTS LOCAL CURRENCY BOND iShares Emerging-Markets Local-Currency Bond NYSE
1069    LGLV 2/21/2013 0.74 SPDR SSGA US LARGE CAP LOW VOLATIL ETF SPDR State Street Global Advisors Large Blend NYSE
1070    LIT 7/23/2010 17.35 GLOBAL X LITHIUM & BATTERY TECH ETF Global X Funds Natural Resources NYSE
1071    LKOR 9/24/2015 0.2 FLEXSHARES CREDIT-SCORED US LONG CORPORATE BOND INDEX FUND NASDAQ
1072    LLSC 1/7/2015 0.1 DIREXION DAILY SMALL CAP BULL 1.25X ETF Direxion Funds Trading--Leveraged Equity NYSE
1073    LLSP 1/7/2015 0.31 DIREXION DAILY S&P 500 BULL 1.25X ETF Direxion Funds Trading--Leveraged Equity NYSE
1074    LMBS 11/5/2014 4.3 FIRST TRUST LOW DURATION OPPORTUNITIES ETF NASDAQ
1075    LMLP 9/28/2009 14.85 UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN UBS Group AG Trading--Leveraged Equity NYSE
1076    LNGR 5/10/2016 0.07 GLOBAL X LONGEVITY THEMATIC ETF Global X Funds Health NASDAQ
1077    LOWC 11/26/2014 0.1 SPDR MSCI ACWI LOW CARBON TARGET ETF SPDR State Street Global Advisors World Stock NYSE
1078    LQD 9/28/2009 688.72 ISHARES IBOXX $ INVESTMENT GRAD iShares Long-Term Bond NYSE
1079    LQDH 6/17/2014 0.4 ISHARES INTEREST RATE HEDGED CORP BD Exchange Traded Fund Financial NYSE
1080    LRET 5/6/2015 1.41 UBS ETRACS MONPAY 2XLVG MSCI US REIT ETN UBS Group AG Trading--Leveraged Equity NYSE
1081    LRGE 5/25/2017 0.01 CLEARBRIDGE LARGE CAP GROWTH ESG ETF NASDAQ
1082    LRGF 4/30/2015 1.82 ISHARES EDGE MSCI MULTIFACTOR USA iShares Large Value NYSE
1083    LSTK 4/21/2011 0.27 IPATH PURE BETA LIVESTOCK ETN Barclays Funds Commodities Agriculture NYSE
1084    LSVX 7/14/2016 0.03 VELOCITYSHARES VIX VARIABLE L/S ETN UBS Volatility NYSE
1085    LTL 9/28/2009 0.89 PROSHARES ULTRA TELECOMMUNICATI ProShares Trading-Leveraged Equity NYSE
1086    LTPZ 9/28/2009 4.61 PIMCO 15+ YEAR US TIPS ETF Pimco Inflation-Protected Bond NYSE
1087    LVHB 10/20/2016 0.54 ELKHORN LUNT LOW VOL/HIGH BETA TACT Elkhorn Large Blend BATS
1088    LVHD 12/29/2015 1.62 LEGG MASON LOW VOLATILITY HIGH DIV ETF Legg Mason Large Value NASDAQ
1089    LVHE 11/18/2016 0.04
1090    LVHI 7/28/2016 0.18 LEGG MASON INTL LOW VOLATIL HI DIV ETF Legg Mason Foreign Large Value BATS
1091    LVL 9/28/2009 5.47 GUGGENHEIM S&P GLOBAL DIVIDEND OPPS ETF Guggenheim Investments World Stock NYSE
1092    LWC 9/28/2009 9.26 SPDR BLMBG BARCLAYS LT CORP BD ETF SPDR State Street Global Advisors Corporate Bond NYSE
1093    MATF 5/12/2016 0.03 ISHARES EDGE MSCI MULTIFACTOR MATERIALS iShares Natural Resources BATS
1094    MATH 6/23/2011 1.12 ADVISORSHARES MEIDELL TACTICL ADVTGE ETF AdvisorShares Tactical Allocation NYSE
1095    MBB 9/28/2009 90.45 ISHARES MBS iShares Intermediate-Term Bond NYSE
1096    MBG 9/28/2009 4.21 SPDR BLMBG BARCLAYS MORTG BACKED BD ETF SPDR State Street Global Advisors Intermediate-Term Bond NYSE
1097    MBSD 9/4/2014 0.56 FLEXSHARES DISCIPLINED DURATION MBS ETF Flexshares Trust Intermediate Government NASDAQ
1098    MCEF 9/29/2016 0.09 FIRST TRUST MUNICIPAL CEF INCOME OPP ETF First Trust Muni National Interm NASDAQ
1099    MCHI 3/31/2011 190.17 ISHARES MSCI CHINA iShares China Region NASDAQ
1100    MCRO 9/28/2009 1.85 IQ HEDGE MACRO TRACKER ETF IndexIQ World Allocation NYSE
1101    MDIV 8/14/2012 19.33 MULTI-ASSET DIVERSIFIED INCOME ETF First Trust Allocation--50% to 70% Equity NASDAQ
1102    MDY 9/28/2009 993.94 SPDR S&P MIDCAP 400 ETF SPDR State Street Global Advisors Mid-Cap Blend NYSE
1103    MDYG 8/30/2010 2.74 SPDR S&P 400 MID CAP GROWTH ETF SPDR State Street Global Advisors Mid-Cap Growth NYSE
1104    MDYV 8/30/2010 2.56 SPDR S&P 400 MID CAP VALUE ETF SPDR State Street Global Advisors Mid-Cap Value NYSE
1105    MEAR 3/5/2015 0.31 ISHARES SHORT MATURITY MUNICIPAL BOND iShares Muni National Short BATS
1106    MELT 7/29/2016 0.38 DIREXION DLY GOLD MINERS BEAR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
1107    MGC 9/28/2009 11.34 VANGUARD MEGA CAP ETF Vanguard Large Blend NYSE
1108    MGK 9/28/2009 21.73 VANGUARD MEGA CAP GROWTH ETF Vanguard Large Growth NYSE
1109    MGV 9/28/2009 10.14 VANGUARD MEGA CAP VALUE ETF Vanguard Large Value NYSE
1110    MIDU 3/5/2012 16.26 DIREXION DAILY MID CAP BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1111    MIDZ 3/5/2012 6.15 DIREXION DAILY MID CAP BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1112    MILN 5/6/2016 0.22 GLOBAL X MILLENNIALS THEMATIC ETF Global X Funds Large Growth NASDAQ
1113    MINC 3/20/2013 3.27 ADVISORSHARES NEWFLEET MULT-SECT INC ETF Exchange Traded Fund Financial NYSE
1114    MINT 11/17/2009 49.46 PIMCO ENHANCED SHORT MATURITY ACTIVE ETF Pimco Ultrashort Bond NYSE
1115    MLN 9/28/2009 7.94 VANECK VECTORS AMT-FREE LONG MUNI ETF Van Eck Muni National Long NYSE
1116    MLPA 4/19/2012 11.82 GLOBAL X MLP ETF Global X Funds Energy Limited Partnership NYSE
1117    MLPB 10/9/2015 0.01 UBS ETRACS ALERIAN MLPINFRS ETN SERB UBS Group AG Energy Limited Partnership NYSE
1118    MLPC 9/26/2013 1.28 C-TRACKS ETN BSD ON PERF OF M/H MLP FDMT Citigroup Energy Limited Partnership NYSE
1119    MLPG 7/14/2010 0.83 UBS ETRACS ALERIAN NATURAL GAS MLP ETN UBS Group AG Energy Limited Partnership NYSE
1120    MLPI 4/9/2010 56.87 UBS ETRACS ALERIAN MLP INFRAS ETN UBS Group AG Energy Limited Partnership NYSE
1121    MLPJ 1/15/2013 0.86 GLOBAL X JUNIOR MLP ETF Global X Funds Energy Limited Partnership NYSE
1122    MLPO 12/4/2014 0.04
1123    MLPQ 2/9/2016 0.6 UBS ETRACS 2XMLVGALERIANMLPIFR ETN SERB UBS AG Trading--Leveraged Equity NYSE
1124    MLPS 9/29/2010 1.11 UBS AG 1XMONTHLY SHORT EXCHANG UBS AG Trading-Inverse Equity NYSE
1125    MLPX 8/7/2013 5.4 GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF Global X Funds Energy Limited Partnership NYSE
1126    MLPY 3/17/2011 1.58 MORGAN STANLEY CUSHING MLP HIGH NYSE
1127    MLPZ 2/9/2016 0.23 UBS ETRACS 2X M LVG S&P MLP ETN SERB UBS AG Trading--Leveraged Equity NYSE
1128    MMTM 10/25/2012 0.21 SPDR S&P 1500 MOMENTUM TILT ETF SPDR State Street Global Advisors Large Blend NYSE
1129    MNA 11/17/2009 5.07 IQ MERGER ARBITRAGE ETF IndexIQ Market Neutral NYSE
1130    MOAT 4/25/2012 12.98 VANECK VECTORS MORNINGSTAR WIDE MOAT ETF Van Eck Large Blend NYSE
1131    MOGLC 12/1/2016 0.01 GABELLI MEDIA MOGUL NEXTSHARES Gabelli Communications NASDAQ
1132    MOM 9/7/2011 0.77 QUANTSHARES US MARKET NEUT MOMENTUM QuantShares Market Neutral NYSE
1133    MOO 9/28/2009 173.73 VANECK VECTORS AGRIBUSINESS ETF Van Eck Natural Resources NYSE
1134    MORL 10/17/2012 34.34 UBS ETRACS MTHLY PY 2XLVG MORTG REIT ETN UBS Group AG Trading--Leveraged Equity NYSE
1135    MORT 8/17/2011 5.97 VANECK VECTORS MORTGAGE REIT INCOME ETF Van Eck Real Estate NYSE
1136    MOTI 7/14/2015 0.46 VANECK VECTORS MORNINGSTAR INTL MOAT ETF Van Eck Foreign Large Value NYSE
1137    MPCT 4/22/2016 0.12 ISHARES MSCI GLOBAL IMPACT ETF NASDAQ
1138    MRGR 12/13/2012 0.32 PROSHARES MERGER ProShares Market Neutral BATS
1139    MRRL 10/9/2015 0.36 UBS ETRACS M PY 2XLVG MORTGREIT ETN SERB UBS Group AG Trading--Leveraged Equity NYSE
1140    MTUM 4/18/2013 15.76 ISHARES EDGE MSCI USA MOMENTUM FACTOR iShares Large Growth NYSE
1141    MUB 9/28/2009 84.09 ISHARES NATIONAL MUNI BOND iShares Muni National Interm NYSE
1142    MUNI 12/2/2009 5.5 PIMCO INTERMEDIATE MUNICIPAL BD ACTV ETF Pimco Muni National Interm NYSE
1143    MVIN 10/27/2016 0.04 NATIXIS SEEYOND INTL MNMM VOLATIL ETF Natixis Funds Foreign Large Blend NYSE
1144    MVV 9/28/2009 56.61 PROSHARES ULTRA MIDCAP400 ProShares Trading--Leveraged Equity NYSE
1145    MXI 9/28/2009 15.75 ISHARES S&P GLOBAL MATERIALS SE iShares Natural Resources NYSE
1146    MYY 9/28/2009 10.18 PROSHARES SHORT MIDCAP400 ProShares Trading--Inverse Equity NYSE
1147    MZZ 9/28/2009 23.36 PROSHARES ULTRASHORT MIDCAP400 ProShares Trading--Inverse Equity NYSE
1148    NAIL 8/19/2015 0.45 DIREXION DAILY HMBLDRS&SUPLS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1149    NANR 12/16/2015 1.15 SPDR S&P NORTH AMERICAN NATURAL RES ETF SPDR State Street Global Advisors Natural Resources NYSE
1150    NASH 8/1/2013 0.89 LOCALSHARES NASHVILLE AREA ETF Exchange Traded Fund Financial NYSE
1151    NEAR 9/26/2013 15.47 ISHARES SHORT MATURITY BOND iShares Ultrashort Bond BATS
1152    NFLT 8/11/2015 2.77 VIRTUS NEWFLEET MULTI-SECT UNCONS BD ETF Newfleet Asset Management Multisector Bond NYSE
1153    NFO 9/28/2009 5.27 GUGGENHEIM INSIDER SENTIMENT ETF Guggenheim Investments Mid-Cap Blend NYSE
1154    NFRA 10/9/2013 3.79 FLEXSHARES STOXX GLOBAL BROAD INFRAS ETF Flexshares Trust Infrastructure NYSE
1155    NGE 4/3/2013 8.15 GLOBAL X MSCI NIGERIA ETF Global X Funds Miscellaneous Region NYSE
1156    NIB 9/29/2009 7.85 IPATH BLOOMBERG COCOA SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1157    NINI 4/21/2011 0.31 IPATH PURE BETA NICKEL ETN Barclays Funds Commodities Industrial Metals NYSE
1158    NLR 9/28/2009 7.95 VANECK VECTORS URANIUM+NUCLEAR ENGY ETF Van Eck Miscellaneous Sector NYSE
1159    NOBL 10/10/2013 18.9 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ProShares Large Blend BATS
1160    NORW 11/10/2010 8.97 GLOBAL X MSCI NORWAY ETF Global X Funds Miscellaneous Region NYSE
1161    NUAG 9/15/2016 0.39 NUSHARES ENHANCED YIELD US AGGT BD ETF Nuveen Intermediate-Term Bond NYSE
1162    NUGT 12/8/2010 1873.93 DIREXION DAILY GOLD MINERS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1163    NURE 12/20/2016 0.02 NUSHARES SHORT-TERM REIT ETF Nuveen Real Estate BATS
1164    NYF 9/28/2009 2.55 ISHARES S&P NY MUNI iShares Muni New York Long NYSE
1165    OAPH 8/27/2015 0.1 O'SHARES FTSE ASIA PAC QUAL DIV HDGD ETF O\u2019Shares Investments Diversified Pacific/Asia NYSE
1166    OASI 8/19/2015 0.21 O'SHARES FTSE ASIA PACIFIC QUAL DIV ETF O\u2019Shares Investments Diversified Pacific/Asia NYSE
1167    OEF 9/28/2009 229.97 ISHARES S&P 100 iShares Large Blend NYSE
1168    OEUH 8/25/2015 0.54 O'SHARES FTSE EUROPE QUAL DIV HDGD ETF O\u2019Shares Investments Europe Stock NYSE
1169    OEUR 8/19/2015 0.94 O'SHARES FTSE EUROPE QUALITY DIV ETF O\u2019Shares Investments Europe Stock NYSE
1170    OEW 6/30/2016 0.07 GUGGENHEIM S&P 100 EQUAL WEIGHT ETF Guggenheim Investments Large Blend NYSE
1171    OIH 9/28/2009 1986.93 VANECK VECTORS OIL SERVICES ETF Van Eck Equity Energy NYSE
1172    OIL 9/28/2009 232.14 IPATH S&P GSCI CRUDE OIL TR ETN Barclays Funds Commodities Energy NYSE
1173    OILB 11/18/2016 0.04
1174    OILD 7/1/2016 2.08
1175    OILK 9/28/2016 0.31 PROSHARES K-1 FREE CRUDE OIL STRATEGY ProShares Commodities Energy BATS
1176    OILU 7/1/2016 2.41
1177    OILX 2/18/2016 0.23
1178    OLD 6/9/2016 0.14 THE LONG-TERM CARE ETF Janus Real Estate NASDAQ
1179    OLEM 4/21/2011 0.53 IPATH PURE BETA CRUDE OIL ETN Barclays Funds Commodities Energy NYSE
1180    OLO 9/28/2009 2.48 DB CRUDE OIL LONG ETN Deutsche Bank AG Commodities Energy NYSE
1181    ONEK 3/18/2013 0.63 SPDR RUSSELL 1000 ETF SPDR State Street Global Advisors Large Blend NYSE
1182    ONEO 12/3/2015 0.22 SPDR RUSSELL 1000 MOMENTUM ETF SPDR State Street Global Advisors Mid-Cap Blend NYSE
1183    ONEQ 9/28/2009 5.52 FIDELITY NASDAQ COMPOSITE TR STK ETF Fidelity Investments Large Growth NASDAQ
1184    ONEV 12/3/2015 0.16 SPDR RUSSELL 1000 LOW VOL FOC ETF SPDR State Street Global Advisors Mid-Cap Blend NYSE
1185    ONEY 6/8/2015 0.09 SPDR RUSSELL 1000 YIELD ETF SPDR State Street Global Advisors Mid-Cap Value NYSE
1186    ONG 4/21/2011 0.09 IPATH PURE BETA ENERGY ETN NYSE
1187    ORG 6/9/2016 0.1 THE ORGANICS ETF Janus Consumer Defensive NASDAQ
1188    OUNZ 5/16/2014 2.5 VANECK MERK GOLD TRUST Merk Funds Commodities Precious Metals NYSE
1189    OUSA 7/14/2015 3.69 O'SHARES FTSE US QUALITY DIVIDEND ETF O\u2019Shares Investments Large Value NYSE
1190    OVLC 5/11/2016 0.01 GUGGENHEIM US LG CP OPTIMIZED VOL ETF Guggenheim Investments Large Blend NYSE
1191    PAF 9/28/2009 1.47 POWERSHARES FTSE RAFI ASA PAC EX-JPN ETF PowerShares Pacific/Asia ex-Japan Stk NYSE
1192    PAGG 9/28/2009 3.97 POWERSHARES GLOBAL AGRICULTURE PowerShares Natural Resources NASDAQ
1193    PAK 4/23/2015 2.03 GLOBAL X MSCI PAKISTAN ETF Global X Funds Miscellaneous Region NYSE
1194    PALL 1/8/2010 28.26 ETFS PHYSICAL PALLADIUM ETF Securities Commodities Precious Metals NYSE
1195    PBD 9/28/2009 5.88 POWERSHARES GLOBAL CLEAN ENERGY ETF PowerShares Miscellaneous Sector NYSE
1196    PBE 9/28/2009 12.75 POWERSHARES DYNAMIC BIOTECH & GENOME ETF PowerShares Health NYSE
1197    PBJ 9/28/2009 10.18 POWERSHARES DYNAMIC FOOD & BEVERAGE ETF PowerShares Consumer Defensive NYSE
1198    PBP 9/28/2009 16.73 POWERSHARES S&P 500 BUYWRITE ETF PowerShares Option Writing NYSE
1199    PBS 9/28/2009 11.78 POWERSHARES DYNAMIC MEDIA ETF PowerShares Consumer Cyclical NYSE
1200    PBW 9/28/2009 43.83 POWERSHARES WILDERHILL CLEAN ENERGY ETF PowerShares Miscellaneous Sector NYSE
1201    PCEF 2/19/2010 20.54 POWERSHARES CEF INCOME COMPOSITE ETF PowerShares Allocation--30% to 50% Equity NYSE
1202    PCY 9/28/2009 184 POWERSHARES EMERGING MARKETS SO PowerShares Emerging Markets Bond NYSE
1203    PDBC 11/7/2014 6.52
1204    PDN 9/28/2009 5 POWERSHARES FTSE RAFI DVMKT EXUS S/M ETF PowerShares Foreign Small/Mid Value NYSE
1205    PDP 9/28/2009 33.27 POWERSHARES DWA TECHNICAL LEADE PowerShares Mid-Cap Growth NYSE
1206    PEJ 9/28/2009 8.21 POWERSHARES DYNAMIC LEISURE & ENTMNT ETF PowerShares Consumer Cyclical NYSE
1207    PEK 10/14/2010 7.51 VANECK VECTORS CHINAAMC CSI 300 ETF Van Eck China Region NYSE
1208    PERM 2/8/2012 0.97 GLOBAL X PERMANENT ETF Global X Funds World Allocation NYSE
1209    PEX 2/28/2013 0.38 PROSHARES GLOBAL LISTED PRIVATE EQUITY ProShares Miscellaneous Sector BATS
1210    PEY 9/28/2009 24.9 POWERSHARES HIGH YLD EQ DIV ACHIEV ETF PowerShares Mid-Cap Value NASDAQ
1211    PEZ 9/28/2009 3.8 POWERSHARES DWA CNSMR CYCLICALS MOM ETF PowerShares Consumer Cyclical NASDAQ
1212    PFF 9/28/2009 433.44 ISHARES US PREFERRED STOCK iShares Preferred Stock NYSE
1213    PFI 9/28/2009 1.96 POWERSHARES DWA FINANCIAL MOMENTUM ETF PowerShares Financial NASDAQ
1214    PFIG 9/15/2011 2.14 POWERSHARES FUNDAMENTAL INVESTM PowerShares Intermediate-Term Bond NYSE
1215    PFM 9/28/2009 9.79 POWERSHARES DIVIDEND ACHIEVERS ETF PowerShares Large Value NASDAQ
1216    PFXF 7/17/2012 13.26 VANECK VECTORS PREF SECS EX FINCLS ETF Van Eck Preferred Stock NYSE
1217    PGAL 11/13/2013 4.21 GLOBAL X MSCI PORTUGAL ETF Global X Funds Miscellaneous Region NYSE
1218    PGF 9/28/2009 88.08 POWERSHARES FINANCIAL PREFERRED ETF PowerShares Preferred Stock NYSE
1219    PGHY 6/21/2013 3.66 POWERSHARES GLOBAL SHRTTERM HIYLD BD ETF Exchange Traded Fund Financial NYSE
1220    PGJ 9/28/2009 16.19 POWERSHARES GOLDEN DRAGON CHINA ETF PowerShares China Region NASDAQ
1221    PGM 9/28/2009 3.24 IPATH DJ-UBS PLATINUM SUBINDEX iPath Commodities Precious Metals NYSE
1222    PGX 9/28/2009 163.49 POWERSHARES PREFERRED ETF PowerShares Preferred Stock NYSE
1223    PHB 9/28/2009 69.62 POWERSHARES HIGH YIELD CORPORAT PowerShares High Yield Bond NYSE
1224    PHDG 12/6/2012 5.52 POWERSHARES S&P 500 DOWNSIDE HEDGED ETF PowerShares Long-Short Equity NYSE
1225    PHO 9/28/2009 30.82 POWERSHARES WATER RESOURCES ETF PowerShares Miscellaneous Sector NASDAQ
1226    PHYS 4/9/2010 165.43 SPROTT PHYSICAL GOLD TRUST ETV NYSE
1227    PICB 7/12/2010 9.27 POWERSHARES INTERNATIONAL CORPO PowerShares World Bond NYSE
1228    PICK 2/2/2012 16.96 ISHARES MSCI GLBL METALS & MINING PRDCRS Exchange Traded Fund Financial NYSE
1229    PID 9/28/2009 39.87 POWERSHARES INTL DIV ACHIEV ETF PowerShares Foreign Large Value NASDAQ
1230    PIE 9/28/2009 27.97 POWERSHARES DWA EMERGING MARKETS MOM ETF PowerShares Diversified Emerging Mkts NASDAQ
1231    PIN 9/28/2009 143.15 POWERSHARES INDIA ETF PowerShares India Equity NYSE
1232    PIO 9/28/2009 10.11 POWERSHARES GLOBAL WATER ETF PowerShares Miscellaneous Sector NASDAQ
1233    PIZ 9/28/2009 17.92 POWERSHARES DWA DEVELOPED MKTS MOM ETF PowerShares Foreign Large Growth NASDAQ
1234    PJP 9/28/2009 32.57 POWERSHARES DYNAMIC PHARMACEUTICALS ETF PowerShares Health NYSE
