All ETFs Historical Tick with Bid/Ask Data

The list below contains symbols for all the ETFs in our tick (time and sales) interval "All ETFs Historical Tick with Bid/Ask Data" historical data package. Data presented in the table below is calculated using the files containing tick with bid/ask prices. Tab delimited text version of this list is also available.

Other Historical Data

Please visit our buy page for more information about our US and Canadian stocks, ETFs, indexes and indicators, futures, forex and OTC BB historical data packages, and to download free historical data sample files. We offer daily (end-of-day or EOD) data, 1 minute and higher interval intraday data and tick (time and sales) bid and ask data.

Product Details

Listed: 1880 symbols and 249874 MB
Delisted: 553 symbols and 3042 MB
List last updated on: 2/17/2017

Listed Instruments:

 #   Symbol   StartDate   Size(MB)   Description   Industry   Sector   Exchange 
1    AADR 7/21/2010 1 WCM BNY MELLON FOCUSED GROWTH A AdvisorShares Foreign Large Growth NYSE
2    AAXJ 9/25/2009 201.13 ISHARES MSCI ALL COUNTRY ASIA E iShares Pacific/Asia ex-Japan Stk NASDAQ
3    ACIM 2/28/2012 0.87 SPDR MSCI ACWI IMI ETF Exchange Traded Fund Financial NYSE
4    ACSI 11/1/2016 0.05
5    ACTX 4/29/2015 0.07 GLOBAL X GURU ACTIVIST ETF Global X Funds Large Growth NASDAQ
6    ACWF 5/4/2015 0.08
7    ACWI 9/25/2009 267.57 ISHARES MSCI ACWI INDEX FUND iShares World Stock NASDAQ
8    ACWV 10/20/2011 18.38 ISHARES MSCI ALL COUNTRY WORLD iShares World Stock NYSE
9    ACWX 9/25/2009 72.16 ISHARES MSCI ACWI EX US INDEX F iShares Foreign Large Blend NASDAQ
10    ADRA 9/25/2009 1.21 BLDRS ASIA 50 ADR ETF PowerShares Diversified Pacific/Asia NASDAQ
11    ADRD 9/25/2009 1.84 BLDRS DEVELOPED MARKETS 100 ADR INDEX FUND NASDAQ
12    ADRE 9/25/2009 12.08 BLDRS EMERGING MARKETS 50 ADR INDEX FUND NASDAQ
13    ADRU 9/25/2009 0.96 BLDRS EUROPE 100 ADR INDEX FUND NASDAQ
14    AFK 9/25/2009 9.03 MARKET VECTORS-AFRICA INDEX ETF Van Eck Diversified Emerging Mkts NYSE
15    AFTY 3/12/2015 2.48 CSOP FTSE CHINA A50 ETF CSOP Asset Management China Region NYSE
16    AGA 9/25/2009 2.04 DB AGRICULTURE SHORT ETN DB AGR Deutsche Bank Trading-Inverse Commodities NYSE
17    AGF 9/25/2009 1.94 DB AGRICULTURE LONG ETN DB AGRI Deutsche Bank Commodities Agriculture NYSE
18    AGG 9/25/2009 356.81 ISHARES BARCLAYS AGGREGATE BOND iShares Intermediate-Term Bond NYSE
19    AGGE 5/10/2016 0.32 IQ ENHANCED CORE BOND US ETF IndexIQ Intermediate-Term Bond NYSE
20    AGGP 5/10/2016 0.57 IQ ENHANCED CORE PLUS BOND US ETF IndexIQ Intermediate-Term Bond NYSE
21    AGGY 7/9/2015 0.51
22    AGND 12/18/2013 0.75 WISDOMTREE BARCLAYS NEGATIVE DURATION U.S. AGGREGATE BOND FUND NASDAQ
23    AGQ 9/25/2009 308.4 PROSHARES ULTRA SILVER ProShares Trading--Leveraged Commodities NYSE
24    AGZ 9/25/2009 6.04 ISHARES BARCLAYS AGENCY BOND iShares Intermediate Government NYSE
25    AGZD 12/18/2013 0.64 WISDOMTREE BARCLAYS US AGGTBD ZR DUR ETF WisdomTree Nontraditional Bond NASDAQ
26    AIA 9/25/2009 7.41 ISHARES ASIA 50 iShares Pacific/Asia ex-Japan Stk NASDAQ
27    AIRR 3/11/2014 2.14 FIRST TRUST RBA AMERICAN INDUSTRIAL RENAISSANCE ETF NASDAQ
28    ALD 9/25/2009 44.69 WISDOMTREE ASIA LOCAL DEBT FUND WisdomTree Emerging Markets Bond NYSE
29    ALFA 5/31/2012 2.59 ALPHACLONE ALTERNATIVE ALPHA ETF Exchange Traded Fund Financial NYSE
30    ALFI 11/10/2015 0.08
31    ALTS 10/9/2014 0.65
32    ALTY 7/14/2015 0.12 GLOBAL X SUPERDIVIDEND ALTERNATIVES ETF Global X Funds World Allocation NASDAQ
33    AMJ 9/25/2009 367.66 JPMORGAN CHASE CAPITAL XVI JP M JPMorgan Equity Energy NYSE
34    AMJL 5/18/2016 0.03
35    AMLP 9/24/2010 576.42 ALERIAN MLP ETF ALPS Equity Energy NYSE
36    AMU 7/18/2012 12.97 UBS ETRACS ALERIAN MLP ETN Exchange Traded Fund Financial NYSE
37    AMUB 10/9/2015 0.01
38    AMZA 10/2/2014 6.45 INFRACAP MLP ETF Exchange Traded Fund Financial NYSE
39    AND 2/3/2011 0.91 GLOBAL X FTSE ANDEAN 40 ETF Global X Funds Latin America Stock NYSE
40    ANGL 4/11/2012 7.38 MARKET VECTORS FALLENANGEL HIYLD BD ETF Exchange Traded Fund Financial NYSE
41    AOA 9/25/2009 6.16 ISHARES S&P AGGRESSIVE ALLOCATI iShares Aggressive Allocation NYSE
42    AOK 9/25/2009 5.04 ISHARES S&P CONSERVATIVE ALLOCA iShares Conservative Allocation NYSE
43    AOM 9/25/2009 8.26 ISHARES S&P MODERATE ALLOCATION iShares Conservative Allocation NYSE
44    AOR 9/25/2009 7.24 ISHARES S&P GROWTH ALLOCATION iShares World Allocation NYSE
45    ARGT 3/3/2011 3.52 GLOBAL X FTSE ARGENTINA 20 ETF Global X Funds Latin America Stock NYSE
46    ARKG 10/31/2014 0.19 ARK GENOMIC REVOLUTION MULTI-SECTOR ETF ARK ETF Trust Health NYSE
47    ARKK 10/31/2014 0.16 ARK INNOVATION ETF ARK ETF Trust Technology NYSE
48    ARKQ 9/30/2014 0.18
49    ARKW 9/30/2014 0.21
50    ASEA 2/17/2011 3.05 GLOBAL X SOUTHEAST ASIA ETF Global X Funds Pacific/Asia ex-Japan Stk NYSE
51    ASET 11/24/2015 0.04 FLEXSHARES REAL ASSETS ALLOCATION INDEX FUND NASDAQ
52    ASHR 11/6/2013 147.3 DEUTSCHE X-TRACKERS HARVEST CSI300 CHN A Deutsche Asset Management China Region NYSE
53    ASHS 5/21/2014 7.19 DEUTSCHE X-TRACKERS HRVSTCSI500CHN A SC Exchange Traded Fund Financial NYSE
54    ASHX 10/20/2015 0.07 DEUTSCHE X-TRACKERS CSI300 CHN A HDGD EQ Deutsche Asset Management China Region NYSE
55    ATMP 3/13/2013 4.13
56    AUNZ 7/5/2011 2.56 WISDOMTREE AUSTRALIA NEW ZEALAN WisdomTree Currency NYSE
57    AUSE 2/28/2011 1.37 WISDOMTREE AUSTRALIA DIVIDEND I WisdomTree Pacific/Asia ex-Japan Stk NYSE
58    AXJL 2/28/2011 1.21 WISDOMTREE ASIA PACIFIC EX-JAPA WisdomTree Pacific/Asia ex-Japan Stk NYSE
59    AXJV 6/5/2014 0.23 ISHARES MSCI ASIA EX JAPAN MINIMUM VOL Exchange Traded Fund Financial NYSE
60    AYT 9/25/2009 1.31 IPATH GEMS ASIA 8 ETN Barclays Bank PLC Currency NYSE
61    BAB 11/17/2009 34.28 POWERSHARES BUILD AMERICA BOND PowerShares Long-Term Bond NYSE
62    BAL 9/25/2009 9.33 IPATH BLOOMBERG COTTON SUBTR ETN Barclays Funds Commodities Agriculture NYSE
63    BBC 12/17/2014 1.31 BIOSHARES BIOTECHNOLOGY CLINICAL TRIALS Bio Shares Health NASDAQ
64    BBH 9/25/2009 28.45 VANECK VECTORS BIOTECH ETF Market Vectors Health NASDAQ
65    BBP 12/17/2014 1.04
66    BBRC 8/15/2012 5.82 EGSHARES BEYOND BRICS ETF Exchange Traded Fund Financial NYSE
67    BCM 4/21/2011 1.38 IPATH PURE BETA BROAD COMMODITY Commercial Banks, Not Elsewhere Classified Finance, Insurance, and Real Estate NYSE
68    BDCL 5/25/2011 21.86 2XLEVERAGED LONG EXCHANGE TRADE NYSE
69    BDCS 4/28/2011 3.95 UBS AG EXCHANGE TRADED ACCESS S NYSE
70    BDCZ 10/9/2015 0.08
71    BDD 9/25/2009 3.42 POWERSHARES DB BASE METALS DOUB Deutsche Bank Trading-Leveraged Commodities NYSE
72    BFIT 5/10/2016 0.01 GLOBAL X HEALTH & WELLNESS THEMATIC ETF NASDAQ
73    BFOR 6/4/2013 2.91 BARRON'S 400 ETF Exchange Traded Fund Financial NYSE
74    BIB 4/9/2010 97.26 PROSHARES ULTRA NASDAQ BIOTECHN ProShares Trading-Leveraged Equity NASDAQ
75    BICK 4/13/2010 2.09 FIRST TRUST BICK INDEX FUND NASDAQ
76    BIGD 10/5/2015 0.02
77    BIL 9/25/2009 40.72 SPDR LEHMAN 1-3 MONTH T-BILL ET State Street Global Advisors Ultrashort Bond NYSE
78    BIS 4/9/2010 55.48 PROSHARES ULTRASHORT NASDAQ BIOTECH ProShares Trading--Inverse Equity NASDAQ
79    BIV 9/25/2009 69.12 VANGUARD IT BOND ETF Vanguard Intermediate-Term Bond NYSE
80    BIZD 2/12/2013 2.95 MARKET VECTORS BDC INCOME ETF Exchange Traded Fund Financial NYSE
81    BJK 9/25/2009 4 VANECK VECTORS GAMING ETF Market Vectors Consumer Cyclical NYSE
82    BKF 9/25/2009 27.91 ISHARES MSCI BRIC iShares Diversified Emerging Mkts NYSE
83    BKLN 3/3/2011 205.31 POWERSHARES EXCHANGE-TRADED FUN PowerShares Bank Loan NYSE
84    BLNG 4/21/2011 0.2 IPATH PURE BETA PRECIOUS METAL NYSE
85    BLV 9/25/2009 25.69 VANGUARD LONG-TERM BOND ETF Vanguard Long-Term Bond NYSE
86    BMLA 5/19/2016 0.01 BULLMARK LATAM SELECT LEADERS ETF NASDAQ
87    BND 9/25/2009 292.52 VANGUARD TOTAL BOND MARKET ETF Vanguard Intermediate-Term Bond NYSE
88    BNDS 5/26/2015 3.51
89    BNDX 6/4/2013 49.32 VANGUARD TOTAL INTERNATIONAL BOND ETF NASDAQ
90    BNO 7/12/2010 15.99 UNITED STATES BRENT OIL FUND, L United States Commodity Funds LLC Commodities Energy NYSE
91    BOIL 10/6/2011 33.27 PROSHARES ULTRA DJ UBS NATURAL ProShares Trading-Leveraged Commodities NYSE
92    BOM 9/25/2009 2.95 POWERSHARES DB BASE METALS DOUB Deutsche Bank Trading-Inverse Commodities NYSE
93    BOND 3/1/2012 54.27 PIMCO TOTAL RETURN ACTIVE ETF Pimco Intermediate-Term Bond NYSE
94    BOS 9/25/2009 1.04 POWERSHARES DB BASE METALS SHOR Deutsche Bank Trading-Inverse Commodities NYSE
95    BOTZ 9/13/2016 0.3 GLOBAL X ROBTCS&ARTFCL INTLLGNC THTC ETF Global X Funds Miscellaneous Sector NASDAQ
96    BRAQ 7/12/2010 1.81 GLOBAL X BRAZIL CONSUMER ETF Global X Funds Latin America Stock NYSE
97    BRAZ 7/12/2010 1.77 GLOBAL X BRAZIL MID CAP ETF Global X Funds Latin America Stock NYSE
98    BRF 9/25/2009 51.08 VANECK VECTORS BRAZIL SMALL-CAP ETF Market Vectors Latin America Stock NYSE
99    BRZU 4/10/2013 26 DIREXION DAILY BRAZIL BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
100    BSCH 7/12/2010 14.37 GUGGENHEIM BULLETSHARES 2017 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
101    BSCI 3/28/2012 11.98 GUGGENHEIM BULLETSHRS2018 CORP BD ETF Exchange Traded Fund Financial NYSE
102    BSCJ 3/29/2012 8.53 GUGGENHEIM BULLETSHRS2019 CORP BD ETF Exchange Traded Fund Financial NYSE
103    BSCK 3/29/2012 8.69 GUGGENHEIM BULLETSHRS 2020 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
104    BSCL 7/17/2013 5.43 GUGGENHEIM BULLETSHRS2021 CORP BD ETF Exchange Traded Fund Financial NYSE
105    BSCM 7/17/2013 4.64 GUGGENHEIM BULLETSHRS2022 CORP BD ETF Exchange Traded Fund Financial NYSE
106    BSCN 9/17/2014 2.05
107    BSCO 9/19/2014 1.65 GUGGENHEIM BULLETSHRS 2024 CORP BD ETF Guggenheim Investments Corporate Bond NYSE
108    BSCP 10/9/2015 0.49
109    BSCQ 9/16/2016 0.16
110    BSJH 4/25/2012 11.1 GUGGENHEIM BULLETSHRS2017 HY CORPBD ETF Exchange Traded Fund Financial NYSE
111    BSJI 4/25/2012 12.22 GUGGENHEIM BULLETSHRS2018 HY CORPBD ETF Exchange Traded Fund Financial NYSE
112    BSJJ 9/24/2013 7.52 GUGGENHEIM BULLETSHRS2019 HY CORPBD ETF Exchange Traded Fund Financial NYSE
113    BSJK 9/24/2013 4.38 GUGGENHEIM BULLETSHRS 2020 HY CORPBD ETF Guggenheim Investments High Yield Bond NYSE
114    BSJL 9/17/2014 1.45
115    BSJM 9/17/2014 1.51
116    BSJN 10/14/2015 0.34
117    BSJO 9/14/2016 0.23
118    BSV 9/25/2009 166.12 VANGUARD ST BOND ETF Vanguard Short-Term Bond NYSE
119    BSWN 7/14/2016 0.03
120    BTAL 9/13/2011 1.97 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
121    BTEC 8/22/2016 0.01 PRINCIPAL HEALTHCARE INNOVATORS INDEX ETF NASDAQ
122    BUZ 4/19/2016 0.05
123    BWV 9/25/2009 0.59 IPATH GOLDMAN SACHS BARCLAYS BA iPath Long/Short Equity NYSE
124    BWX 9/25/2009 52.77 SPDR LEHMAN INTL TREASURY BD State Street Global Advisors World Bond NYSE
125    BWZ 9/25/2009 7.06 SPDR BARCLAYS CAPITAL SHORT TER State Street Global Advisors World Bond NYSE
126    BYLD 4/24/2014 0.32 ISHARES YIELD OPTIMIZED BOND iShares Intermediate-Term Bond NYSE
127    BZF 9/25/2009 8.75 WISDOMTREE BRAZILIAN REAL STRATEGY ETF WisdomTree Single Currency NYSE
128    BZQ 9/25/2009 23.5 PROSHARES ULTRASHORT MSCI BRAZI ProShares Trading-Inverse Equity NYSE
129    CAFE 4/21/2011 1.71 IPATH PURE BETA COFFEE ETN Barclays Funds Commodities Agriculture NYSE
130    CANE 9/19/2011 1.22 TEUCRIUM SUGAR FUND ETV Teucrium Commodities Agriculture NYSE
131    CAPE 10/11/2012 0.31
132    CAPX 5/27/2015 0.07
133    CARZ 5/10/2011 2.03 FIRST TRUST NASDAQ GLOBAL AUTO INDEX FUND NASDAQ
134    CATH 4/19/2016 0.13 GLOBAL X S&P 500 CATHOLIC VALUES ETF Global X Funds Large Blend NASDAQ
135    CBND 4/7/2011 1.76 SPDR BLMBG BARCLAYS ISR SCR CORPBD ETF SPDR State Street Global Advisors Corporate Bond NYSE
136    CBON 11/11/2014 0.94
137    CDC 7/2/2014 1.92 VICTORYSHARES US EQ INCOME ENHANCED VOLATILITY WTD ETF NASDAQ
138    CDL 7/8/2015 0.51 VICTORYSHARES US LARGE CAP HIGH DIV VOLATILITY WTD ETF NASDAQ
139    CEFL 12/11/2013 16.77
140    CEMB 4/19/2012 1.09 ISHARES EMERGING MARKETS CORPORATE BOND iShares Emerging Markets Bond BATS
141    CEW 9/28/2009 13.77 WISDOMTREE EMERGING CURRENCY STRAT ETF WisdomTree Multicurrency NYSE
142    CEZ 9/29/2009 0.12 VICTORYSHARES EMERGING MARKET VOLATILITY WTD ETF NASDAQ
143    CFA 7/2/2014 0.82 VICTORYSHARES US 500 VOLATILITY WTD ETF NASDAQ
144    CFO 7/2/2014 1.6 VICTORYSHARES US 500 ENHANCED VOLATILITY WTD ETF NASDAQ
145    CGW 9/28/2009 11.48 GUGGENHEIM S&P GLOBAL WATER Guggenheim Funds Distributors, Inc. Industrials NYSE
146    CHAD 6/17/2015 9.87
147    CHAU 4/16/2015 16.8 DIREXION DLY CSI 300 CHN A SHR BL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
148    CHEP 9/13/2011 1.05 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
149    CHIE 12/16/2009 0.96 GLOBAL X CHINA ENERGY ETF Global X Funds China Region NYSE
150    CHII 12/1/2009 1.6 GLOBAL X CHINA INDUSTRIALS ETF Global X Funds China Region NYSE
151    CHIM 1/14/2010 1.4 GLOBAL X CHINA MATERIALS ETF Global X Funds China Region NYSE
152    CHIQ 12/1/2009 14.9 GLOBAL X CHINA CONSUMER ETF Global X Funds China Region NYSE
153    CHIX 12/11/2009 8.42 GLOBAL X CHINA FINANCIALS ETF Global X Funds China Region NYSE
154    CHOC 4/21/2011 0.78 IPATH PURE BETA COCOA ETN NYSE
155    CIBR 7/7/2015 2.99 FIRST TRUST NASDAQ CYBERSECURITY ETF NASDAQ
156    CID 8/20/2015 0.28 VICTORYSHARES INTERNATIONAL HIGH DIV VOLATILITY WTD ETF NASDAQ
157    CIL 7/12/2010 0.83 VICTORY CEMP INTERNATIONAL VOL WTD ETF Victory Foreign Large Blend NASDAQ
158    CIU 9/28/2009 78.57 ISHARES LEHMAN INTERMEDIATE CRE iShares Intermediate-Term Bond NYSE
159    CIZ 10/1/2014 0.59 VICTORYSHARES DEVELOPED ENHANCED VOLATILITY WTD ETF NASDAQ
160    CJNK 11/17/2014 0.79
161    CLAW 8/19/2015 0.06 DIREXION DAILY HMBLDRS&SUPLS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
162    CLY 12/9/2009 22.43 ISHARES 10+ YEAR CREDIT BOND iShares Corporate Bond NYSE
163    CLYH 9/11/2015 0.16
164    CMBS 2/16/2012 4.3 ISHARES CMBS Exchange Traded Fund Financial NYSE
165    CMD 9/28/2009 5.52 PROSHARES ULTRASHORT DJ-AIG COM ProShares Trading-Inverse Commodities NYSE
166    CMDT 8/13/2013 0.36 ISHARES COMMODITY OPTIMIZED TRUST Exchange Traded Fund Financial NYSE
167    CMF 9/28/2009 5.08 ISHARES S&P CALI MUNI BOND iShares Muni California Long NYSE
168    CN 4/30/2014 0.32 DEUTSCHE X-TRACKERS HRVST MSCI ALLCHN EQ Exchange Traded Fund Financial NYSE
169    CNCR 10/14/2015 0.63 LONCAR CANCER IMMUNOTHERAPY ETF NASDAQ
170    CNDA 4/9/2010 2.13 IQ CANADA SMALL CAP ETF IndexIQ Foreign Small/Mid Growth NYSE
171    CNDF 5/12/2016 0.01
172    CNHX 10/20/2015 0.01
173    CNSF 5/12/2016 0.01
174    CNTR 5/19/2011 0.06
175    CNXT 9/28/2009 70.38 MARKET VECTORS CHINAAMC SME-CHINEXT ETF Exchange Traded Fund Financial NYSE
176    CNY 9/28/2009 2.63 MARKET VECTORS CHINESE RENMINBI Morgan Stanley Currency NYSE
177    COBO 5/25/2012 0.19
178    COMT 10/25/2010 1.74 ISHARES COMMODITIES SELECT STRATEGY ETF NASDAQ
179    COPX 7/12/2010 9.46 GLOBAL X COPPER MINERS ETF Global X Funds Natural Resources NYSE
180    CORN 7/12/2010 22.71 TEUCRIUM CORN FUND ETV Teucrium Commodities Agriculture NYSE
181    CORP 9/24/2010 4.79 PIMCO INVESTMENT GRADE CORPORATE BD ETF Pimco Corporate Bond NYSE
182    COW 9/28/2009 7.26 IPATH BLOOMBERG LIVESTOCK SUBTR ETN Barclays Funds Commodities Agriculture NYSE
183    CPER 11/15/2011 0.4 UNITED STATES COPPER INDEX United States Commodity Funds LLC Commodities Industrial Metals NYSE
184    CPI 10/27/2009 2.03 IQ REAL RETURN ETF IndexIQ Multialternative NYSE
185    CQQQ 12/8/2009 5.73 GUGGENHEIM CHINA TECHNOLOGY ETF Guggenheim Funds Distributors, Inc. China Region NYSE
186    CRAK 8/19/2015 0.28 VANECK VECTORS OIL REFINERS ETF Market Vectors Equity Energy NYSE
187    CRBN 12/9/2014 0.66
188    CRDT 2/11/2014 0.08 WISDOMTREE STRATEGIC CORPORATE BOND ETF WisdomTree World Bond NASDAQ
189    CRED 9/28/2009 8.04 CREDO PETROLEUM CORPORATION Independent Oil & Gas Basic Materials NASDAQ
190    CROC 7/19/2012 1.1 PROSHARES ULTRASHORT AUSTRALIAN DOLLAR Exchange Traded Fund Financial NYSE
191    CROP 3/22/2011 2.02 IQ GLOBAL AGRIBUSINESS SMALL CA IndexIQ Consumer Defensive NYSE
192    CSA 9/28/2009 34.56 VICTORYSHARES US SMALL CAP VOLATILITY WTD ETF NASDAQ
193    CSB 7/8/2015 0.19 VICTORYSHARES US SMALL CAP HIGH DIV VOLATILITY WTD ETF NASDAQ
194    CSCR 6/12/2013 0.29
195    CSD 9/28/2009 10.96 GUGGENHEIM SPIN-OFF ETF Guggenheim Funds Distributors, Inc. Mid-Cap Blend NYSE
196    CSF 8/1/2014 0.43 VICTORYSHARES US DISCOVERY ENHANCED VOLATILITY WTD ETF NASDAQ
197    CSJ 9/28/2009 126.05 ISHARES LEHMAN 1-3 YEAR CREDIT iShares Short-Term Bond NYSE
198    CSLS 2/22/2010 1.43 CREDIT SUISSE LONG SHORT LIQUID Credit Suisse AG Long/Short Equity NYSE
199    CSM 9/28/2009 5.94 PROSHARES CREDIT SUISSE 130/30 ProShares Long/Short Equity NYSE
200    CTNN 4/21/2011 0.32 IPATH PURE BETA COTTON ETN NYSE
201    CUPM 4/21/2011 0.24 IPATH PURE BETA COPPER ETN NYSE
202    CURE 6/15/2011 26.46 DIREXION DAILY HEALTHCARE BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
203    CUT 9/28/2009 10.95 GUGGENHEIM TIMBER ETF Guggenheim Funds Distributors, Inc. Natural Resources NYSE
204    CVY 9/28/2009 26.87 GUGGENHEIM MULTI-ASSET INCOME E Guggenheim Funds Distributors, Inc. Large Value NYSE
205    CWB 9/28/2009 98.86 SPDR BLMBG BARCLAYS CONVERT SECS ETF SPDR State Street Global Advisors Convertibles NYSE
206    CWI 9/28/2009 21.83 SPDR MSCI ACWI EX-US ETF State Street Global Advisors Foreign Large Blend NYSE
207    CWS 12/29/2009 3.93 ADVISORSHARES FOCUSED EQUITY ETF AdvisorShares Large Blend NYSE
208    CXSE 1/5/2015 0.15 WISDOMTREE CHINA EX-STATE-OWNED ENTERPRISES FUND NASDAQ
209    CYB 9/28/2009 17.72 WISDOMTREE DREYFUS CHINESE YUAN WisdomTree Currency NYSE
210    CZA 9/28/2009 2.21 GUGGENHEIM MID-CAP CORE ETF Guggenheim Funds Distributors, Inc. Mid-Cap Value NYSE
211    DAG 9/28/2009 16.7 DB AGRICULTURE DOUBLE LONG ETN Deutsche Bank Trading-Leveraged Commodities NYSE
212    DAX 10/23/2014 0.57 RECON CAPITAL DAX GERMANY ETF NASDAQ
213    DBA 9/28/2009 266.18 POWERSHARES DB AGRICULTURE FUND Deutsche Bank Commodities Agriculture NYSE
214    DBAP 10/1/2013 0.69 DEUTSCHE X-TRACKERS MSCIASPAC EXJPN H EQ Exchange Traded Fund Financial NYSE
215    DBAU 8/19/2015 0.02 DEUTSCHE X-TRACKERS MSCI AUST HDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
216    DBAW 1/27/2014 1.46 DEUTSCHE X-TRACKERS MSCIALLWLD EXUS H EQ Exchange Traded Fund Financial NYSE
217    DBB 9/28/2009 34.21 POWERSHARES DB BASE METALS ETF PowerShares DB Commodities Industrial Metals NYSE
218    DBBR 6/9/2011 1.07 DB-X MSCI BRAZIL CURRENCY HEDGE Deutsche Bank Latin America Stock NYSE
219    DBC 9/28/2009 397.09 POWERSHARES DB COMMODITY INDEX Deutsche Bank Commodities Broad Basket NYSE
220    DBE 9/28/2009 14.6 POWERSHARES DB ENERGY FUND Deutsche Bank Commodities Energy NYSE
221    DBEF 6/9/2011 156.44 DB-X MSCI EAFE CURRENCY HEDGED Deutsche Bank Foreign Large Blend NYSE
222    DBEM 6/9/2011 6.13 DB-X MSCI EMERGING MARKETS CURR Deutsche Bank Diversified Emerging Mkts NYSE
223    DBES 8/19/2015 0.01
224    DBEU 10/1/2013 71.68 DEUTSCHE X-TRACKERS MSCI EUROPE HDGD EQ Exchange Traded Fund Financial NYSE
225    DBEZ 12/15/2014 1.51
226    DBGR 2/5/2013 4.14 DEUTSCHE X-TRACKERS MSCI GERMANY HDGD EQ Exchange Traded Fund Financial NYSE
227    DBIF 4/9/2015 0.04
228    DBIT 8/19/2015 0.01
229    DBJP 6/9/2011 35.96 DEUTSCHE X-TRACKERS MSCI JAPAN HEDGED EQ Exchange Traded Fund Financial NYSE
230    DBKO 1/27/2014 2.37 DEUTSCHE X-TRACKERS MSCI SKOREA HEDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
231    DBMX 1/27/2014 0.24 DEUTSCHE X-TRACKERS MSCI MEXICO HEDGD EQ Deutsche Asset Management Miscellaneous Region NYSE
232    DBO 9/28/2009 77.9 POWERSHARES DB OIL FUND Deutsche Bank Commodities Energy NYSE
233    DBP 9/28/2009 14.24 POWERSHARES DB PRECIOUS METALS ETF PowerShares DB Commodities Precious Metals NYSE
234    DBRE 4/9/2015 0.04 DEUTSCHE X-TRACKERS DJ HDGD INTL RL ESTT Deutsche Asset Management Global Real Estate BATS
235    DBS 9/28/2009 8.64 POWERSHARES DB SILVER ETF PowerShares DB Commodities Precious Metals NYSE
236    DBSE 8/19/2015 0.01
237    DBSP 8/19/2015 0.01
238    DBUK 10/1/2013 0.18 DEUTSCHE X-TRACKERS MSCI UK HDGD EQ Exchange Traded Fund Financial NYSE
239    DBV 9/28/2009 12.46 POWERSHARES DB G10 CURRENCY HAR Deutsche Bank Currency NYSE
240    DCNG 4/21/2011 0.43 IPATH SEASONAL NATURAL GAS ETN NYSE
241    DDBI 12/29/2015 0.04 LEGG MASON DEVELOPED EX-US DIVERSIFIED CORE ETF NASDAQ
242    DDEZ 1/7/2016 0.02
243    DDG 9/28/2009 1.89 PROSHARES SHORT OIL & GAS ProShares Trading--Inverse Equity NYSE
244    DDJP 1/7/2016 0.02
245    DDLS 1/7/2016 0.03
246    DDM 9/28/2009 292.9 PROSHARES ULTRA DOW30 ProShares Trading-Leveraged Equity NYSE
247    DDP 9/28/2009 0.76 DB COMMODITY SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
248    DDWM 1/7/2016 0.5
249    DEE 9/28/2009 0.59 DB COMMODITY DOUBLE SHORT ETN Deutsche Bank AG Trading--Inverse Commodities NYSE
250    DEEF 6/1/2015 0.27
251    DEF 9/28/2009 4.28 GUGGENHEIM DEFENSIVE EQUITY ETF Guggenheim Funds Distributors, Inc. Large Value NYSE
252    DEFA 1/8/2016 0.02
253    DEM 9/28/2009 111.64 WISDOMTREE EMERGING MARKETS HIGH DIV ETF WisdomTree Diversified Emerging Mkts NYSE
254    DEMG 4/19/2016 0.02
255    DES 9/28/2009 14.9 WISDOMTREE TRUST SMALLCAP DIVID WisdomTree Small Value NYSE
256    DEUS 11/24/2015 0.37
257    DEW 9/28/2009 2.73 WISDOMTREE EUROPE HIGH-YIELDING WisdomTree World Stock NYSE
258    DEWJ 1/8/2016 0.02
259    DEZU 1/8/2016 0.02
260    DFE 9/28/2009 26.81 WISDOMTREE EUROPE SMALLCAP DIVI WisdomTree Europe Stock NYSE
261    DFJ 9/28/2009 10.68 WISDOMTREE JAPAN SMALLCAP FUND WisdomTree Japan Stock NYSE
262    DFNL 1/12/2017 0.02 DAVIS SELECT FINANCIAL ETF NASDAQ
263    DFVL 7/12/2011 0.18
264    DFVS 7/12/2011 0.64 IPATH US TREASURY 5-YEAR BEAR ETN Exchange Traded Fund Financial NYSE
265    DGAZ 2/8/2012 397.27 VELOCITYSHARES 3X INV NATURAL GAS ETN Credit Suisse AG Trading--Inverse Commodities NYSE
266    DGL 9/28/2009 14.05 POWERSHARES DB GOLD FUND Deutsche Bank Commodities Precious Metals NYSE
267    DGLD 10/17/2011 7.07 VELOCITYSHARES 3X INVERSE GOLD NYSE
268    DGP 9/28/2009 117.53 DB GOLD DOUBLE LONG ETN Deutsche Bank AG Trading--Leveraged Commodities NYSE
269    DGRE 8/1/2013 1.45 WISDOMTREE EMERGING MARKETS QUALITY DIVIDEND GROWTH FUND NASDAQ
270    DGRO 6/12/2014 6.61 ISHARES CORE DIVIDEND GROWTH Exchange Traded Fund Financial NYSE
271    DGRS 7/25/2013 1.18 WISDOMTREE U.S. SMALLCAP QUALITY DIVIDEND GROWTH FUND NASDAQ
272    DGRW 5/22/2013 6.62 WISDOMTREE U.S. QUALITY DIVIDEND GROWTH FUND NASDAQ
273    DGS 9/28/2009 38.97 WISDOMTREE EMERGING MARKET SMAL WisdomTree Diversified Emerging Mkts NYSE
274    DGT 9/28/2009 1.78 SPDR GLOBAL DOW ETF (BASED ON T State Street Global Advisors World Stock NYSE
275    DGZ 9/28/2009 14.52 DEUTSCHE BANK AG DB GOLD SHORT Deutsche Bank Trading-Inverse Commodities NYSE
276    DHS 9/28/2009 11.78 WISDOMTREE HIGH-YIELDING EQUITY WisdomTree Large Value NYSE
277    DHVW 5/12/2015 0.69
278    DI 1/23/2014 0.35 PIMCO DIVERSIFIED INCOME ETF Exchange Traded Fund Financial NYSE
279    DIA 9/28/2009 2297.41 SPDR DOW JONES INDUSTRIAL AVERA State Street Global Advisors Large Value NYSE
280    DIG 9/28/2009 303.77 PROSHARES ULTRA OIL & GAS ProShares Trading-Leveraged Equity NYSE
281    DIM 9/28/2009 2.83 WISDOMTREE INTERNATIONAL MIDCAP WisdomTree Foreign Small/Mid Value NYSE
282    DIRT 4/21/2011 0.16 IPATH PURE BETA AGRICULTURE ETN NYSE
283    DIV 3/12/2013 6.13 GLOBAL X SUPERDIVIDEND US ETF Exchange Traded Fund Financial NYSE
284    DIVA 1/15/2015 0.09
285    DIVC 9/16/2014 0.2
286    DIVI 7/30/2014 0.22 ADVISORSHARES ATHENA HIGH DIVIDEND ETF Exchange Traded Fund Financial NYSE
287    DIVY 12/18/2014 1.02
288    DJCI 10/29/2009 1.83 UBS AG LINKED TO THE DOW JONES- UBS AG Commodities Broad Basket NYSE
289    DJD 12/16/2015 0.11
290    DJP 9/28/2009 72.92 IPATH DOW JONES UBS COMMODITY I iPath Commodities Broad Basket NYSE
291    DLBL 8/10/2010 1.83 IPATH US TREASURY LONG BOND BUL iPath Trading-Leveraged Debt NYSE
292    DLBS 8/10/2010 2.86 IPATH US TREASURY LONG BOND BEA iPath Trading-Inverse Debt NYSE
293    DLN 9/28/2009 16.24 WISDOMTREE LARGECAP DIVIDEND FU WisdomTree Large Value NYSE
294    DLS 9/28/2009 14.07 WISDOMTREE INTERNATIONAL SMALLC WisdomTree Foreign Small/Mid Value NYSE
295    DNL 9/28/2009 2.18 WISDOMTREE GLOBAL EX-US QUAL DIV GR ETF WisdomTree Foreign Large Growth NYSE
296    DNO 9/28/2009 5.13 UNITED STATES SHORT OIL United States Commodity Funds LLC Trading--Inverse Commodities NYSE
297    DOD 9/28/2009 3.05 ELEMENTS DOGS OF DOW DJ HY SEL 10 TR ETN ELEMENTS Large Value NYSE
298    DOG 9/28/2009 83.24 PROSHARES SHORT DOW30 ProShares Trading-Inverse Equity NYSE
299    DOL 9/28/2009 6.84 WISDOMTREE INTERNATIONAL LARGEC WisdomTree Foreign Large Value NYSE
300    DON 9/28/2009 14.3 WISDOMTREE MIDCAP DIVIDEND FUND WisdomTree Mid-Cap Value NYSE
301    DOO 9/28/2009 8.82 WISDOMTREE INTERNATIONAL DIVIDE WisdomTree Foreign Large Value NYSE
302    DPK 9/28/2009 10.41 DIREXION DAILY DEV MKTS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
303    DPST 8/19/2015 0.39
304    DRIP 5/29/2015 25.32 DIREXION DLY S&P OIL&GS EX&PRD BR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
305    DRN 9/28/2009 157.68 DEXION DAILY REAL ESTATE BULL 3 Direxion Funds Trading-Leveraged Equity NYSE
306    DRR 9/28/2009 5.73 MARKET VECTORS DOUBLE SHORT EUR Morgan Stanley Trading-Miscellaneous NYSE
307    DRV 9/28/2009 146.32 DIREXION DAILY REAL ESTATE BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
308    DRW 9/28/2009 4.89 WISDOMTREE GLOBAL EX-US REAL ES WisdomTree Global Real Estate NYSE
309    DSI 9/28/2009 3.97 ISHARES KLD 400 SOCIAL INDEX FU iShares Large Blend NYSE
310    DSLV 10/17/2011 19.22 VELOCITYSHARES 3X INVERSE SILVE NYSE
311    DSUM 9/23/2011 7.56 POWERSHARES CHINESE YUAN DIM SU PowerShares Emerging Markets Bond NYSE
312    DTD 9/28/2009 5.31 WISDOMTREE TOTAL DIVIDEND FUND WisdomTree Large Value NYSE
313    DTH 9/28/2009 5.86 WISDOMTREE DEFA HIGH-YIELDING E WisdomTree Foreign Large Value NYSE
314    DTN 9/28/2009 13.87 WISDOMTREE DIVIDEND EX-FINANCIA WisdomTree Large Value NYSE
315    DTO 9/28/2009 69.33 POWERSHARES DB CRUDE OIL DOUBLE Deutsche Bank Trading-Inverse Commodities NYSE
316    DTUL 8/10/2010 2.96 IPATH US TREASURY 2 YR BULL ETN iPath Trading-Leveraged Debt NYSE
317    DTUS 8/10/2010 1.38 IPATH US TREASURY 2-YEAR BEAR ETN Barclays Funds Trading--Inverse Debt NASDAQ
318    DTYL 8/10/2010 1.31 IPATH US TREASURY 10 YR BULL ET iPath Trading-Leveraged Debt NYSE
319    DTYS 8/10/2010 6.12 IPATH US TREASURY 10 YR BEAR ET iPath Trading-Inverse Debt NYSE
320    DUG 9/28/2009 249.41 PROSHARES ULTRASHORT OIL & GAS ProShares Trading--Inverse Equity NYSE
321    DULL 9/8/2016 0.03
322    DUSA 9/28/2009 16.92 DAVIS SELECT U.S. EQUITY ETF NASDAQ
323    DUST 12/8/2010 991.95 DIREXION DAILY GOLD MINERS BEAR Direxion Funds Trading-Inverse Equity NYSE
324    DVEM 4/7/2016 0.08
325    DVHL 11/13/2013 2.09
326    DVP 9/23/2014 2.16
327    DVY 9/28/2009 243.52 ISHARES DOW JONES SELECT DIVIDE iShares Mid-Cap Value NYSE
328    DVYA 2/24/2012 1.87 ISHARES ASIA/PACIFIC DIVIDEND iShares Diversified Pacific/Asia NYSE
329    DVYE 2/24/2012 7.67 ISHARES EMERGING MARKETS DIVIDEND Exchange Traded Fund Financial NYSE
330    DVYL 5/23/2012 1.53 UBS ETRACS MTHLY PY 2XLVG DJ SEL DIV ETN Exchange Traded Fund Financial NYSE
331    DWAC 9/21/2016 0.09 ELKHORN COMMODITY ROTATION STRATEGY ETF NASDAQ
332    DWAQ 2/19/2014 0.38 POWERSHARES DWA NASDAQ MOMENTUM ETF PowerShares Mid-Cap Growth NASDAQ
333    DWAS 7/19/2012 10.29 POWERSHARES DWA SMALLCAP MOMENTUM ETF Exchange Traded Fund Financial NYSE
334    DWAT 10/1/2014 0.34 ARROW DWA TACTICAL ETF NASDAQ
335    DWFI 6/2/2016 0.24 SPDR DORSEY WRIGHT FIXED INC ALLC ETF SPDR State Street Global Advisors Long-Term Bond NASDAQ
336    DWIN 3/10/2016 0.83
337    DWLD 1/12/2017 0.02 DAVIS SELECT WORLDWIDE ETF NASDAQ
338    DWLV 7/15/2016 0.08
339    DWM 9/28/2009 10.26 WISDOMTREE DEFA FUND WisdomTree Foreign Large Value NYSE
340    DWTR 10/9/2015 1.61
341    DWX 9/28/2009 34.67 SPDR S&P INTERNATIONAL DIVIDEND State Street Global Advisors Foreign Large Value NYSE
342    DXD 9/28/2009 436.1 PROSHARES ULTRASHORT DOW30 ProShares Trading-Inverse Equity NYSE
343    DXGE 10/17/2013 6.06 WISDOMTREE GERMANY HEDGED EQUITY FUND NASDAQ
344    DXJ 9/28/2009 769.39 WISDOMTREE JAPAN TOTAL DIVIDEND WisdomTree Japan Stock NYSE
345    DXJC 4/8/2014 0.2
346    DXJF 4/8/2014 1.63 WISDOMTREE JAPAN HEDGED FINANCIALS ETF Exchange Traded Fund Financial NYSE
347    DXJH 4/25/2014 0.71
348    DXJR 4/9/2014 1.5 WISDOMTREE JAPAN HEDGED REAL ESTATE ETF Exchange Traded Fund Financial NYSE
349    DXJS 6/28/2013 4.23 WISDOMTREE JAPAN HEDGED SMALLCAP EQ ETF WisdomTree Japan Stock NASDAQ
350    DXJT 4/8/2014 0.22 WISDOMTREE JPN HDGD TECH,MEDIA&TELEC ETF Exchange Traded Fund Financial NYSE
351    DXKW 11/7/2013 1.19 WISDOMTREE KOREA HEDGED EQUITY FUND NASDAQ
352    DXPS 6/28/2013 1.02 WISDOMTREE UNITED KINGDOM HEDGED EQUITY FUND NASDAQ
353    DXUS 6/4/2015 0.08
354    DYY 9/28/2009 3.04 DB COMMODITY DB COMMODITY DOUBL Deutsche Bank Trading-Leveraged Commodities NYSE
355    DZK 9/28/2009 5.98 DIREXION DEVELOPED MARKETS BULL Direxion Funds Trading-Leveraged Equity NYSE
356    DZZ 9/28/2009 62.08 DEUTSCHE BANK AG DB GOLD DOUBLE Deutsche Bank Trading-Inverse Commodities NYSE
357    EBND 2/24/2011 8.39 SPDR BARCLAYS CAPITAL EMERGING State Street Global Advisors Emerging Markets Bond NYSE
358    ECH 9/28/2009 79.12 ISHARES MSCI CHILE INDEX FUND iShares Latin America Stock NYSE
359    ECNS 9/29/2010 3.07 ISHARES MSCI CHINA SMALL CAP IN iShares China Region NYSE
360    ECON 9/24/2010 31.46 EGSHARES EMERGING MARKETS CONSU Emerging Global Advisors Diversified Emerging Mkts NYSE
361    EDBI 12/29/2015 0.04 LEGG MASON EMERGING MARKETS DIVERSIFIED CORE ETF NASDAQ
362    EDC 9/28/2009 621.23 DIREXION EMERGING MARKETS BULL Direxion Funds Trading-Leveraged Equity NYSE
363    EDEN 1/26/2012 3.37 ISHARES MSCI DENMARK CAPPED iShares Miscellaneous Region BATS
364    EDIV 2/24/2011 17.06 SPDR S&P EMERGING MARKETS DIVID State Street Global Advisors Diversified Emerging Mkts NYSE
365    EDOG 3/28/2014 0.73 ALPS EMERGING SECTOR DIVIDEND DOGS ETF ALPS Diversified Emerging Mkts NYSE
366    EDV 9/28/2009 13.33 VANGUARD EXTENDED DURATION TREASURY ETF Vanguard Long Government NYSE
367    EDZ 9/28/2009 511.63 DIREXION EMERGING MARKETS BEAR Direxion Funds Trading-Inverse Equity NYSE
368    EEB 9/28/2009 29.84 GUGGENHEIM BRIC ETF Guggenheim Investments Diversified Emerging Mkts NYSE
369    EEH 10/8/2009 0.49 AKTIEBOLAGET SVENSK EXPORTKREDI Swedish Export Credit Corporation Large Blend NYSE
370    EELV 1/13/2012 8.09 POWERSHARES S&P EMERGING MARKET PowerShares Diversified Emerging Mkts NYSE
371    EEM 9/28/2009 8047.08 ISHARES MSCI EMERGING INDEX FUN iShares Diversified Emerging Mkts NYSE
372    EEMA 2/9/2012 3.56 ISHARES MSCI EMERGING MARKETS ASIA Exchange Traded Fund Financial NASDAQ
373    EEMO 10/8/2015 0.04
374    EEMS 8/18/2011 4.79 ISHARES MSCI EMERGING MARKETS S iShares Diversified Emerging Mkts NYSE
375    EEMV 10/20/2011 70.21 ISHARES MSCI EMERGING MARKETS M iShares Diversified Emerging Mkts NYSE
376    EEMX 10/25/2016 0.01
377    EES 9/28/2009 4.84 WISDOMTREE SMALLCAP EARNINGS FU WisdomTree Small Blend NYSE
378    EET 9/28/2009 5.18 PROSHARES ULTRA MSCI EMERGING M ProShares Trading-Leveraged Equity NYSE
379    EEV 9/28/2009 125.84 PROSHARES ULTRASHORT MSCI EMERG ProShares Trading-Inverse Equity NYSE
380    EFA 9/28/2009 3838.92 ISHARES MSCI EAFE INDEX FUND iShares Foreign Large Blend NYSE
381    EFAD 8/21/2014 0.9 PROSHARES MSCI EAFE DIVIDEND GROWERS Exchange Traded Fund Financial NYSE
382    EFAS 11/16/2016 0.01 GLOBAL X MSCI SUPERDIVIDEND EAFE ETF NASDAQ
383    EFAV 10/20/2011 58.99 ISHARES MSCI EAFE MINIMUM VOLAT iShares Foreign Large Value NYSE
384    EFAX 10/25/2016 0.01
385    EFFE 10/23/2014 0.3 JPMORGAN EFFICIENTE ETF Exchange Traded Fund Financial NYSE
386    EFG 9/28/2009 29.65 ISHARES MSCI GROWTH INDEX FUND iShares Foreign Large Growth NYSE
387    EFNL 1/26/2012 1.99 ISHARES MSCI FINLAND CAPPED iShares Miscellaneous Region BATS
388    EFO 9/28/2009 1.11 PROSHARES ULTRA MSCI EAFE ProShares Trading-Leveraged Equity NYSE
389    EFU 9/28/2009 6.88 PROSHARES ULTRASHORT MSCI EAFE ProShares Trading--Inverse Equity NYSE
390    EFV 9/28/2009 46.42 ISHARES MSCI VALUE INDEX FUND iShares Foreign Large Value NYSE
391    EFZ 9/28/2009 18.29 PROSHARES SHORT MSCI EAFE ProShares Trading--Inverse Equity NYSE
392    EGPT 2/18/2010 10 VANECK VECTORS EGYPT ETF Market Vectors Miscellaneous Region NYSE
393    EIDO 7/12/2010 137.33 ISHARES MSCI INDONESIA iShares Miscellaneous Region NYSE
394    EIRL 7/12/2010 7.29 ISHARES MSCI IRELAND CAPPED iShares Miscellaneous Region NYSE
395    EIS 9/28/2009 9.35 ISHARES MSCI ISRAEL CAPPED iShares Miscellaneous Region NYSE
396    ELD 8/9/2010 36.35 WISDOMTREE EMERGING MARKETS LCL DBT ETF WisdomTree Emerging-Markets Local-Currency Bond NYSE
397    EMAG 8/19/2013 0.53 MARKET VECTORS EM AGGREGATE BD ETF Exchange Traded Fund Financial NYSE
398    EMB 9/28/2009 228.31 ISHARES JPMORGAN USD EMERG MARKETS BOND iShares Emerging Markets Bond NYSE
399    EMBH 7/30/2015 0.03
400    EMCB 3/8/2012 2.85 WISDOMTREE EMERGING MARKETS CORPORATE BOND FUND NASDAQ
401    EMCG 9/27/2013 0.41 WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND NASDAQ
402    EMCR 10/16/2012 0.44 EGSHARES EMERGING MARKETS CORE ETF Exchange Traded Fund Financial NYSE
403    EMDD 8/15/2012 0.86 COLUMBIA EM STRATEGIC OPPORTUNITIES ETF Columbia Diversified Emerging Mkts NYSE
404    EMDV 1/27/2016 0.09
405    EMFM 11/7/2013 1.76 GLOBAL X NEXT EMERGING & FRONTIER ETF Exchange Traded Fund Financial NYSE
406    EMG 9/28/2009 7.16 ABERDEEN EMERGING MARKETS TELECOMMUNICATIONS & INFRASTRUCTURE FUND/INC NYSE
407    EMGF 12/10/2015 0.11
408    EMHY 4/3/2012 5.15 ISHARES EMERGING MARKETS HIGH YIELD BOND Exchange Traded Fund Financial BATS
409    EMIF 9/28/2009 3.53 ISHARES S&P EMERGING MARKETS IN iShares Industrials NASDAQ
410    EMIH 3/3/2015 0.07
411    EMLC 7/23/2010 74.6 VANECK VECTORS JP MORGAN EM LC BD ETF Market Vectors Emerging-Markets Local-Currency Bond NYSE
412    EMLP 6/21/2012 21.37 FIRST TRUST NORTH AMER ENGY INFRASETF Exchange Traded Fund Financial NYSE
413    EMQQ 11/13/2014 0.66
414    EMSD 10/30/2015 0.2
415    EMSH 11/21/2013 0.12 PROSHARES SHORT TERM USD EMERG MKTS BD Exchange Traded Fund Financial BATS
416    EMTL 4/14/2016 0.03
417    ENFR 11/1/2013 0.68 ALERIAN ENERGY INFRASTRUCTURE ETF Exchange Traded Fund Financial NYSE
418    ENOR 1/24/2012 2.31 ISHARES MSCI NORWAY CPPD INVESTABLE MKT BATS
419    ENY 9/28/2009 7.87 GUGGENHEIM CANADIAN ENERGY INCO Guggenheim Funds Distributors, Inc. Equity Energy NYSE
420    ENZL 9/24/2010 10.35 ISHARES MSCI NEW ZEALAND CAPPED ETF NASDAQ
421    EPHE 9/29/2010 62.36 ISHARES MSCI PHILIPPINES iShares Miscellaneous Region NYSE
422    EPI 9/28/2009 787.85 WISDOMTREE INDIA EARNINGS ETF WisdomTree India Equity NYSE
423    EPOL 7/12/2010 43.4 ISHARES MSCI POLAND CAPPED iShares Miscellaneous Region NYSE
424    EPP 9/28/2009 256.72 ISHARES MSCI PACIFIC EX JAPAN iShares Pacific/Asia ex-Japan Stk NYSE
425    EPS 9/28/2009 1.41 WISDOMTREE EARNINGS 500 FUND WisdomTree Large Blend NYSE
426    EPU 9/28/2009 46.56 ISHARES MSCI ALL PERU CAPPED iShares Miscellaneous Region NYSE
427    EPV 9/28/2009 34.66 PROSHARES ULTRASHORT FTSE EUROPE ProShares Trading--Inverse Equity NYSE
428    EQAL 12/29/2014 2.54
429    EQL 9/28/2009 2.36 ALPS EQUAL SECTOR WEIGHT ETF ALPS Large Blend NYSE
430    EQLT 2/25/2014 0.16 WORKPLACE EQUALITY ETF Exchange Traded Fund Financial NYSE
431    EQWL 12/1/2014 0.2
432    EQWM 12/1/2014 0.21
433    EQWS 12/1/2014 0.14
434    ERGF 5/12/2016 0.01
435    ERO 9/28/2009 0.45 BARCLAYS PLC IPATH EUR/USD EXCH iPath Currency NYSE
436    ERUS 11/10/2010 54.11 ISHARES MSCI RUSSIA CAPPED iShares Miscellaneous Region NYSE
437    ERX 9/28/2009 859.14 DIREXION ENERGY BULL 3X SHARES Direxion Funds Trading-Leveraged Equity NYSE
438    ERY 9/28/2009 471.87 DIREXION DAILY ENERGY BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
439    ERYY 4/7/2016 0.01
440    ESG 7/14/2016 0.01 FLEXSHARES STOXX US ESG IMPACT INDEX FUND NASDAQ
441    ESGD 6/30/2016 0.03 ISHARES MSCI EAFE ESG OPTIMIZED ETF NASDAQ
442    ESGE 7/20/2016 0.02 ISHARES MSCI EM ESG OPTIMIZED ETF NASDAQ
443    ESGG 7/14/2016 0.01 FLEXSHARES STOXX GLOBAL ESG IMPACT INDEX FUND NASDAQ
444    ESGU 12/6/2016 0.01 ISHARES MSCI USA ESG OPTIMIZED ETF NASDAQ
445    ETHO 5/26/2015 6.74
446    EUDG 5/7/2014 0.55 WISDOMTREE EUROPE DIVIDEND GROWTH ETF Exchange Traded Fund Financial NYSE
447    EUFL 7/27/2016 0.01
448    EUFN 2/3/2010 28.61 ISHARES MSCI EUROPE FINANCIALS iShares Financial NASDAQ
449    EUFS 8/10/2016 0.02
450    EUFX 6/27/2012 0.58 PROSHARES SHORT EURO Exchange Traded Fund Financial NYSE
451    EUM 9/28/2009 43.39 PROSHARES SHORT MSCI EMERGING M ProShares Trading-Inverse Equity NYSE
452    EUMV 6/5/2014 0.93 ISHARES EDGE MSCI MIN VOL EUROPE iShares Europe Stock NYSE
453    EUO 9/28/2009 161.46 PROSHARES ULTRASHORT EURO ProShares Trading-Miscellaneous NYSE
454    EURL 1/22/2014 4.41 DIREXION DAILY FTSE EUROPE BULL 3X ETF Exchange Traded Fund Financial NYSE
455    EUSA 7/20/2010 1.33 ISHARES MSCI USA INDEX FUND iShares Large Blend NYSE
456    EUSC 3/4/2015 4.43
457    EVGBC 3/31/2016 0.01
458    EVLMC 3/31/2016 0.01
459    EVX 9/28/2009 0.4 MARKET VECTORS ENVIRONMENT INDE Van Eck Industrials NYSE
460    EWA 9/28/2009 753.61 ISHARES MSCI AUSTRALIA iShares Miscellaneous Region NYSE
461    EWC 9/28/2009 529.73 ISHARES MSCI CANADA INDEX FUND iShares Foreign Large Value NYSE
462    EWD 9/28/2009 46.61 ISHARES MSCI SWEDEN INDEX FUND iShares Europe Stock NYSE
463    EWEM 12/8/2010 0.95 RYDEX MSCI EMERGING MARKETS EQU Rydex/SGI Diversified Emerging Mkts NYSE
464    EWG 9/28/2009 590.33 ISHARES MSCI GERMANY INDEX FUND iShares Europe Stock NYSE
465    EWGS 1/26/2012 1.1 ISHARES MSCI GERMANY SMALL-CAP Exchange Traded Fund Financial BATS
466    EWH 9/28/2009 756.03 ISHARES MSCI HONG KONG INDEX FU iShares China Region NYSE
467    EWI 9/28/2009 194.01 ISHARES MSCI ITALY INDEX FUND iShares Europe Stock NYSE
468    EWJ 9/28/2009 1709.86 ISHARES MSCI JAPAN INDEX FUND iShares Japan Stock NYSE
469    EWK 9/28/2009 22.01 ISHARES MSCI BELGIUM CAPPED iShares Miscellaneous Region NYSE
470    EWL 9/28/2009 93.63 ISHARES MSCI SWITZERLAND INDEX iShares Europe Stock NYSE
471    EWM 9/28/2009 360.13 ISHARES MSCI MALAYSIA INDEX FUN iShares Pacific/Asia ex-Japan Stk NYSE
472    EWMC 8/3/2015 0.54
473    EWN 9/28/2009 26.09 ISHARES MSCI NETHERLANDS iShares Miscellaneous Region NYSE
474    EWO 9/28/2009 19.21 ISHARES MSCI AUSTRIA CAPPED iShares Miscellaneous Region NYSE
475    EWP 9/28/2009 169.53 ISHARES MSCI SPAIN CAPPED iShares Miscellaneous Region NYSE
476    EWQ 9/28/2009 94.4 ISHARES MSCI FRANCE INDEX FUND iShares Europe Stock NYSE
477    EWRE 8/14/2015 0.2
478    EWS 9/28/2009 336.09 ISHARES MSCI SINGAPORE INDEX FU iShares Pacific/Asia ex-Japan Stk NYSE
479    EWSC 8/3/2015 0.28
480    EWT 9/28/2009 1199.88 ISHARES MSCI TAIWAN INDEX FUND iShares China Region NYSE
481    EWU 9/28/2009 374.06 ISHARES MSCI UNITED KINGDOM IND iShares Europe Stock NYSE
482    EWUS 1/26/2012 1.18 ISHARES MSCI UNITED KINGDOM SMALL-CAP Exchange Traded Fund Financial BATS
483    EWV 9/28/2009 6.35 PROSHARES ULTRASHORT MSCI JAPAN ProShares Trading--Inverse Equity NYSE
484    EWW 9/28/2009 1082.78 ISHARES MSCI MEXICO CAPPED iShares Miscellaneous Region NYSE
485    EWX 9/28/2009 25.48 SPDR S&P EMERGING MARKETS SMALL State Street Global Advisors Diversified Emerging Mkts NYSE
486    EWY 9/28/2009 1010.85 ISHARES MSCI SOUTH KOREA INDEX iShares Pacific/Asia ex-Japan Stk NYSE
487    EWZ 9/28/2009 4924.68 ISHARES MSCI BRAZIL CAPPED iShares Latin America Stock NYSE
488    EWZS 9/29/2010 5.23 ISHARES MSCI BRAZIL SMALL-CAP ETF NASDAQ
489    EXI 9/28/2009 6.1 ISHARES S&P GLOBAL INDUSTRIALS iShares Industrials NYSE
490    EXT 9/28/2009 0.99 WISDOMTREE TOTAL EARNINGS FUND WisdomTree Large Blend NYSE
491    EYLD 7/14/2016 0.04
492    EZA 9/28/2009 141.26 ISHARES MSCI SOUTH AFRICA INDEX iShares Diversified Emerging Mkts NYSE
493    EZJ 9/28/2009 3.12 PROSHARES ULTRA MSCI JAPAN ProShares Trading-Leveraged Equity NYSE
494    EZM 9/28/2009 5.86 WISDOMTREE MIDCAP EARNINGS FUND WisdomTree Mid-Cap Blend NYSE
495    EZU 9/28/2009 447.36 ISHARES MSCI EMU INDEX FUND iShares Europe Stock NYSE
496    EZY 9/29/2009 0.88 WISDOMTREE LOW P/E FUND WisdomTree Large Value NYSE
497    FAAR 5/23/2016 0.04 FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGY ETF NASDAQ
498    FAB 9/28/2009 3.38 FIRST TRUST MULTI CAP VALUE ALPHADEX FUND NASDAQ
499    FAD 9/28/2009 1.72 FIRST TRUST MULTI CAP GROWTH ALPHADEX FUND NASDAQ
500    FALN 6/17/2016 0.05 ISHARES US FALLEN ANGELS USD BOND iShares High Yield Bond NASDAQ
501    FAN 9/28/2009 8.42 FIRST TRUST ISE GLOBAL WIND ENE First Trust Equity Energy NYSE
502    FAS 9/28/2009 4304.79 DIREXION FINANCIAL BULL 3X SHAR Direxion Funds Trading-Leveraged Equity NYSE
503    FAUS 2/17/2012 0.35 FIRST TRUST AUSTRALIA ALPHADEX ETF Exchange Traded Fund Financial NYSE
504    FAZ 9/28/2009 3296.77 DIREXION DAILY FINANCIAL BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
505    FAZZ 4/7/2016 0.02
506    FBGX 6/11/2014 3.04
507    FBM 3/30/2011 1.34 FOCUS MORNINGSTAR BASIC MATERIA Focusshares Trust Industrials NYSE
508    FBND 10/9/2014 2.06 FIDELITY TOTAL BOND ETF Exchange Traded Fund Financial NYSE
509    FBT 9/28/2009 41.17 FIRST TRUST NYSE ARCA BIOTECH ETF First Trust Health NYSE
510    FBZ 4/19/2011 1.26 FIRST TRUST BRAZIL ALPHADEX ETF First Trust Latin America Stock NASDAQ
511    FCA 4/21/2011 0.72 FIRST TRUST CHINA ALPHADEX FUND NASDAQ
512    FCAN 2/17/2012 1.87 FIRST TRUST CANADA ALPHADEX FUND NASDAQ
513    FCEF 9/29/2016 0.07 FIRST TRUST CEF INCOME OPPORTUNITY ETF First Trust Allocation--50% to 70% Equity NASDAQ
514    FCG 9/28/2009 140.54 FIRST TRUST ISE-REVERE NATURAL First Trust Equity Energy NYSE
515    FCOM 10/24/2013 2.75 FIDELITY MSCI TELECOMMUNICATION SVC ETF Fidelity Investments Communications NYSE
516    FCOR 10/9/2014 0.54 FIDELITY CORPORATE BOND ETF Fidelity Investments Corporate Bond NYSE
517    FCVT 11/4/2015 0.18 FIRST TRUST SSI STRAT CONVERT SECS ETF First Trust Convertibles NASDAQ
518    FDD 9/28/2009 7.8 FIRST TRUST DOW JONES STOXX SEL First Trust Europe Stock NYSE
519    FDIS 10/24/2013 5.81 FIDELITY MSCI CONSUMER DISCRET ETF Exchange Traded Fund Financial NYSE
520    FDIV 8/14/2014 0.57 FIRST TRUST STRATEGIC INCOME ETF NASDAQ
521    FDL 9/28/2009 26.1 FIRST TRUST MORNINGSTAR DIV LEADERS ETF First Trust Large Value NYSE
522    FDLO 9/15/2016 0.16
523    FDM 9/28/2009 3.82 FIRST TRUST DJ SELECT MICROCAP First Trust Small Blend NYSE
524    FDMO 9/15/2016 0.16
525    FDN 9/28/2009 73.56 FIRST TRUST DJ INTERNET INDEX F First Trust Technology NYSE
526    FDRR 9/15/2016 0.54
527    FDT 4/19/2011 4.86 FIRST TRUST DEVELOPED MARKETS EX-US ALPHADEX FUND NASDAQ
528    FDTS 2/16/2012 0.43 FIRST TRUST DEVELOPED MARKETS EX-US SMALL CAP ALPHADEX FUND NASDAQ
529    FDVV 9/15/2016 0.37
530    FEEU 5/23/2013 1.4
531    FEM 4/19/2011 16.93 FIRST TRUST EMERGING MARKETS ALPHADEX FUND NASDAQ
532    FEMB 11/5/2014 0.35 FIRST TRUST EMERGING MKTS LCL CCY BD ETF First Trust Emerging-Markets Local-Currency Bond NASDAQ
533    FEMS 2/17/2012 4.32 FIRST TRUST EMERGING MARKETS SMALL CAP ALPHADEX FUND NASDAQ
534    FENY 10/24/2013 10.92 FIDELITY MSCI ENERGY ETF Exchange Traded Fund Financial NYSE
535    FEP 9/28/2009 13.38 FIRST TRUST EUROPE ALPHADEX FUND NASDAQ
536    FEU 9/28/2009 7.67 SPDR DJ STOXX 50 ETF State Street Global Advisors Europe Stock NYSE
537    FEUZ 10/27/2014 0.99 FIRST TRUST EUROZONE ALPHADEX ETF NASDAQ
538    FEX 9/28/2009 21.45 FIRST TRUST LARGE CAP CORE ALPHADEX FUND NASDAQ
539    FEZ 9/28/2009 247.69 SPDR DJ EURO STOXX 50 ETF State Street Global Advisors Europe Stock NYSE
540    FFR 9/28/2009 2.92 FIRST TRUST FTSE EPRA/NAREIT GL First Trust Global Real Estate NYSE
541    FFTY 4/9/2015 1.83
542    FGD 9/28/2009 13.97 FIRST TRUST DJ GLOBAL SELECT DI First Trust World Stock NYSE
543    FGM 2/17/2012 2.43 FIRST TRUST GERMANY ALPHADEX FUND NASDAQ
544    FHK 2/24/2012 3.06 FIRST TRUST HONG KONG ALPHADEX FUND NASDAQ
545    FHLC 10/24/2013 12.19 FIDELITY MSCI HEALTH CARE ETF Fidelity Investments Health NYSE
546    FIBG 10/18/2013 0.4 CREDIT SUISSE FI ENHANCED BIG CAP GR ETN Credit Suisse AG Large Growth NYSE
547    FIBR 5/12/2016 0.12 ISHARES EDGE US FIXED INCOME BAL RISK iShares Nontraditional Bond BATS
548    FIDU 10/24/2013 4.66 FIDELITY MSCI INDUSTRIALS ETF Exchange Traded Fund Financial NYSE
549    FIEE 2/18/2016 0.32
550    FIEG 10/8/2013 1.12
551    FIEU 9/6/2013 1.36 CREDIT SUISSE FI ENHANCED EUROPE50 ETN Exchange Traded Fund Financial NYSE
552    FIGY 5/22/2013 1.9
553    FIHD 2/22/2016 0.73 UBS AG FI ENHANCED GLOBAL HIGH YIELD ETN UBS Group AG World Stock NYSE
554    FILL 2/2/2012 1.97 ISHARES MSCI GLOBAL ENERGY PRODUCERS Exchange Traded Fund Financial NYSE
555    FINQ 8/31/2016 0.01 PUREFUNDS SOLACTIVE FINTECH ETF NASDAQ
556    FINU 7/12/2012 0.82 PROSHARES ULTRAPRO FINANCIALS Exchange Traded Fund Financial NYSE
557    FINX 9/13/2016 0.02 GLOBAL X FINTECH THEMATIC ETF NASDAQ
558    FINZ 7/12/2012 0.43 PROSHARES ULTRAPRO SHORT FINANCIALS Exchange Traded Fund Financial NYSE
559    FITS 6/9/2016 0.01 THE HEALTH AND FITNESS ETF NASDAQ
560    FIW 9/28/2009 5.19 FIRST TRUST ISE WATER INDEX FUN First Trust Industrials NYSE
561    FJP 4/26/2011 4.34 FIRST TRUST JAPAN ALPHADEX ETF First Trust Japan Stock NASDAQ
562    FKO 4/25/2011 0.74 FIRST TRUST SOUTH KOREA ALPHADEX FUND NASDAQ
563    FKU 2/27/2012 4.34 FIRST TRUST UNITED KINGDOM ALPHADEX FUND NASDAQ
564    FLAG 1/31/2013 0.62 WEATHERSTORM FORENSIC ACCOUNTING LONG SHORT ETF NASDAQ
565    FLAT 8/10/2010 1.99 IPATH US TREASURY FLATTENER ETN iPath Trading-Miscellaneous NYSE
566    FLCO 10/5/2016 0.01
567    FLGE 6/11/2014 0.75 CREDIT SUISSE FI LARGE CAP GR ENH ETN Credit Suisse AG Large Growth NYSE
568    FLM 9/28/2009 1.28 FIRST TRUST ISE GLB ENGNRG AND First Trust Industrials NYSE
569    FLN 4/20/2011 1.33 FIRST TRUST LATIN AMERICA ALPHA First Trust Latin America Stock NYSE
570    FLOT 6/17/2011 45.94 ISHARES FLOATING RATE NOTE FUND iShares Short-Term Bond NYSE
571    FLQD 6/3/2016 0.04
572    FLQE 6/3/2016 0.04
573    FLQG 6/3/2016 0.03
574    FLQH 6/3/2016 0.06 FRANKLIN LIBERTYQ INTL EQ HDGD ETF Franklin Templeton Investments Foreign Large Blend NYSE
575    FLRN 12/1/2011 5.34 SPDR BARCLAYS INVESTMENT GRD FL RT ETF Exchange Traded Fund Financial NYSE
576    FLRT 2/19/2015 0.15
577    FLTB 10/9/2014 2.04 FIDELITY LIMITED TERM BOND ETF Fidelity Investments Short-Term Bond NYSE
578    FLTR 4/26/2011 3.35 MARKET VECTORS INVESTMENT GRADE Van Eck Short-Term Bond NYSE
579    FM 9/13/2012 35.93 ISHARES MSCI FRONTIER 100 Exchange Traded Fund Financial NYSE
580    FMAT 10/24/2013 3.53 FIDELITY MSCI MATERIALS ETF Exchange Traded Fund Financial NYSE
581    FMB 5/15/2014 1 FIRST TRUST MANAGED MUNICIPAL ETF NASDAQ
582    FMF 8/2/2013 0.27 FIRST TRUST MORNINGSTAR MGD FUTSSTRT ETF Exchange Traded Fund Financial NYSE
583    FMK 5/12/2011 0.64 FIRST TRUST MEGA CAP ALPHADEX FUND NASDAQ
584    FNCF 5/12/2016 0.02
585    FNCL 10/24/2013 8.4 FIDELITY MSCI FINANCIALS ETF Exchange Traded Fund Financial NYSE
586    FNDA 8/15/2013 5.4 SCHWAB FUNDAMENTAL US SMALL COMPANY ETF Exchange Traded Fund Financial NYSE
587    FNDB 8/15/2013 2.4 SCHWAB FUNDAMENTAL US BROAD MARKET ETF Exchange Traded Fund Financial NYSE
588    FNDC 8/15/2013 3.76 SCHWAB FUNDAMENTAL INTL SM CO ETF Exchange Traded Fund Financial NYSE
589    FNDE 8/15/2013 5.97 SCHWAB FUNDAMENTAL EMERG MKTS LG CO ETF Schwab ETFs Diversified Emerging Mkts NYSE
590    FNDF 8/15/2013 8.41 SCHWAB FUNDAMENTAL INTL LG CO ETF Exchange Traded Fund Financial NYSE
591    FNDX 8/15/2013 5.57 SCHWAB FUNDAMENTAL US LARGE COMPANY ETF Exchange Traded Fund Financial NYSE
592    FNI 9/28/2009 6.99 FIRST TRUST ISE CHINDIA ETF First Trust Miscellaneous Region NYSE
593    FNK 4/20/2011 2.02 FIRST TRUST MID CAP VALUE ALPHADEX FUND NASDAQ
594    FNX 9/28/2009 14.06 FIRST TRUST MID CAP CORE ALPHADEX FUND NASDAQ
595    FNY 4/20/2011 2.54 FIRST TRUST MID CAP GROWTH ALPHADEX FUND NASDAQ
596    FOIL 4/21/2011 0.14 IPATH PURE BETA ALUMINUM ETN Exchange Traded Fund Financial NYSE
597    FONE 2/18/2011 0.55 FIRST TRUST NASDAQ SMARTPHONE ETF First Trust Technology NASDAQ
598    FPA 4/20/2011 2.41 FIRST TRUST ASIA PACIFIC EX-JAPAN ALPHADEX FUND NASDAQ
599    FPE 2/12/2013 18.61 FIRST TRUST PREFERRED SEC & INC ETF First Trust Preferred Stock NYSE
600    FPX 9/28/2009 11.6 FIRST TRUST IPOX-100 INDEX FUND First Trust Large Growth NYSE
601    FPXI 11/7/2014 1.69 FIRST TRUST INTERNATIONAL IPO ETF NASDAQ
602    FQAL 9/15/2016 0.23
603    FRAK 2/15/2012 4.1 MARKET VECTORS UNCONVNT OIL & GAS ETF Exchange Traded Fund Financial NYSE
604    FREL 2/5/2015 2.74
605    FRI 9/28/2009 19.08 FIRST TRUST S&P REIT INDEX FUND First Trust Real Estate NYSE