1235    PKB 9/28/2009 7.59 POWERSHARES DYNAMIC BUILDING & CONST ETF PowerShares Industrials NYSE
1236    PKW 9/28/2009 35.5 POWERSHARES BUYBACK ACHIEVERS ETF PowerShares Large Blend NASDAQ
1237    PLND 11/25/2009 4.44 VANECK VECTORS POLAND ETF Van Eck Miscellaneous Region NYSE
1238    PLW 9/28/2009 5.47 POWERSHARES 1-30 TREASURY LADDE PowerShares Long Government NYSE
1239    PMPT 8/17/2016 0.11 ISECTORS POST-MPT GROWTH ETF iSectors Allocation--50% to 70% Equity NASDAQ
1240    PMR 9/28/2009 2.88 POWERSHARES DYNAMIC RETAIL ETF PowerShares Consumer Cyclical NYSE
1241    PNQI 9/28/2009 7.32 POWERSHARES NASDAQ INTERNET ETF PowerShares Technology NASDAQ
1242    PPA 9/28/2009 10.53 POWERSHARES AEROSPACE & DEFENSE ETF PowerShares Industrials NYSE
1243    PPH 9/28/2009 50.15 VANECK VECTORS PHARMACEUTICAL ETF NASDAQ
1244    PPLT 1/8/2010 19.71 ETFS PHYSICAL PLATINUM ETF Securities Commodities Precious Metals NYSE
1245    PRB 9/28/2009 1.23 VANECK VECTORS PRE-REFUNDED MUNI ETF Van Eck Muni National Short NYSE
1246    PRF 9/28/2009 29.88 POWERSHARES FTSE RAFI US 1000 ETF PowerShares Large Value NYSE
1247    PRFZ 9/28/2009 11.05 POWERSHARES FTSE RAFI US 1500 SM-MID ETF PowerShares Small Blend NASDAQ
1248    PRME 11/12/2015 0.23 FIRST TRUST HEITMAN GLBL PRM RL ESTT ETF First Trust Global Real Estate NYSE
1249    PRN 4/30/2010 3.96 POWERSHARES DYNAMIC INDUSTRIALS PowerShares Industrials NYSE
1250    PRNT 7/19/2016 0.52 THE 3D PRINTING ETF ARK ETF Trust Technology BATS
1251    PSAU 9/28/2009 4.61 POWERSHARES GLOBAL GOLD & PREC MTLS ETF PowerShares Equity Precious Metals NASDAQ
1252    PSC 9/29/2009 0.03 PRINCIPAL U.S. SMALL CAP INDEX ETF NASDAQ
1253    PSCC 11/29/2010 2.05 POWERSHARES S&P SMALLCAP CNSMR STAPL ETF PowerShares Consumer Defensive NASDAQ
1254    PSCD 11/29/2010 2.6 POWERSHARES S&P SMCAP CNSMR DISCRET ETF PowerShares Consumer Cyclical NASDAQ
1255    PSCE 11/29/2010 5.24 POWERSHARES S&P SMALLCAP ENERGY ETF PowerShares Equity Energy NASDAQ
1256    PSCF 11/29/2010 2.76 POWERSHARES S&P SMALLCAP FINANC PowerShares Financial NASDAQ
1257    PSCH 11/29/2010 5.1 POWERSHARES S&P SMALLCAP HEALTH CARE ETF PowerShares Health NASDAQ
1258    PSCI 11/29/2010 1.74 POWERSHARES S&P SMALLCAP INDUSTRIALS ETF PowerShares Industrials NASDAQ
1259    PSCM 11/29/2010 1.5 POWERSHARES S&P SMALLCAP MATERIALS ETF PowerShares Natural Resources NASDAQ
1260    PSCT 11/29/2010 6.19 POWERSHARES S&P SMALLCAP INFO TECH ETF PowerShares Technology NASDAQ
1261    PSCU 11/29/2010 1.85 POWERSHARES S&P SMALLCAP UTILITIES ETF PowerShares Utilities NASDAQ
1262    PSET 3/22/2016 0.03 PRINCIPAL PRICE SETTERS INDEX ETF NASDAQ
1263    PSI 9/28/2009 5.76 POWERSHARES DYNAMIC SEMICONDUCTORS ETF PowerShares Technology NYSE
1264    PSJ 9/28/2009 2.83 POWERSHARES DYNAMIC SOFTWARE ETF PowerShares Technology NYSE
1265    PSK 9/28/2009 14.27 SPDR WELLS FARGO PREFERRED STOCK ETF SPDR State Street Global Advisors Preferred Stock NYSE
1266    PSL 9/28/2009 4.16 POWERSHARES DWA CONSUMER STAPLES MOM ETF PowerShares Consumer Defensive NASDAQ
1267    PSLV 10/29/2010 123.95 SPROTT PHYSICAL SILVER TRUST ET NYSE
1268    PSMB 2/23/2017 0.01 POWERSHARES BAL MULTI-ASST ALLC PowerShares Allocation--50% to 70% Equity BATS
1269    PSMC 2/23/2017 0.01 POWERSHARES CNSRV MULTI-ASST ALLC PowerShares Allocation--30% to 50% Equity BATS
1270    PSMG 2/23/2017 0.02 POWERSHARES GR MULTI-ASST ALLC PowerShares Allocation--70% to 85% Equity BATS
1271    PSMM 2/23/2017 0.01
1272    PSP 9/28/2009 34.03 POWERSHARES GLOBAL LISTED PRIVATE EQ ETF PowerShares Miscellaneous Sector NYSE
1273    PSQ 9/28/2009 103.16 PROSHARES SHORT QQQ ProShares Trading--Inverse Equity NYSE
1274    PSR 9/28/2009 0.85 POWERSHARES ACTIVE U.S. REAL ES PowerShares Real Estate NYSE
1275    PST 9/28/2009 23.82 PROSHARES ULTRASHORT LEHMAN 7-1 ProShares Trading-Inverse Debt NYSE
1276    PTF 9/28/2009 4.03 POWERSHARES DWA TECHNOLOGY MOMENTUM ETF PowerShares Technology NASDAQ
1277    PTH 9/28/2009 5.32 POWERSHARES DWA HEALTHCARE MOMENTUM ETF PowerShares Health NASDAQ
1278    PTLC 6/12/2015 4.06 PACER TRENDPILOT 750 ETF Pacer Large Blend BATS
1279    PTM 9/28/2009 5.25 UBS ETRACS CMCI LNG PLATINUM TOT RET ETN UBS Group AG Commodities Precious Metals NYSE
1280    PTMC 6/12/2015 2.24 PACER TRENDPILOT 450 ETF Pacer Mid-Cap Blend BATS
1281    PTNQ 6/12/2015 1.27 PACER TRENDPILOT 100 ETF Pacer Large Growth BATS
1282    PUI 9/28/2009 4.02 POWERSHARES DWA UTILITIES MOMENTUM ETF PowerShares Utilities NASDAQ
1283    PUW 9/28/2009 1.48 POWERSHARES WILDERHILL PROG ENGY ETF PowerShares Miscellaneous Sector NYSE
1284    PVI 9/28/2009 7.54 POWERSHARES VRDO TAX FREE WEEKL PowerShares Muni Short NYSE
1285    PWB 9/28/2009 7.69 POWERSHARES DYNAMIC LARGE CAP GROWTH ETF PowerShares Large Growth NYSE
1286    PWC 9/28/2009 2.44 POWERSHARES DYNAMIC MARKET ETF PowerShares Mid-Cap Blend NYSE
1287    PWV 9/28/2009 16.75 POWERSHARES DYNAMIC LARGE CAP VALUE ETF PowerShares Large Value NYSE
1288    PWZ 9/28/2009 4.76 POWERSHARES INSURED CA MUNICIPA PowerShares Muni California Long NYSE
1289    PXE 9/28/2009 6.76 POWERSHARES DYNAMIC ENGY EXPLR&PRDTN ETF PowerShares Equity Energy NYSE
1290    PXF 9/28/2009 14.67 POWERSHARES FTSE RAFI DEV MKTS EX-US ETF PowerShares Foreign Large Value NYSE
1291    PXH 9/28/2009 23.45 POWERSHARES FTSE RAFI EMERGING MKTS ETF PowerShares Diversified Emerging Mkts NYSE
1292    PXI 9/28/2009 7.5 POWERSHARES DWA ENERGY MOMENTUM ETF PowerShares Equity Energy NASDAQ
1293    PXJ 9/28/2009 12.14 POWERSHARES DYNAMIC OIL & GAS SVCS ETF PowerShares Equity Energy NYSE
1294    PXLG 6/16/2011 1.22 POWERSHARES RUSSELL TOP 200 PURE GR ETF PowerShares Large Growth NYSE
1295    PXLV 6/16/2011 1.02 POWERSHARES RUSSELL TOP 200 PURE VAL ETF PowerShares Large Value NYSE
1296    PXMG 2/22/2011 1.49 POWERSHARES RUSSELL MIDCAP PURE GR ETF PowerShares Mid-Cap Growth NYSE
1297    PXMV 2/22/2011 1.55 POWERSHARES RUSSELL MIDCAP PURE VAL ETF PowerShares Mid-Cap Value NYSE
1298    PXQ 9/28/2009 4.37 POWERSHARES DYNAMIC NETWORKING ETF PowerShares Technology NYSE
1299    PXR 9/28/2009 3.97 POWERSHARES EMERGING MARKETS INFRAS ETF PowerShares Diversified Emerging Mkts NYSE
1300    PXSG 2/22/2011 1.16 POWERSHARES RUSSELL 2000 PURE GROWTH ETF PowerShares Small Growth NYSE
1301    PXSV 2/22/2011 2.32 POWERSHARES RUSSELL 2000 PURE VALUE ETF PowerShares Small Value NYSE
1302    PY 3/22/2016 0.02 PRINCIPAL SHAREHOLDER YIELD INDEX ETF NASDAQ
1303    PYZ 9/28/2009 3.71 POWERSHARES DWA BASIC MATERIALS MOM ETF PowerShares Natural Resources NASDAQ
1304    PZA 9/28/2009 40.87 POWERSHARES INSURED NATIONAL MU PowerShares Muni National Long NYSE
1305    PZD 9/28/2009 2.87 POWERSHARES CLEANTECH ETF PowerShares Miscellaneous Sector NYSE
1306    PZI 9/28/2009 2.6 POWERSHARES ZACKS MICRO CAP ETF PowerShares Small Value NYSE
1307    PZT 9/28/2009 2.27 POWERSHARES INSURED NY MUNICIPA PowerShares Muni New York Long NYSE
1308    QABA 9/28/2009 5.92 FIRST TRUST NASDAQ ABA COMMUNITY BK ETF First Trust Financial NASDAQ
1309    QAI 9/28/2009 17.03 IQ HEDGE MULTI-STRATEGY TRACKER ETF IndexIQ Multialternative NYSE
1310    QAT 5/1/2014 1.32 ISHARES MSCI QATAR CAPPED iShares Miscellaneous Region NASDAQ
1311    QCAN 6/12/2014 0.25 SPDR MSCI CANADA STRATEGICFACTORS ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1312    QCLN 9/28/2009 5.91 FIRST TRUST NASDAQ CLN EDGE GRNENGYETF First Trust Miscellaneous Sector NASDAQ
1313    QDEF 12/19/2012 1.57 FLEXSHARES QUALITY DIVIDEND DEFENSV ETF Flexshares Trust Large Value NYSE
1314    QDEU 6/12/2014 0.2 SPDR MSCI GERMANY STRATEGICFACTORS ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1315    QDF 12/19/2012 5.03 FLEXSHARES QUALITY DIVIDEND ETF Flexshares Trust Large Value NYSE
1316    QDYN 12/19/2012 0.51 FLEXSHARES QUALITY DIVIDEND DYNAMIC ETF Flexshares Trust Large Value NYSE
1317    QED 3/24/2015 0.04
1318    QEFA 6/5/2014 0.58 SPDR MSCI EAFE STRATEGICFACTORS ETF SPDR State Street Global Advisors Foreign Large Blend NYSE
1319    QEMM 6/5/2014 0.76 SPDR MSCI EMERGING MKTS STRATCFACTS ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
1320    QGBR 6/12/2014 0.11 SPDR MSCI UNITED KINGDOM STRATFACTS ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1321    QGTA 9/30/2015 0.07 IQ LEADERS GTAA TRACKER ETF IndexIQ World Allocation NYSE
1322    QID 9/28/2009 1292.6 PROSHARES ULTRASHORT QQQ ProShares Trading-Inverse Equity NYSE
1323    QINC 3/11/2014 0.7 FIRST TRUST RBA QUALITY INCOME ETF First Trust Mid-Cap Value NASDAQ
1324    QJPN 6/12/2014 0.17 SPDR MSCI JAPAN STRATEGICFACTORS ETF SPDR State Street Global Advisors Japan Stock NYSE
1325    QLC 9/24/2015 0.09 FLEXSHARES US QUALITY LARGE CAP INDEX FUND NASDAQ
1326    QLD 9/28/2009 1203.67 PROSHARES ULTRA QQQ ProShares Trading--Leveraged Equity NYSE
1327    QLS 3/24/2015 0.02 IQ HEDGE LONG/SHORT TRACKER ETF IndexIQ Long-Short Equity NYSE
1328    QLTA 2/16/2012 2.92 ISHARES AAA - A RATED CORPORATE BOND iShares Corporate Bond NYSE
1329    QMN 10/4/2012 1 IQ HEDGE MARKET NEUTRAL TRACKER ETF IndexIQ Market Neutral NYSE
1330    QQEW 9/28/2009 11.02 FIRST TRUST NASDAQ-100 EQUAL WTD ETF First Trust Large Growth NASDAQ
1331    QQQ 9/28/2009 7457.92 POWERSHARES QQQ TRUST, SERIES 1 PowerShares Large Growth NASDAQ
1332    QQQC 8/22/2011 1.3 GLOBAL X NASDAQ CHINA TECHNOLOGY ETF NASDAQ
1333    QQQE 3/21/2012 2.75 DIREXION NASDAQ-100 EQUAL WTD ETF Direxion Funds Large Growth NYSE
1334    QQQX 9/28/2009 21.98 NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND NASDAQ
1335    QQXT 9/28/2009 3.54 FIRST TRUST NASDAQ-100 EX-TECH SECT ETF First Trust Large Growth NASDAQ
1336    QTEC 9/28/2009 20.08 FIRST TRUST NASDAQ-100-TECH SECTOR ETF First Trust Technology NASDAQ
1337    QUAL 7/18/2013 13.21 ISHARES EDGE MSCI USA QUALITY FACTOR iShares Large Growth NYSE
1338    QUS 4/16/2015 0.18 SPDR MSCI USA STRATEGICFACTORS ETF SPDR State Street Global Advisors Large Blend NYSE
1339    QVAL 10/22/2014 1.12 VALUESHARES US QUANTITATIVE VALUE Exchange Traded Fund Financial BATS
1340    QVM 2/27/2015 0.1
1341    QWLD 6/5/2014 0.12 SPDR MSCI WORLD STRATEGICFACTORS ETF SPDR State Street Global Advisors World Stock NYSE
1342    QXGG 1/26/2017 0.03 QUANTX RISK MANAGED GROWTH ETF QUANTX World Stock BATS
1343    QXMI 1/26/2017 0.02
1344    QXRR 1/26/2017 0.02 QUANTX RISK MGD MULTI-ASST TTL RET ETF QUANTX World Allocation BATS
1345    QXTR 1/26/2017 0.04 QUANTX RISK MANAGED REAL ASSET ETF QUANTX World Allocation BATS
1346    QYLD 12/12/2013 2.12 RECON CAPITAL NASDAQ 100 COV CALL ETF Recon Capital Series Trust Option Writing NASDAQ
1347    RALS 12/9/2010 2.1 PROSHARES RAFI LONG/SHORT ProShares Market Neutral NYSE
1348    RAVI 10/11/2012 0.94 FLEXSHARES READY ACCESS VARIABLE INC ETF Flexshares Trust Ultrashort Bond NYSE
1349    RCD 9/28/2009 3.11 GUGGENHEIM S&P 500 EQ WT CONS DISCR ETF Guggenheim Investments Consumer Cyclical NYSE
1350    RDIV 10/1/2013 3.78 OPPENHEIMER ULTRA DIVIDEND REVENUE ETF OppenheimerFunds Large Value NYSE
1351    RDVY 1/7/2014 2.24 FIRST TRUST RISING DIVIDEND ACHIEV ETF First Trust Large Value NASDAQ
1352    REET 7/10/2014 3.98 ISHARES GLOBAL REIT iShares Real Estate NYSE
1353    REGL 2/5/2015 2.54
1354    REK 4/9/2010 4.94 PROSHARES SHORT REAL ESTATE ProShares Trading--Inverse Equity NYSE
1355    REM 9/28/2009 95.6 ISHARES MORTGAGE REAL ESTATE CAPPED iShares Real Estate NYSE
1356    REML 7/13/2016 0.13 CREDIT SUISSE X-LINKSMP2XLVGMORTREIT ETN Credit Suisse AG Trading--Leveraged Equity NYSE
1357    REMX 10/28/2010 23.89 VANECK VECTORS RARE EARTH/STRAT MTLS ETF Van Eck Equity Precious Metals NYSE
1358    RETL 7/14/2010 4.14 DIREXION DAILY RETAIL BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1359    REW 9/28/2009 8.35 PROSHARES ULTRASHORT TECHNOLOGY ProShares Trading--Inverse Equity NYSE
1360    REZ 9/28/2009 9.88 ISHARES RESIDENTIAL REL EST CAPPED iShares Real Estate NYSE
1361    RFAP 4/14/2016 0.12 FIRST TRUST RIVERFRONT DYN ASIA PAC ETF First Trust Diversified Pacific/Asia NASDAQ
1362    RFDA 6/7/2016 0.32 RIVERFRONT DYNAMIC US DIVIDEND ADVTG ETF ALPS Large Blend NYSE
1363    RFDI 4/14/2016 1.62 FIRST TRUST RIVERFRONT DYN DEV INTL ETF First Trust Foreign Large Blend NASDAQ
1364    RFEM 6/15/2016 0.27 FIRST TRUST RIVERFRONT DYN EM MKTS ETF First Trust Diversified Emerging Mkts NASDAQ
1365    RFEU 4/14/2016 0.55 FIRST TRUST RIVERFRONT DYNAMIC EURP ETF First Trust Europe Stock NASDAQ
1366    RFFC 6/7/2016 0.3 RIVERFRONT DYNAMIC US FLEX-CAP ETF ALPS Large Blend NYSE
1367    RFG 9/28/2009 11.45 GUGGENHEIM S&P MIDCAP 400 PURE GR ETF Guggenheim Investments Mid-Cap Growth NYSE
1368    RFV 9/28/2009 3.21 GUGGENHEIM S&P MIDCAP 400 PURE VAL ETF Guggenheim Investments Small Value NYSE
1369    RGI 9/28/2009 2.84 GUGGENHEIM S&P 500 EQ WT INDLS ETF Guggenheim Investments Industrials NYSE
1370    RHS 9/28/2009 6.19 GUGGENHEIM S&P 500 EQ WT CONS STAPL ETF Guggenheim Investments Consumer Defensive NYSE
1371    RIGS 10/9/2013 6.1 RIVERFRONT STRATEGIC INCOME ETF ALPS World Bond NYSE
1372    RINF 1/12/2012 2.04 PROSHARES INFLATION EXPECTATIONS ProShares Trading--Miscellaneous NYSE
1373    RING 2/2/2012 21.72 ISHARES MSCI GLOBAL GOLD MINERS iShares Equity Precious Metals NYSE
1374    RISE 2/19/2015 0.11 SIT RISING RATE ETF RISE Nontraditional Bond NYSE
1375    RJA 9/28/2009 36.42 ELEMENTS ROGERS INTL CMDTY AGRI TR ETN ELEMENTS Commodities Agriculture NYSE
1376    RJI 9/28/2009 40.04 ELEMENTS ROGERS INTL CMDTY TR ETN ELEMENTS Commodities Broad Basket NYSE
1377    RJN 9/28/2009 4.94 ELEMENTS ROGERS INTL CMDTY ENERGY TR ETN ELEMENTS Commodities Energy NYSE
1378    RJZ 9/28/2009 2.79 ELEMENTS ROGERS INTL CMDTY METALS TR ETN ELEMENTS Commodities Industrial Metals NYSE
1379    RLY 4/26/2012 3.32 SPDR SSGA MULTI-ASSET REAL RETURN ETF SPDR State Street Global Advisors Allocation--50% to 70% Equity NYSE
1380    RNDM 6/23/2017 0.02 FIRST TRUST DEVELOPED INTERNATIONAL EQUITY SELECT ETF NASDAQ
1381    RNDV 6/22/2017 0.02 FIRST TRUST US EQUITY DIVIDEND SELECT ETF NASDAQ
1382    RNEM 6/23/2017 0.01 FIRST TRUST EMERGING MARKETS EQUITY SELECT ETF NASDAQ
1383    RNLC 6/22/2017 0.04 FIRST TRUST LARGE CAP US EQUITY SELECT ETF NASDAQ
1384    RNMC 6/22/2017 0.01 FIRST TRUST MID CAP US EQUITY SELECT ETF NASDAQ
1385    RNSC 6/22/2017 0.02 FIRST TRUST SMALL CAP US EQUITY SELECT ETF NASDAQ
1386    ROAM 2/26/2015 0.36 HARTFORD MULTIFACTOR EMERGING MKTS ETF Lattice Strategies LLC Diversified Emerging Mkts NYSE
1387    ROBO 10/22/2013 11.99 ROBO GLOBAL ROBOTICS&AUTOMATION ETF Exchange Traded Concepts Trust Miscellaneous Sector NASDAQ
1388    RODM 9/28/2009 11.09 HARTFORD MULTIFACTOR DEV MKTS (EXUS) ETF Lattice Strategies LLC Foreign Large Blend NYSE
1389    ROGS 3/24/2015 0.16 HARTFORD MULTIFACTOR GLOBAL SMALLCAP ETF Lattice Strategies LLC World Stock NYSE
1390    ROLA 11/30/2010 0.1 IPATH LONG EXTENDED RUSSELL 100 NYSE
1391    ROM 9/28/2009 17.68 PROSHARES ULTRA TECHNOLOGY ProShares Trading--Leveraged Equity NYSE
1392    ROOF 6/14/2011 2.95 IQ US REAL ESTATE SMALL CAP ETF IndexIQ Real Estate NYSE
1393    RORE 10/4/2016 0.07 HARTFORD MULTIFACTOR REIT ETF Lattice Strategies LLC Real Estate NYSE
1394    ROUS 2/26/2015 0.16 HARTFORD MULTIFACTOR US EQUITY ETF Lattice Strategies LLC Large Blend NYSE
1395    RPG 9/28/2009 24.77 GUGGENHEIM S&P 500 PURE GROWTH ETF Guggenheim Investments Large Growth NYSE
1396    RPV 9/28/2009 26.92 GUGGENHEIM S&P 500 PURE VALUE ETF Guggenheim Investments Large Value NYSE
1397    RSP 9/28/2009 258.82 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF Guggenheim Investments Large Blend NYSE
1398    RSX 9/28/2009 1640.57 VANECK VECTORS RUSSIA ETF Van Eck Miscellaneous Region NYSE
1399    RSXJ 4/14/2011 7.79 VANECK VECTORS RUSSIA SMALL-CAP ETF Van Eck Miscellaneous Region NYSE
1400    RTH 9/28/2009 161.43 VANECK VECTORS RETAIL ETF Van Eck Consumer Cyclical NYSE
1401    RTM 9/28/2009 2.58 GUGGENHEIM S&P 500 EQ WT MATERIALS ETF Guggenheim Investments Natural Resources NYSE