606    FRN 9/28/2009 10.65 GUGGENHEIM FRONTIER MARKETS ETF Guggenheim Investments Diversified Emerging Mkts NYSE
607    FSTA 10/24/2013 4.94 FIDELITY MSCI CONSUMER STAPLES ETF Exchange Traded Fund Financial NYSE
608    FSZ 2/16/2012 2.8 FIRST TRUST SWITZERLAND ALPHADEX FUND NASDAQ
609    FTA 9/28/2009 14.97 FIRST TRUST LARGE CAP VALUE ALPHADEX FUND NASDAQ
610    FTAG 6/29/2015 0.68 FIRST TRUST INDXX GLOBAL AGRICULTURE ETF NASDAQ
611    FTC 9/28/2009 8.47 FIRST TRUST LARGE CAP GROWTH ALPHADEX FUND NASDAQ
612    FTCS 2/11/2013 2.4 FIRST TRUST CAPITAL STRENGTH ETF NASDAQ
613    FTEC 10/24/2013 8.97 FIDELITY MSCI INFORMATION TECH ETF Fidelity Investments Technology NYSE
614    FTGC 10/23/2013 5.04 FIRST TRUST GLOBAL TACTICAL COMMODITY STRATEGY FUND NASDAQ
615    FTHI 1/7/2014 1.12 FIRST TRUST HIGH INCOME ETF NASDAQ
616    FTLB 1/7/2014 0.49 FIRST TRUST LOW BETA INCOME ETF NASDAQ
617    FTLS 9/9/2014 1.26 FIRST TRUST LONG/SHORT EQUITY ETF Exchange Traded Fund Financial NYSE
618    FTRI 6/29/2015 1.19 FIRST TRUST INDXX GLOBAL NATURAL RESOURCES INCOME ETF NASDAQ
619    FTSD 11/5/2013 0.14 FRANKLIN SHORT DURATION US GOVT ETF Exchange Traded Fund Financial NYSE
620    FTSL 5/2/2013 8.79 FIRST TRUST SENIOR LOAN FUND ETF NASDAQ
621    FTSM 8/6/2014 7.21 FIRST TRUST ENHANCED SHORT MATURITY ETF NASDAQ
622    FTW 2/28/2012 0.55 FIRST TRUST TAIWAN ALPHADEX FUND NASDAQ
623    FTXD 10/11/2016 0.01 FIRST TRUST NASDAQ RETAIL ETF NASDAQ
624    FTXG 10/10/2016 0.05 FIRST TRUST NASDAQ FOOD & BEVERAGE ETF NASDAQ
625    FTXH 9/22/2016 0.01 FIRST TRUST NASDAQ PHARMACEUTICALS ETF NASDAQ
626    FTXL 9/21/2016 0.1 FIRST TRUST NASDAQ SEMICONDUCTOR ETF NASDAQ
627    FTXN 9/23/2016 0.01 FIRST TRUST NASDAQ OIL & GAS ETF First Trust Equity Energy NASDAQ
628    FTXO 10/7/2016 0.18 FIRST TRUST NASDAQ BANK ETF First Trust Financial NASDAQ
629    FTXR 9/22/2016 0.01 FIRST TRUST NASDAQ TRANSPORTATION ETF First Trust Industrials NASDAQ
630    FUD 9/28/2009 1.4 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Agriculture NYSE
631    FUE 9/28/2009 0.73 ELEMENTS MLCX BIOFUELS EXCH SER TR ETN ELEMENTS Commodities Agriculture NYSE
632    FUT 2/18/2016 0.04
633    FUTY 10/24/2013 5.53 FIDELITY MSCI UTILITIES ETF Exchange Traded Fund Financial NYSE
634    FV 3/6/2014 64.35 FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF NASDAQ
635    FVAL 9/15/2016 0.24
636    FVC 3/18/2016 1.41 FIRST TRUST DORSEY WRIGHT DYNAMIC FOCUS 5 ETF NASDAQ
637    FVD 9/28/2009 26.13 FIRST TRUST VL DIVIDEND First Trust Large Value NYSE
638    FVL 9/28/2009 2.79 FIRST TRUST VALUE LINE 100 FUND First Trust Mid-Cap Growth NYSE
639    FWDB 6/21/2011 1 ADVISORSHARES MADRONA GLOBAL BOND ETF AdvisorShares World Bond NYSE
640    FWDD 6/21/2011 0.65 MADRONA DOMESTIC ETF AdvisorShares Large Growth NYSE
641    FWDI 6/21/2011 1.43 MADRONA INTERNATIONAL ETF AdvisorShares Foreign Large Blend NYSE
642    FXA 9/28/2009 42.44 CURRENCYSHARES AUSTRALIAN DOLLAR ETF Guggenheim Investments Single Currency NYSE
643    FXB 9/28/2009 12.09 RYDEX CURRENCYSHARES BRITISH PO Rydex/SGI Currency NYSE
644    FXC 9/28/2009 37.32 RYDEX CURRENCYSHARES CANADIAN D Rydex/SGI Currency NYSE
645    FXCH 10/4/2011 0.27 CURRENCYSHARES CHINESE RENMINBI Rydex/SGI Currency NYSE
646    FXD 9/28/2009 50.72 FIRST TRUST CONS. DISCRET. ALPH First Trust Consumer Cyclical NYSE
647    FXE 9/28/2009 242.73 CURRENCYSHARES EURO ETF Guggenheim Investments Single Currency NYSE
648    FXEP 10/9/2015 0.02
649    FXEU 5/11/2015 1.57
650    FXF 9/28/2009 13.6 RYDEX CURRENCYSHARES SWISS FRAN Rydex/SGI Currency NYSE
651    FXG 9/28/2009 40.61 FIRST TRUST CONS. STAPLES ALPHA First Trust Consumer Defensive NYSE
652    FXH 9/28/2009 43.85 FIRST TRUST HEALTH CARE ALPHADEX ETF First Trust Health NYSE
653    FXI 9/28/2009 4379.73 ISHARES FTSE CHINA 25 INDEX FUN iShares China Region NYSE
654    FXJP 1/12/2016 0.1
655    FXL 9/28/2009 25.6 FIRST TRUST TECHNOLOGY ALPHADEX ETF First Trust Technology NYSE
656    FXN 9/28/2009 45 FIRST TRUST ENERGY ALPHADEX FUN First Trust Equity Energy NYSE
657    FXO 9/28/2009 36.06 FIRST TRUST FINANCIALS ALPHADEX First Trust Financial NYSE
658    FXP 9/28/2009 141.48 PROSHARES ULTRASHORT FTSE CHINA 50 ProShares Trading--Inverse Equity NYSE
659    FXR 9/28/2009 21.38 FIRST TRUST INDUSTRIALS ALPHADE First Trust Industrials NYSE
660    FXS 9/28/2009 1.33 RYDEX CURRENCYSHARES SWEDISH KR Rydex/SGI Currency NYSE
661    FXSG 2/13/2013 0.14 CURRENCYSHARES SINGAPORE DOLLAR ETF Exchange Traded Fund Financial NYSE
662    FXU 9/28/2009 31.53 FIRST TRUST UTILITIES ALPHADEX First Trust Utilities NYSE
663    FXY 9/28/2009 55.33 RYDEX CURRENCYSHARES JAPANESE Y Rydex/SGI Currency NYSE
664    FXZ 9/28/2009 24.4 FIRST TRUST MATERIALS ALPHADEX First Trust Natural Resources NYSE
665    FYC 4/20/2011 2.28 FIRST TRUST SMALL CAP GROWTH ALPHADEX FUND NASDAQ
666    FYLD 12/3/2013 2.26 CAMBRIA FOREIGN SHAREHOLDER YIELD ETF Exchange Traded Fund Financial NYSE
667    FYT 4/20/2011 2.71 FIRST TRUST SMALL CAP VALUE ALPHADEX FUND NASDAQ
668    FYX 9/28/2009 11.47 FIRST TRUST SMALL CAP CORE ALPHADEX FUND NASDAQ
669    GAA 12/10/2014 0.66
670    GAF 9/28/2009 2.46 SPDR S&P MIDDLE EAST & AFRICA E State Street Global Advisors Diversified Emerging Mkts NYSE
671    GAL 4/26/2012 2.69 SPDR SSGA GLOBAL ALLOCATION ETF Exchange Traded Fund Financial NYSE
672    GAMR 3/10/2016 0.1
673    GASL 2/1/2011 66.29 DIREXION DAILY NATURAL GAS RELA Direxion Funds Trading-Leveraged Equity NYSE
674    GASX 1/31/2011 11.31 DIREXION DAILY NAT GAS RLTD BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
675    GAZ 9/28/2009 20.57 IPATH DOW JONES UBS NATURAL GAS iPath Commodities Energy NYSE
676    GBB 9/28/2009 0.46 IPATH GOLDMAN SACHS IPATH GBP/U iPath Currency NYSE
677    GBF 9/28/2009 3.4 ISHARES GOVERNMENT/CREDIT BOND iShares Intermediate-Term Bond NYSE
678    GBIL 9/8/2016 0.02
679    GBTC 5/4/2015 0.5
680    GCC 9/28/2009 15.99 WISDOMTREE CONTINUOUS COMMODITY ETF GreenHaven Commodities Broad Basket NYSE
681    GCE 9/28/2009 1.19 CLARYMORE CEF GS CONNECT ETN Goldman Sachs Moderate Allocation NYSE
682    GDJJ 2/13/2015 0.55 PROSHARES ULTRA JUNIOR MINERS ProShares Trading--Leveraged Equity NYSE
683    GDX 9/28/2009 6148.27 VANECK VECTORS GOLD MINERS ETF Market Vectors Equity Precious Metals NYSE
684    GDXJ 11/11/2009 1970.54 VANECK VECTORS JUNIOR GOLD MINERS ETF Market Vectors Equity Precious Metals NYSE
685    GDXS 2/13/2015 1.61
686    GDXX 2/13/2015 1.36
687    GEM 9/29/2015 2.17
688    GENY 8/22/2016 0.01 PRINCIPAL MILLENNIALS INDEX ETF NASDAQ
689    GEUR 2/12/2014 1.08 ADVISORSHARES GARTMAN GOLD/EURO ETF Exchange Traded Fund Financial NYSE
690    GEX 9/28/2009 5.85 MARKET VECTORS GLOBAL ALTERNATI Van Eck Natural Resources NYSE
691    GGOV 1/26/2012 2.05 PROSHARES GERMAN SOVEREIGN/SUB-SOVEREIGN ProShares World Bond NYSE
692    GHE 4/5/2016 0.03
693    GHII 2/11/2015 0.4
694    GHS 4/5/2016 0.05
695    GHYG 4/5/2012 2.43 ISHARES GLOBAL HIGH YIELD CORPORATE BOND Exchange Traded Fund Financial BATS
696    GII 9/28/2009 2.32 SPDR FTSE/MACQUARIE GI 100 ETF State Street Global Advisors Industrials NYSE
697    GIVE 5/24/2012 0.18 ADVISORSHARES GLOBAL ECHO ETF Exchange Traded Fund Financial NYSE
698    GLD 9/28/2009 3632.92 SPDR GOLD SHARES SPDR State Street Global Advisors Commodities Precious Metals NYSE
699    GLDI 1/29/2013 2.31 CREDIT SUISSE GOLD SHARES COV CALL ETN Exchange Traded Fund Financial NASDAQ
700    GLL 9/28/2009 58.92 PROSHARES ULTRASHORT GOLD ProShares Trading-Inverse Commodities NYSE
701    GLTR 10/22/2010 5.95 ETFS PHYSICAL PM BASKET ETF Securities Commodities Precious Metals NYSE
702    GMF 9/28/2009 16.69 SPDR S&P EMERGING ASIA PACIFIC State Street Global Advisors Pacific/Asia ex-Japan Stk NYSE
703    GML 9/28/2009 4.1 SPDR S&P EMERGING LATIN AMERICA ETF SPDR State Street Global Advisors Latin America Stock NYSE
704    GMM 9/28/2009 5.78 SPDR S&P EMERGING MARKETS ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
705    GMMB 1/29/2010 0.18 COLUMBIA INTERMEDIATE MUNICIPAL Columbia Muni National Interm NYSE
706    GMOM 11/4/2014 0.74
707    GMTB 1/29/2010 0.31 COLUMBIA CORE BOND ETF Columbia Intermediate-Term Bond NYSE
708    GNMA 2/17/2012 2.29 ISHARES GNMA BOND ETF NASDAQ
709    GNR 9/24/2010 15.25 SPDR S&P GLOBAL NATURAL RESOURC State Street Global Advisors Natural Resources NYSE
710    GNRX 1/13/2016 0.08 VANECK VECTORS GENERIC DRUGS ETF NASDAQ
711    GOEX 3/28/2016 1.46 GLOBAL X GOLD EXPLORERS ETF Global X Funds Equity Precious Metals NYSE
712    GOVT 2/24/2012 14.98 ISHARES CORE US TREASURY BOND Exchange Traded Fund Financial NYSE
713    GQRE 11/6/2013 1 FLEXSHARES GLBL QUALITY REAL ESTATE ETF Exchange Traded Fund Financial NYSE
714    GREK 12/8/2011 57.52 GLOBAL X FTSE GREECE 20 ETF Global X Funds Europe Stock NYSE
715    GRES 10/27/2009 3.57 IQ GLOBAL RESOURCES ETF IndexIQ Natural Resources NYSE
716    GRI 9/28/2009 2.56 COHEN & STEERS GLOBAL REALTY MA ALPS Global Real Estate NYSE
717    GRID 11/17/2009 1.35 FIRST TRUST NASDAQ CLEAN EDGE S First Trust Utilities NASDAQ
718    GRN 9/28/2009 1.09 IPATH GLOBAL CARBON ETN iPath Commodities Miscellaneous NYSE
719    GRU 9/28/2009 3.69 AB SVENSK EKPORTKREDIT (SWEDISH Swedish Export Credit Corporation Commodities Agriculture NYSE
720    GRWN 4/21/2011 0.11 IPATH PURE BETA SOFTS ETN NYSE
721    GSC 9/28/2009 2.16 GOLDMAN SACHS CONNECT S&P ENHAN Goldman Sachs Commodities Broad Basket NYSE
722    GSEU 9/8/2015 87.69
723    GSG 9/28/2009 58.55 ISHARES GSCI COMMODITY-INDEXED iShares Commodities Broad Basket NYSE
724    GSIE 11/10/2015 1.74
725    GSJY 3/4/2016 0.14
726    GSLC 9/21/2015 3.07
727    GSP 9/28/2009 5.96 BARCLAYS BANK PLC IPATH EXCHANG iPath Commodities Broad Basket NYSE
728    GSY 2/8/2011 9.48 GUGGENHEIM ENHANCED SHORT DURAT Guggenheim Funds Distributors, Inc. Ultrashort Bond NYSE
729    GTAA 10/26/2010 3.11 CAMBRIA GLOBAL TACTICAL AdvisorShares Conservative Allocation NYSE
730    GTO 2/10/2016 0.22
731    GULF 9/28/2009 4.64 WISDOMTREE MIDDLE EAST DIVIDEND FUND NASDAQ
732    GUNR 9/22/2011 39.15 FLEXSHARES GLOBAL UPSTREAM NATU Northern Trust Natural Resources NYSE
733    GUR 9/28/2009 10.57 SPDR S&P EMERGING EUROPE ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
734    GURI 3/11/2014 0.09 GLOBAL X GURU INTERNATIONAL ETF Exchange Traded Fund Financial NYSE
735    GURU 6/5/2012 7.4 GLOBAL X GURU INDEX ETF Exchange Traded Fund Financial NYSE
736    GUSH 5/29/2015 20.67
737    GVAL 3/12/2014 3.01 CAMBRIA GLOBAL VALUE ETF CAMBRIA ETF TRUST Foreign Small/Mid Value NYSE
738    GVI 9/28/2009 14.75 ISHARES LEHMAN INTERMEDIATE GOV iShares Intermediate-Term Bond NYSE
739    GWL 9/28/2009 12.49 SPDR S&P WORLD EX-US ETF State Street Global Advisors Foreign Large Blend NYSE
740    GWX 9/28/2009 23.84 SPDR S&P INTERNATIONAL SMALLCAP State Street Global Advisors Foreign Small/Mid Growth NYSE
741    GXC 9/28/2009 37.65 SPDR S&P CHINA ETF State Street Global Advisors China Region NYSE
742    GXF 9/28/2009 2.53 GLOBAL X FTSE NORDIC REGION ETF Global X Funds Europe Stock NYSE
743    GXG 9/28/2009 26.88 GLOBAL X MSCI COLOMBIA ETF Global X Funds Miscellaneous Region NYSE
744    GYEN 2/12/2014 1.51 ADVISORSHARES GARTMAN GOLD/YEN ETF AdvisorShares Commodities Precious Metals NYSE
745    GYLD 5/8/2012 9.37 ARROW DOW JONES GLOBAL YIELD ETF Exchange Traded Fund Financial NYSE
746    HACK 11/12/2014 30.55
747    HACV 11/4/2015 0.03
748    HACW 7/21/2015 0.02
749    HAHA 10/20/2015 0.02 CSOP CHINA CSI 300 A-H DYNAMIC ETF CSOP Asset Management China Region NYSE
750    HAKK 9/17/2015 0.06
751    HAO 9/28/2009 32.08 GUGGENHEIM CHINA SMALL CAP INDE Guggenheim Funds Distributors, Inc. China Region NYSE
752    HAP 9/28/2009 9.73 MARKET VECTORS HARD ASSETS PROD Van Eck Natural Resources NYSE
753    HAUD 7/13/2015 0.02
754    HAWX 7/1/2015 0.08
755    HCRF 5/12/2016 0.02 ISHARES EDGE MSCI MULTIFACTOR HEALTHCARE iShares Health BATS
756    HDAW 8/14/2015 0.05 DEUTSCHE X-TRACKERS MSCIAWDEXUSHDVYDHGEQ Deutsche Asset Management Foreign Large Value NYSE
757    HDEE 8/18/2015 0.01
758    HDEF 8/18/2015 0.03
759    HDEZ 8/18/2015 0.03
760    HDG 7/14/2011 0.85 PROSHARES HEDGE REPLICATION ETF ProShares Multialternative NYSE
761    HDGE 1/27/2011 23.82 ADVISORSHARES RANGER EQUITY BEAR ETF AdvisorShares Bear Market NYSE
762    HDLS 6/4/2015 0.04
763    HDLV 10/1/2014 1.4
764    HDMV 8/26/2016 0.06
765    HDRW 10/29/2015 0.01
766    HDV 3/31/2011 53.19 ISHARES HIGH DIVIDEND EQUITY FU iShares Large Value NYSE
767    HDWM 7/9/2015 0.07
768    HDWX 9/15/2015 0.09 SPDR S&P INTERNATIONAL DIV CCY HDGD ETF SPDR State Street Global Advisors Foreign Large Value NYSE
769    HECO 6/20/2012 5.48 HUNTINGTON ECOLOGICAL STRATEGY ETF Exchange Traded Fund Financial NYSE
770    HEDJ 12/31/2009 347.45 WISDOMTREE INTERNATIONAL HEDGED WisdomTree Foreign Large Value NYSE
771    HEEM 9/25/2014 4.2 ISHARES CURRENCY HEDGED MSCI EMERG MKTS Exchange Traded Fund Financial NYSE
772    HEFA 2/14/2014 54.05 ISHARES CURRENCY HEDGED MSCI EAFE Exchange Traded Fund Financial NYSE
773    HEFV 11/4/2015 0.1
774    HEMV 11/4/2015 0.05
775    HEUS 11/6/2015 0.03
776    HEUV 11/9/2015 0.05
777    HEWC 7/1/2015 0.06
778    HEWG 2/18/2014 39.43 ISHARES CURRENCY HEDGED MSCI GERMANY Exchange Traded Fund Financial NYSE
779    HEWI 7/8/2015 0.66
780    HEWJ 2/5/2014 28.93 ISHARES CURRENCY HEDGED MSCI JAPAN Exchange Traded Fund Financial NYSE
781    HEWL 7/15/2015 0.07
782    HEWP 7/2/2015 0.69
783    HEWU 7/9/2015 0.7 ISHARES CURRENCY HEDGED MSCI UK iShares Miscellaneous Region NYSE
784    HEWW 7/13/2015 0.03
785    HEWY 7/1/2015 0.1
786    HEZU 8/22/2014 50.3
787    HFEZ 6/10/2015 0.16
788    HFXE 7/22/2015 0.35
789    HFXI 7/22/2015 0.5
790    HFXJ 7/22/2015 0.19
791    HGEU 6/25/2015 0.15
792    HGI 9/28/2009 2.94 GUGGENHEIM INTERNATIONAL MULTI- Guggenheim Funds Distributors, Inc. Foreign Large Value NYSE
793    HGJP 6/25/2015 0.19
794    HHYX 7/30/2015 0.12
795    HILO 8/4/2011 3.45 EGSHARES LOW VOLATILITY EMERGIN Emerging Global Advisors Diversified Emerging Mkts NYSE
796    HIPS 1/7/2015 0.18
797    HJPX 10/2/2015 0.1 ISHARES CURRENCY HEDGED JPX-NIKKEI 400 iShares Japan Stock NYSE
798    HOLD 1/15/2014 0.13 ADVISORSHARES SAGE CORE RESERVES ETF Exchange Traded Fund Financial NYSE
799    HOML 3/11/2015 1.66
800    HSCZ 7/14/2015 0.06
801    HSPX 6/24/2013 1.81 HORIZONS S&P 500 COVERED CALL ETF Exchange Traded Fund Financial NYSE
802    HTUS 6/25/2015 0.72
803    HUSE 7/25/2012 6.84 HUNTINGTON US EQUITY ROTATION STRAT ETF Exchange Traded Fund Financial NYSE
804    HUSV 8/25/2016 0.15
805    HVPW 2/28/2013 2.44 US EQUITY HIGH VOLATILITY PUT WRITE ETF ALPS Long-Short Equity NYSE
806    HYD 9/28/2009 59.28 MARKET VECTORS HIGH YIELD MUNIC Van Eck High Yield Muni NYSE
807    HYDD 6/16/2016 0.05
808    HYEM 5/9/2012 15.33 MARKET VECTORS EM HIGH YIELD BD ETF Exchange Traded Fund Financial NYSE
809    HYG 9/28/2009 1250.02 ISHARES IBOXX $ HY CORP BOND FU iShares High Yield Bond NYSE
810    HYGH 5/29/2014 0.52 ISHARES INTEREST RATE HEDGED HIGH YLD BD Exchange Traded Fund Financial NYSE
811    HYHG 5/23/2013 2.17 PROSHARES HIGH YIELD INTEREST RATE HDGD ProShares Nontraditional Bond BATS
812    HYIH 3/3/2015 0.19
813    HYLD 12/1/2010 19.51 PERITUS HIGH YIELD ETF AdvisorShares High Yield Bond NYSE
814    HYLS 2/27/2013 9.25 FIRST TRUST HIGH YIELD LONG/SHORT ETF NASDAQ
815    HYMB 4/14/2011 12.86 SPDR NUVEEN S&P HIGH YIELD MUNI State Street Global Advisors High Yield Muni NYSE
816    HYND 12/18/2013 0.4 WISDOMTREE BOFA MRL LYNCH HYBD NGTDR ETF WisdomTree Nontraditional Bond NASDAQ
817    HYS 6/17/2011 46.1 PIMCO 0-5 YEAR HIGH YIELD CORPO PIMCO High Yield Bond NYSE
818    HYXE 6/17/2016 0.01 ISHARES IBOXX $ HIGH YIELD EX OIL & GAS CORPORATE BOND ETF NASDAQ
819    HYXU 4/3/2012 2.8 ISHARES GLOBAL EX USD HIGH YIELD CORP BD Exchange Traded Fund Financial BATS
820    HYZD 12/18/2013 1.06 WISDOMTREE INTEREST RATE HEDGED HIGH YIELD BOND FUND NASDAQ
821    IAGG 11/12/2015 0.79
822    IAI 9/28/2009 15.75 ISHARES DOW JONES U.S. BROKER-D iShares Financial NYSE
823    IAK 9/28/2009 5.27 ISHARES DOW JONES U.S. INSURANC iShares Financial NYSE
824    IAT 9/28/2009 25.8 ISHARES DOW JONES U.S. REGIONAL iShares Financial NYSE
825    IAU 9/28/2009 366.27 ISHARES GOLD TRUST iShares Commodities Precious Metals NYSE
826    IBB 9/28/2009 512.63 ISHARES NASDAQ BIOTECHNOLOGY iShares Health NASDAQ
827    IBCC 4/19/2013 0.43 ISHARES IBONDS MAR 2018 CORP EX-FINCLS Exchange Traded Fund Financial NYSE
828    IBCD 4/19/2013 0.46 ISHARES IBONDS MAR 2020 CORP EX-FINCLS Exchange Traded Fund Financial NYSE
829    IBCE 4/19/2013 0.41 ISHARES IBONDS MAR 2023 CORP EX-FINCLS Exchange Traded Fund Financial NYSE
830    IBDB 7/10/2013 0.59 ISHARES IBONDS MAR 2018 TERM CORPORATE iShares Short-Term Bond NYSE
831    IBDC 7/10/2013 0.46 ISHARES IBONDS MAR 2020 CORPORATE Exchange Traded Fund Financial NYSE
832    IBDD 7/10/2013 0.32 ISHARES IBONDS MAR 2023 CORPORATE Exchange Traded Fund Financial NYSE
833    IBDH 6/12/2014 1.75 ISHARES IBONDS DEC 2018 CORPORATE Exchange Traded Fund Financial NYSE
834    IBDJ 3/12/2015 1.36
835    IBDK 3/12/2015 1.94
836    IBDL 12/5/2014 1.94
837    IBDM 3/12/2015 2.01 ISHARES IBONDS DEC 2021 TERM CORPORATE iShares Corporate Bond NYSE
838    IBDN 3/12/2015 1.49 ISHARES IBONDS DEC 2022 TERM CORPORATE iShares Corporate Bond NYSE
839    IBDO 3/12/2015 0.95
840    IBDP 3/12/2015 0.98
841    IBDQ 3/12/2015 0.94 ISHARES IBONDS DEC 2025 TERM CORPORATE iShares Corporate Bond NYSE
842    IBLN 8/1/2014 1.4 DIREXION IBILLIONAIRE INDEX ETF Exchange Traded Fund Financial NYSE
843    IBMF 3/17/2014 1.34 ISHARES IBONDS SEP 2017 AMT-FREE MUNI BD Exchange Traded Fund Financial NYSE
844    IBMG 3/17/2014 1.41 ISHARES IBONDS SEP 2018 AMT-FREE MUNI BD Exchange Traded Fund Financial NYSE
845    IBMH 3/17/2014 1.45 ISHARES IBONDS SEP 2019 AMT-FREE MUNI BD Exchange Traded Fund Financial NYSE
846    IBMI 8/14/2014 1.24 ISHARES IBONDS SEP 2020 AMT-FREE MUNI BD Exchange Traded Fund Financial NYSE
847    IBMJ 9/4/2015 0.69
848    IBMK 9/4/2015 0.63 ISHARES IBONDS DEC 2022 TERM MUNI BOND iShares Muni National Interm NYSE
849    IBND 7/12/2010 9.04 SPDR BLMBG BARCLAYS INTL CORP BD ETF SPDR State Street Global Advisors World Bond NYSE
850    IBUY 4/20/2016 0.1 AMPLIFY ONLINE RETAIL ETF NASDAQ
851    ICF 9/28/2009 168.86 ISHARES COHEN & STEERS REALTY M iShares Real Estate NYSE
852    ICI 9/28/2009 1.59 IPATH IPATH OPTIMIZED CURRENCY iPath Currency NYSE
853    ICLN 9/28/2009 5.8 ISHARES S&P GLOBAL CLEAN ENERGY iShares Equity Energy NASDAQ
854    ICN 9/28/2009 2.13 WISDOMTREE DREYFUS INDIAN RUPEE WisdomTree Currency NYSE
855    ICOL 6/20/2013 0.86 ISHARES MSCI COLOMBIA CAPPED Exchange Traded Fund Financial NYSE
856    ICSH 12/13/2013 0.22 ISHARES LIQUIDITY INCOME Exchange Traded Fund Financial BATS
857    ICVT 6/4/2015 0.19
858    IDHQ 11/7/2011 0.78 POWERSHARES S&P INTL DEV HI QUAL ETF Exchange Traded Fund Financial NYSE
859    IDLB 11/5/2015 0.54 POWERSHARES FTSE INTL LW BT EQ WGT PowerShares Foreign Large Blend NASDAQ
860    IDLV 1/17/2012 8.92 POWERSHARES S&P INTL DEV LOW VOLATIL ETF PowerShares Foreign Large Blend NYSE
861    IDMO 10/5/2015 0.12
862    IDOG 6/28/2013 3.72 ALPS INTERNATIONAL SECTOR DIV DOGS ETF Exchange Traded Fund Financial NYSE
863    IDU 9/28/2009 39.28 ISHARES DOW JONES U.S. UTILITIE iShares Utilities NYSE
864    IDV 9/28/2009 91.82 ISHARES DOW JONES EPAC SELECT D iShares Foreign Large Value NYSE
865    IDX 9/28/2009 54.73 VANECK VECTORS INDONESIA ETF Market Vectors Miscellaneous Region NYSE
866    IEF 9/28/2009 297.5 ISHARES 7-10 YEAR TREASURY BOND iShares Long Government NYSE
867    IEFA 10/22/2012 150.11 ISHARES CORE MSCI EAFE Exchange Traded Fund Financial NYSE
868    IEI 9/28/2009 55.03 ISHARES LEHMAN 3-7 YEAR TREASUR iShares Intermediate Government NYSE
869    IEMG 10/22/2012 342.9 ISHARES CORE MSCI EMERGING MARKET Exchange Traded Fund Financial NYSE
870    IEO 9/28/2009 63.57 ISHARES DOW JONES U.S. OIL & GA iShares Equity Energy NYSE
871    IEUR 6/12/2014 8.6 ISHARES CORE MSCI EUROPE Exchange Traded Fund Financial NYSE
872    IEUS 5/12/2014 0.82 ISHARES MSCI EUROPE SMALL-CAP ETF NASDAQ
873    IEV 9/28/2009 128.34 ISHARES S&P EUROPE 350 INDEX FU iShares Europe Stock NYSE
874    IEZ 9/28/2009 52.3 ISHARES DOW JONES U.S. OIL EQUI iShares Equity Energy NYSE
875    IFEU 9/28/2009 2.41 ISHARES EUROPE DEVELOPED REAL ESTATE iShares Global Real Estate NASDAQ
876    IFGL 9/28/2009 23.19 ISHARES FTSE EPRA/NAREIT GLOBAL iShares Global Real Estate NASDAQ
877    IFIX 10/25/2016 0.01
878    IFLY 3/9/2016 0.15 PUREFUNDS DRONE ECONOMY STRATEGY ETF Pure Funds World Stock NYSE
879    IFV 7/23/2014 13.22 FIRST TRUST DORSEY WRIGHT INTERNATIONAL FOCUS 5 ETF NASDAQ
880    IGE 9/28/2009 115.72 ISHARES S&P NORTH AMERICAN NATU iShares Natural Resources NYSE
881    IGEM 6/23/2011 0.14 EGSHARES INDUSTRIALS GEMS ETF Emerging Global Advisors Industrials NYSE
882    IGF 9/28/2009 23.88 ISHARES GLOBAL INFRASTRUCTURE ETF NASDAQ
883    IGHG 11/7/2013 1.99 PROSHARES INVESTMENT GRADEINTR RT HDGD Exchange Traded Fund Financial BATS
884    IGIH 3/3/2015 0.08
885    IGM 9/28/2009 10.1 ISHARES NORTH AMERICAN TECH iShares Technology NYSE
886    IGN 9/28/2009 9.41 ISHARES GOLDMAN SACHS NETWORK I iShares Technology NYSE
887    IGOV 9/28/2009 13.36 ISHARES S&P/CITIGROUP INTERNATI iShares World Bond NASDAQ
888    IGV 9/28/2009 27.73 ISHARES NORTH AMERICAN TECH-SOFTWARE iShares Technology NYSE
889    IGVT 10/25/2016 0.01
890    IHDG 5/7/2014 5.63 WISDOMTREE INTERNATIONAL HDGD DIV GR ETF Exchange Traded Fund Financial NYSE
891    IHE 9/28/2009 11.77 ISHARES US PHARMACEUTICALS iShares Health NYSE
892    IHF 9/28/2009 18.78 ISHARES DOW JONES U.S. HEALTH C iShares Health NYSE
893    IHI 9/28/2009 21.31 ISHARES US MEDICAL DEVICES iShares Health NYSE
894    IHY 4/3/2012 6.97 VANECK VECTORS INTL HI YLD BD ETF Market Vectors World Bond NYSE
895    IJH 9/28/2009 360.25 ISHARES S&P MIDCAP 400 INDEX FU iShares Mid-Cap Blend NYSE
896    IJJ 9/28/2009 47.29 ISHARES S&P MIDCAP 400 VALUE IN iShares Mid-Cap Value NYSE
897    IJK 9/28/2009 59.65 ISHARES S&P MIDCAP 400 GROWTH I iShares Mid-Cap Growth NYSE
898    IJR 9/28/2009 451.48 ISHARES S&P SMALLCAP 600 INDEX iShares Small Blend NYSE
899    IJS 9/28/2009 49.18 ISHARES S&P SMALLCAP 600 VALUES iShares Small Value NYSE
900    IJT 9/28/2009 48.33 ISHARES S&P SMALLCAP 600 GROWTH iShares Small Growth NYSE
901    ILB 5/1/2012 3.35 PIMCO GLOBAL ADVTG INFL-LKD BD ACTV ETF Exchange Traded Fund Financial NYSE
902    ILF 9/28/2009 397.31 ISHARES LATIN AMERICA 40 iShares Latin America Stock NYSE
903    ILTB 6/25/2012 3.97 ISHARES CORE LONG-TERM USD BOND Exchange Traded Fund Financial NYSE
904    IMED 8/31/2016 0.01 PUREFUNDS ETFX HEALTHTECH ETF NASDAQ
905    IMLP 1/4/2013 1.58 IPATH S&P MLP ETN Exchange Traded Fund Financial NYSE
906    IMOM 12/23/2015 0.15
907    IMTB 11/7/2016 0.04
908    IMTM 1/26/2015 0.18
909    INCO 8/10/2011 3.57 EG SHARES INDIA CONSUMER ETF Emerging Global Advisors Pacific/Asia ex-Japan Stk NYSE
910    INDA 2/3/2012 167.83 ISHARES MSCI INDIA iShares India Equity BATS
911    INDF 5/12/2016 0.02
912    INDL 4/9/2010 13.98 DIREXION DAILY INDIA BULL 3X SH Direxion Funds Trading-Leveraged Equity NYSE
913    INDY 11/20/2009 41.77 ISHARES S&P INDIA NIFTY 50 INDE iShares Pacific/Asia ex-Japan Stk NASDAQ
914    INFR 12/30/2016 0.01 LEGG MASON GLOBAL INFRASTRUCTURE ETF NASDAQ
915    INKM 4/26/2012 1.99 SPDR SSGA INCOME ALLOCATION ETF Exchange Traded Fund Financial NYSE
916    INP 9/28/2009 42.46 BARCLAYS BANK PLC IPATH ETNS LI iPath Pacific/Asia ex-Japan Stk NYSE
917    INR 9/28/2009 0.77 MARKET VECTORS INDIAN RUPEE/USD Morgan Stanley Currency NYSE
918    INTF 5/4/2015 0.47
919    INXX 8/11/2010 5.32 COLUMBIA INDIA INFRASTRUCTURE ETF Columbia India Equity NYSE
920    IOIL 5/5/2011 0.77 IQ GLOBAL OIL SMALL CAP ETF IndexIQ Equity Energy NYSE
921    IOO 9/28/2009 16.86 ISHARES S&P GLOBAL 100 INDEX FU iShares World Stock NYSE
922    IPAC 6/12/2014 5.31 ISHARES CORE MSCI PACIFIC Exchange Traded Fund Financial NYSE
923    IPAY 7/16/2015 0.69
924    IPD 9/29/2009 1.1 SPDR S&P INTERNATIONAL CONSUMER State Street Global Advisors Consumer Cyclical NYSE
925    IPE 9/28/2009 10.3 SPDR BLMBG BARCLAYS TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond NYSE
926    IPF 9/28/2009 1.08 SPDR S&P INTERNATIONAL FINANCIA State Street Global Advisors Financial NYSE
927    IPFF 11/17/2011 7.29 ISHARES S&P INTERNATIONAL PREFE iShares Miscellaneous Sector NYSE
928    IPK 9/28/2009 0.97 SPDR S&P INTERNATIONAL TECHNOLO State Street Global Advisors Technology NYSE
929    IPKW 2/27/2014 1.58 POWERSHARES INTL BUYBACK ACHIEV ETF PowerShares Foreign Large Blend NASDAQ
930    IPN 9/28/2009 1.44 SPDR S&P INTERNATIONAL INDUSTRI State Street Global Advisors Industrials NYSE
931    IPO 10/16/2013 1.23 RENAISSANCE IPO ETF Exchange Traded Fund Financial NYSE
932    IPOS 10/7/2014 0.06 RENAISSANCE INTERNATIONAL IPO ETF Exchange Traded Fund Financial NYSE
933    IPS 9/28/2009 1.23 SPDR S&P INTL CNSMR STAPL SECT ETF SPDR State Street Global Advisors Consumer Defensive NYSE
934    IPU 9/28/2009 1.7 SPDR S&P INTERNATIONAL UTILITIE State Street Global Advisors Utilities NYSE
935    IPW 9/28/2009 2 SPDR S&P INTERNATIONAL ENERGY S State Street Global Advisors Equity Energy NYSE
936    IQDE 4/16/2013 1.78 FLEXSHARES INTL QUAL DIV DEFENSV ETF Exchange Traded Fund Financial NYSE
937    IQDF 4/16/2013 5.52 FLEXSHARES INTL QUAL DIV ETF Exchange Traded Fund Financial NYSE
938    IQDG 4/7/2016 0.06
939    IQDY 4/16/2013 1.47 FLEXSHARES INTL QUAL DIV DYNAMIC ETF Exchange Traded Fund Financial NYSE
940    IQLT 1/15/2015 0.19
941    IRV 9/28/2009 1.32 SPDR S&P INTERNATIONAL MATERIAL State Street Global Advisors Natural Resources NYSE
942    IRY 9/28/2009 2.31 SPDR S&P INTERNATIONAL HEALTHC SECT ETF SPDR State Street Global Advisors Health NYSE
943    ISCF 5/1/2015 0.14
944    ISHG 9/28/2009 3.18 ISHARES S&P/CITIGROUP 1-3 YEAR iShares World Bond NASDAQ
945    ISRA 6/26/2013 1.06 VANECK VECTORS ISRAEL ETF Market Vectors Miscellaneous Region NYSE
946    IST 9/28/2009 2.19 SPDR S&P INTERNATIONAL TELECOMM State Street Global Advisors Communications NYSE
947    ISTB 10/22/2012 4.83 ISHARES CORE 1-5 YEAR USD BOND iShares Short-Term Bond NYSE
948    ISZE 7/7/2015 0.01
949    ITA 9/28/2009 15.11 ISHARES US AEROSPACE & DEFENSE iShares Industrials NYSE
950    ITB 9/28/2009 586.08 ISHARES DOW JONES U.S. HOME CON iShares Miscellaneous Sector NYSE
951    ITE 9/28/2009 6.55 SPDR LEHMAN INTERMEDIATE TERM T State Street Global Advisors Intermediate Government NYSE
952    ITEQ 11/3/2015 0.31 BLUESTAR TA-BIGITECH ISRAEL TECHNOLOGY ETF NASDAQ
953    ITM 9/28/2009 30.16 VANECK VECTORS AMT-FREE INTERM MUNI ETF Market Vectors Muni National Interm NYSE
954    ITOT 6/25/2012 24.38 ISHARES CORE S&P TOTAL US STOCK MKT Exchange Traded Fund Financial NYSE
955    ITR 9/28/2009 19.31 SPDR BARCLAYS CAPITAL INTERMEDI State Street Global Advisors Intermediate-Term Bond NYSE
956    IUSB 6/12/2014 2.6 ISHARES CORE TOTAL USD BOND MARKET iShares Intermediate-Term Bond NYSE
957    IUSG 6/12/2014 9.57 ISHARES CORE US GROWTH Exchange Traded Fund Financial NYSE
958    IUSV 6/12/2014 5.71 ISHARES CORE US VALUE Exchange Traded Fund Financial NYSE
959    IVAL 12/17/2014 0.4
960    IVE 9/28/2009 190.28 ISHARES S&P 500 VALUE INDEX FUN iShares Large Value NYSE
961    IVENC 10/18/2016 0.01
962    IVFGC 10/18/2016 0.01
963    IVFVC 10/18/2016 0.01
964    IVLU 7/15/2015 0.31
965    IVOG 9/24/2010 3.3 VANGUARD S&P MID-CAP 400 GROWTH Vanguard Mid-Cap Growth NYSE
966    IVOO 9/24/2010 3.59 VANGUARD S&P MID-CAP 400 ETF Vanguard Mid-Cap Blend NYSE
967    IVOV 9/24/2010 2.46 VANGUARD S&P MID-CAP 400 VALUE Vanguard Mid-Cap Value NYSE
968    IVV 9/28/2009 1133.63 ISHARES S&P 500 INDEX FUND iShares Large Blend NYSE
969    IVW 9/28/2009 231.74 ISHARES S&P 500 GROWTH INDEX FU iShares Large Growth NYSE
970    IWB 9/28/2009 350.84 ISHARES RUSSELL 1000 iShares Large Blend NYSE
971    IWC 9/28/2009 31.84 ISHARES RUSSELL MICROCAP INDEX iShares Small Blend NYSE
972    IWD 9/28/2009 585.95 ISHARES RUSSELL 1000 VALUE iShares Large Value NYSE
973    IWF 9/28/2009 664.42 ISHARES RUSSELL 1000 GROWTH iShares Large Growth NYSE
974    IWL 9/28/2009 1.32 ISHARES RUSSELL TOP 200 INDEX F iShares Large Blend NYSE
975    IWM 9/28/2009 9895.54 ISHARES RUSSELL 2000 iShares Small Blend NYSE
976    IWN 9/28/2009 627.01 ISHARES RUSSELL 2000 VALUE iShares Small Value NYSE
977    IWO 9/28/2009 552.49 ISHARES RUSSELL 2000 GROWTH iShares Small Growth NYSE
978    IWP 9/28/2009 130.26 ISHARES RUSSELL MIDCAP GROWTH I iShares Mid-Cap Growth NYSE
979    IWR 9/28/2009 142.86 ISHARES RUSSELL MIDCAP INDEX FU iShares Mid-Cap Blend NYSE
980    IWS 9/28/2009 213.06 ISHARES RUSSELL MIDCAP VALUE IN iShares Mid-Cap Value NYSE
981    IWV 9/28/2009 88.02 ISHARES RUSSELL 3000 iShares Large Blend NYSE
982    IWX 9/28/2009 2.92 ISHARES RUSSELL TOP 200 VALUE I iShares Large Value NYSE
983    IWY 9/28/2009 5.66 ISHARES RUSSELL TOP 200 GROWTH iShares Large Growth NYSE
984    IXC 9/28/2009 43.98 ISHARES S&P GLOBAL ENERGY INDEX iShares Equity Energy NYSE
985    IXG 9/28/2009 11.75 ISHARES S&P GLOBAL FINANCIAL IN iShares Financial NYSE
986    IXJ 9/28/2009 18.6 ISHARES GLOBAL HEALTHCARE iShares Health NYSE
987    IXN 9/28/2009 12.24 ISHARES S&P GLOBAL TECHNOLOGY I iShares Technology NYSE
988    IXP 9/28/2009 12.69 ISHARES S&P GLOBAL TELECOMMUNIC iShares Communications NYSE
989    IXUS 10/22/2012 18.21 ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF NASDAQ
990    IYC 9/28/2009 15.41 ISHARES DOW JONES U.S. CONSUMER iShares Consumer Cyclical NYSE
991    IYE 9/28/2009 169.94 ISHARES DOW JONES U.S. ENERGY S iShares Equity Energy NYSE
992    IYF 9/28/2009 219.79 ISHARES DOW JONES U.S. FINANCIA iShares Financial NYSE
993    IYG 9/28/2009 40.79 ISHARES DOW JONES U.S. FINANCIA iShares Financial NYSE
994    IYH 9/28/2009 39.49 ISHARES US HEALTHCARE iShares Health NYSE
995    IYJ 9/28/2009 30.54 ISHARES DOW JONES U.S. INDUSTRI iShares Industrials NYSE
996    IYK 9/28/2009 10.89 ISHARES DOW JONES U.S. CONSUMER iShares Consumer Defensive NYSE
997    IYLD 4/5/2012 4.99 ISHARES MORNINGSTAR MULTI-ASSET INCOME Exchange Traded Fund Financial BATS
998    IYM 9/28/2009 129.82 ISHARES DOW JONES U.S. BASIC MA iShares Natural Resources NYSE
999    IYR 9/28/2009 3135.6 ISHARES DOW JONES U.S. REAL EST iShares Real Estate NYSE
1000    IYT 9/28/2009 167.94 ISHARES DOW JONES TRANSPORTATIO iShares Industrials NYSE
1001    IYW 9/28/2009 75.92 ISHARES US TECHNOLOGY iShares Technology NYSE
1002    IYY 9/28/2009 9.86 ISHARES DOW JONES U.S. TOTAL MA iShares Large Blend NYSE
1003    IYZ 9/28/2009 99.06 ISHARES US TELECOMMUNICATIONS iShares Communications NYSE
1004    JDG 5/28/2015 0.03
1005    JDST 10/3/2013 319.84 DIREXION DAILY JR GLD MNRS BEAR 3X ETF Exchange Traded Fund Financial NYSE
1006    JEM 9/30/2009 0.5 IPATH GEMS INDEX ETN Barclays Bank PLC Currency NYSE
1007    JETS 4/30/2015 2.29
1008    JHDG 4/9/2015 0.35
1009    JHMC 10/1/2015 0.06
1010    JHMF 9/29/2015 0.14
1011    JHMH 9/30/2015 0.11 JHANCOCK MULTIFACTOR HEALTH CARE ETF John Hancock Health NYSE
1012    JHML 9/30/2015 0.47
1013    JHMM 9/29/2015 0.31
1014    JHMT 9/30/2015 0.1 JHANCOCK MULTIFACTOR TECHNOLOGY ETF John Hancock Technology NYSE
1015    JJA 9/28/2009 4.68 IPATH DOW JONES UBS AGRICULTURE iPath Commodities Agriculture NYSE
1016    JJC 9/28/2009 22.2 IPATH BLOOMBERG COPPER SUBTR ETN Barclays Funds Commodities Industrial Metals NYSE
1017    JJE 9/28/2009 1.14 IPATH DOW JONES UBS ENERGY TOTA iPath Commodities Energy NYSE
1018    JJG 9/28/2009 19.28 IPATH DOW JONES UBS GRAINS TOTA iPath Commodities Agriculture NYSE
1019    JJM 9/28/2009 1.64 IPATH DOW JONES UBS INDUSTRIAL iPath Commodities Industrial Metals NYSE
1020    JJN 9/28/2009 2.14 IPATH BLOOMBERG NICKEL SUBTR ETN Barclays Funds Commodities Industrial Metals NYSE
1021    JJP 9/28/2009 1.27 IPATH DJ-UBS PRECIOUS METALS SU iPath Commodities Precious Metals NYSE
1022    JJS 9/28/2009 1.95 IPATH DJ-UBS SOFTS SUBINDEX TOT iPath Commodities Agriculture NYSE
1023    JJT 9/30/2009 2.43 IPATH DJ-UBS TIN SUBINDEX TOTAL iPath Commodities Industrial Metals NYSE
1024    JJU 9/28/2009 1.07 IPATH DJ-UBS ALUMINUM SUBINDEX iPath Commodities Industrial Metals NYSE
1025    JKD 9/28/2009 4.58 ISHARES MORNINGSTAR LARGE CORE iShares Large Blend NYSE
1026    JKE 9/28/2009 6 ISHARES MORNINGSTAR LARGE GROWT iShares Large Growth NYSE
1027    JKF 9/28/2009 3.37 ISHARES MORNINGSTAR LARGE VALUE iShares Large Value NYSE
1028    JKG 9/28/2009 3.26 ISHARES MORNINGSTAR MID CORE IN iShares Mid-Cap Blend NYSE
1029    JKH 9/28/2009 2.35 ISHARES MORNINGSTAR MID GROWTH iShares Mid-Cap Growth NYSE
1030    JKI 9/28/2009 2.34 ISHARES MORNINGSTAR MID-CAP ETF NASDAQ
1031    JKJ 9/28/2009 2.45 ISHARES MORNINGSTAR SMALL CORE iShares Small Blend NYSE
1032    JKK 9/28/2009 1.86 ISHARES MORNINGSTAR SMALL GROWT iShares Small Growth NYSE
1033    JKL 9/28/2009 4.06 ISHARES MORNINGSTAR SMALL VALUE iShares Small Value NYSE
1034    JNK 9/28/2009 1121.17 SPDR BARCLAYS CAPITAL HIGH YIEL State Street Global Advisors High Yield Bond NYSE
1035    JNUG 10/3/2013 557.84 DIREXION DAILY JR GLD MNRS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1036    JO 9/28/2009 26.88 IPATH BLOOMBERG COFFEE SUBTR ETN Barclays Funds Commodities Agriculture NYSE
1037    JPEH 4/4/2016 0.01
1038    JPEM 1/9/2015 0.4 JPMORGAN DIVERSIFIED RETURN EMKTS EQ ETF JPMorgan Diversified Emerging Mkts NYSE
1039    JPGE 6/17/2014 0.49 JPMORGAN DIVERSIFIED RETURN GLBL EQ ETF Exchange Traded Fund Financial NYSE
1040    JPHF 9/15/2016 0.06
1041    JPHY 9/15/2016 0.01
1042    JPIH 4/4/2016 0.09
1043    JPIN 11/7/2014 2.15
1044    JPME 5/18/2016 0.08
1045    JPMV 6/5/2014 0.61 ISHARES MSCI JAPAN MINIMUM VOLATILITY Exchange Traded Fund Financial NYSE
1046    JPN 6/24/2015 0.18
1047    JPNH 8/19/2015 0.01
1048    JPNL 6/26/2013 2.01 DIREXION DAILY JAPAN BULL 3X ETF Exchange Traded Fund Financial NYSE
1049    JPUS 9/30/2015 0.31
1050    JPXN 3/9/2015 0.83
1051    JSMD 2/25/2016 0.06 JANUS SMALL/MID CAP GROWTH ALPHA ETF NASDAQ
1052    JSML 2/25/2016 0.05 JANUS SMALL CAP GROWTH ALPHA ETF NASDAQ
1053    JUNE 4/4/2016 0.05
1054    JXI 9/28/2009 8.94 ISHARES S&P GLOBAL UTILITIES SE iShares Utilities NYSE
1055    JYN 9/29/2009 0.57 BARCLAYS BANK PLC IPATH JPY/USD iPath Currency NYSE
1056    KBA 3/5/2014 1.54 KRANESHARES BOSERA MSCI CHINA A ETF KraneShares China Region NYSE
1057    KBE 9/28/2009 646.43 SPDR S&P BANK ETF State Street Global Advisors Financial NYSE
1058    KBWB 11/1/2011 10.72 POWERSHARES KBW BANK ETF PowerShares Financial NASDAQ
1059    KBWD 12/2/2010 8.94 POWERSHARES KBW HIGH DIV YLD FINCL ETF PowerShares Financial NASDAQ
1060    KBWP 12/2/2010 1.3 POWERSHARES KBW PRPTY & CASUALTY INS ETF PowerShares Financial NASDAQ
1061    KBWR 11/1/2011 2.4 POWERSHARES KBW REGIONAL BANK ETF PowerShares Financial NASDAQ
1062    KBWY 12/2/2010 4.35 POWERSHARES KBW PREMIUM YLD EQ REIT ETF PowerShares Real Estate NASDAQ
1063    KCE 9/28/2009 7.73 SPDR S&P CAPITAL MARKETS ETF State Street Global Advisors Financial NYSE
1064    KCNY 12/3/2014 1.57 KRANESHARES E CHINA COMRCL PAPER ETF KraneShares Emerging-Markets Local-Currency Bond NYSE
1065    KEMP 2/13/2015 0.04
1066    KFYP 7/23/2013 0.18 KRANESHARES CSI NEW CHINA ETF Exchange Traded Fund Financial NYSE
1067    KIE 9/28/2009 49.55 SPDR S&P INSURANCE ETF State Street Global Advisors Financial NYSE
1068    KLD 9/28/2009 2.57 ISHARES KLD SELECT SOCIAL INDEX iShares Large Blend NYSE
1069    KLDW 7/9/2015 0.48
1070    KLEM 7/9/2015 0.11
1071    KNOW 12/8/2011 2.08 DIREXION ALL CAP INSIDER SENTIM Direxion Funds Mid-Cap Blend NYSE
1072    KOL 9/28/2009 57.5 MARKET VECTORS COAL ETF Van Eck Equity Energy NYSE
1073    KOLD 10/6/2011 9.7 PROSHARES ULTRASHORT BLOOMBERG NATRL GAS ProShares Trading--Inverse Commodities NYSE
1074    KOR 9/29/2016 0.01
1075    KORU 4/10/2013 0.51 DIREXION DAILY SOUTH KOREA BULL 3X ETF Exchange Traded Fund Financial NYSE
1076    KRE 9/28/2009 1103.82 SPDR S&P REGIONAL BANKING ETF State Street Global Advisors Financial NYSE
1077    KRMA 7/12/2016 0.04 GLOBAL X CONSCIOUS COMPANIES ETF NASDAQ
1078    KROO 4/9/2010 1.22 IQ AUSTRALIA SMALL CAP ETF IndexIQ Pacific/Asia ex-Japan Stk NYSE
1079    KRS 7/12/2010 1.59 PROSHARES SHORT KBW REGIONAL BA ProShares Trading-Inverse Equity NYSE
1080    KRU 7/12/2010 1.77 PROSHARES ULTRA KBW REGIONAL BA ProShares Trading-Leveraged Equity NYSE
1081    KSA 9/28/2009 0.59
1082    KWEB 8/1/2013 10.31 KRANESHARES CSI CHINA INTERNET ETF NASDAQ
1083    KWT 9/28/2009 3.08 MARKET VECTORS SOLAR ENERGY ETF Van Eck Equity Energy NYSE
1084    KXI 9/28/2009 9.05 ISHARES S&P GLOBAL CONSUMER STA iShares Consumer Defensive NYSE
1085    LABD 5/28/2015 105.21
1086    LABS 12/4/2015 0.06
1087    LABU 5/28/2015 220.7 DIREXION DAILY S&P BIOTECH BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1088    LALT 5/29/2014 0.56 POWERSHARES MULTI-STRATEGY ALT ETF Exchange Traded Fund Financial NASDAQ
1089    LARE 12/3/2015 0.08 TIERRA XP LATIN AMERICA REAL ESTATE ETF ETF Managers Trust Global Real Estate NYSE
1090    LBDC 10/9/2015 0.06
1091    LBJ 12/3/2009 9.79 DIREXION DAILY LATIN AMERICA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1092    LD 9/28/2009 0.72 IPATH BLOOMBERG LEAD SUBTR ETN Barclays Funds Commodities Industrial Metals NYSE
1093    LDRI 9/10/2014 0.26
1094    LDUR 1/23/2014 0.5 PIMCO LOW DURATION ETF Exchange Traded Fund Financial NYSE
1095    LEDD 4/21/2011 0.17 IPATH PURE BETA LEAD ETN NYSE
1096    LEMB 10/20/2011 10.48 ISHARES EMERGING MARKETS LOCAL iShares Emerging Markets Bond NYSE
1097    LGLV 2/21/2013 0.65 SPDR RUSSELL 1000 LOW VOLATILITY ETF SPDR State Street Global Advisors Large Value NYSE
1098    LIT 7/23/2010 10.24 GLOBAL X LITHIUM ETF Global X Funds Natural Resources NYSE
1099    LKOR 9/24/2015 0.12 FLEXSHARES CREDIT-SCORED US LONG CORPORATE BOND INDEX FUND NASDAQ
1100    LLSC 1/7/2015 0.08
1101    LLSP 1/7/2015 0.23
1102    LMBS 11/5/2014 2.1 FIRST TRUST LOW DURATION OPPORTUNITIES ETF NASDAQ
1103    LMLP 9/28/2009 14.49
1104    LNGR 5/10/2016 0.01 GLOBAL X LONGEVITY THEMATIC ETF NASDAQ
1105    LOWC 11/26/2014 0.07
1106    LQD 9/28/2009 594.02 ISHARES IBOXX $ INVESTMENT GRAD iShares Long-Term Bond NYSE
1107    LQDH 6/17/2014 0.27 ISHARES INTEREST RATE HEDGED CORP BD Exchange Traded Fund Financial NYSE
1108    LRET 5/6/2015 1.34
1109    LRGF 4/30/2015 0.86
1110    LSTK 4/21/2011 0.24 IPATH PURE BETA LIVESTOCK ETN NYSE
1111    LSVX 7/14/2016 0.01 VELOCITYSHARES VIX VARIABLE L/S ETN UBS Volatility NYSE
1112    LTL 9/28/2009 0.82 PROSHARES ULTRA TELECOMMUNICATIONS ProShares Trading--Leveraged Equity NYSE
1113    LTPZ 9/28/2009 4.3 PIMCO 15+ YEAR TIPS PIMCO Inflation-Protected Bond NYSE
1114    LVHB 10/20/2016 0.25
1115    LVHD 12/29/2015 0.87 LEGG MASON LOW VOLATILITY HIGH DIVIDEND ETF NASDAQ
1116    LVHI 7/28/2016 0.05 LEGG MASON INTL LOW VOLATIL HI DIV ETF Legg Mason Foreign Large Value BATS
1117    LVL 9/28/2009 5.24 GUGGENHEIM GLOBAL DIVIDEND OPPO Guggenheim Funds World Stock NYSE
1118    LWC 9/28/2009 8.68 SPDR BLMBG BARCLAYS LT CORP BD ETF SPDR State Street Global Advisors Corporate Bond NYSE
1119    MATF 5/12/2016 0.01
1120    MATH 6/23/2011 1.09 ADVISORSHARES MEIDELL TACTICL ADVTGE ETF AdvisorShares Tactical Allocation NYSE
1121    MAUI 6/1/2015 0.24 ADVISORSHARES MARKET ADAPTIVE UNCONSTRAINED INCOME ETF NASDAQ
1122    MBB 9/28/2009 80.73 ISHARES MBS iShares Intermediate-Term Bond NYSE
1123    MBG 9/28/2009 3.49 SPDR BLMBG BARCLAYS MORTG BACKED BD ETF SPDR State Street Global Advisors Intermediate-Term Bond NYSE
1124    MBSD 9/4/2014 0.41 FLEXSHARES DISCIPLINED DURATION MBS ETF Flexshares Trust Intermediate Government NASDAQ
1125    MCEF 9/29/2016 0.03 FIRST TRUST MUNICIPAL CEF INCOME OPPORTUNITY ETF NASDAQ
1126    MCHI 3/31/2011 137.74 ISHARES MSCI CHINA ETF NASDAQ
1127    MCRO 9/28/2009 1.82 IQ HEDGE MACRO TRACKER ETF IndexIQ Multialternative NYSE
1128    MDIV 8/14/2012 17.71 FIRST TRUST MULTI-ASSET DIVERSIFIED INCOME INDEX FUND NASDAQ
1129    MDY 9/28/2009 957.14 SPDR MIDCAP TRUST SERIES I State Street Global Advisors Mid-Cap Blend NYSE
1130    MDYG 8/30/2010 2.23 SPDR S&P 400 MID CAP GROWTH ETF State Street Global Advisors Mid-Cap Growth NYSE
1131    MDYV 8/30/2010 2.03 SPDR S&P 400 MID CAP VALUE ETF State Street Global Advisors Mid-Cap Value NYSE
1132    MEAR 3/5/2015 0.22
1133    MELT 7/29/2016 0.32
1134    MGC 9/28/2009 10.51 VANGUARD MEGA CAP 300 ETF Vanguard Large Blend NYSE
1135    MGK 9/28/2009 19.05 VANGUARD MEGA CAP 300 GRWTH ETF Vanguard Large Growth NYSE
1136    MGV 9/28/2009 8.94 VANGUARD MEGA CAP 300 VALUE ETF Vanguard Large Value NYSE
1137    MIDU 3/5/2012 15.59 DIREXION DAILY MID CAP BULL 3X ETF Exchange Traded Fund Financial NYSE
1138    MIDZ 3/5/2012 5.95 DIREXION DAILY MID CAP BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1139    MILN 5/6/2016 0.11 GLOBAL X MILLENNIALS THEMATIC ETF NASDAQ
1140    MINC 3/20/2013 2.74 ADVISORSHARES NEWFLEET MULT-SECT INC ETF Exchange Traded Fund Financial NYSE
1141    MINT 11/17/2009 41.71 PIMCO ENH SHRT MATU PIMCO Ultrashort Bond NYSE
1142    MLN 9/28/2009 7.49 VANECK VECTORS AMT-FREE LONG MUNI ETF Market Vectors Muni National Long NYSE
1143    MLPA 4/19/2012 8.36 GLOBAL X MLP ETF Exchange Traded Fund Financial NYSE
1144    MLPB 10/9/2015 0.01
1145    MLPC 9/26/2013 1.22
1146    MLPG 7/14/2010 0.81 UBS AG EXCHANGE TRADED ACCESS S UBS AG Equity Energy NYSE
1147    MLPI 4/9/2010 49.37 UBS AG ETN UBS AG Equity Energy NYSE
1148    MLPJ 1/15/2013 0.77 GLOBAL X JUNIOR MLP ETF Exchange Traded Fund Financial NYSE
1149    MLPQ 2/9/2016 0.27
1150    MLPS 9/29/2010 1.09 UBS AG 1XMONTHLY SHORT EXCHANG UBS AG Trading-Inverse Equity NYSE
1151    MLPX 8/7/2013 4.29 GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF Exchange Traded Fund Financial NYSE
1152    MLPY 3/17/2011 1.51 MORGAN STANLEY CUSHING MLP HIGH NYSE
1153    MLPZ 2/9/2016 0.22
1154    MMTM 10/25/2012 0.18 SPDR S&P 1500 MOMENTUM TILT ETF Exchange Traded Fund Financial NYSE
1155    MNA 11/17/2009 4.1 IQ MERGER ARBITRAGE ETF IndexIQ Market Neutral NYSE
1156    MOAT 4/25/2012 11.17 MARKET VECTORS WIDE MOAT ETF Exchange Traded Fund Financial NYSE
1157    MOM 9/7/2011 0.76 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
1158    MOO 9/28/2009 172.58 MARKET VECTORS AGRIBUSINESS ETF Van Eck Natural Resources NYSE
1159    MORL 10/17/2012 29.67
1160    MORT 8/17/2011 5.33 MARKET VECTORS MORTGAGE REIT IN Van Eck Real Estate NYSE
1161    MOTI 7/14/2015 0.12
1162    MPCT 4/22/2016 0.05 ISHARES MSCI GLOBAL IMPACT ETF NASDAQ
1163    MRGR 12/13/2012 0.28 PROSHARES MERGER Exchange Traded Fund Financial BATS
1164    MRRL 10/9/2015 0.18
1165    MTK 9/28/2009 3.07 SPDR MORGAN STANLEY TECHNOLOGY ETF SPDR State Street Global Advisors Technology NYSE
1166    MTUM 4/18/2013 10.59 ISHARES EDGE MSCI USA MOMENTUM FACTOR iShares Large Growth NYSE
1167    MUB 9/28/2009 74.34 ISHARES NATIONAL MUNI BOND iShares Muni National Interm NYSE
1168    MUNI 12/2/2009 5.1 PIMCO INTERMEDIATE MUNICIPAL BD ACTV ETF Pimco Muni National Interm NYSE
1169    MVV 9/28/2009 55.57 PROSHARES ULTRA MIDCAP400 ProShares Trading-Leveraged Equity NYSE
1170    MXI 9/28/2009 14.89 ISHARES S&P GLOBAL MATERIALS SE iShares Natural Resources NYSE
1171    MYY 9/28/2009 9.88 PROSHARES SHORT MIDCAP400 ProShares Trading--Inverse Equity NYSE
1172    MZZ 9/28/2009 23.3 PROSHARES ULTRASHORT MIDCAP400 ProShares Trading-Inverse Equity NYSE
1173    NAIL 8/19/2015 0.11
1174    NANR 12/16/2015 0.81
1175    NASH 8/1/2013 0.88 LOCALSHARES NASHVILLE AREA ETF Exchange Traded Fund Financial NYSE
1176    NEAR 9/26/2013 11.29 ISHARES SHORT MATURITY BOND Exchange Traded Fund Financial BATS
1177    NFLT 8/11/2015 1.97
1178    NFO 9/28/2009 5.21 GUGGENHEIM INSIDER ETF Guggenheim Funds Distributors, Inc. Mid-Cap Blend NYSE
1179    NFRA 10/9/2013 3 FLEXSHARES STOXX GLOBAL BROAD INFRAS ETF Exchange Traded Fund Financial NYSE
1180    NGE 4/3/2013 7.3 GLOBAL X MSCI NIGERIA ETF Exchange Traded Fund Financial NYSE
1181    NIB 9/29/2009 5.42 IPATH DJ-UBS COCOA SUBINDEX TOT iPath Commodities Agriculture NYSE
1182    NINI 4/21/2011 0.29 IPATH PURE BETA NICKEL ETN Exchange Traded Fund Financial NYSE
1183    NLR 9/28/2009 7.92 MARKET VECTORS URANIUM & NUCLEA Van Eck Equity Energy NYSE
1184    NOBL 10/10/2013 15.4 PROSHARES S&P 500 DIVIDEND ARISTOCRATS Exchange Traded Fund Financial NYSE
1185    NORW 11/10/2010 8.07 GLOBAL X FTSE NORWAY 30 ETF Global X Funds Europe Stock NYSE
1186    NUAG 9/15/2016 0.13
1187    NUGT 12/8/2010 1581.19 DIREXION DAILY GOLD MINERS BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1188    NYF 9/28/2009 2.37 ISHARES NEW YORK MUNI BOND iShares Muni New York Intermediate NYSE
1189    OAPH 8/27/2015 0.08
1190    OASI 8/19/2015 0.16 O'SHARES FTSE ASIA PACIFIC QUAL DIV ETF O\u2019Shares Investments Diversified Pacific/Asia NYSE
1191    OEF 9/28/2009 218.21 ISHARES S&P 100 INDEX FUND iShares Large Blend NYSE
1192    OEUH 8/25/2015 0.37
1193    OEUR 8/19/2015 0.54
1194    OEW 6/30/2016 0.04
1195    OIH 9/28/2009 1826.79 MARKET VECTORS OIL SERVICES ETF Van Eck Equity Energy AMEX
1196    OIL 9/28/2009 210.52 BARCLAYS BANK PLC IPATH EXCHANG iPath Commodities Energy NYSE
1197    OILK 9/28/2016 0.11
1198    OILX 2/18/2016 0.23
1199    OLD 6/9/2016 0.07 THE LONG-TERM CARE ETF NASDAQ
1200    OLEM 4/21/2011 0.49 IPATH PURE BETA CRUDE OIL ETN NYSE
1201    OLO 9/28/2009 2.43 POWERSHARES DB CRUDE OIL LONG E Deutsche Bank Commodities Energy NYSE
1202    ONEK 3/18/2013 0.5 SPDR RUSSELL 1000 ETF Exchange Traded Fund Financial NYSE
1203    ONEO 12/3/2015 0.1
1204    ONEQ 9/28/2009 4.67 FIDELITY NASDAQ COMPOSITE INDEX Fidelity Investments Large Growth NASDAQ
1205    ONEV 12/3/2015 0.1
1206    ONEY 6/8/2015 0.07
1207    ONG 4/21/2011 0.08 IPATH PURE BETA ENERGY ETN NYSE
1208    ORG 6/9/2016 0.03 THE ORGANICS ETF Janus Consumer Defensive NASDAQ
1209    OUNZ 5/16/2014 2.08 VANECK MERK GOLD TRUST Merk Funds Commodities Precious Metals NYSE
1210    OUSA 7/14/2015 2.89
1211    OVLC 5/11/2016 0.01
1212    PAF 9/28/2009 1.34 POWERSHARES FTSE RAFI ASIA PACI PowerShares Pacific/Asia ex-Japan Stk NYSE
1213    PAGG 9/28/2009 3.92 POWERSHARES GLOBAL AGRICULTURE PowerShares Natural Resources NASDAQ
1214    PAK 4/23/2015 0.61
1215    PALL 1/8/2010 27.43 ETFS PHYSICAL PALLADIUM SHARES ETF Securities Ltd Commodities Precious Metals NYSE
1216    PBD 9/28/2009 5.7 POWERSHARES GLOBAL CLEAN ENERGY PowerShares Equity Energy NYSE
1217    PBE 9/28/2009 12.32 POWERSHARES DYNAMIC BIOTECH & GENOME ETF PowerShares Health NYSE
1218    PBJ 9/28/2009 9.78 POWERSHARES DYNAMIC FOOD & BEVE PowerShares Consumer Defensive NYSE
1219    PBP 9/28/2009 15.55 POWERSHARES S&P 500 BUYWRITE PO PowerShares Long/Short Equity NYSE
1220    PBS 9/28/2009 11.14 POWERSHARES DYNAMIC MEDIA PowerShares Communications NYSE
1221    PBW 9/28/2009 42.96 POWERSHARES WILDERHILL CLEAN EN PowerShares Equity Energy NYSE
1222    PCEF 2/19/2010 18.86 POWERSHARES CEF INCOME COMPOSIT PowerShares Conservative Allocation NYSE
1223    PCY 9/28/2009 159.89 POWERSHARES EMERGING MARKETS SO PowerShares Emerging Markets Bond NYSE
1224    PDBC 11/7/2014 3.45
1225    PDN 9/28/2009 4.65 POWERSHARES FTSE RAFI DEVELOPED PowerShares Foreign Small/Mid Value NYSE
1226    PDP 9/28/2009 31.88 POWERSHARES DWA TECHNICAL LEADE PowerShares Mid-Cap Growth NYSE
1227    PEJ 9/28/2009 7.79 POWERSHARES DYNAMIC LEISURE & E PowerShares Consumer Cyclical NYSE
1228    PEK 10/14/2010 7.1 MARKET VECTORS CHINA ETF Van Eck China Region NYSE
1229    PERM 2/8/2012 0.92 GLOBAL X PERMANENT ETF Global X Funds World Allocation NYSE
1230    PEX 2/28/2013 0.34 PROSHARES GLOBAL LISTED PRIVATE EQUITY Exchange Traded Fund Financial BATS
1231    PEY 9/28/2009 22.67 POWERSHARES HIGH YIELD DIVIDEND PowerShares Mid-Cap Value NYSE
1232    PEZ 9/28/2009 3.6 POWERSHARES DWA CNSMR CYCLICALS MOM ETF PowerShares Consumer Cyclical NASDAQ
1233    PFF 9/28/2009 392.08 ISHARES S&P US PREFERRED STOCK iShares Miscellaneous Sector NYSE
1234    PFI 9/28/2009 1.75 POWERSHARES DWA FINANCIAL MOMENTUM ETF PowerShares Financial NASDAQ
1235    PFIG 9/15/2011 1.91 POWERSHARES FUNDAMENTAL INVESTM PowerShares Intermediate-Term Bond NYSE
1236    PFM 9/28/2009 9.44 POWERSHARES DIVIDEND ACHIEVERS PowerShares Large Blend NYSE
1237    PFV 9/21/2016 0.02 AMPLIFY YIELDSHARES PRIME 5 DIVIDEND ETF Amplifyetfs Large Blend BATS
1238    PFXF 7/17/2012 11.33 MARKET VECTORS PREF SECS EXFINCLS ETF Exchange Traded Fund Financial NYSE
1239    PGAL 11/13/2013 3.61 GLOBAL X MSCI PORTUGAL ETF Global X Funds Miscellaneous Region NYSE
1240    PGD 9/28/2009 0.25 IPATH ASIAN AND GULF CURRENCY R Barclays Bank PLC Currency NYSE
1241    PGF 9/28/2009 83.81 POWERSHARES FINANCIAL PREFERRED ETF PowerShares Preferred Stock NYSE
1242    PGHY 6/21/2013 2.32 POWERSHARES GLOBAL SHRTTERM HIYLD BD ETF Exchange Traded Fund Financial NYSE
1243    PGJ 9/28/2009 15.45 POWERSHARES GOLDEN DRAGON HALTE PowerShares China Region NYSE
1244    PGM 9/28/2009 3.21 IPATH DJ-UBS PLATINUM SUBINDEX iPath Commodities Precious Metals NYSE
1245    PGX 9/28/2009 144.43 POWERSHARES PREFERRED ETF PowerShares Preferred Stock NYSE
1246    PHB 9/28/2009 60.51 POWERSHARES HIGH YIELD CORPORAT PowerShares High Yield Bond NYSE
1247    PHDG 12/6/2012 5.43 POWERSHARES S&P 500 DOWNSIDE HEDGED ETF PowerShares Long-Short Equity NYSE