1402    RUSL 5/25/2011 116.44 DIREXION DAILY RUSSIA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1403    RUSS 5/25/2011 77.14 DIREXION DAILY RUSSIA BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1404    RVNU 6/4/2013 1.18 DEUTSCHE X-TRACKERS MUNI INFRAS REVN BD Deutsche Asset Management Muni National Long NYSE
1405    RWJ 9/28/2009 7.2 OPPENHEIMER SMALL CAP REVENUE ETF OppenheimerFunds Small Blend NYSE
1406    RWK 9/28/2009 5.01 OPPENHEIMER MID CAP REVENUE ETF OppenheimerFunds Mid-Cap Value NYSE
1407    RWL 9/28/2009 7.63 OPPENHEIMER LARGE CAP REVENUE ETF OppenheimerFunds Large Value NYSE
1408    RWM 9/28/2009 201.92 PROSHARES SHORT RUSSELL2000 ProShares Trading--Inverse Equity NYSE
1409    RWO 9/28/2009 40.03 SPDR DOW JONES GLOBAL REAL ESTATE ETF SPDR State Street Global Advisors Global Real Estate NYSE
1410    RWR 9/28/2009 110.62 SPDR DOW JONES REIT ETF SPDR State Street Global Advisors Real Estate NYSE
1411    RWW 9/28/2009 1.21 OPPENHEIMER FINANCIALS SECT REVENUE ETF OppenheimerFunds Financial NYSE
1412    RWX 9/28/2009 131.02 SPDR DOW JONES INTERNATIONAL RELEST ETF SPDR State Street Global Advisors Global Real Estate NYSE
1413    RXD 9/28/2009 1.14 PROSHARES ULTRASHORT HEALTH CAR ProShares Trading-Inverse Equity NYSE
1414    RXI 9/28/2009 7.2 ISHARES GLOBL CONSUMER DISCRETIONARY iShares Consumer Cyclical NYSE
1415    RXL 9/28/2009 5.45 PROSHARES ULTRA HEALTH CARE ProShares Trading--Leveraged Equity NYSE
1416    RYE 9/28/2009 5.34 GUGGENHEIM S&P 500 EQUAL WT ENERGY ETF Guggenheim Investments Equity Energy NYSE
1417    RYF 9/28/2009 6.98 GUGGENHEIM S&P 500 EQ WEIGHT FINCL ETF Guggenheim Investments Financial NYSE
1418    RYH 9/28/2009 7.11 GUGGENHEIM S&P 500 EQ WEIGHT HC ETF Guggenheim Investments Health NYSE
1419    RYJ 9/28/2009 4.94 GUGGENHEIM RAYMOND JAMES SB-1 EQUITY ETF Guggenheim Investments Mid-Cap Blend NYSE
1420    RYT 9/28/2009 12.27 GUGGENHEIM S&P 500 EQ WT TECHNOLOGY ETF Guggenheim Investments Technology NYSE
1421    RYU 9/28/2009 3.86 GUGGENHEIM S&P 500 EQ WT UTILITIES ETF Guggenheim Investments Utilities NYSE
1422    RZG 9/28/2009 3.52 GUGGENHEIM S&P SMALLCAP 600 PURE GR ETF Guggenheim Investments Small Growth NYSE
1423    RZV 9/28/2009 6.46 GUGGENHEIM S&P SMALLCAP 600 PUREVAL ETF Guggenheim Investments Small Value NYSE
1424    SAA 9/28/2009 7.02 PROSHARES ULTRA SMALLCAP600 ProShares Trading--Leveraged Equity NYSE
1425    SAGG 3/23/2011 1.71 DIREXION DAILY TOTAL BOND MARKE Direxion Funds Trading-Inverse Debt NYSE
1426    SBB 9/28/2009 4.07 PROSHARES SHORT SMALLCAP600 ProShares Trading--Inverse Equity NYSE
1427    SBIO 12/31/2014 6.47 ALPS MEDICAL BREAKTHROUGHS ETF ALPS Health NYSE
1428    SBM 4/12/2010 1.33 SHORT BASIC MATERIALS ProShares Trading-Inverse Equity NYSE
1429    SBV 4/21/2011 0.21 IPATH PURE BETA BROAD COMMODITY NYSE
1430    SCAP 7/7/2016 0.04
1431    SCC 9/28/2009 4.1 PROSHARES ULTRASHORT CONSUMER SERVICES ProShares Trading--Inverse Equity NYSE
1432    SCHA 11/3/2009 55.51 SCHWAB US SMALL-CAP ETF Schwab ETFs Small Blend NYSE
1433    SCHB 11/3/2009 80.35 SCHWAB US BROAD MARKET ETF Schwab ETFs Large Blend NYSE
1434    SCHC 1/14/2010 15.96 SCHWAB INTERNATIONAL SMALL-CAP EQ ETF Schwab ETFs Foreign Small/Mid Blend NYSE
1435    SCHD 10/20/2011 52.14 SCHWAB US DIVIDEND EQUITY ETF Schwab ETFs Large Value NYSE
1436    SCHE 1/14/2010 67.47 SCHW EMG MKT EQ ETF Schwab Funds Diversified Emerging Mkts NYSE
1437    SCHF 11/3/2009 102.75 SCHWAB INTERNATIONAL EQUITY ETF Schwab ETFs Foreign Large Blend NYSE
1438    SCHG 12/11/2009 27.21 SCHWAB US LARGE-CAP GROWTH ETF Schwab ETFs Large Growth NYSE
1439    SCHH 1/13/2011 42.8 SCHWAB US REIT ETF Schwab ETFs Real Estate NYSE
1440    SCHM 1/13/2011 26.45 SCHWAB US MID-CAP ETF Schwab ETFs Mid-Cap Blend NYSE
1441    SCHO 8/5/2010 16.08 SCHWAB SHORT-TERM US TREASURY ETF Schwab ETFs Short Government NYSE
1442    SCHP 8/5/2010 18.42 SCHWAB US TIPS ETF Schwab ETFs Inflation-Protected Bond NYSE
1443    SCHR 8/5/2010 9.77 SCHWAB INTERMEDIATE-TERM US TRS ETF Schwab ETFs Intermediate Government NYSE
1444    SCHV 12/11/2009 23.53 SCHWAB US LARGE-CAP VALUE ETF Schwab ETFs Large Value NYSE
1445    SCHX 11/3/2009 70.69 SCHWAB US LARGE-CAP ETF Schwab ETFs Large Blend NYSE
1446    SCHZ 7/14/2011 29.68 SCHWAB US AGGREGATE BOND ETF Schwab ETFs Intermediate-Term Bond NYSE
1447    SCID 5/14/2015 0.11 GLOBAL X SCIENTIFIC BETA EUROPE ETF Global X Funds Europe Stock NYSE
1448    SCIF 9/24/2010 26.88 VANECK VECTORS INDIA SMALL-CAP ETF Van Eck India Equity NYSE
1449    SCIJ 5/13/2015 0.07 GLOBAL X SCIENTIFIC BETA JAPAN ETF Global X Funds Japan Stock NYSE
1450    SCIN 7/12/2010 3.69 COLUMBIA INDIA SMALL CAP ETF Columbia India Equity NYSE
1451    SCIU 5/13/2015 0.55 GLOBAL X SCIENTIFIC BETA US ETF Global X Funds Large Blend NYSE
1452    SCIX 5/13/2015 0.06
1453    SCJ 9/28/2009 5.79 ISHARES MSCI JAPAN SMALL-CAP iShares Japan Stock NYSE
1454    SCO 9/28/2009 414.97 PROSHARES ULTRASHORT BLOOMBERG CRUDE OIL ProShares Trading--Inverse Commodities NYSE
1455    SCPB 12/17/2009 59.32 SPDR BLMBG BARCLAYS ST CORP BD ETF SPDR State Street Global Advisors Short-Term Bond NYSE
1456    SCTO 10/23/2014 0.51 GLOBAL X | JPMORGAN US SECTOR ROTAT ETF Global X Funds Allocation--70% to 85% Equity NYSE
1457    SCZ 9/28/2009 118.64 ISHARES MSCI EAFE SMALL-CAP iShares Foreign Small/Mid Blend NASDAQ
1458    SDD 9/28/2009 4.44 PROSHARES ULTRASHORT SMALLCAP600 ProShares Trading--Inverse Equity NYSE
1459    SDEM 3/17/2015 0.43 GLOBAL X MSCI SUPERDIVIDEND EM MKTS ETF Global X Funds Diversified Emerging Mkts NYSE
1460    SDIV 6/9/2011 29.44 GLOBAL X SUPERDIVIDEND ETF Global X Funds World Stock NYSE
1461    SDOG 6/29/2012 18.54 ALPS SECTOR DIVIDEND DOGS ETF ALPS Large Value NYSE
1462    SDOW 2/11/2010 194.92 PROSHARES ULTRAPRO SHORT DOW30 ProShares Trading--Inverse Equity NYSE
1463    SDP 9/28/2009 1.98 PROSHARES ULTRASHORT UTILITIES ProShares Trading--Inverse Equity NYSE
1464    SDS 9/28/2009 2663.74 PROSHARES ULTRASHORT S&P500 ProShares Trading--Inverse Equity NYSE
1465    SDY 9/28/2009 192.42 SPDR S&P DIVIDEND ETF SPDR State Street Global Advisors Large Value NYSE
1466    SDYL 5/23/2012 0.85 UBS ETRACS MTHLY PAY 2XLVRGD S&P DIV ETN UBS Group AG Trading--Leveraged Equity NYSE
1467    SEA 9/28/2009 11.26 GUGGENHEIM SHIPPING ETF Guggenheim Investments Industrials NYSE
1468    SEF 9/28/2009 14.78 PROSHARES SHORT FINANCIALS ProShares Trading--Inverse Equity NYSE
1469    SGAR 4/21/2011 0.52 IPATH PURE BETA SUGAR ETN NYSE
1470    SGDJ 3/31/2015 2.53 ALPS SPROTT JUNIOR GOLD MINERS ETF ALPS Equity Precious Metals NYSE
1471    SGDM 7/15/2014 10.52 SPROTT GOLD MINERS ETF ALPS Equity Precious Metals NYSE
1472    SGG 9/28/2009 15.39 IPATH BLOOMBERG SUGAR SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1473    SGOL 9/28/2009 25.69 ETFS PHYSICAL SWISS GOLD ETFS Swiss Gold Trust Commodities Precious Metals NYSE
1474    SGQI 12/8/2016 0.04 JANUS SG GLOBAL QUALITY INCOME ETF NASDAQ
1475    SH 9/28/2009 516.77 PROSHARES SHORT S&P500 ProShares Trading--Inverse Equity NYSE
1476    SHE 12/23/2009 0.69 SPDR SSGA GENDER DIVERSITY ETF SPDR State Street Global Advisors Large Blend NYSE
1477    SHM 9/28/2009 65.84 SPDR NUVEEN BLMBG BARCLAYS ST MUNBD ETF SPDR State Street Global Advisors Muni National Short NYSE
1478    SHNY 9/8/2016 0.52 DIREXION DAILY SILVER MNRS BULL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
1479    SHV 9/28/2009 58.42 ISHARES SHORT TREASURY BOND iShares Short Government NYSE
1480    SHY 9/28/2009 161.26 ISHARES 1-3 YEAR TREASURY BOND iShares Short Government NYSE
1481    SHYD 1/14/2014 2.42 VANECK VECTORS SHORT HIGH-YIELD MUNI ETF Van Eck High Yield Muni NYSE
1482    SHYG 10/17/2013 20.92 ISHARES 0-5 YEAR HIGH YIELD CORP BD iShares High Yield Bond NYSE
1483    SICK 6/15/2011 0.2 DIREXION DAILY HEALTHCARE BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1484    SIJ 9/28/2009 3.49 PROSHARES ULTRASHORT INDUSTRIAL ProShares Trading-Inverse Equity NYSE
1485    SIL 7/12/2010 62.36 GLOBAL X SILVER MINERS ETF Global X Funds Equity Precious Metals NYSE
1486    SILJ 11/29/2012 7.33 PUREFUNDS ISE JUNIOR SILVER ETF Exchange Traded Fund Financial NYSE
1487    SIVR 9/28/2009 41.82 ETFS PHYSICAL SILVER ETF Securities Commodities Precious Metals NYSE
1488    SIZ 9/7/2011 0.36 QUANTSHARES US MARKET NEUTRAL SIZE QuantShares Market Neutral NYSE
1489    SIZE 4/18/2013 0.91 ISHARES EDGE MSCI USA SIZE FACTOR iShares Large Blend NYSE
1490    SJB 3/22/2011 10.77 PROSHARES SHORT HIGH YIELD ProShares Trading--Inverse Debt NYSE
1491    SJNK 3/15/2012 142.83 SPDR BLMBG BARCLAYSST HY BD ETF SPDR State Street Global Advisors High Yield Bond NYSE
1492    SKF 9/28/2009 805.72 PROSHARES ULTRASHORT FINANCIALS ProShares Trading--Inverse Equity NYSE
1493    SKOR 4/14/2010 0.98 FLEXSHARES CREDIT-SCORED US CORP BD ETF Flexshares Trust Corporate Bond NASDAQ
1494    SKYY 7/6/2011 11.44 FIRST TRUST CLOUD COMPUTING ETF First Trust Technology NASDAQ
1495    SLIM 6/9/2016 0.03 THE OBESITY ETF Janus Health NASDAQ
1496    SLQD 10/17/2013 3.11 ISHARES 0-5 YEAR INVMT GRD CORP BD iShares Short-Term Bond NASDAQ
1497    SLV 9/28/2009 2750.95 ISHARES SILVER TRUST iShares Commodities Precious Metals NYSE
1498    SLVO 4/17/2013 2.7 CREDIT SUISSE X-LINKS SILVER COVCALL ETN Credit Suisse AG Commodities Precious Metals NASDAQ
1499    SLVP 2/2/2012 6.45 ISHARES MSCI GLOBAL SILVER MINERS iShares Equity Precious Metals NYSE
1500    SLX 9/28/2009 36.33 VANECK VECTORS STEEL ETF Van Eck Natural Resources NYSE
1501    SLY 8/30/2010 4.32 SPDR S&P 600 SMALL CAP ETF SPDR State Street Global Advisors Small Blend NYSE
1502    SLYG 8/30/2010 3.65 SPDR S&P 600 SMALL CAP GROWTH ETF SPDR State Street Global Advisors Small Growth NYSE
1503    SLYV 8/30/2010 4.81 SPDR S&P 600 SMALL CAP VALUE ETF SPDR State Street Global Advisors Small Value NYSE
1504    SMB 9/28/2009 9.45 VANECK VECTORS AMT-FREE SHORT MUNI ETF Van Eck Muni National Short NYSE
1505    SMCP 4/21/2015 0.19 ALPHAMARK ACTIVELY MANAGED SMALL CAP ETF NASDAQ
1506    SMD 3/7/2016 0.33 SPDR S&P 1000 ETF SPDR State Street Global Advisors Mid-Cap Blend NYSE
1507    SMDD 2/11/2010 9.5 PROSHARES ULTRAPRO SHORT MIDCAP400 ProShares Trading--Inverse Equity NYSE
1508    SMDV 2/5/2015 2.53 PROSHARES RUSSELL 2000 DIVIDEND GROWERS ProShares Small Value BATS
1509    SMEZ 6/5/2014 0.99 SPDR EURO STOXX SMALL CAP ETF SPDR State Street Global Advisors Europe Stock NYSE
1510    SMH 9/28/2009 1360.88 VANECK VECTORS SEMICONDUCTOR ETF Van Eck Technology NYSE
1511    SMHD 2/4/2015 3.49
1512    SMIN 2/9/2012 4.2 ISHARES MSCI INDIA SMALL-CAP iShares India Equity BATS
1513    SMLF 4/30/2015 0.37 ISHARES EDGE MSCI MULTIFACTOR USA SM-CP iShares Small Blend NYSE
1514    SMLL 7/29/2014 0.26 DIREXION DAILY SMALL CAP BULL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
1515    SMLV 2/21/2013 1.2 SPDR SSGA US SMALL CAP LOW VOLATIL ETF SPDR State Street Global Advisors Small Blend NYSE
1516    SMMU 2/3/2010 1.62 PIMCO SHORT TERM MUNICIPAL BOND ACTV ETF Pimco Muni National Short NYSE
1517    SMMV 9/9/2016 0.14 ISHARES EDGE MSCI MIN VOL USA SMALL-CAP iShares Small Blend BATS
1518    SMN 9/28/2009 171.8 PROSHARES ULTRASHORT BASIC MATE ProShares Trading-Inverse Equity NYSE
1519    SNLN 11/7/2012 11.74 HIGHLAND/IBOXX SENIOR LOAN ETF Highland Funds Bank Loan NASDAQ
1520    SNSR 9/16/2016 1.01 GLOBAL X INTERNET OF THINGS THEMATIC ETF Global X Funds Technology NASDAQ
1521    SOCL 11/15/2011 12.6 GLOBAL X SOCIAL MEDIA ETF NASDAQ
1522    SOIL 5/26/2011 2.5 GLOBAL X FERTILIZERS/POTASH ETF Global X Funds Natural Resources NYSE
1523    SOVB 2/23/2016 0.18
1524    SOXL 4/9/2010 114.23 DIREXION DAILY SEMICONDCT BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1525    SOXS 4/9/2010 59.83 DIREXION DAILY SEMICONDCT BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1526    SOXX 9/24/2010 101.4 ISHARES PHLX SOX SEMICONDUCTOR SECTOR INDEX FUND NASDAQ
1527    SOYB 9/19/2011 2.64 TEUCRIUM SOYBEAN FUND ETV Teucrium Commodities Agriculture NYSE
1528    SPDN 6/8/2016 0.75 DIREXION DAILY S&P 500 BEAR 1X ETF Direxion Funds Trading--Inverse Equity NYSE
1529    SPFF 7/17/2012 11.7 GLOBAL X SUPERINCOME PREFERRED ETF Global X Funds Preferred Stock NYSE
1530    SPHB 5/5/2011 12.73 POWERSHARES S&P 500 HIGH BETA ETF PowerShares Large Blend NYSE
1531    SPHD 10/18/2012 27.45 POWERSHARES S&P 500 HIGH DIV LOW VOLETF PowerShares Large Value NYSE
1532    SPHQ 11/7/2011 13.77 POWERSHARES S&P 500 QUALITY ETF PowerShares Large Blend NYSE
1533    SPLV 5/5/2011 163.45 POWERSHARES S&P 500 LOW VOLATILITY ETF PowerShares Large Value NYSE
1534    SPLX 3/26/2014 1.08 UBS ETRACS M RESET 2XLVG S&P 500 TR ETN UBS Group AG Trading--Leveraged Equity NYSE
1535    SPMO 10/12/2015 0.03 POWERSHARES S&P 500 MOMENTUM PowerShares Large Growth NYSE
1536    SPPP 12/19/2012 15.12 SPROTT PHYSICAL PLATINUM AND PA Exchange Traded Fund Financial NYSE
1537    SPUN 6/10/2015 0.08 VANECK VECTORS GLOBAL SPIN-OFF ETF Van Eck Mid-Cap Blend NYSE
1538    SPUU 5/28/2014 1.88 DIREXION DAILY S&P 500 BULL 2X ETF Exchange Traded Fund Financial NYSE
1539    SPVU 10/9/2015 0.09
1540    SPXE 9/24/2015 0.13 PROSHARES S&P 500 EX-ENERGY ProShares Large Blend NYSE
1541    SPXH 6/24/2013 0.73 JANUS VELOCITY VOLATILITY HDGD LG CP ETF Janus Long-Short Equity NYSE
1542    SPXL 3/5/2012 296.29 DIREXION DAILY S&P500 BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1543    SPXN 9/24/2015 0.01 PROSHARES S&P 500 EX-FINANCIALS ProShares Large Blend NYSE
1544    SPXS 3/5/2012 381.64 DIREXION DAILY S&P 500 BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1545    SPXT 9/24/2015 0.02
1546    SPXU 9/28/2009 1350.02 PROSHARES ULTRAPRO SHORT S&P500 ProShares Trading--Inverse Equity NYSE
1547    SPXV 9/24/2015 0.01
1548    SPY 9/30/2009 31102.3 SPDR S&P 500 ETF SPDR State Street Global Advisors Large Blend NYSE
1549    SPYB 2/5/2015 0.16 SPDR S&P 500 BUYBACK ETF SPDR State Street Global Advisors Large Blend NYSE
1550    SPYD 10/22/2015 1.6 SPDR S&P 500 HIGH DIVIDEND ETF SPDR State Street Global Advisors Large Value NYSE
1551    SPYG 8/30/2010 5.26 SPDR S&P 500 GROWTH ETF SPDR State Street Global Advisors Large Growth NYSE
1552    SPYV 8/30/2010 2.45 SPDR S&P 500 VALUE ETF SPDR State Street Global Advisors Large Value NYSE
1553    SPYX 12/1/2015 0.44 SPDR S&P 500 FOSSIL FUEL RSRV FREE ETF SPDR State Street Global Advisors Large Blend NYSE
1554    SQLV 7/13/2017 0.02 LEGG MASON SMALL-CAP QUALITY VALUE ETF NASDAQ
1555    SQQQ 2/11/2010 762.11 PROSHARES ULTRAPRO SHORT QQQ ProShares Trading--Inverse Equity NASDAQ
1556    SQZZ 3/22/2017 0.02 ACTIVE ALTS CONTRARIAN ETF NASDAQ
1557    SRET 3/17/2015 1.09 GLOBAL X SUPERDIVIDEND REIT ETF Global X Funds Real Estate NASDAQ
1558    SRLN 4/4/2013 16.77 SPDR BLACKSTONE / GSO SENIOR LOAN ETF SPDR State Street Global Advisors Bank Loan NYSE
1559    SRS 9/28/2009 450.56 PROSHARES ULTRASHORT REAL ESTATE ProShares Trading--Inverse Equity NYSE
1560    SRTY 2/11/2010 218.6 PROSHARES ULTRAPRO SHORT RUSSELL2000 ProShares Trading--Inverse Equity NYSE
1561    SSG 9/28/2009 14.51 PROSHARES ULTRASHORT SEMICONDUCTORS ProShares Trading--Inverse Equity NYSE
1562    SSO 9/28/2009 2487.62 PROSHARES ULTRA S&P500 ProShares Trading--Leveraged Equity NYSE
1563    SST 12/1/2011 1.9 SPDR BLMBG BARCLAYS ST TREASURY ETF SPDR State Street Global Advisors Short Government NYSE
1564    STIP 12/3/2010 6.89 ISHARES 0-5 YEAR TIPS BOND iShares Inflation-Protected Bond NYSE
1565    STN 9/28/2009 8.31
1566    STOT 4/14/2016 0.23
1567    STPP 8/10/2010 2 IPATH US TREASURY STEEPENER ETN iPath Trading-Miscellaneous NYSE
1568    STPZ 9/28/2009 16.53 PIMCO 1-5 YEAR US TIPS ETF Pimco Inflation-Protected Bond NYSE
1569    SUB 9/28/2009 11.92 ISHARES SHORT-TERM NATIONAL MUNI BOND iShares Muni National Short NYSE
1570    SUSB 7/18/2017 0.01 ISHARES ESG 1-5 YEAR USD CORPORATE BOND ETF NASDAQ
1571    SUSC 7/20/2017 0.01 ISHARES ESG USD CORPORATE BOND ETF NASDAQ
1572    SVXY 10/4/2011 781.11 PROSHARES SHORT VIX SHORT-TERM FUTURES ProShares Volatility NYSE
1573    SWIN 1/10/2017 0.12 ALPS/DORSEY WRIGHT SECTOR MOMENTUM ETF NASDAQ