1248    PHO 9/28/2009 30.06 POWERSHARES WATER RESOURCE PORT PowerShares Industrials NYSE
1249    PHYS 4/9/2010 160.02 SPROTT PHYSICAL GOLD TRUST ETV NYSE
1250    PICB 7/12/2010 8.57 POWERSHARES INTERNATIONAL CORPO PowerShares World Bond NYSE
1251    PICK 2/2/2012 13.36 ISHARES MSCI GLBL METALS & MINING PRDCRS Exchange Traded Fund Financial NYSE
1252    PID 9/28/2009 37.74 POWERSHARES INTL DIVIDEND ACHIE PowerShares Foreign Large Value NYSE
1253    PIE 9/28/2009 27.01 POWERSHARES DWA EMERGING MARKET PowerShares Diversified Emerging Mkts NYSE
1254    PILL 9/21/2015 0.04 DIREXION DAILY PHARMCTCL&MEDCL BL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
1255    PILS 9/21/2015 0.01
1256    PIN 9/28/2009 139.94 POWERSHARES INDIA ETF PowerShares India Equity NYSE
1257    PIO 9/28/2009 9.82 POWERSHARES GLOBAL WATER ETF PowerShares Miscellaneous Sector NASDAQ
1258    PIZ 9/28/2009 17.12 POWERSHARES DWA DEVELOPED MARKE PowerShares Foreign Large Blend NYSE
1259    PJP 9/28/2009 30.99 POWERSHARES DYNAMIC PHARMACEUTICALS ETF PowerShares Health NYSE
1260    PKB 9/28/2009 6.07 POWERSHARES DYNAMIC BUILD & CON PowerShares Industrials NYSE
1261    PKW 9/28/2009 34.29 POWERSHARES BUYBACK ACHIEVERS PowerShares Large Blend NYSE
1262    PLND 11/25/2009 4.26 MARKET VECTORS POLAND ETF Van Eck Europe Stock NYSE
1263    PLW 9/28/2009 5.15 POWERSHARES 1-30 TREASURY LADDE PowerShares Long Government NYSE
1264    PMPT 8/17/2016 0.07 ISECTORS POST-MPT GROWTH ETF NASDAQ
1265    PMR 9/28/2009 2.83 POWERSHARES DYNAMIC RETAIL PowerShares Consumer Cyclical NYSE
1266    PNQI 9/28/2009 6.52 POWERSHARES NASDAQ INTERNET POR PowerShares Technology NASDAQ
1267    PPA 9/28/2009 8.38 POWERSHARES AEROSPACE & DEFENSE ETF PowerShares Industrials NYSE
1268    PPH 9/28/2009 48.56 VANECK VECTORS PHARMACEUTICAL ETF NASDAQ
1269    PPLT 1/8/2010 18.3 ETFS PHYSICAL PLATINUM ETF Securities Commodities Precious Metals NYSE
1270    PRB 9/28/2009 1.21 MARKET VECTORS PRE-REFUNDED MUN Van Eck Muni National Interm NYSE
1271    PRF 9/28/2009 27.41 POWERSHARES FTSE RAFI US 1000 P PowerShares Large Value NYSE
1272    PRFZ 9/28/2009 10.06 POWERSHARES FTSE RAFI US 1500 S PowerShares Small Blend NASDAQ
1273    PRME 11/12/2015 0.21
1274    PRN 4/30/2010 3.76 POWERSHARES DYNAMIC INDUSTRIALS PowerShares Industrials NYSE
1275    PRNT 7/19/2016 0.22
1276    PSAU 9/28/2009 4.26 POWERSHARES GLOBAL GOLD & PRECI PowerShares Equity Precious Metals NASDAQ
1277    PSC 9/29/2009 0.02 PRINCIPAL U.S. SMALL CAP INDEX ETF NASDAQ
1278    PSCC 11/29/2010 1.93 POWERSHARES S&P SMALLCAP CONSUM PowerShares Consumer Defensive NASDAQ
1279    PSCD 11/29/2010 2.5 POWERSHARES S&P SMALLCAP CONSUM PowerShares Consumer Cyclical NASDAQ
1280    PSCE 11/29/2010 4.56 POWERSHARES S&P SMALLCAP ENERGY ETF PowerShares Equity Energy NASDAQ
1281    PSCF 11/29/2010 2.41 POWERSHARES S&P SMALLCAP FINANC PowerShares Financial NASDAQ
1282    PSCH 11/29/2010 4.82 POWERSHARES S&P SMALLCAP HEALTH PowerShares Health NASDAQ
1283    PSCI 11/29/2010 1.5 POWERSHARES S&P SMALLCAP INDUST PowerShares Industrials NASDAQ
1284    PSCM 11/29/2010 1.32 POWERSHARES S&P SMALLCAP MATERI PowerShares Natural Resources NASDAQ
1285    PSCT 11/29/2010 5.37 POWERSHARES S&P SMALLCAP INFORM PowerShares Technology NASDAQ
1286    PSCU 11/29/2010 1.64 POWERSHARES S&P SMALLCAP UTILIT PowerShares Utilities NASDAQ
1287    PSET 3/22/2016 0.01 PRINCIPAL PRICE SETTERS INDEX ETF NASDAQ
1288    PSI 9/28/2009 4.12 POWERSHARES DYNAMIC SEMICONDUCTORS ETF PowerShares Technology NYSE
1289    PSJ 9/28/2009 2.65 POWERSHARES DYNAMIC SOFTWARE ETF PowerShares Technology NYSE
1290    PSK 9/28/2009 13.11 SPDR WELLS FARGO PREFERRED STOC State Street Global Advisors Miscellaneous Sector NYSE
1291    PSL 9/28/2009 4.04 POWERSHARES DYNAMIC CONSUMER ST PowerShares Consumer Defensive NYSE
1292    PSLV 10/29/2010 118.34 SPROTT PHYSICAL SILVER TRUST ET NYSE
1293    PSP 9/28/2009 32.44 POWERSHARES LISTED PRIVATE EQUI PowerShares Financial NYSE
1294    PSQ 9/28/2009 95.44 PROSHARES SHORT QQQ ProShares Trading-Inverse Equity NYSE
1295    PSR 9/28/2009 0.8 POWERSHARES ACTIVE U.S. REAL ES PowerShares Real Estate NYSE
1296    PST 9/28/2009 23.45 PROSHARES ULTRASHORT LEHMAN 7-1 ProShares Trading-Inverse Debt NYSE
1297    PTF 9/28/2009 3.73 POWERSHARES DYNAMIC TECHNOLOGY PowerShares Technology NYSE
1298    PTH 9/28/2009 4.93 POWERSHARES DYNAMIC HEATHCARE PowerShares Health NYSE
1299    PTLC 6/12/2015 2.9
1300    PTM 9/28/2009 5.21 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Precious Metals NYSE
1301    PTMC 6/12/2015 1.45
1302    PTNQ 6/12/2015 0.85
1303    PUI 9/28/2009 3.57 POWERSHARES DWA UTILITIES MOMENTUM ETF PowerShares Utilities NASDAQ
1304    PUW 9/28/2009 1.44 POWERSHARES WILDERHILL PROGRESS PowerShares Equity Energy NYSE
1305    PVI 9/28/2009 7.43 POWERSHARES VRDO TAX FREE WEEKL PowerShares Muni Short NYSE
1306    PWB 9/28/2009 7.2 POWERSHARES DYNAMIC LARGECAP GR PowerShares Large Growth NYSE
1307    PWC 9/28/2009 2.36 POWERSHARES XTF: DYNAMIC MARKET PowerShares Mid-Cap Blend NYSE
1308    PWV 9/28/2009 15.12 POWERSHARES DYNAMIC LARGECAP VA PowerShares Large Value NYSE
1309    PWZ 9/28/2009 4.16 POWERSHARES INSURED CA MUNICIPA PowerShares Muni California Long NYSE
1310    PXE 9/28/2009 6.54 POWERSHARES DYNAMIC ENERGY E&P PowerShares Equity Energy NYSE
1311    PXF 9/28/2009 13.68 POWERSHARES FTSE RAFI DEVELOPED PowerShares Foreign Large Value NYSE
1312    PXH 9/28/2009 20.83 POWERSHARES FTSE RAFI EMERGING MKTS ETF PowerShares Diversified Emerging Mkts NYSE
1313    PXI 9/28/2009 6.94 POWERSHARES DWA ENERGY MOMENTUM ETF PowerShares Equity Energy NASDAQ
1314    PXJ 9/28/2009 11.92 POWERSHARES DYNAMIC OIL SERVICE PowerShares Equity Energy NYSE
1315    PXLG 6/16/2011 1.06 POWERSHARES FUNDAMENTAL PURE LA PowerShares Large Growth NYSE
1316    PXLV 6/16/2011 0.79 POWERSHARES FUNDAMENTAL PURE LA PowerShares Large Value NYSE
1317    PXMG 2/22/2011 1.38 POWERSHARES FUNDAMENTAL PURE MI PowerShares Mid-Cap Growth NYSE
1318    PXMV 2/22/2011 1.33 POWERSHARES FUNDAMENTAL PURE MI PowerShares Mid-Cap Value NYSE
1319    PXQ 9/28/2009 4.28 POWERSHARES DYNAMIC NETWORKING ETF PowerShares Technology NYSE
1320    PXR 9/28/2009 3.89 POWERSHARES GLOBAL EMERGING MAR PowerShares Industrials NYSE
1321    PXSG 2/22/2011 1.04 POWERSHARES FUNDAMENTAL PURE SM PowerShares Small Growth NYSE
1322    PXSV 2/22/2011 2.06 POWERSHARES FUNDAMENTAL PURE SM PowerShares Small Value NYSE
1323    PY 3/22/2016 0.02 PRINCIPAL SHAREHOLDER YIELD INDEX ETF NASDAQ
1324    PYZ 9/28/2009 3.55 POWERSHARES DYNAMIC BASIC MATER PowerShares Natural Resources NYSE
1325    PZA 9/28/2009 37.05 POWERSHARES INSURED NATIONAL MU PowerShares Muni National Long NYSE
1326    PZD 9/28/2009 2.65 POWERSHARES CLEANTECH ETF PowerShares Miscellaneous Sector NYSE
1327    PZI 9/28/2009 2.52 POWERSHARES ZACKS MICRO CAP PowerShares Small Value NYSE
1328    PZT 9/28/2009 2.14 POWERSHARES INSURED NY MUNICIPA PowerShares Muni New York Long NYSE
1329    QABA 9/28/2009 4.64 FIRST TRUST NASDAQ ABA COMMUNITY BK ETF First Trust Financial NASDAQ
1330    QAI 9/28/2009 15.36 IQ HEDGE MULTIIQ HEDGE MULTI-ST IndexIQ Multialternative NYSE
1331    QAT 5/1/2014 0.95 ISHARES MSCI QATAR CAPPED ETF NASDAQ
1332    QAUS 6/12/2014 0.21 SPDR MSCI AUSTRALIA STRATEGICFACTORSETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1333    QCAN 6/12/2014 0.21 SPDR MSCI CANADA QUALITY MIX ETF Exchange Traded Fund Financial NYSE
1334    QCLN 9/28/2009 5.51 FIRST TRUST NASDAQ CLEAN EDGE GREEN ENERGY INDEX FUND NASDAQ
1335    QDEF 12/19/2012 1.35 FLEXSHARES QUALITY DIVIDEND DEFENSV ETF Exchange Traded Fund Financial NYSE
1336    QDEU 6/12/2014 0.17 SPDR MSCI GERMANY QUALITY MIX ETF Exchange Traded Fund Financial NYSE
1337    QDF 12/19/2012 3.79 FLEXSHARES QUALITY DIVIDEND ETF Exchange Traded Fund Financial NYSE
1338    QDYN 12/19/2012 0.44 FLEXSHARES QUALITY DIVIDEND DYNAMIC ETF Exchange Traded Fund Financial NYSE
1339    QED 3/24/2015 0.04
1340    QEFA 6/5/2014 0.2 SPDR MSCI EAFE QUALITY MIX ETF Exchange Traded Fund Financial NYSE
1341    QEH 8/8/2012 0.78 ADVISORSHARES QAM EQUITY HEDGE ETF Exchange Traded Fund Financial NYSE
1342    QEMM 6/5/2014 0.59 SPDR MSCI EMERGING MKTS STRATCFACTS ETF SPDR State Street Global Advisors Diversified Emerging Mkts NYSE
1343    QESP 6/12/2014 0.07 SPDR MSCI SPAIN QUALITY MIX ETF Exchange Traded Fund Financial NYSE
1344    QGBR 6/12/2014 0.08 SPDR MSCI UNITED KINGDOM QUAL MIX ETF Exchange Traded Fund Financial NYSE
1345    QGTA 9/30/2015 0.03
1346    QID 9/28/2009 1265.95 PROSHARES ULTRASHORT QQQ ProShares Trading-Inverse Equity NYSE
1347    QINC 3/11/2014 0.53 FIRST TRUST RBA QUALITY INCOME ETF NASDAQ
1348    QJPN 6/12/2014 0.16 SPDR MSCI JAPAN QUALITY MIX ETF Exchange Traded Fund Financial NYSE
1349    QLC 9/24/2015 0.05 FLEXSHARES US QUALITY LARGE CAP INDEX FUND NASDAQ
1350    QLD 9/28/2009 1176.55 PROSHARES ULTRA QQQ ProShares Trading--Leveraged Equity NYSE
1351    QLS 3/24/2015 0.01
1352    QLTA 2/16/2012 2.73 ISHARES AAA - A RATED CORPORATE BOND Exchange Traded Fund Financial NYSE
1353    QMN 10/4/2012 0.96 IQ HEDGE MARKET NEUTRAL TRACKER ETF Exchange Traded Fund Financial NYSE
1354    QQEW 9/28/2009 10.06 FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND NASDAQ
1355    QQQ 9/28/2009 6917.51 POWERSHARES QQQ TRUST, SERIES 1 PowerShares Large Growth NASDAQ
1356    QQQC 8/22/2011 1.16 GLOBAL X NASDAQ CHINA TECHNOLOGY ETF NASDAQ
1357    QQQE 3/21/2012 2.18 DIREXION NASDAQ-100 EQUAL WTD ETF Direxion Funds Large Growth NYSE
1358    QQXT 9/28/2009 3.42 FIRST TRUST NASDAQ-100 EX-TECHNOLOGY SECTOR INDEX FUND NASDAQ
1359    QTEC 9/28/2009 16.34 FIRST TRUST NASDAQ-100- TECHNOLOGY INDEX FUND NASDAQ
1360    QUAL 7/18/2013 10.72 ISHARES MSCI USA QUALITY FACTOR Exchange Traded Fund Financial NYSE
1361    QUS 4/16/2015 0.08
1362    QVAL 10/22/2014 0.92 VALUESHARES US QUANTITATIVE VALUE Exchange Traded Fund Financial BATS
1363    QVM 2/27/2015 0.09
1364    QWLD 6/5/2014 0.09 SPDR MSCI WORLD QUALITY MIX ETF Exchange Traded Fund Financial NYSE
1365    QYLD 12/12/2013 1.42 RECON CAPITAL NASDAQ-100 COVERED CALL ETF NASDAQ
1366    RALS 12/9/2010 2 PROSHARES RAFI LONG SHORT ETF ProShares Market Neutral NYSE
1367    RAVI 10/11/2012 0.78 FLEXSHARES READY ACCESS VARIABLE INC ETF Exchange Traded Fund Financial NYSE
1368    RBL 4/9/2010 5.42 SPDR S&P RUSSIA ETF SPDR State Street Global Advisors Miscellaneous Region NYSE
1369    RCD 9/28/2009 2.94 RYDEX S&P EQUAL WEIGHT CONSUMER Rydex/SGI Consumer Cyclical NYSE
1370    RDIV 10/1/2013 2.58 REVENUESHARES ULTRA DIVIDEND ETF Exchange Traded Fund Financial NYSE
1371    RDVY 1/7/2014 0.98 FIRST TRUST RISING DIVIDEND ACHIEVERS ETF NASDAQ
1372    REET 7/10/2014 2.06 ISHARES GLOBAL REIT Exchange Traded Fund Financial NYSE
1373    REGL 2/5/2015 1.62
1374    REK 4/9/2010 4.81 PROSHARES SHORT REAL ESTATE ProShares Trading--Inverse Equity NYSE
1375    REM 9/28/2009 88.97 ISHARES FTSE NAREIT MORTGAGE RE iShares Real Estate NYSE
1376    REML 7/13/2016 0.02
1377    REMX 10/28/2010 20.91 MV RARE EARTH/STRATEGIC METALS Van Eck Natural Resources NYSE
1378    RETL 7/14/2010 3.39 DIREXION DAILY RETAIL BULL 3X S Direxion Funds Trading-Leveraged Equity NYSE
1379    REW 9/28/2009 8.24 PROSHARES ULTRASHORT TECHNOLOGY ProShares Trading-Inverse Equity NYSE
1380    REZ 9/28/2009 9.2 ISHARES FTSE NAREIT RESIDENTIAL iShares Real Estate NYSE
1381    RFAP 4/14/2016 0.03 FIRST TRUST RIVERFRONT DYN ASIA PAC ETF First Trust Diversified Pacific/Asia NASDAQ
1382    RFDA 6/7/2016 0.1
1383    RFDI 4/14/2016 0.31 FIRST TRUST RIVERFRONT DYNAMIC DEVELOPED INTERNATIONAL ETF NASDAQ
1384    RFEM 6/15/2016 0.06 FIRST TRUST RIVERFRONT DYNAMIC EMERGING MARKETS ETF NASDAQ
1385    RFEU 4/14/2016 0.16 FIRST TRUST RIVERFRONT DYNAMIC EUROPE ETF NASDAQ
1386    RFFC 6/7/2016 0.1
1387    RFG 9/28/2009 11.25 RYDEX S&P MIDCAP 400 PURE GROWT Rydex/SGI Mid-Cap Growth NYSE
1388    RFV 9/28/2009 2.95 RYDEX S&P MIDCAP 400 PURE VALUE Rydex/SGI Small Value NYSE
1389    RGI 9/28/2009 2.39 RYDEX S&P EQUAL WEIGHT INDUSTRI Rydex/SGI Industrials NYSE
1390    RGRO 2/2/2015 0.05
1391    RHS 9/28/2009 5.51 RYDEX S&P EQUAL WEIGHT CONSUMER Rydex/SGI Consumer Defensive NYSE
1392    RIGS 10/9/2013 5.22 RIVERFRONT STRATEGIC INCOME ETF Exchange Traded Fund Financial NYSE
1393    RINF 1/12/2012 1.78 PROSHARES 30 YEAR TIPS TYS SPRE ProShares Trading-Miscellaneous NYSE
1394    RING 2/2/2012 14.65 ISHARES MSCI GLOBAL GOLD MINERS iShares Equity Precious Metals NYSE
1395    RISE 2/19/2015 0.08
1396    RJA 9/28/2009 36.03 ELEMENTS ROGERS INTL CMDTY AGRI TR ETN ELEMENTS Commodities Agriculture NYSE
1397    RJI 9/28/2009 39.03 AB SVENSK EKPORTKREDIT (SWEDISH Swedish Export Credit Corporation Commodities Broad Basket NYSE
1398    RJN 9/28/2009 4.85 AB SVENSK EKPORTKREDIT (SWEDISH Swedish Export Credit Corporation Commodities Energy NYSE
1399    RJZ 9/28/2009 2.74 ELEMENTS ROGERS INTL CMDTY METALS TR ETN ELEMENTS Commodities Industrial Metals NYSE
1400    RLY 4/26/2012 3.03 SPDR SSGA MULTI-ASSET REAL RETURN ETF Exchange Traded Fund Financial NYSE
1401    ROAM 2/26/2015 0.21
1402    ROBO 10/22/2013 4.09 ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF NASDAQ
1403    RODM 9/28/2009 10.48
1404    ROGS 3/24/2015 0.1
1405    ROM 9/28/2009 16.98 PROSHARES ULTRA TECHNOLOGY ProShares Trading--Leveraged Equity NYSE
1406    ROOF 6/14/2011 2.58 IQ US REAL ESTATE SMALL CAP ETF IndexIQ Real Estate NYSE
1407    RORE 10/4/2016 0.01
1408    ROUS 2/26/2015 0.09
1409    RPG 9/28/2009 22.55 RYDEX S&P 500 PURE GROWTH ETF Rydex/SGI Large Growth NYSE
1410    RPV 9/28/2009 24.15 RYDEX S&P 500 PURE VALUE ETF Rydex/SGI Mid-Cap Value NYSE
1411    RRF 7/14/2011 1.58 WISDOMTREE GLOBAL REAL RETURN ETF WisdomTree World Bond NYSE
1412    RSP 9/28/2009 244.99 RYDEX S&P EQUAL WEIGHT ETF Rydex/SGI Large Blend NYSE
1413    RSX 9/28/2009 1526.54 VANECK VECTORS RUSSIA ETF Market Vectors Miscellaneous Region NYSE
1414    RSXJ 4/14/2011 6.7 VANECK VECTORS RUSSIA SMALL-CAP ETF Market Vectors Miscellaneous Region NYSE
1415    RTH 9/28/2009 161.16 MARKET VECTORS RETAIL ETF Van Eck Consumer Cyclical AMEX
1416    RTLA 11/30/2010 0.52 IPATH LONG EXTENDED RUSSELL 200 NYSE
1417    RTM 9/28/2009 2.27 RYDEX S&P EQUAL WEIGHT MATERIAL Rydex/SGI Natural Resources NYSE
1418    RTR 9/28/2009 1.14 REVENUESHARES ADR VTL Associates, LLC Foreign Large Value NYSE
1419    RUSL 5/25/2011 111.8 DIREXION DAILY RUSSIA BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1420    RUSS 5/25/2011 71.8 DIREXION DAILY RUSSIA BEAR 3X S Direxion Funds Trading-Inverse Equity NYSE
1421    RVNU 6/4/2013 1.04 DEUTSCHE X-TRACKERS MUNI INFRAS REVN BD Deutsche Asset Management Muni National Long NYSE
1422    RWJ 9/28/2009 6.38 REVENUESHARES SMALL CAP VTL Associates, LLC Small Blend NYSE
1423    RWK 9/28/2009 4.6 REVENUESHARES MID CAP VTL Associates, LLC Mid-Cap Value NYSE
1424    RWL 9/28/2009 6.5 REVENUESHARES LARGE CAP VTL Associates, LLC Large Value NYSE
1425    RWM 9/28/2009 193.35 PROSHARES SHORT RUSSELL2000 ProShares Trading--Inverse Equity NYSE
1426    RWO 9/28/2009 35.06 SPDR DJ WILSHIRE GLOBAL REAL ES State Street Global Advisors Global Real Estate NYSE
1427    RWR 9/28/2009 105.04 SPDR DJ WILSHIRE REIT ETF State Street Global Advisors Real Estate NYSE
1428    RWW 9/28/2009 1.13 REVENUESHARES FINANCIALS SECTOR VTL Associates, LLC Financial NYSE
1429    RWX 9/28/2009 121.13 SPDR DJ WILSHIRE INTL REAL ESTA State Street Global Advisors Global Real Estate NYSE
1430    RXD 9/28/2009 1.11 PROSHARES ULTRASHORT HEALTH CAR ProShares Trading-Inverse Equity NYSE
1431    RXI 9/28/2009 6.85 ISHARES S&P GLOBAL CONSUMER DIS iShares Consumer Cyclical NYSE
1432    RXL 9/28/2009 5.23 PROSHARES ULTRA HEALTH CARE ProShares Trading--Leveraged Equity NYSE
1433    RYE 9/28/2009 4.64 RYDEX S&P EQUAL WEIGHT ENERGY E Rydex/SGI Equity Energy NYSE
1434    RYF 9/28/2009 5.58 RYDEX S&P EQUAL WEIGHT FINANCIA Rydex/SGI Financial NYSE
1435    RYH 9/28/2009 6.53 GUGGENHEIM S&P 500 EQ WEIGHT HC ETF Guggenheim Investments Health NYSE
1436    RYJ 9/28/2009 4.76 GUGGENHEIM RAYMOND JAMES SB-1 E Guggenheim Funds Distributors, Inc. Mid-Cap Blend NYSE
1437    RYT 9/28/2009 10.6 GUGGENHEIM S&P 500 EQ WT TECHNOLOGY ETF Guggenheim Investments Technology NYSE
1438    RYU 9/28/2009 3.51 RYDEX S&P EQUAL WEIGHT UTILITIE Rydex/SGI Utilities NYSE
1439    RZG 9/28/2009 3.23 RYDEX S&P SMALLCAP 600 PURE GRO Rydex/SGI Small Growth NYSE
1440    RZV 9/28/2009 6.07 RYDEX S&P SMALLCAP 600 PURE VAL Rydex/SGI Small Value NYSE
1441    SAA 9/28/2009 6.97 PROSHARES ULTRA SMALLCAP600 ProShares Trading-Leveraged Equity NYSE
1442    SAGG 3/23/2011 1.7 DIREXION DAILY TOT BD MKT BEAR 1X ETF Direxion Funds Trading--Inverse Debt NYSE
1443    SBB 9/28/2009 4.03 PROSHARES SHORT SMALLCAP600 ProShares Trading--Inverse Equity NYSE
1444    SBIO 12/31/2014 5.63 ALPS MEDICAL BREAKTHROUGHS ETF ALPS Health NYSE
1445    SBM 4/12/2010 1.33 SHORT BASIC MATERIALS ProShares Trading-Inverse Equity NYSE
1446    SBV 4/21/2011 0.21 IPATH PURE BETA BROAD COMMODITY NYSE
1447    SCAP 7/7/2016 0.03
1448    SCC 9/28/2009 4.08 PROSHARES ULTRASHORT CONSUMER S ProShares Trading-Inverse Equity NYSE
1449    SCHA 11/3/2009 49.17 SCHW US SCAP ETF Schwab Funds Small Blend NYSE
1450    SCHB 11/3/2009 72.77 SCHW US BRD MKT ETF Schwab Funds Large Blend NYSE
1451    SCHC 1/14/2010 13.92 SCHW INTL SCAP EQ ETF Schwab Funds Foreign Small/Mid Growth NYSE
1452    SCHD 10/20/2011 45.73 SCHWAB US DIVIDEND EQUITY ETF Schwab Funds Large Blend NYSE
1453    SCHE 1/14/2010 57.55 SCHW EMG MKT EQ ETF Schwab Funds Diversified Emerging Mkts NYSE
1454    SCHF 11/3/2009 88.09 SCHW INTL EQ ETF Schwab Funds Foreign Large Blend NYSE
1455    SCHG 12/11/2009 23.68 SCHW US LCAP GRO ETF Schwab Funds Large Growth NYSE
1456    SCHH 1/13/2011 34.66 SCHWAB U.S. REIT ETF Schwab Funds Real Estate NYSE
1457    SCHM 1/13/2011 23.16 SCHWAB U.S. MID CAP ETF Schwab Funds Mid-Cap Blend NYSE
1458    SCHO 8/5/2010 12.68 SCHWAB SHORT-TERM U.S. TREASURY Schwab Funds Short Government NYSE
1459    SCHP 8/5/2010 15.01 SCHWAB U.S. TIPS ETF Schwab Funds Inflation-Protected Bond NYSE
1460    SCHR 8/5/2010 8.11 SCHWAB INTERMEDIATE-TERM U.S. T Schwab Funds Intermediate Government NYSE
1461    SCHV 12/11/2009 19.92 SCHW US LCAP VAL ETF Schwab Funds Large Value NYSE
1462    SCHX 11/3/2009 62.26 SCHW US LCAP ETF Schwab Funds Large Blend NYSE
1463    SCHZ 7/14/2011 24.4 SCHWAB US AGGREGATE BOND ETF Schwab ETFs Intermediate-Term Bond NYSE
1464    SCID 5/14/2015 0.06 GLOBAL X SCIENTIFIC BETA EUROPE ETF Global X Funds Europe Stock NYSE
1465    SCIF 9/24/2010 24.37 VANECK VECTORS INDIA SMALL-CAP ETF Market Vectors India Equity NYSE
1466    SCIJ 5/13/2015 0.04
1467    SCIN 7/12/2010 3.37 COLUMBIA INDIA SMALL CAP ETF Columbia India Equity NYSE
1468    SCIU 5/13/2015 0.33
1469    SCIX 5/13/2015 0.04 GLOBAL X SCIENTIFIC BETA ASIA EX-JPN ETF Global X Funds Pacific/Asia ex-Japan Stk NYSE
1470    SCJ 9/28/2009 5.09 ISHARES MSCI JAPAN SM CAP iShares Japan Stock NYSE
1471    SCO 9/28/2009 390.79 PROSHARES ULTRASHORT BLOOMBERG CRUDE OIL ProShares Trading--Inverse Commodities NYSE
1472    SCPB 12/17/2009 54.85 SPDR BARCLAYS CAPITAL SHORT TER State Street Global Advisors Short-Term Bond NYSE
1473    SCTO 10/23/2014 0.47 JPMORGAN US SECTOR ROTAT ETF Exchange Traded Fund Financial NYSE
1474    SCZ 9/28/2009 102.45 ISHARES MSCI EAFE SMALL-CAP ETF NASDAQ
1475    SDD 9/28/2009 4.43 PROSHARES ULTRASHORT SMALLCAP60 ProShares Trading-Inverse Equity NYSE
1476    SDEM 3/17/2015 0.26
1477    SDIV 6/9/2011 26.32 GLOBAL X SUPERDIVIDEND ETF Global X Funds World Stock NYSE
1478    SDOG 6/29/2012 15.38 ALPS SECTOR DIVIDEND DOGS ETF Exchange Traded Fund Financial NYSE
1479    SDOW 2/11/2010 173.38 PROSHARES ULTRAPRO SHORT DOW30 ProShares Trading--Inverse Equity NYSE
1480    SDP 9/28/2009 1.87 PROSHARES ULTRASHORT UTILITIES ProShares Trading-Inverse Equity NYSE
1481    SDS 9/28/2009 2618.7 PROSHARES ULTRASHORT S&P500 ProShares Trading--Inverse Equity NYSE
1482    SDY 9/28/2009 181.08 SPDR S&P DIVIDEND ETF State Street Global Advisors Large Value NYSE
1483    SDYL 5/23/2012 0.8 UBS ETRACS MTHLY PAY 2XLVRGD S&P DIV ETN Exchange Traded Fund Financial NYSE
1484    SEA 9/28/2009 10.08 GUGGENHEIM SHIPPING ETF Guggenheim Funds Distributors, Inc. Industrials NYSE
1485    SEF 9/28/2009 14.46 PROSHARES SHORT FINANCIALS ProShares Trading--Inverse Equity NYSE
1486    SFLA 11/30/2010 0.4 IPATH LONG EXTENDED S&P 500 TR NYSE
1487    SGAR 4/21/2011 0.51 IPATH PURE BETA SUGAR ETN NYSE
1488    SGDJ 3/31/2015 1.46 ALPS SPROTT JUNIOR GOLD MINERS ETF ALPS Equity Precious Metals NYSE
1489    SGDM 7/15/2014 9.29 SPROTT GOLD MINERS ETF ALPS Equity Precious Metals NYSE
1490    SGG 9/28/2009 12.81 IPATH DJ-UBS SUGAR SUBINDEX TOT iPath Commodities Agriculture NYSE
1491    SGOL 9/28/2009 25.04 ETFS PHYSICAL SWISS GOLD ETFS Swiss Gold Trust Commodities Precious Metals NYSE
1492    SGQI 12/8/2016 0.01 JANUS SG GLOBAL QUALITY INCOME ETF NASDAQ
1493    SH 9/28/2009 498.66 PROSHARES SHORT S&P500 ProShares Trading--Inverse Equity NYSE
1494    SHE 12/23/2009 0.59
1495    SHM 9/28/2009 61.37 SPDR NUVEEN BLMBG BARCLAYS ST MUNBD ETF SPDR State Street Global Advisors Muni National Short NYSE
1496    SHNY 9/8/2016 0.2 DIREXION DAILY SILVER MNRS BULL 2X ETF Direxion Funds Trading--Leveraged Equity NYSE
1497    SHV 9/28/2009 49.01 ISHARES LEHMAN SHORT TREASURY B iShares Short Government NYSE
1498    SHY 9/28/2009 150.79 BARCLAYS 1-3 YEAR TREASURY BOND iShares Short Government NYSE
1499    SHYD 1/14/2014 2.05 VANECK VECTORS SHORT HIGH-YIELD MUNI ETF Market Vectors High Yield Muni NYSE
1500    SHYG 10/17/2013 13.42 ISHARES 0-5 YEAR HIGH YIELD CORP BD Exchange Traded Fund Financial NYSE
1501    SICK 6/15/2011 0.17 DIREXION DAILY HEALTHCARE BEAR Direxion Funds Trading-Inverse Equity NYSE
1502    SIJ 9/28/2009 3.47 PROSHARES ULTRASHORT INDUSTRIAL ProShares Trading-Inverse Equity NYSE
1503    SIL 7/12/2010 59.26 GLOBAL X SILVER MINERS ETF Global X Funds Equity Precious Metals NYSE
1504    SILJ 11/29/2012 6.13 PUREFUNDS ISE JUNIOR SILVER ETF Pure Funds Equity Precious Metals NYSE
1505    SIPE 2/27/2014 0.12
1506    SIVR 9/28/2009 39.9 ETFS PHYSICAL SILVER ETF Securities Commodities Precious Metals NYSE
1507    SIZ 9/7/2011 0.35 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
1508    SIZE 4/18/2013 0.45 ISHARES MSCI USA SIZE FACTOR Exchange Traded Fund Financial NYSE
1509    SJB 3/22/2011 9.9 PROSHARES SHORT HIGH YIELD ProShares Trading-Inverse Debt NYSE
1510    SJNK 3/15/2012 118.31 SPDR BARCLAYS SHORT TERM HI YLD BD ETF Exchange Traded Fund Financial NYSE
1511    SKF 9/28/2009 804.86 PROSHARES ULTRASHORT FINANCIALS ProShares Trading--Inverse Equity NYSE
1512    SKOR 4/14/2010 0.89 FLEXSHARES CREDIT-SCORED US CORP BD ETF Flexshares Trust Corporate Bond NASDAQ
1513    SKYY 7/6/2011 9.32 FIRST TRUST ISE CLOUD COMPUTING ETF First Trust Technology NASDAQ
1514    SLIM 6/9/2016 0.02 THE OBESITY ETF NASDAQ
1515    SLQD 10/17/2013 1.89 ISHARES 0-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF NASDAQ
1516    SLV 9/28/2009 2678.07 ISHARES SILVER TRUST iShares Commodities Precious Metals NYSE
1517    SLVO 4/17/2013 2.2 CREDIT SUISSE SILVER SHARES COV CALL ETN Exchange Traded Fund Financial NASDAQ
1518    SLVP 2/2/2012 5.47 ISHARES MSCI GLOBAL SILVER MINERS iShares Equity Precious Metals NYSE
1519    SLX 9/28/2009 34.76 VANECK VECTORS STEEL ETF Market Vectors Natural Resources NYSE
1520    SLY 8/30/2010 3.74 SPDR S&P 600 SMALL CAP ETF (BAS State Street Global Advisors Small Blend NYSE
1521    SLYG 8/30/2010 3.12 SPDR S&P 600 SMALL CAP GROWTH E State Street Global Advisors Small Growth NYSE
1522    SLYV 8/30/2010 3.94 SPDR S&P 600 SMALL CAP VALUE ET State Street Global Advisors Small Value NYSE
1523    SMB 9/28/2009 8.97 MARKET VECTORS SHORT MUNICIPAL Van Eck Muni Short NYSE
1524    SMCP 4/21/2015 0.14 ALPHAMARK ACTIVELY MANAGED SMALL CAP ETF NASDAQ
1525    SMD 3/7/2016 0.22
1526    SMDD 2/11/2010 9.4 PROSHARES ULTRAPRO SHORT MIDCAP400 ProShares Trading--Inverse Equity NYSE
1527    SMDV 2/5/2015 1.65
1528    SMEZ 6/5/2014 0.9 SPDR EURO STOXX SMALL CAP ETF Exchange Traded Fund Financial NYSE
1529    SMH 9/28/2009 1262.06 VANECK VECTORS SEMICONDUCTOR ETF Market Vectors Technology NYSE
1530    SMHD 2/4/2015 2.86
1531    SMIN 2/9/2012 2.6 ISHARES MSCI INDIA SMALL-CAP Exchange Traded Fund Financial BATS
1532    SMK 9/28/2009 0.62 PROSHARES ULTRASHORT MSCI MEXIC ProShares Trading-Inverse Equity NYSE
1533    SMLF 4/30/2015 0.24
1534    SMLL 7/29/2014 0.25 DIREXION DAILY SMALL CAP BULL 2X ETF Exchange Traded Fund Financial NYSE
1535    SMLV 2/21/2013 0.97 SPDR RUSSELL 2000 LOW VOLATILITY ETF Exchange Traded Fund Financial NYSE