1574    SYE 1/9/2014 0.16 SPDR MFS SYSTEMATIC CORE EQUITY ETF SPDR State Street Global Advisors Large Value NYSE
1575    SYG 1/9/2014 0.32 SPDR MFS SYSTEMATIC GROWTH EQUITY ETF SPDR State Street Global Advisors Large Growth NYSE
1576    SYLD 5/14/2013 4.08 CAMBRIA SHAREHOLDER YIELD ETF CAMBRIA ETF TRUST Mid-Cap Value NYSE
1577    SYV 1/9/2014 0.09 SPDR MFS SYSTEMATIC VALUE EQUITY ETF SPDR State Street Global Advisors Large Value NYSE
1578    SZK 9/28/2009 1.45 PROSHARES ULTRASHORT CONSUMER GOODS ProShares Trading--Inverse Equity NYSE
1579    TAGS 3/28/2012 0.38 TEUCRIUM AGRICULTURAL ETF Exchange Traded Fund Financial NYSE
1580    TAN 9/28/2009 78.65 GUGGENHEIM SOLAR ETF Guggenheim Investments Miscellaneous Sector NYSE
1581    TAO 9/28/2009 10.35 GUGGENHEIM CHINA REAL ESTATE ETF Guggenheim Investments China Region NYSE
1582    TAPR 7/15/2014 0.32 BARCLAYS INVERSE US TREASURY AGGT ETN Barclays Funds Trading--Inverse Debt NASDAQ
1583    TBF 9/28/2009 97.07 PROSHARES SHORT 20+ YEAR TREASURY ProShares Trading--Inverse Debt NYSE
1584    TBLU 2/15/2017 0.02 TORTOISE WATER Tortoise Capital Advisors Natural Resources BATS
1585    TBT 9/28/2009 1815.45 PROSHARES ULTRASHORT 20+ YEAR TREASURY ProShares Trading--Inverse Debt NYSE
1586    TBX 4/5/2011 2.34 PROSHARES SHORT 7-10 YEAR TREASURY ProShares Trading--Inverse Debt NYSE
1587    TCHF 5/12/2016 0.05 ISHARES EDGE MSCI MULTIFACTOR TECHNOLOGY iShares Technology BATS
1588    TDIV 8/14/2012 11.6 FIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUND NASDAQ
1589    TDTF 9/22/2011 4.58 FLEXSHARES IBOXX 5YR TARGET DUR TIPS ETF Flexshares Trust Inflation-Protected Bond NYSE
1590    TDTT 9/23/2011 7.75 FLEXSHARES IBOXX 3 YEAR TARGET Northern Trust Inflation-Protected Bond NYSE
1591    TECL 3/5/2012 38.74 DIREXION DAILY TECHNOLOGY BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1592    TECS 3/5/2012 19.31 DIREXION DAILY TECHNOLOGY BEAR 3X ETF Exchange Traded Fund Financial NYSE
1593    TECZ 4/7/2016 0.03
1594    TFI 9/28/2009 59.51 SPDR NUVEEN BLMBG BARCLAYS MUNI BD ETF SPDR State Street Global Advisors Muni National Long NYSE
1595    TFLO 2/4/2014 0.3 ISHARES TREASURY FLOATING RATE BOND iShares Short Government NYSE
1596    THD 9/28/2009 90.74 ISHARES MSCI THAILAND CAPPED iShares Miscellaneous Region NYSE
1597    THHY 3/22/2013 0.6 VANECK VECTORS TRS-HDGD HI YLD BD ETF Van Eck Nontraditional Bond NYSE
1598    THRK 3/18/2013 0.82 SPDR RUSSELL 3000 ETF SPDR State Street Global Advisors Large Blend NYSE
1599    TILT 9/22/2011 2.14 FLEXSHARES MSTAR US MKT FACTORS TILT ETF Flexshares Trust Large Blend NYSE
1600    TIP 9/28/2009 284.73 ISHARES BARCLAYS TIPS BOND FUND iShares Inflation-Protected Bond NYSE
1601    TIPX 5/30/2013 0.53 SPDR BLMBG BARCLAYS 1-10 YEAR TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond NYSE
1602    TIPZ 9/28/2009 1.84 PIMCO BROAD US TIPS ETF Pimco Inflation-Protected Bond NYSE
1603    TLDH 11/10/2015 0.11
1604    TLEH 11/10/2015 0.34 FLEXSHARES CCY HDGD MS EM FCT TILTIDX Flexshares Trust Diversified Emerging Mkts NYSE
1605    TLH 9/28/2009 11.99 ISHARES 10-20 YEAR TREASURY BOND iShares Long Government NYSE
1606    TLO 9/28/2009 7.69 SPDR BLMBG BARCLAYS LONG TERM TRS ETF SPDR State Street Global Advisors Long Government NYSE
1607    TLT 9/28/2009 2978.24 ISHARES 20+ YEAR TREASURY BOND iShares Long Government NASDAQ
1608    TLTD 9/28/2012 4.81 FLEXSHARES MSTAR DEVMKS EXUS FCTTILT ETF Flexshares Trust Foreign Large Blend NYSE
1609    TLTE 9/28/2012 4.08 FLEXSHARES MSTAR EMGMKTS FCTTILT ETF Flexshares Trust Diversified Emerging Mkts NYSE
1610    TMF 9/28/2009 60.95 DIREXION DAILY 20+ YR TRSY BULL 3X ETF Direxion Funds Trading--Leveraged Debt NYSE
1611    TMV 9/28/2009 232.58 DIREXION DAILY 20+ YR TRSY BEAR 3X ETF Direxion Funds Trading--Inverse Debt NYSE
1612    TNA 9/28/2009 2995.15 DIREXION DAILY SMALL CAP BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1613    TOFR 9/16/2014 0.16
1614    TOK 9/28/2009 3.26 ISHARES MSCI KOKUSAI iShares World Stock NYSE
1615    TOLZ 3/27/2014 0.82 PROSHARES DJ BROOKFIELD GLOBAL INFRAS ProShares Infrastructure NYSE
1616    TOTL 2/24/2015 21.84 SPDR DOUBLELINE TOTAL RETURN TACT ETF SPDR State Street Global Advisors Intermediate-Term Bond NYSE
1617    TPYP 6/30/2015 0.65 TORTOISE NORTH AMERICAN PIPELINE FUND Tortoise Capital Energy Limited Partnership NYSE
1618    TQQQ 2/11/2010 714.81 PROSHARES ULTRAPRO QQQ ProShares Trading--Leveraged Equity NASDAQ
1619    TRSK 6/24/2013 1.16 JANUS VELOCITY TAIL RISK HDGD LG CP ETF Janus Long-Short Equity NYSE
1620    TTAC 9/28/2016 0.22 TRIMTABS FLOAT SHRINK ETF TrimTabs Large Blend BATS
1621    TTFS 10/5/2011 2.7 ADVISORSHARES WILSHIRE BUYBACK ETF AdvisorShares Mid-Cap Blend NYSE
1622    TTT 4/9/2010 21.52 PROSHARES ULTRAPRO SHORT 20+ YEAR TRS ProShares Trading--Inverse Debt NYSE
1623    TUR 9/28/2009 114.95 ISHARES MSCI TURKEY ETF NASDAQ
1624    TUSA 9/16/2014 0.23 FIRST TRUST TOTAL US MARKET ALPHADEX ETF NASDAQ
1625    TUZ 9/28/2009 3.07 PIMCO 1-3 YEAR US TREASURY ETF Pimco Short Government NYSE
1626    TVIX 11/30/2010 1671.16 VELOCITYSHARES DAILY 2X VIX ST ETN Credit Suisse AG Volatility NASDAQ
1627    TVIZ 11/30/2010 1.98 VELOCITYSHARES DAILY 2X VIX MT ETN Credit Suisse AG Volatility NASDAQ
1628    TWM 9/28/2009 846.1 PROSHARES ULTRASHORT RUSSELL2000 ProShares Trading--Inverse Equity NYSE
1629    TWOK 7/9/2013 1.27 SPDR RUSSELL 2000 ETF SPDR State Street Global Advisors Small Blend NYSE
1630    TYBS 3/23/2011 0.58 DIREXION DAILY 20+ YEAR TRS BEAR 1X ETF Direxion Funds Trading--Inverse Debt NYSE
1631    TYD 9/28/2009 2.5 DIREXION DAILY 10-YR TREASURY B Direxion Funds Trading-Leveraged Debt NYSE
1632    TYNS 3/23/2011 0.38 DIREXION DAILY 7 10 YEAR TREASU Direxion Funds Trading-Inverse Debt NYSE
1633    TYO 9/28/2009 4.8 DIREXION DAILY 7-10 YR TRS BEAR 3X ETF Direxion Funds Trading--Inverse Debt NYSE
1634    TZA 9/28/2009 3007.6 DIREXION DAILY SMALL CAP BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1635    UAE 5/1/2014 1.87 ISHARES MSCI UAE CAPPED iShares Miscellaneous Region NASDAQ
1636    UAG 9/28/2009 1.1 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Agriculture NYSE
1637    UBC 9/28/2009 1.25 UBS ETRACS CMCI LIVESTOCK TOT RET ETN UBS Group AG Commodities Agriculture NYSE
1638    UBG 9/28/2009 0.8 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Precious Metals NYSE
1639    UBIO 6/23/2015 14.88 PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ProShares Trading--Leveraged Equity NASDAQ
1640    UBM 9/29/2009 0.93 UBS ETRACS CMCI INDL MTLS TOT RET ETN UBS Group AG Commodities Industrial Metals NYSE
1641    UBN 9/29/2009 0.66 UBS ETRACS CMCI ENERGY TOTAL RETURN ETN UBS Group AG Commodities Energy NYSE
1642    UBR 7/12/2010 3.32 PROSHARES ULTRA MSCI BRAZIL CAPPED ProShares Trading--Leveraged Equity NYSE
1643    UBT 1/21/2010 9.77 PROSHARES ULTRA 20+ YEAR TREASURY ProShares Trading--Leveraged Debt NYSE
1644    UCC 9/28/2009 1.31 PROSHARES ULTRA CONSUMER SERVICES ProShares Trading--Leveraged Equity NYSE
1645    UCI 9/29/2009 4.41 UBS ETRACS CMCI TOTAL RETURN ETN UBS Group AG Commodities Broad Basket NYSE
1646    UCO 9/28/2009 1034.34 PROSHARES ULTRA DJ-AIG CRUDE OI ProShares Trading-Leveraged Commodities NYSE
1647    UDN 9/28/2009 17.73 POWERSHARES DB US DOLLAR BEARISH ETF PowerShares DB Multicurrency NYSE
1648    UDOW 2/11/2010 90.06 PROSHARES ULTRAPRO DOW30 ProShares Trading--Leveraged Equity NYSE
1649    UGA 9/28/2009 15.37 UNITED STATES GASOLINE United States Commodity Funds LLC Commodities Energy NYSE
1650    UGAZ 2/8/2012 520.57 VELOCITYSHARES 3X LONG NATURAL GAS ETN Credit Suisse AG Trading--Leveraged Commodities NYSE
1651    UGE 9/28/2009 1.09 PROSHARES ULTRA CONSUMER GOODS ProShares Trading--Leveraged Equity NYSE
1652    UGL 9/28/2009 48.47 PROSHARES ULTRA GOLD ProShares Trading--Leveraged Commodities NYSE
1653    UGLD 10/17/2011 32.96 VELOCITYSHARES 3X LONG GOLD ETN Credit Suisse AG Trading--Leveraged Commodities NASDAQ
1654    UHN 9/28/2009 1.41 UNITED STATES DIESEL-HEATING OIL United States Commodity Funds LLC Commodities Energy NYSE
1655    UJB 4/14/2011 0.5 PROSHARES ULTRA HIGH YIELD ProShares Trading--Leveraged Debt NYSE
1656    ULE 9/28/2009 3.73 PROSHARES ULTRA EURO ProShares Trading--Miscellaneous NYSE
1657    ULST 10/10/2013 1.1 SPDR SSGA ULTRA SHORT TERM BOND ETF SPDR State Street Global Advisors Ultrashort Bond NYSE
1658    UMDD 2/11/2010 10.47 PROSHARES ULTRAPRO MIDCAP400 ProShares Trading--Leveraged Equity NYSE
1659    UNG 9/28/2009 1480.3 UNITED STATES NATURAL GAS United States Commodity Funds LLC Commodities Energy NYSE
1660    UNL 11/18/2009 5.58 UNITED STATES 12 MONTH NATURAL GAS United States Commodity Funds LLC Commodities Energy NYSE
1661    UPRO 9/28/2009 806.89 PROSHARES ULTRAPRO S&P500 ProShares Trading--Leveraged Equity NYSE
1662    UPV 7/12/2010 1.68 PROSHARES ULTRA FTSE EUROPE ProShares Trading--Leveraged Equity NYSE
1663    UPW 9/28/2009 2.2 PROSHARES ULTRA UTILITIES ProShares Trading--Leveraged Equity NYSE
1664    URA 11/5/2010 47.75 GLOBAL X URANIUM ETF Global X Funds Natural Resources NYSE
1665    URE 9/28/2009 226.4 PROSHARES ULTRA REAL ESTATE ProShares Trading-Leveraged Equity NYSE
1666    URR 9/28/2009 0.53 MARKET VECTORS DOUBLE LONG EURO ETN Market Vectors Trading--Miscellaneous NYSE
1667    URTH 1/12/2012 4.49 ISHARES MSCI WORLD iShares World Stock NYSE
1668    URTY 2/11/2010 98.15 PROSHARES ULTRAPRO RUSSELL2000 ProShares Trading--Leveraged Equity NYSE
1669    USAG 4/13/2012 0.21
1670    USCI 8/10/2010 12.34 UNITED STATES COMMODITY INDEX United States Commodity Funds LLC Commodities Broad Basket NYSE
1671    USD 9/28/2009 22.05 PROSHARES ULTRA SEMICONDUCTORS ProShares Trading--Leveraged Equity NYSE
1672    USDU 12/18/2013 4.67 WISDOMTREE BLOOMBERG US DLLR BULLISH ETF WisdomTree Multicurrency NYSE
1673    USFR 2/4/2014 0.34 WISDOMTREE BLOOMBERG FLOATING RT TRS ETF WisdomTree Short Government NYSE
1674    USL 9/28/2009 12.29 UNITED STATES 12 MONTH OIL United States Commodity Funds LLC Commodities Energy NYSE
1675    USLB 11/5/2015 0.44 POWERSHARES RUSSELL 1000 LOW BETA EQ WGT PowerShares Mid-Cap Blend NASDAQ
1676    USLV 10/17/2011 120.74 VELOCITYSHARES 3X LONG SILVER ETN Credit Suisse AG Trading--Leveraged Commodities NASDAQ
1677    USMC 10/12/2017 0.01 PRINCIPAL U.S. MEGA-CAP MULTI-FACTOR INDEX ETF NASDAQ
1678    USMV 10/20/2011 144.06 ISHARES EDGE MSCI MIN VOL USA iShares Large Blend NYSE
1679    USO 9/28/2009 2519.88 UNITED STATES OIL FUND United States Commodity Funds LLC Commodities Energy NYSE
1680    USRT 11/3/2016 0.42 ISHARES CORE US REIT iShares Real Estate NYSE
1681    UST 1/22/2010 17.64 PROSHARES ULTRA 7-10 YEAR TREASURY ProShares Trading--Leveraged Debt NYSE
1682    USV 9/29/2009 1.24 UBS ETRACS CMCI SILVER TOTAL RETURN ETN UBS Group AG Commodities Precious Metals NYSE
1683    UTES 9/24/2015 0.1
1684    UTLF 5/12/2016 0.02 ISHARES EDGE MSCI MULTIFACTOR UTILITIES iShares Utilities BATS
1685    UUP 9/28/2009 264.32 POWERSHARES DB US DOLLAR BULLISH ETF PowerShares DB Multicurrency NYSE
1686    UVXY 10/4/2011 4010.21 PROSHARES ULTRA VIX SHORT-TERM FUTURES ProShares Volatility NYSE
1687    UWM 9/28/2009 397.08 PROSHARES ULTRA RUSSELL2000 ProShares Trading--Leveraged Equity NYSE
1688    UWT 12/9/2016 83.4 VELOCITYSHARES 3X LNG CRUDE OIL ETN NEW Credit Suisse AG Trading--Leveraged Commodities NYSE
1689    UXI 9/28/2009 5.04 PROSHARES ULTRA INDUSTRIALS ProShares Trading--Leveraged Equity NYSE
1690    UYG 9/28/2009 550.29 PROSHARES ULTRA FINANCIALS ProShares Trading--Leveraged Equity NYSE
1691    UYM 9/28/2009 280.6 PROSHARES ULTRA BASIC MATERIALS ProShares Trading--Leveraged Equity NYSE
1692    VALX 12/10/2014 0.33 VALIDEA MARKET LEGENDS ETF NASDAQ
1693    VAMO 9/9/2015 0.21 CAMBRIA VALUE AND MOMENTUM ETF CAMBRIA ETF TRUST Large Value BATS
1694    VAW 9/28/2009 29.27 VANGUARD MATERIALS ETF Vanguard Natural Resources NYSE
1695    VB 9/28/2009 144.97 VANGUARD SMALL-CAP ETF Vanguard Small Blend NYSE
1696    VBK 9/28/2009 51.41 VANGUARD SMALL-CAP GROWTH ETF Vanguard Small Growth NYSE
1697    VBND 10/16/2014 1.53 VIDENT CORE US BOND STRATEGY ETF Vident Financial Intermediate-Term Bond NASDAQ
1698    VBR 9/28/2009 58.73 VANGUARD SMALL-CAP VALUE ETF Vanguard Small Value NYSE
1699    VCIT 11/23/2009 91.17 VANGUARD INTERM-TERM CORP BD ETF Vanguard Corporate Bond NASDAQ
1700    VCLT 11/23/2009 32.18 VANGUARD LONG-TERM CORPORATE BD ETF Vanguard Corporate Bond NASDAQ
1701    VCR 9/28/2009 28.57 VANGUARD CONSUMER DISCRETIONARY ETF Vanguard Consumer Cyclical NYSE
1702    VCSH 11/23/2009 126.75 VANGUARD SHORT-TERM CORPORATE BOND ETF Vanguard Short-Term Bond NASDAQ
1703    VDC 9/28/2009 27.01 VANGUARD CONSUMER STAPLES ETF Vanguard Consumer Defensive NYSE
1704    VDE 9/28/2009 89.44 VANGUARD ENERGY ETF Vanguard Equity Energy NYSE
1705    VEA 9/28/2009 792.69 VANGUARD FTSE DEVELOPED MARKETS ETF Vanguard Foreign Large Blend NYSE
1706    VEGA 9/18/2012 1.14 ADVISORSHARES STAR GLOBAL BUY-WRITE ETF Exchange Traded Fund Financial NYSE
1707    VEGI 2/2/2012 1.6 ISHARES MSCI GLBL AGRICULTURE PRODUCERS iShares Natural Resources NYSE
1708    VEU 9/28/2009 330.42 VANGUARD FTSE ALL-WLD EX-US ETF Vanguard Foreign Large Blend NYSE
1709    VFH 9/28/2009 88.52 VANGUARD FINANCIALS ETF Vanguard Financial NYSE
1710    VGIT 11/23/2009 8.33 VANGUARD INTERM-TERM GOVT BD ETF Vanguard Intermediate Government NASDAQ
1711    VGK 9/28/2009 776.45 VANGUARD FTSE EUROPE ETF Vanguard Europe Stock NYSE
1712    VGLT 11/24/2009 10.42 VANGUARD LONG-TERM GOVERNMENT BD ETF Vanguard Long Government NASDAQ
1713    VGSH 11/23/2009 9.89 VANGUARD SHORT-TERM GOVERNMENT BOND ETF Vanguard Short Government NASDAQ
1714    VGT 9/28/2009 82.74 VANGUARD INFORMATION TECHNOLOGY ETF Vanguard Technology NYSE
1715    VHT 9/28/2009 56.31 VANGUARD HEALTH CARE ETF Vanguard Health NYSE
1716    VIDI 10/30/2013 3.6 VIDENT INTERNATIONAL EQUITY FUND NASDAQ
1717    VIG 9/28/2009 222.41 VANGUARD DIVIDEND APPRECIATION ETF Vanguard Large Blend NYSE
1718    VIGI 3/2/2016 3.53 VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF NASDAQ
1719    VIIX 11/30/2010 66.08 VELOCITYSHARES VIX ST ETN Credit Suisse AG Volatility NASDAQ
1720    VIIZ 11/30/2010 0.88 VELOCITYSHARES VIX MT ETN Credit Suisse AG Volatility NASDAQ
1721    VIOG 9/24/2010 1.92 VANGUARD S&P SMALL-CAP 600 GROW Vanguard Small Growth NYSE
1722    VIOO 9/24/2010 4.24 VANGUARD S&P SMALL-CAP 600 ETF Vanguard Small Blend NYSE
1723    VIOV 9/24/2010 1.79 VANGUARD S&P SMALL-CAP 600 VALUE ETF Vanguard Small Value NYSE
1724    VIS 9/28/2009 29.72 VANGUARD INDUSTRIALS ETF Vanguard Industrials NYSE
1725    VIXM 1/4/2011 11.61 PROSHARES VIX MID-TERM FUTURES ProShares Volatility NYSE
1726    VIXY 1/4/2011 466.91 PROSHARES VIX SHORT-TERM FUTURES ProShares Volatility NYSE
1727    VLU 10/25/2012 0.13 SPDR S&P 1500 VALUE TILT ETF SPDR State Street Global Advisors Large Value NYSE
1728    VLUE 4/18/2013 6.24 ISHARES EDGE MSCI USA VALUE FACTOR iShares Large Value NYSE
1729    VMAX 5/3/2016 0.59 REX VOLMAXX LNG VIX WKLY FUTS STRAT ETF VolMAXX Volatility BATS
1730    VMBS 11/23/2009 22.68 VANGUARD MORTGAGE-BACKED SECS ETF Vanguard Intermediate-Term Bond NASDAQ
1731    VMIN 5/3/2016 0.81 REX VOLMAXX SHORT VIX WKLY FUTSSTRATETF VolMAXX Volatility BATS
1732    VNLA 11/17/2016 0.41 JANUS SHORT DURATION INCOME ETF Janus World Bond NYSE
1733    VNM 9/28/2009 77.09 VANECK VECTORS VIETNAM ETF Van Eck Miscellaneous Region NYSE
1734    VNQ 9/28/2009 1287.25 VANGUARD REIT ETF Vanguard Real Estate NYSE
1735    VNQI 11/1/2010 41.72 VANGUARD GLOBAL EX-US REAL EST ETF Vanguard Global Real Estate NASDAQ
1736    VO 9/28/2009 90.44 VANGUARD MID-CAP ETF Vanguard Mid-Cap Blend NYSE
1737    VOE 9/28/2009 46.14 VANGUARD MID-CAP VALUE ETF Vanguard Mid-Cap Value NYSE
1738    VONE 9/24/2010 4.02 VANGUARD RUSSELL 1000 ETF Vanguard Large Blend NASDAQ
1739    VONG 9/24/2010 5.09 VANGUARD RUSSELL 1000 GROWTH ETF Vanguard Large Growth NASDAQ
1740    VONV 9/24/2010 4.5 VANGUARD RUSSELL 1000 VALUE ETF Vanguard Large Value NASDAQ
1741    VOO 9/24/2010 393.67 VANGUARD 500 ETF Vanguard Large Blend NYSE
1742    VOOG 9/24/2010 6.38 VANGUARD S&P 500 GROWTH ETF Vanguard Large Growth NYSE
1743    VOOV 9/24/2010 3.24 VANGUARD S&P 500 VALUE ETF Vanguard Large Value NYSE
1744    VOT 9/28/2009 33.21 VANGUARD MID-CAP GROWTH ETF Vanguard Mid-Cap Growth NYSE
1745    VOX 9/28/2009 18.9 VANGUARD TELECOMMUNICATION SERVICES ETF Vanguard Communications NYSE
1746    VPL 9/28/2009 96.25 VANGUARD FTSE PACIFIC ETF Vanguard Diversified Pacific/Asia NYSE
1747    VPU 9/28/2009 40.5 VANGUARD UTILITIES ETF Vanguard Utilities NYSE
1748    VQT 9/24/2010 3.02 BARCLAYS ETN+ S&P VEQTOR Barclays Funds Long-Short Equity NYSE
1749    VRP 5/1/2014 19.75 POWERSHARES VARIABLE RATE PREFERRED ETF PowerShares Preferred Stock NYSE
1750    VSDA 4/18/2017 0.02 VICTORYSHARES DIVIDEND ACCELERATOR ETF NASDAQ
1751    VSMV 6/22/2017 0.01 VICTORYSHARES US MULTI-FACTOR MINIMUM VOLATILITY ETF NASDAQ
1752    VSS 9/28/2009 26.54 VANGUARD FTSE ALL-WLD EX-US SMCP ETF Vanguard Foreign Small/Mid Blend NYSE
1753    VT 9/28/2009 91.7 VANGUARD TOTAL WORLD STOCK ETF Vanguard World Stock NYSE
1754    VTEB 8/25/2015 8.19
1755    VTHR 9/24/2010 1.69 VANGUARD RUSSELL 3000 ETF Vanguard Large Blend NASDAQ
1756    VTI 9/28/2009 719.25 VANGUARD TOTAL STOCK MARKET ETF Vanguard Large Blend NYSE
1757    VTIP 10/16/2012 23.9 VANGUARD SHORT-TERM INFL-PROT SECS ETF Vanguard Inflation-Protected Bond NASDAQ
1758    VTV 9/28/2009 196.76 VANGUARD VALUE ETF Vanguard Large Value NYSE
1759    VTWG 9/24/2010 3.27 VANGUARD RUSSELL 2000 GROWTH ETF Vanguard Small Growth NASDAQ
1760    VTWO 9/24/2010 10.55 VANGUARD RUSSELL 2000 ETF NASDAQ
1761    VTWV 9/24/2010 1.83 VANGUARD RUSSELL 2000 VALUE ETF Vanguard Small Value NASDAQ
1762    VUG 9/28/2009 175.61 VANGUARD GROWTH ETF Vanguard Large Growth NYSE
1763    VUSE 1/22/2014 1.82 VIDENT CORE US EQUITY Vident Financial Mid-Cap Value NASDAQ
1764    VV 9/28/2009 61.58 VANGUARD LARGE-CAP ETF Vanguard Large Blend NYSE
1765    VWO 9/28/2009 3391.13 VANGUARD FTSE EMERGING MARKETS ETF Vanguard Diversified Emerging Mkts NYSE
1766    VWOB 6/4/2013 9.98 VANGUARD EMERGING MKTS GOVT BD ETF Vanguard Emerging Markets Bond NASDAQ
1767    VXF 9/28/2009 57.88 VANGUARD EXTENDED MARKET ETF Vanguard Mid-Cap Blend NYSE
1768    VXUS 1/28/2011 64.35 VANGUARD TOTAL INTERNATIONAL STOCK ETF Vanguard Foreign Large Blend NASDAQ
1769    VXX 9/28/2009 10932.5 IPATH S&P 500 VIX ST FUTURES ETN Barclays Funds Volatility NYSE
1770    VXZ 9/28/2009 155.84 IPATH S&P 500 VIX MT FUTURES ETN Barclays Funds Volatility NYSE
1771    VYM 9/28/2009 133.69 VANGUARD HIGH DIVIDEND YIELD ETF Vanguard Large Value NYSE
1772    VYMI 3/2/2016 2.32 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF NASDAQ
1773    WBIA 8/27/2014 0.84 WBI TACTICAL SMG SHARES ETF WBI Investments Mid-Cap Blend NYSE
1774    WBIB 8/27/2014 0.86 WBI TACTICAL SMV SHARES ETF WBI Investments Mid-Cap Blend NYSE
1775    WBIC 8/27/2014 1.05 WBI TACTICAL SMY SHARES ETF WBI Investments Mid-Cap Value NYSE
1776    WBID 8/27/2014 0.83 WBI TACTICAL SMS SHARES ETF WBI Investments Mid-Cap Blend NYSE
1777    WBIE 8/27/2014 0.92 WBI TACTICAL LCG SHARES ETF WBI Investments Large Growth NYSE
1778    WBIF 8/27/2014 0.88 WBI TACTICAL LCV SHARES ETF WBI Investments Large Blend NYSE
1779    WBIG 8/27/2014 1 WBI TACTICAL LCY SHARES ETF WBI Investments Large Blend NYSE
1780    WBIH 8/27/2014 1.68 WBI TACTICAL HIGH INCOME SHARES ETF WBI Investments Allocation--15% to 30% Equity NYSE
1781    WBII 8/27/2014 1.48 WBI TACTICAL INCOME SHARES ETF WBI Investments Allocation--15% to 30% Equity NYSE
1782    WBIL 8/27/2014 0.8 WBI TACTICAL LCS SHARES ETF WBI Investments Large Blend NYSE
1783    WBIR 7/27/2016 0.15 WBI TACTICAL ROTATION SHARES WBI Investments Multialternative NYSE
1784    WBIY 12/22/2016 0.19 WBI POWER FACTOR HIGH DIVIDEND ETF WBI Investments Large Value NYSE
1785    WDIV 5/30/2013 1.48 SPDR S&P GLOBAL DIVIDEND ETF SPDR State Street Global Advisors World Stock NYSE
1786    WDRW 8/19/2015 0.21 DIREXION DAILY REGIONAL BNKS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1787    WDTI 1/5/2011 7.35 WISDOMTREE MANAGED FUTURES STRATEGY ETF WisdomTree Managed Futures NYSE
1788    WEAR 12/9/2016 0.07 THE WEAR ETF Wear Technology BATS
1789    WEAT 9/19/2011 8.06 TEUCRIUM WHEAT ETF Teucrium Commodities Agriculture NYSE
1790    WEET 4/21/2011 0.2 IPATH PURE BETA GRAINS ETN Barclays Funds Commodities Agriculture NYSE
1791    WIL 7/10/2014 0.04 BARCLAYS WOMEN IN LEADERSHIP ETN Barclays Funds Large Blend NYSE
1792    WIP 9/28/2009 28.8 SPDR CITI INTL GOVT INFL-PROT BD ETF SPDR State Street Global Advisors World Bond NYSE
1793    WMCR 9/24/2010 1.37 WILSHIRE MICRO-CAP ETF Guggenheim Investments Small Blend NYSE
1794    WMW 9/28/2009 1.58 ELEMENTS MORNINGSTAR WIDEMOAT FOC TR ETN ELEMENTS Large Blend NYSE
1795    WOOD 9/28/2009 6.6 ISHARES GLOBAL TIMBER & FORESTRY iShares Natural Resources NASDAQ
1796    WPS 9/28/2009 4.99 ISHARES TRUST ISHARES S&P DEVEL iShares Global Real Estate NYSE
1797    WREI 4/12/2010 0.84 WILSHIRE US REIT ETF Guggenheim Investments Real Estate NYSE
1798    WSKY 10/12/2016 0.1 SPIRITED FUNDS/ETFMG WHISKEY&SPIRITS ETF SpiritedFund Consumer Defensive NYSE
1799    WTID 1/5/2017 0.35 UBS ETRACS PROSHARES DLY 3X INVRS CRDETN UBS Trading--Inverse Commodities NYSE
1800    WTIU 1/5/2017 0.56 UBS ETRACS PROSHARES DLY 3X LNG CRUD ETN UBS Trading--Leveraged Commodities NYSE
1801    WTRX 8/9/2016 0.05 SUMMIT WATER INFRAS MULTIFACTOR ETF Summit Water Natural Resources NYSE
1802    WYDE 8/7/2014 0.16 PROSHARES CDS SHRT NRTH AMER HY CRDT ETF Exchange Traded Fund Financial BATS
1803    XAR 9/29/2011 6.02 SPDR S&P AEROSPACE & DEFENSE ETF SPDR State Street Global Advisors Industrials NYSE
1804    XBI 9/28/2009 709.79 SPDR S&P BIOTECH ETF SPDR State Street Global Advisors Health NYSE
1805    XCEM 9/2/2015 0.14 COLUMBIA EM CORE EX-CHINA ETF Columbia Diversified Emerging Mkts NYSE
1806    XES 9/28/2009 81.53 SPDR S&P OIL & GAS EQUIPMENT&SVCS ETF SPDR State Street Global Advisors Equity Energy NYSE
1807    XHB 9/28/2009 1228.11 SPDR S&P HOMEBUILDERS ETF SPDR State Street Global Advisors Consumer Cyclical NYSE
1808    XHE 1/27/2011 1.69 SPDR S&P HEALTH CARE EQUIPMENT ETF SPDR State Street Global Advisors Health NYSE
1809    XHS 9/29/2011 3.64 SPDR S&P HEALTH CARE SERVICES ETF SPDR State Street Global Advisors Health NYSE
1810    XIV 11/30/2010 3449.41 VELOCITYSHARES DAILY INVERSE VIX ST ETN Credit Suisse AG Volatility NASDAQ
1811    XIVH 7/14/2016 0.14 VELOCITYSHARES VIX SHRT VOLATIL HDG ETN UBS Volatility NYSE
1812    XLB 9/28/2009 1909.64 MATERIALS SELECT SECTOR SPDR State Street Global Advisors Natural Resources NYSE
1813    XLE 9/28/2009 5762.9 ENERGY SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Equity Energy NYSE
1814    XLF 9/28/2009 4025.37 FINANCIAL SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Financial NYSE
1815    XLG 9/28/2009 7.67 GUGGENHEIM S&P 500 TOP 50 ETF Guggenheim Investments Large Blend NYSE
1816    XLI 9/28/2009 2606.85 INDUSTRIAL SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Industrials NYSE
1817    XLK 9/28/2009 1599.93 TECHNOLOGY SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Technology NYSE
1818    XLP 9/28/2009 1602.55 CONSUMER STAPLES SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Consumer Defensive NYSE
1819    XLRE 10/8/2015 56.19 REAL ESTATE SELECT SECTOR SPDR SPDR State Street Global Advisors Real Estate NYSE
1820    XLU 9/28/2009 2460.55 UTILITIES SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Utilities NYSE
1821    XLV 9/28/2009 2220.59 HEALTH CARE SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Health NYSE
1822    XLY 9/28/2009 1856.06 CONSUMER DISCRET SEL SECT SPDR ETF SPDR State Street Global Advisors Consumer Cyclical NYSE
1823    XME 9/28/2009 1320.15 SPDR S&P METALS AND MINING ETF SPDR State Street Global Advisors Natural Resources NYSE
1824    XMLV 2/15/2013 6.97 POWERSHARES S&P MIDCAP LOW VOLATIL ETF PowerShares Mid-Cap Value NYSE
1825    XMPT 7/13/2011 2.98 VANECK VECTORS CEF MUNICIPAL INCOME ETF Van Eck Muni National Long NYSE
1826    XMX 2/10/2017 0.14 WISDOMTREE GLOBAL EX-MEXICO EQUITY ETF WisdomTree World Stock NYSE
1827    XOP 9/28/2009 3079.24 SPDR S&P OIL & GAS EXPLOR & PRODTN ETF SPDR State Street Global Advisors Equity Energy NYSE
1828    XPH 9/28/2009 26.97 SPDR S&P PHARMACEUTICALS ETF SPDR State Street Global Advisors Health NYSE
1829    XPP 9/28/2009 13.65 PROSHARES ULTRA FTSE CHINA 50 ProShares Trading--Leveraged Equity NYSE
1830    XRLV 4/9/2015 1.37 POWERSHARES S&P 500EX-RATE SNSVLWVTL ETF PowerShares Large Blend NYSE
1831    XRT 9/28/2009 2009.37 SPDR S&P RETAIL ETF SPDR State Street Global Advisors Consumer Cyclical NYSE
1832    XSD 9/28/2009 23.55 SPDR S&P SEMICONDUCTOR ETF State Street Global Advisors Technology NYSE
1833    XSHD 12/1/2016 0.12 POWERSHARES S&P SMCP HI DIV LOW VOLATIL PowerShares Small Value BATS
1834    XSLV 2/15/2013 7.15 POWERSHARES S&P SMALLCAP LOW VOLATIL ETF PowerShares Small Value NYSE
1835    XSOE 12/10/2014 0.19
1836    XSW 9/29/2011 0.75 SPDR S&P SOFTWARE & SERVICES ETF SPDR State Street Global Advisors Technology NYSE
1837    XT 3/23/2015 3.62 ISHARES EXPONENTIAL TECHNOLOGIES iShares Miscellaneous Sector NYSE
1838    XTH 6/28/2016 0.02
1839    XTL 1/27/2011 1.36 SPDR S&P TELECOM ETF SPDR State Street Global Advisors Communications NYSE
1840    XTN 1/27/2011 6.95 SPDR S&P TRANSPORTATION ETF SPDR State Street Global Advisors Industrials NYSE
1841    XUSA 1/26/2017 0.04 QUANTX DYNAMIC BETA US EQUITY ETF QUANTX Large Blend BATS
1842    XVZ 8/18/2011 3.52 IPATH S&P 500 DYNAMIC VIX ETN Barclays Funds Volatility NYSE
1843    XWEB 6/28/2016 0.02 SPDR S&P INTERNET ETF SPDR State Street Global Advisors Technology NYSE
1844    XXV 8/3/2010 5.25 IPATH INVERSE S&P 500 VIX ST FUT ETN Barclays Funds Volatility NYSE
1845    YANG 2/22/2011 45.84 DIREXION DAILY FTSE CHINA BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1846    YAO 10/19/2009 4.64 GUGGENHEIM CHINA ALL-CAP ETF Guggenheim Investments China Region NYSE
1847    YCL 9/28/2009 1.32 PROSHARES ULTRA YEN ProShares Trading--Miscellaneous NYSE
1848    YCS 9/28/2009 47.5 PROSHARES ULTRASHORT YEN ProShares Trading--Miscellaneous NYSE
1849    YDIV 8/23/2013 0.99 INTERNATIONAL MA DIVERS INC ETF First Trust World Allocation NASDAQ
1850    YINN 2/22/2011 134.73 DIREXION DAILY FTSE CHINA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1851    YLCO 5/28/2015 0.39 GLOBAL X YIELDCO ETF Global X Funds World Stock NASDAQ
1852    YLD 7/9/2015 0.2 PRINCIPAL EDGE ACTIVE INCOME ETF Principal Funds Allocation--30% to 50% Equity NYSE
1853    YLDE 5/23/2017 0.01 CLEARBRIDGE DIVIDEND STRATEGY ESG ETF NASDAQ
1854    YMLI 2/12/2013 1.72 VANECK VECTORS HIGH INC INFRAS MLP ETF Van Eck Energy Limited Partnership NYSE
1855    YMLP 3/13/2012 11.84 VANECK VECTORS HIGH INCOME MLP ETF Van Eck Energy Limited Partnership NYSE
1856    YXI 4/9/2010 1.79 PROSHARES SHORT FTSE CHINA 50 ProShares Trading--Inverse Equity NYSE
1857    YYY 2/25/2013 4.3 YIELDSHARES HIGH INCOME ETF YieldShares Tactical Allocation NYSE
1858    ZBIO 6/23/2015 5.29 PROSHARES ULTRAPRO SHORT NASDAQ BIOTECH ProShares Trading--Inverse Equity NASDAQ
1859    ZIV 11/30/2010 13.79 VELOCITYSHARES DAILY INVERSE VIX MT ETN Credit Suisse AG Volatility NASDAQ
1860    ZMLP 1/28/2014 2.59 DIREXION ZACKS MLP HIGH INCOME ETF Direxion Funds Energy Limited Partnership NYSE
1861    ZROZ 11/4/2009 7.47 PIMCO 25+ YEAR ZERO COUPON US TRS ETF Pimco Long Government NYSE
1862    ZSL 9/28/2009 305.91 PROSHARES ULTRASHORT SILVER ProShares Trading--Inverse Commodities NYSE

Delisted Instruments:

</
 #   Symbol   StartDate   Size(MB)   Description   Industry   Sector   Exchange 
1    AAIT 2/9/2012 0.45 ISHARES MSCI ALL COUNTRY ASIA INFO TECH Exchange Traded Fund Financial NASDAQ
2    AAVX 9/8/2011 0.22 ETRACS DAILY SHORT 1 MONTH S&P NYSE
3    ABCS 6/8/2011 0.38 GUGGENHEIM ABC HIGH DIVIDEND ET Guggenheim Funds Distributors, Inc. Foreign Large Value NYSE
4    ACCU 1/26/2012 1.25 ADVISORSHARES ACCUVEST GLOBAL OPPORT ETF Exchange Traded Fund Financial NYSE
5    AGEM 2/28/2011 0.47 EGSHARES GEMS COMPOSITE ETF Emerging Global Advisors Diversified Emerging Mkts NYSE
6    AGLS 8/8/2011 0.73 ACCUVEST GLOBAL LONG SHORT ETF NYSE
7    AGOL 1/14/2011 0.22 ETFS ASIAN GOLD TRUST ETF Securities Ltd Commodities Precious Metals NYSE
8    AGRG 5/19/2011 0.03 RUSSELL AGGRESSIVE GROWTH ETF Russell Large Growth NYSE
9    ALTL 9/6/2012 0.34 RBS US LARGE CAP ALTERNATOR ETN Royal Bank of Scotland NV Large Blend NYSE
10    ALUM 1/5/2011 0.21 GLOBAL X ALUMINUM ETF Global X Funds Natural Resources NYSE
11    AMPS 2/22/2012 0.6 ISHARES UTILITIES BOND iShares Corporate Bond NYSE
12    ASDR 4/9/2013 0.02 VELOCITYSHARES EMERGING ASIA DR ETF ALPS Diversified Pacific/Asia NYSE
13    AUD 11/1/2011 0.58 PIMCO AUSTRALIA BOND INDEX FUND PIMCO World Bond NYSE
14    AUNZ 7/5/2011 2.57 WISDOMTREE AUSTRALIA & NZL DBT ETF WisdomTree World Bond NYSE
15    AXDI 8/10/2010 0.09 ISHARES MSCI ACWI EX US CONSUME iShares Consumer Cyclical NYSE
16    AXEN 8/10/2010 0.22 ISHARES MSCI ACWI EX US ENERGY iShares Equity Energy NYSE
17    AXFN 1/28/2010 0.22 ISHARES MSCI ACWI EX US FINANCI iShares Financial NASDAQ
18    AXHE 8/10/2010 0.18 ISHARES MSCI ACWI EX US HEALTH iShares Health NYSE
19    AXID 8/10/2010 0.14 ISHARES MSCI ACWI EX US INDUSTR iShares Industrials NYSE
20    AXIT 7/20/2010 0.1 ISHARES MSCI ACWI EX US INFORMA iShares Technology NYSE
21    AXJS 2/3/2012 0.28 ISHARES MSCI AC ASIA EX JAPAN SMALL-CAP iShares Pacific/Asia ex-Japan Stk NYSE
22    AXMT 8/10/2010 0.22 ISHARES MSCI ACWI EX US MATERIA iShares Natural Resources NYSE
23    AXSL 8/4/2010 0.12 ISHARES TMSCI ACWI EX US CONSUM iShares Consumer Defensive NYSE
24    AXTE 8/10/2010 0.15 ISHARES MSCI ACWI EX US TELECOM iShares Communications NYSE
25    AXUT 8/10/2010 0.31 ISHARES MSCI ACWI EX US UTILITI iShares Utilities NYSE
26    AZIA 4/3/2013 0.32 GLOBAL X CENTRAL ASIA & MONGOLIA ETF Exchange Traded Fund Financial NYSE
27    BABS 8/3/2010 4.14 SPDR NUVEEN BARCLAYS CAPITAL BU State Street Global Advisors Long-Term Bond NYSE
28    BABZ 9/24/2010 1.72 PIMCO BUILD AMERICA BOND STRATE PIMCO Long-Term Bond NYSE
29    BARN 6/2/2011 0.11 GLOBAL X FARMING ETF Global X Funds Natural Resources NYSE
30    BARS 5/6/2014 0.03 DIREXION DAILY GOLD BEAR 3X ETF Exchange Traded Fund Financial NYSE
31    BBVX 9/8/2011 0.13 ETRACS DAILY SHORT 2 MONTH S&P Commercial Banks, Not Elsewhere Classified Finance, Insurance, and Real Estate NYSE
32    BCHP 4/23/2014 0.16 EGSHARES BLUE CHIP ETF Exchange Traded Fund Financial NYSE
33    BDAT 7/16/2015 0.02 NASDAQ
34    BDG 9/25/2009 0.25 DB BASE METALS LONG ETN Deutsche Bank AG Commodities Industrial Metals NYSE
35    BDH 9/25/2009 0.61 MERRILL LYNCH & CO., INC. BROAD Merrill Lynch Technology AMEX
36    BGU 9/25/2009 427.52 DIREXION LARGE CAP BULL 3X SHAR Direxion Funds Trading-Leveraged Equity NYSE
37    BGZ 9/25/2009 468.07 DIREXION LARGE CAP BEAR 3X SHAR Direxion Funds Trading-Inverse Equity NYSE
38    BHH 9/25/2009 2.39 MERRILL LYNCH & CO., INC. B2B I Merrill Lynch Technology AMEX
39    BIGD 10/5/2015 0.06 PUREFUNDS ISE BIG DATA ETF Pure Funds Technology NYSE
40    BIK 9/25/2009 14.65 SPDR S&P BRIC 40 State Street Global Advisors Diversified Emerging Mkts NYSE
41    BITE 10/28/2015 0.08 NASDAQ
42    BLNG 4/21/2011 0.21 IPATH PURE BETA PRECIOUS METAL NYSE
43    BNZ 9/25/2009 1.1 WISDOMTREE DREYFUS NEW ZEALAND WisdomTree Trust Currency NYSE
44    BONO 5/12/2011 1 MARKET VECTORS LATAM AGGREGATE Van Eck Emerging Markets Bond NYSE
45    BOS 9/25/2009 1.04 POWERSHARES DB BASE METALS SHOR Deutsche Bank Trading-Inverse Commodities NYSE
46    BRAF 7/29/2010 0.58 GLOBAL X BRAZIL FINANCIALS ETF Global X Funds Latin America Stock NYSE
47    BRIL 4/9/2010 0.57 DIREXION DAILY BRIC BULL 3X SHA Direxion Funds Trading-Leveraged Equity NYSE
48    BRIS 4/12/2010 0.28 DIREXION DAILY BRIC BEAR 3X SHA Direxion Funds Trading-Inverse Equity NYSE