1536    SMMU 2/3/2010 1.5 PIMCO SHRT TRM MUNI PIMCO Muni Short NYSE
1537    SMMV 9/9/2016 0.03
1538    SMN 9/28/2009 171.57 PROSHARES ULTRASHORT BASIC MATERIALS ProShares Trading--Inverse Equity NYSE
1539    SNLN 11/7/2012 9.66 HIGHLAND/IBOXX SENIOR LOAN ETF NASDAQ
1540    SNSR 9/16/2016 0.34 GLOBAL X INTERNET OF THINGS THEMATIC ETF Global X Funds Technology NASDAQ
1541    SOCL 11/15/2011 11.59 GLOBAL X SOCIAL MEDIA INDEX ETF NASDAQ
1542    SOIL 5/26/2011 2.36 GLOBAL X FERTILIZERS/POTASH ETF Global X Funds Natural Resources NYSE
1543    SOP 6/29/2015 0.13
1544    SOVB 2/23/2016 0.11
1545    SOXL 4/9/2010 102.12 DIREXION DAILY SEMICONDUCTOR BU Direxion Funds Trading-Leveraged Equity NYSE
1546    SOXS 4/9/2010 50.01 DIREXION DAILY SEMICONDUCTOR BE Direxion Funds Trading-Inverse Equity NYSE
1547    SOXX 9/24/2010 81.89 ISHARES PHLX SOX SEMICONDUCTOR iShares Technology NASDAQ
1548    SOYB 9/19/2011 2.22 TEUCRIUM SOYBEAN FUND ETV Teucrium Commodities Agriculture NYSE
1549    SPDN 6/8/2016 0.55
1550    SPFF 7/17/2012 10.09 GLOBAL X SUPERINCOME PREFERRED ETF Exchange Traded Fund Financial NYSE
1551    SPHB 5/5/2011 10.69 POWERSHARES S&P 500 HIGH BETA P PowerShares Mid-Cap Value NYSE
1552    SPHD 10/18/2012 20.27 POWERSHARES S&P 500 HIGH DIVIDEND ETF Exchange Traded Fund Financial NYSE
1553    SPHQ 11/7/2011 11.51 POWERSHARES S&P 500 HIGH QUALITY ETF Exchange Traded Fund Financial NYSE
1554    SPLV 5/5/2011 146.54 POWERSHARES S&P 500 LOW VOLATIL PowerShares Large Value NYSE
1555    SPLX 3/26/2014 1.07
1556    SPMO 10/12/2015 0.01
1557    SPPP 12/19/2012 14.44 SPROTT PHYSICAL PLATINUM AND PA Exchange Traded Fund Financial NYSE
1558    SPUN 6/10/2015 0.06
1559    SPUU 5/28/2014 1.85 DIREXION DAILY S&P 500 BULL 2X ETF Exchange Traded Fund Financial NYSE
1560    SPVU 10/9/2015 0.01
1561    SPXE 9/24/2015 0.1
1562    SPXH 6/24/2013 0.6 VELOCITYSHARES VOLATILITY HDGD LG CP ETF Exchange Traded Fund Financial NYSE
1563    SPXL 3/5/2012 274.9 DIREXION DAILY S&P500 BULL 3X ETF Exchange Traded Fund Financial NYSE
1564    SPXN 9/24/2015 0.01
1565    SPXS 3/5/2012 355.95 DIREXION DAILY S&P 500 BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1566    SPXT 9/24/2015 0.01
1567    SPXU 9/28/2009 1309.33 PROSHARES ULTRAPRO SHORT S&P500 ProShares Trading--Inverse Equity NYSE
1568    SPXV 9/24/2015 0.01
1569    SPY 9/30/2009 29775.59 SPDR S&P 500 State Street Global Advisors Large Blend NYSE
1570    SPYB 2/5/2015 0.13
1571    SPYG 8/30/2010 4.46 SPDR S&P 500 GROWTH ETF (BASED State Street Global Advisors Large Growth NYSE
1572    SPYV 8/30/2010 2.14 SPDR S&P 500 VALUE ETF (BASED O State Street Global Advisors Large Value NYSE
1573    SPYX 12/1/2015 0.24
1574    SQQQ 2/11/2010 675.72 PROSHARES ULTRAPRO SHORT QQQ ProShares Trading-Inverse Equity NASDAQ
1575    SRET 3/17/2015 0.68 GLOBAL X SUPERDIVIDEND REIT ETF NASDAQ
1576    SRLN 4/4/2013 12.66 SPDR BLACKSTONE / GSO SENIOR LOAN ETF Exchange Traded Fund Financial NYSE
1577    SRS 9/28/2009 449.16 PROSHARES ULTRASHORT REAL ESTATE ProShares Trading--Inverse Equity NYSE
1578    SRTY 2/11/2010 200.01 PROSHARES ULTRAPRO SHORT RUSSELL2000 ProShares Trading--Inverse Equity NYSE
1579    SSG 9/28/2009 14.21 PROSHARES ULTRASHORT SEMICONDUC ProShares Trading-Inverse Equity NYSE
1580    SSO 9/28/2009 2444.56 PROSHARES ULTRA S&P500 ProShares Trading-Leveraged Equity NYSE
1581    SST 12/1/2011 1.55 SPDR BARCLAYS SHORT TERM TREASURY ETF Exchange Traded Fund Financial NYSE
1582    STIP 12/3/2010 5.6 ISHARES BARCLAYS 0-5 YEAR TIPS iShares Inflation-Protected Bond NYSE
1583    STN 9/28/2009 7.47 SPDR MSCI EUROPE ENERGY UCITS ETF Military/Government/Technical Consumer Services NYSE
1584    STOT 4/14/2016 0.09
1585    STPP 8/10/2010 1.89 IPATH US TREASURY STEEPENER ETN iPath Trading-Miscellaneous NYSE
1586    STPZ 9/28/2009 15.29 PIMCO 1-5 YEAR U.S. TIPS INDEX PIMCO Inflation-Protected Bond NYSE
1587    SUB 9/28/2009 10.6 ISHARES S&P SHORT TRM NATIONAL iShares Muni Short NYSE
1588    SVXY 10/4/2011 626.86 PROSHARES SHORT VIX SHORT-TERM FUTURES ProShares Volatility NYSE
1589    SWIN 1/10/2017 0.04 ALPS/DORSEY WRIGHT SECTOR MOMENTUM ETF NASDAQ
1590    SYE 1/9/2014 0.14
1591    SYG 1/9/2014 0.19
1592    SYLD 5/14/2013 3.89 CAMBRIA SHAREHOLDER YIELD ETF Exchange Traded Fund Financial NYSE
1593    SYV 1/9/2014 0.08
1594    SZK 9/28/2009 1.42 PROSHARES ULTRASHORT CONSUMER GOODS ProShares Trading--Inverse Equity NYSE
1595    SZO 9/28/2009 1.39 POWERSHARES DB CRUDE OIL SHORT Deutsche Bank Trading-Inverse Commodities NYSE
1596    TAGS 3/28/2012 0.37 TEUCRIUM AGRICULTURAL ETF Exchange Traded Fund Financial NYSE
1597    TAN 9/28/2009 74.35 GUGGENHEIM SOLAR ETF Guggenheim Funds Distributors, Inc. Equity Energy NYSE
1598    TAO 9/28/2009 9.66 GUGGENHEIM CHINA REAL ESTATE ET Guggenheim Funds Distributors, Inc. China Region NYSE
1599    TAPR 7/15/2014 0.29 BARCLAYS INVERSE US TREASURY AGGT ETN Barclays Funds Trading--Inverse Debt NASDAQ
1600    TBF 9/28/2009 93.15 PROSHARES SHORT 20+ YEAR TREASU ProShares Trading-Inverse Debt NYSE
1601    TBT 9/28/2009 1761.8 PROSHARES ULTRASHORT LEHMAN 20+ ProShares Trading-Inverse Debt NYSE
1602    TBX 4/5/2011 2.16 PROSHARES SHORT 7 10 YEAR TREAS ProShares Trading-Inverse Debt NYSE
1603    TBZ 4/5/2011 0.32 PROSHARES ULTRASHORT 3 7 YEAR T ProShares Trading-Inverse Debt NYSE
1604    TCHF 5/12/2016 0.02 ISHARES EDGE MSCI MULTIFACTOR TECHNOLOGY iShares Technology BATS
1605    TDIV 8/14/2012 10.53 FIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUND NASDAQ
1606    TDTF 9/22/2011 3.79 FLEXSHARES IBOXX 5YR TARGET DUR TIPS ETF Flexshares Trust Inflation-Protected Bond NYSE
1607    TDTT 9/23/2011 6.78 FLEXSHARES IBOXX 3 YEAR TARGET Northern Trust Inflation-Protected Bond NYSE
1608    TECL 3/5/2012 35.25 DIREXION DAILY TECHNOLOGY BULL 3X ETF Direxion Funds Trading--Leveraged Equity NYSE
1609    TECS 3/5/2012 17.72 DIREXION DAILY TECHNOLOGY BEAR 3X ETF Exchange Traded Fund Financial NYSE
1610    TECZ 4/7/2016 0.02
1611    TFI 9/28/2009 54.63 SPDR NUVEEN BLMBG BARCLAYS MUNI BD ETF SPDR State Street Global Advisors Muni National Long NYSE
1612    TFLO 2/4/2014 0.25 ISHARES TREASURY FLOATING RATE BOND Exchange Traded Fund Financial NYSE
1613    THD 9/28/2009 84.78 ISHARES MSCI THAILAND INDEX FUN iShares Pacific/Asia ex-Japan Stk NYSE
1614    THHY 3/22/2013 0.59 MARKET VECTORS TRS-HDGD HI-YLD BD ETF Exchange Traded Fund Financial NYSE
1615    THRK 3/18/2013 0.67 SPDR RUSSELL 3000 ETF Exchange Traded Fund Financial NYSE
1616    TILT 9/22/2011 1.82 FLEXSHARES MORNIGSTAR US MARKET Northern Trust Mid-Cap Blend NYSE
1617    TIP 9/28/2009 258.69 ISHARES TIPS BOND iShares Inflation-Protected Bond NYSE
1618    TIPX 5/30/2013 0.35 SPDR BLMBG BARCLAYS 1-10 YEAR TIPS ETF SPDR State Street Global Advisors Inflation-Protected Bond NYSE
1619    TIPZ 9/28/2009 1.72 PIMCO BROAD US TIPS ETF Pimco Inflation-Protected Bond NYSE
1620    TLDH 11/10/2015 0.07
1621    TLEH 11/10/2015 0.22
1622    TLH 9/28/2009 11.36 ISHARES 10-20 YEAR TREASURY BOND iShares Long Government NYSE
1623    TLO 9/28/2009 6.72 SPDR BLMBG BARCLAYS LONG TERM TRS ETF SPDR State Street Global Advisors Long Government NYSE
1624    TLT 9/28/2009 2768.05 ISHARES 20+ YEAR TREASURY BOND iShares Long Government NASDAQ
1625    TLTD 9/28/2012 4.32 FLEXSHARES MSTAR DEVMKS EXUS FCTTILT ETF Exchange Traded Fund Financial NYSE
1626    TLTE 9/28/2012 3.48 FLEXSHARES MSTAR EMGMKTS FCTTILT ETF Flexshares Trust Diversified Emerging Mkts NYSE
1627    TMF 9/28/2009 52.34 DIREXION DAILY 20+ YR TRSY BULL 3X ETF Direxion Funds Trading--Leveraged Debt NYSE
1628    TMV 9/28/2009 207.77 DIREXION DAILY 30-YR TREASURY B Direxion Funds Trading-Inverse Debt NYSE
1629    TNA 9/28/2009 2916.84 DIREXION SMALL CAP BULL 3X SHAR Direxion Funds Trading-Leveraged Equity NYSE
1630    TOFR 9/16/2014 0.13
1631    TOK 9/28/2009 2.87 ISHARES MSCI KOKUSAI iShares World Stock NYSE
1632    TOLZ 3/27/2014 0.68 PROSHARES DJ BROOKFIELD GLOBAL INFRAS Exchange Traded Fund Financial NYSE
1633    TOTL 2/24/2015 16.31 SPDR DOUBLELINE TOTAL RETURN TACT ETF SPDR State Street Global Advisors Intermediate-Term Bond NYSE
1634    TPS 2/10/2011 1.61 PROSHARES ULTRASHORT TIPS ProShares Trading-Inverse Debt NYSE
1635    TPYP 6/30/2015 0.38
1636    TQQQ 2/11/2010 621.44 PROSHARES ULTRAPRO QQQ ProShares Trading--Leveraged Equity NASDAQ
1637    TRSK 6/24/2013 1.11 VELOCITYSHARES TAIL RISK HDGD LG CP ETF Exchange Traded Fund Financial NYSE
1638    TTAC 9/28/2016 0.07
1639    TTFS 10/5/2011 2.49 TRIMTABS FLOAT SHRINK ETF AdvisorShares Mid-Cap Blend NYSE
1640    TTT 4/9/2010 20.76 PROSHARES ULTRAPRO SHORT 20+ YEAR TRS Exchange Traded Fund Financial NYSE
1641    TUR 9/28/2009 106.38 ISHARES MSCI TURKEY iShares Miscellaneous Region NYSE
1642    TUSA 9/16/2014 0.18 FIRST TRUST TOTAL US MARKET ALPHADEX ETF NASDAQ
1643    TUTI 6/10/2015 0.24 TUTTLE TACTICAL MANAGEMENT MULTI-STRATEGY INCOME ETF NASDAQ
1644    TUTT 2/25/2015 0.68 TUTTLE TACTICAL MANAGEMENT US CORE ETF Tuttle Allocation--50% to 70% Equity NASDAQ
1645    TUZ 9/28/2009 2.83 PIMCO 1-3 YEAR US TREASURY INDE PIMCO Short Government NYSE
1646    TVIX 11/30/2010 1368.36 VELOCITYSHARES DAILY 2X VIX SHO NYSE
1647    TVIZ 11/30/2010 1.51 VELOCITYSHARES DAILY 2X VIX MT ETN Credit Suisse AG Volatility NASDAQ
1648    TWM 9/28/2009 824.14 PROSHARES ULTRASHORT RUSSELL2000 ProShares Trading--Inverse Equity NYSE
1649    TWOK 7/9/2013 0.95 SPDR RUSSELL 2000 ETF Exchange Traded Fund Financial NYSE
1650    TYBS 3/23/2011 0.56 DIREXION DAILY 20 YEAR TREASURY Direxion Funds Trading-Inverse Debt NYSE
1651    TYD 9/28/2009 2.46 DIREXION DAILY 7-10 YR TRS BULL 3X ETF Direxion Funds Trading--Leveraged Debt NYSE
1652    TYNS 3/23/2011 0.37 DIREXION DAILY 7 10 YEAR TREASU Direxion Funds Trading-Inverse Debt NYSE
1653    TYO 9/28/2009 4.65 DIREXION DAILY 10-YR TREASURY B Direxion Funds Trading-Inverse Debt NYSE
1654    TZA 9/28/2009 2885.28 DIREXION DAILY SMALL CAP BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1655    UAE 5/1/2014 1.74 ISHARES MSCI UAE CAPPED ETF NASDAQ
1656    UAG 9/28/2009 1.09 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Agriculture NYSE
1657    UBC 9/28/2009 1.23 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Agriculture NYSE
1658    UBG 9/28/2009 0.8 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Precious Metals NYSE
1659    UBIO 6/23/2015 12.55
1660    UBM 9/29/2009 0.92 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Industrial Metals NYSE
1661    UBN 9/29/2009 0.65 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Energy NYSE
1662    UBND 6/11/2015 0.06 WISDOMTREE WESTERN ASSET UNCONSTRAINED BOND FUND NASDAQ
1663    UBR 7/12/2010 3.11 PROSHARES ULTRA MSCI BRAZIL CAPPED ProShares Trading--Leveraged Equity NYSE
1664    UBT 1/21/2010 9.28 PROSHARES ULTRA 20+ YEAR TREASURY ProShares Trading--Leveraged Debt NYSE
1665    UCC 9/28/2009 1.26 PROSHARES ULTRA CONSUMER SERVIC ProShares Trading-Leveraged Equity NYSE
1666    UCI 9/29/2009 4.07 E-TRACS USB BLOOMBERG COMMODITY UBS AG Commodities Broad Basket NYSE
1667    UCIB 10/9/2015 0.03
1668    UCO 9/28/2009 935.46 PROSHARES ULTRA DJ-AIG CRUDE OI ProShares Trading-Leveraged Commodities NYSE
1669    UDBI 12/29/2015 0.02 LEGG MASON US DIVERSIFIED CORE ETF NASDAQ
1670    UDN 9/28/2009 17.22 POWERSHARES DB USD INDEX BEARIS Deutsche Bank Trading-Miscellaneous NYSE
1671    UDOW 2/11/2010 83.47 PROSHARES ULTRAPRO DOW30 ProShares Trading-Leveraged Equity NYSE
1672    UGA 9/28/2009 14.04 UNITED STATES GASOLINE FUND LP United States Commodity Funds LLC Commodities Energy NYSE
1673    UGAZ 2/8/2012 405.39 VELOCITYSHARES 3X LONG NATURAL GAS ETN Exchange Traded Fund Financial NYSE
1674    UGE 9/28/2009 1.04 PROSHARES ULTRA CONSUMER GOODS ProShares Trading-Leveraged Equity NYSE
1675    UGL 9/28/2009 47.49 PROSHARES ULTRA GOLD ProShares Trading--Leveraged Commodities NYSE
1676    UGLD 10/17/2011 26.53 VELOCITYSHARES 3X LONG GOLD ETN Credit Suisse AG Trading--Leveraged Commodities NASDAQ
1677    UHN 9/28/2009 1.27 UNITED STATES HEATING OIL FUND United States Commodity Funds LLC Commodities Energy NYSE
1678    UJB 4/14/2011 0.5 PROSHARES ULTRA HIGH YIELD ETF ProShares Trading-Leveraged Debt NYSE
1679    ULE 9/28/2009 3.38 PROSHARES ULTRA EURO ProShares Trading--Miscellaneous NYSE
1680    ULST 10/10/2013 1.01 SPDR SSGA ULTRA SHORT TERM BOND ETF SPDR State Street Global Advisors Ultrashort Bond NYSE
1681    UMDD 2/11/2010 10.31 ULTRAPRO MIDCAP400 ProShares Trading-Leveraged Equity NYSE
1682    UMX 7/13/2010 0.46 PROSHARES ULTRA MSCI MEXICO CAPPED IMI ProShares Trading--Leveraged Equity NYSE
1683    UNG 9/28/2009 1429.43 UNITED STATES NATURAL GAS FUND United States Commodity Funds LLC Commodities Energy NYSE
1684    UNL 11/18/2009 5.44 UNITED STATES 12 MONTH NATURAL United States Commodity Funds LLC Commodities Energy NYSE
1685    UOP 6/23/2015 0.07 PROSHARES ULTRA OIL & GAS EXPLOR & PRDTN ProShares Trading--Leveraged Equity NYSE
1686    UPRO 9/28/2009 769.71 PROSHARES ULTRAPRO S&P 500 ProShares Trading-Leveraged Equity NYSE
1687    UPV 7/12/2010 1.64 PROSHARES ULTRA MSCI EUROPE ProShares Trading-Leveraged Equity NYSE
1688    UPW 9/28/2009 2.1 PROSHARES ULTRA UTILITIES ProShares Trading--Leveraged Equity NYSE
1689    URA 11/5/2010 39.81 GLOBAL X URANIUM ETF Global X Funds Natural Resources NYSE
1690    URE 9/28/2009 224.57 PROSHARES ULTRA REAL ESTATE ProShares Trading-Leveraged Equity NYSE
1691    URR 9/28/2009 0.5 MARKET VECTORS DOUBLE LONG EURO Morgan Stanley Trading-Miscellaneous NYSE
1692    URTH 1/12/2012 3.93 ISHARES MSCI WORLD NASDAQ
1693    URTY 2/11/2010 93.13 PROSHARES ULTRAPRO RUSSELL2000 ProShares Trading-Leveraged Equity NYSE
1694    USAG 4/13/2012 0.21
1695    USCI 8/10/2010 11.53 UNITED STATES COMMODITY INDEX F United States Commodity Funds LLC Commodities Broad Basket NYSE
1696    USD 9/28/2009 21.84 PROSHARES ULTRA SEMICONDUCTORS ProShares Trading--Leveraged Equity NYSE
1697    USDU 12/18/2013 4.06 WISDOMTREE BLOOMBERG US DLLR BULLISH ETF WisdomTree Multicurrency NYSE
1698    USFR 2/4/2014 0.33
1699    USL 9/28/2009 10.93 UNITED STATES 12 MONTH OIL United States Commodity Funds LLC Commodities Energy NYSE
1700    USLB 11/5/2015 0.32
1701    USLV 10/17/2011 89.29 VELOCITYSHARES 3X LONG SILVER ETN Credit Suisse AG Trading--Leveraged Commodities NASDAQ
1702    USMV 10/20/2011 122.02 ISHARES MSCI USA MINIMUM VOLATI iShares Large Value NYSE
1703    USO 9/28/2009 2386.18 UNITED STATES OIL FUND United States Commodity Funds LLC Commodities Energy NYSE
1704    USRT 11/3/2016 0.13
1705    USSD 7/21/2015 0.08
1706    UST 1/22/2010 17.32 PROSHARES ULTRA 7-10 YEAR TREASURY ProShares Trading--Leveraged Debt NYSE
1707    USV 9/29/2009 1.24 UBS ETRACS CMCI SILVER TOTAL RETURN ETN UBS Group AG Commodities Precious Metals NYSE
1708    USWD 7/21/2015 0.03
1709    UTES 9/24/2015 0.08
1710    UTLF 5/12/2016 0.01
1711    UUP 9/28/2009 253.86 POWERSHARES DB USD INDEX BULLIS Deutsche Bank Currency NYSE
1712    UVXY 10/4/2011 3311.61 PROSHARES TRUST ULTRA VIX SHORT ProShares Volatility NYSE
1713    UWM 9/28/2009 391 PROSHARES ULTRA RUSSELL2000 ProShares Trading-Leveraged Equity NYSE
1714    UXI 9/28/2009 4.95 PROSHARES ULTRA INDUSTRIALS ProShares Trading--Leveraged Equity NYSE
1715    UYG 9/28/2009 548.62 PROSHARES ULTRA FINANCIALS ProShares Trading-Leveraged Equity NYSE
1716    UYM 9/28/2009 280.37 PROSHARES ULTRA BASIC MATERIALS ProShares Trading-Leveraged Equity NYSE
1717    VALX 12/10/2014 0.29 VALIDEA MARKET LEGENDS ETF NASDAQ
1718    VAMO 9/9/2015 0.14
1719    VAW 9/28/2009 27.12 VANGUARD MATERIALS ETF Vanguard Natural Resources NYSE
1720    VB 9/28/2009 129.71 VANGUARD SMALL-CAP ETF Vanguard Small Blend NYSE
1721    VBK 9/28/2009 48.41 VANGUARD SMALL-CAP GROWTH ETF Vanguard Small Growth NYSE
1722    VBND 10/16/2014 1.28 VIDENT CORE U.S. BOND STRATEGY FUND NASDAQ
1723    VBR 9/28/2009 51.69 VANGUARD SMALL-CAP VALUE ETF Vanguard Small Value NYSE
1724    VCIT 11/23/2009 73.38 VANGUARD INTERMEDIATE-TERM CORP BD ETF Vanguard Corporate Bond NASDAQ
1725    VCLT 11/23/2009 28.38 VANGUARD LONG-TERM CORPORATE BOND ETF Vanguard Corporate Bond NASDAQ
1726    VCR 9/28/2009 26.65 VANGUARD CONSUMER DISCRET ETF Vanguard Consumer Cyclical NYSE
1727    VCSH 11/23/2009 105.74 VANGUARD SHORT-TERM CORPORATE BOND ETF NASDAQ
1728    VDC 9/28/2009 24.66 VANGUARD CONSUMER STAPLES ETF Vanguard Consumer Defensive NYSE
1729    VDE 9/28/2009 82.44 VANGUARD ENERGY ETF Vanguard Equity Energy NYSE
1730    VEA 9/28/2009 718.77 VANGUARD EUROPE PACIFIC ETF Vanguard Foreign Large Blend NYSE
1731    VEGA 9/18/2012 1.11 ADVISORSHARES STAR GLOBAL BUY-WRITE ETF Exchange Traded Fund Financial NYSE
1732    VEGI 2/2/2012 1.5 ISHARES MSCI GLBL AGRICULTURE PRODUCERS Exchange Traded Fund Financial NYSE
1733    VEU 9/28/2009 305.58 VANGUARD FTSE AW EX-US ETF Vanguard Foreign Large Blend NYSE
1734    VFH 9/28/2009 66.2 VANGUARD FINANCIALS ETF Vanguard Financial NYSE
1735    VGIT 11/23/2009 6.88 VANGUARD INTERMEDIATE-TERM GOVT BD ETF Vanguard Intermediate Government NASDAQ
1736    VGK 9/28/2009 708.53 VANGUARD EUROPEAN ETF Vanguard Europe Stock NYSE
1737    VGLT 11/24/2009 8.49 VANGUARD LONG-TERM GOVERNMENT BOND ETF Vanguard Long Government NASDAQ
1738    VGSH 11/23/2009 8.08 VANGUARD SHORT-TERM GOVERNMENT ETF NASDAQ
1739    VGT 9/28/2009 72.1 VANGUARD INFORMATION TECHNOLOGY ETF Vanguard Technology NYSE
1740    VHT 9/28/2009 51.22 VANGUARD HEALTH CARE ETF Vanguard Health NYSE
1741    VIDI 10/30/2013 3.19 VIDENT INTERNATIONAL EQUITY Exchange Traded Fund Financial NASDAQ
1742    VIG 9/28/2009 208.69 VANGUARD DIVIDEND APPREC ETF Vanguard Large Blend NYSE
1743    VIGI 3/2/2016 1.24 VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF NASDAQ
1744    VIIX 11/30/2010 60.03 VELOCITYSHARES VIX SHORT TERM E NYSE
1745    VIIZ 11/30/2010 0.75 VELOCITYSHARES VIX MT ETN Credit Suisse AG Volatility NASDAQ
1746    VIOG 9/24/2010 1.67 VANGUARD S&P SMALL-CAP 600 GROW Vanguard Small Growth NYSE
1747    VIOO 9/24/2010 3.31 VANGUARD S&P SMALL-CAP 600 ETF Vanguard Small Blend NYSE
1748    VIOV 9/24/2010 1.54 VANGUARD S&P SMALL-CAP 600 VALU Vanguard Small Value NYSE
1749    VIS 9/28/2009 27.44 VANGUARD INDUSTRIALS ETF Vanguard Industrials NYSE
1750    VIXH 8/30/2012 0.21 FIRST TRUST CBOE S&P 500 VIXTAIL H ETF Exchange Traded Fund Financial NYSE
1751    VIXM 1/4/2011 10.92 PROSHARES VIX MID-TERM FUTURES ProShares Volatility NYSE
1752    VIXY 1/4/2011 403.14 PROSHARES TRUST VIX SHORT-TERM ProShares Volatility NYSE
1753    VLU 10/25/2012 0.11 SPDR S&P 1500 VALUE TILT ETF Exchange Traded Fund Financial NYSE
1754    VLUE 4/18/2013 2.92 ISHARES MSCI USA VALUE FACTOR Exchange Traded Fund Financial NYSE
1755    VMAX 5/3/2016 0.3
1756    VMBS 11/23/2009 17.54 VANGUARD MORTGAGE-BACKED SECURITIES ETF NASDAQ
1757    VMIN 5/3/2016 0.19 REX VOLMAXX INVRS VIX WKLY FUTSSTRATETF VolMAXX Volatility BATS
1758    VNM 9/28/2009 73.87 MARKET VECTORS VIETNAM ETF Van Eck Pacific/Asia ex-Japan Stk NYSE
1759    VNQ 9/28/2009 1156.83 VANGUARD REIT ETF Vanguard Real Estate NYSE
1760    VNQI 11/1/2010 33.75 VANGUARD GLOBAL EX-U.S. REAL ESTATE ETF NASDAQ
1761    VO 9/28/2009 80.46 VANGUARD MID-CAP ETF Vanguard Mid-Cap Blend NYSE
1762    VOE 9/28/2009 41.17 VANGUARD MID-CAP VALUE ETF Vanguard Mid-Cap Value NYSE
1763    VONE 9/24/2010 3.61 VANGUARD RUSSELL 1000 ETF NASDAQ
1764    VONG 9/24/2010 3.91 VANGUARD RUSSELL 1000 GROWTH ETF NASDAQ
1765    VONV 9/24/2010 3.46 VANGUARD RUSSELL 1000 VALUE ETF NASDAQ
1766    VOO 9/24/2010 338.73 VANGUARD S&P 500 ETF Vanguard Large Blend NYSE
1767    VOOG 9/24/2010 5.26 VANGUARD S&P 500 GROWTH ETF Vanguard Large Growth NYSE
1768    VOOV 9/24/2010 2.63 VANGUARD S&P 500 VALUE ETF Vanguard Large Value NYSE
1769    VOT 9/28/2009 30.55 VANGUARD MID-CAP GROWTH ETF Vanguard Mid-Cap Growth NYSE
1770    VOX 9/28/2009 16.53 VANGUARD TELECOMMUNICATION SERVICES ETF Vanguard Communications NYSE
1771    VPL 9/28/2009 89.11 VANGUARD PACIFIC ETF Vanguard Diversified Pacific/Asia NYSE
1772    VPU 9/28/2009 37.37 VANGUARD UTILITIES ETF Vanguard Utilities NYSE
1773    VQT 9/24/2010 2.98 BARCLAYS ETN S&P VEQTOR ETN Barclays Bank PLC Multialternative NYSE
1774    VRP 5/1/2014 12.75 POWERSHARES VARIABLE RATE PREFERRED ETF Exchange Traded Fund Financial NYSE
1775    VSS 9/28/2009 23.16 VANGUARD FTSE AW EXUS SM-CP ETF Vanguard Foreign Small/Mid Growth NYSE
1776    VT 9/28/2009 76.26 VANGUARD TOTAL WORLD STOCK ETF Vanguard World Stock NYSE
1777    VTEB 8/25/2015 4.15 VANGUARD TAX-EXEMPT BOND ETF Vanguard Muni National Long NYSE
1778    VTHR 9/24/2010 1.47 VANGUARD RUSSELL 3000 ETF NASDAQ
1779    VTI 9/28/2009 663.5 VANGUARD TOTAL STOCK MARKET ETF Vanguard Large Blend NYSE
1780    VTIP 10/16/2012 18.27 VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND NASDAQ
1781    VTV 9/28/2009 173.37 VANGUARD VALUE ETF Vanguard Large Value NYSE
1782    VTWG 9/24/2010 3.08 VANGUARD RUSSELL 2000 GROWTH ETF NASDAQ
1783    VTWO 9/24/2010 8.62 VANGUARD RUSSELL 2000 ETF NASDAQ
1784    VTWV 9/24/2010 1.54 VANGUARD RUSSELL 2000 VALUE ETF NASDAQ
1785    VUG 9/28/2009 160.48 VANGUARD GROWTH ETF Vanguard Large Growth NYSE
1786    VUSE 1/22/2014 1.56 VIDENT CORE US EQUITY ETF NASDAQ
1787    VV 9/28/2009 57.42 VANGUARD LARGE-CAP ETF Vanguard Large Blend NYSE
1788    VWO 9/28/2009 3240.77 VANGUARD EMERGING MARKETS ETF Vanguard Diversified Emerging Mkts NYSE
1789    VWOB 6/4/2013 8.09 VANGUARD EMERGING MARKETS GOVT BD ETF Vanguard Emerging Markets Bond NASDAQ
1790    VXF 9/28/2009 50.33 VANGUARD EXTENDED MARKET ETF Vanguard Mid-Cap Blend NYSE
1791    VXUS 1/28/2011 53.23 VANGUARD TOTAL INTERNATIONAL STOCK ETF NASDAQ
1792    VXX 9/28/2009 9965.46 IPATH S&P 500 VIX SHORT TERM FU iPath Volatility NYSE
1793    VXZ 9/28/2009 151.58 IPATH S&P 500 VIX MT FUTURES ETN Barclays Funds Volatility NYSE
1794    VYM 9/28/2009 118.81 VANGUARD HIGH DIVIDEND YLD ETF Vanguard Large Value NYSE
1795    VYMI 3/2/2016 1.04 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF NASDAQ
1796    WBIA 8/27/2014 0.72 WBI SMID TACTICAL GROWTH ETF Exchange Traded Fund Financial NYSE
1797    WBIB 8/27/2014 0.7 WBI SMID TACTICAL VALUE ETF Exchange Traded Fund Financial NYSE
1798    WBIC 8/27/2014 0.88 WBI SMID TACTICAL YIELD ETF Exchange Traded Fund Financial NYSE
1799    WBID 8/27/2014 0.68 WBI SMID TACTICAL SELECT ETF Exchange Traded Fund Financial NYSE
1800    WBIE 8/27/2014 0.78 WBI LARGE CAP TACTICAL GROWTH ETF Exchange Traded Fund Financial NYSE
1801    WBIF 8/27/2014 0.74 WBI LARGE CAP TACTICAL VALUE ETF Exchange Traded Fund Financial NYSE
1802    WBIG 8/27/2014 0.83 WBI LARGE CAP TACTICAL YIELD ETF Exchange Traded Fund Financial NYSE
1803    WBIH 8/27/2014 1.4 WBI TACTICAL HIGH INCOME ETF Exchange Traded Fund Financial NYSE
1804    WBII 8/27/2014 1.28 WBI TACTICAL INCOME ETF Exchange Traded Fund Financial NYSE
1805    WBIL 8/27/2014 0.65 WBI LARGE CAP TACTICAL SELECT ETF Exchange Traded Fund Financial NYSE
1806    WBIR 7/27/2016 0.08
1807    WDIV 5/30/2013 1.16 SPDR S&P GLOBAL DIVIDEND ETF Exchange Traded Fund Financial NYSE
1808    WDRW 8/19/2015 0.12 DIREXION DAILY REGIONAL BNKS BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1809    WDTI 1/5/2011 6.73 WISDOMTREE MANAGED FUTURES STRA WisdomTree Managed Futures NYSE
1810    WEAT 9/19/2011 6.09 TEUCRIUM WHEAT FUND ETV Teucrium Commodities Agriculture NYSE
1811    WEET 4/21/2011 0.2 IPATH PURE BETA GRAINS ETN NYSE
1812    WIL 7/10/2014 0.04
1813    WIP 9/28/2009 27.99 SPDR DB INTERNATIONAL GOVERNMEN State Street Global Advisors World Bond NYSE
1814    WMCR 9/24/2010 1.3 WILSHIRE MICRO-CAP ETF (BASED O Guggenheim Funds Distributors, Inc. Small Blend NYSE
1815    WMW 9/28/2009 1.54 DEUTSCHE BANK AKTIENGESELLSCHAF Deutsche Bank Large Blend NYSE
1816    WOOD 9/28/2009 6.12 ISHARES S&P GLOBAL TIMBER & FOR iShares Natural Resources NASDAQ
1817    WPS 9/28/2009 4.78 ISHARES TRUST ISHARES S&P DEVEL iShares Global Real Estate NYSE
1818    WREI 4/12/2010 0.8 WILSHIRE US REIT Guggenheim Funds Distributors, Inc. Real Estate NYSE
1819    WSKY 10/12/2016 0.04 SPIRITED FUNDS/ETFMG WHISKEY&SPIRITS ETF SpiritedFund Consumer Defensive NYSE
1820    WTRX 8/9/2016 0.02 SUMMIT WATER INFRAS MULTIFACTOR ETF Summit Water Natural Resources NYSE
1821    WYDE 8/7/2014 0.14 PROSHARES CDS SHRT NRTH AMER HY CRDT ETF Exchange Traded Fund Financial BATS
1822    XAR 9/29/2011 3.18 SPDR S&P AEROSPACE & DEFENSE ET State Street Global Advisors Industrials NYSE
1823    XBI 9/28/2009 583.67 SPDR S&P BIOTECH ETF SPDR State Street Global Advisors Health NYSE
1824    XCEM 9/2/2015 0.09
1825    XES 9/28/2009 68.46 SPDR SERIES TRUST SPDR S&P OIL State Street Global Advisors Equity Energy NYSE