49    BRXX 2/24/2010 4.79 EGSHARES BRAZIL INFRASTRUCTURE Emerging Global Advisors Latin America Stock NYSE
50    BRZS 5/1/2013 0.57 NASDAQ
51    BSC 9/25/2009 0.12 ELEMENTS BG SMALL CAP ETN Deutsche Bank AG Small Value NYSE
52    BSCC 7/12/2010 0.84 GUGGENHEIM BULLETSHARES 2012 CB Guggenheim Funds Distributors, Inc. Short-Term Bond NYSE
53    BSCD 7/12/2010 2.03 GUGGENHEIM BULLETSHARES 2013 CO Guggenheim Funds Distributors, Inc. Short-Term Bond NYSE
54    BSCE 7/12/2010 5.74 GUGGENHEIM BULLETSHARES 2014 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
55    BSCF 7/12/2010 8.57 GUGGENHEIM BULLETSHARES 2015 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
56    BSCG 7/12/2010 12.02 GUGGENHEIM BULLETSHARES 2016 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
57    BSJE 1/25/2011 6.52 GUGGENHEIM BULLETSHARES 2014 HI Guggenheim Funds Distributors, Inc. High Yield Bond NYSE
58    BSJF 1/25/2011 15.22 GUGGENHEIM BULLETSHARES 2015 HI Guggenheim Funds Distributors, Inc. High Yield Bond NYSE
59    BSJG 4/25/2012 11.04 GUGGENHEIM BULLETSHRS2016 HY CORPBD ETF Exchange Traded Fund Financial NYSE
60    BTAH 9/13/2011 0.07 QUANTSHARES U.S. MARKET NEUTRAL NYSE
61    BUND 11/10/2011 0.06 PIMCO GERMANY BOND INDEX FUND PIMCO World Bond NYSE
62    BUNL 3/23/2011 1.08 POWERSHARES DB GERMAN BUND FUTU NYSE
63    BUNT 3/23/2011 0.78 POWERSHARES DB 3X GERMAN BUND F NYSE
64    BVL 9/25/2009 0.02 DEUTSCHE BANK AG ETN Deutsche Bank AG Large Value NYSE
65    BVT 9/25/2009 0.08 DEUTSCHE BANK AG ETN Deutsche Bank AG Large Value NYSE
66    BXDB 11/18/2009 0.76 BARCLAYS SHORT B LEVERAGED S&P Barclays Bank PLC Trading-Inverse Equity NYSE
67    BXDC 11/18/2009 1.1 BARCLAYS SHORT C LEVERAGED INVE Barclays Bank PLC Trading-Inverse Equity NYSE
68    BXUB 11/18/2009 1.14 BARCLAYS LONG B LEVERAGED S&P 5 Barclays Bank PLC Trading-Leveraged Equity NYSE
69    BXUC 11/18/2009 1.99 BARCLAYS LONG C LEVERAGED S&P 5 Barclays Bank PLC Trading-Leveraged Equity NYSE
70    CAD 11/10/2011 0.44 PIMCO CANADA BOND INDEX FUND ET PIMCO World Bond NYSE
71    CAPX 5/27/2015 0.07 ELKHORN S&P 500 CAPITAL EXPENDITURES Elkhorn Large Blend NYSE
72    CCVX 9/8/2011 0.11 ETRACS DAILY SHORT 3 MONTH S&P NYSE
73    CCX 9/24/2010 1.89 WISDOMTREE DREYFUS COMMODITY CU WisdomTree Currency NYSE
74    CCXE 2/28/2011 0.75 WISDOMTREE COMMODITY COUNTRY EQ WisdomTree Natural Resources NYSE
75    CFGE 7/14/2014 0.05 NASDAQ
76    CFT 9/28/2009 13.14 ISHARES LEHMAN CREDIT BOND FUND iShares Intermediate-Term Bond NYSE
77    CHLC 10/12/2011 0.75 MARKET VECTORS RENMINBI BOND ETF Exchange Traded Fund Financial NYSE
78    CHNA 10/10/2013 0.46 POWERSHARES CHINA A-SHARE ETF PowerShares China Region NYSE
79    CHNB 11/19/2014 0.19 NASDAQ
80    CHXF 9/19/2012 0.56 WISDOMTREE CHINA DIVIDEND EX-FINCLS ETF Exchange Traded Fund Financial NASDAQ
81    CHXX 2/17/2010 1.68 EGSHARES CHINA INFRASTRUCTURE E Emerging Global Advisors China Region NYSE
82    CNPF 5/25/2011 1.67 GLOBAL CANADA PREFERRED ETF Global X Funds Miscellaneous Sector NYSE
83    COBO 5/25/2012 0.19 NASDAQ
84    COLX 3/15/2011 0.49 MARKET VECTORS COLOMBIA ETF Van Eck Latin America Stock NYSE
85    CONG 5/19/2011 0.14 RUSSELL CONSISTENT GROWTH ETF Russell Large Growth NYSE
86    COWL 5/25/2011 0.61 DIREXION DAILY AGRIBUSINESS BUL Direxion Funds Trading-Leveraged Equity NYSE
87    COWS 5/25/2011 0.27 DIREXION DAILY AGRIBUSINESS BEA Direxion Funds Trading-Inverse Equity NYSE
88    CRBQ 9/28/2009 2.69 GLOBAL COMMODITY EQUITY ETF ALPS Natural Resources NYSE
89    CRDT 2/11/2014 0.11 WISDOMTREE STRATEGIC CORPORATE BOND ETF WisdomTree World Bond NASDAQ
90    CRO 9/28/2009 0.06 CRT PROPERTIES INC NYSE
91    CRUD 2/23/2011 0.27 TEUCRIUM CRUDE OIL FUND EXCHANG Teucrium Commodities Energy NYSE
92    CSCB 6/12/2013 0.09 NASDAQ
93    CSCR 6/12/2013 0.29 CREDIT SUISSE X-LINKS CMDTY ROTATION ETN Credit Suisse AG Commodities Broad Basket NYSE
94    CSLS 2/22/2010 1.47 CREDIT SUISSE X-LINKS LONG/SHORT EQ ETN Credit Suisse AG Long-Short Equity NYSE
95    CSMA 10/4/2010 1.36 CREDIT SUISSE X-LINKS MERGER ARBTRG ETN Credit Suisse AG Market Neutral NYSE
96    CSMB 3/8/2011 0.41 CREDIT SUISSE EXCHANGE TRADE NO NYSE
97    CSMN 9/21/2011 0.4 CREDIT SUISSE MARKET NEUT GLOBAL EQ ETN NASDAQ
98    CU 4/9/2010 7.03 FIRST TRUST ISE GLOBAL COPPER I First Trust Natural Resources NASDAQ
99    CVOL 11/15/2010 4.1 C-TRACKS ETN LINKED TO CITI VOLATIL TR Citigroup Volatility NYSE
100    CVRT 5/26/2011 0.27 POWERSHARES CONVERTIBLE SECURIT PowerShares Convertibles NYSE
101    CXA 9/28/2009 3.99 SPDR NUVEEN BARCLAYS CAPITAL CA State Street Global Advisors Muni California Long NYSE
102    DBAU 8/19/2015 0.02 DEUTSCHE X-TRACKERS MSCI AUST HDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
103    DBIF 4/9/2015 0.05 DEUTSCHE X-TRACKERS S&P HDGD GLBL INFRAS Deutsche Asset Management Infrastructure NYSE
104    DBIZ 12/19/2012 1.27 ADVISORSHARES PRING TURNER BUS CYCLE ETF Exchange Traded Fund Financial NYSE
105    DBN 9/28/2009 0.56 WISDOMTREE INTERNATIONAL BASIC NYSE
106    DBR 9/28/2009 0.1 WISDOMTREE INTERNATIONAL HEALTH CARE SECTOR NYSE
107    DBRE 4/9/2015 0.04 DEUTSCHE X-TRACKERS DJ HDGD INTL RL ESTT Deutsche Asset Management Global Real Estate BATS
108    DBSP 8/19/2015 0.01 NASDAQ
109    DBT 9/28/2009 0.12 WISDOMTREE TRUST NYSE
110    DBU 9/28/2009 1.73 WISDOMTREE GLOBAL EX-US UTILITY WisdomTree Utilities NYSE
111    DDI 9/28/2009 0.11 DDI CORP. (DDIC) Printed Circuit Boards Technology NASDAQ
112    DDVX 9/8/2011 0.05 ETRACS DAILY SHORT 4 MONTH S&P NYSE
113    DEB 9/28/2009 0.12 WISDOMTREE EUROPE TOTAL DIVIDEND ETF NYSE
114    DEE 9/28/2009 0.59 DB COMMODITY DB COMMODITY DOUBL Deutsche Bank Trading-Inverse Commodities NYSE
115    DEFL 12/6/2011 0.16 POWERSHARES DB US DEFLATION ETN Exchange Traded Fund Financial NYSE
116    DENT 9/28/2009 0.52 DENT TACTICAL ETF AdvisorShares World Allocation NYSE
117    DFVL 7/12/2011 0.18 IPATH US TREASURY 5-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt NASDAQ
118    DGG 9/28/2009 0.14 DOLLAR GENERAL CORP NYSE
119    DI 1/23/2014 0.37 PIMCO DIVERSIFIED INCOME ACTIVE ETF Pimco World Bond NYSE
120    DIVI 7/30/2014 0.24 ADVISORSHARES ATHENA HIGH DIVIDEND ETF Exchange Traded Fund Financial NYSE
121    DKA 9/28/2009 0.76 WISDOMTREE INTERNATIONAL ENERGY NYSE
122    DND 9/28/2009 0.51 WISDOMTREE PACIFIC EX-JAPAN TOT NYSE
123    DNH 9/28/2009 0.95 WISDOMTREE PACIFIC EX-JAPAN HIG NYSE
124    DOIL 2/8/2012 0.04 NASDAQ
125    DPC 9/28/2009 0.04 WISDOMTREE TRUST NYSE
126    DPN 9/28/2009 0.08 WISDOMTREE INTERNATIONAL CNSMR NONCYCLICAL S NYSE
127    DPU 9/28/2009 0.5 DB COMMODITY DB COMMODITY LONG Deutsche Bank Commodities Broad Basket NYSE
128    DRF 9/28/2009 0.2 WISDOMTREE TRUST NYSE
129    DRGS 10/24/2011 0.34 RBS GLOBAL BIG PHARMA ETN Royal Bank of Scotland NV Health NYSE
130    DRVN 6/2/2015 0.14 HIGHLAND HFR EVENT-DRIVEN ETF Highland Funds Market Neutral NYSE
131    DSC 9/28/2009 0.42 SPDR SERIES TRUST NYSE
132    DSG 9/28/2009 0.58 SPDR DOW JONES SMALL CAP GROWTH State Street Global Advisors Small Growth NYSE
133    DSTJ 10/7/2010 0.05 JPMORGAN DOUBLE SHORT US LONG B JPMorgan Trading-Inverse Debt NYSE
134    DSV 9/28/2009 0.63 SPDR SERIES TRUST NYSE
135    DSXJ 10/6/2010 0.04 JPMORGAN DOUBLE SHORT US 10 YEA JPMorgan Trading-Inverse Debt NYSE
136    DTUL 8/10/2010 2.97 IPATH US TREASURY 2-YEAR BULL ETN Barclays Funds Trading--Leveraged Debt NASDAQ
137    DVHI 9/19/2013 0.12 NASDAQ
138    DWTI 2/8/2012 164.69 VELOCITYSHARES 3X INVERSE CRUDE OIL ETN Exchange Traded Fund Financial NYSE
139    DXJT 4/8/2014 0.23 WISDOMTREE JPN HDGD TECH,MEDIA&TELEC ETF WisdomTree Japan Stock NYSE
140    DXKW 11/7/2013 1.21 WISDOMTREE KOREA HEDGED EQUITY ETF WisdomTree Miscellaneous Region NYSE
141    EAPS 1/28/2011 0.77 PAX MSCI EAFE ESG INDEX ETF Pax World Foreign Large Blend NYSE
142    EATX 5/3/2011 0.06 GLOBAL X FOOD ETF Global X Funds Consumer Defensive NYSE
143    EEHB 2/24/2012 1.18 POWERSHARES S&P EMERG MKTS HI BETA ETF Exchange Traded Fund Financial NYSE
144    EEME 1/19/2012 0.3 ISHARES MSCI EMERGING MARKETS EMEA iShares Diversified Emerging Mkts NYSE
145    EEML 1/19/2012 0.45 ISHARES MSCI EMERGING MKTS LATIN AMERICA Exchange Traded Fund Financial NASDAQ
146    EEN 9/28/2009 0.09 GUGGENHEIM EW EURO-PACIFIC LDRS Guggenheim Funds Distributors, Inc. Foreign Large Blend NYSE
147    EEVX 9/8/2011 0.05 ETRACS DAILY SHORT 5 MONTH S&P NYSE
148    EEZ 9/28/2009 0.1 WISDOMTREE EARNINGS TOP 100 FUND COMMON SHAR NYSE
149    EGRW 2/9/2012 0.23 ISHARES MSCI EMERGING MARKETS GROWTH iShares Diversified Emerging Mkts NYSE
150    EKH 9/29/2009 0.05 MERRILL LYNCH & CO., INC. EUROP Merrill Lynch Europe Stock AMEX
151    ELG 9/28/2009 0.42 SPDR DOW JONES LARGE CAP GROWTH State Street Global Advisors Large Growth NYSE
152    ELR 9/28/2009 0.39 SPDR DJ WILSHIRE LARGE CAP ETF State Street Global Advisors Large Blend NYSE
153    ELV 9/28/2009 0.29 SPDR DOW JONES LARGE CAP VALUE State Street Global Advisors Large Value NYSE
154    EMBB 12/5/2013 0.09 NASDAQ
155    EMCD 6/19/2012 0.75 SPDR BOFA ML EMERGING MKTS CORP BD ETF Exchange Traded Fund Financial NYSE
156    EMCR 10/16/2012 0.45 EGSHARES EMERGING MARKETS CORE ETF Exchange Traded Fund Financial NYSE
157    EMDD 8/15/2012 0.89 EGSHARES EMERG MKTS DOMESTIC DEMAND ETF Exchange Traded Fund Financial NYSE
158    EMDG 7/1/2013 0.21 EGSHARES EMERGING MARKETS DIV GR ETF Emerging Global Advisors Diversified Emerging Mkts NYSE
159    EMDI 2/16/2012 0.29 ISHARES MSCI EMERGING MKTS CNSMR DISCRET iShares Diversified Emerging Mkts NYSE
160    EMER 7/13/2011 0.06 IQ EMERGING MARKETS MID CAP ETF IndexIQ Diversified Emerging Mkts NYSE
161    EMEY 2/10/2012 0.74 ISHARES MSCI EMERGING MKTS ENERGY CAPPED iShares Diversified Emerging Mkts NYSE
162    EMFN 2/9/2010 0.33 ISHARES MSCI EMERGING MARKETS F iShares Financial NASDAQ
163    EMFT 2/28/2012 0.17 SPDR MSCI EM 50 ETF Exchange Traded Fund Financial NYSE
164    EMG 9/28/2009 7.16 ABERDEEN EMERGING MARKETS TELECOMMUNICATIONS & INFRASTRUCTURE FUND/INC NYSE
165    EMHD 8/15/2013 0.17 EGSHARES EM DIVIDEND HIGH INCOME ETF Emerging Global Advisors Diversified Emerging Mkts NYSE
166    EMHZ 10/16/2014 0.07 NASDAQ
167    EMLB 11/30/2010 0.09 IPATH LONG ENHANCED MSCI EMERG MKTS ETN Barclays Funds Trading--Leveraged Equity NYSE
168    EMM 9/28/2009 0.97 SPDR DJ WILSHIRE MID CAP ETF State Street Global Advisors Mid-Cap Blend NYSE
169    EMMT 1/22/2010 0.53 ISHARES MSCI EMERGING MARKETS M iShares Natural Resources NASDAQ
170    EMRE 9/29/2014 0.04 GUGGENHEIM EMERGING MARKETS REL EST ETF Exchange Traded Fund Financial NYSE
171    EMSA 11/30/2010 0.15 IPATH SHORT ENHANCED MSCI EMERG NYSE
172    EMSO 3/1/2016 0.04 NASDAQ
173    EMT 9/28/2009 1.03 EGSHARES EMERGING MARKETS METAL NYSE
174    EMV 9/28/2009 0.15 SPDR DOW JONES MID CAP VALUE State Street Global Advisors Mid-Cap Value NYSE
175    ENGN 2/22/2012 1.3 ISHARES INDUSTRIALS BOND iShares Corporate Bond NYSE
176    EPRO 8/12/2013 0.68 ADVISORSHARES EQUITYPRO ETF Exchange Traded Fund Financial NYSE
177    EQIN 5/19/2011 0.12 RUSSELL EQUITY INCOME ETF Russell Large Value NYSE
178    ERW 7/31/2013 0.04 JANUS EQUAL RISK WEIGHTED LARGE CAP ETF Exchange Traded Concepts, LLC Large Blend NYSE
179    ESR 10/2/2009 3.77 ISHARES MSCI EMERGING MARKETS E iShares Diversified Emerging Mkts NYSE
180    ESTX 9/23/2014 0.11 SOURCE EURO STOXX 50 ETF Exchange Traded Fund Financial NYSE
181    EU 9/28/2009 0.82 WISDOMTREE EURO DEBT FUND WisdomTree Currency NYSE
182    EURZ 1/22/2014 0.1 NASDAQ
183    EVAL 2/10/2012 0.34 ISHARES MSCI EMERGING MARKETS VALUE iShares Diversified Emerging Mkts NYSE
184    EWAS 1/26/2012 0.25 ISHARES MSCI AUSTRALIA SMALL-CAP iShares Miscellaneous Region NYSE
185    EWCS 1/26/2012 0.25 ISHARES MSCI CANADA SMALL-CAP iShares Miscellaneous Region NYSE
186    EWEF 12/8/2010 0.31 RYDEX MSCI EAFE EQUAL WEIGHT ET Rydex/SGI Foreign Large Blend NYSE
187    EWHS 1/13/2012 0.88 ISHARES MSCI HONG KONG SMALL-CAP Exchange Traded Fund Financial NYSE
188    EWMD 8/4/2011 1.05 RYDEX S&P MIDCAP 400 EQUAL WEIG Rydex/SGI Mid-Cap Blend NYSE
189    EWRI 12/8/2010 1.26 RYDEX RUSSELL 1000 EQUAL WEIGHT Rydex/SGI Mid-Cap Blend NYSE
190    EWRM 12/8/2010 1.89 RYDEX RUSSELL MIDCAP EQUAL WEIG Rydex/SGI Mid-Cap Blend NYSE
191    EWRS 12/8/2010 0.88 RYDEX RUSSELL 2000 EQUAL WEIGHT Rydex/SGI Small Blend NYSE
192    EWSM 8/4/2011 0.03 NASDAQ
193    EWSS 1/17/2012 0.8 ISHARES MSCI SINGAPORE SMALL-CAP iShares Miscellaneous Region NYSE
194    EXB 9/28/2009 0.06 CLAYMORE/BEACON GLBL EXCHANGES, BROKERS Claymore Securities Financial NYSE
195    FAA 9/28/2009 1.86 GUGGENHEIM AIRLINE ETF Guggenheim Funds Distributors, Inc. Industrials NYSE
196    FBG 6/11/2012 4.14 UBS AG FI ENHANCED BIG CAP GROWTH ETN Exchange Traded Fund Financial NYSE
197    FCD 3/30/2011 0.21 FOCUS MORNINGSTAR CONSUMER DEFE Focusshares Trust Consumer Defensive NYSE
198    FCFI 6/2/2015 0.05 TRIMTABS INTL FREE-CASH-FLOW ETF TrimTabs Foreign Large Value NYSE
199    FCHI 9/28/2009 1.3 ISHARES FTSE CHINA (HK LISTED) iShares China Region NASDAQ
200    FCL 3/30/2011 0.1 FOCUS MORNINGSTAR CONSUMER CYCL Focusshares Trust Consumer Cyclical NYSE
201    FCQ 3/30/2011 0.06 FOCUS MORNINGSTAR COMMUNICATION Focusshares Trust Communications NYSE
202    FDV 9/28/2009 0.8 FIRST TRUST DB STRATEGIC VALUE First Trust Large Value NYSE
203    FEFN 2/8/2010 0.31 ISHARES MSCI FAR EAST FINANCIAL iShares Financial NASDAQ
204    FEG 3/30/2011 0.5 FOCUS MORNINGSTAR ENERGY INDEX Focusshares Trust Equity Energy NYSE
205    FFL 3/30/2011 0.16 FOCUS MORNINGSTAR FINANCIAL SER Focusshares Trust Financial NYSE
206    FFVX 9/8/2011 0.02 ETRACS DAILY SHORT 6 MONTH S&P NYSE
207    FGEM 2/28/2011 0.25 EGSHARES FINANCIALS GEMS ETF Emerging Global Advisors Financial NYSE
208    FHC 3/30/2011 0.14 FOCUS MORNINGSTAR HEALTH CARE I Focusshares Trust Health NYSE
209    FIA 10/2/2014 0.04 NYSE
210    FIBG 10/18/2013 0.4 NASDAQ
211    FIL 3/30/2011 0.1 FOCUS MORNINGSTAR INDUSTRIALS I Focusshares Trust Industrials NYSE
212    FINF 1/12/2012 1.09 PROSHARES SHORT 30 YEAR TIPS TS ProShares Trading-Miscellaneous NYSE
213    FINQ 8/31/2016 0.02 PUREFUNDS SOLACTIVE FINTECH ETF NASDAQ
214    FIO 9/28/2009 409.05 FUSION-IO, INC. COMMON STOCK Data Storage Devices Technology NYSE
215    FISN 5/4/2011 0.03 GLOBAL X FISHING INDUSTRY ETF Global X Funds Natural Resources NYSE
216    FIVZ 11/4/2009 0.26 PIMCO 3-7 YR TREASU PIMCO Intermediate Government NYSE
217    FLG 3/30/2011 0.27 FOCUS MORNINGSTAR LARGE CAP IND Focusshares Trust Large Blend NYSE
218    FMLP 6/11/2014 0.25 NASDAQ
219    FMM 3/30/2011 0.45 FOCUS MORNINGSTAR MID CAP INDEX Focusshares Trust Mid-Cap Blend NYSE
220    FMU 3/30/2011 0.57 FOCUS MORNINGSTAR US MARKET IND Focusshares Trust Large Blend NYSE
221    FNIO 4/28/2011 0.29 ISHARES FTSE NAREIT INDUSTRIAL/ iShares Real Estate NYSE
222    FOL 2/24/2011 0.61 FACTORSHARES OIL BULL S&P500 BE Factor Capital Management, LLC Long/Short Equity NYSE
223    FORX 2/12/2013 0.61 PIMCO FOREIGN CURRENCY STRATEGY ACTV ETF Exchange Traded Fund Financial NYSE
224    FOS 3/30/2011 0.28 FOCUS MORNINGSTAR SMALL CAP IND Focusshares Trust Small Blend NYSE
225    FRL 3/30/2011 0.14 FOCUS MORNINGSTAR REAL ESTATE I Focusshares Trust Real Estate NYSE
226    FSA 2/24/2011 0.08 FACTORSHARES 2X TBOND BULL S&P5 Factor Capital Management, LLC Long/Short Equity NYSE
227    FSE 2/24/2011 0.14 FACTORSHARES 2X S&P 500 BULL TB Factor Capital Management, LLC Long/Short Equity NYSE
228    FSG 2/24/2011 3.04 FACTORSHARES 2X GOLD BULL S&P50 Factor Capital Management, LLC Long/Short Equity NYSE
229    FTQ 3/30/2011 0.29 FOCUS MORNINGSTAR TECHNOLOGY IN Focusshares Trust Technology NYSE
230    FTY 9/28/2009 2.39 ISHARES FTSE NAREIT REAL ESTATE iShares Real Estate NYSE
231    FUI 3/30/2011 0.1 FOCUS MORNINGSTAR UTILITIES IND Focusshares Trust Utilities NYSE
232    FUTS 10/6/2014 0.14 NASDAQ
233    FVI 9/28/2009 0.43 FIRST TRUST VL EQUITY ALLOCATIO First Trust Mid-Cap Blend NYSE
234    FXM 9/28/2009 0.91 RYDEX CURRENCYSHARES MEXICAN PE Rydex/SGI Currency NYSE
235    FXRU 9/12/2011 0.02 CURRENCYSHARES RUSSIAN RUBLE TR Rydex/SGI Currency NYSE
236    GAF 9/28/2009 2.49 SPDR S&P EMERGING MIDDLE EAST&AFR ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
237    GASZ 6/16/2011 0.47 NATURAL GAS FUTURES CONTANGO ET NYSE
238    GDAY 7/19/2012 0.09 PROSHARES ULTRA AUSTRALIAN DOLLAR Exchange Traded Fund Financial NYSE
239    GDJJ 2/13/2015 0.78 PROSHARES ULTRA JUNIOR MINERS ProShares Trading--Leveraged Equity NYSE
240    GDJS 2/13/2015 0.4 NASDAQ
241    GERJ 4/5/2011 0.4 MARKET VECTORS GERMANY SMALL CA Van Eck Europe Stock NYSE
242    GGBP 2/12/2014 0.17 ADVISORSHARES GARTMAN GOLD/BRITSH PD ETF Exchange Traded Fund Financial NYSE
243    GGGG 3/15/2011 1.08 GLOBAL X PURE GOLD MINERS ETF Global X Funds Equity Precious Metals NYSE
244    GGOV 1/26/2012 2.07 PROSHARES GERMAN SOVEREIGN/SUB-SOVEREIGN Exchange Traded Fund Financial NYSE
245    GHE 4/5/2016 0.03 REX GOLD HEDGED FTSE EMERGING MKTS ETF Rex Diversified Emerging Mkts NYSE
246    GIVE 5/24/2012 0.18 ADVISORSHARES GLOBAL ECHO ETF Exchange Traded Fund Financial NYSE
247    GIY 2/8/2011 0.33 GUGGENHEIM ENHANCED CORE BOND E Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
248    GLCB 1/31/2013 0.05 NASDAQ
249    GLDE 2/12/2014 0.34 ADVISORSHARES INTERNATIONAL GOLD ETF Exchange Traded Fund Financial NYSE
250    GLDL 4/10/2014 0.05 NASDAQ
251    GLDS 4/10/2014 0.02 NASDAQ
252    GLDX 11/4/2010 9.09 GLOBAL X GOLD EXPLORERS ETF Global X Funds Equity Precious Metals NYSE
253    GLJ 12/9/2009 0.78 ISHARES 10+ YEAR GOVERNMENT/CRE iShares Long-Term Bond NYSE
254    GMFS 1/12/2012 0.14 SPDR S&P SMALL CAP EM ASIA PACIFIC ETF NASDAQ
255    GML 9/28/2009 4.16 SPDR S&P EMERGING LATIN AMERICA ETF SPDR State Street Global Advisors Latin America Stock NYSE
256    GMMB 1/29/2010 0.19 COLUMBIA INTERMEDIATE MUNICIPAL Columbia Muni National Interm NYSE
257    GMTB 1/29/2010 0.32 COLUMBIA CORE BOND STRATEGY FUN Columbia Intermediate-Term Bond NYSE
258    GNAT 2/28/2011 1.2 WISDOMTREE GLOBAL NATURAL RESOU WisdomTree Trust Equity Energy NYSE
259    GRPC 5/19/2011 0.05 RUSSELL GROWTH AT A REASONABLE Russell Large Growth NYSE
260    GSAX 12/20/2012 0.1 NASDAQ
261    GSGO 12/20/2012 0.21 NASDAQ
262    GSMA 12/20/2012 0.26 NASDAQ
263    GSRA 12/20/2012 0.15 NASDAQ
264    GTAA 10/26/2010 3.11 ADVISORSHARES MORG CRK GLBL TACTICL ETF AdvisorShares Tactical Allocation NYSE
265    GTIP 5/23/2011 1.1 ISHARES GLOBAL INFLATION LINKED iShares World Bond NYSE
266    GUR 9/28/2009 10.88 SPDR S&P EMERGING EUROPE ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
267    GURX 3/11/2014 0.07 GLOBAL X GURU SMALL CAP ETF Exchange Traded Fund Financial NYSE
268    GVT 9/28/2009 0.25 COLUMBIA CONCENTRATED LARGE CAP Columbia Large Value NYSE
269    GWO 9/28/2009 0.19 CREDIT SUISSE GROUP ELEMENTS CS Credit Suisse AG Miscellaneous Sector NYSE
270    HAKD 9/22/2015 0.15 NASDAQ
271    HBU 6/23/2015 0.07 NYSE
272    HBZ 6/29/2015 0.08 NYSE
273    HDGI 7/19/2013 1.2 ADVISORSHARES ATHENA INTL BEAR ETF Exchange Traded Fund Financial NYSE
274    HDLS 6/4/2015 0.05 WISDOMTREE INTERNATIONAL HDG SMCP DIVETF WisdomTree Foreign Small/Mid Value NYSE
275    HDWM 7/9/2015 0.07 NASDAQ
276    HDWX 9/15/2015 0.11 SPDR S&P INTERNATIONAL DIV CCY HDGD ETF SPDR State Street Global Advisors Foreign Large Value NYSE
277    HEGE 6/10/2015 0.04 NASDAQ
278    HEGJ 6/10/2015 0.04 DIREXION DLY MSCI JPN CCY HDGD BL 2X ETF Direxion Funds Trading-Leveraged Equity NYSE
279    HFEZ 6/10/2015 0.23 SPDR EURO STOXX 50 CURRENCY HEDGED ETF SPDR State Street Global Advisors Europe Stock NYSE
280    HFIN 11/18/2013 0.57 HORIZONS S&P FINCL SEL SECT COV CALL ETF Exchange Traded Fund Financial NYSE
281    HGEM 6/23/2011 0.17 EGSHARES HEALTH CARE GEMS ETF Emerging Global Advisors Health NYSE
282    HGEU 6/25/2015 0.18 PROSHARES HEDGED FTSE EUROPE ProShares Europe Stock NYSE
283    HGJP 6/25/2015 0.2 PROSHARES HEDGED FTSE JAPAN ProShares Japan Stock NYSE
284    HHDG 6/2/2015 0.12 NASDAQ
285    HHFR 6/2/2015 0.39 HIGHLAND HFR GLOBAL ETF Highland Funds Multialternative NYSE
286    HHH 9/28/2009 1.87 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology AMEX
287    HKOR 3/4/2014 0.21 HORIZONS KOREA KOSPI 200 ETF Exchange Traded Fund Financial NYSE
288    HOMX 3/11/2015 0.03 NASDAQ
289    HREX 9/15/2015 0.02 NASDAQ
290    HVPW 2/28/2013 2.56 US EQUITY HIGH VOLATILITY PUT WRITE ETF ALPS Long-Short Equity NYSE
291    IAH 9/28/2009 0.52 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology AMEX
292    IBCB 4/19/2013 0.16 ISHARES IBONDS MAR 2016 CORP EX-FINCLS Exchange Traded Fund Financial NYSE
293    IBDA 7/10/2013 0.22 ISHARES IBONDS MAR 2016 CORPORATE Exchange Traded Fund Financial NYSE
294    IBDF 6/2/2014 0.46 ISHARES IBONDS DEC 2016 TERM CORPORATE iShares Ultrashort Bond NYSE
295    IBMD 3/17/2014 0.36 ISHARES IBONDS SEP 2015 AMT-FREE MUNI BD iShares Muni National Short NYSE
296    IBME 3/17/2014 0.83 ISHARES IBONDS SEP 2016 AMT-FREE MUNI BD Exchange Traded Fund Financial NYSE
297    IBMF 3/17/2014 1.55 ISHARES IBONDS SEP 2017 TERM MUNI BOND iShares Muni National Short NYSE
298    ICN 9/28/2009 2.15 WISDOMTREE INDIAN RUPEE STRATEGY ETF WisdomTree Single Currency NYSE
299    IDHB 2/24/2012 0.71 POWERSHARES S&P INTL DEV HI BETA ETF Exchange Traded Fund Financial NYSE
300    IDXJ 3/21/2012 2.14 MARKET VECTORS INDONESIA SMALL-CAP ETF Exchange Traded Fund Financial NYSE
301    IEIL 2/27/2014 0.94 ISHARES ENHANCED INTERNATIONAL LARGE-CAP Exchange Traded Fund Financial NYSE
302    IEIS 2/27/2014 0.29 ISHARES ENHANCED INTERNATIONAL SMALL-CAP Exchange Traded Fund Financial NYSE
303    IELG 4/18/2013 0.79 ISHARES ENHANCED US LARGE-CAP Exchange Traded Fund Financial NYSE
304    IESM 4/18/2013 0.42 ISHARES ENHANCED US SMALL-CAP Exchange Traded Fund Financial NYSE
305    IFAS 9/28/2009 1.27 ISHARES FTSE EPRA/NAREIT ASIA I iShares Global Real Estate NASDAQ
306    IFNA 9/28/2009 0.64 ISHARES NORTH AMERICA REAL ESTATE iShares Real Estate NYSE
307    IFSM 9/28/2009 0.85 ISHARES FTSE DEVELOPED SMALL CA iShares Foreign Small/Mid Growth NASDAQ
308    IGS 3/29/2011 0.53 PROSHARES SHORT INVESTMENT GRAD ProShares Trading-Inverse Debt NYSE
309    IGU 4/14/2011 0.71 PROSHARES ULTRA INVESTMENT GRAD ProShares Trading-Leveraged Debt NYSE
310    IGW 9/28/2009 5.6 ISHARES S&P NORTH AMER TECH-SEMICONDCTRS iShares Technology NYSE
311    IIH 9/28/2009 0.89 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology AMEX
312    IJNK 3/13/2014 0.25 SPDR BARCLAYS INTL HIGH YIELD BOND ETF Exchange Traded Fund Financial NYSE
313    ILB 5/1/2012 3.36 PIMCO GLOBAL ADVTG INFL-LKD BD ACTV ETF Exchange Traded Fund Financial NYSE
314    IMED 8/31/2016 0.03 PUREFUNDS ETFX HEALTHTECH ETF NASDAQ
315    INC 2/26/2015 0.07 NYSE
316    INDZ 4/9/2010 0.83 DIREXION DAILY INDIA BEAR 3X SH Direxion Funds Trading-Inverse Equity NYSE
317    INFL 12/6/2011 0.06 POWERSHARES DB US INFLATION ETN NYSE
318    INY 9/28/2009 1.35 SPDR LEHMAN NEW YORK MUNICIPAL State Street Global Advisors Muni New York Long NYSE
319    IPD 9/29/2009 1.2 SPDR S&P INTERNATIONAL CONSUMER State Street Global Advisors Consumer Cyclical NYSE
320    IPF 9/28/2009 1.14 SPDR S&P INTERNATIONAL FINCL SECT ETF SPDR State Street Global Advisors Financial NYSE
321    IPK 9/28/2009 1.12 SPDR S&P INTERNATIONAL TECH SECT ETF SPDR State Street Global Advisors Technology NYSE
322    IPN 9/28/2009 1.56 SPDR S&P INTERNATIONAL INDL SECT ETF SPDR State Street Global Advisors Industrials NYSE
323    IPS 9/28/2009 1.29 SPDR S&P INTL CNSMR STAPL SECT ETF SPDR State Street Global Advisors Consumer Defensive NYSE
324    IPU 9/28/2009 1.79 SPDR S&P INTERNATIONAL UTLS SECT ETF SPDR State Street Global Advisors Utilities NYSE
325    IPW 9/28/2009 2.19 SPDR S&P INTERNATIONAL ENERGY SECT ETF SPDR State Street Global Advisors Equity Energy NYSE
326    IRO 9/28/2009 0.13 CLAYMORE EXCHANGE-TRADED FUND TRUST NYSE
327    IRV 9/28/2009 1.38 SPDR S&P INTERNATIONAL MATLS SECT ETF SPDR State Street Global Advisors Natural Resources NYSE
328    IRY 9/28/2009 2.45 SPDR S&P INTERNATIONAL HEALTHC SECT ETF SPDR State Street Global Advisors Health NYSE
329    ISI 9/28/2009 1.91 ISHARES S&P 1500 INDEX FUND iShares Large Blend NYSE
330    IST 9/28/2009 2.3 SPDR S&P INTERNATIONAL TELECOMSSECT ETF SPDR State Street Global Advisors Communications NYSE
331    ITF 9/28/2009 2.59 ISHARES S&P/TOPIX 150 INDEX FUN iShares Japan Stock NYSE
332    ITIP 5/20/2011 2.62 ISHARES INTERNATIONAL INFLATION iShares World Bond NYSE
333    ITLT 3/23/2011 0.66 POWERSHARES DB 3X ITALIAN TREAS NYSE
334    ITLY 3/23/2011 0.5 POWERSHARES DB ITALIAN TREASURY NYSE
335    IWW 9/28/2009 4.11 ISHARES RUSSELL 3000 VALUE iShares Large Value NYSE
336    IWZ 9/28/2009 4.6 ISHARES RUSSELL 3000 GROWTH iShares Large Growth NYSE
337    JDG 5/28/2015 0.03 WISDOMTREE JAPAN QUALITY DIVIDEND GR ETF WisdomTree Japan Stock NYSE
338    JFT 10/5/2009 0.06 KEYNOTES FIRST TRUST ENH 130/30 LGCP ETN JPMorgan Large Blend NYSE
339    JGBB 12/18/2013 0.24 NASDAQ
340    JGBD 11/9/2011 5.16 POWERSHARES DB 3X INVERSE GOVT NYSE
341    JGBL 3/24/2011 0.57 POWERSHARES DB JAPANESE GOVT BO NYSE
342    JGBS 11/9/2011 2.55 POWERSHARES DB INVERSE JAPANESE NYSE
343    JGBT 3/23/2011 3.74 POWERSHARES DB 3X JAPANESE GOVT NYSE
344    JPNH 8/19/2015 0.01 DEUTSCHE X-TRACKERSJPNJPXNIKKEI400HDGDEQ Deutsche Asset Management Japan Stock BATS
345    JPNS 6/26/2013 0.24 NASDAQ
346    JPP 9/28/2009 1.49 SPDR RUSSELL/NOMURA PRIME JAPAN State Street Global Advisors Japan Stock NYSE
347    JPX 9/28/2009 0.39 PROSHARES ULTRASHORT MSCI PACIF ProShares Trading-Inverse Equity NYSE
348    JSC 9/28/2009 2.55 SPDR RUSSELL/NOMURA SMALL CAP J State Street Global Advisors Japan Stock NYSE
349    JUNE 4/4/2016 0.08 DHANDHO JUNOON ETF Dhandho Funds Mid-Cap Blend NYSE
350    JUNR 5/14/2012 0.81 GLOBAL X JUNIOR MINERS ETF Exchange Traded Fund Financial NYSE
351    JYF 9/28/2009 0.33 WISDOMTREE DREYFUS JAPANESE YEN WisdomTree Currency NYSE
352    KBWC 11/1/2011 0.45 POWERSHARES KBW CAPITAL MARKETS ETF PowerShares Financial NYSE
353    KBWI 11/1/2011 0.31 POWERSHARES KBW INSURANCE PORTF PowerShares Financial NYSE
354    KLD 9/28/2009 2.89 ISHARES MSCI USA ESG SELECT iShares Large Blend NYSE
355    KLEM 7/9/2015 0.11 GAVEKAL KNOWLEDGE LEADERS EMERG MKTS ETF GaveKal Diversified Emerging Mkts NYSE
356    KME 9/29/2009 0.16 SPDR S&P MORTGAGE FINANCE ETF State Street Global Advisors Financial NYSE
357    KORZ 5/1/2013 0.05 NASDAQ
358    KRS 7/12/2010 1.6 PROSHARES SHORT S&P REGIONAL BANKING ProShares Trading--Inverse Equity NYSE
359    KRU 7/12/2010 1.86 PROSHARES ULTRA S&P REGIONAL BANKING ProShares Trading--Leveraged Equity NYSE
360    LAG 9/28/2009 7.71 SPDR BARCLAYS AGGREGATE BOND ET State Street Global Advisors Intermediate-Term Bond NYSE
361    LATM 4/9/2010 1.12 MARKET VECTORS LATIN AMERICA SM Van Eck Latin America Stock NYSE
362    LBND 8/2/2010 0.78 POWERSHARES DB 3X LONG 25 YEAR Deutsche Bank Trading-Leveraged Debt NYSE
363    LD 9/28/2009 0.72 IPATH DJ-UBS LEAD SUBINDEX TOTA iPath Commodities Industrial Metals NYSE
364    LEMF 1/16/2014 0.05 NASDAQ
365    LGEM 6/23/2011 0.23 NASDAQ
366    LHB 12/3/2009 2.93 DIREXION DAILY LATIN AMERICA 3X Direxion Funds Trading-Inverse Equity NYSE
367    LLDM 1/7/2015 0.04 NASDAQ
368    LLEM 1/7/2015 0.04 NASDAQ
369    LSC 9/28/2009 2.67 ELEMENTS S&P CTI TR ETN ELEMENTS Managed Futures NYSE
370    LSKY 10/5/2011 0.04 ETRACS MONTHLY 2XLEVERAGED ISE NYSE
371    LWPE 5/19/2011 0.03 RUSSELL LOW P E ETF Russell Large Value NYSE
372    MATL 6/15/2011 1.23 DIREXION DAILY BASIC MATERIALS Direxion Funds Trading-Leveraged Equity NYSE
373    MATS 6/15/2011 0.45 DIREXION DAILY BASIC MATERIALS Direxion Funds Trading-Inverse Equity NYSE
374    MAUI 6/1/2015 0.25 ADVISORSHARES MARKET ADAPTIVE UNCONSTRAINED INCOME ETF NASDAQ
375    MDD 9/28/2009 2.07 SPDR S&P INTERNATIONAL MID CAP State Street Global Advisors Foreign Small/Mid Value NYSE
376    MDLL 7/29/2014 0.1 DIREXION DAILY MID CAP BULL 2X ETF Exchange Traded Fund Financial NYSE
377    MES 9/28/2009 2.62 MARKET VECTORS GULF STATES INDE Van Eck Diversified Emerging Mkts NYSE
378    MFLA 11/30/2010 0.06 IPATH LONG ENHANCED MSCI EAFE ETN Barclays Funds Trading--Leveraged Equity NYSE
379    MKH 9/29/2009 0.05 MERRILL LYNCH & CO., INC. MARKE Merrill Lynch Large Blend AMEX
380    MLPL 7/12/2010 14.17 UBS AG 2X MONTHLY LEVERAGED LON UBS AG Trading-Leveraged Equity NYSE
381    MLPN 4/14/2010 18.38 CREDIT SUISSE GROUP INDEX ETN Credit Suisse AG Equity Energy NYSE
382    MLPV 7/15/2015 0.2 NASDAQ
383    MLPW 11/1/2010 3.08 UBS AG EXCHANGE TRADED ACCESS S NYSE
384    MONY 2/17/2012 0.3 ISHARES FINANCIALS BOND iShares Corporate Bond NYSE
385    MTK 9/28/2009 3.55 SPDR MORGAN STANLEY TECHNOLOGY ETF SPDR State Street Global Advisors Technology NYSE
386    MUAA 1/8/2010 0.33 ISHARES 2012 S&P AMT-FREE MUNIC iShares Muni Short NYSE
387    MUAB 1/8/2010 0.53 ISHARES 2013 S&P AMT-FREE MUNIC iShares Muni Short NYSE
388    MUAC 1/13/2010 1.17 ISHARES 2014 S&P AMT-FREE MUNIC iShares Muni Short NYSE
389    MUAD 1/8/2010 0.98 ISHARES 2015 S&P AMT-FREE MUNIC iShares Muni National Interm NYSE
390    MUAE 1/11/2010 0.94 ISHARES 2016 S&P AMT-FREE MUNIC iShares Muni National Interm NYSE
391    MUAF 1/11/2010 1.11 ISHARES 2017 S&P AMT-FREE MUNIC iShares Muni National Interm NYSE
392    MUAG 3/21/2013 0.45 NASDAQ
393    MUAH 2/7/2014 0.12 NASDAQ
394    MULT 7/9/2014 0.05 NASDAQ
395    MWJ 9/28/2009 17.52 DIREXION MID CAP BULL 3X SHARES Direxion Funds Trading-Leveraged Equity NYSE
396    MWN 9/28/2009 6.73 DIREXION MID CAP BEAR 3X SHARES Direxion Funds Trading-Inverse Equity NYSE
397    MZG 9/28/2009 0.01 CLAYMORE MRNINGSTR MNFCTRNG SPR SEC INDX COM NYSE
398    MZN 9/28/2009 0.01 CLAYMORE MRNINGSTR INFRMTN SPR SEC INDX COMM NYSE
399    MZO 9/30/2009 0.01 CLAYMORE MORNINGSTAR SRVCS SPR SEC INDX COMM NYSE
400    NAGS 2/1/2011 0.56 TEUCRIUM NATURAL GAS ETV Teucrium Commodities Energy NYSE
401    NASI 7/16/2010 0.12 PAX MSCI NORTH AMERICA ESG INDE Pax World Large Blend NYSE
402    NKY 7/13/2011 14.47 MAXIS NIKKEI 225 ETF Precidian Funds LLC Japan Stock NYSE
403    NOMO 9/7/2011 0.04 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
404    NUCL 9/30/2009 0.65 ISHARES S&P GLOBAL NUCLEAR ENER iShares Equity Energy NASDAQ
405    NY 9/28/2009 0.65 ISHARES NYSE 100 INDEX FUND iShares Large Value NYSE
406    NYC 9/28/2009 0.87 ISHARES NYSE COMPOSITE INDEX FU iShares Large Blend NYSE
407    NYCC 1/15/2014 0.05 POWERSHARES NYSE CENTURY ETF Exchange Traded Fund Financial NYSE
408    OFF 11/30/2011 0.82 ETRACS FISHER-GARTMAN RISK OFF NYSE
409    OGEM 2/28/2011 0.48 EGSHARES ENERGY GEMS ETF Emerging Global Advisors Equity Energy NYSE
410    OILZ 6/16/2011 0.1 OIL FUTURES CONTANGO ETN DUE JU NYSE
411    ONEF 7/12/2010 1.2 RUSSELL EXCHANGE TRADED FUNDS T Russell World Allocation NYSE
412    ONN 11/30/2011 0.71 ETRACS FISHER-GARTMAN RISK ON E NYSE
413    OSMS 4/24/2014 0.05 BARCLAYS OFI STEELPATH MLP ETN Exchange Traded Fund Financial NYSE
414    OTP 9/30/2009 0.16 GUGGENHEIM OCEAN TOMO PATENT ET Guggenheim Funds Distributors, Inc. Large Blend NYSE
415    OTR 9/28/2009 0.25 GUGGENHEIM OCEAN TOMO GROWTH ET Guggenheim Funds Distributors, Inc. Large Growth NYSE
416    PAO 9/28/2009 0.6 POWERSHARES RIVERFRONT TACTICAL PowerShares Aggressive Allocation NYSE
417    PBTQ 9/28/2009 0.04 POWERSHARES GLOBAL BIOTECH NASDAQ
418    PCA 9/28/2009 0.55 POWERSHARES RIVERFRONT TACTICAL PowerShares World Allocation NYSE
419    PEF 9/28/2009 0.1 POWERSHARES EXCHANGE-TRADED FUND TRUST II NYSE
420    PFA 9/28/2009 0.63 POWERSHARES DYNAMIC DEVELOPED I PowerShares Foreign Large Blend NYSE
421    PFEM 5/9/2013 0.22 POWERSHARES FDMT EMERG MKTS LCL DBT ETF Exchange Traded Fund Financial NYSE
422    PFV 9/21/2016 0.03 AMPLIFY YIELDSHARES PRIME 5 DIVIDEND ETF Amplifyetfs Large Blend BATS
423    PGD 9/28/2009 0.25 IPATH ASIAN AND GULF CURRENCY R Barclays Bank PLC Currency NYSE
424    PIC 9/28/2009 0.35 POWERSHARES DYNAMIC INSURANCE PowerShares Financial NYSE