1826    XHB 9/28/2009 1183.03 SPDR SERIES TRUST SPDR HOMEBUIL State Street Global Advisors Miscellaneous Sector NYSE
1827    XHE 1/27/2011 1.27 SPDR S&P HEALTH CARE EQUIPMENT ETF SPDR State Street Global Advisors Health NYSE
1828    XHS 9/29/2011 3.37 SPDR S&P HEALTH CARE SERVICES E State Street Global Advisors Health NYSE
1829    XIV 11/30/2010 3115.95 VELOCITYSHARES DAILY INVERSE VIX ST ETN Credit Suisse AG Volatility NASDAQ
1830    XIVH 7/14/2016 0.03 VELOCITYSHARES VIX SHRT VOLATIL HDG ETN UBS Volatility NYSE
1831    XLB 9/28/2009 1803.07 MATERIALS SELECT SECTOR SPDR State Street Global Advisors Natural Resources NYSE
1832    XLE 9/28/2009 5326.6 SPDR SELECT SECTOR FUND - ENERG State Street Global Advisors Equity Energy NYSE
1833    XLF 9/28/2009 3583.08 SPDR SELECT SECTOR FUND - FINAN State Street Global Advisors Financial NYSE
1834    XLG 9/28/2009 7.3 RYDEX RUSSELL TOP 50 ETF Rydex/SGI Large Blend NYSE
1835    XLI 9/28/2009 2408.88 SPDR SELECT SECTOR FUND - INDUS State Street Global Advisors Industrials NYSE
1836    XLK 9/28/2009 1420.47 TECHNOLOGY SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Technology NYSE
1837    XLP 9/28/2009 1434.53 SPDR SELECT SECTOR FUND - CONSU State Street Global Advisors Consumer Defensive NYSE
1838    XLRE 10/8/2015 26.09
1839    XLU 9/28/2009 2208.16 SPDR SELECT SECTOR FUND - UTILI State Street Global Advisors Utilities NYSE
1840    XLV 9/28/2009 2031.02 HEALTH CARE SELECT SECTOR SPDR ETF SPDR State Street Global Advisors Health NYSE
1841    XLY 9/28/2009 1723.53 SPDR SELECT SECTOR FUND - CONSU State Street Global Advisors Consumer Cyclical NYSE
1842    XME 9/28/2009 1220.59 SPDR S&P METALS AND MINING ETF SPDR State Street Global Advisors Natural Resources NYSE
1843    XMLV 2/15/2013 4.75 POWERSHARES S&P MIDCAP LOW VOLATIL ETF Exchange Traded Fund Financial NYSE
1844    XMPT 7/13/2011 2.69 VANECK VECTORS CEF MUNICIPAL INCOME ETF Market Vectors Muni National Long NYSE
1845    XOP 9/28/2009 2648.14 SPDR S&P OIL & GAS EXPLOR & PRO State Street Global Advisors Equity Energy NYSE
1846    XPH 9/28/2009 24.22 SPDR S&P PHARMACEUTICALS ETF SPDR State Street Global Advisors Health NYSE
1847    XPP 9/28/2009 13.28 PROSHARES ULTRA FTSE CHINA 25 ProShares Trading-Leveraged Equity NYSE
1848    XRLV 4/9/2015 1.06
1849    XRT 9/28/2009 1868.14 SPDR S&P RETAIL ETF State Street Global Advisors Consumer Cyclical NYSE
1850    XSD 9/28/2009 21.26 SPDR S&P SEMICONDUCTOR ETF SPDR State Street Global Advisors Technology NYSE
1851    XSLV 2/15/2013 5.06 POWERSHARES S&P SMALLCAP LOW VOLATIL ETF Exchange Traded Fund Financial NYSE
1852    XSOE 12/10/2014 0.1
1853    XSW 9/29/2011 0.65 SPDR S&P SOFTWARE & SERVICES ET State Street Global Advisors Technology NYSE
1854    XT 3/23/2015 1.92 ISHARES EXPONENTIAL TECHNOLOGIES iShares Miscellaneous Sector NYSE
1855    XTH 6/28/2016 0.01
1856    XTL 1/27/2011 1.13 SPDR S&P TELECOM ETF State Street Global Advisors Communications NYSE
1857    XTN 1/27/2011 6.33 SPDR S&P TRANSPORTATION ETF State Street Global Advisors Industrials NYSE
1858    XVZ 8/18/2011 3.49 IPATH S&P 500 DYNAMIC VIX ETN Barclays Funds Volatility NYSE
1859    XWEB 6/28/2016 0.02
1860    XXV 8/3/2010 5.25 IPATH INVERSE S&P 500 VIX SHORT iPath Volatility NYSE
1861    YANG 2/22/2011 38.77 DIREXION DAILY FTSE CHINA BEAR 3X ETF Direxion Funds Trading--Inverse Equity NYSE
1862    YAO 10/19/2009 4.53 GUGGENHEIM CHINA ALL-CAP ETF Guggenheim Funds Distributors, Inc. China Region NYSE
1863    YCL 9/28/2009 1.28 PROSHARES ULTRA YEN ProShares Trading-Miscellaneous NYSE
1864    YCS 9/28/2009 46.74 PROSHARES ULTRASHORT YEN ProShares Trading--Miscellaneous NYSE
1865    YDIV 8/23/2013 0.89 INTERNATIONAL MA DIVERS INC ETF Exchange Traded Fund Financial NASDAQ
1866    YGRO 7/29/2014 0.52
1867    YINN 2/22/2011 110.01 DIREXION DAILY CHINA BULL 3X SH Direxion Funds Trading-Leveraged Equity NYSE
1868    YLCO 5/28/2015 0.25 GLOBAL X YIELDCO INDEX ETF NASDAQ
1869    YLD 7/9/2015 0.16 PRINCIPAL EDGE ACTIVE INCOME ETF Principal Funds Allocation--30% to 50% Equity NYSE
1870    YMLI 2/12/2013 1.53 YORKVILLE HIGH INCOME INFRAS MLP ETF Exchange Traded Fund Financial NYSE
1871    YMLP 3/13/2012 11.54 VANECK VECTORS HIGH INCOME MLP ETF Van Eck Energy Limited Partnership NYSE
1872    YXI 4/9/2010 1.7 PROSHARES SHORT FTSE CHINA 50 ProShares Trading--Inverse Equity NYSE
1873    YYY 2/25/2013 3.15 YIELDSHARES HIGH INCOME ETF Exchange Traded Fund Financial NYSE
1874    ZBIO 6/23/2015 4.83 PROSHARES ULTRAPRO SHORT NASDAQ BIOTECH ProShares Trading--Inverse Equity NASDAQ
1875    ZIV 11/30/2010 10.96 VELOCITYSHARES DAILY INVERSE VI NYSE
1876    ZLRG 1/20/2015 0.06
1877    ZMLP 1/28/2014 2.2 DIREXION ZACKS MLP HIGH INCOME ETF Exchange Traded Fund Financial NYSE
1878    ZROZ 11/4/2009 6.91 PIMCO 25+ YEAR ZERO COUPON US TRS ETF Pimco Long Government NYSE
1879    ZSL 9/28/2009 304.59 PROSHARES ULTRASHORT SILVER ProShares Trading-Inverse Commodities NYSE
1880    ZSML 1/21/2015 0.07

Delisted Instruments:

 #   Symbol   StartDate   Size(MB)   Description   Industry   Sector   Exchange 
1    AAIT 2/9/2012 0.45 ISHARES MSCI ALL COUNTRY ASIA INFO TECH Exchange Traded Fund Financial NASDAQ
2    AAVX 9/8/2011 0.22 ETRACS DAILY SHORT 1 MONTH S&P NYSE
3    ABCS 6/8/2011 0.38 GUGGENHEIM ABC HIGH DIVIDEND ET Guggenheim Funds Distributors, Inc. Foreign Large Value NYSE
4    ACCU 1/26/2012 1.25 ADVISORSHARES ACCUVEST GLOBAL OPPORT ETF Exchange Traded Fund Financial NYSE
5    ADZ 9/25/2009 0.28 DB AGRICULTURE SHORT ETN DB AGR Deutsche Bank Trading-Inverse Commodities NYSE
6    AGEM 2/28/2011 0.47 EGSHARES GEMS COMPOSITE ETF Emerging Global Advisors Diversified Emerging Mkts NYSE
7    AGLS 8/8/2011 0.73 ACCUVEST GLOBAL LONG SHORT ETF NYSE
8    AGOL 1/14/2011 0.22 ETFS ASIAN GOLD TRUST ETF Securities Ltd Commodities Precious Metals NYSE
9    AGRG 5/19/2011 0.03 RUSSELL AGGRESSIVE GROWTH ETF Russell Large Growth NYSE
10    ALT 11/16/2009 1.55 ISHARES DIVERSIFIED ALTERNATIVE Pharmaceutical Preparations Manufacturing NYSE
11    ALTL 9/6/2012 0.34 NASDAQ
12    ALUM 1/5/2011 0.21 GLOBAL X ALUMINUM ETF Global X Funds Natural Resources NYSE
13    AMPS 2/22/2012 0.6 ISHARES UTILITIES BOND Exchange Traded Fund Financial NYSE
14    ASDR 4/9/2013 0.02 NASDAQ
15    AUD 11/1/2011 0.58 PIMCO AUSTRALIA BOND INDEX FUND PIMCO World Bond NYSE
16    AXDI 8/10/2010 0.09 ISHARES MSCI ACWI EX US CONSUME iShares Consumer Cyclical NYSE
17    AXEN 8/10/2010 0.22 ISHARES MSCI ACWI EX US ENERGY iShares Equity Energy NYSE
18    AXFN 1/28/2010 0.22 ISHARES MSCI ACWI EX US FINANCI iShares Financial NASDAQ
19    AXHE 8/10/2010 0.18 ISHARES MSCI ACWI EX US HEALTH iShares Health NYSE
20    AXID 8/10/2010 0.14 ISHARES MSCI ACWI EX US INDUSTR iShares Industrials NYSE
21    AXIT 7/20/2010 0.1 ISHARES MSCI ACWI EX US INFORMA iShares Technology NYSE
22    AXJS 2/3/2012 0.28 ISHARES MSCI AC ASIA EX JAPAN SMALL-CAP Exchange Traded Fund Financial NASDAQ
23    AXMT 8/10/2010 0.22 ISHARES MSCI ACWI EX US MATERIA iShares Natural Resources NYSE
24    AXSL 8/4/2010 0.12 ISHARES TMSCI ACWI EX US CONSUM iShares Consumer Defensive NYSE
25    AXTE 8/10/2010 0.15 ISHARES MSCI ACWI EX US TELECOM iShares Communications NYSE
26    AXUT 8/10/2010 0.31 ISHARES MSCI ACWI EX US UTILITI iShares Utilities NYSE
27    AZIA 4/3/2013 0.32 GLOBAL X CENTRAL ASIA & MONGOLIA ETF Exchange Traded Fund Financial NYSE
28    BABS 8/3/2010 4.14 SPDR NUVEEN BARCLAYS CAPITAL BU State Street Global Advisors Long-Term Bond NYSE
29    BABZ 9/24/2010 1.72 PIMCO BUILD AMERICA BOND STRATE PIMCO Long-Term Bond NYSE
30    BAR 5/5/2014 0.17 DIREXION DAILY GOLD BULL 3X ETF Exchange Traded Fund Financial NYSE
31    BARN 6/2/2011 0.11 GLOBAL X FARMING ETF Global X Funds Natural Resources NYSE
32    BARS 5/6/2014 0.03 DIREXION DAILY GOLD BEAR 3X ETF Exchange Traded Fund Financial NYSE
33    BBVX 9/8/2011 0.13 ETRACS DAILY SHORT 2 MONTH S&P Commercial Banks, Not Elsewhere Classified Finance, Insurance, and Real Estate NYSE
34    BCHP 4/23/2014 0.16 EGSHARES BLUE CHIP ETF Exchange Traded Fund Financial NYSE
35    BDAT 7/16/2015 0.02 NASDAQ
36    BDG 9/25/2009 0.25 POWERSHARES DB BASE METALS LONG Deutsche Bank Commodities Industrial Metals NYSE
37    BDH 9/25/2009 0.61 MERRILL LYNCH & CO., INC. BROAD Merrill Lynch Technology AMEX
38    BGU 9/25/2009 427.52 DIREXION LARGE CAP BULL 3X SHAR Direxion Funds Trading-Leveraged Equity NYSE
39    BGZ 9/25/2009 468.07 DIREXION LARGE CAP BEAR 3X SHAR Direxion Funds Trading-Inverse Equity NYSE
40    BHH 9/25/2009 2.39 MERRILL LYNCH & CO., INC. B2B I Merrill Lynch Technology AMEX
41    BIK 9/25/2009 14.65 SPDR S&P BRIC 40 State Street Global Advisors Diversified Emerging Mkts NYSE
42    BITE 10/28/2015 0.08 NASDAQ
43    BNZ 9/25/2009 1.1 WISDOMTREE DREYFUS NEW ZEALAND WisdomTree Trust Currency NYSE
44    BONO 5/12/2011 1 MARKET VECTORS LATAM AGGREGATE Van Eck Emerging Markets Bond NYSE
45    BRAF 7/29/2010 0.58 GLOBAL X BRAZIL FINANCIALS ETF Global X Funds Latin America Stock NYSE
46    BRIL 4/9/2010 0.57 DIREXION DAILY BRIC BULL 3X SHA Direxion Funds Trading-Leveraged Equity NYSE
47    BRIS 4/12/2010 0.28 DIREXION DAILY BRIC BEAR 3X SHA Direxion Funds Trading-Inverse Equity NYSE
48    BRXX 2/24/2010 4.79 EGSHARES BRAZIL INFRASTRUCTURE Emerging Global Advisors Latin America Stock NYSE
49    BRZS 5/1/2013 0.57 NASDAQ
50    BSC 9/25/2009 0.12 ELEMENTS BG SMALL CAP ETN Deutsche Bank AG Small Value NYSE
51    BSCC 7/12/2010 0.84 GUGGENHEIM BULLETSHARES 2012 CB Guggenheim Funds Distributors, Inc. Short-Term Bond NYSE
52    BSCD 7/12/2010 2.03 GUGGENHEIM BULLETSHARES 2013 CO Guggenheim Funds Distributors, Inc. Short-Term Bond NYSE
53    BSCE 7/12/2010 5.74 GUGGENHEIM BULLETSHARES 2014 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
54    BSCF 7/12/2010 8.57 GUGGENHEIM BULLETSHARES 2015 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
55    BSCG 7/12/2010 12.02 GUGGENHEIM BULLETSHARES 2016 CO Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
56    BSJE 1/25/2011 6.52 GUGGENHEIM BULLETSHARES 2014 HI Guggenheim Funds Distributors, Inc. High Yield Bond NYSE
57    BSJF 1/25/2011 15.22 GUGGENHEIM BULLETSHARES 2015 HI Guggenheim Funds Distributors, Inc. High Yield Bond NYSE
58    BSJG 4/25/2012 11.04 GUGGENHEIM BULLETSHRS2016 HY CORPBD ETF Exchange Traded Fund Financial NYSE
59    BTAH 9/13/2011 0.07 QUANTSHARES U.S. MARKET NEUTRAL NYSE
60    BUND 11/10/2011 0.06 PIMCO GERMANY BOND INDEX FUND PIMCO World Bond NYSE
61    BUNL 3/23/2011 1.08 POWERSHARES DB GERMAN BUND FUTU NYSE
62    BUNT 3/23/2011 0.78 POWERSHARES DB 3X GERMAN BUND F NYSE
63    BVL 9/25/2009 0.02 DEUTSCHE BANK AG ETN Deutsche Bank AG Large Value NYSE
64    BVT 9/25/2009 0.08 DEUTSCHE BANK AG ETN Deutsche Bank AG Large Value NYSE
65    BXDB 11/18/2009 0.76 BARCLAYS SHORT B LEVERAGED S&P Barclays Bank PLC Trading-Inverse Equity NYSE
66    BXDC 11/18/2009 1.1 BARCLAYS SHORT C LEVERAGED INVE Barclays Bank PLC Trading-Inverse Equity NYSE
67    BXUB 11/18/2009 1.14 BARCLAYS LONG B LEVERAGED S&P 5 Barclays Bank PLC Trading-Leveraged Equity NYSE
68    BXUC 11/18/2009 1.99 BARCLAYS LONG C LEVERAGED S&P 5 Barclays Bank PLC Trading-Leveraged Equity NYSE
69    CAD 11/10/2011 0.44 PIMCO CANADA BOND INDEX FUND ET PIMCO World Bond NYSE
70    CCVX 9/8/2011 0.11 ETRACS DAILY SHORT 3 MONTH S&P NYSE
71    CCX 9/24/2010 1.89 WISDOMTREE DREYFUS COMMODITY CU WisdomTree Currency NYSE
72    CCXE 2/28/2011 0.75 WISDOMTREE COMMODITY COUNTRY EQ WisdomTree Natural Resources NYSE
73    CFGE 7/14/2014 0.05 NASDAQ
74    CFT 9/28/2009 13.14 ISHARES LEHMAN CREDIT BOND FUND iShares Intermediate-Term Bond NYSE
75    CHLC 10/12/2011 0.75 MARKET VECTORS RENMINBI BOND ETF Exchange Traded Fund Financial NYSE
76    CHNA 10/10/2013 0.46 POWERSHARES CHINA A-SHARE ETF Exchange Traded Fund Financial NYSE
77    CHNB 11/19/2014 0.19 NASDAQ
78    CHXF 9/19/2012 0.56 WISDOMTREE CHINA DIVIDEND EX-FINCLS ETF Exchange Traded Fund Financial NASDAQ
79    CHXX 2/17/2010 1.68 EGSHARES CHINA INFRASTRUCTURE E Emerging Global Advisors China Region NYSE
80    CNPF 5/25/2011 1.67 GLOBAL CANADA PREFERRED ETF Global X Funds Miscellaneous Sector NYSE
81    COLX 3/15/2011 0.49 MARKET VECTORS COLOMBIA ETF Van Eck Latin America Stock NYSE
82    CONG 5/19/2011 0.14 RUSSELL CONSISTENT GROWTH ETF Russell Large Growth NYSE
83    COWL 5/25/2011 0.61 DIREXION DAILY AGRIBUSINESS BUL Direxion Funds Trading-Leveraged Equity NYSE
84    COWS 5/25/2011 0.27 DIREXION DAILY AGRIBUSINESS BEA Direxion Funds Trading-Inverse Equity NYSE
85    CRBQ 9/28/2009 2.69 JEFFERIES TR/J CRB GLOBAL COMMO ALPS Natural Resources NYSE
86    CRO 9/28/2009 0.06 CRT PROPERTIES INC NYSE
87    CRUD 2/23/2011 0.27 TEUCRIUM CRUDE OIL FUND EXCHANG Teucrium Commodities Energy NYSE
88    CSCB 6/12/2013 0.09 NASDAQ
89    CSMA 10/4/2010 1.36 CREDIT SUISSE AG ETN DUE OCTOBE Credit Suisse AG Market Neutral NYSE
90    CSMB 3/8/2011 0.41 CREDIT SUISSE EXCHANGE TRADE NO NYSE
91    CSMN 9/21/2011 0.4 CREDIT SUISSE MARKET NEUT GLOBAL EQ ETN NASDAQ
92    CU 4/9/2010 7.03 FIRST TRUST ISE GLOBAL COPPER I First Trust Natural Resources NASDAQ
93    CVOL 11/15/2010 4.1 C TRACKS EXCHANGE TRADED NOTES NYSE
94    CVRT 5/26/2011 0.27 POWERSHARES CONVERTIBLE SECURIT PowerShares Convertibles NYSE
95    CXA 9/28/2009 3.99 SPDR NUVEEN BARCLAYS CAPITAL CA State Street Global Advisors Muni California Long NYSE
96    DBIZ 12/19/2012 1.27 ADVISORSHARES PRING TURNER BUS CYCLE ETF Exchange Traded Fund Financial NYSE
97    DBN 9/28/2009 0.56 WISDOMTREE INTERNATIONAL BASIC NYSE
98    DBR 9/28/2009 0.1 WISDOMTREE INTERNATIONAL HEALTH CARE SECTOR NYSE
99    DBT 9/28/2009 0.12 WISDOMTREE TRUST NYSE
100    DBU 9/28/2009 1.73 WISDOMTREE GLOBAL EX-US UTILITY WisdomTree Utilities NYSE
101    DDI 9/28/2009 0.11 DDI CORP. (DDIC) Printed Circuit Boards Technology NASDAQ
102    DDVX 9/8/2011 0.05 ETRACS DAILY SHORT 4 MONTH S&P NYSE
103    DEB 9/28/2009 0.12 WISDOMTREE EUROPE TOTAL DIVIDEND ETF NYSE
104    DEFL 12/6/2011 0.16 POWERSHARES DB US DEFLATION ETN Exchange Traded Fund Financial NYSE
105    DENT 9/28/2009 0.52 DENT TACTICAL ETF AdvisorShares World Allocation NYSE
106    DGG 9/28/2009 0.14 DOLLAR GENERAL CORP NYSE
107    DKA 9/28/2009 0.76 WISDOMTREE INTERNATIONAL ENERGY NYSE
108    DND 9/28/2009 0.51 WISDOMTREE PACIFIC EX-JAPAN TOT NYSE
109    DNH 9/28/2009 0.95 WISDOMTREE PACIFIC EX-JAPAN HIG NYSE
110    DOIL 2/8/2012 0.04 NASDAQ
111    DPC 9/28/2009 0.04 WISDOMTREE TRUST NYSE
112    DPN 9/28/2009 0.08 WISDOMTREE INTERNATIONAL CNSMR NONCYCLICAL S NYSE
113    DPU 9/28/2009 0.5 DB COMMODITY DB COMMODITY LONG Deutsche Bank Commodities Broad Basket NYSE
114    DRF 9/28/2009 0.2 WISDOMTREE TRUST NYSE
115    DRGS 10/24/2011 0.34 RBS GLOBAL BIG PHARMA EXCHANGE NYSE
116    DRVN 6/2/2015 0.14 NASDAQ
117    DSC 9/28/2009 0.42 SPDR SERIES TRUST NYSE
118    DSG 9/28/2009 0.58 SPDR DOW JONES SMALL CAP GROWTH State Street Global Advisors Small Growth NYSE
119    DSTJ 10/7/2010 0.05 JPMORGAN DOUBLE SHORT US LONG B JPMorgan Trading-Inverse Debt NYSE
120    DSV 9/28/2009 0.63 SPDR SERIES TRUST NYSE
121    DSXJ 10/6/2010 0.04 JPMORGAN DOUBLE SHORT US 10 YEA JPMorgan Trading-Inverse Debt NYSE
122    DVHI 9/19/2013 0.12 NASDAQ
123    DWTI 2/8/2012 164.69 VELOCITYSHARES 3X INVERSE CRUDE OIL ETN Exchange Traded Fund Financial NYSE
124    EAPS 1/28/2011 0.77 PAX MSCI EAFE ESG INDEX ETF Pax World Foreign Large Blend NYSE
125    EATX 5/3/2011 0.06 GLOBAL X FOOD ETF Global X Funds Consumer Defensive NYSE
126    EEHB 2/24/2012 1.18 POWERSHARES S&P EMERG MKTS HI BETA ETF Exchange Traded Fund Financial NYSE
127    EEME 1/19/2012 0.3 ISHARES MSCI EMERGING MARKETS EMEA Exchange Traded Fund Financial NASDAQ
128    EEML 1/19/2012 0.45 ISHARES MSCI EMERGING MKTS LATIN AMERICA Exchange Traded Fund Financial NASDAQ
129    EEN 9/28/2009 0.09 GUGGENHEIM EW EURO-PACIFIC LDRS Guggenheim Funds Distributors, Inc. Foreign Large Blend NYSE
130    EEVX 9/8/2011 0.05 ETRACS DAILY SHORT 5 MONTH S&P NYSE
131    EEZ 9/28/2009 0.1 WISDOMTREE EARNINGS TOP 100 FUND COMMON SHAR NYSE
132    EGRW 2/9/2012 0.23 ISHARES MSCI EMERGING MARKETS GROWTH Exchange Traded Fund Financial NASDAQ
133    EKH 9/29/2009 0.05 MERRILL LYNCH & CO., INC. EUROP Merrill Lynch Europe Stock AMEX
134    ELG 9/28/2009 0.42 SPDR DOW JONES LARGE CAP GROWTH State Street Global Advisors Large Growth NYSE
135    ELR 9/28/2009 0.39 SPDR DJ WILSHIRE LARGE CAP ETF State Street Global Advisors Large Blend NYSE
136    ELV 9/28/2009 0.29 SPDR DOW JONES LARGE CAP VALUE State Street Global Advisors Large Value NYSE
137    EMBB 12/5/2013 0.09 NASDAQ
138    EMCD 6/19/2012 0.75 SPDR BOFA ML EMERGING MKTS CORP BD ETF Exchange Traded Fund Financial NYSE
139    EMDG 7/1/2013 0.21 EGSHARES EMERGING MARKETS DIV GR ETF Exchange Traded Fund Financial NYSE
140    EMDI 2/16/2012 0.29 ISHARES MSCI EMERGING MKTS CNSMR DISCRET Exchange Traded Fund Financial NASDAQ
141    EMER 7/13/2011 0.06 IQ EMERGING MARKETS MID CAP ETF IndexIQ Diversified Emerging Mkts NYSE
142    EMEY 2/10/2012 0.74 ISHARES MSCI EMERGING MKTS ENERGY CAPPED Exchange Traded Fund Financial NASDAQ
143    EMFN 2/9/2010 0.33 ISHARES MSCI EMERGING MARKETS F iShares Financial NASDAQ
144    EMFT 2/28/2012 0.17 SPDR MSCI EM 50 ETF Exchange Traded Fund Financial NYSE
145    EMHD 8/15/2013 0.17 EGSHARES EM DIVIDEND HIGH INCOME ETF Exchange Traded Fund Financial NYSE
146    EMHZ 10/16/2014 0.07 NASDAQ
147    EMLB 11/30/2010 0.09 IPATH LONG ENHANCED MSCI EMERGI NYSE
148    EMM 9/28/2009 0.97 SPDR DJ WILSHIRE MID CAP ETF State Street Global Advisors Mid-Cap Blend NYSE
149    EMMT 1/22/2010 0.53 ISHARES MSCI EMERGING MARKETS M iShares Natural Resources NASDAQ
150    EMRE 9/29/2014 0.04 GUGGENHEIM EMERGING MARKETS REL EST ETF Exchange Traded Fund Financial NYSE
151    EMSA 11/30/2010 0.15 IPATH SHORT ENHANCED MSCI EMERG NYSE
152    EMSO 3/1/2016 0.04 NASDAQ
153    EMT 9/28/2009 1.03 EGSHARES EMERGING MARKETS METAL NYSE
154    EMV 9/28/2009 0.15 SPDR DOW JONES MID CAP VALUE State Street Global Advisors Mid-Cap Value NYSE
155    ENGN 2/22/2012 1.3 ISHARES INDUSTRIALS BOND Exchange Traded Fund Financial NYSE
156    EPRO 8/12/2013 0.68 ADVISORSHARES EQUITYPRO ETF Exchange Traded Fund Financial NYSE
157    EQIN 5/19/2011 0.12 RUSSELL EQUITY INCOME ETF Russell Large Value NYSE
158    ERW 7/31/2013 0.04 NYSE
159    ESR 10/2/2009 3.77 ISHARES MSCI EMERGING MARKETS E iShares Diversified Emerging Mkts NYSE
160    ESTX 9/23/2014 0.11 SOURCE EURO STOXX 50 ETF Exchange Traded Fund Financial NYSE
161    EU 9/28/2009 0.82 WISDOMTREE EURO DEBT FUND WisdomTree Currency NYSE
162    EURZ 1/22/2014 0.1 NASDAQ
163    EVAL 2/10/2012 0.34 ISHARES MSCI EMERGING MARKETS VALUE Exchange Traded Fund Financial NASDAQ
164    EWAS 1/26/2012 0.25 ISHARES MSCI AUSTRALIA SMALL-CAP Exchange Traded Fund Financial BATS
165    EWCS 1/26/2012 0.25 ISHARES MSCI CANADA SMALL-CAP Exchange Traded Fund Financial BATS
166    EWEF 12/8/2010 0.31 RYDEX MSCI EAFE EQUAL WEIGHT ET Rydex/SGI Foreign Large Blend NYSE
167    EWHS 1/13/2012 0.88 ISHARES MSCI HONG KONG SMALL-CAP Exchange Traded Fund Financial NYSE
168    EWMD 8/4/2011 1.05 RYDEX S&P MIDCAP 400 EQUAL WEIG Rydex/SGI Mid-Cap Blend NYSE
169    EWRI 12/8/2010 1.26 RYDEX RUSSELL 1000 EQUAL WEIGHT Rydex/SGI Mid-Cap Blend NYSE
170    EWRM 12/8/2010 1.89 RYDEX RUSSELL MIDCAP EQUAL WEIG Rydex/SGI Mid-Cap Blend NYSE
171    EWRS 12/8/2010 0.88 RYDEX RUSSELL 2000 EQUAL WEIGHT Rydex/SGI Small Blend NYSE
172    EWSM 8/4/2011 0.03 NASDAQ
173    EWSS 1/17/2012 0.8 ISHARES MSCI SINGAPORE SMALL-CAP Exchange Traded Fund Financial NYSE
174    EXB 9/28/2009 0.06 CLAYMORE/BEACON GLBL EXCHANGES, BROKERS Claymore Securities Financial NYSE
175    FAA 9/28/2009 1.86 GUGGENHEIM AIRLINE ETF Guggenheim Funds Distributors, Inc. Industrials NYSE
176    FBG 6/11/2012 4.14 UBS AG FI ENHANCED BIG CAP GROWTH ETN Exchange Traded Fund Financial NYSE
177    FCD 3/30/2011 0.21 FOCUS MORNINGSTAR CONSUMER DEFE Focusshares Trust Consumer Defensive NYSE
178    FCFI 6/2/2015 0.05 NASDAQ
179    FCHI 9/28/2009 1.3 ISHARES FTSE CHINA (HK LISTED) iShares China Region NASDAQ
180    FCL 3/30/2011 0.1 FOCUS MORNINGSTAR CONSUMER CYCL Focusshares Trust Consumer Cyclical NYSE
181    FCQ 3/30/2011 0.06 FOCUS MORNINGSTAR COMMUNICATION Focusshares Trust Communications NYSE
182    FDV 9/28/2009 0.8 FIRST TRUST DB STRATEGIC VALUE First Trust Large Value NYSE
183    FEFN 2/8/2010 0.31 ISHARES MSCI FAR EAST FINANCIAL iShares Financial NASDAQ
184    FEG 3/30/2011 0.5 FOCUS MORNINGSTAR ENERGY INDEX Focusshares Trust Equity Energy NYSE
185    FFL 3/30/2011 0.16 FOCUS MORNINGSTAR FINANCIAL SER Focusshares Trust Financial NYSE
186    FFVX 9/8/2011 0.02 ETRACS DAILY SHORT 6 MONTH S&P NYSE
187    FGEM 2/28/2011 0.25 EGSHARES FINANCIALS GEMS ETF Emerging Global Advisors Financial NYSE
188    FHC 3/30/2011 0.14 FOCUS MORNINGSTAR HEALTH CARE I Focusshares Trust Health NYSE
189    FIA 10/2/2014 0.04 NYSE
190    FIL 3/30/2011 0.1 FOCUS MORNINGSTAR INDUSTRIALS I Focusshares Trust Industrials NYSE
191    FINF 1/12/2012 1.09 PROSHARES SHORT 30 YEAR TIPS TS ProShares Trading-Miscellaneous NYSE
192    FIO 9/28/2009 409.05 FUSION-IO, INC. COMMON STOCK Data Storage Devices Technology NYSE
193    FISN 5/4/2011 0.03 GLOBAL X FISHING INDUSTRY ETF Global X Funds Natural Resources NYSE
194    FIVZ 11/4/2009 0.26 PIMCO 3-7 YR TREASU PIMCO Intermediate Government NYSE
195    FLG 3/30/2011 0.27 FOCUS MORNINGSTAR LARGE CAP IND Focusshares Trust Large Blend NYSE
196    FMLP 6/11/2014 0.25 NASDAQ
197    FMM 3/30/2011 0.45 FOCUS MORNINGSTAR MID CAP INDEX Focusshares Trust Mid-Cap Blend NYSE
198    FMU 3/30/2011 0.57 FOCUS MORNINGSTAR US MARKET IND Focusshares Trust Large Blend NYSE
199    FNIO 4/28/2011 0.29 ISHARES FTSE NAREIT INDUSTRIAL/ iShares Real Estate NYSE
200    FOL 2/24/2011 0.61 FACTORSHARES OIL BULL S&P500 BE Factor Capital Management, LLC Long/Short Equity NYSE
201    FORX 2/12/2013 0.61 PIMCO FOREIGN CURRENCY STRATEGY ACTV ETF Exchange Traded Fund Financial NYSE
202    FOS 3/30/2011 0.28 FOCUS MORNINGSTAR SMALL CAP IND Focusshares Trust Small Blend NYSE
203    FRL 3/30/2011 0.14 FOCUS MORNINGSTAR REAL ESTATE I Focusshares Trust Real Estate NYSE
204    FSA 2/24/2011 0.08 FACTORSHARES 2X TBOND BULL S&P5 Factor Capital Management, LLC Long/Short Equity NYSE
205    FSE 2/24/2011 0.14 FACTORSHARES 2X S&P 500 BULL TB Factor Capital Management, LLC Long/Short Equity NYSE
206    FSG 2/24/2011 3.04 FACTORSHARES 2X GOLD BULL S&P50 Factor Capital Management, LLC Long/Short Equity NYSE
207    FTQ 3/30/2011 0.29 FOCUS MORNINGSTAR TECHNOLOGY IN Focusshares Trust Technology NYSE
208    FTY 9/28/2009 2.39 ISHARES FTSE NAREIT REAL ESTATE iShares Real Estate NYSE
209    FUI 3/30/2011 0.1 FOCUS MORNINGSTAR UTILITIES IND Focusshares Trust Utilities NYSE
210    FUTS 10/6/2014 0.14 NASDAQ
211    FVI 9/28/2009 0.43 FIRST TRUST VL EQUITY ALLOCATIO First Trust Mid-Cap Blend NYSE
212    FXM 9/28/2009 0.91 RYDEX CURRENCYSHARES MEXICAN PE Rydex/SGI Currency NYSE
213    FXRU 9/12/2011 0.02 CURRENCYSHARES RUSSIAN RUBLE TR Rydex/SGI Currency NYSE
214    GASZ 6/16/2011 0.47 NATURAL GAS FUTURES CONTANGO ET NYSE
215    GDAY 7/19/2012 0.09 PROSHARES ULTRA AUSTRALIAN DOLLAR Exchange Traded Fund Financial NYSE
216    GDJS 2/13/2015 0.4 NASDAQ
217    GERJ 4/5/2011 0.4 MARKET VECTORS GERMANY SMALL CA Van Eck Europe Stock NYSE
218    GGBP 2/12/2014 0.17 ADVISORSHARES GARTMAN GOLD/BRITSH PD ETF Exchange Traded Fund Financial NYSE
219    GGGG 3/15/2011 1.08 GLOBAL X PURE GOLD MINERS ETF Global X Funds Equity Precious Metals NYSE
220    GIY 2/8/2011 0.33 GUGGENHEIM ENHANCED CORE BOND E Guggenheim Funds Distributors, Inc. Intermediate-Term Bond NYSE
221    GLCB 1/31/2013 0.05 NASDAQ
222    GLDE 2/12/2014 0.34 ADVISORSHARES INTERNATIONAL GOLD ETF Exchange Traded Fund Financial NYSE
223    GLDL 4/10/2014 0.05 NASDAQ
224    GLDS 4/10/2014 0.02 NASDAQ
225    GLDX 11/4/2010 9.09 GLOBAL X GOLD EXPLORERS ETF Global X Funds Equity Precious Metals NYSE
226    GLJ 12/9/2009 0.78 ISHARES 10+ YEAR GOVERNMENT/CRE iShares Long-Term Bond NYSE
227    GMFS 1/12/2012 0.14 SPDR S&P SMALL CAP EM ASIA PACIFIC ETF NASDAQ
228    GNAT 2/28/2011 1.2 WISDOMTREE GLOBAL NATURAL RESOU WisdomTree Trust Equity Energy NYSE
229    GRPC 5/19/2011 0.05 RUSSELL GROWTH AT A REASONABLE Russell Large Growth NYSE
230    GSAX 12/20/2012 0.1 NASDAQ
231    GSGO 12/20/2012 0.21 NASDAQ
232    GSMA 12/20/2012 0.26 NASDAQ
233    GSRA 12/20/2012 0.15 NASDAQ
234    GTIP 5/23/2011 1.1 ISHARES GLOBAL INFLATION LINKED iShares World Bond NYSE
235    GURX 3/11/2014 0.07 GLOBAL X GURU SMALL CAP ETF Exchange Traded Fund Financial NYSE
236    GVT 9/28/2009 0.25 COLUMBIA CONCENTRATED LARGE CAP Columbia Large Value NYSE
237    GWO 9/28/2009 0.19 CREDIT SUISSE GROUP ELEMENTS CS Credit Suisse AG Miscellaneous Sector NYSE