425    PILL 9/21/2015 0.05 DIREXION DAILY PHARMCTCL&MEDCL BL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
426    PILS 9/21/2015 0.02 DIREXION DAILY PHARMCTCL&MEDCL BR 2X ETF Direxion Funds Trading--Inverse Equity NYSE
427    PIQ 9/28/2009 0.67 POWERSHARES DYNAMIC MAGNIQUANT PowerShares Mid-Cap Blend NYSE
428    PIV 9/28/2009 1.72 POWERSHARES S&P 500 HIGH QUALIT PowerShares Mid-Cap Growth NYSE
429    PJB 9/28/2009 0.8 POWERSHARES DYNAMIC BANKING PowerShares Financial NYSE
430    PJF 9/28/2009 0.27 POWERSHARES DYNAMIC LARGE CAP NYSE
431    PJG 9/28/2009 0.27 POWERSHARES DYNAMIC MID CAP NYSE
432    PJM 9/28/2009 0.19 POWERSHARES DYNAMIC SMALL CAP NYSE
433    PJO 9/28/2009 0.05 POWERSHARES FTSE RAFI JAPAN PowerShares Japan Stock NYSE
434    PKN 9/28/2009 0.6 POWERSHARES GLOBAL NUCLEAR PORT PowerShares Equity Energy NYSE
435    PKOL 9/28/2009 1.11 POWERSHARES GLOBAL COAL PORTFOL PowerShares Equity Energy NASDAQ
436    PLK 9/28/2009 0.31 POWERSHARES ACTIVE LOW DURATION PowerShares Short Government NYSE
437    PLTM 4/9/2010 1.82 FIRST TRUST ISE GLOBAL PLATINUM First Trust Equity Precious Metals NASDAQ
438    PMA 9/29/2009 0.14 POWERSHARES ACTIVE MEGA CAP FUN PowerShares Large Blend NYSE
439    PMNA 9/28/2009 1.23 POWERSHARES MENA FRONTIER COUNT PowerShares Diversified Emerging Mkts NASDAQ
440    PNXQ 10/1/2009 0.09 POWERSHARES NXQ NASDAQ
441    PQBW 9/28/2009 0.11 POWERSHARES NASDAQ-100 BUYWRITE NASDAQ
442    PQSC 9/28/2009 0.03 POWERSHARES FTSE NASDAQ SMALL CAP NASDAQ
443    PQY 9/28/2009 0.51 POWERSHARES ACTIVE ALPHAQ FUND PowerShares Large Growth NYSE
444    PQZ 9/28/2009 0.1 POWERSHARES ACTIVE MULTI-CAP FU PowerShares Mid-Cap Growth NYSE
445    PSTL 9/28/2009 0.28 POWERSHARES GLOBAL STEEL PORTFO PowerShares Natural Resources NASDAQ
446    PTE 9/28/2009 0.18 POWERSHARES DYNAMIC TELECOM & WIRELESS Powershares Exchange Traded Fund Trust Specialty-Communications NYSE
447    PTJ 9/28/2009 0.42 POWERSHARES EXCHANGE TRADED FUND TRUST NYSE
448    PTO 9/28/2009 0.32 POWERSHARES IBBOTSON ALTERNATIV PowerShares World Allocation NYSE
449    PTRP 9/28/2009 0.09 POWERSHARES GLOBAL PROGRESSIVE TRANSPORT NASDAQ
450    PUTX 7/7/2015 0.13 ALPS ENHANCED PUT WRITE STRATEGY ETF ALPS Long/Short Equity NYSE
451    PWJ 9/28/2009 1.07 POWERSHARES DYNAMIC MID CAP GRO NYSE
452    PWND 9/28/2009 0.92 POWERSHARES GLOBAL WIND ENERGY PowerShares Equity Energy NASDAQ
453    PWO 9/28/2009 0.28 POWERSHARES XTF: DYNAMIC OTC PO PowerShares Mid-Cap Growth NYSE
454    PWP 9/28/2009 0.35 POWERSHARES DYNAMIC MID CAP VAL NYSE
455    PWT 9/28/2009 0.66 POWERSHARES DYNAMIC SMALLCAP GR NYSE
456    PWY 9/28/2009 0.71 POWERSHARES DYNAMIC SMALL CAP V NYSE
457    PXLC 2/22/2011 0.53 POWERSHARES FUNDAMENTAL PURE LA PowerShares Large Blend NYSE
458    PXMC 2/22/2011 0.43 POWERSHARES FUNDAMENTAL PURE MI PowerShares Mid-Cap Blend NYSE
459    PXN 9/28/2009 1.45 POWERSHARES LUX NANOTECH PORTFO PowerShares Technology NYSE
460    PXSC 2/22/2011 0.26 POWERSHARES FUNDAMENTAL PURE SM PowerShares Small Blend NYSE
461    PYH 9/28/2009 0.29 POWERSHARES MORNINGSTAR STOCKIN PowerShares Mid-Cap Growth NYSE
462    PZJ 9/28/2009 0.12 POWERSHARES ZACKS SMALL CAP PowerShares Small Blend NYSE
463    QAUS 6/12/2014 0.31 SPDR MSCI AUSTRALIA STRATEGICFACTORSETF SPDR State Street Global Advisors Miscellaneous Region NYSE
464    QDEM 1/23/2014 0.09 MARKET VECTORS MSCI EM QUALITY DIV ETF Exchange Traded Fund Financial NYSE
465    QDXU 1/23/2014 0.07 MARKET VECTORS MSCI INTL QUAL DIV ETF Exchange Traded Fund Financial NYSE
466    QEH 8/8/2012 0.79 ADVISORSHARES QAM EQUITY HEDGE ETF Exchange Traded Fund Financial NYSE
467    QEM 1/23/2014 0.07 MARKET VECTORS MSCI EM QUALITY ETF Exchange Traded Fund Financial NYSE
468    QESP 6/12/2014 0.14 SPDR MSCI SPAIN STRATEGICFACTORS ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
469    QKOR 9/18/2014 0.05 SPDR MSCI SOUTH KOREA STRATEGICFACTSETF SPDR State Street Global Advisors Miscellaneous Region NYSE
470    QLT 9/7/2011 0.05 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
471    QLTB 4/26/2012 1.32 ISHARES BAA - BA RATED CORPORATE BOND Exchange Traded Fund Financial BATS
472    QLTC 4/26/2012 0.38 ISHARES B - CA RATED CORPORATE BOND Exchange Traded Fund Financial BATS
473    QMEX 9/18/2014 0.08 NASDAQ
474    QQQV 12/6/2011 0.02 NASDAQ
475    QTWN 9/18/2014 0.01 NASDAQ
476    QXUS 1/23/2014 0.06 NASDAQ
477    RBL 4/9/2010 5.59 SPDR S&P RUSSIA ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
478    REA 9/28/2009 0.28 KEYSTONE PROPERTY TRUST NYSE
479    REC 9/28/2009 0.18 RYDEX ETF TRUST NYSE
480    RETS 7/14/2010 0.54 DIREXION DAILY RETAIL BEAR 3X S Direxion Funds Trading-Inverse Equity NYSE
481    RFL 9/28/2009 0.59 RYDEX 2X S&P SELECT SECTOR FINANCIAL COMMON NYSE
482    RFN 9/28/2009 0.66 RYDEX INVERSE 2X S&P SELECT SECTOR FNNCL COM NYSE
483    RGRO 2/2/2015 0.05 NASDAQ
484    RHM 9/28/2009 0.05 RYDEX 2X S&P SELECT SECTOR HEALTH CARE COMMO NYSE
485    RHO 9/30/2009 0.05 RYDEX INVERSE 2X S&P SELECT SCTR HLTH CR COM NYSE
486    RKH 9/28/2009 54.62 MARKET VECTORS BANK AND BROKERAGE ETF Market Vectors Financial NYSE
487    RMB 9/22/2011 0.18 GUGGENHEIM YUAN BOND ETF Guggenheim Funds Distributors, Inc. Emerging Markets Bond NYSE
488    RMM 9/28/2009 0.28 RYDEX 2X S&P MIDCAP 400 NYSE
489    RMS 9/28/2009 0.12 RYDEX ETF TRUST NYSE
490    ROB 9/28/2009 0.12 CLAYMORE/ROBB REPORT GLOBAL LUXURY Claymore Securities World Stock NYSE
491    RODI 9/15/2014 0.01 NASDAQ
492    ROI 9/28/2009 0.26 WISDOMTREE LARGECAP GROWTH FUND WisdomTree Large Growth NYSE
493    RORO 9/10/2014 0.08 NASDAQ
494    ROSA 11/30/2010 0.16 IPATH SHORT EXTENDED RUSSELL 10 NYSE
495    RPX 10/2/2009 0.46 COLUMBIA GROWTH EQUITY STRATEGY Columbia Large Growth NYSE
496    RRF 7/14/2011 1.81 WISDOMTREE GLOBAL REAL RETURN ETF WisdomTree World Bond NYSE
497    RRGR 7/11/2012 0.22 NASDAQ
498    RRY 9/28/2009 1.34 RYDEX 2X RUSSELL 2000 NYSE
499    RRZ 9/28/2009 0.65 RYDEX INVERSE 2X RUSSELL 2000 NYSE
500    RSCO 3/18/2013 0.46 SPDR RUSSELL SMALL CAP COMPLETENESS ETF Exchange Traded Fund Financial NYSE
501    RSU 9/28/2009 6.43 RYDEX 2X S&P 500 ETF Rydex/SGI Trading-Leveraged Equity NYSE
502    RSW 9/28/2009 9.74 RYDEX INVERSE 2X S&P 500 ETF Rydex/SGI Trading-Inverse Equity NYSE
503    RTG 9/29/2009 0.12 RYDEX 2X S&P SELECT SECTOR TECHNOLOGY COMMON NYSE
504    RTL 9/28/2009 0.81 ISHARES FTSE NAREIT RETAIL INDE iShares Real Estate NYSE
505    RTLA 11/30/2010 0.52 IPATH LONG EXTENDED RUSSELL 200 NYSE
506    RTR 9/28/2009 1.14 OPPENHEIMER ADR REVENUE ETF OppenheimerFunds Foreign Large Value NYSE
507    RTSA 11/30/2010 1.56 IPATH SHORT EXTENDED RUSSELL 20 NYSE
508    RTW 9/30/2009 0.05 RYDEX ETF TRUST NYSE
509    RUDR 4/9/2013 0.01 VELOCITYSHARES RUSSIA SELECT DR ETF ALPS Miscellaneous Region NYSE
510    RWG 10/2/2009 0.38 COLUMBIA LARGE-CAP GROWTH EQUIT Columbia Large Growth NYSE
511    RWV 9/28/2009 0.31 REVENUESHARES NAVALLIER OVERALL VTL Associates, LLC Mid-Cap Growth NYSE
512    RWXL 3/21/2012 1.71 UBS ETRACS M PY 2XLVG DJ INTL RELEST ETN Exchange Traded Fund Financial NYSE
513    SBEU 1/30/2015 0.02 NASDAQ
514    SBND 7/12/2010 5.33 POWERSHARES DB 3X SHORT 25 YEAR Deutsche Bank Trading-Inverse Debt NYSE
515    SBUS 1/30/2015 0.14 ETFS DIVERSIFIED-FACTOR US LARGE CAP ETF Securities Large Blend NYSE
516    SCLP 10/5/2011 0.01 NASDAQ
517    SCOG 10/5/2011 0.01 NASDAQ
518    SDK 9/28/2009 0.63 PROSHARES ULTRASHORT RUSSELL MI ProShares Trading-Inverse Equity NYSE
519    SFK 9/28/2009 0.68 PROSHARES ULTRASHORT RUSSELL100 ProShares Trading-Inverse Equity NYSE
520    SFLA 11/30/2010 0.4 IPATH LONG EXTENDED S&P 500 TR NYSE
521    SFSA 11/30/2010 0.91 IPATH SHORT EXTENDED S&P 500 TR NYSE
522    SINF 2/10/2012 0.12 PROSHARES ULTRAPRO SHRT 10YR TIPS/TSY SP Exchange Traded Fund Financial NYSE
523    SIPE 2/27/2014 0.15 SPDR BLMBG BARCLAYS 0-5 YEAR TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond NYSE
524    SJF 9/29/2009 0.48 PROSHARES ULTRASHORT RUSSELL100 ProShares Trading-Inverse Equity NYSE
525    SJH 9/28/2009 1.52 PROSHARES ULTRASHORT RUSSELL200 ProShares Trading-Inverse Equity NYSE
526    SJL 9/28/2009 0.35 PROSHARES ULTRASHORT RUSSELL MI ProShares Trading-Inverse Equity NYSE
527    SKK 9/28/2009 2.67 PROSHARES ULTRASHORT RUSSELL200 ProShares Trading-Inverse Equity NYSE
528    SLDR 7/1/2015 0.01 NASDAQ
529    SLOW 7/1/2015 0.01 NASDAQ
530    SMK 9/28/2009 0.64 PROSHARES ULTRASHORT MSCI MEXIC ProShares Trading-Inverse Equity NYSE
531    SOP 6/29/2015 0.14 PROSHARES ULTRASHRT OIL&GAS EXPLOR&PRDTN ProShares Trading--Inverse Equity NYSE
532    SPGH 1/28/2010 0.64 UBS E-TRACS S&P 500 GOLD HEDGED UBS AG Trading-Miscellaneous NYSE
533    SSDD 9/15/2011 0.06 ETRACS ISE SOLID STATE DRIVE IN NYSE
534    SSDL 9/15/2011 0.04 ETRACS MONTHLY 2XLEVERAGED ISE NYSE
535    STH 9/28/2009 0.06 CLAYMORE EXCHANGE-TRADED FUND TRUST NYSE
536    STXX 9/28/2009 0.29 ALPS STOXX EUROPE 600 ETF ALPS Europe Stock NYSE
537    SUBD 5/5/2014 0.08 DEUTSCHE X-TRACKERS SLCTVINVGRD SBDTDBT Exchange Traded Fund Financial NYSE
538    SWH 9/28/2009 1.47 MERRILL LYNCH & CO., INC. SOFTW Merrill Lynch Technology AMEX
539    SYTL 7/29/2014 0.11 DIREXION DAILY 7-10 YR TRS BULL 2X ETF Exchange Traded Fund Financial NYSE
540    SZO 9/28/2009 1.39 POWERSHARES DB CRUDE OIL SHORT Deutsche Bank Trading-Inverse Commodities NYSE
541    SZR 9/28/2009 0.35 WISDOMTREE DREYFUS SOUTH AFRICA WisdomTree Currency NYSE
542    TBAR 2/23/2011 1.66 RBS GOLD TRENDPILOT ETN Royal Bank of Scotland NV Commodities Precious Metals NYSE
543    TBZ 4/5/2011 0.32 PROSHARES ULTRASHORT 3-7 YEAR TREASURY ProShares Trading--Inverse Debt NYSE
544    TCHI 4/19/2012 0.44 RBS CHINA TRENDPILOT ETN Exchange Traded Fund Financial NYSE
545    TDD 9/28/2009 0.44 DB-X 2010 TARGET DATE FUND Deutsche Bank Target Date 2000-2010 NYSE
546    TDH 9/28/2009 0.69 DB-X 2020 TARGET DATE FUND Deutsche Bank Target Date 2016-2020 NYSE
547    TDN 9/28/2009 0.86 DB-X 2030 TARGET DATE FUND Deutsche Bank Target Date 2026-2030 NYSE
548    TDV 9/28/2009 0.76 DB-X 2040 TARGET DATE FUND Deutsche Bank Target Date 2036-2040 NYSE
549    TDX 9/28/2009 0.31 DB-X IN-TARGET DATE FUND Deutsche Bank Conservative Allocation NYSE
550    TENZ 9/29/2009 0.58 PIMCO 7-15 YEAR U.S. TREASURY I PIMCO Long Government NYSE
551    TGEM 6/23/2011 0.09 EGSHARES TELECOM GEMS ETF Emerging Global Advisors Communications NYSE
552    TGR 9/28/2009 2.42 ISHARES S&P TARGET DATE RETIREM iShares Conservative Allocation NYSE
553    TLL 9/28/2009 0.69 PROSHARES ULTRASHORT TELECOMMUN ProShares Trading-Inverse Equity NYSE
554    TMW 9/28/2009 1.05 SPDR DJ WILSHIRE TOTAL MARKET E State Street Global Advisors Large Blend NYSE
555    TNDQ 12/13/2011 0.78 RBS NASDAQ-100 TRENDPILOT ETN Royal Bank of Scotland NV Large Growth NYSE
556    TONS 2/20/2015 0.75 NASDAQ
557    TOTS 6/15/2011 0.64 DIREXION DAILY TOTAL MKT BEAR 1X ETF Direxion Funds Trading-Inverse Equity NYSE
558    TPS 2/10/2011 1.62 PROSHARES ULTRASHORT TIPS ProShares Trading-Inverse Debt NYSE
559    TRND 12/8/2010 4.03 RBS US LARGE CAP TRENDPILOT ETN Royal Bank of Scotland NV Large Blend NYSE
560    TRNM 1/27/2011 1.53 RBS US MID CAP TRENDPILOT ETN Royal Bank of Scotland NV Mid-Cap Blend NYSE
561    TSXV 3/17/2011 0.17 GLOBAL X S&P TSX VENTURE 30 CAN Global X Funds Foreign Small/Mid Growth NYSE
562    TTH 9/28/2009 1.88 MERRILL LYNCH & CO., INC. TELEC Merrill Lynch Communications AMEX
563    TUTI 6/10/2015 0.3 TUTTLE TACTICAL MGMT MULTI-STRAT INC ETF Tuttle Allocation--15% to 30% Equity NASDAQ
564    TUTT 2/25/2015 0.84 TUTTLE TACTICAL MANAGEMENT US CORE ETF Tuttle Allocation--50% to 70% Equity NASDAQ
565    TWOZ 2/25/2010 0.05 DIREXION DAILY 2 YR TRSY BEAR 3X SHARES Direxion Shares ETF Trust Bear Market AMEX
566    TWQ 9/28/2009 0.43 PROSHARES ULTRASHORT RUSSELL300 ProShares Trading-Inverse Equity NYSE
567    TWTI 9/15/2011 0.29 RBS OIL TRENDPILOT ETN Royal Bank of Scotland NV Commodities Energy NYSE
568    TYH 9/28/2009 137.15 DIREXION TECHNOLOGY BULL 3X SHA Direxion Funds Trading-Leveraged Equity NYSE
569    TYP 9/28/2009 49.67 DIREXION TECHNOLOGY BEAR 3X SHA Direxion Funds Trading-Inverse Equity NYSE
570    TYTE 8/7/2014 0.03 PROSHARES CDS NORTH AMERICAN HY CREDIT ProShares High Yield Bond NYSE
571    TZD 9/28/2009 0.73 ISHARES S&P TARGET DATE 2010 iShares Target Date 2000-2010 NYSE
572    TZE 9/28/2009 3.35 ISHARES TRUST TARGET DATE 2015 iShares Target Date 2011-2015 NYSE
573    TZG 9/29/2009 1.27 ISHARES S&P TARGET DATE 2020 ET iShares Target Date 2016-2020 NYSE
574    TZI 10/1/2009 0.8 ISHARES S&P TARGET DATE 2025 ET iShares Target Date 2021-2025 NYSE
575    TZL 9/28/2009 1.17 ISHARES S&P TARGET DATE 2030 iShares Target Date 2026-2030 NYSE
576    TZO 9/29/2009 0.73 ISHARES S&P TARGET DATE 2035 iShares Target Date 2031-2035 NYSE
577    TZV 9/28/2009 1.23 ISHARES S&P TARGET DATE 2040 iShares Target Date 2036-2040 NYSE
578    TZW 8/18/2011 0.79 ISHARES S&P TARGET DATE 2045 NYSE
579    TZY 8/31/2011 0.99 ISHARES S&P TARGET DATE 2050 NYSE
580    UBD 9/28/2009 0.07 GUGGENHEIM U.S. CAPITAL MARKETS NYSE
581    UBND 6/11/2015 0.07 WISDOMTREE WESTERN ASSET UNCNSTND BD ETF WisdomTree Nontraditional Bond NASDAQ
582    UCD 9/28/2009 1.68 PROSHARES ULTRA DJ-AIG COMMODIT ProShares Trading-Leveraged Commodities NYSE
583    UCIB 10/9/2015 0.04 NASDAQ
584    UDBI 12/29/2015 0.02 LEGG MASON US DIVERSIFIED CORE ETF Legg Mason Large Blend NASDAQ
585    UDNT 5/24/2011 0.56 POWERSHARES DB 3X SHORT US DOLL NYSE
586    UEM 9/28/2009 0.01 CLAYMORE EXCHANGE-TRADED FUND TRUST NYSE
587    UGEM 6/23/2011 0.2 EGSHARES UTILITIES GEMS ETF Emerging Global Advisors Utilities NYSE
588    UINF 2/10/2012 0.22 PROSHARES ULTRAPRO 10 YEAR TIPS/TSY SPRD Exchange Traded Fund Financial NYSE
589    UK 4/29/2015 0.02 RECON CAPITAL FTSE 100 ETF ETF Series Trust Miscellaneous Region NYSE
590    UKF 9/28/2009 0.6 PROSHARES ULTRA RUSSELL1000 GRO ProShares Trading-Leveraged Equity NYSE
591    UKK 9/28/2009 2.76 PROSHARES ULTRA RUSSELL2000 GRO ProShares Trading-Leveraged Equity NYSE
592    UKW 9/28/2009 0.94 PROSHARES ULTRA RUSSELL MIDCAP ProShares Trading-Leveraged Equity NYSE
593    ULQ 9/28/2009 0.03 GUGGENHEIM U.S. CAPITAL MARKETS NYSE
594    UMX 7/13/2010 0.64 PROSHARES ULTRA MSCI MEXICO CAPPED IMI ProShares Trading--Leveraged Equity NYSE
595    UOIL 2/8/2012 0.09 NASDAQ
596    UOP 6/23/2015 0.08 PROSHARES ULTRA OIL & GAS EXPLOR & PRDTN ProShares Trading--Leveraged Equity NYSE
597    USMI 6/19/2012 0.53 UNITED STATES METALS ETF Exchange Traded Fund Financial NYSE
598    USMR 9/20/2016 0.01 RECON CAPITAL USA MANAGED RISK ETF Recon Capital Series Trust Large Blend NYSE
599    USSD 7/21/2015 0.08 WISDOMTREE STRONG DOLLAR US EQUITY ETF WisdomTree Large Blend NYSE
600    USWD 7/21/2015 0.03 WISDOMTREE WEAK DOLLAR US EQUITY ETF WisdomTree Large Blend NYSE
601    USY 9/28/2009 0.05 WISDOMTREE U S CURRENT INCOME FUND COMMON SH NYSE
602    UTH 9/28/2009 0.57 MERRILL LYNCH & CO., INC. UTILI Merrill Lynch Utilities AMEX
603    UTLT 6/4/2013 0.66 DEUTSCHE X-TRACKERS REGULATED UTILITIES Exchange Traded Fund Financial NYSE
604    UUPT 5/24/2011 2 POWERSHARES DB 3X LONG US DOLLA NYSE
605    UVG 9/28/2009 0.81 PROSHARES ULTRA RUSSELL1000 VAL ProShares Trading-Leveraged Equity NYSE
606    UVT 9/28/2009 1.89 PROSHARES ULTRA RUSSELL2000 VAL ProShares Trading-Leveraged Equity NYSE
607    UVU 9/28/2009 0.82 PROSHARES ULTRA RUSSELL MIDCAP ProShares Trading-Leveraged Equity NYSE
608    UWC 9/29/2009 0.14 PROSHARES ULTRA RUSSELL3000 ProShares Trading-Leveraged Equity NYSE
609    UWTI 2/8/2012 823.22 VELOCITYSHARES 3X LONG CRUDE OIL ETN Credit Suisse AG Trading--Leveraged Commodities NYSE
610    UXJ 7/13/2010 0.4 PROSHARES ULTRA MSCI PACIFIC EX ProShares Trading-Leveraged Equity NYSE
611    VGEM 6/23/2011 0.17 EGSHARES CONSUMER SERVICES GEMS Emerging Global Advisors Consumer Cyclical NYSE
612    VIXH 8/30/2012 0.23 FIRST TRUST CBOE S&P 500 VIXTAIL H ETF First Trust Long-Short Equity NYSE
613    VLLV 3/11/2015 0.03 NASDAQ