238    HAKD 9/22/2015 0.15 NASDAQ
239    HBU 6/23/2015 0.07 NYSE
240    HBZ 6/29/2015 0.08 NYSE
241    HDGI 7/19/2013 1.2 ADVISORSHARES ATHENA INTL BEAR ETF Exchange Traded Fund Financial NYSE
242    HEGE 6/10/2015 0.04 NASDAQ
243    HEGJ 6/10/2015 0.04 NASDAQ
244    HEVY 4/21/2011 0.06 IPATH PURE BETA INDUSTRIAL META NYSE
245    HFIN 11/18/2013 0.57 HORIZONS S&P FINCL SEL SECT COV CALL ETF Exchange Traded Fund Financial NYSE
246    HGEM 6/23/2011 0.17 EGSHARES HEALTH CARE GEMS ETF Emerging Global Advisors Health NYSE
247    HHDG 6/2/2015 0.12 NASDAQ
248    HHFR 6/2/2015 0.39 NASDAQ
249    HHH 9/28/2009 1.87 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology AMEX
250    HKOR 3/4/2014 0.21 HORIZONS KOREA KOSPI 200 ETF Exchange Traded Fund Financial NYSE
251    HOMX 3/11/2015 0.03 NASDAQ
252    HREX 9/15/2015 0.02 NASDAQ
253    IAH 9/28/2009 0.52 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology AMEX
254    IBCB 4/19/2013 0.16 ISHARES IBONDS MAR 2016 CORP EX-FINCLS Exchange Traded Fund Financial NYSE
255    IBDA 7/10/2013 0.22 ISHARES IBONDS MAR 2016 CORPORATE Exchange Traded Fund Financial NYSE
256    IBDF 6/2/2014 0.46 ISHARES IBONDS DEC 2016 CORPORATE Exchange Traded Fund Financial NYSE
257    IBMD 3/17/2014 0.36 ISHARES IBONDS SEP 2015 AMT-FREE MUNI BD Exchange Traded Fund Financial NYSE
258    IBME 3/17/2014 0.83 ISHARES IBONDS SEP 2016 AMT-FREE MUNI BD Exchange Traded Fund Financial NYSE
259    IDHB 2/24/2012 0.71 POWERSHARES S&P INTL DEV HI BETA ETF Exchange Traded Fund Financial NYSE
260    IDXJ 3/21/2012 2.14 MARKET VECTORS INDONESIA SMALL-CAP ETF Exchange Traded Fund Financial NYSE
261    IEIL 2/27/2014 0.94 ISHARES ENHANCED INTERNATIONAL LARGE-CAP Exchange Traded Fund Financial NYSE
262    IEIS 2/27/2014 0.29 ISHARES ENHANCED INTERNATIONAL SMALL-CAP Exchange Traded Fund Financial NYSE
263    IELG 4/18/2013 0.79 ISHARES ENHANCED US LARGE-CAP Exchange Traded Fund Financial NYSE
264    IESM 4/18/2013 0.42 ISHARES ENHANCED US SMALL-CAP Exchange Traded Fund Financial NYSE
265    IFAS 9/28/2009 1.27 ISHARES FTSE EPRA/NAREIT ASIA I iShares Global Real Estate NASDAQ
266    IFNA 9/28/2009 0.64 ISHARES FTSE EPRA/NAREIT NORTH iShares Real Estate NASDAQ
267    IFSM 9/28/2009 0.85 ISHARES FTSE DEVELOPED SMALL CA iShares Foreign Small/Mid Growth NASDAQ
268    IGS 3/29/2011 0.53 PROSHARES SHORT INVESTMENT GRAD ProShares Trading-Inverse Debt NYSE
269    IGU 4/14/2011 0.71 PROSHARES ULTRA INVESTMENT GRAD ProShares Trading-Leveraged Debt NYSE
270    IGW 9/28/2009 5.6 ISHARES S&P NORTH AMER TECH-SEMICONDCTRS iShares Technology NYSE
271    IIH 9/28/2009 0.89 MERRILL LYNCH & CO., INC. INTER Merrill Lynch Technology AMEX
272    IJNK 3/13/2014 0.25 SPDR BARCLAYS INTL HIGH YIELD BOND ETF Exchange Traded Fund Financial NYSE
273    INC 2/26/2015 0.07 NYSE
274    INDZ 4/9/2010 0.83 DIREXION DAILY INDIA BEAR 3X SH Direxion Funds Trading-Inverse Equity NYSE
275    INFL 12/6/2011 0.06 POWERSHARES DB US INFLATION ETN NYSE
276    INY 9/28/2009 1.35 SPDR LEHMAN NEW YORK MUNICIPAL State Street Global Advisors Muni New York Long NYSE
277    IRO 9/28/2009 0.13 CLAYMORE EXCHANGE-TRADED FUND TRUST NYSE
278    ISI 9/28/2009 1.91 ISHARES S&P 1500 INDEX FUND iShares Large Blend NYSE
279    ITF 9/28/2009 2.59 ISHARES S&P/TOPIX 150 INDEX FUN iShares Japan Stock NYSE
280    ITIP 5/20/2011 2.62 ISHARES INTERNATIONAL INFLATION iShares World Bond NYSE
281    ITLT 3/23/2011 0.66 POWERSHARES DB 3X ITALIAN TREAS NYSE
282    ITLY 3/23/2011 0.5 POWERSHARES DB ITALIAN TREASURY NYSE
283    IVOP 9/19/2011 0.66 IPATH INVERSE S&P 500 VIX SHORT NYSE
284    IWW 9/28/2009 4.11 ISHARES RUSSELL 3000 VALUE iShares Large Value NYSE
285    IWZ 9/28/2009 4.6 ISHARES RUSSELL 3000 GROWTH iShares Large Growth NYSE
286    JFT 10/5/2009 0.06 JPMORGAN CHASE & CO KEYNOTES ET NYSE
287    JGBB 12/18/2013 0.24 NASDAQ
288    JGBD 11/9/2011 5.16 POWERSHARES DB 3X INVERSE GOVT NYSE
289    JGBL 3/24/2011 0.57 POWERSHARES DB JAPANESE GOVT BO NYSE
290    JGBS 11/9/2011 2.55 POWERSHARES DB INVERSE JAPANESE NYSE
291    JGBT 3/23/2011 3.74 POWERSHARES DB 3X JAPANESE GOVT NYSE
292    JPNS 6/26/2013 0.24 NASDAQ
293    JPP 9/28/2009 1.49 SPDR RUSSELL/NOMURA PRIME JAPAN State Street Global Advisors Japan Stock NYSE
294    JPX 9/28/2009 0.39 PROSHARES ULTRASHORT MSCI PACIF ProShares Trading-Inverse Equity NYSE
295    JSC 9/28/2009 2.55 SPDR RUSSELL/NOMURA SMALL CAP J State Street Global Advisors Japan Stock NYSE
296    JUNR 5/14/2012 0.81 GLOBAL X JUNIOR MINERS ETF Exchange Traded Fund Financial NYSE
297    JYF 9/28/2009 0.33 WISDOMTREE DREYFUS JAPANESE YEN WisdomTree Currency NYSE
298    KBWC 11/1/2011 0.45 POWERSHARES KBW CAPITAL MARKETS PowerShares Financial NYSE
299    KBWI 11/1/2011 0.31 POWERSHARES KBW INSURANCE PORTF PowerShares Financial NYSE
300    KME 9/29/2009 0.16 SPDR S&P MORTGAGE FINANCE ETF State Street Global Advisors Financial NYSE
301    KORZ 5/1/2013 0.05 NASDAQ
302    LAG 9/28/2009 7.71 SPDR BARCLAYS AGGREGATE BOND ET State Street Global Advisors Intermediate-Term Bond NYSE
303    LATM 4/9/2010 1.12 MARKET VECTORS LATIN AMERICA SM Van Eck Latin America Stock NYSE
304    LBND 8/2/2010 0.78 POWERSHARES DB 3X LONG 25 YEAR Deutsche Bank Trading-Leveraged Debt NYSE
305    LEMF 1/16/2014 0.05 NASDAQ
306    LGEM 6/23/2011 0.23 NASDAQ
307    LHB 12/3/2009 2.93 DIREXION DAILY LATIN AMERICA 3X Direxion Funds Trading-Inverse Equity NYSE
308    LLDM 1/7/2015 0.04 NASDAQ
309    LLEM 1/7/2015 0.04 NASDAQ
310    LSC 9/28/2009 2.67 HSBC GLOBAL ABSOLUTE LIMITED EL Swedish Export Credit Corporation Managed Futures NYSE
311    LSKY 10/5/2011 0.04 ETRACS MONTHLY 2XLEVERAGED ISE NYSE
312    LWPE 5/19/2011 0.03 RUSSELL LOW P E ETF Russell Large Value NYSE
313    MATL 6/15/2011 1.23 DIREXION DAILY BASIC MATERIALS Direxion Funds Trading-Leveraged Equity NYSE
314    MATS 6/15/2011 0.45 DIREXION DAILY BASIC MATERIALS Direxion Funds Trading-Inverse Equity NYSE
315    MDD 9/28/2009 2.07 SPDR S&P INTERNATIONAL MID CAP State Street Global Advisors Foreign Small/Mid Value NYSE
316    MDLL 7/29/2014 0.1 DIREXION DAILY MID CAP BULL 2X ETF Exchange Traded Fund Financial NYSE
317    MES 9/28/2009 2.62 MARKET VECTORS GULF STATES INDE Van Eck Diversified Emerging Mkts NYSE
318    MFLA 11/30/2010 0.06 IPATH LONG ENHANCED MSCI EAFE I NYSE
319    MKH 9/29/2009 0.05 MERRILL LYNCH & CO., INC. MARKE Merrill Lynch Large Blend AMEX
320    MLPL 7/12/2010 14.17 UBS AG 2X MONTHLY LEVERAGED LON UBS AG Trading-Leveraged Equity NYSE
321    MLPN 4/14/2010 18.38 CREDIT SUISSE GROUP INDEX ETN Credit Suisse AG Equity Energy NYSE
322    MLPO 12/4/2014 0.04 NASDAQ
323    MLPV 7/15/2015 0.2 NASDAQ
324    MLPW 11/1/2010 3.08 UBS AG EXCHANGE TRADED ACCESS S NYSE
325    MONY 2/17/2012 0.3 ISHARES FINANCIALS BOND Exchange Traded Fund Financial NYSE
326    MUAA 1/8/2010 0.33 ISHARES 2012 S&P AMT-FREE MUNIC iShares Muni Short NYSE
327    MUAB 1/8/2010 0.53 ISHARES 2013 S&P AMT-FREE MUNIC iShares Muni Short NYSE
328    MUAC 1/13/2010 1.17 ISHARES 2014 S&P AMT-FREE MUNIC iShares Muni Short NYSE
329    MUAD 1/8/2010 0.98 ISHARES 2015 S&P AMT-FREE MUNIC iShares Muni National Interm NYSE
330    MUAE 1/11/2010 0.94 ISHARES 2016 S&P AMT-FREE MUNIC iShares Muni National Interm NYSE
331    MUAF 1/11/2010 1.11 ISHARES 2017 S&P AMT-FREE MUNIC iShares Muni National Interm NYSE
332    MUAG 3/21/2013 0.45 NASDAQ
333    MUAH 2/7/2014 0.12 NASDAQ
334    MULT 7/9/2014 0.05 NASDAQ
335    MWJ 9/28/2009 17.52 DIREXION MID CAP BULL 3X SHARES Direxion Funds Trading-Leveraged Equity NYSE
336    MWN 9/28/2009 6.73 DIREXION MID CAP BEAR 3X SHARES Direxion Funds Trading-Inverse Equity NYSE
337    MZG 9/28/2009 0.01 CLAYMORE MRNINGSTR MNFCTRNG SPR SEC INDX COM NYSE
338    MZN 9/28/2009 0.01 CLAYMORE MRNINGSTR INFRMTN SPR SEC INDX COMM NYSE
339    MZO 9/30/2009 0.01 CLAYMORE MORNINGSTAR SRVCS SPR SEC INDX COMM NYSE
340    NAGS 2/1/2011 0.56 TEUCRIUM NATURAL GAS ETV Teucrium Commodities Energy NYSE
341    NASI 7/16/2010 0.12 PAX MSCI NORTH AMERICA ESG INDE Pax World Large Blend NYSE
342    NKY 7/13/2011 14.47 MAXIS NIKKEI 225 INDEX FUND ETF Precidian Funds LLC Japan Stock NYSE
343    NOMO 9/7/2011 0.04 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
344    NUCL 9/30/2009 0.65 ISHARES S&P GLOBAL NUCLEAR ENER iShares Equity Energy NASDAQ
345    NY 9/28/2009 0.65 ISHARES NYSE 100 INDEX FUND iShares Large Value NYSE
346    NYC 9/28/2009 0.87 ISHARES NYSE COMPOSITE INDEX FU iShares Large Blend NYSE
347    NYCC 1/15/2014 0.05 POWERSHARES NYSE CENTURY ETF Exchange Traded Fund Financial NYSE
348    OFF 11/30/2011 0.82 ETRACS FISHER-GARTMAN RISK OFF NYSE
349    OGEM 2/28/2011 0.48 EGSHARES ENERGY GEMS ETF Emerging Global Advisors Equity Energy NYSE
350    OILD 7/1/2016 0.01 NASDAQ
351    OILU 7/1/2016 0.01 NASDAQ
352    OILZ 6/16/2011 0.1 OIL FUTURES CONTANGO ETN DUE JU NYSE
353    ONEF 7/12/2010 1.2 RUSSELL EXCHANGE TRADED FUNDS T Russell World Allocation NYSE
354    ONN 11/30/2011 0.71 ETRACS FISHER-GARTMAN RISK ON E NYSE
355    OSMS 4/24/2014 0.05 BARCLAYS OFI STEELPATH MLP ETN Exchange Traded Fund Financial NYSE
356    OTP 9/30/2009 0.16 GUGGENHEIM OCEAN TOMO PATENT ET Guggenheim Funds Distributors, Inc. Large Blend NYSE
357    OTR 9/28/2009 0.25 GUGGENHEIM OCEAN TOMO GROWTH ET Guggenheim Funds Distributors, Inc. Large Growth NYSE
358    PAO 9/28/2009 0.6 POWERSHARES RIVERFRONT TACTICAL PowerShares Aggressive Allocation NYSE
359    PBTQ 9/28/2009 0.04 POWERSHARES GLOBAL BIOTECH NASDAQ
360    PCA 9/28/2009 0.55 POWERSHARES RIVERFRONT TACTICAL PowerShares World Allocation NYSE
361    PEF 9/28/2009 0.1 POWERSHARES EXCHANGE-TRADED FUND TRUST II NYSE
362    PFA 9/28/2009 0.63 POWERSHARES DYNAMIC DEVELOPED I PowerShares Foreign Large Blend NYSE
363    PFEM 5/9/2013 0.22 POWERSHARES FDMT EMERG MKTS LCL DBT ETF Exchange Traded Fund Financial NYSE
364    PIC 9/28/2009 0.35 POWERSHARES DYNAMIC INSURANCE PowerShares Financial NYSE
365    PIQ 9/28/2009 0.67 POWERSHARES DYNAMIC MAGNIQUANT PowerShares Mid-Cap Blend NYSE
366    PIV 9/28/2009 1.72 POWERSHARES S&P 500 HIGH QUALIT PowerShares Mid-Cap Growth NYSE
367    PJB 9/28/2009 0.8 POWERSHARES DYNAMIC BANKING PowerShares Financial NYSE
368    PJF 9/28/2009 0.27 POWERSHARES DYNAMIC LARGE CAP NYSE
369    PJG 9/28/2009 0.27 POWERSHARES DYNAMIC MID CAP NYSE
370    PJM 9/28/2009 0.19 POWERSHARES DYNAMIC SMALL CAP NYSE
371    PJO 9/28/2009 0.05 POWERSHARES FTSE RAFI JAPAN PowerShares Japan Stock NYSE
372    PKN 9/28/2009 0.6 POWERSHARES GLOBAL NUCLEAR PORT PowerShares Equity Energy NYSE
373    PKOL 9/28/2009 1.11 POWERSHARES GLOBAL COAL PORTFOL PowerShares Equity Energy NASDAQ
374    PLK 9/28/2009 0.31 POWERSHARES ACTIVE LOW DURATION PowerShares Short Government NYSE
375    PLTM 4/9/2010 1.82 FIRST TRUST ISE GLOBAL PLATINUM First Trust Equity Precious Metals NASDAQ
376    PMA 9/29/2009 0.14 POWERSHARES ACTIVE MEGA CAP FUN PowerShares Large Blend NYSE
377    PMNA 9/28/2009 1.23 POWERSHARES MENA FRONTIER COUNT PowerShares Diversified Emerging Mkts NASDAQ
378    PNXQ 10/1/2009 0.09 POWERSHARES NXQ NASDAQ
379    PQBW 9/28/2009 0.11 POWERSHARES NASDAQ-100 BUYWRITE NASDAQ
380    PQSC 9/28/2009 0.03 POWERSHARES FTSE NASDAQ SMALL CAP NASDAQ
381    PQY 9/28/2009 0.51 POWERSHARES ACTIVE ALPHAQ FUND PowerShares Large Growth NYSE
382    PQZ 9/28/2009 0.1 POWERSHARES ACTIVE MULTI-CAP FU PowerShares Mid-Cap Growth NYSE
383    PSTL 9/28/2009 0.28 POWERSHARES GLOBAL STEEL PORTFO PowerShares Natural Resources NASDAQ
384    PTE 9/28/2009 0.18 POWERSHARES DYNAMIC TELECOM & WIRELESS Powershares Exchange Traded Fund Trust Specialty-Communications NYSE
385    PTJ 9/28/2009 0.42 POWERSHARES EXCHANGE TRADED FUND TRUST NYSE
386    PTO 9/28/2009 0.32 POWERSHARES IBBOTSON ALTERNATIV PowerShares World Allocation NYSE
387    PTRP 9/28/2009 0.09 POWERSHARES GLOBAL PROGRESSIVE TRANSPORT NASDAQ
388    PUTX 7/7/2015 0.13 NASDAQ
389    PWJ 9/28/2009 1.07 POWERSHARES DYNAMIC MID CAP GRO NYSE
390    PWND 9/28/2009 0.92 POWERSHARES GLOBAL WIND ENERGY PowerShares Equity Energy NASDAQ
391    PWO 9/28/2009 0.28 POWERSHARES XTF: DYNAMIC OTC PO PowerShares Mid-Cap Growth NYSE
392    PWP 9/28/2009 0.35 POWERSHARES DYNAMIC MID CAP VAL NYSE
393    PWT 9/28/2009 0.66 POWERSHARES DYNAMIC SMALLCAP GR NYSE
394    PWY 9/28/2009 0.71 POWERSHARES DYNAMIC SMALL CAP V NYSE
395    PXLC 2/22/2011 0.53 POWERSHARES FUNDAMENTAL PURE LA PowerShares Large Blend NYSE
396    PXMC 2/22/2011 0.43 POWERSHARES FUNDAMENTAL PURE MI PowerShares Mid-Cap Blend NYSE
397    PXN 9/28/2009 1.45 POWERSHARES LUX NANOTECH PORTFO PowerShares Technology NYSE
398    PXSC 2/22/2011 0.26 POWERSHARES FUNDAMENTAL PURE SM PowerShares Small Blend NYSE
399    PYH 9/28/2009 0.29 POWERSHARES MORNINGSTAR STOCKIN PowerShares Mid-Cap Growth NYSE
400    PZJ 9/28/2009 0.12 POWERSHARES ZACKS SMALL CAP PowerShares Small Blend NYSE
401    QDEM 1/23/2014 0.09 MARKET VECTORS MSCI EM QUALITY DIV ETF Exchange Traded Fund Financial NYSE
402    QDXU 1/23/2014 0.07 MARKET VECTORS MSCI INTL QUAL DIV ETF Exchange Traded Fund Financial NYSE
403    QEM 1/23/2014 0.07 MARKET VECTORS MSCI EM QUALITY ETF Exchange Traded Fund Financial NYSE
404    QKOR 9/18/2014 0.05 NASDAQ
405    QLT 9/7/2011 0.05 QUANTSHARES U.S. MARKET NEUTRAL FQF TRUST Market Neutral NYSE
406    QLTB 4/26/2012 1.32 ISHARES BAA - BA RATED CORPORATE BOND Exchange Traded Fund Financial BATS
407    QLTC 4/26/2012 0.38 ISHARES B - CA RATED CORPORATE BOND Exchange Traded Fund Financial BATS
408    QMEX 9/18/2014 0.08 NASDAQ
409    QQQV 12/6/2011 0.02 NASDAQ
410    QTWN 9/18/2014 0.01 NASDAQ
411    QXUS 1/23/2014 0.06 NASDAQ
412    REA 9/28/2009 0.28 KEYSTONE PROPERTY TRUST NYSE
413    REC 9/28/2009 0.18 RYDEX ETF TRUST NYSE
414    RETS 7/14/2010 0.54 DIREXION DAILY RETAIL BEAR 3X S Direxion Funds Trading-Inverse Equity NYSE
415    RFL 9/28/2009 0.59 RYDEX 2X S&P SELECT SECTOR FINANCIAL COMMON NYSE
416    RFN 9/28/2009 0.66 RYDEX INVERSE 2X S&P SELECT SECTOR FNNCL COM NYSE
417    RHM 9/28/2009 0.05 RYDEX 2X S&P SELECT SECTOR HEALTH CARE COMMO NYSE
418    RHO 9/30/2009 0.05 RYDEX INVERSE 2X S&P SELECT SCTR HLTH CR COM NYSE
419    RKH 9/28/2009 54.62 MARKET VECTORS BANK AND BROKERA Van Eck Financial AMEX
420    RMB 9/22/2011 0.18 GUGGENHEIM YUAN BOND ETF Guggenheim Funds Distributors, Inc. Emerging Markets Bond NYSE
421    RMM 9/28/2009 0.28 RYDEX 2X S&P MIDCAP 400 NYSE
422    RMS 9/28/2009 0.12 RYDEX ETF TRUST NYSE
423    ROB 9/28/2009 0.12 CLAYMORE/ROBB REPORT GLOBAL LUXURY Claymore Securities World Stock NYSE
424    RODI 9/15/2014 0.01 NASDAQ
425    ROI 9/28/2009 0.26 WISDOMTREE LARGECAP GROWTH FUND WisdomTree Large Growth NYSE
426    ROLA 11/30/2010 0.1 IPATH LONG EXTENDED RUSSELL 100 NYSE
427    RORO 9/10/2014 0.08 NASDAQ
428    ROSA 11/30/2010 0.16 IPATH SHORT EXTENDED RUSSELL 10 NYSE
429    RPX 10/2/2009 0.46 COLUMBIA GROWTH EQUITY STRATEGY Columbia Large Growth NYSE
430    RRGR 7/11/2012 0.22 NASDAQ
431    RRY 9/28/2009 1.34 RYDEX 2X RUSSELL 2000 NYSE
432    RRZ 9/28/2009 0.65 RYDEX INVERSE 2X RUSSELL 2000 NYSE
433    RSCO 3/18/2013 0.46 SPDR RUSSELL SMALL CAP COMPLETENESS ETF Exchange Traded Fund Financial NYSE
434    RSU 9/28/2009 6.43 RYDEX 2X S&P 500 ETF Rydex/SGI Trading-Leveraged Equity NYSE
435    RSW 9/28/2009 9.74 RYDEX INVERSE 2X S&P 500 ETF Rydex/SGI Trading-Inverse Equity NYSE
436    RTG 9/29/2009 0.12 RYDEX 2X S&P SELECT SECTOR TECHNOLOGY COMMON NYSE
437    RTL 9/28/2009 0.81 ISHARES FTSE NAREIT RETAIL INDE iShares Real Estate NYSE
438    RTSA 11/30/2010 1.56 IPATH SHORT EXTENDED RUSSELL 20 NYSE
439    RTW 9/30/2009 0.05 RYDEX ETF TRUST NYSE
440    RUDR 4/9/2013 0.01 NASDAQ
441    RWG 10/2/2009 0.38 COLUMBIA LARGE-CAP GROWTH EQUIT Columbia Large Growth NYSE
442    RWV 9/28/2009 0.31 REVENUESHARES NAVALLIER OVERALL VTL Associates, LLC Mid-Cap Growth NYSE
443    RWXL 3/21/2012 1.71 UBS ETRACS M PY 2XLVG DJ INTL RELEST ETN Exchange Traded Fund Financial NYSE
444    SBEU 1/30/2015 0.02 NASDAQ
445    SBND 7/12/2010 5.33 POWERSHARES DB 3X SHORT 25 YEAR Deutsche Bank Trading-Inverse Debt NYSE
446    SBUS 1/30/2015 0.14 NASDAQ
447    SCLP 10/5/2011 0.01 NASDAQ
448    SCOG 10/5/2011 0.01 NASDAQ
449    SDK 9/28/2009 0.63 PROSHARES ULTRASHORT RUSSELL MI ProShares Trading-Inverse Equity NYSE
450    SFK 9/28/2009 0.68 PROSHARES ULTRASHORT RUSSELL100 ProShares Trading-Inverse Equity NYSE
451    SFSA 11/30/2010 0.91 IPATH SHORT EXTENDED S&P 500 TR NYSE
452    SINF 2/10/2012 0.12 PROSHARES ULTRAPRO SHRT 10YR TIPS/TSY SP Exchange Traded Fund Financial NYSE
453    SJF 9/29/2009 0.48 PROSHARES ULTRASHORT RUSSELL100 ProShares Trading-Inverse Equity NYSE
454    SJH 9/28/2009 1.52 PROSHARES ULTRASHORT RUSSELL200 ProShares Trading-Inverse Equity NYSE
455    SJL 9/28/2009 0.35 PROSHARES ULTRASHORT RUSSELL MI ProShares Trading-Inverse Equity NYSE
456    SKK 9/28/2009 2.67 PROSHARES ULTRASHORT RUSSELL200 ProShares Trading-Inverse Equity NYSE
457    SLDR 7/1/2015 0.01 NASDAQ
458    SLOW 7/1/2015 0.01 NASDAQ
459    SPGH 1/28/2010 0.64 UBS E-TRACS S&P 500 GOLD HEDGED UBS AG Trading-Miscellaneous NYSE
460    SSDD 9/15/2011 0.06 ETRACS ISE SOLID STATE DRIVE IN NYSE
461    SSDL 9/15/2011 0.04 ETRACS MONTHLY 2XLEVERAGED ISE NYSE
462    STH 9/28/2009 0.06 CLAYMORE EXCHANGE-TRADED FUND TRUST NYSE
463    STXX 9/28/2009 0.29 ALPS STOXX EUROPE 600 ETF Exchange Traded Fund Financial NYSE
464    SUBD 5/5/2014 0.08 DEUTSCHE X-TRACKERS SLCTVINVGRD SBDTDBT Exchange Traded Fund Financial NYSE
465    SWH 9/28/2009 1.47 MERRILL LYNCH & CO., INC. SOFTW Merrill Lynch Technology AMEX
466    SYTL 7/29/2014 0.11 DIREXION DAILY 7-10 YR TRS BULL 2X ETF Exchange Traded Fund Financial NYSE
467    SZR 9/28/2009 0.35 WISDOMTREE DREYFUS SOUTH AFRICA WisdomTree Currency NYSE
468    TBAR 2/23/2011 1.66 RBS GOLD TRENDPILOT EXCHANGE TR NYSE
469    TCHI 4/19/2012 0.44 RBS CHINA TRENDPILOT ETN Exchange Traded Fund Financial NYSE
470    TDD 9/28/2009 0.44 DB-X 2010 TARGET DATE FUND Deutsche Bank Target Date 2000-2010 NYSE
471    TDH 9/28/2009 0.69 DB-X 2020 TARGET DATE FUND Deutsche Bank Target Date 2016-2020 NYSE
472    TDN 9/28/2009 0.86 DB-X 2030 TARGET DATE FUND Deutsche Bank Target Date 2026-2030 NYSE
473    TDV 9/28/2009 0.76 DB-X 2040 TARGET DATE FUND Deutsche Bank Target Date 2036-2040 NYSE
474    TDX 9/28/2009 0.31 DB-X IN-TARGET DATE FUND Deutsche Bank Conservative Allocation NYSE
475    TENZ 9/29/2009 0.58 PIMCO 7-15 YEAR U.S. TREASURY I PIMCO Long Government NYSE
476    TGEM 6/23/2011 0.09 EGSHARES TELECOM GEMS ETF Emerging Global Advisors Communications NYSE
477    TGR 9/28/2009 2.42 ISHARES S&P TARGET DATE RETIREM iShares Conservative Allocation NYSE
478    TLL 9/28/2009 0.69 PROSHARES ULTRASHORT TELECOMMUN ProShares Trading-Inverse Equity NYSE
479    TMW 9/28/2009 1.05 SPDR DJ WILSHIRE TOTAL MARKET E State Street Global Advisors Large Blend NYSE
480    TNDQ 12/13/2011 0.78 RBS NASDAQ-100 TRENDPILOT ETN Exchange Traded Fund Financial NYSE
481    TONS 2/20/2015 0.75 NASDAQ
482    TOTS 6/15/2011 0.64 DIREXION DAILY TOTAL MARKET BEA Direxion Funds Trading-Inverse Debt NYSE
483    TRND 12/8/2010 4.03 RBS US LARGE CAP TRENDPILOT ETN NYSE
484    TRNM 1/27/2011 1.53 RBS US MID CAP TRENDPILOT ETN NYSE
485    TSXV 3/17/2011 0.17 GLOBAL X S&P TSX VENTURE 30 CAN Global X Funds Foreign Small/Mid Growth NYSE
486    TTH 9/28/2009 1.88 MERRILL LYNCH & CO., INC. TELEC Merrill Lynch Communications AMEX
487    TWOZ 2/25/2010 0.05 DIREXION DAILY 2 YR TRSY BEAR 3X SHARES Direxion Shares ETF Trust Bear Market AMEX
488    TWQ 9/28/2009 0.43 PROSHARES ULTRASHORT RUSSELL300 ProShares Trading-Inverse Equity NYSE
489    TWTI 9/15/2011 0.29 RBS OIL TRENDPILOT ETN NYSE
490    TYH 9/28/2009 137.15 DIREXION TECHNOLOGY BULL 3X SHA Direxion Funds Trading-Leveraged Equity NYSE
491    TYP 9/28/2009 49.67 DIREXION TECHNOLOGY BEAR 3X SHA Direxion Funds Trading-Inverse Equity NYSE
492    TYTE 8/7/2014 0.03 PROSHARES CDS NORTH AMERICAN HY CRDT ETF Exchange Traded Fund Financial BATS
493    TZD 9/28/2009 0.73 ISHARES S&P TARGET DATE 2010 iShares Target Date 2000-2010 NYSE
494    TZE 9/28/2009 3.35 ISHARES TRUST TARGET DATE 2015 iShares Target Date 2011-2015 NYSE
495    TZG 9/29/2009 1.27 ISHARES S&P TARGET DATE 2020 ET iShares Target Date 2016-2020 NYSE
496    TZI 10/1/2009 0.8 ISHARES S&P TARGET DATE 2025 ET iShares Target Date 2021-2025 NYSE
497    TZL 9/28/2009 1.17 ISHARES S&P TARGET DATE 2030 iShares Target Date 2026-2030 NYSE
498    TZO 9/29/2009 0.73 ISHARES S&P TARGET DATE 2035 iShares Target Date 2031-2035 NYSE
499    TZV 9/28/2009 1.23 ISHARES S&P TARGET DATE 2040 iShares Target Date 2036-2040 NYSE
500    TZW 8/18/2011 0.79 ISHARES S&P TARGET DATE 2045 NYSE
501    TZY 8/31/2011 0.99 ISHARES S&P TARGET DATE 2050 NYSE
502    UBD 9/28/2009 0.07 GUGGENHEIM U.S. CAPITAL MARKETS NYSE
503    UCD 9/28/2009 1.68 PROSHARES ULTRA DJ-AIG COMMODIT ProShares Trading-Leveraged Commodities NYSE
504    UDNT 5/24/2011 0.56 POWERSHARES DB 3X SHORT US DOLL NYSE
505    UEM 9/28/2009 0.01 CLAYMORE EXCHANGE-TRADED FUND TRUST NYSE
506    UGEM 6/23/2011 0.2 EGSHARES UTILITIES GEMS ETF Emerging Global Advisors Utilities NYSE
507    UINF 2/10/2012 0.22 PROSHARES ULTRAPRO 10 YEAR TIPS/TSY SPRD Exchange Traded Fund Financial NYSE
508    UK 4/29/2015 0.02 NYSE
509    UKF 9/28/2009 0.6 PROSHARES ULTRA RUSSELL1000 GRO ProShares Trading-Leveraged Equity NYSE
510    UKK 9/28/2009 2.76 PROSHARES ULTRA RUSSELL2000 GRO ProShares Trading-Leveraged Equity NYSE
511    UKW 9/28/2009 0.94 PROSHARES ULTRA RUSSELL MIDCAP ProShares Trading-Leveraged Equity NYSE
512    ULQ 9/28/2009 0.03 GUGGENHEIM U.S. CAPITAL MARKETS NYSE
513    UOIL 2/8/2012 0.09 NASDAQ
514    USMI 6/19/2012 0.53 UNITED STATES METALS ETF Exchange Traded Fund Financial NYSE
515    USMR 9/20/2016 0.01 NASDAQ
516    USY 9/28/2009 0.05 WISDOMTREE U S CURRENT INCOME FUND COMMON SH NYSE
517    UTH 9/28/2009 0.57 MERRILL LYNCH & CO., INC. UTILI Merrill Lynch Utilities AMEX
518    UTLT 6/4/2013 0.66 DEUTSCHE X-TRACKERS REGULATED UTILITIES Exchange Traded Fund Financial NYSE
519    UUPT 5/24/2011 2 POWERSHARES DB 3X LONG US DOLLA NYSE
520    UVG 9/28/2009 0.81 PROSHARES ULTRA RUSSELL1000 VAL ProShares Trading-Leveraged Equity NYSE
521    UVT 9/28/2009 1.89 PROSHARES ULTRA RUSSELL2000 VAL ProShares Trading-Leveraged Equity NYSE
522    UVU 9/28/2009 0.82 PROSHARES ULTRA RUSSELL MIDCAP ProShares Trading-Leveraged Equity NYSE
523    UWC 9/29/2009 0.14 PROSHARES ULTRA RUSSELL3000 ProShares Trading-Leveraged Equity NYSE
524    UWTI 2/8/2012 823.22 VELOCITYSHARES 3X LONG CRUDE OIL ETN Exchange Traded Fund Financial NYSE
525    UXJ 7/13/2010 0.4 PROSHARES ULTRA MSCI PACIFIC EX ProShares Trading-Leveraged Equity NYSE
526    VGEM 6/23/2011 0.17 EGSHARES CONSUMER SERVICES GEMS Emerging Global Advisors Consumer Cyclical NYSE
527    VLLV 3/11/2015 0.03 NASDAQ
528    VLML 3/11/2015 0.02 NASDAQ
529    VLSM 3/11/2015 0.07 NASDAQ
530    VQTS 12/3/2014 0.14 NASDAQ
531    VRD 9/28/2009 1.09 SPDR S&P VRDO MUNICIPAL BOND ET State Street Global Advisors Muni Short NYSE
532    VROM 5/19/2011 0.08 GLOBAL X/ AUTO ETF Global X Funds Industrials NYSE
533    VSPY 1/11/2012 3.34 DIREXION S&P 500 RC VOLATILITY Direxion Funds Large Blend NYSE
534    VXAA 9/8/2011 0.25 ETRACS 1 MONTH S&P 500 VIX FUTU NYSE
535    VXBB 9/8/2011 0.1 ETRACS 2 MONTH S&P 500 VIX FUTU NYSE
536    VXCC 9/8/2011 0.1 ETRACS 3 MONTH S&P 500 VIX FUTU NYSE
537    VXDD 9/8/2011 0.04 ETRACS 4 MONTH S&P 500 FUTURES NYSE
538    VXDN 5/19/2015 0.38 NASDAQ
539    VXUP 5/19/2015 0.43 NASDAQ
540    VZZB 7/11/2011 0.51 IPATH LONG ENHANCED S&P 500 VIX NYSE
541    WCAT 1/20/2010 0.42 JEFFERIES TR/J CRB WILDCATTERS ALPS Equity Energy NYSE
542    WFVK 4/12/2010 0.15 WILSHIRE 5000 TOTAL MARKET ETF Guggenheim Funds Distributors, Inc. Large Blend NYSE
543    WITE 12/3/2010 1.43 ETFS WHITE METALS BASKET TRUST ETF Securities Ltd Commodities Precious Metals NYSE
544    WMH 9/28/2009 0.07 MERRILL LYNCH & CO., INC. WIREL Merrill Lynch Communications AMEX
545    WSTE 4/13/2011 0.04 GLOBAL X WASTE MANAGEMENT ETF Global X Funds Industrials NYSE
546    WXSP 4/9/2010 0.04 WILSHIRE 4500 COMPLETION Guggenheim Funds Distributors, Inc. Mid-Cap Blend NYSE
547    XGC 9/28/2009 0.31 GUGGENHEIM INTERNATIONAL SMALL Guggenheim Funds Distributors, Inc. Foreign Small/Mid Growth NYSE
548    XLFS 4/9/2010 0.9 NASDAQ
549    XOVR 6/19/2012 1.69 SPDR BOFA ML CROSSOVER CORP BD ETF Exchange Traded Fund Financial NYSE
550    XRO 9/28/2009 0.32 GUGGENHEIM SECTOR ROTATION ETF Guggenheim Funds Distributors, Inc. Large Growth NYSE
551    XRU 10/1/2009 0.21 CURRENCYSHARES RUSSIAN RUBLE TR Rydex|SGI Currency NYSE
552    XVIX 12/1/2010 1.64 UBS AG EXCHANGE TRADED ACCESS S NYSE
553    YPRO 3/5/2014 0.72 NASDAQ